Colleen McMahon Financial Disclosure Report for 2009

8/3/2019 Colleen McMahon Financial Disclosure Report for 2009

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A o 1 0 FINANCIAL DISCLOSURE REPORT R e p o , r R e q u i r e d ~ v r i t e E t h ic sin Government dot q[1978g e t , . 1 / 2 0 0 8 FOR CALENDAR YEAR 2009 (5 u.s.c, at,p . L~" IOl . t l l)1 . P e r s o u R e p o r t i u g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l ) 2 . Co u r t o r Org a n iz a t io n 3 . D a t e o f R e p m t

M cM a ho n , C o lleen U S D istr ict C o u r t-S o u the rn D is 8 /6 /2 0 1 04. T i t l e (Ar t ic l e [11 judges i nd i ca t e a c t i ve o r sen i o r s t aam ; 5a . R e por t T ype (c h e c k a pl m ) pr ia tc type ) 6 . R e p o r t i n g P e r i o dm a gis t r , , e jud ge s ind ic a ie f ul l - or pa r t - t im e ) [] Nomil~ation. Da t e 0 1 h ) I / 2 0 0 9US District Judge-Active [] initial [] Aont,al [] Float to1 2 / 3 1 / 2 0 0 9

5bo [] Amended Report7, C h a m b e r s o r O f f i c e A d d r e s s 8 . O n t h e b a s is of the i n f o r m a t io n c o n t a i n e d in this Report and anym o d i f i c a t io n s p e r t a i n i n l ~ t h e r e t o , i t i s , i n my o p in io n , i n c o m p l i a a c e

50 0 Pearl Streel w ith a ppl ic a bl e ] a .w s a nd re gu | a t ions .New York, NY 10007Chambers 640 Moynihan Cour~hou [ R e v ie w ing O f f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying th~ form must be followed. Complete all parts,checking the N O ! V E b o x f o r each part where you have no reportable information. Sign on lastpage.

1 . P O S I T I O N S . (Reporting indi,oidual ,rely; see pp. 9-13 ojilling instroetions.)~ N O N E (No reportablepositions.)

POSITION N A M E O F O R G A N I Z A T I O N ; E N T I T YI. Trustee Trust # I

3. T~stee F o u n d a l i o n

4. Director Music Bridges ln~ernatinal Inc

5 I Ill

1 I . A G R E E M E N T S . ~ , , , , , , ; , g i n d i u l d , t a l anI),; see IP. 1 4 - 1 6 , , fi l l in g instructions.)~ N O N E (No reportable agreements.)

D A T E P A R T IE S A N D T E R M S


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I~INANCIAL DISCLOSURE REPORT N ~ , . e o f P e r . i o n R e p o r t i n gI D a t e o f R e p o r ta g e 2 o f 2 8 M eM a h o n , C o l l een 8/6/2010

I H . N O N - IN V E S T M E N T IN C O M E . Rep,,.i,,~, individual and sp ..... ; See l,p 17-24 of fling instructions.)A. Fliers Non-lnves~men~ Income

NONE (No reportable non-investment income.)DATE SO~CE AND TYPE ~COM~(yours , no l spouse s)

2.3.4.

B . Spouses Non-invest nlel l t ][ l lCOll le - IS .F,~a were married during any pvrdon of the reporting.Fear, complete this seetiom

~ NONE non-investment income.)N O r~7~ortableDATE SOURCE AND TYPE

1 . 2 0 0 9 :~,;:;~:~,, ~,~.~:~ ~,~ ~ Deleted Compen sat ion2 . 2 0 0 9 C S G S ys t em s l n c - D i r ect o r F ee3. 2009 Kobl s Depar tment Stores Inc-Director Fee4 . 2 0 0 9 Northstar Realty Finance CoD~ -Director Fee

5. 2 0 0 9 Director

6 , 2 0 0 9 Safe Bolkers Inc -Director Fee7. 2 0 0 9 Jet Blue Ai~ays Corp-I)i rector Fee8 . 2 0 0 9 Mencmsha Capi ta l Par tners-Ltd-Employee9. 2009 L i n x P a a n c r s L L C _ D i r e c lo r F e e1 0 . 2 0 0 9 Morgan Stan ley-Pens ion Income

1 1 .

I V . R E I M B U R S E M E N T S ...... ~-;( h w l u d e x t h t ~ . w , t o s p m t s e a m 1 d e p e n d e n t c h i l d r i , n . " s . :e p p . 2 5 - 2 7 o . ~ f i l in g m . r t r u e t io n . ~ . )~ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID ORPROVIDED


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I~INANCIAL D ISCLOSURE REPORT ~ ..... fP ......Reporting Dace of Repor!Page 3 of 28 McMah,m, Colleen 8 / 6 1 2 0 1 0

1 .2.

3,4,5.


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~ I Name of Person Reporting Date of Repor~F I N A N C p a g e 4 o f 2 8 A L D I S C L O S U R E R E P O R T ~ c M . h o n , C o l le e n 8 / 6 1 2 0 1 0 I~ N O N E (N o reportable g~s..)

~ D E S C R I P T I O N VAL~

2.3.

5.

V I . L I A B I L I T I E S . a,,,.~,ae.,. ,n ..... , ~ ~ , . . . . . . . a dependent children; s e e p p . 3 2 - 3 3 Of fillng in~trltctions.)[---] N O N E ~ V o reportable liabilities.)

C R E D IT O R D E S C R IP T IO N V AL U E C O D ~I . JP M o r g a n B a n k C r ed i t C a r d K2.3.4.5.


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DISCLOSUREREPORT Name ofPerson Reporting I Date of ReportI ~ I N A N C I A LM cM a h o n , C o l l eena g e 5 o f 2 8 I

N O N E ( N o reportable income, assets, or transac tions.)D c s c g i p t i o n o f A s s e k ~ Incomcdaring [ G r o s ~ v a l u e a ~ e n d o f I T r a n s a c t l o n s d u r i n g r e p o r f i n g p c r i o d( including ~gt ~se~) ~ r e p o r 6 n g p e r io d r e p o t6 ng p e r i o d

Vl a c e " ( X ) " a ~ e r e a c h ~ s e t [A .. . . . . t [ T y p c { e . g . , Valu e Va lu e T y p e ( e . g . , t D a t e t Value IG...c ~ e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n l , C o d e 2 M el h ~ ~ u v , s e l l , M o n lh - [ C o d e 2 C o d e I b u y e r / s U

1 . T h o m b u r g L t d . T e~ M u n i . F d N a C l B Dividend L T2 . K o h l s C o q ~ . C o r n ( 1 ~ ) None O T3. T h o ru b e rg V a l u e Fu n d C l ~ s A M u t ~ d , ( I D Dividend O T4. Morg an Stau ley Veuture Inves tors 11I LP (I No n e K URA )5, KohPs Corp Corn (Trus t #2) None N T S o l d 9/9 L F(purl)6 . M o rg a n S ta n ley Ven tu re In ves to rs Iit L P No n e K U7 . Psychemedics Cotp. Corn A D i v i d en d J T8 . E E S 1 9 8 6 L P No n e J U9. Cit ibank(Checking) None C l o s ed 1 / 1 5 J

10 . Skyl ine Venture Par tners ,L .P. No n e L UI I. M~CP I11 L.P. No n e L U

13 . :: (1998 300.000) N o n e N R14 . B o n d F i n a n c e I n t e r n a t io n a l C o n D u e I I / 2 None J T3/2058(1RA)1 5 . N o O h w e s t e m M u t u t a l L i f e No n e K T16 . Ci t ibank Checking (Trus t # 2) No n e J T1 7 . EVII ,CO l , i t e lnsurna cc (Trust # I ) Nooe J T


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Ia m e o f P e r s o n R e p o r t in g [ D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTI M c M a h o n , C o l l e e n [

8 /6 /2 0 1 0P a g e 6 o f 2 8VH. INVESTMENTS an d TRUSTS - ~ .... . . . . t.e.r ...... , ~ o , , s ( I n c l u d e s t h o s e of ~.se and dependent children; s e e p p . 3 4 - 6 0 ,~ling i ...... lions.)~ NO NE (No reportab& income, asset~, or transactions.)

D e s c r i p t i o n o f A s s e t s I n co m e d ur in g G ro ss v al u e a t e n d o f T T a n s a c l io n s d u r i n g r e p o r t i n g p e d o d0 n e l u d i n g t r u s t r e s e t s ) ~ r e p o ~ n . ~ . r e ~ d ]. repo~ing period ..........

