8/3/2019 Clifford J Wallace Financial Disclosure Report for 2010

1/7

AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Re quired by the Ethicsin Government Act of 1978(5 U.S.C. app. ,~;,~; 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l )Wallace, J. Clifford

4 . T i t l e (A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full-or pan-time)United States Circuit 3udge - Senior Sta tus

7 . C h a m b e r s o r O f f ic e A d d r e s sUnited States Courthouse940 Front Street, #4192San Diego, California 92101-8918

2, Court or OrganizationUnited States Court of Ap peals Ninth Circuit

5a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t ype)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

R e v i e v d n g O f f i c e r D a t e

3 . D a t e o f R e p o r t05/14/201 I

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The inst ruct ions accom panying th is form must be fo l lowe, t C omple te a l l par ts ,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . POSITIONS. mepora ,g i .a iv ld,a t o, ty; s , , pp. 9-13 of ~U ,g instructions.)~] (No rep ortable posi t ions .)ONE

POSITION NAME OF ORGANIZATION/ENTITY

2. Advisor Thailand Judicial Training Inst i tute3. M e m be r ABA Asia Law Ini tia tive Council

4. M e m be r Council of Visitors of California Western School of Law5. M e m be r William H. Rehnqu ist Centers National Board of Academic Advisors6. M e m be r ABA -UNDP Adv i sory Commi t tee

I I . A G R E E M E N T S . m e p o n l , g i , a i v U a ~ t o , t y ; ,, , ~ ,. 1 4 - t 6 of filing instructions.)~] NONE (No reportable agreements.)

D A T E PARTIES AND TERMS

8/3/2019 Clifford J Wallace Financial Disclosure Report for 2010

2/7

F I N A N C IA L D I S C L O S U R E R E P O R TPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gWallace , J . Clifford

D a t e o f R e p o r t05/14/2011

I II . N O N - IN V E S T M E N T I N C O M E . t R e p o r a n ~ i n d i v i d u a t a n d s p o u s e : s c e p p . 17-24 of filing instruction~OA. Filers Non-Investm ent Income

~] (No reportable income.)O N E non-investmentD A T E SO U R CE A N D T Y P E

2.3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n ve s tm e n t I n c o m e - I f y o u were married during any portion of the reporting year, com plete this section.(Dol lar amount not required except for honoraria . }

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.2.3.4.

I V . R E I M B U R S E M E N T S - t ranspor t a t i on , l odg i ng , f ood, entertainment.( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i l i n g i n s t r u c t i o n s . )

D N O N E (No reportable reimbursements.)SOURCE DATES LOCATION ITEMS PAID OR PROVIDED

1 . O P D A T 1/16/10 to 1/25/10 Sofia, Bulgaria Transp orta tion, Food, Lodging Expenses2. Thailand Judiciary 1/25/I 0 to 1/27/10 Bangkok, Thailand Consultancy Food & Lodging Expense3. Malaysia Judiciary 1/28/I 0 to 2/4/I 0 Kuala Lum pur, Malaysia C o n fe re n ce on M e d ia t io n T ra n s p or t at io n , F o o d, L o d g in g Ex p e n se s4. T he Chu rch of Jesu s Chris t of 2 /7 /10 to 2 /13/10 Salt Lake City, U tah A tten d G overn men t Transporta tion ExpenseLatter-Day Saints Relations Conference5. T etra T ech , In c. 2 /I 3/10 to 2/19 /10 A m m an , Jordan Consu ltan cy Transportat ion, Food, Lodging Expenses6. Brigham Young Univer s ity - 2/22/10 to 2/24/10 Santa Clara, California Lecture TransportationSanta Clara Un iversi ty

P U R P O S E

8/3/2019 Clifford J Wallace Financial Disclosure Report for 2010

3/7

F I N A N C I A L D IS C L O S U R E R E P O R TPage 3 of 7 Ia m e o f P e r s o n R e p o r t i n g\Vallace, J . Clif ford Date of Report05/14/201 I

