“Learning never exhausts the mind.”
- Leonardo da Vinci
COURSE INTRODUCTION
Thomas N. Barnes Center for
Enlisted Education
Maxwell-Gunter AFB, Alabama
Air University
NONCOMMISSIONED OFFICER
ACADEMY DISTANCE LEARNING COURSE
Course 0015 – Version 1, Edition 4
CHAPTER ONE: Student Orientation....... 5 Managing Your Course ............................... 7
Changes ...................................................... 7 Course Examinations ................................. 7 Course Time Limit ..................................... 8 AFRC and ANG Retirement Points ........... 8 In-residence Attendance at
Noncommissioned Officer Academy
(NCOA) ...................................................... 8 College Credit ............................................ 8 Records ....................................................... 8 Mandatory/Voluntary Enrollees ................. 8 Course Organization and Content .............. 8 Course Breakout ......................................... 9 Learning Aids ............................................. 9 Formative Exercises ................................. 10 References ................................................ 11 Student Responsibilities ........................... 11 Course Completion Criteria ..................... 11
CHAPTER TWO: Course Foundation..... 13 Elements of Force Development ............... 15
EPME Pillars ............................................ 15 PME Objectives ....................................... 17 NCOA Mission Statement........................ 17
NCOADLC Curriculum Graduate
Attributes .................................................... 18 Military Professional Graduate Attribute . 18 Operational Airman Graduate Attribute ... 19 Unit Manager Graduate Attribute ............ 21 Managerial Communicator Graduate
Attribute ................................................... 22
CHAPTER THREE: Successful Learning 27 Time Management’s Role in Successful
Learning ...................................................... 29 Using Your Time Wisely ......................... 29 Overcoming Procrastination ..................... 30 Benefits of Time Management ................. 31
Keys to Successful Learning ...................... 33 Learning Defined ..................................... 33 The Learning Style Profile ....................... 33 Steps of the Learning Process .................. 39
Levels of Learning ...................................... 44 Affective Domain Levels of Learning ..... 44 Cognitive Domain Levels of Learning ..... 47
Learning Outcomes, Objectives, and
Samples of Behavior .................................. 49 Student Learning Outcome ...................... 49 Affective Objectives ................................ 49 Cognitive Objectives................................ 49
Teaching Methods ...................................... 50 Asynchronous .......................................... 50 Progress Checks/Self-Reflection
Opportunities ........................................... 50 Scenarios and Case Study Analysis ......... 50 Guide to Chapter/Lessons ........................ 52
IDDP Structured Thinking Process/Critical
Thinking ..................................................... 58 Using the IDDP Structured Thinking
Process ..................................................... 59 Critical Thinking ...................................... 64
Air Force Institutional Competencies ...... 70 Organizational (broad category) .............. 71 People & Teams (broad category) ........... 73 Personal (broad category) ........................ 74
CHAPTER FOUR: Strategic Thinking .... 86 Cognitive Techniques and Skills of
Strategic Thinking ..................................... 88 Critical Thinking ...................................... 88 Creative Thinking .................................... 88 Innovative Thinking ................................. 89 Adaptive Thinking ................................... 90 Reflective Thinking ................................. 91 Analytical Thinking ................................. 91 Future Thinking ....................................... 92 Systems Thinking .................................... 92 Synthesis .................................................. 92
Critical Thinking: A Closer Look ........... 95 The Critical Thinking Sub-Skills ............. 97
Investigate ................................................ 97 Create and Develop .................................. 97 Communicate ........................................... 97 Evaluate ................................................... 98
Characteristics of the Critical Thinker .... 98 Critical Thinking Hindrances ................. 102 Approaches for Evaluating Information 111
Consider the Source ............................... 111 Fascione’s Scoring Rubric ..................... 113
Thinking Deeply About Leadership ....... 119 Impact on NCO Effectiveness ................. 121
CHAPTER FIVE: Four Lenses .............. 137
TABLE OF CONTENTS
Introduction: The Four Lenses .............. 139 The Four Temperaments ......................... 140
Green ...................................................... 140 Blue ........................................................ 142 Gold ........................................................ 143 Orange .................................................... 145 Progress Check ....................................... 146
Blind Spots ................................................ 147 Progress Check ....................................... 149
Communicating Through the Lenses ..... 150 Maturity .................................................... 156 Real-life Guidelines and Strategies of
Colors ........................................................ 157
CHAPTER SIX: Adaption-Innovation (A-I)
Theory ..................................................... 168 Preferred Cognitive (Thinking) Approach
.................................................................... 170 A-I Theory’s Basic Principles ................. 170
A-I Theory Emphasizes Three Key Issues:
................................................................ 170 Adaption-Innovation Theory .................. 170 Proper Terms and Perception ................. 172 Implications for Use of A-I Theory......... 177
Cognitive Gap: ....................................... 177 Bridgers .................................................. 178 Coping Behavior .................................... 180
CHAPTER SEVEN: Full Range Leadership
Development ........................................... 190 The Evolution of Leadership Theory ..... 192
Trait Theory ........................................... 193 Psychodynamic Theory .......................... 193 Skills Theory .......................................... 193 Style Theory ........................................... 194 Situational Leadership Theory ............... 194 Situational Leadership Model ................ 194 Contingency Theory ............................... 195 Path-Goal Theory ................................... 196 Leadership-Member Exchange (LMX)
Theory .................................................... 196 Authentic Leadership Theory ................. 196 Through increased self-awareness and self-
regulated behavior, one becomes an
authentic leader. ..................................... 197 Why Full Range Leadership Development
(FRLD)? .................................................... 199 FRLD Leadership Behaviors .................. 202
Motivational Theories .............................. 204 Skinner’s Operant Conditioning Theory 207 McClelland’s Need Theory .................... 208 Contemporary Motivation ...................... 209
Transformational Leadership ................. 210 Right to Lead Model ................................ 215
Authority: What you are allowed to do. 216 Obligations and Requirements: What you
must do ................................................... 216 Competence: What you are capable of
doing ...................................................... 216 Character: What you will do? ............... 217 Personality: How you do what you do .. 217 Relevance: The difference that you make
............................................................... 218 Trust: The strength of the bond between
you and those you lead ........................... 219
CHAPTER ONE: Student Orientation
Inside this chapter:
Managing Your Course
Shipping List
Changes
Course Examinations
Course Time Limit
AFRES and ANG Retirement Points
In-Residence Attendance at Noncommissioned Officer Academy (NCOA)
College Credit
Records
Mandatory/ Voluntary Enrollees
Course Organization and Content
Course Breakout
Learning Aids
o Definition Boxes
o Reference Boxes
o Self-Reflection Opportunities
o Progress Checks
o Case Studies
o Scenarios
o Exercises
Formative Exercises
References
Student Responsibilities
Course Completion Criteria
If your commander told you were ready for another
promotion, would you be ready? Do you fully understand
your role as a Non-Commissioned Officer and leader in
today’s expeditionary environment? This course will give
you the foundation and educational experience that will
help you improve upon the skills you have already learned
to be an even more effective leader.
“Learning is like rowing upstream: not to advance is to drop back”
- Chinese Proverb
Henry Ford
6 Chapter One: Student Orientation
On behalf of the Thomas N. Barnes Center for Enlisted
Education, welcome to the Noncommissioned Officer
Academy Distance Learning Course (NCOADLC) of
enlisted Professional Military Education (EPME)! One
of the goals of this course is to help you develop
leadership skills.
You’re about to begin an intense and rigorous journey.
The use of time management is crucial to success in
this course. Not only will you find it challenging to
complete the reading assignments and activities, you will need to carve out time to think about
how this course relates to you and to your subordinates.
This chapter begins with tools to help you
manage this course such as course time limits
and information about course examinations. We
have included a brief orientation on the course
organization to help you to navigate each
volume. Next, we cover your responsibilities as
they relate to completing this course. Upon
completion of this chapter, you should know the
expectations of completing the NCOADLC.
“Learning without thought is labor lost.”
- Confucius
Upon completion of this chapter you
should be able to:
ACTIVITY STATEMENT:
Read and become familiar with all
aspects of the NCOADLC.
Chapter One: Student Orientation 7
Managing Your Course
What follows is information to help you effectively manage this educational experience.
You’re taking the online version and all the volumes of this course are available to you at any
time. However, you must follow the predetermined order of the volumes! When you access this
course, the material available to you will be the most up to date material. There is no need to
worry about making changes.
Changes
Occasionally there are version or edition updates to the NCOADLC. The version and edition
number can be found on the second page of each volume.
A version update occurs when there has been a change to lesson concepts or principles
that will affect how you comprehend the material.
An edition update occurs when a minor change that does not affect lesson concepts or
principles such as grammar or picture edits have been added.
Before you begin, or pay to print, each volume ensure you have the current version and edition at
the following website:
http://www.aueducationsupport.com/link/portal/8027/8405/Article/5997/How-do-I-get-my-
Course-15-course-materials.
Course Examinations
In order to receive credit for NCOADLC, you must pass two course exams. The first exam
covers material from the Course Introduction, Military Professional and Operational Airman
volumes (Set A). The second exam covers material from the Unit Manager and Managerial
Communicator volumes (Set B).
Please note that whether you are a mandatory and voluntary enrollee, you MUST pass both
course examinations before your enrollment time in the course expires. Additionally, you must
pass the Set A examination before you can receive Set B. If you fail either exam, you only have
one more chance before we automatically remove you from the course.
Here are a few tips for course examinations:
Review the E-Exam Student Guide at:
http://www.aueducationsupport.com/link/portal/8027/8405/Article/6152/Where-can-I-
find-the-E-exam-Student-Guide.
Schedule each exam with your Test Control Facility (do not just show up and expect to
test)
Bring your military ID card with you
Arrive early on test day
8 Chapter One: Student Orientation
Course Time Limit
You have 12 months to complete this course. If you experience extenuating circumstances; you
may request up to a 4-month initial extension. You must make this request BEFORE the course
expiration date.
AFRC and ANG Retirement Points
You must pass both course examinations to receive credit for retirement points. See the Preface
of each volume for credit amounts. Each time you complete a volume, we notify Air Reserve
Personnel Center (ARPC). If you have any questions on standards or credits awarded, refer to
the A4L Course Catalog at http://www.au.af.mil/au/afiadl/ (choose Catalogs) or contact ARPC.
In-residence Attendance at Noncommissioned Officer Academy (NCOA)
This course is a pre-requisite for Active, AFRC, and ANG students to attend the
Noncommissioned Officer Academy (NCOA) in-residence. You must pass both course
examinations.
College Credit
To determine whether credit can be awarded, have your “college of choice” review your Air
University transcript and consult the Guide to the Evaluation of Educational Experiences in the
Armed Services (http://militaryguides.acenet.edu/).
Records
You may request official copies of transcripts of completed courses from the Community
College of the Air Force (CCAF) Registrar’s Office.
Mandatory/Voluntary Enrollees
For mandatory enrollees who need assistance, contact your supervisor who will then work with
the military personnel flight (MPFOJT section).
For voluntary enrollees, contact your ESO.
For additional course policies, please take a moment to visit the Barnes Center for Enlisted
Education EPME Policy Branch SharePoint at:
https://cs3.eis.af.mil/sites/25113/default.aspx.
Course Organization and Content
This course, where possible, mirrors the in-resident NCOA course.
Chapter One: Student Orientation 9
Course Breakout
The NCOADLC comes in two sets, consisting of five volumes total.
Set A:
Volume 1 - Course Introduction
Volume 2 - Military Professional
Volume 3 - Operational Airman
Set B:
Volume 1 - Unit Manager
Volume 2 - Managerial Communicator
As stated previously, you must pass the examination for the first set before you can move on to
the second set.
Learning Aids
To help you better understand the material, each chapter
contains the following learning aids:
Definition Boxes
These boxes contain key terms and definitions not defined
anywhere else. Study the content of these boxes to gain a
better understanding lesson concepts and principles.
Reference Boxes
These boxes contain additional information from core
documents such as: AFI 36-2618, Enlisted Force Structure,
AF Core Values Booklet, and ANNEX 1-1, Leadership and
Force Development. Other AFIs and regulations are also
included that are pertinent to the specific chapter material.
These reference boxes, located throughout the chapters, are
vital to understanding and valuing lesson concepts and
principles.
Change sponsors are the people responsible for initiating change within an organization.
The core value, Service Before Self, states that Professionals can’t indulge themselves in self-pity,
discouragement, anger, frustration, or defeatism. They
have a fundamental moral obligation to the people they lead to strike a tone of confidence and
forward-looking optimism.
10 Chapter One: Student Orientation
Self-Reflection Opportunities
These boxes provide opportunities to think about how the material directly affects you and your
Airmen. When you come across these boxes, it is important to pause and reflect. As stated
earlier, this course will help you become a more effective Airman, supervisor, and leader.
However, just reading the material and answering questions is not enough; you must internalize
(assign value) the information.
Progress Checks
You will find Progress Checks at the end of each major section of the course. Use these
opportunities to evaluate your understanding of material covered up to that point. Answers to all
Progress Checks are located at the end of each chapter; however, to get the most value from this
course, try to answer progress check questions before peeking at the answers.
Case Studies
Case studies provide opportunities to apply what you have learned to simulated situations. In all
cases, you will use the EPME Structured Thinking Process to solve leadership and management
problems presented in the case studies. The Structured Thinking Process is a vital problem-
solving skill that all NCOs should master. You will learn all about it in the Successful Learning
lesson. You will find answers to case study problems in the back of the volumes.
Scenarios
Just like case studies, scenarios provide opportunities to apply what you have learned to
simulated situations. The difference between in case studies and scenarios is difficulty.
Scenarios typically contain only one problem; cases studies contain many problems.
Exercises
Scattered throughout the course, these exercises require higher order thinking skills and they
provide opportunities to practice and hone your decision-making skills.
Formative Exercises
Formative exercises mirror the course examinations. The difference of course is we give you the
answers to the formative exercises. In order to give yourself an accurate assessment of your
understanding of the material, try not to peek at the answers until after you’ve read the chapter,
completed all activities associated with that chapter, and completed the formative exercise.
For missed questions, go back, review associated material to determine why you missed the
questions, re-read the chapter to gain a better grasp of the concepts, try the test question(s) again.
SELF-REFLECTION OPPORTUNITY: Have you ever had to implement a change you didn’t agree
with? How did you handle it? Did you support it with a positive attitude? If not, why not…what caused you to
resist the change.
Chapter One: Student Orientation 11
References
We provided references used to write content after each chapter. You may find them useful in
gaining a deeper understanding of the material. Most are available online or through your local
library.
Student Responsibilities
Adhere to all enrollment guidelines
Establish a schedule to finish the course on time
Engage in the learning process complete all progress checks, reflective opportunities,
scenarios, case studies, and formative exercises.
Ensure you understand the lesson and course objectives.
Gain deeper understanding by discussing lesson concepts and principles with peers,
supervisors and others in your chain of command.
Adhere to the highest standards of academic integrity. Do NOT engaging in plagiarism,
cheating, misrepresentation, or any other act constituting a lack of academic or military
integrity. Violating this directive subjects you to adverse administrative and/or punitive
actions.
