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Compliance Challenge

Date post: 23-Feb-2016
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Compliance Challenge. Group 2. Meet Group 2. Before we begin discussing the challenge, we thought it only proper to introduce ourselves. Meet Group 2. JOHN Brooks. Meet Group 2. DARYL Verstreate. Meet Group 2. CLIFFORD McFarren & CASSANDRA Gould. Meet Group 2. JOHN Lanci. - PowerPoint PPT Presentation
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Compliance Challenge Group 2
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Page 1: Compliance Challenge

Compliance Challenge

Group 2

Page 2: Compliance Challenge

Before we begin discussing the challenge, we thought it only proper to introduce ourselves.

Meet Group 2

Page 3: Compliance Challenge

Meet Group 2

JOHN Brooks

Page 4: Compliance Challenge

Meet Group 2

DARYL Verstrea

te

Page 5: Compliance Challenge

Meet Group 2

CLIFFORD McFarren & CASSANDRA Gould

Page 6: Compliance Challenge

Meet Group 2

JOHNLanci

Page 7: Compliance Challenge

Meet Group 2

RICHARDGarvey

Page 8: Compliance Challenge

Meet Group 2

RICK Homuth

Page 9: Compliance Challenge

Meet Group 2

CHARLIEEllis

Page 10: Compliance Challenge

Meet Group 2

DAVIDParliman

Page 11: Compliance Challenge

Meet Group 2

BOBStronach

Page 12: Compliance Challenge

It all began when post members complained about who’s handling the bell jar…

…namely, Auxiliary and SAL bartenders.

Back to the Challenge…

Page 13: Compliance Challenge

Pretty Boy Sal from the Sons of the American Legion likes to volunteer as a bartender.

The Bartenders

Page 14: Compliance Challenge

Pretty Boy Sal from the Sons of the American Legion likes to volunteer as a bartender.

The Bartenders

Page 15: Compliance Challenge

Pretty Boy Sal from the Sons of the American Legion likes to volunteer as a bartender.

The Bartenders

Page 16: Compliance Challenge

Lady Richard from the Auxiliary Unit also likes to volunteer as a bartender.

The Bartenders

Page 17: Compliance Challenge

Lady Richard from the Auxiliary Unit also likes to volunteer as a bartender.

She gets more tips than anybody.

The Bartenders

Page 18: Compliance Challenge

Lady Richard from the Auxiliary Unit also likes to volunteer as a bartender.

She gets more tips than anybody.

Pretty Boy and Lady also bring a lot of $$$ to the post by selling games of chance.

The Bartenders

Page 19: Compliance Challenge

The Complaint

Legionnaires are calm & rational, never pointing fingers !

Page 20: Compliance Challenge

The Post Compliance Officer takes her reponsibilities seriously.

Compliance Officer

Page 21: Compliance Challenge

The Post Compliance Officer takes her reponsibilities seriously.

She wants to protect the Post and the American Legion.

Compliance Officer

Page 22: Compliance Challenge

The Post Compliance Officer takes her reponsibilities seriously.

She wants to protect the Post and the American Legion.

She wants strict compliance !

Compliance Officer

Page 23: Compliance Challenge

The Post Compliance Officer takes her reponsibilities seriously.

She wants to protect the Post and the American Legion.

She wants strict compliance !

(By the way, she also has no friends.)

Compliance Officer

Page 24: Compliance Challenge

Compliance Officer

YOUWILL

COMPLY!

Resistance is futile !

Page 25: Compliance Challenge

The House and Bell Jar chairs think it’s foolish to follow “strict” compliance.

You got to be kidding

Page 26: Compliance Challenge

The House and Bell Jar chairs think it’s foolish to follow “strict” compliance.

They’ll lose business… especially to that OTHER legion post known for “liberal” interpretations of compliance.

You got to be kidding

Page 27: Compliance Challenge

Bell Jar Chairman

Business is good ! Get lost, compliance officer !

Page 28: Compliance Challenge

One member of our group had a quick solution to the dispute…

Solution # 1

Page 29: Compliance Challenge

One member of our group had a quick solution to the dispute…

Solution # 1

Close the post and go to that ‘liberal’ post!

