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C O N T I N U I N G E D U C A T I O N Factors Influencing Outcomes of Clinical Information Systems Implementation A Systematic Review DIANNE GRUBER, RN, MN GRETA G. CUMMINGS, RN, PhD LISA LEBLANC, RN, BN DONNA L. SMITH, RN, BScN, MEd, RPsych, CHE Clinical information systems (CISs) are ‘‘large compu- terized database management systems used by clinicians to access a range of patient data to plan, implement, and evaluate care.’’ 1 In this study, we use the expanded definition of CISs that includes a point-of-care, patient- focused computer system that replaces all or some of the paper medical records. 2 Other terms for CIS are patient care information systems, computer-based patient records, medical information systems, patient care management systems, health information systems, nursing intervention systems, and electronic medical records. In the broad context, CIS implementation is viewed as including all phases of an application’s full life cycle, from planning through maintenance. Healthcare is increasingly mediated by technology, and the implementation of CISs represents a new era of technological possibilities. As more sophisticated sys- tems to manage patient information become available, there are rising expectations that these CISs will achieve outcomes for systems, users, managers, and patients. These outcomes, in turn, are expected to improve the efficiency and effectiveness of healthcare services. A suc- cessful implementation process is critical to gaining the economic and competitive advantages that innovation offers, but not enough is understood about the imple- mentation process because efforts are often either com- plete or partial failures. 3 Success may depend in part on developing a better understanding of the factors that in- fluence the success or failure of CIS implementation. 4 CIN: Computers, Informatics, Nursing & May/June 2009 151 CIN: Computers, Informatics, Nursing & Vol. 27, No. 3, 151–163 & Copyright B 2009 Wolters Kluwer Health | Lippincott Williams & Wilkins Healthcare agencies spend significant resources to acquire or develop clinical information systems. However, implementation of clinical information systems often report significant failures. A sys- tematic review of the research literature identified processes and outcomes of clinical information system implementation and factors that influ- enced success or failure. Of 124 original papers, 18 met the primary inclusion criteria—clinical systems implementation, healthcare facility, and outcome measures. Data extraction elements included study characteristics, outcomes, and implementation risk factors classified according to the Expanded Systems Life Cycle. The quality of each study was also assessed. Forty-nine outcomes of clinical information system imple- mentation were identified. No single implementa- tion strategy proved completely effective. The findings of this synthesis direct the attention of managers and decision makers to the importance of clinical context to successful implementation of clinical information systems. The highest number of factors influencing success or failure was reported during implementation and system ‘‘go- live.’’ End-user support or lack thereof was the important factor in both successful and failed implementations, respectively. Following the Expanded Systems Life Cycle management model instead of a traditional project manage- ment approach may contribute to greater suc- cess over time, by paying particular attention to the underrecognized maintenance phase of implementation. KEY WORDS Clinical information systems & Expanded Systems Life Cycle & Implementation & Information management & Nursing informatics Author Affiliations: Acute Care Clinical Applications Team, Informa- tion Systems, Alberta Health Services (Ms Gruber); Faculty of Nursing, University of Alberta, Alberta, Canada (Dr Cummings and Professor Smith); and A Division of Covenant Health, Grey Nuns Community Hospital, Edmonton, Alberta, Canada (Ms LeBlanc). Disclaimer: Authors declare no conflict of interest. Corresponding author: Greta G. Cummings, RN, PhD, Faculty of Nursing, University of Alberta, Clinical Sciences Building, 5-125 CSB, Edmonton, AB, Canada T6G2G3 ([email protected]). 9 Copyright @ 200 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
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C O N T I N U I N G

E D U C A T I O N

Factors InfluencingOutcomes of ClinicalInformation SystemsImplementationA Systematic Review

DIANNE GRUBER, RN, MN

GRETA G. CUMMINGS, RN, PhD

LISA LEBLANC, RN, BN

DONNAL. SMITH, RN,BScN,MEd, RPsych, CHE

Clinical information systems (CISs) are ‘‘large compu-terized database management systems used by cliniciansto access a range of patient data to plan, implement,and evaluate care.’’1 In this study, we use the expandeddefinition of CISs that includes a point-of-care, patient-focused computer system that replaces all or some ofthe paper medical records.2 Other terms for CIS arepatient care information systems, computer-basedpatient records, medical information systems, patientcare management systems, health information systems,nursing intervention systems, and electronic medicalrecords. In the broad context, CIS implementation isviewed as including all phases of an application’s fulllife cycle, from planning through maintenance.