Stay attuned to current and future issues by familiarizing yourself with readings from
senior Air Force leaders that outline their goals, visions, and directions. This not only
helps you with this course, it also helps you fulfill your responsibilities according to AFI
36-2618, The Enlisted Force Structure. Access reading materials at:
www.af.mil/information/viewpoints/
Secretary of the Air Force
Chief of Staff of the Air Force
Chief Master Sergeant of the Air Force
Course Completion Criteria
You must achieve at least 70% on both course examinations to demonstrate an acceptable level
of mastery of course material.
12 Chapter One: Student Orientation
Summarize and Reflect
This chapter covered information about how this course is organized, how to manage your time
effectively in order to complete the course on time, and expectations of you as a student.
Put forth your best effort and this course will help you become a more effective NCO.
13
Inside this chapter:
Elements of Force Development
EPME Pillars
PME Objectives
NCOA Mission Statement
NCOADLC Curriculum Graduate Attributes
Operational Airmen
Military Professional
Unit Manager
Managerial Communicator
CHAPTER TWO: Course Foundation
Today’s Air Force requires leaders who can take warfare
to the highest possible level of success in support of
national security objectives. Those leaders can only be
created through a process of development involving
education, training, and expeditionary operations
seasoned with experience and guidance from more
experienced leaders.
“Leadership is intangible, and therefore no weapon ever designed
can replace it.”
- Omar N. Bradley
14 Chapter Two: Course Foundation
The Noncommissioned Officer Academy Distance Learning
Course (NCOADLC) builds upon the foundation gained
through the Airman Leadership School (in-residence or
distance learning). The NCOADLC plays a critical role in
supporting your professional development. Course contents
support all Air Force institutional competencies.
This chapter of the NCOADLC provides important
information to help you have a successful learning
experience. It begins with the four pillars of Enlisted
Professional Military Education. Then it covers
EPME objectives, the Noncommissioned Officer
Academy mission statement, and wraps up with
NCOADLC Graduate Attributes.
Absolute identity with one's cause is the first and great condition of successful leadership.
- Woodrow Wilson
Upon completion of this
chapter you should be able to:
ACTIVITY STATEMENT:
Read information on the
elements of force development
and NCOADLC graduate
attributes.
AFFECTIVE OBJECTIVE:
Receive information on the
course foundation for the
NCOADLC.
Affective Samples of Behavior:
1. Accept the course
foundation information.
Chapter Two: Course Foundation 15
Elements of Force Development
In May 2010, USAF Chief of Staff General Schwartz stated at the Senior Enlisted Leader
Summit:
“The bottom line is, deliberate development must occur from basic training through the
full term of rich and rewarding career experiences for the Airman, their families, and the
Air Force; and, it must be relevant from all perspectives—technological, operational,
and cultural.”1
The NCOADLC curriculum supports deliberate development via the EPME pillars.
EPME Pillars
The Thomas N. Barnes Center for Enlisted Education is responsible for developing enlisted
education programs for the Airman Leadership School (ALS), Noncommissioned Officer
Academy (NCOA), Senior Noncommissioned Officer Academy (SNCOA), and Chief Master
Sergeant Leadership Course (CLC). The following source documents, also called the EPME
pillars, contain standards of acceptable and unacceptable behaviors for Airmen as well as
desirable levels of expertise in different areas of the Profession of Arms (POA).
The United States Air Force Core Values
The core values booklet explains the ethical and moral obligations of Air Force employees,
provides the foundation for professional character, and guides Airmen’s personal and
professional conduct. You can use the core values to evaluate your own behavior and actions of
those around you. There will be many opportunities during this course to cover the core values.
Available for viewing/download at: http://www.e-publishing.af.mil/
16 Chapter Two: Course Foundation
AFI 36-2618, The Enlisted Force Structure
This document details the responsibilities of all enlisted Airmen. It provides great insight into
both the standards and methods used to accomplish individual duties. The purpose of this pillar
is to ensure that all enlisted Airmen understand what the Air Force expects from them at each
rank.
Available for viewing/download at:
http://www.e-publishing.af.mil/shared/media/epubs/AFI36-2618.pdf
US Air Force Doctrine ANNEX 1-1, Force Development
This document discusses leadership and force development principles and tenets that are
experienced-based and rooted in all levels of the Air Force. It includes the Air Force Core
Values and the Institutional Competencies that the NCOA the NCOADLC lessons support.
Airmen should use it as guidance for fulfilling their assigned duties and leadership
responsibilities. This document is the Air Force statement of leadership principles and force
development, enabled by education and training, providing a framework for action ensuring
Airmen can become effective leaders.
Available for viewing/download at: https://www.doctrine.af.mil/DTM/dtmforcedevelopment.htm
CJCS 1805.01A, Enlisted Professional Military Education
This document defines Chairman of the Joint Chiefs of Staff (CJCS) objectives and policies
regarding the educational and training institutions that comprise the Enlisted Professional
Military Education (EPME) and Enlisted Joint Professional Military Education (EJPME)
programs. The Enlisted Professional Military Education Program (EPMEP) provides guidance
to military education and training institutions regarding Joint Learning Areas (JLAs) and Joint
Learning Objectives (JLOs) that should be included into EPME curricula in order to achieve the
goal of expanding “jointness” to all appropriate levels of the U.S. Armed Forces.
Available for viewing/download at: www.dtic.mil/cjcs_directives/cdata/unlimit/1805_01.pdf
The four EPME pillars form the foundation of the course; however, there are addition influences
on the curriculum:
Air Force Learning Council Headquarters Air Force Air Force Instructions Chief of Staff of the Air Force Chief Master Sergeant of the Air Force Air Force Learning Council
The Air Force Learning Council (AFLC) meets twice a year to discuss emerging leadership
issues and to decide which issues should be covered in EPME.
Chapter Two: Course Foundation 17
Headquarters Air Force
At times, headquarters will insert a priority leadership issues into PME. Two recent examples
are resiliency and sexual assault prevention and response.
Air Force Instructions
Various AFIs direct EPME to cover specific subjects. Current topics include the Alcohol
Prevention Program, Suicide and Violence Prevention, Sexual Assault Prevention and Response
Program, OPSEC, and Military Equal Opportunity for Military and Civilian.
Now that you have a basic understanding for what drives the curriculum, it’s time to look at the
PME objectives.
PME Objectives
The PME objectives identify the specific skills that will be developed at all officer and enlisted
PME schools. According to AFI 36-2301, Developmental Education, Professional military
education (PME) is that portion of military education that:
Provides the nation with personnel skilled in the employment of air, space, and cyberspace
power in the conduct of war and small-scale contingencies (peacekeeping, humanitarian
assistance, crisis response, and so forth)
Provides Air Force personnel with the skills and knowledge to make strategic decisions in
progressively more demanding leadership positions within the national security environment
Develops strategic thinkers, planners, and warfighters
Strengthens the ability and skill of Air Force personnel to lead, manage, and supervise
These objectives promote the development of officer and enlisted leaders who are proficient in
their jobs; who understand air, space, and cyberspace power and Air Force doctrine; and who can
apply critical thinking skills to solve complex problems.
NCOA Mission Statement
“Prepare technical sergeants to be professional, warfighting Airmen who can
lead and manage Air Force units in employment of air, space, and cyberspace
power.”
In support of this mission, the NCOA curriculum, in-resident and distance learning, is developed
to address challenges NCOs face as expeditionary Airmen and to present knowledge that helps
NCOs perform as effectively as possible as a leader at the tactical level.
Now, it is time to explore the graduate attributes.
18 Chapter Two: Course Foundation
NCOADLC Curriculum Graduate Attributes
There are four graduate attributes: Operational Airman, Military Professional, Unit Manager,
and Managerial Communicator. Each attribute has its own volume.
Military Professional Graduate Attribute
The objective of the Military Professional Graduate Attribute is to develop Military Professionals
who:
are models of discipline, integrity, and courage with a
strong understanding of and commitment to the profession
of arms.
are fit, confident members who display professional
characteristics and adhere to their responsibilities outlined
in 36-2618.
are resilient warriors who have healthy physical,
emotional, spiritual, and social states.
understand the high expectations of members in the
profession of arms.
seek further understanding of military art and science and unselfishly uphold traditional
customs and courtesies.
demonstrate support for the Air Force’s distinct subculture and strive to adhere to and
internalize Air force core values.
have zero tolerance for unlawful discrimination, sexual harassment, and sexual assault
and are dedicated to maintaining a professional environment in the work place.
The Military Professional volume contains the following chapters:
1. Airmanship—it requires a unique and courageous mentality and spirit to accept and fulfill
all the responsibilities associated with membership into this demanding profession. This
chapter focuses on the American Airman, aspects of the Air Force culture, and Warrior
Ethos, and you will examine the “Airman Nation Oration” to see how you and your
subordinates contribute to the global military mission.
2. Human Performance— The purpose of this chapter is for you to see your body as a human
machine that if not fueled and exercised appropriately will not be able to perform at peak
efficiency. The information you gain from this chapter has short and long-term impact.
First, it helps you understand how to eat and exercise correctly thus there are immediate
benefits. It also helps you live a healthier lifestyle.
Chapter Two: Course Foundation 19
3. Air Force Culture & Heritage— This chapter supports the Airmanship chapter
competencies of Air Force military culture, i.e., dress and appearance, flag ceremonies, and
reveille and retreat. Additionally, you will explore what you have learned regarding how
Air Force culture and heritage impacts military professionalism. Included in this chapter
are also “Self-Reflection Opportunities” that will challenge you to think about how the
concepts may impact you personally.
4. Diversity—The intent of this chapter is to expand your existing knowledge of diversity and
consider other less-obvious elements that contribute to overall organizational performance.
You’ll learn to identify how similarities and differences help define you as an individual
and you as a valuable member of the Air Force team. Then you’ll learn about the six
Socio-Behavioral Tendencies (SBTs) and how they can lead to discrimination. After that,
you’ll focus on how policies and leadership decisions play an important role in enabling
you to provide what’s called a “diversity-supportive environment” for your Airmen.
5. Ethical Leadership—The purpose of this chapter is to help you understand why ethical
leadership is important for all military professionals, and how ethics can influence the
military professional. You will examine the issue of ethics and the military professional.
Operational Airman Graduate Attribute
The objective of the Operational Airman Graduate Attribute is to develop Airmen who:
are fit, confident professionals who understand and are committed to the profession of
arms.
apply their understanding of leadership concepts in all situations: in garrison, in country,
and in combat.
properly apply direction, discipline, and recognition (DDR) to develop the Operational
Airmanship skills of subordinates.
display behaviors, adhere to the Air Force
core values, and carry out their
responsibilities as outlined in AFI 36-2618
with vigor and enthusiasm.
display solid written, spoken, and
interpersonal communication skills to
facilitate mission accomplishment.
understand the national security strategy
and joint war fighting structure and can
articulate Air Force mission and doctrine.
20 Chapter Two: Course Foundation
have an understanding of the global environment and an awareness of cross-cultural
competence.
are prepared to deploy to support combatant commanders by sustaining operations in
austere conditions.
The Operation Airman volume contains the following chapters:
1. Joint Organization—As a leader, you need to understand the joint environment and be able
to explain how it is organized to accomplish missions. This chapter focuses on the roles,
relationships, functions, and areas of responsibility of the national military command
structure. It also examines how combatant commands are organized, the roles and
functions of sister services, and the fundamentals of Joint Task Force organizations.
2. Joint Warfighter—As an expeditionary Airman, you are deploying more and more and
engaging in a host of conflicts and contingencies worldwide. In this chapter, you will learn
about military theory and shift to the principles of war. It examines doctrine and how air,
space, and cyberspace are used to meet National Security objectives. Finally, it addresses
the many strategies employed by the United States and concludes with a look at the range
of military operations (ROMO) to include those related to non-conflict crisis response.
3. Cross-Cultural Awareness—The Air Force discovered that although the enlisted force
always gets the job done, NCOs find it very challenging and frustrating when it involves
cross-cultural situations. This chapter begins
with a discussion about cross-cultural
competence and the Air Force’s 3C model. It
then covers the 12 domains of culture,
followed by cultural scenarios to generate
some conversation about culture.
4. Nuclear Enterprise— Airmen play an
extremely important part in today’s nuclear
enterprise. The purpose of this chapter is to
expand your knowledge, awareness,
understanding, and appreciation of the nuclear
enterprise and its role in U.S. national security strategy. It also stresses the importance of
personal responsibility, accountability, compliance, and discipline regardless of rank when
engaged or indirectly supporting the U.S. nuclear weapons program.
Chapter Two: Course Foundation 21
Unit Manager Graduate Attribute
The objective of this attribute is to develop unit managers who:
are professionals who understand and are committed to the profession of arms.
apply their understanding of management concepts in all situations: in garrison, in
country, and in combat.
provide ethical guidance while managing human and physical resources.
while adhering to the core values and applying an understanding of human behavior,
they mold their Airmen into a cohesive team capable of meeting any challenge.
oversee numerous programs, ensuring their sections or flights can adapt to an ever-
changing expeditionary environment.
require strong communication skills – written, spoken, and interpersonal.
The Unit Manager volume contains the following chapters:
1. Building Teams—This chapter examines six fundamental principles of team building
(definitions, team mission, team roles, team dynamics, stages of team development, and
successful teams) and the NCO’s role and responsibilities as a team leader.
2. Leader Influence— Directly or indirectly, you have some influence on Airmen in your unit
or organization. In this chapter, you will learn about followership, including providing
feedback and advice to leadership, the five essential qualities of effective followership, and
the leadership compass.
3. Negotiating— Whether for personal reasons or organizational goals, you negotiate all the
time. Granted, some are better at it than others. There is no denying it; negotiating is a part
of everyday life. This chapter examines the fundamentals of negotiation, active listening,
and conflict management. The goal of this chapter is for you to comprehend the impact
negotiation skills have on NCO effectiveness in garrison, deployed environments, and in
cross-cultural situations. Active listening and conflict management are included in this
chapter as they directly support your ability to effectively negotiate.
4. Resource Stewardship—What can you do to assist your leadership make sure the people,
materials, and funds are available to keep the Air Force mission moving forward? In this
chapter, you will learn the definition of Resource Stewardship and the six types of
resources you rely on to meet mission requirements (personnel, material, energy,
information and technology, warfare, and financial). It also covers aspects of the Air Force
financial management program and the four competencies of the manpower program.
22 Chapter Two: Course Foundation
You will learn what your responsibility is in following the rules, regulations, laws, and
policies when managing and consuming the six resource types. The chapter concludes with a
discussion on developing future resource stewards.
5. Discipline—As a supervisor, one of your primary goals is to maintain a high degree of
effective discipline within the work center. This chapter will convey useful information for
you, as a supervisor, to understand how to create an environment that minimizes or
eliminates the necessity for imposed discipline. You will look at a few discipline
definitions, examine the Discipline Model and Progressive Discipline Process, and look at
some roles and responsibilities an NCO may have to fulfill when it comes to discipline.
You will also have the opportunity to apply what you have learned to simulated situations.
In addition, example documents and statements are attached that you may find useful as a
supervisor.
6. Emergent Leadership Issues—This chapter contains Air Force high interest items and
covers many of the NCO responsibilities as prescribed in AFI 36-2618. Topics covered
include the Wingman Concept/Philosophy including the four dimensions of wellness,
substance abuse intervention, stress management, post-traumatic stress disorder (PTSD),
equal opportunity/human relations, sexual assault response and prevention, workplace
violence intervention and prevention, and suicide awareness and prevention.
