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July 13, 2005Council of Graduate Schools
PhD Completion Project:Preliminary Data Analysis
Helen Frasier, Program Manager, Best Practices Heath Brown, Director of Research and Policy Analysis
CGS Summer Technical WorkshopJuly 13, 2005Santa Fe, NM
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
2
PhD Completion & Attrition
I. The CGS Database:Data Tools and Templates
& Demographic Characteristics
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
3
Data Tools and Templates
1. Completion Template
2. Attrition Template
3. Aggregate Demographic Completion Template (race/ethnicity, gender, citizenship)
4. Exit Survey Template
5. Pre-Project Assessment Survey
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
4
Completion Templates10-year and 7-year cohorts
Entering student
academic year cohort*
Number of entering doctoral students
Number of students who left program
after receving master's degree
Number of students
admitted to PhD
candidacy**
3 years
[ ≤ 3Years ]
4 years
[ > 3 ≤ 4 Years ]
5 years
[ > 4 ≤ 5 Years ]
6 years
[ > 5 ≤ 6 Years ]
7 years
[ > 6 ≤ 7 Years ]
8 years
[ > 7 ≤ 8 Years ]
9 years
[ > 8 ≤ 9 Years ]
10 years
[ > 9 ≤ 10 Years ]
1992-93
1993-94
1994-95
1995-96
1996-97
1997-98
1998-99
1999-2000
2000-01
2001-02
2002-03
2003-04
Totals
Of those admitted to PhD candidacy**:
Number who completed within given number of years after enrolling
Number who are still
enrolled after 10 years
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Attrition Templates
After Enrollment
CohortCohort
Size
Wit
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MA
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A -
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Wit
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and
idac
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Ph
.D. D
egre
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Co
nti
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Info
Un
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Wit
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and
idac
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.D. D
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Info
Un
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Wit
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Wit
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and
idac
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.D. D
egre
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Co
nti
nu
ing
Info
Un
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ow
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Wit
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Wit
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A -
wit
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Wit
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and
idac
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nsf
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Sto
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.D. D
egre
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Co
nti
nu
ing
Info
Un
kn
ow
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Wit
hd
rew
Tra
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ut
Sto
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Ph
.D. D
egre
e
Co
nti
nu
ing
Info
Un
kn
ow
n
92-93
93-94
94-95
95-96
96-97
97-98
98-99
99-00
00-01
01-02
02-03
03-04
Year 1 [ ≤ 1 Year ] Year 2 [ > 1 ≤ 2 Years ] Year 3 [ > 2 ≤ 3 ] Year 4 [ > 3 ≤ 4 ] Year 5 [ > 4 ≤ 5 ]
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
6
Data Tools and Templates
1. Completion Template
2. Attrition Template
3. Aggregate Demographic Completion Template (race/ethnicity, gender, citizenship)
4. Exit Survey Template
5. Pre-Project Assessment Survey
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
7
10+ Programs
English (19) Mathematics (19) Physics (19) Chemistry (17) Psychology (17) Computer Sciences (16) History (16) Biology (12) Sociology (12) Political Science (10)
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
8
Entering Ph.D. Students by Broad Field1992 to 2003 Cohorts
Life Sciences15%
Phys Sci/ Math25%
Social Sciences21%
Humanities15%
Engineering24%
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
9
Entering Ph.D. Students by Race/Ethnicity and Citizenship1992 to 2003 Cohorts
Other, 10%
White, 40%
International, 41%
Black, 3%
AmIndian-AKNative, <1%
Hispanic, 2%
Asian American, 4%
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Entering Ph.D. Students by Race/Ethnicity and Citizenship (SEM Fields vs. Social Sciences/Humanities)
Sciences, Engineering, and Mathematics (SEM)
White32%
Other10%
International51%
Hispanic1%
Black2%
AmIndian-AKNative<1%
Asian4%
Social Sciences and Humanities
White53%
Other10%
International26%
Hispanic3%
Black4%
Asian3%
AmIndian-AKNative1%
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
11
PhD Completion & Attrition
II. Preliminary Data
Trends
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
12
Candidacy
69.18% (193)—Default Definition “Successful completion of coursework and qualifying
examinations” 11.83% (33)—Definition “A”
“Successful completion of preliminary examinations and/or defense of the dissertation prospectus”
0.36% (1)—Definition “B” “Award of the master's degree signifies admission to doctoral
candidacy” 9.68% (27)—Definition “C”
Candidacy is not defined or granted by the institution 5.38% (15)—Definition “D”
Other
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Master’s Requirements& Distinctions
65% (180)—Do not require a master’s 18% (49)—Require a master’s degree 18% (50)—Did not specify
4% (10)—Do not distinguish between those seeking a master's and those seeking a Ph.D.