Healthcare is increasingly mediated by technology,and the implementation of CISs represents a new era oftechnological possibilities. As more sophisticated sys-tems to manage patient information become available,there are rising expectations that these CISs will achieveoutcomes for systems, users, managers, and patients.These outcomes, in turn, are expected to improve theefficiency and effectiveness of healthcare services. A suc-cessful implementation process is critical to gaining theeconomic and competitive advantages that innovationoffers, but not enough is understood about the imple-mentation process because efforts are often either com-plete or partial failures.3 Success may depend in part ondeveloping a better understanding of the factors that in-fluence the success or failure of CIS implementation.4

CIN: Computers, Informatics, Nursing & May/June 2009 151

CIN: Computers, Informatics, Nursing & Vol. 27, No. 3, 151–163 & Copyright B 2009 Wolters Kluwer Health | Lippincott Williams & Wilkins

Healthcare agencies spend significant resources

to acquire or develop clinical information systems.However, implementation of clinical informationsystems often report significant failures. A sys-

tematic review of the research literature identifiedprocesses and outcomes of clinical informationsystem implementation and factors that influ-

enced success or failure. Of 124 original papers,18 met the primary inclusion criteria—clinicalsystems implementation, healthcare facility, andoutcome measures. Data extraction elements

included study characteristics, outcomes, andimplementation risk factors classified accordingto the Expanded Systems Life Cycle. The quality

of each study was also assessed. Forty-nineoutcomes of clinical information system imple-mentation were identified. No single implementa-

tion strategy proved completely effective. Thefindings of this synthesis direct the attention ofmanagers and decisionmakers to the importanceof clinical context to successful implementation of

clinical information systems. The highest numberof factors influencing success or failure wasreported during implementation and system ‘‘go-

live.’’ End-user support or lack thereof was theimportant factor in both successful and failedimplementations, respectively. Following the

Expanded Systems Life Cycle managementmodel instead of a traditional project manage-ment approach may contribute to greater suc-

cess over time, by paying particular attention tothe underrecognized maintenance phase ofimplementation.

K E Y W O R D S

Clinical information systems &

Expanded Systems Life Cycle & Implementation &

Information management & Nursing informatics

Author Affiliations: Acute Care Clinical Applications Team, Informa-tion Systems, Alberta Health Services (Ms Gruber); Faculty ofNursing, University of Alberta, Alberta, Canada (Dr Cummings andProfessor Smith); and A Division of Covenant Health, Grey NunsCommunity Hospital, Edmonton, Alberta, Canada (Ms LeBlanc).

Disclaimer: Authors declare no conflict of interest.

Corresponding author: Greta G. Cummings, RN, PhD, Faculty ofNursing, University of Alberta, Clinical Sciences Building, 5-125CSB, Edmonton, AB, Canada T6G2G3 ([email protected]).

9Copyright @ 200 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.

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The value in examining CIS implementation is in re-lation to the implementation process itself and whetherthe outcomes expected are actually achieved within thecontext of clinical healthcare environments. Examiningthe role of nursing in implementing CISs is also valu-able, as nurses may be unprepared for the requisite tech-nological changes to their work. This could result ina significant lag between the creation of the new health-care enterprise and the end user’s ability to fulfill itspotential.5

This area of study is important for several reasons.Clinical environments are unique and merit their ownstudy, as what has been successful in business arenas hasnot always worked in healthcare.6 Registered nurses arethe predominant healthcare providers in the healthcaresector,2 and nursing is healthcare’s largest constituency.7

The implementation of CISs influences the clinicalpractice environment, nurses, and nursing practice, aswell as patient safety and quality of care, managementdecision making, and funding. It is now possible tocapture physiologic observations, communicate withancillary services such as laboratories, assist bedsideclinicians to formulate nursing and medical care plans,and use a sophisticated CIS to capture all of the neces-sary data required to make sound clinical decisions.2,8

The importance of CISs has increased, and efforts toimplement automated systems have intensified, as fundingmethods for health services become increasingly focusedon outcomes. Accreditation, chronic disease management,physician remuneration models, and primary care net-works all demonstrate a shift to outcomes-based funding.Although literature describing the implementation of com-puter systems in healthcare organizations is extensive, ina preliminary scoping of the literature, most studies ex-amining CIS implementation were exploratory-descriptivein design, described by Brink and Woods9 as level 1 re-search, which is appropriate for a developing field ofknowledge. We could not find a synthesis of evidencethat describes successful or failed CIS implementation. Areview of current literature is important to identify anddescribe the best available evidence about CIS implemen-tation. The study reported in this article was undertakento address this gap in knowledge. The strength of ourreview lies in the rigorous assessment of the literature in afield that is new and lacks common definitions andunderstanding of the process of CISs implementation andoutcomes.

STUDY OBJECTIVE

A systematic review of the research literature was un-dertaken to determine the current evidence about theprocess and outcomes of the implementation of CISs inhealthcare facilities. The research question guiding the

review was ‘‘What is the present state of knowledgeabout the process of CIS implementation and outcomesfor the system, users, management or patients?’’ Con-tent analysis of the literature identified outcomes,which were classified by system, user/provider, manage-ment, and patient.