7. Change Management— As a manager and leader in today’s Air Force, you must
understand that change is inevitable. Dealing with and managing change effectively in
your unit becomes increasingly important to accomplishing the mission. In this chapter,
you will learn about adaptability and change management.
8. Continuous Improvement—This is the last chapter in this volume. The purpose of this
chapter is to introduce you to continuous improvement concepts. In this chapter, you will
explore the process of continuous improvement and how the Air Force pursues it through
the flagship program of AFSO21. Understanding AFSO21 requires understanding problem
solving and decision analysis so you will look at both concepts.
Managerial Communicator Graduate Attribute
The objective of this attribute is to develop managerial communicators who:
are professionals who understand and are
committed to the profession of arms.
lead by example and demonstrate strong
writing skills to accomplish the numerous
personnel and program requirements they
are responsible for.
Chapter Two: Course Foundation 23
act ethically and demonstrate the core values by interpersonally communicating with
Airmen.
should be effective public speakers, tell the Air Force story, properly engage the media,
and understand the new media.
understand the critical role communication plays in accomplishing the mission, realize
the importance of experience opportunities, and seek continuous improvement.
The Managerial Communicator volume contains the following chapters:
1. Managerial Communication—As an NCO, you must have excellent communication skills
in order to successfully accomplish your unit’s mission. During this chapter you will learn
how to communicate effectively as an NCO. It covers the basics of effective speaking and
writing. You will learn techniques to help you as an NCO, the unit, and the mission on
upcoming assignments and will have the chance to review basic grammar skills that help
you become more proficient at communicating. Finally, before ending this chapter, you’ll
have the chance to learn how to apply effective communication.
2. Culture of Engagement—You must remember that you have a responsibility to be a
worldwide ambassador for the Air Force and particularly the American public by actively
engaging in communication. During this chapter, you will come to understand culture of
engagement and its impact. You will learn what strategic communication is and what your
role is in it. This chapter also covers media engagement and the new media.
3. Interpersonal Communication— This chapter focuses on interpersonal communication and
how interpersonal skills work together. It explores how to apply interpersonal
communication to different managerial situations and how the use of effective interpersonal
skills can enhance working relationships, improve work center climates, and positively
affect overall mission accomplishment.
As you can see, you have a long road ahead of you. If you feel overwhelmed right now, don’t
panic. The course is designed to present you this information in a logical manner, and your
supervisors are here to guide you through the entire process. Although you’ll be evaluated on
your comprehension of the material, keep in mind that your willingness to engage in this learning
process will help you retain and apply everything presented during the course.
24 Chapter Two: Course Foundation
Summarize and Reflect
You covered a great deal of information in this chapter. You were introduced to the EPME
pillars, influences on the curriculum, the PME objectives, and the NCOA mission statement,
which are the driving forces behind the curriculum content. Finally, you were introduced to the
NCOADLC graduate attributes and their associated chapters.
This course will give you the foundation to reach beyond your current capability in order to
better serve this nation, the Air Force, and those who serve with you. Understanding the “why”
of the material in this course will help you reach a deeper understanding of the material and,
hopefully, an appreciation of it. Use the tools you will learn about in this course to increase your
body of knowledge to support the POA.
As a professional Airman, you play key roles in taking the fight to the enemy. This course is an
important piece of the puzzle in your professional development. It will be intense. Stay focused
so you can broaden your arsenal of leadership tools as you continue to face new challenges.
Fly—Fight—Win in Air, Space and Cyberspace! The Air Force expects nothing less of you
Chapter Two: Course Foundation 25
Key Terms
EPME pillars, 15
Graduate attributes, 18
NCOA mission statement, 17
PME objectives, 17
26
This Page Intentionally Left Blank
Chapter Three: Successful Learning 27
Inside this chapter:
Time Management’s Role in Successful Learning
Using Your Time Wisely
Overcoming Procrastination
Benefits of Time Management
Keys to Successful Learning
Learning Defined
The Learning Style Profile
Steps of the Learning Process
Levels of Learning
Affective Domain Levels of Learning
Cognitive Domain Levels of Learning
Learning Outcomes, Objectives and Samples of Behavior
Student Learning Outcome
Affective Objectives
Cognitive Objective
Teaching Methods
Asynchronous
Progress Checks/Self-Reflection Opportunities
Scenarios and Case Study Analysis
Guide to Chapters/Lessons
IDDP Structured Thinking Process/ Critical Thinking
Using the IDDP Structured Thinking Process
Critical Thinking
Air Force Institutional Competencies
Organizational
People & Teams
Personal
CHAPTER THREE: Successful Learning
It's a month before your end of course examination, and
you feel awful. You're tense and worried. While
wondering if you will pass the test, you start to sweat. Of
course, since you don't know how to prepare, you are
concerned, and with good reason. You've barely touched
your course materials since they arrived five months ago.
What can you do? How can you make the most of the time
you have left and successfully complete the course?
“Learning is not attained by chance. It must be sought for with
ardor and attended to with diligence.”
- Abigail Adams (1744-1818), First Lady of the United States
28 Chapter Three: Successful Learning
One of the NCOADLC’s most important responsibilities
is to deliver course material in a manner that facilitates
learning. One of your most important responsibilities is
to learn all that you can in order to become a more
effective leader. Your success in this course will
increase with your effort, and the following information
is designed to help you have a positive and rewarding
learning experience.
This Successful Learning chapter explains the
educational process used to achieve desired levels of
learning. It begins by explaining the importance of time
management, along with the keys to successful learning,
which includes effective study tips. Next, you will be
introduced to the levels of learning, and the chapter will
explain how to use objectives and samples of behavior to
help you prepare for exercises and exams. You will
examine various teaching methods and review how and
why the course is designed in this format. Next, you will
be introduced to EPME’s structured thinking process
called IDDP, which stands for Identify, Differentiate,
Determine, and Predict. Finally, you will identify the
institutional competencies used to build the curriculum.
By the end of this chapter, you should comprehend the
concepts of successful learning and are better prepared to
accomplish all NCOA distance learning coursework.
“By learning you will teach, by teaching you will learn.”
- Latin Proverb
Upon completion of this chapter you
should be able to:
TERMINAL COGNITIVE
OBJECTIVE:
Comprehend successful learning
concepts.
Terminal Cognitive Samples of
Behavior:
1. Explain the impact of how
applying knowledge of
successful learning concepts
contribute to individual success
throughout the NCOADL
experience.
2. Give examples of how applying
knowledge of successful learning
concepts contribute to individual
success throughout the NCOADL
experience.
3. Predict how applying knowledge
of successful learning concepts
contribute to individual success
throughout the NCOADL
experience.
AFFECTIVE OBJECTIVE:
Value successful learning and how it
enhances on NCO, unit, and team
effectiveness.
Affective Samples of Behavior:
1. Actively participate in
successful learning opportunities
associated with team building
and its impact on NCO, unit,
and team effectiveness.
2. Willingly accept that successful
learning is important to NCO,
unit, and team effectiveness.
3. Willingly develop a preference
for using successful learning to
enhance NCO, unit, and team
effectiveness.
4. Commit to using successful
learning to enhance NCO, unit,
and team effectiveness.
Chapter Three: Successful Learning 29
Time Management’s Role in Successful Learning
In this topic, you will see how time management impacts
the learning process. As a student, your focus should be
on understanding the demands of time during this course
and your ability to apply proper time management
techniques in an academic environment. Most students
find the course emotionally and mentally rigorous,
quickly discovering that time is their most precious
resource. The pace is very demanding due to the myriad
of exercises and required reading. Students can
experience moderate to severe stress throughout the
course and they say that it takes good time management to
cope with the stress.
Using Your Time Wisely
As the saying goes, “those who fail to plan, plan to fail,” so in order to be successful at learning
you need to prepare to manage your time. Keys to successfully using your time wisely include:
Scheduling – Probably the first and foremost prerequisite to successful learning is your ability to
manage your time properly. One of the great things about distance learning is the fact that you
can study when it is convenient for you.
However, this freedom also means that you’ll have to be adept at managing your time if you
want to successfully complete your course work. One way you can use your time wisely and
promote successful learning is by setting and scheduling goals for yourself.
30 Chapter Three: Successful Learning
To do this, you’ll need to familiarize yourself with everything that is expected of you to
complete the course and come up with a realistic amount of time necessary to complete each
task. Then you can create a schedule of goals, breaking them down into weekly or daily tasks as
necessary.
Self Discipline – To complete a course successfully, you’ll need to draw upon your power of self
discipline. The independence you have with distance learning means that you’ll not have face-
to-face meetings with an instructor or fellow classmates and therefore no constant reminders of
assignments or deadlines. This means that you’ll need to have the self discipline to complete
required course readings, exercises, and examinations.
“In reading the lives of great men, I found that the first victory they won was over
themselves...self-discipline with all of them came first.”
- Harry S Truman
Dealing with Distractions – In the same realm as self-discipline is the ability to deal with
distractions. You’ll probably be doing most of the work at your home computer, which is a
wonderful convenience. However, your home can also be a source of distraction. Whether it be
your children, spouse, household projects and chores, or the television, make sure that when you
are working on the task at hand you are focused on that and nothing else.
“By prevailing over all obstacles and distractions, one may unfailingly arrive at his
chosen goal or destination.”
Christopher Columbus
Overcoming Procrastination
Chapter Three: Successful Learning 31
Procrastination results from any number of attitudes or situations. It may be a symptom of fear
and confusion, or it could be caused by lack of proper analysis, planning, prioritizing, and
control of the situation. Some procrastinate when they are fatigued, depressed, or uncertain of
their capabilities.
If you tend to procrastinate, you must modify your behavior, or you will never be successful!
Successful learning won't happen if you keep putting things off. If you delay things for fear of
failure, you have to consider that your achievements will be delayed as well.
“The secret of getting ahead is getting started. The secret of getting started is breaking
your complex overwhelming tasks into small manageable tasks, and then starting on the
first one."
- Mark Twain
You also have to deal with any anxiety that may be causing your procrastination. Try to
determine the source of your anxiety. If it stems from a lack of preparation on your part, your
anxiety is considered a rational response. However, if you believe that you are prepared for the
lesson and exercises, but are still panicking, this may be an irrational response.
Regardless of source, it can be very helpful to know the many ways to address procrastination.
Some are easy to do, while others require intense concentration and commitment. If you suffer
from this problem, you’ve got to settle it now.
Benefits of Time Management
Some of the advantages of time management include reduced anxiety, gained time, reduced
avoidance, improved opportunities for reviews and eliminated cramming. Managing time also
helps you to stay motivated while avoiding procrastination. The secret to successful time
management is acknowledging, setting up,
and prioritizing goals that work – by doing
so, you’ll find that you can get a measure
of control over your life.
Even if you are an extremely organized
person, it is inevitable for some
unscheduled events to pop up. Once you
start practicing proper time management
skills, you’ll know how to better prioritize
and plan your day so that even these
unexpected issues get dealt with.
When you don't know how to manage your
time properly, your tasks seldom get done.
When you utilize proper time management
skills, you learn how to write down all your tasks at hand, attach time lines to each, and stay
within these time lines. This enables you to always be finishing at least some projects, instead of
drowning in an ever growing sea of unfinished ones.
32 Chapter Three: Successful Learning
There are certain tasks that need to be completed in order to achieve goals. If you want to be
able to get to any of those tasks done, you must effectively manage your time. Reaching your
goals and time management are closely connected, so if you master time management then you’ll
be able to master goal attainment. Time management benefits are powerful and extend beyond
successful learning, reaching far into various parts of your life. Now that you know the potential
to affect your life, you can start working on developing some effective time management
techniques, and building the life you've always wanted.
Progress Check
1. How do you plan to manage your time while taking the NCOADL course?
2. What are some things you can do to avoid “burnout?”
3. How can you overcome the tendency to procrastinate and minimize the impact it has on your
success as a student?
4. What are some of the benefits of good time management?
Chapter Three: Successful Learning 33
Keys to Successful Learning
Learning Defined
Though the academic world has many definitions of learning,
EPME defines learning as the process that changes the way
people think, feel, or behave. You know learning has occurred
when students miss questions on pretests but correctly answer
similar questions on final exams.
So, you know when learning occurs, but how does it happen?
The answer depends on what type of learner you are. You
receive information through sensory channels or pathways
called learning modalities. The modalities, or senses, described
below include visual, auditory, and tactile/kinesthetic.
The Learning Style Profile
Auditory Learners
Auditory learners primarily use hearing to process information. When given a choice, strong
auditory learners will sit where they can easily hear the speaker and where outside sounds will
not interfere.
Some auditory learners will sit to one side, on
the side of their strongest ear. Many times,
these are the people who can find it easier to
understand the words from songs on the radio
and announcements on public address
systems.
Characteristics
Prefers to hear information
Has difficulty following written
directions
Has difficulty with reading and
writing
May not look speakers in the eye, instead may turn eyes away in order to focus more on
listening
Learning Tips
Use audio cassettes or CDs for reading and lectures (when available)
34 Chapter Three: Successful Learning
Participate in discussions, ask questions, and repeat given information
Summarize or paraphrase written material and record the information
Talk to yourself—review the material
Discuss the material with someone else
Visual Learners
Visual learners need to see the big picture. They may choose a seat where they can see the
whole stage or the whole screen. They may like the back seat so everything is out in front, and
they can see it all. These are the people who survey the scene, who like to sightsee, and who see
the forest despite the trees.
Characteristics
Needs to see it to learn it—must have mental picture
Has strong sense of color
Has artistic ability
Chapter Three: Successful Learning 35
Has difficulty with spoken directions
Overreacts to sounds
Has trouble following lectures
May misinterpret words
Learning Tips
Use visuals (graphics, films, slides, illustrations, doodles, charts, notes, and flashcards)
to reinforce learning
Use multicolored highlighters to organize notes
Write directions down
Visualize words, phrases, sentences to be memorized
Write everything down; review often
36 Chapter Three: Successful Learning
Tactile Learners
Tactile/kinesthetic learners have the need to touch and feel things. That is, they want to feel or
experience the lesson themselves. Given a choice, strong kinesthetic learners will be right in the
middle of the action. These are the people who tear things apart to see how they work and then
put them back together without the directions. Tactile learners are the ones who immediately
adjust the seat, mirror, radio, and temperature in the car.
Characteristics
Prefers hands-on learning/training
Can put a bicycle together without the directions
Has difficulty sitting still
Learns better when involved
May be coordinated and have athletic ability
Learning tips
Make a model, do lab work, role play, “be the ball”
Take frequent breaks
Copy letters and words to learn how to spell and remember facts
Use a computer
Write facts and figures over and over
Read and walk, talk and walk, repeat
The Adult learning style profile is an instrument used to indicate the type of learner you are:
visual, auditory, tactile/kinesthetic, or any combination of the three. No one modality is better or
worse than the other, but it is important that you discover what works best for you and then do it.
So, let’s see what type of learner you are.
