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Confounding, Effect Modification, Confounding, Effect Modification, and Stratification and Stratification HRP 261 1/27/03 10 HRP 261 1/27/03 10 - - 10:50 am 10:50 am
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Page 1: Confounding, Effect Modification, and Stratificationstatweb.stanford.edu/~olshen/hrp261win03/win03handouts/...19(825) = + + + + + + + + + + ∑ ∑ = = k i i i i k i i i i T bc T a

Confounding, Effect Modification, Confounding, Effect Modification, and Stratificationand Stratification

HRP 261 1/27/03 10HRP 261 1/27/03 10--10:50 am10:50 am

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Adding a Third Dimension to Adding a Third Dimension to the the RxCRxC picturepicture

Exposure Disease?

Mediator

Confounder

Effect modifier

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Some TermsSome Terms1. What Agresti calls, “Marginally associated but

conditionally independent”…epidemiologists call “confounding.”

2. What Agresti calls, “partial tables,”…epidemiologists call, “stratification.”

3. What epidemiologists call, “effect modification”…statisticians call, “interaction.”

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1. Confounding1. Confounding

A confounding variable is associated with the exposure and it affects the outcome, but it is not an intermediate link in the chain of causation between exposure and outcome.

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Examples of ConfoundingExamples of Confounding

Oral contraceptive use?

Cervical cancer

Infection with humanpapillomavirus (HPV)

Oral contraceptive use?

Breast cancer

Late age at first birth/ low parity

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More ConfoundingMore Confounding

Poor nutrition?

Menstrual irregularity

Low weight

Menstrual irregularity?

Low bone strength

Late menarche

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Confusion over Confusion over postmenopausal hormones: postmenopausal hormones:

?Heart attacks (MI)Postmenopausal HRT

High SES, high education, other confounders?

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Mixture May Rival Estrogen in Preventing Heart Disease

August 15, 1996, Thursday

“Widely prescribed hormone pills that combine estrogen and progestin appear to be just as effective as estrogen alone in preventing heart disease in women after menopause, a study has concluded.” “Many women take hormones … to reduce the risk of heart disease and broken bones.”“More than 30 studies have found that estrogen after menopause is good for the heart.”

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Example: Nurse’s Health Study Example: Nurse’s Health Study

protective relative risks

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Nurse’s Health StudyNurse’s Health Study

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No apparent Confounding…No apparent Confounding…

e.g., the effect is the same among smokers and non-smokers, so the

association couldn’t be due to confounding by smokers (who may take less hormones and certainly get

more heart disease).

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RCT: Women’s Health RCT: Women’s Health Initiative (2002)Initiative (2002)

On hormones

On placebo

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Controlling for confounders in Controlling for confounders in medical studiesmedical studies

1. Confounders can be controlled for in the design phase of a study (randomization or restriction or matching).2. Confounders can be controlled for in the analysis phase of a study (stratification or multivariate regression).

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Analytical identification of Analytical identification of confounders through confounders through

stratificationstratification

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MantelMantel--HaenszelHaenszel Procedure:Procedure:NonNon--regression technique used to regression technique used to

identify confounders and to control identify confounders and to control for confounding in the for confounding in the statistical statistical

analysisanalysis phase rather than the phase rather than the designdesignphase of a study.phase of a study.

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From From AgrestiAgresti……

“It is more informative to estimate the strength of association than simply to test a hypothesis about it.”

“When the association seems stable across partial tables, we can estimate an assumed common value of the k true odds ratios.”

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Controlling for confounding by Controlling for confounding by stratificationstratification

Example: Let’s revisit the Berkeley study

Crude RR = (1276/1835)/(1486/2681) =1.25

(1.20 – 1.32)

Denied

Admitted

1835 2681

Female Male

1276 1486

559 1195

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Program AProgram A

Stratum 1 = only those who applied to program A

Stratum-specific RR = .90 (.87-.94)

Denied

Admitted

108 825

Female Male

19 314

89 511

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Program BProgram B

Stratum 2 = only those who applied to program B

Stratum-specific RR = .99 (.96-1.03)

Denied

Admitted

25 560

Female Male

8 208

17 352

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Program CProgram C

Stratum 3 = only those who applied to program C

Stratum-specific RR = 1.08 (.91-1.30)

Denied

Admitted

593 325

Female Male

391 205

202 120

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Program DProgram D

Stratum 4 = only those who applied to program D

Stratum-specific RR = 1.02 (.89-1.18)