CONCEPTUAL FRAMEWORK

A key assumption guiding this study was that thecontext in which a CIS is implemented can influencesuccess or failure of implementation. Therefore, wedetermined that a theoretical model that takes accountof the role of context in implementation would be usedto guide this systematic literature review and selectedthe Expanded Systems Life Cycle (ESLC) framework byThompson et al.10 This model illustrates the full cycle ofCIS implementation within complex clinical contexts.The ESLC model (Figure 1) proposes a logical processfor planning, executing, and managing system life cycleactivities for all types and sizes of healthcare settings.10

The system life cycle management process is concep-tualized in five major steps, which include planning,analysis, design, implementation, and maintenance.10 Inthe planning stage, the process is initiated; however,planning continues throughout the entire life cycle.Analysis focuses on requirements for optimal solution.Design relates to the development or customization ofthe CIS for the clinical setting. Implementation is theninitiated. A final phase, solution maintenance, followsimplementation.10

In the ESLC model depicted in Figure 1, the dottedline surrounding the system life cycle managementprocess conveys the continuous influence of dynamiccontextual factors occurring within the healthcare en-vironment.10 Each segment of the system life cycle pro-cess has an identified risk zone and corresponding riskfactors, further detailed in Figure 2. Although risk fac-tors exert influence in a particular zone, they can alsoinfluence other system life cycle segments.10 Thesedownstream effects can also shape the progression andoutcomes of CIS implementation.10 Case study analysishas become a frequently used research method to studyimplementation strategies and context. The stories incase studies reveal how implementation strategies andcontextual conditions mutually influence each other andwork together to produce implementation outcomes.11

Outcomes Defined

We identified and used several types of outcomes relevantto CIS implementation. System outcomes refer to theresults of a CIS implementation such as documentation

152 CIN: Computers, Informatics, Nursing & May/June 2009

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that is legible. User outcomes refer to the ‘‘end users’’ ofthe CIS who have hands-on interaction with the systemin the course of providing patient care. User-friendlyrefers to a clinical system that is (1) ‘‘easy’’ to use, with asfew ‘‘key strokes’’ as possible to enter data; (2) ‘‘intui-tive,’’ whereby moving from screen to screen is logical toclinical end users because it matches the work processand flow of information in the clinical setting; and (3)‘‘interfaced’’ such that information is entered once, butused by many. Management outcomes refer to aspects ofCIS that assist in managerial decision making, opera-tional management, meeting government regulations,benchmarking organizational performance, and fundingdecisions within and external to the organization. Patientoutcomes are those that are directly affected by CISimplementation for patients. Reduced wait times forprocedures resulting from system efficiencies, reducedfrustration when not being asked the same informationby multiple care providers, having direct system access tobook their own appointments online, and having accessto their information or to faster results reporting to careproviders are examples of patient outcomes.

METHODS

The search strategy was initiated by searching onlinebibliographical databases—CINAHL, Medline, andHealthStar from 1995 to 2005. HealthStar yielded thehighest number of titles and abstracts. An online search

of Computers in Nursing was completed for 1997 to2003; Computers, Informatics, Nursing, for 2003 to2005; and EBM Cochrane Systematic Review. The pri-mary inclusion criteria were that the paper was writtenin English, involved clinical system implementation, hada healthcare facility/acute care as the setting, and in-cluded system, user, management, or patient outcomemeasures. Only papers that met the primary inclusioncriteria were retained for review. Secondary inclusion cri-teria were used to determine whether research findings/evidence were being used to guide the CIS implementa-tion (nursing informatics, theoretical model or frame-work, planning or implementation based on literature,adding to nursing domain knowledge, broad contextfor clinical system implementation, and the impor-tance of this area of study).

Screening

The total yield from online database and online journalsearches was 178 titles and abstracts, which werescreened using the primary inclusion criteria. Theprimary author retrieved and screened 124 papers usingthe three primary inclusion criteria and secondaryinclusion criteria of interest. The 124 papers werepredominantly exploratory-descriptive in the form ofcase studies. A second reviewer randomly screened 20of the 124 papers, blinded to the primary author’sreview. Discrepancies on four papers were discussedand consensus was reached. Of the original 124 papers,

FIGURE 1. Extended Systems Life Cycle. Reprinted with permission from Thompson CB, Snyder-Halpern R, Staggers N. Analysis, process,

and techniques: case study. Comput Nurs. 1999;17(5):204.

CIN: Computers, Informatics, Nursing & May/June 2009 153

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21 were retained for review once screening criteria wereapplied.

Data Extraction

The following data were extracted from the 21 selectedpapers: author, journal, year, acute care healthcarefacility, clinical system implementation, lessons learned,or outcome measures. The second level of extraction

included the use of a conceptual model or frameworkto guide implementation, nursing informatics, nurs-ing domain knowledge, CIS implementation in a broadcontext, and the relevance of the papers to this area ofstudy.

