CORPORATE PROFILE

2

We are a growing Investment Bank and SEBI registered Category I Merchant Bank offering services like Mergers & Acquisitions, Private Equity, Debt Solutions, Structured Finance, Capital Market Solutions, Valuations and Enterprise Risk and Tax Services.

Our team members act as product and industry specialists with deep domain knowledge and research driven approach. We have a full-service domestic Indian platform which offers scale and depth of operations across business lines, global governance standards, and best-in-class product sophistication.

Highlights:

Closed more than 120 transactions across various sectors

Successfully advised on transactions worth more than USD 500 million in 2013

Dedicated team of specialists in key instruments and services

Business partners in Europe, US, Middle East, Africa and Australia

Actively running several cross border and domestic transactions in sectors like Logistics, Consumer Goods, Agri, Packaging, Auto, Healthcare, Real Estate etc.

Strong research focus to ideate several cross border opportunities

SEBI registered Category 1 Merchant Bank

Pan India presence with offices in Gurgaon, Mumbai, Kolkata, Bengaluru and Chennai

About us

3

Why Resurgent?

Team

More than 100 experienced professionals

Rich experience of working on complex financial products and business situations

Quality of Clientele

200+ clients including large marquee corporations and fast growing small and medium enterprises (SMEs)

Spanning across industries like consumer goods, health care, Industrial products, real estate, infrastructure, retail and diversified businesses

Established relationships

Well established relationships with all the key Banks, FIs, Investors, Industry Thought Leaders and Policy Makers

Proven competencies

Deep understanding of respective domains through different products, structures and sources given our long standing work with our clients

4

Equity Solutions

Private Equity

Mergers & Acquisitions

Buy-backs and spin-offs

Our Service Offering

Debt Solutions

Fund Based Solutions

Non Fund Based Solutions

Structured Debt

TEV Studies

Enterprise Risk & Tax

Systems Management/Risk Management/Internal Audits

Tax Consultancy

Due Diligence

We have built resourcefulness and the variety of initiatives we work on. On any given day, our work could include advising a company on a cross-border merger, devising an exit strategy for a PE investor in a company, structuring a complex mezzanine financing, refinancing an outstanding bond and more.

We are in the process of setting up an NBFC /

Mezzanine Financing desk Capital Market Solutions

Listing / Delisting

PIPE / Take Over /Buy Back

Business Valuation

ESOP Advisory

5

Equity Solutions

Investment Solutions

Private Equity

Venture Capital

Equity Restructuring

IPO planning

Strategic Solutions

Domestic M&A

Cross Border M&A

Divesture and Demergers

Buyouts

Exit Planning and Execution

How we differentiate • Strong domain expertise

• Hands-on experience of advising companies and managing complex transactions

• Partnering with clients to deliver long term value

• Result orientation driven by our intellectual capital and appreciation of investor perspectives

Kaushik Guha Thakurta Director

MBA, XLRI Jamshedpur, CA

Earlier worked with McKinsey, KPMG and Francisco Partners

Kavish Sarawgi Director

MBA, IIM Lucknow

Earlier worked with KPMG and o3 Capital

6

Debt Solutions: Mainstream

Fund & Non-Fund based solutions

Term Loan

Working Capital

Factoring

Equipment Loans

External Commercial Borrowings

Buyers Credit

How we differentiate

• Team with hands-on experience of managing large debt syndication

• We are empanelled with leading Banks and Lending Agencies for undertaking TEV studies – including Central bank, Oriental bank of Commerce, Power Finance Corporation etc.

Jyoti Prakash Gadia Managing Director

FCA, CS, AICWA, CFA, MBA

15+ years of experience across financial situations

K K Gupta Director

PGD in Bank Management

30+ years of experience in Banking and Debt syndication

N K Maity President

MA (Economics), LLB

Earlier MD of WBIDFC and senior bureaucrat

7

Debt Solutions : Structured

Structured Solutions

Promoter Funding

Acquisition Funding

Mezzanine Funding

Credit Rating Advisory

How we differentiate • Strong expertise across all instruments and structured products

• Established relationship with all key lending institutions

• Ability to design debt solutions for unorthodox situations

Manish Kedia Director

FCA

10+ years of experience across financial products

In process to raise

As an established financial services firm to create its NBFC division

Synergize by lending to established credit worthy clients served by the company

Co-lending with leading NBFC Institutions

C S Jog Executive Director

MBA (Finance)

30+ years of experience in Banking and Debt syndication

Rajesh Bang Vice President

CA

Earlier worked with Al Tayer Group, Dubai (UAE)

8

Capital Market Solutions

How we differentiate Appropriate Business and Industry experience, strong

technical capability and thorough understanding of relevant laws helps us deliver high quality and cost effective services

Sudhir Chandi Sr. Vice President

FCA, PGDERA, Certified Business Valuer

More than 19 years of experience in Corporate Advisory and Merchant Banking

Merchant Banking

Initial Public Offer (IPO) Follow on Public Offer (FPO), Rights Issue

Preferential Allotment, Qualified Institutional Placements

Takeovers, Buy Back Offers, Delisting

SME Listing, Direct listing

Corporate Bond Issue

ESOP Advisory

Business Valuations

M & A – Domestic & Cross Border

Purchase, Investment and Sell off

Impairment and Goodwill

Intangible

Valuation for ESOP, Taxation, Companies Act, SEBI, Stock Exchanges, Companies Act, AIF, IFRS, Court Cases

