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Compliance Management Platform ™

Date post: 25-Feb-2016
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Compliance Management Platform ™. Compliance Management Platform. Compliance is the New Marketing Position yourself to thrive in the new regulatory and contractual landscape and “comply to survive” the recently strengthened standards - PowerPoint PPT Presentation
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Compliance Management Platform
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Page 1: Compliance Management  Platform ™

Compliance Management Platform™

Page 2: Compliance Management  Platform ™

Compliance Management Platform• Compliance is the New Marketing

– Position yourself to thrive in the new regulatory and contractual landscape and “comply to survive” the recently strengthened standards

– Train your staff in privacy and security requirements and safeguards for non-public personal information with our award-winning Data Security Awareness Courseware

– Demonstrate internal controls that comply with federal and state consumer privacy and security laws, rules, and regulations using our Information Management Compliance Manual with guidelines, procedures and policy templates

– Assess your overall compliance with an assessment of vulnerabilities to reveal gaps and pinpoint critical areas for remediation

• Compliance Management Platform™– Prepare your company for lender compliance audits and contractual scrutiny– Privacy and security law and regulations require it and regulators enforce it– Lenders will contractually mandate it

Page 3: Compliance Management  Platform ™

Compliance Management PlatformComponents

• Threats and Vulnerabilities

• Controls and Safeguards• Information

Management Governance

• Security Infrastructure – Physical and Technical

• Employee Awareness

Risk Self-Assessment

• Consumer Privacy• Employee Data

Protection• Acceptable Use of

Company Resources – Employees

• Information Security• Information

Management – Third Parties

• Security Breach Management

Policies & Procedures• Information

Management for Real Estate Settlement Services Companies

Staff Training

Page 4: Compliance Management  Platform ™

Admin Home

Page 5: Compliance Management  Platform ™

Admin Dashboard

Page 6: Compliance Management  Platform ™

Policies & Procedures

Page 7: Compliance Management  Platform ™

Risk Self-Assessment

Page 8: Compliance Management  Platform ™

Compliance Management Platform™• Information Drives the Digital Economy

– Advanced technologies have created efficiencies– Regulators are focusing on how transitions to digital information management require

oversight of critical financial services– Major players are turning scrutiny toward service providers to protect their interests

• Compliance As a Required Competency– Comprehensive information management programs with documented policies and

procedures– Regular risk assessment evaluation to detect and correct vulnerabilities– Company-wide awareness and training communications

• Real Estate Data Shield’s Compliance Management Platform™– Guidance and templates for a comprehensive program, fully documented– Self-assessments for adherence to regulatory and best practices standards– Award-winning web-based training supported by robust reporting

You can only manage what you can measure

Page 9: Compliance Management  Platform ™

Christopher J. Gulotta, [email protected]

(212) 951-7302

For Information Contact:Victoria Hatin, Director of Marketing & Sales

[email protected](212) 951-7302

www.realestatedatashield.com


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