Quality Review

The authors searched for a quality assessment instrumentto review and categorize the included studies accordingto how well they examined and reported on CIS im-plementation and outcomes; however, none was found.Therefore, the primary author developed a screeningtool that included the inclusion criteria of interest to re-flect the dimensions of how research, nursing infor-matics, and nursing knowledge were applied by theauthors. (A copy of the quality assessment tool may beobtained by contacting the primary author.) Possiblescores could range from 1 to 16 points. A score greaterthan 9 was required to meet the minimum inclusioncriteria.

RESULTS

Search Results

Only 18 studies met the mandatory inclusion criteria byachieving a score greater than 9. All 18 studies2,6,11,13–27

in the final inclusion group were published between1995 and 2003, with 16 completed in the United States,one in Canada, and one in Australia. Of the 21 retainedstudies, three studies scored less than 9 on the qualityassessment tool28–30 and were eliminated. The qualityreview-screening tool proved effective in differentiatingthe quality of the papers for final selection. A summaryof the quality assessment scores and characteristics ofthe final 18 studies is presented in Table 1.

The study objective reported in all studies was theimplementation of CISs in acute care facilities. Eightwere identified as integrated systems, nine implied in-tegration based on the assumption that point-of-careand nursing documentation systems were more sophis-ticated systems dependent on integration, and one wasa beta stand-alone system. The articles included 14 casestudies of exploratory-descriptive design and four re-search studies of preimplementation/postimplementationdesign. The four pre/post design studies used surveys, andof the 14 case studies, four used a survey as part of theirpreimplementation planning process to target appropri-ate end-user training.

The study populations included clinical nurses (regis-tered and licensed practical nurses) and other health-care practitioners. Nurses were identified as the only

FIGURE 2. Selected risk zone factors. Reprinted with permission from

ThompsonCB, Snyder-Halpern R, Staggers N. Analysis, process, and

techniques: case study. Comput Nurs. 1999;17(5):205.

154 CIN: Computers, Informatics, Nursing & May/June 2009

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T a b l e 1

Characteristics of Included Studies and Quality Assessment Scores

Author(Year)/Study Study Objective Study Method Population

ImplementationLead Study Setting

Dillonet al(2003)13/

Research

Integrated clinical andadministrative hospital-widesystem in staged

implementation phases

Pre/post design Nurses Not known 450-Bed regionalhospital center inthe United States

MeasurementSurvey: 10-pointquestionnaire, 612 surveys,

22.7% return rateLarrabeeet al

(2001)14/Research

Study investigating influenceon documentation

completeness, to evaluatechart data validity for use incare decision making,

quality improvement, andresearch of an NISimplementation

Pre/post design Nurses Nurse projectcoordinator

and four othernurses for NIScustomization

100-Bed urbanuniversity

hospital inMemphis, WestTennessee

Measurement

Study units: 31- and32-bed medical-surgical units and23-bed ICU

step-down unitRetrospective chartreviews using nursingcare plan data collection

instrument, a criterion-referenced instrument

Marasovic

et al(1997)2/Research

Preimplementation of a

computerized CIS to befor patient charting andmedical records

Pre/post design RNs Not known Installed in 6 of 15

beds in an ICU ofa 900-bed tertiaryreferral hospital in

AustraliaIdentify factors that affectattitude toward computersin a critical care environmentto target training and

support for users

Westmead hospitalICU, New SouthWales, Australia

MeasurementSurvey

Tested the presence andstrength of association ofage, education, nursing

experience, and years ofICU experience withsatisfaction, beliefs, andmotivation of the users

of CISNahm andPoston

(2000)15/Research

Measured effects of nursingmodule point-of-care CIS

on nursing documentationand patient satisfaction

Pre/post design Nurses Unknown General Hospital,North Carolina

Measurement

Data collectionpreimplementation and 6,12, and 18 mo after. Nurse

documentation samplesize: 288 charts. Patientsatisfaction: conveniencesample, sample size: 108

Patients Four study nursing

units randomlypicked from11 of 13 units

scheduled forclinical system;10-bed ICU, 20-bed progressive

(continues)

CIN: Computers, Informatics, Nursing & May/June 2009 155

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care telemetry

unit, 20-bedgeneral surgeryunit, and a

12-bedgynecologicalsurgery unit

Anderson

andStafford(2002)6

Integrated clinical and

administrative informationsystem (ADT, finance,clinical, and medical

records)