P l a c e " ( X ) " a l ~ c r e a c h a s s e l A m o u nt I T y p e ( e.g ., : Valu e Va lu e T~e (e.g ., D a t ee x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . r e n t C o d e 2 M e t ho ~ b u y , s e l l , M o n lh - C o d e 2 C o d e l b u y e r / s e l ! e r[ I A - I I ) o r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) D a y

1 8 . Noflhwestem Mututal Life (Trust# l) A Interest N T1 9. No rthwestern M u tu ta l L ife(Tru s t # 1 ) No n e M T

2 0 . Madison Nat ional Life Ins(Trust # I ) A Interest N T2 1 . Passpor t Money Markel Fund (IRA) A D i v i d en d J T2 2 . SFivl Domest ic lnves tn :cn ts LLC None Pl U S o l d 8/20 K(parl)2 3 . Bu y 8/20 K(addl)2 4 . B u y 1 2 / 1 J(addl)2 5 . S u n r i s e C a p i t a l S pec i a l P a r tn e r s , LLC None J U2 6 . C S G S ys t em s l n t em a t i o n a l l n c . C o m No n e N T B u y 8/19 K(add l)2 7 . D o n a t e d

( p a r t )2 8 . S u win li! M a rin er, L L C No n e Pl U2 9 , Skyl ine Venture Par tners Qual if ied Purchase None N U B u y 7/27 JFund 11 (addt)3 0 . S o l d 3 / I I K(part)3 1 . Triden! Capi tal Fund-IV LP No n e L U3 2 . S e n t i n e l C a p i t a l P a rm e rs I I L P None K U

(part)3 4 . S u m m i t M a r i n e r LLC / J P M o r g a n C h eck in g A Interest L T


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,N I Ih ANCIAL DISCLOSURE REPORT ~ .... fP .....Repot, lug Oate of Reporta g e 7 o f 2 8 McMahon, Colleen 8 / 6 1 2 0 1 0VI I. INVESTMENTS an d TRUSTS -.i ..... e , value, t ......dons a,~.t~ae.~ a, ose of ~-, ......a ~ m , , a e m children; see pl,. 3 4 - 6 0 of filing instruct~.)~ N ONE (No reportable income, assets, or transactions.)...................................... A . - ...........................................~. ~ , ........... ~ .............. ] ......................... E .......D e s c r i p t i o n o f A s s e t s l n ~ ) m ~ d u r i n g ] Gross value at end of T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d(including ~mst ~ts) re~ing period . . . . . . . . . . ~po~ing peri~ . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . ,

P l a c e " ~ X ) " a f t e r e a c h a s s e t ~ A m o u n t T y p e ( e ~ g . , Value Value T y p ~ ( e .g . , D a te Value Gain l d e n t i B ofe x e m p t f r o m p r i o r d i s c l o s u re [ C o d e I d i v . , ~ n t , C o d e 2 M e t h ~ b u y , s e l l , M o n th - Co de 2 ~ Co de i b u y e r ! s e l l e r: (A-H) orint .) [ ( J - P ) C ~ e 3 redemptio O D a y ( J - P ] ] (A - H ) [ifpriwt[ ( Q _ % r ) t r a n s a c t i o n )3 5 . R en t a l # ! D P M o r g a n C h eck in g A Interest J T3 6 . Renta l ,5 2 New York, NY(1999 $ 900 ,000) E Rent O R3 7 . R en t a l g 2 H P M o r g a n - C h eck i n g A Interest J T3 8 . JP Morgan(Checking)- None K T3 9 . A l r d u x R es o u r ces LLC F Dist r ibu t ion N U S o l d 2/16 L See No~e( p a r t )4 0 . S o l d 1 2 / 8 M( p a r t )4 1 . Vacant l.and~ !~1 ( 1999 $ 425,00 None N R0 )4 2 . Five Point F u n d L L C C Distribution K U See Note4 3 . Trident Capi tal Fund V LP F Dist r ibu t ion N U Bu y 1 / 2 1 J See Note # 1(addi)44. Bu y 9/28 J

(add!)4 5 . S o l d 4 t 2 8 K~ a ~ t )4 6 . S o l d 8 /4 J( p a r t )4 7 . S o l d 1 2 / 1 6 L( p a r t )4 8 . Ka rsch Ca p i t a l 1 1 L P No n e S o l d 1 / 1 6 O( p a r t )4 9 . S o l d 4 / 2 . 3 P15 0 . L in x Partn ers (Q ) L P No n e P I U S o l d 2 / 1 1 K( p a r t )5 1 . Grove Capi ta l Commitment Par tners LP F Dist r ibu t ion O U B u y 1 2 / I 7 K See Note # l

(addl)


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N a m e o f P e rs o n R e p o r t i n g I D a t e o f R e p o r l~INANCIAL DISCLOSURE REPORTM c ~ a h o n , C o l l ee na g e 8 o f 2 8 [ ~ / 6 J 2 0 ~ o

V l l . E N V E S T M E N T S a n d TRUSTS - ~0~ ..... ~,,. t ...... fions (Includes those of ,~ouse and dependent children; see p p. 34-6 0 qffilingN O N E (N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s c ~ [ [nco~ dur ing Gross value at cad of [ T r a n s a c t i o n s d u r i n g r c p o a i n g p e r i o d(including trust ~sets) ~; repos ing ~r iod r e p o r t i n g p e r i o d~ O) (2 ) ~) ~ ~) ~) (2) (3) (4) ] ( 5 )P l a c e " ( X ) " a R e r c a h a s s e ~ ~ A m o u n t T y p e ( e . g ., V a L u e Value Ty~ (e.g., D a t e Value G a i n / I d e n f i ~ o fe x e m p t f r o m p r i o r d i s c l o s u re Co de I d iv . , r c n L C od e 2 M e~o d ~ b u y , s o i l , M o m h - ~ C o d e 2 C ~ e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( l - P ) C o d e 3 r e d e m p t i o n ) D a y ~ 1 1 - ~ ) ( A - H )[ (Q-W) ~ [ : t ~ a a s a c t i o n )

5 2 . S~ld 1 /6 L(par05 3 . M a r th ~ s V in e y a rd G o l fP ~ n e rs L L C None K U5 4 . Silvar is Cnrp Preferred B None N U5 5 . J P M o r g a n ( C h eck i n g ) C Interest Pl T5 6 . N Y S t a t e D o r m . A u t h 6 . 1 % d u e 0 7 / 1 9 E Interest O T5 7 . NY NY Transi t ional 5.3% due 11/09 E Interest R ed eem ed l 1 / 1 6 N B5 8 . R o m e N Y H S G D E V 6 . 2 5% d u e 0 1 / 1 8 D I n t e r e s t L T S o l d 1 /2 J(part)5 9 . O n e i d a C n t y N Y 6 . 2 5% d u e 0 6 / 1 5 E Interest O T6 0 . J K & B C a p i t a l l V Q IP LP No n e O U B u y 1 1 1 5 K(addl)

1 6 1 . B u y 4 /1 L(addl)

6 2 . Perseus Biopharmaeeut ical Investor LP E i Distr ibution PI U Bu y 1 / 1 2 J See Note! (addt)i "i , 6 3 . Bu y 3/12 K(addl)i 6 4 , B u y 4/30 ki (addl)

6 5 . B u y 7 !6 J(addl)6 6 . B u y I 0 / 1 9 K(addl)6 7 . Skyl ine Venture Par tners Qual if ied Purehas B Distribution N U B u y 8 / 2 1 ) K See Noteer Fu n d I1 1 L P (addl)6 8 . S o l d I/4 M

(part)


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FINANCIAL DISCLOSURE REPORT N ....f P . . . . . . R e p u r t i n g D a t e O f R e p 0 r !P a g e 9 o f 2 8 M cM a h o n , C o l l een 8/6/2010VII. INVESTM ENTS an d T R U S T S - ~,,co,~e, ~.~..,,

N O N E (No reportable income, assets, or transactions.)D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g [ G ro s ~ v a l u e a t e n d o f T ra n s a c t i o n s d u r in g r e p o r l in g p e r io d( i n e lo d in g t r u s t a s s e t s ) r e p o r t in g p e r i o d ] r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t : A m o t m t T y p e ( e . g ., V a l u e Value T y p e ( e . g ,, D a t ee x e m p t f r o m p r i o r d i s c lo s u r e [ C o d e I d i v . . r e n t , C o d e 2 M e th o d b u y , s e l l , M o n t h - ~ C o d e 2 C od e I b u y e r / s e ! l e r( A - t l ) o r i n t . ) i ( J P ) C o d e 3 r e d e m p t io n ) D a y ( . I - P ) ( A - H ) ( i f p r i v a t e: ( Q - W ) t r a n s a c t i o n )6 9 . S o ld 1 0 / 1 3 L(part)7 0 . Towerbrook Pr iva te Equi ty Par tners I1 LP None J U7 1o TCP Limi ted Par tner s LLC(N/C SPEP Limi t None PI U B u y 3/10 Le d P a r t n e r s L L C ) (addl)7 2 . Gr~ve 1] LP G Dist r ibu t ion J U B u y 6/15 L See Nole # 1(addl)7 3 . Tactics 11 LP None O U B u y 12~2 L(addl)7 4 . S o l d 4/6 K(part)7 5 . 3 P M o r g a n C h e c k i n g (F o u n d a t io n # 1 ) A Interest K7 6 . M M C o m m u n i t y Fu n d i n g I l l S u b N o t e N ~ m e N 7 ""~",,. O R M u s i c L L C No n e K U7 8 . The EPI Companies LLC None C l o s e d ! 2 / 3 1 See Note # 37 9 . Windstar Capi ta l LLC Notes Recev iable None C l o s e d 1 2 / 3 t See Note # 38 0 . SFM Parti~:ipation LP No n e J U8 1 . C a pi l a l I n co m e B u i l d e , s F d C I A ( I R A ) A Dividend K T8 2 . NYS Env 6 .7 6 /15/10 D lntercst M T8 3 . M S I LF M / M A Dividend J T8 4 . M S I LF M / M A Dividend J T8 5 . Glen Cove NY Ser A 5.375 1 /15/10 D Interest M T