Chapter Three: Successful Learning 37
ADULT LEARNING STYLE PROFILE INSTRUMENT
(Adapted from Learning Style Form, developed by Dr. Ray Barsch)
Directions: Read each statement and then circle the number in the appropriate box to indicate
your feelings. Work quickly—do not sit and ponder. THERE IS NO RIGHT OR WRONG
ANSWER. When finished, follow the instructions for scoring. Answers to each statement helps
determine your learning style (visual, auditory, or tactile/kinesthetic). There is no one best
learning style; however, each style does have its advantages and disadvantages
COMMENTS Often Some-
times
Seldo
m
1. I remember things better when people tell them to me rather than when I read them. 5 3 1
2. I follow written directions better than oral directions. 5 3 1
3. I like to write things down or take notes for visual review. 5 3 1
4. I bear down extremely hard with pen or pencil when writing. 5 3 1
5. I require oral explanations of diagrams, graphs, or visual directions. 5 3 1
6. I enjoy working with tools (cooking, woodworking, mechanical). 5 3 1
7. I am skillful and enjoy developing and making graphs and charts. 5 3 1
8. I like to learn something new by talking rather than reading about it. 5 3 1
9. I remember best by writing things down several times. 5 3 1
10. I can understand and follow directions using maps. 5 3 1
11. I do better at academic subjects by listening to lectures and tapes. 5 3 1
12. I handle objects (coins, keys, pencils) while studying, reading, and conversing. 5 3 1
13. I learn to spell better by repeating the letters aloud, not by writing them. 5 3 1
14. I understand a news article better by reading it than by listening to the radio. 5 3 1
15. I chew gum, smoke, eat, or drink while studying/working. 5 3 1
16. I remember something best by picturing it in my head. 5 3 1
17. I like to make, build, or create things as I learn. 5 3 1
18. I would rather listen to a good lecture or speech than read about the subject. 5 3 1
19. I am good at working and solving jigsaw puzzles and mazes. 5 3 1
20. I prefer listening to news on the radio or TV rather than reading about it. 5 3 1
21. I like to learn most by building, making, or doing things. 5 3 1
22. I enjoy researching an interesting subject by reading relevant material. 5 3 1
23. I feel comfortable touching others, hugging, handshaking, etc. 5 3 1
24. I follow oral directions better than written directions. 5 3 1
25. I enjoy learning by going places and seeing things. 5 3 1
26. I like to draw, color, sketch, and paint things. 5 3 1
27. I doodle during meetings, lectures, or while listening on the phone. 5 3 1
28. I enjoy listening to music. 5 3 1
29. I like to shape or make things with my hands (clay, ceramics, dough, etc.). 5 3 1
30. I read aloud (or whisper) to myself when trying to understand new written material. 5 3 1
38 Chapter Three: Successful Learning
SCORING PROCEDURES
Adult Learning Style Profile
1. Place the point value on the line next to its corresponding item number:
OFTEN = 5 Points SOMETIMES = 3 Points SELDOM = 1 Point
AUDITORY VISUAL TACTILE
Question # Points Question # Points Question # Points
1 2 4
5 3 6
8 7 12
11 9 15
13 10 17
18 14 21
20 16 23
24 19 25
28 22 27
30 26 29
Profile Score
Total
Profile Score
Total
Profile Score
Total
2. Total each column to arrive at your profile score total under each heading.
3. Write your profile scores (highest, middle, and lowest) on the appropriate lines below.
Highest Score:_______
Middle Score: ________
Lowest Score:__________
If your score reads something like: Auditory = 30 Visual = 27 Tactile = 20, it indicates you
are an auditory learner first, a visual learner second, and a tactile learner last.
Put another way, you learn best by hearing and/or verbalizing what it is you are trying to learn.
When you cannot hear and verbalize what you hear, your BEST mode of learning is being denied
you, but you can still learn through the VISUAL and TACTILE modes.
Chapter Three: Successful Learning 39
If your score reads something like this: Visual = 33 Auditory = 24 Tactile = 19, it indicates
you are a visual learner first, an auditory learner second, and a tactile learner last. Put another
way, you learn best by seeing what’s going on. When you cannot see what’s going on, your
BEST mode of learning is being denied you, but you can still learn through the AUDITORY and
TACTILE modes.
If your score reads something like this: Tactile = 34 Visual = 27 Auditory = 27, it indicates
you are a tactile learner first, a visual learner second, and an auditory learner last. Put another
way, you learn best by doing. You take notes during class, but rarely have to look at them
afterwards. It helps you to recall information when you are moving around or have something in
your hand.
Scores Indication Learn best by:
Auditory = 30
Visual = 27
Tactile = 20
auditory learner first, a visual learner
second, and a tactile learner last hearing and/or verbalizing
Visual = 33
Auditory = 24
Tactile = 19
visual learner first, an auditory learner
second, and a tactile learner last seeing what’s going on
Tactile = 34
Visual = 27
Auditory = 27
tactile learner first, a visual learner
second, and an auditory learner last by doing
“I hear and I forget. I see and I remember. I do and I understand.”
- Confucius
Steps of the Learning Process
Chapters of the NCOADLC comprise reading assignments intended to prepare you to understand
the questions and formulate answers. The following study tips will prepare you as you proceed
through the chapters.
40 Chapter Three: Successful Learning
Read for Comprehension
In a broad sense, reading for comprehension is interpretation, understanding, and recollection of
written concepts. In other words, how you read affects how you learn. There are techniques that
will help improve your reading comprehension, and they include:
Be physically and mentally prepared to read.
Assume responsibility for comprehending.
Read to understand, rather than to agree or disagree.
Do not permit emotional barriers between yourself and the information.
Read for main ideas; do not become too involved in specific details or individual
supporting points.
Concentrate on reading to learn. The alert reader has ample time to mentally repeat,
summarize, and paraphrase the information.
Take Notes
Given the amount of material covered, and the fact that no one can memorize several hundred
complex leadership, management, and communication concepts, it is paramount that you develop
a solid method for taking notes as you read through the chapters. A good, solid method for
taking notes follows:
Be prepared to take notes.
Look at the overview/outline and include main ideas and enough supporting details to
make the main idea clear.
Watch for transitions to signal new main points—identify topic sentences
Identify points in introduction and conclusion
Bulletize lists and/or steps
Highlight keywords
Make an outline of significant points
Chapter Three: Successful Learning 41
Study
Keep in mind that effective reading and note taking are keys, but to learn effectively, you will
have to study your reading assignments and notes. Your reading assignments are designed to
give you knowledge-level background material on the course subjects. The reading assignment
is a building block. The progress checks, self-reflection opportunities, scenarios, and case study
analysis will expand above and beyond the reading assignment. Completion of all reading
assignments is a must! Failure to complete them will limit your knowledge base and could
prove detrimental to satisfactory performance on evaluations.
Listed below are some proven study tips:
Be systematic in your studying.
o Check your notes for accuracy. (You cannot study bad notes and expect to do well.)
o Build a realistic study schedule and stick to it.
Use your time wisely.
o Take study breaks. (Two 30- to 45-minute study sessions are more productive than a
marathon study session.)
o Instead of memorizing, seek to understand.
o Briefly review material from previous chapter to reinforce what you already know.
Concentrate on studying, and eliminate distractions.
Use the case study while studying. Look for how the lesson principles you have just
learned are used in the case study. Read the case study again after each chapter for the
same study exercise. This will reinforce the principles learned; familiarize you with the
case study’s content.
The bottom line on studying: Have a system, and stick to it; make studying a habit.
Practice
Practice, practice, and more practice will be your recipe for success. Practice reinforces
knowledge, helps measure learning outcomes, and builds self-confidence, so be sure to take
advantage of and accomplish all exercises presented throughout this course of instruction.
Practice will also prove to be important as you work on improving your managerial interpersonal
skills. Through application, you will learn to identify counseling skills. You will learn to adapt
your mentoring skills as you practice applying mentoring techniques in different situations.
Practice will also benefit you in improving your application of profession of arms skills.
Uniform wear will be inspected to ensure proper dress and appearance as well as your skills in
drill and ceremony.
42 Chapter Three: Successful Learning
Testing
The true test of learning, note taking, and studying comes after you graduate; however, one
indicator of how well you have learned is evident on test day. Let's look at some items to
consider about test taking.
Know what is being tested and how it is tested. Later in this reading, you will learn about
learning objectives and samples of behavior. These two concepts are indicators of what
you should study.
Exercise care when taking the test.
o Be prepared.
o Think positive.
o Concentrate.
o Use your time wisely.
o Read carefully.
o Be cautious about changing answers.
Learn from the test. Although your primary concern is probably your test score, the true
value of test taking is feedback. Did you learn the things you need to be a better Air
Force supervisor? Use the test for its educational value; compare how and what you
studied to what was actually tested.
o Did you fail to get something in your notes?
o Did you clarify confusing areas?
o Did you “read into the question?”
The real key to learning from your test is to reinforce what you did well, and to understand your
mistakes so they will not be repeated.
Lifelong Learning
Do not make your primary concern a test score, but rather focus on becoming a more effective
leader by doing your best to comprehend lesson concepts and principles. With this in mind,
analyze your test results and use the information to improve. Your true goal should be to apply
the information after graduation. Graduation should not mark the end of your learning, but
rather the continuation of your experience as a leader, manager, and NCO.
When a course lives up to its responsibilities in delivering the curriculum, and each student does
his or her best to use these keys to successful learning, the logical outcome is that everyone
achieves course objectives by reaching the appropriate levels of learning.
Chapter Three: Successful Learning 43
Progress Check
5. Place the letter A, V, or T to identify the Auditory, Visual, or Tactile Learner Characteristics.
Difficulty following written directions
May not look speakers in the eye
Has difficulty with spoken directions
Needs to see it to learn it
Has difficulty sitting still
Learns better when involved
Participate in discussions, ask questions, and repeat given information
Discuss the material with someone else
Use multicolored highlighters to organize notes
Write everything down; review often
Role play, “be the ball”
Take frequent breaks
6. Match the description from the right column with the corresponding key to successful
learning in the left column. All answers used only once.
___ Definition of Learning a. instead of memorizing, seek to understand
___ Take Notes b. include main ideas and supporting details
___ Study c. changes the way a person thinks, feels, or behaves
___ Practice d. one indicator of how well you have learned
___ Formative Exercises e. apply information after graduation and continue learning
___ Testing f. determine if you have met learning objectives
___ Summative Evaluation g. reinforces knowledge, builds self-confidence
___ Lifelong Learning h. indicate preparedness for summative evaluation
44 Chapter Three: Successful Learning
Levels of Learning
All Professional Military Education (PME) courses include cognitive and affective objectives
and both types target three levels of learning.
The affective domain includes the manner in which you deal with
things emotionally, such as feelings, values, appreciation,
enthusiasms, motivations, and attitudes. There are five major
categories, but for the purpose of this course, only three will be
covered.
The affective domain is the feeling or internalization component of
learning. This means learners assign personal value to the content
of the chapter. Knowing the various levels of affective learning
and the affective learning objectives in the NCOADL curriculum
will help you understand what the Air Force expects of NCOs who
complete the course.
Affective Domain Levels of Learning
Receiving
Receiving is the affective domain’s first level of learning. At this level, learners pay attention
and actively receive. They display awareness and willingness to receive. Learners may employ
selective attending by making an effort to filter out other messages or distractions that threaten to
interrupt their reception of chapter material. The receiving of stimuli in these chapters are not
simply through the reading of the words. There are various forms of visual stimuli that aid in
solidifying the concepts and principles that are presented.
Responding
Responding is the affective domain’s second level of learning. For deeper levels of learning to
occur, simply receiving a message is not enough. After receiving the intended message, you
must do something with it. Learning outcomes may emphasize compliance in responding,
willingness to act/respond, or satisfaction in responding (motivation). Therefore, responding
involves some sort of action or response, such as complying with an Air Force directive or
performing some voluntary action and obtaining satisfaction from it. Responding behaviors, at
the highest level, reflect interests and activities that bring personal satisfaction.
Valuing
Valuing is the affective domain’s third level of learning. This ranges from simple acceptance to
the more complex state of commitment. Valuing is based on the internalization of a set of
specified values, while clues to these values are expressed in the learner's overt behavior and are
often identifiable. A person at the valuing level responds to a message or action by assigning
some worth or value to them.
The affective domain involves the manner in which one deals with things emotionally. It is the impact of one’s attitude, or ability to value, appreciate, and motivate.
Chapter Three: Successful Learning 45
For example, at first you accept, later prefer, and finally commit yourself to something because
of its perceived worth or value. When you value something, you have a deep appreciation for it.
Commonly used terms associated with valuing are attitudes and appreciation.
Nearly all lessons in the NCOADL curriculum have an affective (attitude) component at the
VALUING level. Achieving the affective learning objectives requires a great deal of
involvement on your part. Just acquiring the comprehension and application levels of learning is
tough, but you may need to privately confront your own perceptions and feelings about ideals the
Air Force expects you to value to reach the third level.
Ultimately, you need to be willing to confront your reservations or reluctance as well as your
acceptance and promotion of Air Force policies, both before and after graduation. Failure to do
so will hold you back from working through critical issues that are foundational to becoming an
effective leader. This aspect of internal transformation and development as a leader is expected.
46 Chapter Three: Successful Learning
Affective Levels of Learning
Level Description Example Key Words
Receiving Awareness, willingness
to hear, selected
attention
Listen to others with
respect
Listen for and remember
the name of newly
introduced people
asks, chooses,
describes, follows,
gives, holds,
identifies, locates,
names, points to,
selects, sits, replies,
uses
Responding Active participation on
the part of the learners
Attends and reacts to a
particular event
Learning outcomes may
emphasize willingness
to respond (motivation)
Participates in class
discussions
Gives a presentation
Questions new ideals,
concepts, models, etc.,
in order to fully
understand them
Know the safety rules
and practices them
answers, assists, aids,
complies, conforms,
discusses, greets,
helps, labels,
performs, practices,
presents, reads,
recites, reports,
selects, tells, writes
Valuing The worth or value
attached to a specific
object, event, or
behavior
Ranges from simple
acceptance to the more
complex state of
commitment
Based on internalizing
a set of specified values
while clues to these
values are often
identifiable
Demonstrates belief in
the democratic process
Is sensitive towards
individual and cultural
differences (value
diversity)
Shows the ability to
solve problems
Proposes a plan to social
improvement and
follows through with
commitment
Informs management on
matters that one feels
strongly about
completes,
demonstrates,
differentiates,
explains, follows,
forms, initiates,
invites, joins, justifies,
proposes, reads,
reports, selects,
shares, studies, works
Chapter Three: Successful Learning 47
Cognitive Domain Levels of Learning
The cognitive domain is the thinking or reasoning component of
learning. In this type of learning, students acquire knowledge
by using their mental faculties. This is the type of learning
required to become a critical thinker. Understanding the levels
of cognitive learning and the cognitive learning objectives used
in the NCOADL curriculum will help you understand what the
Air Force expects of all graduates.
There are six major levels starting from the simplest behavior to
the most complex.2 The levels can be thought of as degrees of
difficulties. That is, the first ones must normally be mastered
before the next ones can take place. For the purpose of this
course, the first three levels of the cognitive domain will be
covered.