Case study Clinical staff

(2000),including538 nurses

and 220physicians

Five FT RNs

dedicated tothe project for2 y; integrated

clinical nurseexpertise withIT knowledge

University Hospital,

United States

3-y Project, ‘‘big bang’’implementation

2000 Clinical staffFirst of three

inpatienthospitals and 960outpatient clinics

Barr (2002)16 Integrated perioperativepatient documentationsystem

Case study Nurses Nurse educator,perioperativenurse leader

125-Bed acute carefacility in mid-Atlantic regionpart of a larger

for-profitcorporation in theUnited States

18-mo Project

Survey (37questionnaires,

86% return rate)Persuading nurses toovercome reluctanceto embrace and master

computer technologyBrooksMassanari

(1998)17

Integrated multidisciplinarypoint-of-care CIS

Case study Nurses andother care

providers

PM: backgroundunknown

250-Bedcommunity

hospital in theUnited States

Implementation of NANDAnursing diagnosis in a CIS

Multidisciplinary,

integrated careCheungandHamilton

(1997)18

Introduction of a diseasemanagement system;integrated (not stated)

Case study Clinical endusers; ISsupport staff

Not known Cancer Center inthe United States

1-y Project

1800 Inpatient and

9250 000outpatientvisits a year

Doyle andKowba(1997)19

Integrated CIS inpatientmedical recordimplementation

Case study Specialty andnursing unitstaff,

physicians

Nurse andphysicianleads

Military hospital inthe United States

Focused on the human sideof change

Halley and

Kambic(1996)20

Implemented clinical

documentation system6-mo ‘‘Big bang’’ project

Case study Clinical staff;

ancillary staff:rehabilitation,respiratory,pharmacy,

laboratory, DI,and dietary;physicians

VP operations

and VP ISleadership

350-Bed hospital

and multipleoff-site outpatientclinics in theUnited States

T a b l e 1

(continued)

Author(Year)/Study Study Objective Study Method Population

ImplementationLead Study Setting

(continues)

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Johnson

(2000)21Implementation of an online

nursing assessmentmodule that branches toselection of nursing

diagnosis in the hospitalCIS

Case study Nurses and

unlicensedassistivepersonnel

NI specialist

and IS analyst,with input fromnursing

practicecommittee

Metropolitan

city hospitalin the UnitedStates

Full year of planning beforego-live

Pilot in fourmedical-surgicalunits of35 beds each

LaDuke(2001)22

Implementing an onlinenursing documentationsystem

Case study Nurses IS coordinator asPM; input fromnursing

practicecommittee andnursing

documentationcommittee

150-Bed ruralcommunityhospital in the

United States3-mo Project for revision tonursing documentationsystem

Medical-surgicalunit

Lytle et al(1999)23

Beta site implementationof a knowledge-based

information system in aspecialty area

Case study Nurses Dedicatedphysician

champion,nursing leader,nursing

systemsanalyst, vendorPM, clinical

oversight group

Southwesternhospital

in the UnitedStates

Not integrated system related

to beta implementation

Physicians(50–60staff total)

5-mo Project

Murphy et al(1995)24

Integrated point-of-carenursing documentation

system implementation

Case study Nurses Nurse educatorand IS

representativeconductededucationsessions

Three units in atwo-site 1175-

bed tertiary careteaching hospitalin Canada

About providing educationand support to nursing staffprior to, during, and after

implementation to maximizeconsistent support and tominimize costs

Survey IS support

staff

Pare andElam(1998)11

Implementation of a nursingflow sheet system

Case study Nurses Nurse projectleader

Trauma center ofa large, not-for-profit, teaching

hospital inthe United States

Integrated: not stated

Two trauma units:

RESUS and ICUStebbinset al(1997)25

Integrated system to holdcomputer-based patientrecords implementation to

provide access at all pointsin the HC enterprise (PCIS)

Case study(preimplementationand

postimplementationsurvey)

Nurses,ancillarydepartments,

physicians(1800personnel,

39 patientcare areas)

Nursing taskforce formedwith

representationfrom all unitsto provide

leadership

800-Bed tertiarylevel teachinghospital in

the United States

Presurvey and postsurvey

training components,attitudes toward PCIS,self-confidence using PCIS,

and PCIS outcomeexpectations

T a b l e 1

(continued)

Author(Year)/Study Study Objective Study Method Population

ImplementationLead Study Setting

(continues)

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participants in eight of the 18 studies, whereas in sevenstudies, nurses were combined with other study partic-ipants such as physicians and staff from ancillary de-partments. An implementation project manager wasidentified in only three studies. In each of these, the proj-ect manager was reported to be a nurse. Project leader-ship by a nurse was reported in eight studies, leadershipby a nursing committee in four studies, and no leader-ship type identified in 6 studies. Of the 18 studies, ninereported using a theoretical model to guide planning orimplementation; eight referred to nursing informatics; sixreferred to nursing knowledge and/or the practice ofnursing; and five based the CIS implementation onnursing or other literature, such as change managementor adult teaching theories.