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~qNANCIAL DISCLOSURE REPORT [ N ..... Person Report ing I1 Da,e of ReportPage 10 of 28I[ McMah o n , Co ll een [

8/6/2010

V I I . IN V E S T M E N T S a nd T R U S T S - i.c,,,~e, ~.t.e, t ...... a ~ - anclude~ those of sp .......d dependent children; see pp . 34~0 ojfiling instructions,)N O N E (No reportable income, asset& or transactions,)

D escr i p t i on o f Asmt s / In co me du rin g G ro ss va lu e a t en d o f " l mnsact i ans du r i ng r cp oa i ng p er i od( i ncl ud i ng t r us t r ese t s) 1 r e p o a i n g p e r i o d ~ r ep oa i ng p er i odPl a c e " rX) " a f te r e a c h a s s e t ] Amouol :: T ype (e .g . . [ V a l ue a l ue T ype (e .g . . Date Value Gain l d e n t i ~ o f.... pt ,,ore prior discl ..... [ ~:1 { div . . ren t I Code, ~ Method [ buy, sell, I Mo~th- C~e2 i Code ,,----( " ) { or i n t . ) (J-P) C~e3 r edemp t i on)

86 , Northstar Realty Finance Corp Corn F Dividend O T Sold g/5 M(part)87 . Bu y 2~27 K( add l )8 8 . B u y 8 /7 K

( add l )8 9. K i n d e r h o o k C a p i t a l 1 L P N o n e PI U B u y 1 / 1 6 L( add l )90 , B u y 1 0 / 2 6 L

91 . [~uy 1 2 1 3 1 K( add l )92 . S o l d 12 / 31 K~pa r t )93 . Morris Global Strategies LP N o n e S o ld 4 /6 O

(part)94 . S o l d 7 / [ 6 L9 5 . Capital World Orth & Income Fd CI A(IRA) C Dividend M T9 6 . " l -homburg CRE GWT I None L T97 . T h o r n bu r g C R E G W T 1 None L T9 8 . NYC GO 5.25 8]1109 D I n t e r e s t Redeemed 8 13 [.9 9 . NYS Dormi tory 5 .0 7 !1 /09 C I n t e r e s t Redeemed 7 /I L1 0 0 . Erie Cnty NY 5.0 5/IR)9 C l r t t e r e s t Redeemed 5/I Mt01. Niagra Falls NY 5 ,625 6/15!10 D I n t e r e s t M T

1 0 2 . NYC GO 4 .1 2 5 31 1 51 1 0 C I n t e r e s t M T


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N a m e o f P e r so n R e p o r t i n g [FINANCIAL DISCLOSURE REPORT O = , e o f R e p o r tP a g e 1 1 o f 2 8 M cM a h o n , C o l l een]

8 ! 6 ! 2 0

VII. INVESTMENTS and TRU STS - i ......... ~ . t ...... l i o n s anctuaes ttwse of s p o u s e a n d a e p e n a e n t c h i l d r e n : s e e ~ . 3 4 - ~ 0 o]~ling i nsure l i o ns . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s In ,me d~r ing G r o s s w d u e a l e n d o l" T r a n s a c t i o n s d u r i ~ g r e p o r t i n g , p e r i o d( including t ro t . . . . ts ) repo,ing ~ r e p o , i n g p e r i o d~ ~) ~ ~2) ~) ~ .........~ ......... ......................Place "(X)" after each ~set ~ A m o u m : T.pe (e.g., V a l u e I V a ] o e T y p e ( e . ~ . , ~ Date Value Gain ] d e n f i w

exempt from prior disclosure C~e I div., renl, C~e 2 Method buy, sell, ~ Mo~th - Code 2 ~ Code I bu y e r / s e l: , (A - H ) orl,, .) / C od e 3 r e d e m pt io n ) D a y (J-P) ] (A-H) ( i f p r l v a , e[ ( Q ~ ) I " t r a n s a c t i o n )

~ t 0 3 . N Y S D o r m i t o r y 5 . 0 2 / 1 5 / 1 1 F Interest S o l d 1 1 / 1 8 P1 E1 0 4 . S u f f o l k C o u n t y N Y 5 . 0 2 / I /0 9 E Interest Redeemed 2/ 2 O1 0 5 . N Y S D o r m i t o r y 5 . 2 5 7 / 1 / 0 9 E Interest R ed eem ed 7 /1 N1 0 6 . Yonkers NY 6 .25 2 /1 /16 E Interest N T S o l d 2 /2 K(part)1 0 7 . N Y C G O 5 , 1 2 5 3 /1 5 / ! 9 C Interest S o l d 3/t6 M1 0 8 . J P Morgan " I"ax Free MM Premier Sweep E htterest O Tt 0 9 . R Thompson Trucking(Subord inated Note) None K T

1 1 0 . R Thompson Tracking(Corn) None K U1 I ! . T h e E P 1 C o L L C S u b N o te B I n t e r e s t C l o s e d 1 2 / 3 1 See No te # 31 1 2 . ~i:,~. I~,~ I E Dist r ibu t ion P] U S e e No te # i & No te #

2l 1 3 . --Snow Beverage Corp Preterred C No n e B u y 2/25 L See Note # 2(addl)1 1 4 . -Dynova Labora to r ies lnc (Corn) None B u y 4/1 4 N See No te # 2(addl)1 1 5 . B u y 1 1 / 2 3 N See No te # 2(addl)1 1 6 . A l b a A d v i so r s LL C None S o l d 9/1 4 J1 1 7 . C a m u l o s P a r t n e r s LP None PI U S o l d 8 /3 N(part)1 1 8 . S o l d 1 2 / 1 8 L( p a r t )

1 1 9 . S o l d 1 2 / 3 1 M(parl)


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT[P a g e 1 2 of 28 r ~ l cM a h n n , C o l e ~ n 8 / 6 / 2 0 1 0

VII. INVESTMENTS and T R U S T S - i , , . . . . . . . . . . ~ , , , , , . . . . . . . , , o , , ~ (Includes th,,se o.f sp ........d dependent children; s e e p p . 3 4 - 6 0 ,,filling i n s t r u c t i o n s . )[ ] NONE (No reportable income, assets, or transactions.)......................... ~~ ..................... ~7 . . . . . . . . . . . . . c. ~ ...........................3~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .D e s c r i p ti o n o f A s s e t s ~ I n c o m e d u r in g G r o s z v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d :( i n e l u d i n g t r u s t a s s e l s ) reposing period re~aing period

t~/ ~ (1) (2) (l) (2) (3) ~4) (5 )P l a c e " { X ) " a f t e r e a c h ~ s e t [ A m o u n tI T y p e ( e . g ., Valu e Va lu e T y p e ( e . g ., D a le V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 1 d i V , , r c n l, C ~ e 2 M e th o d b u y , s e l l , M o n th - C o d e 2 C ~ e I b u y e r / s e l l e r[ ( A - H ) [ o r i n t. } ( J - P ) C o d e 3 r e d e m p t i o n ) D ay { J - P ) ( A - H ) ( i f p r iv a te/ ( Q - W ) ] ~ a n s a c t i o n )1 2 0 , C a pi t a l S I . I G r o u p LL C None J U1 2 1 . CGI Par tners ,LP None P2 U Bu y 4 / 2 7 0(add l)

1 2 2 . Bu y 1 0 / 2 9 N(add l) [

1 2 3 . S o l d I/6 K(parl)1 2 4 . B u y 1 2 1 1 7 N(addl)1 2 5 . Micel lTeehnologies Inc.(Corn) None K U1 2 6 . ~ E a s t 57 1 h S t r e e t LLC N o n e PI U1 2 7 . Half Shel l Enter ta inment Fi lms LLC None K U B u y 8 /3 M(add l)1 2 8 . I C P D I 0 0 L L C None C l o s e d 1 2 1 3 1 See Note # 31 2 9 . ICP D400 EL(? None C l o s e d 1 2 ; 3 1 See Nole # 3

3 0 . I C P D 2 0 0 L L C No n e C l o s ed 1 2 / 3 1 See Noie # 31 3 I . ICP 2 g ( t0 A L L (? None C l o s e d 1 2 / 3 1 See Nole # 31 3 2 . t . inx Partners II 1 .P None PI U Bu y 6 /1 M(add l)1 3 3 . Bu y 2/28 N(addq)1 3 4 . L o n e C ypress, C o m pa n y L id No n e P I U S o l d 6 1 2 9 K~ p a r t )!35. Sen tin e l C a pita l In vesto rs I1 1 L P No n e O U B u y 1 1 / t6 L(add l)1 3 6 . S o l d ! I /16 J(part)


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i~INANCIAL DISCLOSURE REPORTl ~ m e o f e . . .. .