Knowledge
Knowledge is the cognitive domain’s first level of learning and is very basic. It only requires
you to keep, remember, recall, label, recognize, and repeat information you have read. Although
you already possess much knowledge about the subjects covered, your reading assignments
provide further information to bolster your knowledge level.
Comprehension
Comprehension is the cognitive domain’s second level of learning. There are three levels of
learning within this domain:
1. Translation: Putting things in your own words.
2. Interpretation: Answers the questions “what was the main idea…?” “can you distinguish
between…?” and “what is the relationship between…?”
3. Extrapolation: Answers the questions “what do you think could have happened next...?”
and “what can you predict…?”
At this level you see relationships, concepts, and abstracts beyond the simple remembering of
material. It requires you to demonstrate an understanding of facts and ideas by organizing,
comparing, translating, interpreting, describing, and summarizing in order to draw conclusions
and solve problems using those facts and ideas. To demonstrate the comprehension-level of
learning, students are usually required to describe a relationship between two related concepts.
The combining of two or more concepts results in what is referred to as a lesson principle. One
example of demonstrating comprehension is being able to explain in your own words the steps
for performing a complex task.
The cognitive domain (Bloom, 1956) involves knowledge and the development of intellectual skills. This includes the recall or recognition of specific facts, procedural patterns, and concepts that serve in the development of intellectual abilities and skills.
48 Chapter Three: Successful Learning
Application
Application is the cognitive domain’s third level
of learning. To demonstrate this level of
learning, you must identify lesson principles
from among other lesson principles in simulated
situations.
After identifying the lesson principle, you must
then apply your knowledge and comprehension of
lesson principles to solve the problem or deal
with the issue appropriately and effectively. An
example of demonstrating application is
troubleshooting a piece of equipment by using
logical deduction.
The levels of learning build upon each other. You must know a subject before you can
comprehend it. You must know and comprehend lesson principles before you can apply them.
ALL NCOADL COURSE chapters follow this same basic pattern: the student develops
foundational knowledge by reading the content and accomplishing the formative exercises. The
reading generally provides definitions and examples of concepts so you are better prepared to
comprehend lesson principles. Comprehension of lesson principles allows you to apply them in
simulated situations and in your duty capacity.
Cognitive Levels of Learning
Level Description Example Key Words
Knowledge
Recall data or
information
Recite a policy
Quote prices from
memory to a customer
Knows the safety rules
defines, describes,
identifies, knows,
labels, lists, matches,
names, outlines,
recalls, recognizes,
reproduces, selects,
states
Comprehension
Understand the
meaning, translation,
interpolation, and
interpretation of
instructions and
problems
State a problem in
one's own words
Rewrites the principles
of test writing
Explain in one's own
words the steps for
performing a complex
task
Translates an equation
into a computer
spreadsheet
comprehends,
converts, defends,
distinguishes,
estimates, explains,
extends, generalizes,
gives an example,
infers, interprets,
paraphrases, predicts,
rewrites,
summarizes,
translates
Chapter Three: Successful Learning 49
Application
Use a concept in a new
situation or use an
abstraction without
prompt
Applies what was
learned in the
classroom into novel
situations in the work
place
Use a manual to
calculate an employee's
vacation time
Apply laws of statistics
to evaluate the
reliability of a written
test
applies, changes,
computes, constructs,
demonstrates,
discovers,
manipulates,
modifies, operates,
predicts, prepares,
produces, relates,
shows, solves, uses
Learning Outcomes, Objectives, and Samples of Behavior
Student Learning Outcome
These statements explain the behavior NCOs are expected to demonstrate after each chapter.
Affective Objectives
Many of the chapters in the NCOADL curriculum have an affective (attitude) component. For
example, you are expected to know the Air Force Core Values, but as an NCO, you must accept
and adopt them as part of your own value system. Affective objectives are utilized in almost all
chapters and are written at the VALUING level.
Ultimately, you need to be willing to discuss your reservations or reluctance as well as your
acceptance and promotion of Air Force policies. Failure to do so will hold you back from
working through critical issues that are foundational to becoming the military professional the
Air Force needs. This aspect of internal transformation, or development, as a leader is expected,
but it is entirely up to you. This is your time to prepare yourself, physically and mentally, for the
new roles you will be assuming.
Cognitive Objectives
These statements explain cognitive learning outcomes and almost always begin with either
know, comprehend, or apply.
Cognitive Samples of Behavior
These statements explain the knowledge, skill, or attitude students are expected to demonstrate at
the end of a chapter. You can quickly and easily determine the depth of learning expected by the
first word of the statement. For example, words like recall, label, and identify require only rote
memory whereas words like describe and explain require you to describe a concept or explain a
principle in your own words.
Many NCOADL COURSE chapters require you to demonstrate the interpretation level of
comprehension by being able to explain the relationship between two or more concepts.
50 Chapter Three: Successful Learning
You must thoroughly comprehend both concepts before you can explain how ‘Concept A’
impacts ‘Concept B.’ This gets a bit tricky because you may find that ‘Concept A’ can impact
“Concept B” positively, negatively, both, or not at all. On the other hand, when ‘Concept X’
enhances ‘Concept Y’, the relationship is exclusively positive.
Finally, some samples of behavior, or SOB for short, require you to demonstrate application of
lesson principles; the highest level of learning. This means that you must use your understanding
of underlying concepts to understand which lesson principle is in play and to solve a simulated
problem. You’ll know you’re dealing with application level of learning whenever you see a
sample of behavior statement containing the phrase “apply lesson principles to simulated
situations.”
Teaching Methods
Asynchronous
The NCOADL course uses an asynchronous teaching methodology. Asynchronous teaching is a
non-facilitated, self-paced, student-centered teaching method that uses online learning resources
to facilitate information sharing outside the normal constraints of time and location to effectively
deliver course content. This approach uses self-study to promote distance learning.
Asynchronous learning gives you the freedom to access the course and its instructional material
at any time, from any location - allowing accessibility for diverse student populations.
Progress Checks/Self-Reflection Opportunities
You will interact with data, as necessary to reinforce, and gauge your grasp of the lesson
principles presented. An important aspect of your progress is feedback intended to identify areas
that need improvement.
Scenarios and Case Study Analysis
Case studies help bridge the gap between course theory and practice. They provide opportunities
to apply previously learned concepts and principles to simulated situations. In the case study,
students analyze a simulated, but realistic, situation to achieve an educational objective.
Case studies and scenarios contain common problems encountered by military members. Its
greatest value is that it presents opportunities for students to apply previously learned concepts
and principles to first identify the problem and then solve it. However, gaining the most value
from a case study or scenario requires careful reading, full attention to the content of the case
study, and a high degree of maturity on your part.
Case studies and scenarios also help develop critical thinking skills. Diane Halpern, professor of
psychology and author of Thought and Knowledge: An Introduction to Critical Thinking says
that “critical thinking is the use of those cognitive skills or strategies that increase the probability
of a desirable outcome.”3 Critical thinking is described as thinking that is purposeful, reasoned,
and goal directed.
Chapter Three: Successful Learning 51
It is the kind of thinking involved in solving problems, formulating inferences, calculating
likelihoods, and making decisions by using skills that are thoughtful and effective for the
particular context and type of thinking task.
Critical thinking also involves evaluating the thinking process—the reasoning that went into a
conclusion and the kinds of factors considered in making a decision. Critical thinking is valuable
to the learning process, and is also a characteristic of effective leadership.
Appropriate vs. Effective and Most Effective
While processing case studies and scenarios, you should ask yourself the following three
questions:
1. Are the characters’ actions, decisions, or behaviors appropriate or
inappropriate?
2. Are the characters’ actions, decisions, or behaviors effective or
ineffective?
3. Are the characters’ actions, decisions, or behaviors most effective?
Many people use appropriate and effective interchangeably. However,
when dealing with leadership and management principles, the words
mean two very different things.
Appropriate and inappropriate equate to right and wrong, or if you prefer, correct and incorrect.
The main thing to remember is there is no degree of right or wrong; no sliding scale. Depending
on the lesson principle being presented, actions, decisions, and behaviors are either appropriate
(right) or inappropriate (wrong).
On the other hand, a sliding scale accurately describes degrees of effectiveness. That is, actions,
decisions, and behaviors can be ineffective, least effective, mostly effective, and most effective.
For example, you observe an Airman in uniform outdoors who is not wearing a hat. According
to the lesson principles (enforcing discipline), you must correct the Airman. Choosing to correct
the Airman is the appropriate (correct) decision. This also makes choosing not to correct the
Airman an inappropriate decision. There is no degree of right or wrong. In other words, you
cannot be more right or more wrong in making the decision to correct or not correct the Airman.
However, in the above scenario, when actually correcting the Airman (corrective counseling),
your behavior can range from least effective (a very public verbal reprimand) to most effective
(correcting the Airman in private). Note that both behaviors are effective. That is, the Airman
puts his hat on. However, in most cases, public verbal reprimands are less effective than private
corrections. Thus, you see a sliding scale of effectiveness.
You can also be ineffective. For example, when conducting corrective counseling, you should
ensure the counselee completely understands what is expected.
Appropriate means suitable for a particular person, place or condition.
52 Chapter Three: Successful Learning
Suppose you reprimand the Airman for not wearing his hat, but never actually state you expect
him to immediately get his hat and wear it. The Airman could walk away without realizing you
want him to get his hat and put it on, thus the counseling is ineffective. How many times have
you been in a counseling session where the expected behavior is never actually stated?
Guide to Chapter/Lessons
In this course of instruction, all student guides use the same basic organization and design.
For example, the cognitive objective “Comprehend Unit Discipline” is at the comprehension
level of learning, which includes three distinct levels of comprehension: translation,
interpretation, and extrapolation. Thus, an example of an interpretation SOB might be, “Explain
the relationship between unit discipline, unit morale, and mission accomplishment.” This SOB
is asking you to take what you learned from reading materials and interpret it to explain the
relationship using lesson principles, but in your own words.
On the other hand, an SOB at the extrapolation level might look like this, “Predict the outcome
of actions, decisions, and behaviors involving Rights of the Accused, Preventative Discipline,
and Unit Discipline principles in simulated situations.” In this case, you must achieve one level
above interpretation because now you need to describe a future state using lesson principles in
your own words. Because there is such a fine line between interpretation and extrapolation,
you’ll find it very beneficial to pay close attention to what the SOBs are asking you to do.
Various learning aids are incorporated into each chapter. The learning aids consist of the
following:
Definition Boxes
Definition boxes contain key terms and definitions. It’s
important that you review these terms since they aren’t
defined in the content. You must have an understanding
of these terms in order to grasp the concepts and
principles.
Reference Boxes
Reference boxes are located throughout the chapters and
are a vital step to understanding and valuing the chapter
concepts and principles. These boxes contain additional
information from core documents such as: AFI 36-2618,
Enlisted Force Structure; Air Force Core Values Booklet;
and ANNEX 1-1, Leadership and Force Development.
Other AFIs and regulations are also included that are
pertinent to the specific chapter material.
The core value, Service Before Self, states that Professionals can’t indulge
themselves in self-pity, discouragement, anger, frustration, or defeatism. They
have a fundamental moral obligation to the people they lead to strike a tone of
confidence and forward-looking optimism.
Figure 1. Sample definition box
Change sponsors are the people responsible for initiating change within an organization.
Figure 2. Sample reference box
Chapter Three: Successful Learning 53
Emphasis Box
Emphasis boxes focus your attention on important
information located throughout the chapters. These boxes
contain additional information on the topic. They serve to
summarize information through bulleted lists or highlight
pertinent passages of supplemental information.
Self-Reflection Opportunities
These boxes will provide you with an opportunity to stop and
think about how the chapter material directly impacts you and
your Airmen. When you see one of these boxes, take the time
to pause and take an honest look at yourself. The goal of this
course is to help you become a better Airman, supervisor,
and leader. Reading the material and answering questions
isn’t enough. You must internalize the information.
Scenarios
Throughout the course, you’ll be presented with mini real-world scenarios to help you practice
making effective decisions based on the chapter content. In most cases, there will be a few
questions following the scenarios you’ll have to answer based on what you’ve learned.
Progress Checks
As you progress through the chapters, you’ll find progress checks along the way. Take these
opportunities to evaluate how well you understand the chapter material. They are located at the
end of each major section throughout the course. The Progress Checks can be in the form of
crossword puzzles, traditional true and false, matching, fill-in, etc.
SELF-REFLECTION OPPORTUNITY: Have you ever had to implement a change you didn’t agree
with? How did you handle it? Did you support it with a positive attitude? If not, what would you do differently?
Figure 4. Example of a Self-Reflection Opportunity
Figure 5. Sample Scenario Box
TSgt Elm, the NCOIC of a maintenance work center, has identified a
more efficient maintenance procedure. After informing everyone of the
new procedure, he asked SSgt Pine to implement it throughout the shop.
All technicians, including SSgt Pine, have to train on and perform the
new procedure.
National Security Strategy Tasks
Championing aspirations for human dignity
Strengthening alliances to defeat terrorism
Figure 3. Sample Emphasis Box
Bbbbbb box
54 Chapter Three: Successful Learning
The answers for the Progress Checks are located at the end of each chapter; however, in order to
make this learning experience as valuable as possible, try to answer the questions before looking
up the answers!
Formative Exercises and Summative Evaluations
The NCOADL course employs a formative exercise and summative evaluation system. The
formative exercise is part of the learning process and is not part of the evaluation process. The
formative exercise is designed to provide feedback to you on your strengths and weaknesses. It
is given under the exact conditions as the summative evaluation and provides an opportunity to
prepare for the summative evaluation. Thus, formative exercises are considered exercises in
learning, and passing them is NOT a requirement for graduation; however, you should
prepare for formative exercises the same way you prepare for summative evaluations, i.e., give
them the same weight or seriousness when studying, reviewing, etc. That way, the formative
exercises will serve their purpose, which is to give you a clear indication of where you stand for
the summative evaluations. The summative evaluations determine whether you possess the
requisite knowledge, skills, and abilities to perform as a military professional in the US Air
Force. They will be the measuring stick to determine whether you have met the learning
objectives of the NCOADL course.
All test questions are patterned after the following test questions. For practice, try answering the
following sample questions.
1. TSgt Shelby listens as the NCOA instructor says, “The course is rigorous so you’ll want to
manage your time wisely because your achievements depend entirely on the effort you put
forth. Invest time in reviewing lesson objectives and samples of behavior because they help
you prepare for in class sessions as well as exams. Although we use various teaching
methods to appeal to all learning styles, most students find it takes effective study habits,
critical thinking, and effective use of EPME’s structured thinking process to make it through
the course.”
The comments BEST explain ________ concepts and how they contribute to individual
success.
a. time management
b. successful learning
c. teaching methods and effective study habits
Chapter Three: Successful Learning 55
2. The day before graduating, TSgt Shelby is showing her dad, a military retiree, around the
campus when he asks, “What was the hardest part of the course?” Shelby replies, “The
schedule was hard at first because I was juggling reading, writing, and homework
assignments plus marathon study sessions with my flight. I finally settled into a routine that
helped me pay attention in class, take good notes, and actively participate in classroom
discussions. However, I would have to say the hardest part for me was the public speaking.
Thank goodness, my flight came together to practice all the time.