The study settings included facilities ranging in sizefrom 100 to 1200 beds, with 15 studies in the 250- to1 200-bed size range. The study setting unit type wasidentified in nine studies as critical care only, criticalcare combined with medical-surgical, or medical-surgicalsettings alone. Nine studies did not identify a specificsetting.

Study Outcomes

The studies were examined to identify the outcomes ofCIS implementation that were anticipated by eachagency. The outcomes were then categorized as system,user, management, or patient outcomes. As shown in

Travers

(1997)26Integrated ED patient tracking

system development andimplementation

1 y from planning to

implementation;9-mo preimplementationproject; 1 mo dualsystems—manual and

computerized

Case study; survey

of computerattitudes ofnurses used to

develop trainingplan

ED clinical

staffPhysiciansRegistration

staffBed controlstaff

160 staff trained

in 25 classesin the nursinginformatics

computerlaboratory

Dual PMs:

MSN-preparedemergencynurse educator

with expertisein computersystems and ISdirector. Team

included aphysician withinformatics

experience

University hospital

in the UnitedStates

Level l trauma

centeremergencydepartment movefrom 23- to

53-bed ED

Whitman

et al(1997)27

Pilot project of a bedside

documentation systemFocused on training

Case study Nurses

Nurse assistants

Nurse manager

leadership;contractbetweenmanagement,

IS, and staffdevelopment

Pilot project on two

acute carefacilities in theUnited States;cardiac/telemetry

unit and a 29-bedorthopedic andneurology unit

Summary of18 studies

CIS implementationintegrated system (8)

Pre/post design (4) Nurse/nurseassistants (8)

PM Facility size

CIS implementation integrated

likely but not stated (9)

Case study (14) Clinical staff

+ physicians+ ancillarydepartments

(7)

PM/coordinator:nurse (3)

100–249 Beds (3)

CIS implementation:not integrated

Nurses +patients (1)

PM: other orunknown (15)

250–499 Beds (3)

Clinical end

users+ IS staff (2)

Leadership

500–1200 Beds (3)

Nurse (8)

Unknown, but bednumber of

universityhospital, etc,suggest mediumto large (5)

Nursing taskforce/nursepractice

committee (4)Other orunknown (6)

Abbreviations: ADT, admissions discharge and transfer system; DI, diagnostic imaging; ED, emergency department; FT, full-time; HC, healthcare; IS,

information system; IT, information technology; NI, nursing informatics; NIS, nursing information systems; PCIS, patient care information system; PM, project

manager; RESUS, resuscitation unit; VP, vice president.

T a b l e 1

(continued)

Author(Year)/Study Study Objective Study Method Population

ImplementationLead Study Setting

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Table 2, this content analysis resulted in 49 outcomesthat consisted of nine system outcomes, 29 user/provideroutcomes, nine management outcomes, and two patientoutcomes.

The outcomes anticipated by the agency in each studywere compared with those actually measured andachieved. A summary of anticipated outcomes of CIS im-plementation in the retained 18 papers and the number oftimes each outcome was reported is presented in Table 3.These data include factors that were observed, measured,or self-reported as leading to success or failure of imple-mentation. System, user, management, and patient out-comes were reported, with the greatest number relatingto user outcomes. In the four research studies, five out-comes were measured, with a mixed result of successesand failures. In the 14 case studies, which reported a total45 anticipated outcomes, only 26 were achieved, ofwhich 23.5 were identified as successes.

As described earlier in this paper, the ESLC frame-work (Figure 1) was chosen to categorize the factorsassociated with success and failure in each study intorisk zones to determine if any patterns emerged. Thesummary of risk zone factors found to influence CISimplementation success/failure is presented in Table 4.Of the final 18 studies, 17 reported a combination offactors leading to success and failure, one reportedfailure only, and none reported success only. Analysis ofeach article revealed risk zone factors identified witheach implementation in one to four of the risk zones,with risk zone factors crossing greater than or equal tothree of the four zones in 15 of the 18 articles.

This analysis revealed a total of 47 success factors and38 failure factors across several risk zones. Thehighest number of success and failures were in zone 3(implementation—the zone focusing on preimplementation

T a b l e 2

Summary of Outcomes of CIS ImplementationAnticipated by Healthcare Agencies

No. ofOutcomes

System outcomesUser-friendly, meaningful screen and lists,system performance, functionality

4

Integration between areas and other

systems, accessibility decision tools,data availability, reduce duplication

5

Total system outcomes 9

User/provider outcomesAcceptance/adoption/motivation touse system

6

Confidence/self-efficacy/preparedness 4Satisfaction 3Feel supported (IT and administration) 2Data integrity, validity, quality, accuracy 3

Clinical staff using system, completenessof documentation entered, clinicalstaff sharing information electronically