~ e p o r t i o g D a ~ o f R e p 0 r tP a g e 1 3 o f 2 8 M cM a h o n , C o l l een 8 / 6 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~, ......... t,~. ........ ,io~ (Includes those of sp ....... d dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s ~ I n co m e d u r i n g . Gross value at end of ~ T r a n s a c t i o n s d u r i n g r e p o r f i ~ g p e r i o d( i n c l u d i n g t r o t a s s e t s ) : r e po s i n g pe r i o d r e~ i n g pe r i o dP l a c e " ( X ) " a f t e r e a c h a s s c t ~Amo u nt[ Typete.g ., Valu e i Value [ T y p e ( e . g . , ~ Date ~ Value [ GainC o d e I * t ex e m p t f ro m p r i o r d i sc l o s u ~ ~ di,~n, C o d 2 M e h od buy, se, M o n f l - ~ C o d e 2 ~ C o d e 1 ] b yc r / s e e r( A - t t ) o r i n t ) ( J - P ) C o d e 3 r e d e m p t io n ) D a y

137. St:M Pa~icipation 11 LP None P2 U Buy 2 /3(addl)~ 3 8 . Sold 2 /3 K1 3 9 . Buy 1 2 / 2 ~

(addl)[140. Sold 1 2 / 2 ~ N~ ( p a r t )

141. T6 ad Liquidating Company LL C None Closed 1 2 / 3 1 See Nolo # 3t 4 2 . N o r t h S a l em A cq u i s i ti o n & D ev e l o pm en t F No n e K U S o l d 2 /4 K[ u n d 2 0 0 5 L P ( p a r t )1 4 3 . S o l d 3/4 K( p a r t )1 4 4 . S o l d 4/ 6 K(par01 4 5 . S o l d 4/27 K( p a r t )1 4 6 . S o l d 5/29 J( p a r t )1 4 7 . S o l d 6/29( p a r t )1 4 8 . S o l d 71 3 J(par01 4 9 . S o l d g i 3 I( p a r t )1 5 0 , S o l d 1 0 / 7( p a r O1 5 1 . S o l d I I / 4 J(part)1 5 2 . S o l d 1 1 / 3 0 3( p a r t )1 5 3 . S o l d 1 2 1 2 ~ J(paa)


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FINANCIAL DISCLOSURE REPORT N ~ , . e o f ~ ~ r ~ n . R ~ p o ~ t i n g O ~ , ~ o f R ~ , o r tPage 14 of 28 McMahon, Colleen 8 / 6 / 2 0

V 1 1 . I N V E S T M E N T S a n d T R U S T S - ~ . . , e . , ,~ n e , t . . . . .. , i o n ~ ( I n c l u d e s t h o ~ e of ~ ...... d dependent children; see p p . 3 4 - 6 # of filing instractions,)~ N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p r o n o f A s s e t s ~ I n c o m e d u r i n g Gross value at end uf ] T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t ~ s , a s s e ~ s ) ~ng periodPlacc"(X)"a~ereachasset A m o u n t T y p e ( e . g . . [ Va l u e ~ Value ~ T y p e ( e . g . , D a t e V a l u e ~ G a in ~ I d e n t i t y o fexc ~p fr, , ,~ prurdscosure C~cl div..rent, Co de2 [ Me t h , ~ [ b u y , s e l L M o n th - C o d e2 ~ C o d c! ~ b u y e r / s e l l e r( A - H ) [ o r [ m . ) : (J-P) ] Co~3 r e d e m p t i o n ] D ay { . I - P ) ~ (A ~ H ) ~ ( i f p r i v a ~ e................................................................................. ! ........... ......................

t5 4 . T h o m b u rg C o re G ro w th C 1 A ( 1 ~ ) None M T

~55. Thornburg Invt Tr lnf l Value CI 1 A Dividend K T156. Thornburg hwt Tr lnl l Value CI ~ A D i v i d en d K T1 5 7 . Jetbk~e (Corn) None N T D o n a t e d( p a r t )1 5 8 . Interact ive Brokers LLC--Futures Fund A l n ~ e r e s t ~ T1 5 9 . IC P 2 8 0 0 B L L C No n e C l o s ed 1 2 / 3 1 See Note # 31 6 0 . West 12 th St L~C None P l U Bo y 1 2 / 3 1 O(add l)1 6 1 . Aisl ing Capi ta l II LP No n e Pl U B u y 1 2 / 9 K(addl)1 6 2 , By The Way Product ions ELC None K U1 6 3 . HML P Pr iva te Inves tor LLC None S o l d 1 /4 Pl1 6 4 . J K & B C a p i t a l V LP None Pl U Bu y 3 1 1 0 N(addl)1 6 5 . Bu y 6 /5 M(addl)1 6 6 . B u y 9 1 2 1 K(addl)1 6 7 . B u y 1 1 / I 8 K(add i)1 6 8 , Bu y 1 2 / 1 7 K(addl)1 6 9 . S o l d 1 0 t 8 M( p a r t )1 7 0 . SEEF 11 LP Nonc Pl U


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FINANCIAL DISCLOSURE REPO RTPage 15 of 28 McMahon, Colleen 8 1 6 / 2 0 1 0VII . IN VES TM EN TS an d TRU S T S - i , . . . . . . . t ,,e., . . . . . , i o , , , (Includes those of sp ...... d dependent children; s e e p p . 3 4 - 6 0 af filing instructions,)[ ] N O N E (No reportable income, assets, or transactions.)................... ...................................0. ...........

( i n c l u d i n g t n ~ s t a s s e t s ) ] reining ~riodP l a c e " { X ) " a ~ e r c a c h ~ s e ~ A m o u n t T ~ c ( e . g . , V a l u e ~ : V a l u e T y ~ ( e . g . , D i n e ~ V a l u e ~ G a i n I d e m i t y o fc n e m p l f r o m p ~ o r d i s c l o s u r e ~ C ~ e I div., ~nl,~ 2 ~ M e t h o d buy, sell,o n l h - C o d e 2 C o d c } buyeffscllcr

1 7 1 . S t a f f o r d Lo g i s l i c s t h e ( C o r n ) None L172 . Towerbrook Inves tors 1I Execut ive Fund LP None P1 U S o l d 9/25 M( p a r t )1 7 3 . S o l d 1 2 1 1 i L

( p a r t )! 7 4 . Trident VI LP E Distr ibutiort N U Bu y 3 / 3 1 K See Nole # I(addl)1 7 5 . B u y 1 0 / 1 O(addl)1 7 6 . S o l d 1 / 2 2 J(part)1 7 7 . S o l d 9/16 L( p a n )1 7 8 . Kindef l~ook Capi la l Fund II LP None P1 U B u y 1 /5(addl)i1 7 9 . B u y 1 ! 2 8(addl)1 8 0 . Bu y 5 / 1 1 M

(addl)1 8 1 . B a y 6 /t0 M(addl)1 8 2 . Bo y 1 1 / 9 M(addl)1 8 3 . Kohts Corp tCont) . None O T S o l d 91 9 L D( p a r t )1 8 4 . N o r t h S a lem A q u i s i t io n & D ev F u n d 2 0 0 5 D Interest N T S o l d 1 2 / 3 1 MLP-Pret~rrcd Equily (part)t 8 5 . I , L P B P a r tn e r s L P No n e Pl Ut 8 6 . NYS Dormi tory 5 .25 % due 5/15/09 D I n t e r e s t Redeemed 5/15 M1 8 7 . N Y S T h r u w a y 5% d u e 4 / 1 / I 0 E Interest Pl T


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FINANCIAL DISCLOSURE REPORT N ~ m e o ~ P . . . . . ~ e p o r t i n ~ O a t e n fPage 16 of 28 m c ~ . h o . , C ,~ l l ~ e n

N O N E (No reportab& income, assets, or transactions.)D e s c r i p t i o n o f A s ~ t s Income durng C o s s v a l u e a t e n d o f ~ r a n s a c f io n s d u r i n g r e p o s in g p e r io d(including ~st ~sets) ~ rcpoaing period l r e ~ m ~ p e r io d ~~ . __ . ~ . . . . . . . . . .. . . . . . . . . ~ ......... _ . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . .

P t a c + " ( X ) " a f t . . . .. h a s s e t + A m o u n t + T ) g e ( e .g . , Va lu e Valu e T ~ ( e . g . , Date i Value " Galn l i d e n t i ty o f~ (A-t!) i ( ifp~va tc

(Q-W) .......................................t 8 8 , NYS ~omfi to+, Author i ty 5.25% du+ I I / I+ F Interest PI T]2 3t 8 9 . B r o o ~ a v e n N Y 4 . . 2 5 % l d u e 1 1 / 1 / 3 7 E Interest PI T S o l d t I ~ 2 J( p a r t ~1 9 0 . D u t ch es s C o u n t y N Y 5 % d u e 8 / 1 / 1 1 E Interest O Tt 9 1 . N Y S D o r m i t o ~ Z er o C o u po n d u e 8 / 1 5 / 4 0 E Inlerest N T1 9 2 , C i t y o f N Y G en l P u r 5 % d u e 8 / I / 1 2 E Interest O T1 9 3 . NYS Dorm i tory 4 .5 % due 7 / I /1 } E Interest PI T1 9 4 . N Y S D o r m i t o r y 7 . 5 % d n e 7 / I /1 0 D Interest M T S o l d 7 /1 L( p a r t )1 9 5 . N Y S D o r m i t o r y 5 . 2 5 % d u e 7 / I / 0 9 E interest R ed eem ed 7 /I N196. Troy NY 5 % due 9/1/37 E Interest P I T1 9 7 . N Y N Y 6 . I % d u e 6 1 1 5 / 3 1 D Interest M T198. NYS Dormitory Adj ra te due I 1/15/29 E tn|erest N T1 9 9 . T h o r n b u r g - l n co m e B u i l d e r C I 1 C D i v i d en d K T2 0 0 . T h u r n b u r g G l o b a l O ppo r t u n i t y C I 1 B Dividend K T2 0 1 . T h o r n b u r g C R E G W T t ( T r u s t # 2 ) A Dividend K T S o l d 1 0 / 1 5 J(part)2 0 2 . I ~ l o r g a n S t a n l ey B a n k ( S a v i n g s ) A lnteresl K T2 0 3 . M o r g a n S t a n l ey B a n k ( S a v i n g s ) A I n t e r e s t K T2 0 4 . T h o m b u rg C R E G W T ( I R A ) None J T

{See Co h m,n s C I ;ro d I) 3) N = $ 2 5 0 , 0 0 | - $ 5 0 0 . 0 0 D O ~$ 500,(X )1 - $ 1,000. 0U{ ) PI ~$ l ,O 0 0 ,0 t ~l - $5 .0 0 0 ,0 1 XI P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 . 0 0 0 , 0 0 03. Value Nte(l~ud C ~des Q =Apprai sal R =Ct ~st ( Real Est a t e O n ly) S =Assessment T = C a s h M a r k e !


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. FINANCIAL DISCLOSURE REPORTPage 17 o f 28 McMahon, Colleen 8/6/20

V I I . I N V E S T M E N T S a n d T R U S T S - i.co. . .. .. ~ . , . t r a n s a c t i o n s ( I n c l u d e s t h o s e of spo~,e and dependent children; see pp.N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s o t s I n c o m e d u r in g G ro s s v a l u e a t e n d o f T r z a s a c t k m s d u r i n g r e p o r t in g p e r i ~

P l a c e " ( X ) " a f t e r e a c h ~ s e t { A m o u n t T y ~ ( c. g . , [ Valu e Va lu e } T y p e ( e . g . , D a t e Value Gain J I d c n l iw o fcxemptfrompriordiscl ...... Co d~ I } d i . . . . . . . t, [ C~E M e~o d [ b u y , s ~ i l , M o n th - C o d 2 C o d g l [ b u y e r / s ~ t l c r( A - H ) ~ o r i n t . ) ( J - P ) Co d~3 I r e d e m p t i o n ) D a y (J-P) ;~ (A-H) [ ( i f p f i v a t c

2 0 5 , Morgan Stanley Bank-(Savings) A Interest J T206. Atticus Global LP None Sold 6 /5 O(part)207. Sold 6/I 9 L208. Inavein LLC None J U2 0 9 . i r o n w o o d M a n a g e m e n t P a r t n e r s F u n d I 1 L P None M U B u y 21 2 K(addl)2 1 0 . B u y 6/16 K(addl)2 1 1 . K C M A l p h a n O n l y Fu n d L P No n e S o l d 1 1 2 1 N(part)2 1 2 . S o l d 4/23 O213, L i n x - C i m a r r o n E n e r g y C o - I n v e st , L L C D Interest L U B u y 6/ 9 K(addl)2 1 4 . S o l d 1 / 2 7

(part)215. S o l d 4/17 J( p a r t )2 1 6 , Li n x - M cB r i d e A m er i ca C o - I n v es t . LLC B I n t e r e s t S o l d 4/17 ,I2 1 7 , R C _ _ i l P a r tn e r s I I B L P F Distribution PI U Bu y 8/24 M See Note(addl)2 1 8 . S o l d 1 0 1 2 K( p a r t )219. RGI Par tners Lid None PI U Bu y 6 /1 N(add l )2 2 0 . Bu y 5 / 2 9 M(addl)22 I. Sold 6 /I M

( p a r t )


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FINANCIAL DISCLOSURE REPORT ~ .... f P e r s o n R e p o r t i u g D a t e o f R e p o r tPage 18 of 28 McMahon, Co|leen 8/6/2010VII..INVESTMENTS and TRUSTS -income, ~t~e, ........ , i o , ~ a , , . t ~ d ~ t ~ o . , . ~ , . ~ , , , ,, ~ o , , , t d ~ , ~ , , ~ t ~ , i~ d ~ ;~ N O N E ( N o reportable income, assets, or transactions.)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . -~ . . . . . . . . I . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . .. c , ~ ................ D c s c r l p t l o n o f A s s ~ I n c o m e d u r iu g [ G r o a s v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) ~ r~pofl ing peri~ ~ reposing pcriad .........P l a c c " ( X ) " a f t e r e a c h a s s e t A m o u n t T~ (e.g. , [ Value [ Value Ty~ (e.g., D a t e V al u e G a i n I d c n t i ~C ~ e I [C~e2 [ M e, h o d I b u y , s e t l , M o n t h - C ~ ie 2 C o d e 1 b u y e r / s e l l e re x e m p t f i o m p r io r d i s c l o s u r e d iv . , r e n t , .

............ [ ( Q - W ) t r a n s a c l i o n )[ . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2 2 2 . S o l d 5 ! 2 9 M(part)2 2 3 . SC Capi ta l (P) LP None PI U Bu y 4/15 K(addl)~4. B u y 6 / I 1 K(add l )2 2 5 . B u y 8 7 2 4 K(addl)2 2 6 . ~u y 1 1 / 1 8 K( a d d ~ l )~7 ~ ~: ................ -- No n e P I U Bu y 6 7 1 0 M See Note ~5(add }2 2 8 . B u y 9/16(addl)2 2 9 . B u y I I ; 1 3 M(addl)2 3 0 . S o l d 6/10 J(part)2 3 1 . S o l d 9 ~ 1 6 J(part)2 3 2 . S o l d 1 1 / 3 M~ p a r t )233. ~ ~ ~: ~;~~[~l G Disl r ibut ion O U See Note g 12 3 4 . : : I D Distribution Pl l.J See Note~ I & Note #5

t ~-~. - - A r ch w u y M a t ke l i n g S e~ i ces I n c( X ) None S c N o l o ~ l 5[ 2 3 6 . - -Dianet Commun ica t ions I nc(X) None See Note ~5

2 3 7 . - -Freedom Innova t ions LLC(X) None See Note g52 3 8 . --Nant i lus Ncurosciences lnc(X) No n e See No ~e #5


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FINANCIAL DISCLOSURE REPORT ~ ..... t ~ . . . . . . r e p o r t l n . * t ~ a t e o f r e p o .Page 1 9 of 2 8 m t m a n o n , C o l l e en 8 / 6 / 2 0 1 0

V I I . I N V E S T M E N T S a n d TR U S T S - - i , , c o . . e , w ~ . e , t . . . . . , i n n s ( I n c l u d e s t h v . s e ~ , p .... and dependent children; see p p . 3 4 - 6 0 of filing instructh,ns.)~ NONE (N% reportable income, assets, or ~ansactions.). . . . . . . . . . . .. . . . . . . . . ~ ...................................................~ ~ . . . . .. . . . . c . " . . . . . . . . . . . . .. . . . . . . . . . . . . .. . . . . . . . . . . . . . . .. . . . . . . . . . . . . .. . . . . . . . .~ ..........................D e s c r ip t io n o f A s s e ls I n c o m e d u r i n g G ~ o s s v a l u e a t e n d o f T ~ n s a c t io n s d u r i n g ~ p o n i n g p e r i o d

( i n c l u d i n g t ~ s t a s s e t s ) repos ing ~r iod repoaing period ..............P l a c e " X ) " a , c ~ e a c h a s s e t A m o u nt T y p e ( e .g ., Value Value Ty~ (e.g., Date ] Value ~ Gain ] tden t iu o f

e x e m p t l ~ o m p r i o r d i s c l o s u r e C o d e I d i v . . r e n t , C ~ e 2 M e t h ~ b u y , s e l l , [ M o n t h - [ Code 2 ~ C~e I ] b u y e r ! s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e ~ m p t i o n ) [ D a y [ (J-e) ~ (A-H) i (ifpd,,a,c

2 3 9 . - - O pt i m a l S o l u t i o n s I n t eg r a t i o n , l n c ( X ) No n e S ee No le ~5