7. Pepperdine University 3/I 8/10 to 3/20/10 M alib u, C alifom ia B ym e Ju dicial C lerk sh ip Transporta tion, FoodInstitute8. B rig ha m Y ou n g U niv es ity 4 /2 2/1 0 to 4 /2 3/1 0 P rovo, U tah B reakfast M eetin g Transporta tion, Food9. J. Reuben Clark Law S ociety 4 /24 /10 Silicon Valley, CA Breakfast Meeting Transportation

1 0 . Sandra Day OConnor 4/24/ I0 to 4/26/10 Mesa, Arizona N a tio na l F oru m o ft he T ra ns p ort at io n, Fo od, Lo dg in g Ex p en s esCollege of Law Futu re of Legal Education1 I . Internat ional Finance 4/27/10 to 5 / I /10 L ahore, Pakis tan N ation al Con feren ce on T ran sp ortation , F ood, Lodg in g Exp en sesCorporation A DR1 2 . Singap ore Judiciary 5/I /10 to 5/7/10 Singapore Inter Pacific Bar Assoc. Hotel ExpenseAnnual Conference1 3 . University of Utah 5/13/10 to 5/15/10 Salt Lake City, Utah C om m e n c em e n t A dd re ss T r an s p or ta ti on , F oo d, L o dg in g E x p en s es1 4 . U .S.P aten t & Tradem ark 6/6 /10 to 6 /8/10 D ead S ea, Jordan A t t en d G lo ba l I n te ll ec tu a l T r a n sp o rt at io n , Foo d, Lo dg i n g Exp en se s

O ffice, O ffice of External Property AcademyA flairs Regional JudicialWorkshop1 5 . CEELI 7 /17 /10 to 7 /23/10 P rag u e, Czech R ep u b lic Con feren ce on A n n u al T ran sp ortation , Food, Lodg in g Exp en sesMeeting CEELI Insti tu te1 6 . C hu rch of Jes us C hris t of 8/1 0/1 0 Salt Lake City, Utah Meeting re: China T rip Transporta tion ExpenseLatter-Day Saints1 7 . B rig h am Y o u n g U n iv er sit y 8 /1 3/ 10 t o 8 /1 5/ 10 Beij ing, China A t te n d R e li gi on & T he T r an s p or ta ti on , F o od , L o dg in g Ex p en s esRule o f Law SeminarTraining Program1 8 . ABA Rol i 1 0 /I /1 0 t o 1 0 /9 /1 0 S in g ap ore & P hilip p in es & Attend Conference & speak Transp ortation, Food, Lodging Exp ensesMalaysia on Rule of Law1 9 . U.S. Department of Sta te 10/9/10 to 10/22/10 Indonesia Consultancy Transp ortation, Food, Lodging Exp enses

8/3/2019 Clifford J Wallace Financial Disclosure Report for 2010

4/7

FINANCIAL DISCLOSURE REPORTP a g e 4 o f 7

Name of Person Reporting\Vallace, J . Clif ford

Date of Report05/14/201 I

V . G I F T S . a n c lu d ~ t h o s e t o ~ p o ~ e a n d dependent children; see p p . 2 8 - 3 1 of filing instruction&)N O N E (]go reporta ble gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c la d ~ t h o s e o f s p o ~ e a n d dependent children; see p p . 3 2 - 3 3 o f f i l in g instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE

8/3/2019 Clifford J Wallace Financial Disclosure Report for 2010

5/7

F I N A N C I A L D IS C L O S U R E R E P O R TPage 5 of 7

N a m e o f P e r s o n R e p o r t in g\Vallace, J . Clif ford

D a t e o f R e p o r t05/14/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , a l u e . ~ a ~ s a c , i o . s a n a . d e s , h o s e o / s p o . s c a n d dependent children: s e e p p . 3 4 - 6 0 of f i l ing ins truct ionsO

2.