6

Optimal clinical management of patients,speed of communication to improvepatient care

2

Seamless patient care, efficiency of careprocesses, decrease documentation time

3

Total user/provider outcomes 29Management outcomesUse of data, reports, benchmarking fordecision making and quality control

1

Meet regulatory requirements, clinical

and financial

2

Compliance of staff with charting standards 2Demonstrate leadership and trust through

communication, willingness to invest instaff development

1

Efficiency of care processes, operational

efficiencies, improve worker productivity,decrease training costs

3

Total management outcomes 9Patient outcomesSatisfaction regarding nurse-patientrelationship

1

Reduced frustration related to multiple

requests for same information bydifferent disciplines

1

Total patient outcomes 2

Total CIS implementation anticipated outcomes 49

Abbreviation: IT, information technology.

Each paper represents from one to four outcomes and from one to four

categories.

T a b l e 3

Summary Comparison of Anticipated, Measured,and Achieved Outcomes

Study Type (n)AnticipatedOutcomes

MeasuredOutcomes

SuccessfulOutcomea

Research (4)

System 0 0 0User 3 3 1Management 1 1 1

Patient 1 1 1Subtotal 5 5 3

Study Type (n)ExpectedOutcomes

Self-reportedOutcome

Self-reportedSuccessfulOutcome

Case studies (14)System 9 5 5User 26 16 13.5

Management 8 4 4Patient 2 1 1Subtotal 45 26 23.5

aYes, 1 point; partial, 0.5 point.

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T a b l e 4

Summary of Risk Factors Found to Influence Implementation Success and Failure

Risk Factors per ESLC Zone

PresenceContributedto Success

AbsenceContributedto Failure

Zone 1—planResources: other 1

Nurse leadership, nursing committee leadership, nurse PM, nurses dedicated to the project,clinical input

4 4

Staff and physician empowerment 2Discussions with IS to increase their understanding of clinical business 1

Buy-in by top executives along with financial support 1 1Change management, manage anxiety, resistance 2 2Vendor partnership 1

Implemented non–system-dependent functionality early 1 1Define new processes earlier in a project 1Recognized uniqueness of clinical area 2 1

Initiate automation slowly 1Clear evaluation criteria 1Ensure system value 1Enough PCs, standards for hardware/software 2

Zone 2—analyzeResources’ availability—impact of vacation time on clinical environment 1Broad representation 1

Peer trainers’ testing of training content 1Project team very representative, including nursing informatics 1Managing change—people 3

Staff access to developers for customization 1Nurse participation/customization; attention to unique design 2 1Creation of small dictionaries using standardized language 1

Match of logic underlying paper and computer-based systems 1 1System functionality to guide nurses through documentation 1Extensive testing 1

Zone 3—implementCommunication 4 2Training of technical support staff 2Change management, staff satisfaction, fostered working relationships, computer acceptance 4 2

Manager involvement and appreciation of impact of CIS 1Staff training 2Testing of screens by competent individuals knowledgeable in practice 1

Training/education, attention to training, policy, and process changes, training to clinical content 9 4Go-live support, on-site support 4 3Sufficient time to document, screens too long and too detailed to be practical 2Extensive testing to identify system and operational problems 1 1

Enough PCs 1Zone 4—maintainKey resources post–go-live 3 1

Lack of performance measurement of staff or vendors 2Competency test at end of training 1Adequate support 2

Outsourcing of IS support 1Staff satisfaction 1Ongoing training 2

Staff learning curve variances, needed rounds to assess user needs and to observeinteraction between users and system

1

Process reengineering post–go-live, attention to making changes needed to meet needs ofusers, establishing process to manage change requests

3 2

(continues)

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training and ‘‘go-live’’ of the system). Figure 2 providesthe original risk factors associated with influenc-ing outcomes of the ESLC. Table 4 adds additionaldetail to some of the risk zone factors currently listedin Figure 2 and presents the additional factors found inthis review.

DISCUSSION

This study was completed to identify the state ofknowledge about the implementation of clinical systemsand outcomes for systems, end users, management, andpatients. Applying the ESLC framework to identify risksat each phase of the implementation in the includedstudies yielded evidence of an emphasis on go-live datesand limited support for end users. End-user support orlack thereof was an important factor in both successfuland failed implementations, respectively. This study mayalso be the first to test the application of the ESLC inexamining CIS implementation in a systematic review.In doing so, we have suggested additional risk factorsbased on the empirical findings and their associationswith success or failure of implementation.

This systematic review demonstrates that imple-mentation of CIS, as point-of-care clinical systems inhealthcare facilities, is of significant interest to health-care administrators, nurses, and the nursing professionand to furthering nursing knowledge. Although the casestudies are predominantly descriptive in nature, theydiscuss expected and achieved outcomes related to thesystem, users, management, and patients. Successful im-plementation was largely dependent on the ‘‘context’’ ofthe clinical environment, system maintenance, end-usersupport, evaluation to ensure system benefits, and keyactors to ensure success. This review has also demon-strated the value of case study research to better under-stand the complexities of the implementation process.