2 4 0 . - - P e t M ed i cu s La b o r a t o r i e s I n c( X ) None S ee N o t e # 5

2 4 I . --P i llar Processing lnc(X) No n e S ee No te #5242. --SDI Heal th LLC(X) None See Note243. - - T o w erC o I ! H o l d i n g s LLC ( X ) None See Note #5244. - -Versapham~(X) No n e S ee No te # 52 4 5 . U n i g o I . LC None C l o s ed 1 2 / 3 1 See Note2 ~ - 6 . C a m u l o s S pec i a l S it o a t i o n s F u n d LP None M U S o l d 6/ 8 M( p a r t )2 47. W a l l S t r ee t S o u r ces I n c( C o m ) None O LI

2 4 8 . Navaga te lnc (Promissory Note) None PI T249. Onm il ink Systems lnc (Set" B Prefer red SIoc No n e PI 1.1250. An~er ican l lome Food Products Inc (Corn) No n e N U B u y 1 /2 PI(addl)2 5 I . Bu y 4/ 6 L( a d d I )2 5 2 . Pend Vest I. .P No n e S o l d 3/23 N253. G Distribution O T B u y 1 / 1 2 .I See Note # I(add!)254. B u y 3/12 K(addl)255. B u y 4/30 K

(add l)


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FINANCIAL DISCLOSURE REPORT N .... f P .... Repor,ing I Da,e of Report II Iage 20 of 2 8 M c M a h o n , C o l L e en 8 / 6 / 2 0 1 0V II. INV ESTMENTS and TRUSTS - in ....... lueo t .......ions (lnclude,v those of sp ...... d dependent children; see pp. 34-60 af filing instructionsO[ N O N E (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period(including trust assets) reporting period reporting period

(I) [ (~) (1) (~) (l) 1 2 ) (3 ) (~ ) I IS )Place"IX)" after each asset Amount [ Type(e.g., Va l u e I Value T y p e ( e . g . , D a t e V a l u e I G a i u Identity of

exempt from prior disclosure Code I i div., rent, Code 2 Method buy, sell, Month - Code 2 I Code I b~yer/seller

2 5 6 . B u y 7/ 6 J(addl)2 5 7 . Bu y 1 0 / 1 9 J(addl)2 5 8 . S yn d i ca t e H o l d in g s C o r p( C o m ) None N U S o l d 5/27 L( p a r t )2 5 9 . Ci ty of NY 5.35" /o Due 8 / t /12 B Interest S o l d 8 /3 J2 6 0 . MTA 5.00 Due 11/15/10 E I n t e r e s t S o l d 8/6 O D2 6 1 . N Y S D o r m 5 . 7 5 % D u e 7 / I / 0 9 E Interest R ed eem ed 7 /1 N2 6 2 . NYS Dorm 5.75 Due 7 / I113 F Interest Pl T2 6 3 . City of NY 5.5 % Due 8/I /12 E Interest N T2 6 4 . S t a t e o f NY M t g A g e n c y 3 . 1 2 5 % D u e I0/I E I n t e r e s t O T/1 12 6 5 . S t a t e o f NY M l g A g en cy 2 . 8 7 5 % D u e 4/1/ D I n t e r e s t N T102 6 6 . N Y S D o r m 5 . 7 D u e 7 / ! / 1 3 F Interest PI T267. City of NY H ealth & Hosp 4 % Due 2115/13 E I n t e r e s t O T268. NYS Mtg Agency 5 % Due 10/1/17 E I n t e r e s t O T2 6 9 . S t a t e o f N Y D o r m 4 % D u e 9 / I / 1 2 E Interest O T270. State ofNr Dorm 4.125 % Due 4/I/13 E I n t e r e s t N T

(addl)2 7 2 . B u y 3/12 J

(addl)

I . In co me G a i n Co des: A =51 ,O 0 0 o r less B =$ 1 ,0 0 1 - $2 ,50 0 C ~ $ 2 , 5 0 1 - $ 5 , 0 0 0 D =$ 5.001 - $ ] 5,0110 E =$1 5,0 0 1 - S 50 ,0 0 0(See C olu mi ls B I and D4) F =$ 50 ~0 0 1 - $ 10 0 ,0 0 0 G =$ 10 0 ,0 0 1 - $ 1,0 0 0 ,0 0 0 ~I I =$ 1,0 0 0 ,0 0 1 - $ 5,0 0 0 ,0 0 0 H 2 = M ore tha n $ 5. 000,000

2 . Va lu e C o de s J ~$ 1 5,0 0 0 o r le ss K =$ 1 5.0 0 1 - $ 50 ,0 0 0 L =$ 50 ,0 0 1 - $ 10 0 ,0 0 0 M ~$ 1 0 0 ,0 0 1 - $2 50 ,0 (1 0(S ee C o lu mn s C I a nd I)3) N = $2 50 ,0 01 - $ 50 a, 00 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 PI =$ 1 ,0 (~) ,0 (]l - $5 ,fl0 0 ,0 0 0 P 2 = $ 5 , 0 0 0 , 0 o i . $ 2 5 , 0 0 0 , 0 0 0

P 3 ~ $ 2 5 , 0 0 0 , 0 O I - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o ~ e t h a n $ 5 0 , 0 0 0 , 0 0 03 . V a l u e M e l h o d C o d e s Q =Appra i sa l R =C os t (Real Es tale Only) S ~Assessmem T = C a s h M a r k e t(S ee C o lu m n (7 2 ) U =B o o k Va lu e V =O lh er W =Est imated


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t FINANCIAL DISCLOSURE REPO RTP a g e 2 1 o f 2 8 M c ~ t ~ h o . , C a l ip e r , S / 6 / 2 0 1 0V I I . l iN VESTMENTS and TRUSTS - i n , . o . . . . . . t,,e, tr ....... lions (Includes those ,sp ...... d dependent children; see pp. 34-~0 q ~lltlng in ....... ions.)

N O N E (No reportable income, assets, or transactions.)A . i B. C . D .D e s c r i p t i m ~ e . f A s s e t s [ l t ,. c o m e d u r i n g G r o s s v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o , . d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d r e p o r t i n g p e r i o d

Plaee "(X)" aft ..... hzsset I A m o u n tI T v p e ( e . g . , Value [ V a l u e T y p e ( e . g . , D ale ]Gain [ I d e n t i t v o fe x e m p t f r o m p r i o r d i s c l o s u r e Co de 1 I d i v . , r e n t , C e d e 2 [ Method b u y , s e l l , Month - [ Cede 2 i C ode 1 buyer/selleri(A-t1) I o r i n t . ) ( J - P ) C e d e 3 r e d e m p t i o n ) D a y I . I - 1 9 ( A - H ) ( i f p r i v a te:: / (Q-W) t r a n s a c t l o u )..................................................... ~ ............................................... ............................................................................................... ~ .........! 273. Buy 5/28(addl)

2 74 . B u y 6/ 6 J(add l)275. B u y !0 /19(addl)2 76 . S a fe B u l k e rs t n c ( C o m ) No n e K T B uy 1 /3 K(addl)2 7 7 . B uy 4 /2(addl)2 7 8 , B u y 7 /2 K(addl)279. B u y 1 0 / 2 K(add l)2 8 0 . .Sold 9 / I 1 K D( p a r t )2 8 1 . S o l d 1 1 /1 9 K E(part)2 8 2 . I C P D 1 0 0 L L C ( W o r k i n g C a p i ta l L o a n ) No n e C l o s e d 1 2 / 3 1 See Note # 32 8 3 . I C P D 2 0 0 LLC ( W o r k i n g C a p i t a l Lo a n ) None C l o s e d 1 2 / 3 1 " S e e N o l e ~ , ~ 3284. ~ ~ : ] W e s t 1 2 th S t re e t L L C ( W o rk in g C a No n e IV l Tp f f ~ . ~ ~ o a n )285. Aerothrus t Engine Leas ing lnc (Notes Recci No n e N Tvable)2 8 6 . A r t i s a n a l C h ees e LLC ( B r i d g e Lo a n ) B I n t e r e s t M T S o l d 2/ 27 M(part)2 8 7 . Nim b l e g e n ( C a m ) E lnlerest S o l d 2/ 25 O G288. Nassau Point Par tners I LP No n e J U289, Nassau Poin t Panners 11 LP No n e J U


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N a m e o f P e r s o n R e p o r l i n g D a t e o f R e p o r tPageFINANCIAL22 of 28 DISCLOSURE REPORT MeM.ho,~, Solleetl 8 1 6 1 2 0 1 0VII. INVESTMENTS an d TRUSTS - i, ........ I . e , t ....... ,ions (Includes those of sp ...... d d e p e n d e n t c h i l d r e n : s e e p p . 3 4 - 6 0 o f f il i n g in s t r u c t i o n s . )

N O N E (No reportable income, assets, or transactions.)A. B . C . D .D c s c r i p : i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d r e p o r t i n g p e r i o d