3.

4.

5.

6.

7.

8.

9.

10 .

13 .

14 .

N O N E (No reportable income, assets, or transactions.)Descr i p t ion of Asse ts I n c o m e d u r i n g(in clu din g tru s t ass ets ) rep ort in g p eriod

i (I) (2)Place "(X)" after each asset ! A m o u n t Typ e ( e . g .,

exem p t f r om p r i o r d i s c lo su r e i Code I div., rent,i (A-H) or int.)

Gross va lue a t endof repor t i ng per iod

(I) (2)V alu e V alu e

Code 2 M e th o d( J -P ) Code 3(Q-w)

Transac t ions dur i ng repor t ing p er iod

(I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

buy, sell, m m /dd/ yy Code 2 Code I buyerlsellerr e d e m p t i o n ) ( J - P ) (AdD ( i f p r i v a t e

t r a n s a c t i o n )

Transwest Credi t Union B Int./Div. M TC h a n g i n g P a r a m e t e r s

C h a n g i n g P a r a m e t e r s A n n u i ty

A None N T

None M T

1 7 .

I. Income Gain Codes:(See Column s BI and 134)

2. Value Codes(See Columns CI and D3)

3 . Value Method Codes(See Column C2)

A =$1.000 or tessF =$50.00t - $ | 00,000J =$15,000 or lessN =$250.001 - $ 5 0 0 . 0 0 0P 3 =$25,000.001 - $50.000.000Q -AppraisalU -Book Value

B = $ 1 , 0 0 1 - $ 2 . 5 0 0G = $ t ~0.00 | - $ t .O~0.000K =$ 1 5 . 0 OI - $50 .0000 $500 .0OI - $1 .000 .000R ~ost (Real Estate O n l y )V = O t h er

C $2,501 - $5 .000I t I -$ t .000.001 - $5.000.000L =$50.0OI - $ 1 0 0 . 0 O OP I = $ 1.000.001 - $5.000.000P4 -M ore ~han $50.000,000S = A s s c s s m , . n lW -Estimated

D =$5,001 - $15,000H2 =More lhan $5.0003300M = $ 100.001 - $ 2 5 0 , 0 0 0P2 =$5.000.001 - $25.000.000T =Cash Markct

E =$15,001 - $50,000

8/3/2019 Clifford J Wallace Financial Disclosure Report for 2010

6/7

FINANCIAL DISCLOSURE REPORTPage 6 of 7

N a m e o f Person ReportingWallace, J. Clifford

D a t e o f R e p o r ~05/14/201 I

V I II . A D D I T IO N A L I N F O R MA T I O N O R E X P L A N A T I O N S .

8/3/2019 Clifford J Wallace Financial Disclosure Report for 2010

7/7

FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7

Name of Person Reporting\Vallace, J. Clifford

Date of Report0 5 1 1 4 1 2 0 1 I

IX. CERT IFICATION.I cer t ify that a ll inform at ion given abov e ( including inform at ion per taining to m y spouse an d m inor or dependent chi ldren, if any) i saccurate , true, and comp lete to the bes t of my kn owledge an d bel ief, and that any informat ion no t repor ted was w i thheld because i t met app l icable s ta tu toryprovis ions permit t ing non-disclosure.I f ur t her cert i fy t ha t ear ned income f rom out s ide em ploymen t and hon oraria and t he accep t ance o f g i f t s wh ich have been r epor t ed are incomp l iance wi t h t he p rovi s ions o f 5 U .S .C. app . 501 e t . seq . , 5 U .S .C. 7353 , and Jud ic ia l Conference r egula t ions .

Signature: S/J. Clifford W allace

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI ES O R F A L L S T O F I L E T H I S R EP O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAd m in i s tr a ti v e O f f ic e o f t h e U n i t ed S t a t e s C o u r t sSu i t e 2 -30 1One Columbus Circle, N.E.Washington, D.C. 20544