TSgt Shelby’s comments BEST illustrate:
a. time managements impact on an individual’s public speaking success
b. how study and practice habits can impact an individual’s time management
c. steps of the learning process and how they contribute to individual success
3. On graduation day, during a discussion with a fellow instructor concerning student
performance, TSgt Bright says, “TSgt Shelby worked hard, completed all assignments,
always participated in class, and did a great job with her speaking assignments. She took
good notes, which she generously shared the flight and she organized several study sessions
which probably helped her and her peers score well on the final exam.” The other instructor
says, “It sounds like you may have more than one distinguished graduate on your hands.”
TSgt Shelby’s use of ____________ will MOST LIKELY earn her _______________.
a. successful learning; a graduation diploma
b. study habits and class participation; an academic achievement award
c. time management and study habits; a distinguished graduate certificate
All questions on the formative and summative examinations are assessed at the comprehension
level. For example:
1. Question 1 assesses the lowest level of comprehension as evidenced by the word
“explain” in the question. Because these types of questions are slightly above the
knowledge level (memorization), exact words, synonyms, or both are used to “explain”
the concept. If you know terms and definitions associated with major concepts well
enough, then its exact words or synonyms, the concept should jump off the page for you.
Remember, pay close attention to terminal samples of behavior.
56 Chapter Three: Successful Learning
TSgt Shelby listens as the NCOA instructor says, “The course is rigorous so you’ll want
to manage your time wisely because your achievements depend entirely on the effort you
put forth. Invest time in reviewing lesson objectives and samples of behavior because
they help you prepare for in class sessions as well as exams. Although we use various
teaching methods to appeal to all learning styles, most students find it takes effective
study habits, critical thinking, and effective use of EPME’s structured thinking process to make it through the course.”
The comments BEST explain ________ concepts and how they contribute to individual
success.
a. time management
b. successful learning
c. teaching methods and effective study habits
2. Question 2 assesses the second level of comprehension as evidenced by the word
“illustrate” in the question. These questions are harder because they usually involve a
scenario that does not directly describe the concept but offers an example of the concept
in use. Therefore, just knowing terms and definitions is not enough. You must know the
all of key elements of a concept well enough to identify it and to know whether its use is
appropriate/inappropriate or effective/ineffective. These questions typically include the
impact or result in the scenario, but sometimes the impact is implied.
The day before graduating, TSgt Shelby is showing her dad, a military retiree, around the
campus when he asks, “What was the hardest part of the course?” Shelby replies, “The
schedule was hard at first because I was juggling reading, writing, and homework
assignments plus marathon study sessions with my flight. I finally settled into a routine
that helped me pay attention in class, take good notes, and actively participate in
classroom discussions. However, I would have to say the hardest part for me was the
public speaking. Thank goodness, my flight came together to practice all the time.
TSgt Shelby’s comments BEST illustrate:
a. time managements impact on an individual’s public speaking success
b. how study and practice habits can impact an individual’s time management
c. steps of the learning process and how they contribute to individual
success
Chapter Three: Successful Learning 57
3. Question 3 assesses the highest level of comprehension as evidenced by the phrases such
as “MOST LIKELY” or “Probably result in,” and so forth. These questions not only
require you to know the all of key elements of a concept well enough to identify it and to
know whether its use is appropriate/inappropriate or effective/ineffective, you must be
able to predict the outcome of the actions, decisions, or behaviors described in the
scenario.
On graduation day, during a discussion with a fellow instructor concerning student
performance, TSgt Bright says, “TSgt Shelby worked hard, completed all assignments,
always participated in class, and did a great job with her speaking assignments. She took
good notes, which she generously shared the flight and she organized several study
sessions which probably helped her and her peers score well on the final exam.” The
other instructor says, “It sounds like you may have more than one distinguished graduate
on your hands.”
TSgt Shelby’s use of ____________ will MOST LIKELY earn her _______________.
a. successful learning; a graduation diploma
b. study habits and class participation; an academic achievement award
c. time management and study habits; a distinguished graduate certificate
By now, you have probably figured out that predict level questions are the most difficult, give
example questions are slightly difficult, and explain questions are moderately easy. The
NCOADL course tests include a mix of all three types of questions.
Finally, you got through K-12 and maybe even many college courses by memorizing terms and
definitions. That method will not work here. Memorization will only get you past the
knowledge and low-level comprehension questions. To be truly successful, you must learn all of
the elements of all of the concepts, know how they are supposed to be used and why, and know
what happens when concepts are and are not applied appropriately and/or effectively.
With the teaching methods and student guides covered, it’s time to explore the IDDP Structured
Thinking Process used in the NCOADLC.
58 Chapter Three: Successful Learning
IDDP Structured Thinking Process/Critical Thinking
NCOs spend the majority of their time solving problems, but most never give much thought to
how they go about it. If you stop and think about it, you solve almost every problem using the
same process over and over. First, you identify what’s going on, and then you decide whether
what you see is right or wrong, effective or ineffective. If you decide what you see is effective,
you usually move on to other things. On the other hand, if you decide that what you see is
inappropriate or ineffective, you determine what should be done and then take action to correct
the situation or fix the problem. You take particular actions because you believe the outcome
will be positive.
Now, if you had to describe the above steps using just four words, what four words would you
choose? Dr. Hunter, Dean of EPME in the late 90s, chose the words identify, differentiate,
determine, and justify and designed curriculum around these four words or, to be more accurate,
these four steps. Later, the word predict was added and the word justify removed as a stand-
alone step and added as a sub-step to each primary step.
Dr. Hunter and his team, and deans that followed Dr. Hunter, have consistently used the four
steps when designing scenarios and case studies. Over the years, it has proven to be a simple
method for helping students think through course material in a structured manner. Students who
follow the process exactly report a much deeper understanding of lesson concepts and principles
and thus achieving the application level of learning and becoming more effective leaders.
Chapter Three: Successful Learning 59
Using the IDDP Structured Thinking Process
EPME breaks the application level of learning into two distinct categories. The first category is
minimum application which learners demonstrate when they complete the IDENTIFY step of
IDDP. The second category is maximum application which learners demonstrate when they
complete the entire IDDP Structured Thinking Process. In this course, you will use the
minimum and maximum applications.
The first situation requires you to demonstrate a basic understanding of course content. You
accomplish this by recognizing critical attributes and associating them with the correct concept
or principle under discussion. We call this the minimum level of application.
The second situation requires you to demonstrate a thorough understanding of course content.
You accomplish this by successfully completing the entire IDDP process. This means you must
be able to solve problems and predict outcomes using your knowledge of the concepts and
principles taught. We call this the maximum level of application.
To get a better understanding of what we mean by minimum and maximum levels, let us
examine each step of the IDDP process and then work through two scenarios.
Identify
Purpose: As the first step of the IDDP Structured Thinking Process, this step allows you to
demonstrate your ability to identify concepts or principles associated with specific chapters.
This step is crucial toward solving problems correctly. Skipping this step or giving it a fleeting
look often results in wasted time and effort because either you try to solve a nonexistent problem
or you take actions that create more problems than they solve. Once you have identified the
problem, you must justify your answer based on lesson concepts and principles taught rather than
on personal opinion or outside experience. Remember, completing only this step demonstrates a
basic understanding of course content.
Differentiate
Purpose: This second step allows you to demonstrate your ability to distinguish whether actions,
decisions, or behaviors described in the scenario are appropriate/inappropriate,
effective/ineffective, or most effective according to lesson concepts and principles.
Your successful completion of this step demonstrates a thorough understanding of the concept(s)
and principles associated with the actions, decisions, or behaviors described in the simulated
situation. There is no “degree” of appropriate/inappropriate; something is either right or wrong.
Choosing not to correct an infraction is inappropriate (wrong).
In contrast, there are degrees of effectiveness; something can be ineffective, somewhat effective,
effective, highly effective, or most effective. These degrees of effectiveness are most obvious
when applying leadership and management models.
60 Chapter Three: Successful Learning
For example, using some of the steps of performance counseling usually results in a somewhat
effective counseling session whereas using most of the steps would result in an effective or even
highly effective session.
As always, justify your answers based on lesson concepts and principles taught rather than on
personal opinion or experience. This also allows you to assess your level of understanding of the
concept or principle under discussion and, when necessary, go back over any areas that are still
confusing to you.
It is important to note that if you differentiate actions, decisions, or behaviors described in the
scenario as appropriate, effective, or most effective then skip the determine step and go straight
to the predict step.
Determine
Purpose: When actions, decisions, or behaviors described in a scenario are inappropriate or
ineffective, this third step allows you to demonstrate your ability to determine an appropriate
and/or effective course of action based on your understanding of lesson concepts and principles.
Recommended course(s) of action must adhere to lesson concepts and principles taught rather
than one’s opinion or experience. Remember, you are solving problems that have single or best
answers. A recommended course of action may include both appropriate and effective decisions,
actions, and behaviors. For example, when subordinates fall below standards it is appropriate for
supervisors to ‘choose” to provide corrective counseling and, it’s effective when supervisors use
most/all of the performance counseling steps.
As before, you must justify your answer based on lesson concepts and principles taught rather
than on personal opinion or outside experience
Predict
Purpose: This final step allows you to demonstrate your ability to answer the question, "What
would happen if?” That is to make predictions or extensions of consequences or trends based on
the information in the scenario rather than on information brought from other experiences. This
provides you with an opportunity to practice high-order thinking.
Your predictions must address the lesson principle (how one concept relates to or impacts
another concept). Questions you must answer at this stage normally include either of the
following:
“What can you predict will happen if the individual continues using an appropriate/effective
course of action?”
“What can you predict will happen if the individual continues using an inappropriate/ineffective
course of action?”
Chapter Three: Successful Learning 61
As before, you must justify your answer based on lesson concepts and principles taught rather
than on personal opinion or outside experience.
During the next section of the chapter, you will walk through the IDDP Structured Thinking
Process answering questions associated with each step of the process. The scenario below is a
simple training scenario that covers the entire IDDP process.
1 SMSgt Williams called White’s supervisor, Master Sergeant (MSgt) Browning.
2 MSgt Browning told him she had noticed changes in SSgt White’s behavior since his
3 recent move to the DPU. For example, instead of taking a break for lunch, SSgt White
4 ate junk food at his desk while he took call-ins at the same time. White had been working
5 late, but never seemed to catch up with his paperwork. SSgt White had also
6 criticized the unit and had not attended the last two unit picnics. MSgt Browning
7 arranged to meet with SMSgt Williams to talk more about SSgt White.
In the IDENTIFY step, first, you should attempt to answer the five w’s of who, what, where,
when, and why, doing so will provide a brief synopsis explaining what’s going on in this
scenario. Be sure to name the main character(s) and briefly explain what you know about them.
Finally, you’ll be asked to identify which traits under the core values are evident in the scenario.
Here is an example of the IDDP process in action based on the scenario above.
Question Your Answer
What’s going on in this
storyline?
SSgt White’s behavior has changed. He seems
overworked, talks bad about the unit, and avoids unit
functions.
Who are the main characters
and what do we know about
them?
SSgt White works in the Demand Processing Unit
(DPU) of Base Supply.
MSgt Browning is SSgt White’s supervisor.
What lesson principles are
evident in this storyline?
(Identify question)
Organizational Stress (Identify answer)
Where do you see
organizational stress?
(Continuation of the Identify
step)
On Lines 3 – 5 (Continuation of the Identify step
answer)
Why is that organizational
stress? (Justify question)
Because SSgt White does not take breaks, eats at his
desk while still taking calls and, although he works
late, he never catches up with his paperwork. (Justify
answer)
62 Chapter Three: Successful Learning
At this point, you might think you did a good job of justifying your answer, but, upon closer
examination, you can see that you only repeated text from the paragraph.
The question, “Why is that organizational stress?” is asking you why/how the statements that
you identified relates to organizational stress. In this example, you failed to justify your answer
because you did not tie the statements to concepts associated with stress. Justification helps you
to assess your level of understanding of the concept or principle under discussion. It provides an
opportunity for you to practice critical thinking.
So, let’s pick up at the question, “Why is that organizational stress?” However, this time try to
justify your answers based on lesson concepts and principles.
Question Your Answer
Why is that organizational
stress? (Justify question)
In the stress chapter, I learned about psychological,
physiological, and behavioral symptoms associated with
stress. I also learned about overload and role ambiguity.
In this scenario, SSgt White is eating junk food and taking
calls at his desk, which are behavioral symptoms.
Because SSgt White never seems to catch up his paperwork,
he could be experiencing work overload, which may be
caused by unrealistic deadlines, insufficient training,
emotional fatigue, etc. At this point in the case study, I can’t
say for certain what’s causing SSgt White to not complete his
work.
Finally, I know SSgt White recently moved to the DPU, and
he may not have enough information to perform all duties
satisfactorily, which is an indicator of role ambiguity.
Much better! You’ve properly justified your answer based on lesson concepts and principles. In
some scenarios you would be finished at the end of the IDENTIFY step, but because this
scenario includes actions, decisions, and behaviors, you are required to continued through the
entire IDDP process.
What do you think about
MSgt Browning’s actions
concerning SSgt White?
(Differentiate step question)
Her actions are ineffective. (Differentiate step answer)
Why do you say ineffective?
(Continuation of Differentiate
step question )
Because in the stress chapter, I learned the first thing
supervisors must do is recognize the symptoms of stress and
then take action to reduce it or mitigate its effects.
Chapter Three: Successful Learning 63
In this scenario, MSgt Browning notices SSgt White’s change
in behavior and all of the other symptoms because she tells
SMSgt Williams about them. However, rather than discuss
the issue with SSgt White, she arranges to meet with SMSgt
Williams instead. (Justify step answers)
In the DIFFERENTIATE/Justify step, you made a distinction between actions, decisions, or
behaviors and if they were appropriate/inappropriate, and/or effective/ineffective. If the
differentiation was inappropriate or ineffective, you moved on to the determine step. On the
other hand, if the differentiation was appropriate or effective, you skip the determine step and
went directly to the predict step.
What should MSgt Browning
do? (Determine step
question)
In the stress lesson, organizational stress management
methods such as job redesign, subordinate involvement,
personnel job placement, and improving the work
environment were outlined. MSgt Browning should speak
with SSgt White, which is subordinate involvement, to first
determine what’s causing his stress and then use the
appropriate stress management methods to reduce his stress.
For example, she may be able to reduce White’s workload.
(Justify step answer)
In the DETERMINE/Justify step, you were required to establish a proper course of action based
on lesson principles.
Let’s assume MSgt Browning
follows your advice. What
can you Predict will be the
impact on SSgt White and the
DPU? (Predict step question
– positive impact)
According to stress management lesson principles, if she
takes action to reduce the organizational stressors, SSgt
White’s personal situation will improve, which will have a
positive impact on his health and morale, and which, in turn,
will improve the quality and quantity of his work.
Additionally, his improved performance and morale will have
a positive impact on the DPU’s overall production and
workforce. (Predict step answer – positive impact)
Now, let’s assume MSgt
Browning, who up to this
point has done nothing to help
SSgt White, decides to ignore
your advice, what can you
Predict will be the impact on
SSgt White and the DPU?
(Predict step question –
negative impact)
According to stress management lesson principles, if she does
not take action to reduce the stressors causing SSgt White’s
stress, his personal situation will get worse and, as his
situation deteriorates, so will his performance, which will also
negatively impact the overall production of the DPU.