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Enrollment Distinctions
67% (186)—Have a continuous enrollment policy 88% (164)—Effective for all students 11% (21)—Effective for candidates <1% (1)—Did not indicate
22% (60)—Do not have a continuous enrollment policy
12% (33)—Did not specify
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
15
Cumulative 10-year Doctoral Completion Ratesfrom Original Cohorts by Broad Field
65.79%
46.54%
60.23%
54.65%
52.54%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10
Completion Year
Pe
rce
nt
Co
mp
lete
of
Ori
gin
al
Co
ho
rt
Engineering, n=94 cohorts Humanities, n=148 Life Sciences, n=134 PhysSci/Math, n=195 Social Sciences, n=154
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Range of 10-year Ph.D. Completion Rates by Broad Field
23.33% 60.19%
26.88%
59.65%35.42%
62.83%
37.50% 77.38%
54.79% 84.52%
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Percent Complete
Humanities
Social Sciences
PhySci/Math
Life Sciences
Engineering
Bro
ad F
ield
Median = 65.03%
Median = 57.87%
Median = 50.74%
Median = 55.45%
Median = 48.77%
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Do Demographics Matter?
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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10-year Cumulative & Annual Ph.D. Completion by Racial/Ethnicity, All Fields from Cohort
59.56%
56.23%
55.81%
0%
5%
10%
15%
20%
25%
Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10
Completion Year
Per
cen
t C
om
ple
te o
f O
rig
inal
Co
ho
rt
0%
20%
40%
60%
80%
100%
Annual Comp - Whites Annual Comp - All Minorities Annual Comp - UnderRep Minorities
Cumulative Comp - Whites Cumulative Comp - All Minorities Cumulative Comp - UnderRep Minorities
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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All Fields 10-year Cumulative Ph.D. Completion Original Cohort and Candidates by Sex
58.06%
55.74%
86.22%
83.31%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10
Completion Year
Per
cent
Com
plet
e
Males, Cohort, n=261 Females, Cohort, n=253 Males, Candidates, n=247 Females, Candidates, n=231
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
20
10-year Cumulative & Annual Ph.D. Completion U.S. vs. International, All Fields
59%
68%
0%
5%
10%
15%
20%
25%
Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10
Completion Year
Pe
rce
nt
Co
mp
lete
of
Ori
gin
al C
oh
ort
0%
20%
40%
60%
80%
100%
US Annual Completion Int'l Annual Completion US Cumulative Completion Int'l Cumulative Completion
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Does Program Size Matter?
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
22
10-year Ph.D. Completion Ratesby Program Cohort Size
Cohorts: 64.97% (471) Small 26.48% (192) Medium 8.55% (62) Large
Students: 35.96% (3822) Small 37.95% (4033) Medium 26.09% (2773) Large
54.9
7%
54.4
5% 58.8
9%
0%
10%
20%
30%
40%
50%
60%
70%
Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10
Completion Year
Per
cen
t C
om
ple
te o
f O
rig
inal
Co
ho
rt
Small Cohort Medium Cohort Large Cohort
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
23
Do Early and Late Attrition
Differ By Field Area?
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
24
Early Ph.D. Attrition among 10-year CohortsAnnual Rates by Broad Field
0%
2%
4%
6%
8%
10%
12%
Year 1 Year 2 Year 3 Year 4 Year 5
Attrition Year
Pe
rce
nt
Engineering, n=66 Humanities, n=114 Life Sciences, n=95 PhysSci/Math, n=133 Social Sciences, n=104
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
25
Late Ph.D. Attrition among 10-year CohortsAnnual Rates by Broad Field
0%
2%
4%
6%
Year 6 Year 7 Year 8 Year 9 Year 10
Attrition Year
Pe
rce
nt
Engineering, n=66 Humanities, n=114 Life Sciences, n=95 PhysSci/Math, n=133 Social Sciences, n=104
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
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Do Completion Rates
Change Over Time?
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
27
Life Sciences 7-yr vs. 10-yr Cumulative Completionfrom Original Cohort and Candidacy
59.31%
47.59%
85.91%
67.15%
50.09%
71.62%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10
Completion Year
Per
cent
Com
plet
e
10-yr Cohort, n=101 10-yr Candidates, n=92 7-yr Cohort, n=218 7-yr Candidates, n=199
July 13, 2005 Ph.D. Completion & Attrition: Preliminary Data Analysis
28
III. Do Program and Policy
Interventions Matter?