Implementation methodology is complex, and despiteresearch and experience, it is not possible to designate a

single implementation approach that will work in all sit-uations.11 More in-depth research is needed to identifyhow costly errors in implementation can be avoided.12

The findings of this synthesis suggest several areaswhere ongoing research could be focused or strength-ened. First, future research into the implementation ofCIS should consider the influence of context in the clin-ical environment. Second, it is important for researchersto report a clear description of the CIS interventions.The expected outcomes and approaches to measurementof the intervention and outcome should also be reportedat the levels of the system, users, managers, and pa-tients. Effects on operational procedures such as patientwait-lists and on broader issues such as system sustain-ability should also be documented. Longitudinal inves-tigation is required to observe the complexity of CIS, todevelop strategies to mitigate risks associated with CISimplementation, and to support and maintain outcomesover time.

The findings of this review also suggest the need toestablish regular processes for auditing electronic docu-mentation to measure and ensure data quality, targetareas of improvement, and increase confidence in deci-sion making based on the data. Long-term attention toend-user training and support is key to data quality andreliability for management decision making and health-care funding decisions. To shortchange training andlong-term support when implementing a CIS jeopardizesanticipated return on investment in quality patient care.

It is important to develop evidence-based fundingdecisions and CIS postimplementation support modelsthat help decision makers determine how best tosupport clinical end users and that provide directionto information technology departments and adminis-trators on how best to support and maintain CIS on anongoing basis.

The importance of involving and educating nurses inall aspects of CIS implementation and support is evi-dent from the findings of this review. Nurses can andshould be educated in nursing informatics and project

System changes—responsiveness 1 1

Ongoing user errors in system use 1Strong emphasis on policies, procedures and role changes 1End-user help desk support issues addressed 1 1

Mixed technical environment created support difficulties 1Periodic evaluation of documentation, benchmarking 2 2System problems 1

Abbreviations: IS, information system; PC, personal computer; PM, project manager.

T a b l e 4

(continued)

Risk Factors per ESLC Zone

PresenceContributedto Success

AbsenceContributedto Failure

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management methods to prepare for, participate in, andlead clinical systems implementation. Nurses shouldalso be informed about the importance of data integrityto support decision making related to patient care andorganizational outcomes. Research into training meth-ods best suited to this workforce is needed with therecognition that an investment in training can bringabout the best of all that is already being invested in ahighly skilled and specialized workforce.5

These findings also suggest that it is important fornurses to recognize the potential influence that clinicalsystems implementation can have on nursing practiceand the nursing profession and on furthering nursingknowledge. Nurses use advanced information technol-ogy to provide care, document that care, research bettertreatment methods, and transfer knowledge to col-leagues at every level of experience, in every specialtyand in every care setting imaginable.8 It is also valuablefor nurses to recognize the opportunity that CIS canbring about in standardizing, describing, and studyingthe contribution of nursing in achieving positive patientoutcomes.

This review has three potential limitations. First, apotential reporting bias may exist by including onlypublished studies that tend to overreport positive find-ings. However, in this review, we have balance, as bothnegative and positive findings were reported in mostof the literature reviewed, with none of the publishedstudies reporting positive findings only. Second, only US,Canadian, and Australian articles describing the processof CIS implementation and outcomes were reported inthe literature. Although implementation of computersystems in healthcare organizations is extensive, it isapparent that more countries are experiencing CIS im-plementation than are publishing their findings. Third,our search strategy restricted titles or abstracts toEnglish language because it was the language of pro-ficiency of our research team. This may have resulted inoverlooking additional evidence of specific cultural fac-tors that influence CIS implementation in nursing.

CONCLUSION

In this systematic review, we have demonstrated thatresearch into the process of CIS implementation andoutcomes is (1) relatively recent, (2) of significant in-terest, (3) primarily descriptive, and (4) an evolving fieldgiven the existence of very little theoretical work. Thefindings of this review confirm the rapid advancementof CISs, the complexity of CIS implementation, and theimportance of viewing system implementation in thecontext of diverse clinical environments. Use of the ESLCmodel confirms that support within and across each riskzone is key to facilitating clinical system implementa-

tion and to achieving defined outcomes.9 Time pressuresare often associated with the implementation of clini-cal systems, and research is urgently needed to mitigatethe risks of failure, guide the implementation processwithin specific clinical environments, and achieve ex-pected outcomes. Technology is leaving its mark onnursing,7 and nursing professionals will become activeparticipants and leaders in the development and imple-mentation of CIS as they recognize the impact andpotential of CIS on nursing practice.

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