For example, unless SSgt White gets some relief from his
stress, the quality and quantity of work will continue to suffer.
He may begin to experience headaches or backaches and, if
his stress continues long enough, he could lose sleep,
experience family problems, become depressed, end up with
high blood pressure, and even experience a heart attack.
(Predict step question answer– negative impact)
64 Chapter Three: Successful Learning
In the PREDICT/Justify step, you were expected to predict the likely outcomes of the selected
course of action. This is where the rubber met the road. NCOs who grasp the concepts taught in
NCOADL course are very effective at solving problems. They are not only able to identify the
true problem; they are able to select the most effective course of action because they also fully
understand the impact (future outcome) of their decisions.
In the above example, you were required to justify every answer based on lesson principles
rather than simply repeating what’s in the scenario text. This example should give you a good
indication of what’s expected when using the IDDP Structured Thinking Process.
In order to fully understand how to use the IDDP process, you must understand its relationship to
lesson principles. A typical principle statement calls for a relationship between two or more
concepts stated in terms of a conclusion. Here is one example of a principle statement:
“Comprehend team building’s impact on mission accomplishment.”
Did you notice the stated conclusion? The word impact implies a relationship exists between
team building and mission accomplishment. However, the statement does not say whether that
impact is positive or negative. This is done on purpose to encourage you to examine both sides
of an issue. By the way, the following concepts are used throughout the course to build principle
statements:
1. NCO Effectiveness
2. Mission Accomplishment
3. Unit Effectiveness
4. Subordinate Performance/Conduct
5. Team Effectiveness/Performance
Since lesson principles describe the learning outcome, expect to see the above concepts show up
in various lessons as part of the lesson’s principle statements. For example, you just encountered
an example of the IDDP process in action using the stress management principle statement. You
were asked to “Comprehend the relationship between stress management and subordinate
performance/conduct.”
Critical Thinking
Critical thinking has been defined as:
“The art of analyzing and evaluating thinking with a view to improve it; critical thinking is, in
short, self-directed, self-disciplined, self-monitored, and self-corrective thinking. It requires
rigorous standards of excellence and mindful command of their use. It entails effective
communication and problem-solving abilities, as well as a commitment to overcome our native
egocentrism and sociocentrism.4
Chapter Three: Successful Learning 65
Critical thinking is that mode of thinking—about any subject, content, or problem—in which the
thinker improves the quality of his or her thinking by skillfully analyzing, assessing, and
reconstructing it.”
There are three critical attributes of the elements of thought: analytic thinking, evaluative
thinking, and creative thinking.
Analytic Thinking: To break up a whole into its parts and examine in detail, so
as to determine the nature of, or look more deeply into an issue or situation. All
learning presupposes some analysis of what you are learning if only by
categorizing or labeling things in one way rather than another.
Evaluative Thinking: To judge or determine the worth or quality of. Evaluation
has “a logic” and should be carefully distinguished from mere subjective
preference. The elements of its logic may be put in the form of questions which
may be asked whenever an evaluation is to be carried out:
Are you clear about precisely what you are evaluating?
Are you clear about your purpose? Is your purpose legitimate?
Given your purpose, what are the relevant criteria or standards for evaluation?
Do you have sufficient information about that which you are evaluating? Is
that information relevant to the purpose?
Have you applied your criteria accurately and fairly to the facts as you know
them?
Creative Thinking: To create, by having or showing imagination and artistic or
intellectual inventiveness (creative writing), and/or to stimulate the imagination
and inventive powers.
Consider the critical thinking concepts as you work your way through these chapters and use
them to help with your answers and responses to the case studies, scenarios, and formative
questions. Because critical thinking is such an integral part of effective leadership and because it
is interwoven throughout this course, you are expected to apply critical thinking at all times.
More concepts for you to consider are below.
Clarity makes it easier to understand, to be free from confusion or ambiguity, to remove
obscurities. Clarity is a fundamental perfection of thought, and clarification is a fundamental
aim in critical thinking. The key to clarification is concrete, specific examples. Questions
include:
Could you elaborate further?
66 Chapter Three: Successful Learning
Could you give an example?
Could you illustrate what you mean?
Accuracy is being free from errors, mistakes, or distortion. The word “correct” connotes little
more than absence of error, whereas the word accurate implies a positive exercise to obtain
conformity with fact or truth. The word exact stresses perfect conformity to fact, truth, or some
standard, and the word precise suggests minute accuracy of detail. Accuracy is an important
goal in critical thinking, though it is almost always a matter of degree. It is important to
recognize that making mistakes is an essential part of learning. It should also be recognized that
some distortion usually results whenever you think within a point of view or frame of reference.
You should always think with this awareness in mind, with some sense of the limitations of your
own, the text's, the teacher's, and the subject's perspective. Questions include:
How could you check on that?
How could you find out if that is true?
How could you verify or test that?
Precision is the quality of being accurate, definite, and exact. The standards and modes of
precision vary according to subject and context. Questions include:
Could you be more specific?
Could you give more details?
Could you be more exact?
Relevance is the bearing upon or relating to the matter at hand. The word relevant implies a
close logical relationship with, and importance to, the matter under consideration. Questions
include:
How does that relate to the problem?
How does that bear on the question?
How does that help with the issue?
Depth is the intellectual complexity or difficulty of thought. Questions include:
What factors make this a difficult problem?
What are some of the complexities of this question?
What are some of the difficulties you need to deal with?
Chapter Three: Successful Learning 67
Breadth is the range of knowledge and understanding of a particular subject. Questions include:
Do you need to look at this from another perspective?
Do you need to consider another point of view?
Do you need to look at this in other ways?
Logic is correct reasoning, or the study of correct reasoning and its foundations. Logic is the
system of principles, concepts, and assumptions that underlie any discipline, activity, or practice.
It is the set of rational considerations that bear upon the truth or justification of any belief or set
of beliefs. It’s the set of rational considerations that bear upon the settlement of any question or
set of questions. Questions include:
Does all this make sense together?
Does your first paragraph fit in with your last?
Does what you say follow from the evidence?
Significance is the quality of having importance or being regarded as having great meaning.
Questions include:
Is this the most important problem to consider?
Is this the central idea to focus on?
Which of these facts are most important?
Fairness is treating both or all sides alike without reference to one's own feelings or interests.
Questions include:
Do I have any vested interest in this issue?
Am I sympathetically representing the viewpoints of others?
68 Chapter Three: Successful Learning
IDDP Exercise
Answer the following questions for each scenario to demonstrate your understanding of the
IDDP structured thinking process. This simulated situation (scenario) does not include actions,
decisions, or behaviors. It contains only the information needed to identify the core value of
Integrity First. Refer to Attachment 1 for an excerpt of text from The Little Blue Book to help
you answer these questions.
Scenario #1
1 While looking over the special duty job advertisement, MSgt Sperrow reads, “Persons
2 performing this duty do what is right even if the personal cost is high.
3 They promote a free flow of information while consistently seeking feedback from all directions.
4 They never act in ways that would discredit the organization and they willingly invite
5 examination of how they do business. In short, they acknowledge their duties and act
6 accordingly without fail. If you are sobered by the awesome task of defending the Constitution
7 of the United States of America and you want to be part of something much bigger than yourself,
8 apply today.
Now, take it to the next level and run through the entire IDDP process.
QUESTIONS YOUR RESPONSES
What’s going on in this scenario?
What core values are evident in this
scenario? (Hint: The attributes of
courage, honesty, accountability,
responsibility are indicative of which
core value?)
Why do you say Integrity First?
Which moral traits do you see?
Chapter Three: Successful Learning 69
Scenario #2
1 While reading the special duty advertisement, MSgt Sperrow notices TSgt Ware standing in his
2 doorway and asks, “What do you want?” TSgt Ware replies, “Boss, do you have a few minutes
3 to discuss an issue? MSgt Sperrow says, “I have a few minutes, come on in.” After several
4 minutes of heated discussion, MSgt Sperrow reluctantly consents to TSgt Ware submitting his
5 subordinate SrA Brown for the upcoming quarterly awards. Later that month, TSgt Ware sees
6 the quarterly award winners announced via email and is pleasantly surprised to see SrA Brown’s
7 name on the list of winners. He decides to congratulate her in person right away. As he walks
8 up to SrA Brown’s office he sees MSgt Sperrow shaking hands with SrA Brown and then hears,
9 “I’m truly surprised. I had no idea TSgt Ware was considering me.” MSgt Sperrow replies,
10 “Well, he didn’t want to be bothered but with a little arm twisting, but I finally convinced him to
11 submit you.” Since MSgt Sperrow and SrA Brown had not seen him yet, TSgt Ware turns and
12 silently walks away.
QUESTIONS YOUR RESPONSES
What’s going on in this scenario?
What core values are evident in this
scenario?
Why do you say Integrity First?
Are MSgt Sperrow’s actions
appropriate or inappropriate?
Why do you say inappropriate?
70 Chapter Three: Successful Learning
Air Force Institutional Competencies
Several years ago, SNCOs, NCOs, officers, and civilians from around the Air Force met in
Washington, D.C., for the purpose of developing a set of competencies that apply to Airmen at
all levels of the Air Force. Comprised of subject matter experts, this think tank invested
thousands of hours in developing the Institutional Competency List (ICL) by drawing from
various documents such as AFI 36-2618, Enlisted Force Structure, Air Force Doctrine Document
1-1, the Air Force core values, and the CJCSI 1805.01, to name a few. This monumental effort
resulted in the ICL. This list identifies three broad categories (organizational, people/team, and
personal) and includes eight specific competencies and 24 sub competencies (see table below).
ORGANIZATIONAL PEOPLE/TEAM PERSONAL
1. Employing Military
Capabilities
a. Operational and
Strategic Art
b. Unit, Air Force Joint
and Coalition
Capabilities
c. Non-adversarial
Crisis Response
5. Leading People
a. Develops and Inspires
Others
b. Takes Care of People
c. Diversity
7. Embodies Airman Culture
a. Ethical Leadership
b. Followership
c. Warrior Ethos
d. Develops Self
2. Enterprise Perspective
a. Enterprise Structure
and Relationships
b. Government
Organization and
Processes
c. Global, Regional and
Cultural Awareness
d. Strategic
Communication
6. Fostering Collaborative
Relationships
a. Builds Teams and
Coalitions
b. Negotiating
8. Communicating
a. Speaking and Writing
b. Active listening
What should MSgt Sperrow have
done?
What can you predict will be the
impact of MSgt Sperrow’s
inappropriate actions?
Chapter Three: Successful Learning 71
3. Managing Organizations
and Resources
a. Resource Stewardship
b. Change Management
c. Continuous
Improvement
4. Strategic Thinking
a. Vision
b. Decision-making
c. Adaptability
Given the fact that the institutional competency list is the EPME foundational document that
drives all EPME curriculums, let’s take a closer look at each competency and its corresponding
sub-competencies. Keep in mind that the descriptions provided are very broad and designed to
include all ranks, from SrA to General. Put another way, ALS, NCOA, and AFSNCOA teach
only those knowledge, skills, and attitudes required at their respective levels.
Organizational (broad category)
1. Employing Military Capabilities (competency)
a. Operational and Strategic Art: This sub-competency requires an understanding of
operational and strategic art in conventional, peacekeeping, and homeland defense
operations, along with an understanding of doctrine and an understanding of the use of
innovation and technology in the employment of lethal and non-lethal force.
b. Unit, Air Force, Joint, and Coalition Capabilities: This sub-competency requires an
understanding of the capabilities of the Air Force across air, space, and cyberspace and
how Air Force capabilities relate to and complement other service capabilities. It also
requires an understanding of interdependencies and interoperability across services,
agencies, departments, and coalition partners.
c. Non-adversarial Crisis Response: This sub-competency requires knowledge of the
national security implications of peacekeeping operations, humanitarian relief operations,
and support to civil authorities, both foreign and domestic. It also requires an
understanding of the need for engagement before and after warfighting and crisis
response, along with the need for integrated involvement with interagency and
multinational partners and the need for multipurpose capabilities that can be applied
across the range of military operations.
2. Enterprise Perspective (competency)
a. Enterprise Structure and Relationships: This sub-competency requires an understanding
of the organizational structure and relationships between the Air Force, the Department
of Defense, Joint Staff, the joint commands, the defense agencies, and other elements of
the defense structure.
72 Chapter Three: Successful Learning
It also requires an understanding of how one’s function or unit fits into its parent
organization and how one’s parent organization relates to its external environment, e.g.
supporting and supported organizations, the public, Congress, etc.
b. Government Organization and Processes: This sub-competency requires an
understanding of the essential operating features and functions of the Air Force, DOD,
the national security structure, other related executive branch functions, and Congress, to
include: leadership and organization; roles of members/committees/staffs; authorization,
appropriation and budget processes; acquisition policy and procedures; and
interdependencies and relationships.
c. Global, Regional, and Cultural Awareness: This sub-competency requires an awareness
of regional and other factors influencing defense, domestic, and foreign policy. It also
requires an understanding of foreign cultural, religious, political, organizational, and
societal norms and customs.
d. Strategic Communication: This sub-competency requires the ability to inform and
appropriately influence key audiences by synchronizing and integrating communication
efforts to deliver truthful, timely, accurate, and credible information. It also requires the
ability to formulate institutional messages to tell the Air Force story.
3. Managing Organizations and Resources (competency)
a. Resource Stewardship: This sub-competency requires the ability to identify, acquire,
administer, and conserve financial, informational, technological, material, warfare, and
human resources needed to accomplish the mission. It also requires the ability to
implement “best practice” management techniques throughout an organization.
b. Change Management: This sub-competency requires the ability to embrace, support, and
lead change by understanding the change management process, including critical success
factors, common problems, and costs. It also requires the ability to perceive
opportunities and risks before or as they emerge.
c. Continuous Improvement: This sub-competency requires the ability to originate action to
improve existing conditions and processes by using appropriate methods to identify
opportunities, implement solutions, and measure impact. It also requires the ability to
sustain a commitment to improve processes, products, services, and people while
anticipating and meeting the needs of both internal and external stakeholders.
4. Strategic Thinking (competency)
a. Vision: This sub-competency requires the ability to take a long-term view and build a
shared vision that clearly defines and expresses a future state.
Chapter Three: Successful Learning 73
It requires the ability to demonstrate innovative and creative insights/solutions for
guiding and directing organizations to institutional needs; for formulating effective plans
and strategies for consistently achieving goals and maximizing mission accomplishment,
and for anticipating potential threats, barriers, and opportunities while encouraging risk-
taking.
b. Decision-making: This sub-competency requires the ability to identify, evaluate, and
assimilate data and information from multiple streams and then differentiate information
according to its utility. It also requires the ability to use information to influence actions
and decisions; to use analytic methods in solving problems and developing alternatives;
and to make sound, well-informed and timely decisions, despite conditions of ambiguity,
risk, and uncertainty. Finally, this sub-competency requires the ability to analyze
situations critically to anticipate second and third order effects of proposed policies or
actions and then establish metrics to evaluate results and to adapt/implement feedback.
c. Adaptability: This sub-competency requires the ability to maintain effectiveness when
experiencing major changes in work tasks or environment. It also requires the ability to
adjust to change within new work structures, processes, requirements, and cultures, while
also responding quickly and proactively to ambiguous and emerging conditions,
opportunities, and risks.