< t ) ( 2 ) ~l) (.9) tl ) i (2) i (3) i~) [ ( 5 ) . . . . . . . . . . . . . . . . .P t a c e " ( X ) " a f t e r e a c h a s s e t iA . . . . . . t T y p e ( e . g . , Va lu e Valu e T y p e ( e . g . t Date [Value G a i n I l d c n t i r y o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d iv . , r e n t , C o d e 2 M e th o d b u y , s e l l , [ M o a lh - [ C o d e 2 Co de II i b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 D a y ( J - P ) (A - H) ! ( i f p r i v a t e(Q-WI ... . . . . . . . . . . . . . . . . . . . . . . . . .r c d e m p l i o n ) [ t r a n s a c t i o n )2 9 0 . S yn er g y B ey S e r A ( P r efe r r ed S t o ck) None C l o s e d 1 2 ! 3 1 See Note # 32 9 1 . S yn er g y B ey S e r B ( P r efe r r ed S t o ck) None C l o s ed 1 2 / 3 t See Note # 32 9 2 . I B M C o r p ( C o m ) (F o u n d a t io n # 1 ) None S o l d 1 i7 M E

i 2 9 3 . C a m u l o s 1 3 0 1 I S t r e e t L L C None K U2 9 4 ~ C a m u l o s B i o E n er g y D ebt H o l d i n g s LLC None M U2 9 5 . C a m u l o s B i o E n er g y_ Pa r m er s L L C No n e K U2 9 6 . Camulos Founta in) Hi l l s Par tners LLC None L U2 9 7 . C a m u l o s G a t ew a y H I P a r t n e r s LLC None K U298. C a l l l u l o s G a t ew a y R H P a r t n e r s LLC None K U2 9 9 . C a m u l o s G r a n i t e R i d g e F a rt n e r s LLC No n e M U300. Asl ing Inveslors 11I LP None K U B u y 1. 9 J(addt)3 0 1 . Bu y 7 /2 K(addq)3 0 2 . Bu y 1 0 ! i 1 3(add l)303. Buy . 1 2 1 2 2(addl)304. Easlern Growth Capi ta l I LP E Dist r ibu t ion N U S o l d 1 2 1 1 5 K See Note(part)305. Ea.s tem Growth C api ta l I1 LP No n e M U B u y 7 1 2 7 L(addl)306. Bu y l I ) ! l K(addl)


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" FINANCIAL DISCLOSURE REPORT N ~ m e Of P . . . . . R e p o r t i l t gPage 23 of 2 8 M e M a h o n , Colleen 8 / 6 / 2 0 1 0

NON E (,%Zo reportable income, assets, or transactions.)

: ( i n c l u d i n g ~ r u s t a s ~ e l s ) ~ re aing ~r ~ re oaing period; o) ~ (2) o) ~ (~) (~ ) ........... ~ ~] P l a c e " ( X ) " a ~ e r e a c l ~ a s s e t A m o u n t T y p e ( e .g , Value Value T y p e ( e g , [ Date ] Value ~ Gain ldenl ty o fexemptl~onprordscosure : .C o d e I div ~n t [ C ~ c 2 M e t ho d ~ ~11 M , ~ h. ( A - H ) o r i n t . ) [ (JP) C o d e 3 r e d e m p t io n ) D a y~ (Q-W) ~ t r a n s a c t i o n

3 0 7 . B u y 1 1 / 1 6 K(addl)3 0 8 . E ~ t em G r o w l h C a p i t a l 1 I LP ( I RA ) No n e N U B u y 7/2 7 M See Nole # 4(addl)309. Bu y 1 0 / I L(addl)3 1 0 . Bu y 1 1 / 1 6 L(addl)3 ! 1 . Linx-Meta l lech Co ]nveslment LLC D I n t e r e s t M U S o l d 1 / 2 8 J See Nole # I3 1 2 . S o l d 1 2 , / 3 1 J(par0313. O l ym pu s C a p i l a l A s ia I V LP None O U B u y 1 / 2 0 L(addl)3 ~ 4 . B uy 6/ 25 M(addl)315. Sta~ Inves tments IV LP F Distribution N U B u y 3/24 K See Note # I(addl)3 16. S o l d 3 / 3 1 K( pa a )3 1 7 . S o l d 6/30 K( pa a )3 ~ 8 . S o l d 9/30 K(par03t9. S o l d 1 2 / 3 0(part)3 20 . A m er i ca n l n l e r n a t i o n s a l G r o u p h w . ( C o m ) None S o l d 3 / 2 5 K3 2 I . U B S B a n k D ep A cco u n t ( M M ) - (N / C U B S A I n t e r e s t K TR M A T a x F r e e M M )3 2 2 . S a fe B u l k e rs l n c ( C a m ) l I RA ) D Dividend M T323. Eastern Growth Capi tal I I LP ( IRA)(Y) See No te # 4


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N a m e o f P e rs o n R e p o r t in g I Date of ReportP a g e F I N A N C I A L 2 4 o f 2 8 D I S C L O S U R E R E P O R T McMahon, Colleen[ 8 / 6 / 2 0 1 0

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s c ~ s Income d~ing G r o s s v a l u e a t e n d o f ~r~sacl ions during repoa/ng pcri~d n c l u d i n g t r u s t ~ s s c t s ) ~ing period repor~ng ~riod

e x e m p t f r o m p r i o r d i s c l o s u r e C~e I[ d iv . , r e n t , C o d e 2 M eth o d b u y , s e l l , M o n th - Co de2 [ Co de I / b u y e r / s e l l e r~ (A-H){ o r i n t . ) ( J - P ) C o d e 3 re~mptio,) t D ay (J-P) [ (A-H) [ ( i fp H v a t c. t r a n s a c t i o n )3 2 4 . J P M o r g a n H i g h Y e i l d B o n d F u n d ( I R A ) E Interest C l o s ed 9/10 O325. J P M o r g ~ C ~ h F u n d ( M M ) (I ~ ) B Interest C l o s e d 1 I / 4 J3 2 6 , The Ero ica Fund LP None S o l d 8/26 L3 2 7 . Towerbrok lnves to~ 1[I Execut ive Fund LP None N U S o l d 1 2 / 1 7 L( p a r t )3 2 8 . Tact ics II Stem Cei l Ventures QP LP No n e PI U Bu y 6/ 23 O(addl)3 2 9 . B u y 1 2 / 2 2 O(add1)3 3 0 . Cel lular Dynamics Internat ional Inc(PrefA) No n e L U3 3 1 . l -a rgel Modera te Al loc Fund A(401k) .. None J T

3 3 2 . T h o m b u r g l n t l V a l Fd R # t4 0 1 k) None K T3 3 3 . V a n g u a r d l n t e r m C o r p F O ( F o u n d a t i o n # I ) E l ) iv idend O T Bu y 1 /6 N3 3 4 , G eo r g i a G u l f C o r p C o r n ( F o u n d a t i o n # I) None K T B u y 9/i6 L335. M o r g a n S t a n l ey B a n k( S a v i n g ) (F o u n d a t i o n C Interest M T Open 1/ 2 PI~)3 3 6 . Morgan , -hanley Tros t ( Saving)(Foundal ion B Interest M r Open 1/ 2 M3 3 7 . GE Co ( ( , o ra l (Foundat ion # 1 ) No n e Bu y 3/I0 M3 3 8 . S o l d 3/17 M E

" ~ " ~ 9 . NY Sta te Do n n i to ry 5% du e 71 1 / ] 1 A I n t e r e s t O T B u y 6 /9 O3 4 0 . N Y S D o r m i t o r y 4 % d u e 1 0 / I / 1 5 None O Y B u y 5/29 O

1 . I n c o m e G a i n C t g e s : A = $ 1 , ( ~ 4 X ) o r l e ss


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f P e r s o n R e p o r t i n g" FINANCIALpage 25 of 28 D IS CLO S UR E R E P O R TM c M a h o n , C o l l e en 8 /6 /2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . . .. ~ . . . . . . .. . . tio,~ attcl,des those t,f sp ....... d dependent children; see pp. 34-60 tfiling instructbm,~)N O N E (No reportable income, assets, or transactions.)