9

TEV Studies

How we differentiate We are empanelled with major public sector banks

including SBI Group Banks Our team comprises ex-bankers, engineers and chartered

accountants having vast experience in techno-economic viability studies of new projects as also those under stress

TEV studies have been conducted for Real Estate,

Manufacturing and Services industries across the country

TEV STUDIES

Technical Feasibility of a Project

Financial Viability of the Project

SWOT Analysis

Process Flow efficiency Study

Peer level comparision

Managerial Competence

Restructuring of stressed assets

Pradeep Shankar Director

MSC (Physics), CAIIB

Ex CMD State Bank of Indore, Ex CEO State Bank of Travancore

10

Enterprise Risk Management & Tax

ERM and Taxation

Management Audit and Internal Audit

Systems Audit

Business Processes Audit

Risk Assessment Audit

Tax and Regulatory Compliance

Tax efficient structuring

Business Support Services

Financial Due Diligence

Subhash Saraf Head-Enterprise Risk & Taxation

FCA, M.Com, LLB, DISA

Chairman-EIRC (ICAI) Independent Director on NBCC and STC

Gautam Sharma Head -Audit & Assurance

FCA, B.Com (H), DISA (ICAI)

10+ Years experience in Audit, FEMA & Taxation Consulting

How we differentiate • Our service delivery units are designed to

help businesses proactively anticipate & manage the impact of change and meet emerging economic imperatives

• Structured deliveries with performance indicators and terms of delivery

• Saving costs and efforts for the organization and help management concentrate on core competency

Padmanaban Venugopalan Head- Business Support & Operations Consulting

FCA, B.Com

Experience of 10+ Years in Audit, Consulting & Tax

A L Guruprakash Consultant- Indirect Taxes

FCA, Grad. C.W.A, B.Com

Experience of 15+ Years in Business Process Improvement & Indirect Taxation

11

Select Transactions

Section 2:

12

Consumer

Debt Advisory

Automobile Leasing Services

Operations Consulting

Couriers and Logistics

Business Planning

Fast Food and Restaurants

Debt Advisory

Packers and Movers

Business Valuation

Print Media

Debt Advisory

NBFC

Debt Advisory

Pre-School

Business Planning

Manufacturer of Edible Oil

13

Manufacturing

Financial Advisory & Business Planning

Packaging

Debt Advisory

Cables Manufacturing

Merger & Acquition

Industrial Gases

Debt Advisory

Manufacturer and Exporter of Cotton Yarn

Business & Financial Advisory

Plywood and allied products

Business Advisory

Fire & safety and

Avionics

Debt Advisory

Minerals & Energy

14

Lifestyle Brands & Retail

Debt & Business Advisory

Ethnic Men’s Wear

PE Advisory

Men’s Wear and Accessories

Business Advisory

Manufacturer and Exporter of

Womenswear

Private Treaty

Multiple Retail Formats HT Media

Operations Consulting

Home Furnishing

Private Equity

Value Retail Stores Investment By Aditya Birla Capital Advisors

Business Advisory

Women's wear Brand

15

Infrastructure and Energy

Debt Advisory

Mining

Debt Advisory

Hydro Project

Valuation & Transaction Support

Minerals

Debt Advisory

Wind Energy

Technical Feasibility Report

Indian Government Organization for Oil

Exploration and Development

Debt Advisory

Minerals & Energy

Debt Advisory

Mining Infrastructure & Civil

Debt Advisory

16

Real Estate and Hospitality

Debt Advisory

Real Estate – Residential and

Commercial

Debt Advisory

Hospitality

Debt Advisory

Real Estate – Residential

Debt Advisory

Real Estate – Residential,

Commercial, Township and SEZ

Debt Advisory

Hospitality

Debt Advisory

Real Estate – Residential and

Commercial

Debt Advisory

Real Estate - Conglomerate

Debt Advisory

Real Estate – Residential

17

Life Sciences

Transaction Support and Valuation

Hospital

Debt Advisory

Pharmaceuticals

Debt Advisory

Chain of Hospitals

Debt Advisory

API Manufacturing

Transaction Support Services (M&A)

Acquisition of a Tele-Radiology Company

External Commercial Borrowing (ECB)

API Manufacturing

Bhagirathi Neotia Woman and Child

Care Centre

18

Our Contact Details

Gurgaon Unit no 903-904, 9th Floor, Tower-C, Unitech Business Zone, Nirvana Country, Sector-50, Gurgaon, Haryana-122018 Tel. No.: +91 124 4754550 Fax. No.: +91 124 4754584

Mumbai Office No. A-509, 5th Floor, Express Zone, WE Highway, Malad (E), Mumbai – 400 097 Tel. No.: +91 22 2872 1361

Kolkata CFB F-1, 1st Floor, Paridhan Garment Park, 19, Canal South Road, Kolkata – 700 015 Tel. No.: +91 33 6452 5594 Fax No.: +91 33 2323 2086

Bengaluru No. 49/1, 2nd Floor, Anees Plaza, R. V. Road, Basavangudi, Bengaluru – 560 004 Tel. No.: +91 80 2657 0757

Chennai #13, Tank Bund Road, Mahalakshmi Apartment, Opp. Loyola College, Flat G6-Nungambakkam, Chennai-600034 Tel. No.: +91 9094002280 SEBI Registered CAT-I Merchant Bank, Regn. No. INM000012144

info@resurgentindia.com I www.resurgentindia.com