Denied

Admitted

375 407

Female Male

248 265

127 142

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Program EProgram E

Stratum 5 = only those who applied to program E

Stratum-specific RR = .88 (.67-1.17)

Denied

Admitted

393 191

Female Male

289 147

104 44

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Program FProgram F

Stratum 6 = only those who applied to program F

Stratum-specific RR = 1.09 (.84-1.42)

Denied

Admitted

341 373

Female Male

321 347

20 26

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SummarySummaryCrude RR = 1.25 (1.20 – 1.32)

Stratum specific RR’s:.90 (.87-.94).99 (.96-1.03)1.08 (.91-1.30) 1.02 (.89-1.18).88 (.67-1.17)1.09 (.84-1.42)

Maentel-Haenszel Summary RR: .97

Recall: Cochran-Manetl-Haenszel Test is NS. Gender and denial of admissions are conditionally independent given program.The apparent association (RR=1.25) was due to confounding.

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=

=

+

+

k

i i

iii

k

i i

iii

Tbac

Tdca

1

1

)(

)(k strata

The MantelThe Mantel--HaenszelHaenszelSummary Risk RatioSummary Risk Ratio

Disease

Not Disease

Exposure Not Exposed

a c

b d

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E.g., for Berkeley…E.g., for Berkeley…

97.

714)341(347

584)393(147

782)375(265

918)593(205

585)25(208

933)108(314

714)373(321

584)191(289

782)407(248

918)325(391

585)560(8

933)825(19

=+++++

+++++

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=

=k

i i

ii

k

i i

ii

Tcb

Tda

1

1

The MantelThe Mantel--HaenszelHaenszelSummary Odds RatioSummary Odds Ratio

Exposed

Not Exposed

Case Control

a b

c d

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Country

OR = 1.32 Spouse smokes

Spouse does not smoke

137 363

71 249US

Spouse smokes

Spouse does not smoke

19 38

5 16

Great

BritainOR = 1.6

Spouse smokes

Spouse does not smoke

Lung Cancer Control

73 188

21 82Japan OR = 1.52

Source: Blot and Fraumeni, J. Nat. Cancer Inst., 77: 993-1000 (1986).

From Problem 3.9 in Agresti…

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Summary ORSummary OR

38.1

820363*71

785*38

36421*188

820137*249

7816*19

36482*73

=++

++

Not Surprising!

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MH assumptionsMH assumptions

OR or RR doesn’t vary across strata. (Homogeneity!)If exposure/disease association does vary for different subgroups, then the summary OR or RR is not appropriate…

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advantages and limitationsadvantages and limitationsadvantages…• Mantel-Haenszel summary statistic is easy to

interpret and calculate• Gives you a hands-on feel for the datadisadvantages…• Requires categorical confounders or continuous

confounders that have been divided into intervals

• Cumbersome if more than a single confounder To control for ≥ 1 and/or continuous confounders, a multivariate technique (such as logistic regression) is preferable.

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2. Effect Modification2. Effect Modification

Effect modification occurs when the effect of an exposure is different among different subgroups.

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Years of Life Lost Due to Obesity Years of Life Lost Due to Obesity ((JAMA.JAMA. Jan 8 2003;289:187Jan 8 2003;289:187--193)193)

Data from US Life Tables and the National Health and Nutrition Examination Surveys (I, II, III).

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ConclusionConclusion

Race and gender modify the effect of obesity on years-of-life-lost.

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Among white women, stage of breast cancer at detection is associated with education.

However, no clear pattern among black women.

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Colon cancer and obesity in preColon cancer and obesity in pre--and postand post--menopausal womenmenopausal women

Obesity appears to be a risk

factor in pre-menopausal

womenBut appears to be

protective or unrelated in post-menopausal

women

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Hypothetical Example: Effect Hypothetical Example: Effect ModificationModification

Feelings of Elation on 1/26

No change or depression

Watched the super-bowl

1250 2500

Did not watch the super-bowl

250 500

OR = 1.0

Conclusion: Watching the super-bowl doesn’t affect anyone’s mood?…

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Football-team preference

OR = 1.5 Watched

Did not

450 300

375 375

Other/none

Tampa BayFans

Watched

Did not

1240 10

125 125OR = 124.0

Watched

Did not

Mood + Mood -

10 1240

125 125OR = .008Oakland

Fans

Should have highly significant Breslow-Day statistic!


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