Page 30: Compliance Challenge

Just kidding !

Page 31: Compliance Challenge

Since the compliance officer determines the compliance, and wants it enforced…

Call out the cavalry!

Page 32: Compliance Challenge

Since the compliance officer determines the compliance, and wants it enforced…

We’ve got to get the post commander and executive board involved.

Call out the cavalry!

Page 33: Compliance Challenge

Since the compliance officer determines the compliance, and wants it enforced…

We’ve got to get the post commander and executive board involved.

How can we resolve this dispute without losing such dedicated appointed officers ?

Call out the cavalry!

Page 34: Compliance Challenge

Since the compliance officer determines the compliance, and wants it enforced…

We’ve got to get the post commander and executive board involved.

How can we resolve this dispute without losing such dedicated appointed officers ?

Can this dispute be turned into a positive learning experience ? Even unifying?

Call out the cavalry!

Page 35: Compliance Challenge

We assemble the executive board and the affected parties…

Communicate! Communicate!

Page 36: Compliance Challenge

We assemble the executive board and the affected parties…

Not to hit people over the head…

Communicate! Communicate!

Page 37: Compliance Challenge

We assemble the executive board and the affected parties…

Not to hit people over the head…

But to discuss the issues and the risk management involved.

Communicate! Communicate!

Page 38: Compliance Challenge

Communicate!

The meeting begins on a hopeful note.

Page 39: Compliance Challenge

Communicate!

The dispute is discussed in a respectful manner… as

legionnaires are always wont to do.

Page 40: Compliance Challenge

The executive board does a risk assessment with all the parties…

Communicate !

Page 41: Compliance Challenge

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

Communicate !

Page 42: Compliance Challenge

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

…being fined.

Communicate !

Page 43: Compliance Challenge

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

…being fined. …losing its license.

Communicate !

Page 44: Compliance Challenge

The executive board does a risk assessment with all the parties…

If the volunteer bartenders are not on the gaming license, then the post is at risk of:

…being fined. …losing its license. …bad publicity and a black-eye image.

Communicate !

Page 45: Compliance Challenge

A decision is reached…for the good of the Legion.

For the good of the Legion

Page 46: Compliance Challenge

A decision is reached…for the good of the Legion.

No bartenders without a gaming license will be permitted to handle the Bell Jar.

For the good of the Legion

Page 47: Compliance Challenge

A decision is reached…for the good of the Legion.

No bartenders without a gaming license will be permitted to handle the Bell Jar.

The post will advise S.A.L. and the Auxiliary how to get their volunteers on a gaming license.

For the good of the Legion

Page 48: Compliance Challenge

For the good of the Legion

Everyone shakes hands … for the good of the Legion.

Page 49: Compliance Challenge

The challenge question also wondered what action, if any, should be taken regarding the neighboring post with its “liberal” compliance policy…

For the good of the Legion

Page 50: Compliance Challenge

The challenge question also wondered what action, if any, should be taken regarding the neighboring post with its “liberal” compliance policy…

Some thought we should mind our own business and be concerned about our own post…

For the good of the Legion

Page 51: Compliance Challenge

The challenge question also wondered what action, if any, should be taken regarding the neighboring post with its “liberal” compliance policy…

Some thought we should mind our own business and be concerned about our own post…

While others recommended that our post commander contact the other post commander to say that he just wanted to give him a heads up that people are talking about his post’s compliance.

For the good of the Legion

Page 52: Compliance Challenge

Group 2 wishes to thank the dean and faculty of Legion College for providing a stimulating, educational experience.

Thank you!

Page 53: Compliance Challenge

Thank you !

Page 54: Compliance Challenge

Thank you !

Page 55: Compliance Challenge

Thank you !

Page 56: Compliance Challenge

Thank you !

Page 57: Compliance Challenge

Thank you !

Page 58: Compliance Challenge

Thank you !

Page 59: Compliance Challenge

Thank you !

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Thank you !

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Thank you !

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Thank you !

Page 63: Compliance Challenge

Leaving you with a smile


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