A . B . C. D .D e s c r i p t io n o f A s s e t s I n co m e d ur i n g G ro ss v al u e a t e n d o f T r a n s a c l i o n s d u r i n g r c p o a l n g p e r i o d( i n c l u d i n g t a ~ s t a s s e t s ) ~poning period ~ p o r t i n g p e r i o dPlace "(X)" afie . . . . hasset A m o u n t "r~(~.g.. v~,~ [ v~ue i r y p e t ~ . g . , o~t~ l Value Gain :: idcnti~ofexcmptfrornpriordisclosure Codel di . . . . . . t, C o d e 2

l M e t h o d Ib u y , s e l l , I M o m h - I C ~ e 2 ~ C o d e l ~ b u y e r / s e l l e r

(Q W) ~~A - H ) ~ r in t .) ( J - P ) C o d e 3 I r e d e m p t i o n ) ] D a y" [ ~ a ~ a s a c t i o n )3 4 1 ~ NYS Dormilo~ 5.25 due 8/15/15 A Interest PI T B uy 8 /5 P1342. NYS Dormilory 5.5 due 7 /1/16 No n e O T Bu y 8 /6 O343. NY S D o ~ i to ~ 3 .5 % d n e 1 2 /1 5 /1 1 A Interest M T B u y 1 0 / 1 5 M344. NYC Trans i l iona l Finm~ce Auth 5 % due I A Interest M T Bu y 1 0 / 1 5 M1 /1 /1 3345. Morgan Stan ley Bank (Tnas t # 2) A Interest J T B u y 1 0 / 1 6 J346. Firs t Republic Ban k( Checkb~g)(Ttus l # 2) None J T B uy 9/22347. First Republ ic Bank (Checking ) A I n t e r e s t M T Bu y 3 /1 M348. The West Afr ica Fund LP None O 1 " Bu y 2 /4 P I349. S yn er g y B ev er a g e ( B h d g e Lo a n ) None Bu y 9/30 L

~ 3 5 0 . C l o s ed 1 2 / 3 ] See No te # 3: . 3 5 1 . N u C a n a B i o m e d L t d ( O r d i n a ~ S h a r e s )( l~ None N T B uy 6/29 N)

352. C o o ks t r LLC ( C o n v ea i b l e U n s ecu r ed P r o m i None L T B uy 7/ 9 Ks s o ~ 3, N o l e )353. B uy 1 2 / 1 5 K{addIt354. C o r d i a B a n cn r p S e t B ( C o m ) ( IR A ) No n e L T [ 3 u y 1 0 / 2 8 L355. C o n n e c l E d u I n c ( C o m ) ( l ~ ) None L T B uy 6/ 29 L356. Michael Walsdor t : (Persona l Loan-Note R No n e PI T ~u y 1 t / 2 0 P Ieceivable)357. Leo l ) eS o r cy- (P er s o n a l ~ a n - N o l e R ece i v a D ln ter~t N T Bu y 114hie)

I . Income Gain


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. IN AN CIAL DISCLOSURE REPORT N .... f P .....Reporttt,g Da~e ef ReD0rtPage 26 of 28 McMahon, Co een

[8/6/2010

V I I . I N V E S T M E N T S a n d T R U S T S - ; , .~ n ~ , e , , ~ u e , , ,, ~ = a o , s a , e ~ a ~ . . ,. , h o s e o ~ s ~ . . .. . d dependent children; seepp. 3 4 - 6 0 off!li.g instruetian.~.)N O N E (No reportable income, assets, or transactions.j

~. ] B . --- -~ ............~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .-6. .................D escr i p t ion o f Asse t s [ I n c o m e d u r i n g Gros s v a l ue a t e nd of Tr ansac t i ons du r i ng r ep or t i ng p cr l od( i n c lu d in g t ru s t a s se t s ) 1 _ re po r t i n g pe r i o d r ep or t i ng p er i odPl a c e "(X) " a f te r e a c h a s s e t Amount Type (e.g., i Value j Value "l)T~e (e.g. :: Date I Value f Gain d e nt ty t fexel r t p t f r om p r i o r d i sc l osu r e C o d e 1 d iv . r e nt , i C o d e 2 M e t h o d buy s e l l i M o n l h - C o d e 2 I C o d e I buyer/seller

i (A-H) ~ o r i n t / , i (J-P) [ C o d e 3 II r e d e n p i o n ) Da y (_)i J P i~)] A I1 ( p ff nva t e ,| I ( Q - W ) I t ra~salio~)............................... t_ ............ ~ .......................... ] ..... ! ........................__. ~ ............ ~ 3 5 8 , B u y 1 / 1 3 L( a d d l )3 59 . MV Beach Stret Reaity(Mortgage Note) E I n t e r e s t O T B u y 1/ 4 O3 6 0 . Be~llium LLC N o n e K U B u y 1 1 / 1 6 K36l, S o l d 1 1 / 1 6 K( p a rO3 6 2 . Kinderhook C~pital Fond Ill LP N o n e L U B o y 1 2 / 2 L3 6 3 . Omnlink Systems lnc(Bridge Loan) N o n e M T B u y 1/ 2 M3 6 4 . NYS Dormitory 5.25 due 5/15/15 D I n t e r e s t N T B u y 5/ 6 N

! 3 6 5 . NYS Dormitory 6.125 due 7/1/12 D I n t e r e s t FI T B u y 5/21 P13 6 6 . Troy Industrial Dev 4.05% due 4/1/37 E I n t e r e s t PI T B u y 1 /7 O

3 6 7 . L o n g I s h m d P o w e r A u t h o r i t y 5 . 2 5 / o d u e 4 E I n te res t O T B u y 1 / 15 Oi !11103 6 8 .


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" " .FINANCIAL DISCLOSURE REPOR T r~ . . . . . . . . . Repor,,. I Rep0rrIPage 27 of 28 Mcblahon, Colleen[

8 / 6 / 2 0 1 0

V III. ADDITIONAL INFORMATION OR EXPLANATIONS.

Note #1Explana t ion Re:Sect ion V II Item #39 ,42 ,43,51 ,6 2 ,6 7,72 ,1 1 2 ,1 7 4 ,2 1 7,2 33,2 34 ,2 53,30 4 ,31 1 ,31 5The income f rom inves tments in Limi ted par tnerships usua l ly con ta in mo re tban one type of income. For income va lua t ion purposes , the var ious amo unts werecombined to determine the amount co de in co lumn B ( 1)The type of income in co lumn B(2) is l abeled "dis tr ibu t ion" , to denote mo re then one ca tego ry of incomewas conta in ed in schedule K-I received from the par tnersh ip.Note # 291 a n a t io n Sec t io n VII I t em #1 1 2 , 1 1 3,1 1 4 ,1 /5i s a S u b - c h a p t e r S c o r p o r a t i o n o w n e d 1 0 0 % ~ " ~ ~ ! : : ~ : i ~ ! ~ T h e c o r p o r t a o n p u r c h a s e d v a r i o u s s e c u i t i e s d u r i n ~c o r p o r a o n T h e v a l u e o f th e s e c u n t e s a r e m c t ~ m ~ e t o t ~ ] ~a t e ~ h n e 1 4 5 C o l n m n C ( 1 )Note # 3E xpla n a t io n Sec t io n VII l |em # 78 ,79 ,1 1 I ,I 2 8 ,1 2 9 ,1 30 ,1 31 ,1 41 ,1 59 ,2 45 ,2 8 2 ,2 8 3,2 90 ,2 91 ,350These inves tmennts a re wo r thless as of December 31 , 2009. The assets a re l i s ted as "Closed" in Colmn n D(I) , The da te in Column D(2) i s December 31 . 200 9.The value in C olum D (3) is blank since no value wa s der ived from the worth less investmem..No te # 4Explanation # 308,323Eastern Growth Capi ta l 1I LP { IRA) was l i s ted twice on the 200 8 repor t in er ro r . We have removed the second repor t ing of the asset by denot in~ a (Y) af ter theen t~ on l ine 313 on the 201)9 Financia l D isclosure Repor t .Note # 5 Explana t ion # 22 7 ,234,235,236,237 ,238 .239,240 2 41,242,243.244

e o . n e r s h . p in t e r e s t s m t h e c o m p a m e s h ~ e d . T h e c o s t s o l t h e o ~ e r s fi ~ p i n t e r es t s a r e i n c l u d e d m t h ~ ~ t h e e n ~ o ~ p o n m g p e r i o d i n d i c a l cdo. h,,~ # ~ ,,~ ~, ~, ,j Co~.m.c.(]) and hne. Column C(1).


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" " FINANCIAL DISCLOSURE REPORT N . . . . .. f~ .... a ~ p o , i o g O ~ , ~ o f ~ e p o . , IPage 28 of 28 MeMahon, Colleen 8 / 6 / 2 0 1 0IX. CERTIFICATION.

I c e r l i fy th a t a l l i n f iw m a l io n g iv e n a b o v e ( i n c l u d in g i n fo rm a t io n p e r t a in in g t o m y s p o u s e a n d m in o r o r d e p e n d e n t c h i l d re n , i f a n y ) i saccura te , t rue , and complete to the bes t of my knowledge and bel ief, and tha t any information no t reported was withheld because i t met applicable s ta tu lo ryp ro v i s io n s p e rm i t t i n g n o n -d l s c lo s u re ,I f u r t h e r ce r t iI ~ t h a t ea r n ed i n co m e f r o m o u t s i d e em pl o ym en t a n d h o n o r a r i a a n d t h e a ccep t a n ce o f g i f t s w h i ch h a v e b een r epo r t ed a r e i nco m pl i a n ce w i t h t h e p r o v i s i o n s o f 5 U . S . C . a pp . 50 1 e t . s eq . , 5 U . S . C . 7 3 53 , a n d J u d i c i a l C o n f e r en ce r eg u l a t i o n s .

N O T E : A N Y I ND I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A L L S T O F IL E T H I S R E P O R T M A Y B ; U B J E C T T O C I V I LA ND C R I M I NA L S A NC T I O NS ( 5 U . S . C . a p p . 1 0 4 )

F I L I N G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

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Colleen McMahon Financial Disclosure Report for 2009

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