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PHASE IV STUDIES
-D.SAIKRISHNA
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Introduction
Also known as Post Marketing Surveillance Trial.
Phase IV trials involve the safety surveillance(pharmacovigilance) and ongoing technical support of a drugafter it receive permission to be sold.
Phase IV studies may be required by regulatory authorities ormay be undertaken by the sponsoring company forcompetitive or other reasons (for example, the drug may nothave been tested for interactions with other drugs, or oncertain population groups such as pregnant women, who areunlikely to subject themselves to trials).
The safety surveillance is designed to defect any rare or long-term adverse effects over a much larger patient populationand longer time period than was possible during the Phase I-IIIclinical trials.
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Introduction
Harmful effects discovered by Phase IV trials may resultin a drug being no longer sold, or restricted to certainuses: recent examples involve cerivastatin (brand names
Baycol and Lipobay), troglitazone (Rezulin) and rofecoxib(Vioxx).
Companies also may evaluate different formulations of adrug (like sustained release).
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Driving Forces.
Commercial:comparison with existing marketleader, trying new dosage forms and formulations
Regulatory: fulfillment of post-approval regulatory
commitment Academic: developing correlations with new
diagnostic techniques or biomarkers, studying drug-drug interactions, experiences with the population
that is unlikely to participate in clinical trials Safety: identifying new side effects,
contraindications
Efficacy: identifying new indications
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Information gathered from Phase
4 Clinical Trials Overall morbidity and mortality in very large
sample of the patient population
The place for the product in complex treatment
algorithms where many alternative therapiesmay be possible in countless combinations
Overall cost-effectiveness in routine medicalpractice, without the intensive interventions of apreauthorization study
The incidence of rare suspected adversereactions or specific benefits in patient sub-groups
Compliance in routine medical practice
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Seeding Studies
Seeding studies are planned more for marketingadvantage than for a specific scientific reason.
Their prime aim is to alter physician prescribing, and
since this objective is nowhere mentioned in theprotocol, such studies are held in very low esteem
Regulatory authorities do not support the conduct ofseeding studies that masquerade as Phase IV studies
Such studies lack in control group, statistical power,safety and efficacy aim
Such studies involve marketing representatives thatclinical researchers
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Quality of Life and
Pharmacoeconomic Studies QOL studies have been made mandatory by
FDA
Drug abuse and drug dependencies arestudied extensively in post-approval phase ofresearch
Cost of therapy can be studied widely in the
post- approval phase since the productbecomes commercially available
Cost of therapy can be compared with thecost of the existing therapy
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Study Design
Generally open label randomized studies
Market leader is used as comparator instead
of placebo Study population is very less restricted to
reach close to the routine clinical practice
They may involve 300 to 3000 patients They are long term studies to study long term
safety profile of the drug
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Periodic Safety Update
ReportsSubsequent to approval of the product, new drugsshould be closely monitored for their clinical safetyonce they are marketed. The applicant shall furnishperiodic safety update reports (PSURs) in order to:
Report all the relevant new information fromappropriate sources
Relate these data to patient exposure
Summarize the market authorization status in
different countries and any significant variationrelated to safety
Indicate whether changes should be made toproduct information in order to optimize the use ofthe product
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Periodic Safety Update
Reports Ordinarily all dosage forms and formulations as well
as indications for new drugs be covered in onePSUR.
Within the single PSUR separate presentation ofdata for different dosage forms, indications orseparate population need to be given.
All relevant clinical and non-clinical safety data
should cover only the period of the report. The PSURs shall be submitted every six months for
the first two years after approval.
For subsequent two years the PSURs need to be
submitted annually
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Classical phase IV research
Different chemical entities offering similar efficacyand safety profiles: research work for differentiation
Medicines within the same pharmaceutical class:
research work to identify the best amongst the lot Demonstration of efficacy in different patient
groups: different patient groups get exposed to thenew drugs in post marketing surveillance
New indication: Aspirin, and sildenafil are classicalexamples
New dosage regimen: optimization of dosageregimen is possible with greater exposure
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Categories of phase IV
studiesDescriptive Studies: Provide information on pattern of disease
occurrence in populations according to
demographic and prognostic characteristics. Data used are routinely collected epidemiologic
intelligence with is analyzed to identify theoccurrence of rare adverse reaction or togenerate a hypothesis.
Passive monitoring of events and reports is animportant method for collecting data included indescriptive studies.
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Categories of Phase IV
StudiesCross- sectional Studies: They are also called as surveys or prevalence
studies that involve a statistically based random
sampling of a target population. Data are classified according to reported
exposure to medicines and observed outcomes.
Results pertain to a single point in time, and thistype of study is therefore like a snapshot in time.
If conducted retrospectively, it may be unclearwhether exposure truly preceded the outcome.
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Categories of Phase IV
StudiesCase- control studies: They are always retrospective studies where
cases have the disease and controls do not.
Data are collected by looking backward in timeto determine differences between the twogroups in the past.
Cases matched for confounding factors (e.g.,age, sex) with one or more controls.
Such studies may involve bias because of theirnature yet generate important data especiallyincidence.
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Categories of Phase IV
StudiesCohort Studies: A Cohort is a group that is exposed, and followed
forward to a point in time when its members areevaluated retrospectively to look for differences inthe frequency of one or more outcomes from acontrol unexposed group.
If the case and controls both come from the samestudy population, the results of the study are more
easily validated. It is imperative to ensue that both cases and controls
are free from disease at the start of the observationperiod.
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Categories of Phase IV
StudiesControlled clinical trials Comparison made with controlled
Mostly carried out by Pharmaceuticalcompanies
Purpose is regulatory, commercial and safetyin the post approval phase of drug
development. Most validated hence more reliable
Statically very sound
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Categories of Phase IV
StudiesObservational studies
Records specific events that are occurring in a
defined population without any interventionby the researcher
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Phase IV studies are conducted to
Address unanswered questions arose duringPhases I,II,III
Continue clinical trial initiated but not
completed during Phase III Investigate interactions of new drugs
Expose more patients to the new drug toconfirm its efficacy and better understand itssafety
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Determine if results obtained at tertiary careand excellent hospitals during Phase I-III canbe confirmed in other hospitals as well aswhen medicine is used by larger number ofnew physicians.
Evaluate whether any rare but serious
adverse reaction occur, or if the drug is acandidate for being abused
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Evaluate the pattern of a medicines
utilization in a specific or general populations.
Study the clinical characteristics of over-dosage and the means of counteracting thisproblem
Assess the costs of adverse reactions to
various sectors of society and develop themeans to meet theses costs.
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THE END