People & Teams (broad category)
1. Leading People (competency)
a. Develops and Inspires Others: This sub-competency requires the ability to help and
motivate others to improve their skills and enhance their performance through feedback,
coaching, mentoring, and delegating. It also requires the ability to empower others and
guide them in the direction of their goals and mission accomplishment, while also
inspiring them to transcend their own self-interests and embrace personal sacrifice and
risk for the good of the organization and mission.
b. Takes Care of People: This sub-competency requires the ability to put people first by
attending to the physical, mental, and ethical well-being of fellow airmen and their
families, by creating an environment where Airmen take care of Airmen 24/7, 365 days a
year, including leaders, peers, and subordinates. It also requires the ability to integrate
wellness into mission accomplishment and to establish work-life balance through time
management and by setting clear expectations/priorities.
c. Diversity: This sub-competency requires the ability to leverage the value of differences
in perspectives, approaches, preferences, race, gender, background, religion, experience,
generation, thought, and other factors. It also requires the ability to leverage diversity for
mission accomplishment, to foster a tolerant environment, to show respect for others
regardless of the situation and to treat people in an equitable manner.
74 Chapter Three: Successful Learning
2. Fostering Collaborative Relationships (competency)
a. Builds Teams and Coalitions: This sub-competency requires the ability to build effective
teams for goal and mission accomplishment and improved team performance. It also
requires the ability to contribute to group identity while fostering cohesiveness,
confidence, and cooperation. Finally, this sub-competency requires the ability to attend
to the interests, goals, and values of other individuals and institutions, while also
developing networks and alliances that span organizational, service, department, agency,
and national boundaries.
b. Negotiating: This sub-competency requires an understanding of the underlying principles
and concepts applied before, during, and after a negotiation in order to attain desired
mission outcomes while maintaining positive, long-term relationships with key
individuals/groups. It also requires the ability to use appropriate interpersonal styles and
methods to reduce tension or conflict between two or more people, to anticipate and
addresses conflict constructively, and to anticipate and prevent counter-productive
confrontations. Finally, this sub-competency requires the ability to persuade and
influence others while building consensus and gaining cooperation and effective
collaboration.
Personal (broad category)
1. Embodies Airman Culture (competency)
a. Ethical Leadership: This sub-competency requires the ability to promote Air Force Core
Values through goals, actions, and referent behaviors and to develop trust and
commitment through words and actions. It also requires the ability to hold others
accountable for their areas of responsibility and personal actions, while maintaining
checks and balances on self and others.
b. Followership: This sub-competency requires a comprehension of the essential role of
followership in mission accomplishment, while providing unbiased advice. It also
requires the ability to align priorities and actions toward chain of command guidance for
mission accomplishment. Finally, it requires the ability to exercise flexibility and to
adapt quickly to alternating role as leader/follower.
c. Warrior Ethos: This sub-competency requires the ability to demonstrate a hardiness of
spirit despite physical and mental hardships – moral and physical courage, continuously
hones skills to support the employment of military capabilities, display of
military/executive bearing, self-discipline, and self-control.
d. Develops Self: This sub-competency requires the ability to assess one’s self in order to
identify personal strengths and developmental needs. It also requires the abilities of
seeking and incorporating feedback on one’s performance; of being fully aware of one’s
personal impact on others, of continually increasing breadth and depth of knowledge and
skills, and of developing life-long learning habits.
Chapter Three: Successful Learning 75
2. Communicating (competency)
a. Speaking and Writing: This sub-competency requires the ability to articulate ideas and
intent in a clear, concise, and convincing manner through both verbal and written
communication. It also requires the ability to adjust one’s communication approach to
unique operational environments and audience needs. Finally, this sub-competency
requires the ability to effectively create communication bridges between units,
organizations, and institutions.
b. Active listening: This sub-competency requires the ability to foster the free exchange of
ideas in an atmosphere of open exchange, while actively attempting to understand others'
points of view and to clarify information as needed. Also required is the ability to solicit
feedback to ensure that others understand messages as they were intended.
Progress Check
7. Match the sub-competency description from the right column with the corresponding
competency in the left column. All answers used only once.
___ Employing Military Capabilities a. Adaptability
___ Enterprise Perspective b. Negotiating
___ Managing Organizations and Resources c. Global, Regional and Cultural Awareness
___ Strategic Thinking d. Diversity
___ Leading People e. Active listening
___ Fostering Collaborative Relationships f. Operational and Strategic Art
___ Embodies Airman Culture g. Ethical Leadership
___ Communicating h. Change Management
76 Chapter Three: Successful Learning
Summarize and Reflect
First, the chapter covered time management’s role in Successful Learning and how it will help
you during the course. Then it explained the keys to successful learning, and you saw how they
will help you as you continue through these chapters. Next, you looked at affective learning and
explored those levels of learning and objectives. Then, you looked at cognitive learning and
discussed levels of learning, objectives, samples of behavior, criterion objectives, and activity
statements. You then examined teaching methods and learned how they link to your learner
behaviors. Next, you were introduced to the IDDP structured thinking process and completed
two case studies. Lastly, you learned about the institutional competencies that drive all EPME
curriculums.
Learning is obviously an essential element of the NCOADLC experience. But, Successful
Learning doesn’t just happen. For some students, learning is easier than others. Whether you
are a student who finds learning easy or one who finds it difficult by using the concept and
techniques presented in this chapter, you have the opportunity to gain as much knowledge as
possible to help you prepare to become the best reporting official, leader, communicator, warrior,
and military professional possible. The degrees to which you learn will directly affect not only
your test scores, but also more importantly, help you be a better supervisor and Air Force NCO.
SELF-REFLECTION OPPORTUNITY: How might your understanding of successful
learning and the implementation of some of its suggested techniques impact your NCOADLC
experience and its outcome?
Chapter Three: Successful Learning 77
Key Terms
Affective domain, 44
Appropriate, 51
Critical thinking, 64
Cognitive domain, 47
Learning, 33
Maximum application, 59
Minimum application, 59
References
Air Force Manual (AFMAN) 36-2236. Guidebook for Air Force Instructors, 12 November
2003.
Bloom, Benjamin S., Max D. Englehart, Edward J. Furst, Walker H. Hill, and David R.
Krathwohl. The Taxonomy of Educational Objectives, The Classification of Educational Goals,
Handbook I: Cognitive Domain. New York: McKay, 1956.
Halpern, Diane F. Thought and Knowledge: An Introduction to Critical Thinking. New Jersey:
Lawrence Erlbaum Associates, 1996.
Hopson, Barrie, and Mike Scally. Time Management: Conquering the Clock. California:
Pfeiffer & Company, 1993.
Krathwohl, David R., Benjamin S. Bloom, and Bertram B. Masia. Taxonomy of Educational
Objectives, The Classification of Educational Goals, Handbook II: Affective Domain. New
York: McKay, 1964.
Mayer, Jeffrey J. If You Haven’t Got The Time To Do It Right, When Will You Find The Time To
Do It Over? New York: Fireside/Simon & Schuster, 1990.
Mayer, Jeffrey J. Time Management for Dummies. California: IDG Books, 1995.
McGee-Cooper, Ann and Duane Trammel. Time Management for Unmanageable People.
New York: Bantam Books, 1994.
University of Northwestern Ohio, Virtual College. Learning Styles Evaluation, 14 December
2000.
78 Chapter Three: Successful Learning
Progress Check Answers
1.
Don’t be caught off guard
Follow a set schedule
Get organized (prioritize tasks/assignments)
Don’t procrastinate
Budget time for work and play (avoid burnout)
2.
Build “no studying” time into my schedule.
Participate in outside activities such as:
o Flight outings / sightseeing
o Community activities / shopping
Visit local friends and family
3.
Work ahead
Set a realistic deadline and stick to it
Do the task early; get it out of the way
Find ways to make tasks more interesting
Set aside part of day to get all the little tasks out of the way
Use calendar
4.
Allows me to focus on important items first
Allows time to read, study, and practice
Prevents/avoids procrastination
Prevents having to rush at the last minute to complete an assignment
Reduces / eliminates stress associated with falling behind
Allows free time to relax more
Chapter Three: Successful Learning 79
5.
Difficulty following written directions A
May not look speakers in the eye A
Has difficulty with spoken directions V
Needs to see it to learn it V
Has difficulty sitting still T
Learns better when involved T
Participate in discussions, ask questions, and repeat given information A
Discuss the material with someone else A
Use multicolored highlighters to organize notes V
Write everything down; review often V
Role play, “be the ball” T
Take frequent breaks T
6.
c Definition of Learning a. instead of memorizing, seek to understand
b Take Notes b. include main ideas and supporting details
a Study c. changes the way a person thinks, feels, or behaves
g Practice d. one indicator of how well you have learned
h Formative Exercises e. apply information after graduation and continue learning
d Testing f. determine if you have met learning objectives
f Summative Evaluation g. reinforces knowledge, builds self-confidence
e Lifelong Learning h. indicate preparedness for summative evaluation
80 Chapter Three: Successful Learning
7. Match the sub-competency description from the right column with the corresponding
competency in the left column. All answers used only once.
f Employing Military Capabilities a. Adaptability
c Enterprise Perspective b. Negotiating
h Managing Organizations and Resources c. Global, Regional and Cultural Awareness
a Strategic Thinking d. Diversity
d Leading People e. Active listening
b Fostering Collaborative Relationships f. Operational and Strategic Art
g Embodies Airman Culture g. Ethical Leadership
e Communicating h. Change Management
Chapter Three: Successful Learning 81
IDDP Exercise - Answers
Training Scenario #1 (Identify Only)
As stated before, this simulated situation (scenario) does not include actions, decisions, or
behaviors. It contains only the information needed to identify the core value of Integrity First.
Even though the words “Integrity First” are not in the text, the inclusion of critical attributes such
as courage, honesty, accountability, responsibility, and so forth help you recognize the concept
of Integrity First.
QUESTIONS SAMPLE RESPONSES
What’s going on in this scenario? Your answer should center on:
MSgt Sperrow is reading a special duty job
advertisement.
What core values are evident in this
scenario?
Your answer should be:
Integrity First
Why do you say Integrity First? Your answer should center on:
In the Core Values (Little Blue Book) I read
about Integrity First and this text uses words
and phrases that describe the moral traits under
Integrity First.
Which moral traits do you see?
Your answer should center on:
Courage: Line 2: do what is right even if the
personal cost is high
Openness: Line 3: free flow of information and
seeking feedback from all directions and Line
4/5: willingly invite examination of how they
do business
Self Respect: Line 4: never act in ways that
would discredit the organization
Responsibility: Line 5/6: acknowledge their
duties and acting accordingly
Humility: Line 6: sobered by the awesome task
of defending the Constitution
82 Chapter Three: Successful Learning
Training Scenario #2 (Entire IDDP process)
QUESTIONS SAMPLE RESPONSES
What is going on in this scenario? Your answer should center on:
TSgt Ware submits his subordinate for the
quarterly awards and the subordinate wins, but
when TSgt Ware goes to congratulate SrA
Brown, he hears MSgt Sperrow lie to SrA
Brown.
What core values are evident in this
scenario?
Integrity First
Why do you say Integrity First? Your answer should center on:
In the Core Values (Little Blue Book) we read
about Integrity First and this text uses words
and phrases that describe the moral traits under
Integrity First.
Honesty: Line 10/11: “…he didn’t want to be
bothered but with a little arm twisting, I finally
convinced him to submit you.”
Accountability: Line 10/11: “…I finally
convinced him to submit you.”
Are MSgt Sperrow’s actions appropriate or
inappropriate?
Inappropriate
Why do you say inappropriate? Your answer should center on:
From the Core Values (Little Blue Book) we
know that honesty is the hallmark of the
military professional…we never lie, and we do
not tolerate those who do. MSgt Sperrow lied
about convincing TSgt Ware to submit the
awards package.
We learned that Accountability means never
shifting the blame to others or taking credit for
the work of others. In lying about the issue,
MSgt Sperrow is also taking credit for TSgt
Ware’s initiative to submit SrA Brown.
Chapter Three: Successful Learning 83
What should MSgt Sperrow have done? Your answer should center on:
Rather than lie about the submission issues and
take credit for it, she should adhere to the core
value of Integrity First and demonstrate
commitment to the core values by being honest
with SrA Brown.
What can you predict will be the impact of
MSgt Sperrow’s inappropriate actions? Your answer should center on:
Confidence in and respect for MSgt Sperrow
will decline; subordinates may no longer be
willing followers.
Her actions contribute to a breakdown of the
Core Values Continuum…when others see her
act without integrity they may soon follow suit
thus ethical erosion occurs and the ripple effect
can be devastating!
84 Chapter Three: Successful Learning
Attachment 1
Use this excerpt from the Little Blue Book to complete the IDDP Exercise.
(1) INTEGRITY FIRST
Integrity is a character trait. It is the willingness to do what is right even when no one is looking.
It is the “moral compass”—the inner voice; the voice of self–control; the basis for the trust
imperative in today’s military.
• Integrity is the ability to hold together and properly regulate all of the elements of a personality.
A person of integrity, for example, is capable of acting on conviction. A person of integrity can
control impulses and appetites.
• But integrity also covers several other moral traits indispensable to national service.
· Courage. A person of integrity possesses moral courage and does what is right even if
the personal cost is high.
· Honesty. Honesty is the hallmark of the military professional because in the military,
our word must be our bond. We don’t pencil-whip reports, we don’t cover up tech data
violations, we don’t falsify documents, and we don’t write misleading operational
readiness messages. The bottom line is we don’t lie, and we can’t justify any deviation.
· Responsibility. No person of integrity is irresponsible; a person of true integrity
acknowledges his or her duties and acts accordingly.
· Accountability. No person of integrity tries to shift the blame to others or take credit for
the work of others; “the buck stops here” says it best.
· Justice. A person of integrity practices justice. Those who do similar things must get
similar rewards or similar punishments.
· Openness. Professionals of integrity encourage a free flow of information within the
organization. They seek feedback from all directions to ensure they are fulfilling key
responsibilities, and they are never afraid to allow anyone at any time to examine how
they do business.
· Self-respect. To have integrity also is to respect oneself as a professional and a human
being. A person of integrity does not behave in ways that would bring discredit upon
himself or the organization to which he belongs.
· Humility. A person of integrity grasps and sobered by the awesome task of defending
the Constitution of the United States of America.
Chapter Three: Successful Learning 85
This Page Intentionally Left Blank
86
Inside this chapter:
Cognitive Techniques and Skills of Strategic Thinking
Critical Thinking
Creative Thinking
Innovative Thinking
Adaptive Thinking
Reflective Thinking
Analytical Thinking
Future Thinking
Synthesis
Critical Thinking: A Closer Look
The Critical Thinking Sub-Skills
Investigate
Create and Develop
Communicate
Evaluate
Characteristics of the Critical Thinker
Critical Thinking Hindrances
Approaches for Evaluating Information
Consider the Source
Faciones’s Scoring Rubric
Thinking Deeply About Leadership
Impact on NCO Effectiveness
"It is the mark of an educated mind to be able to entertain a thought
without accepting it."
- Aristotle
CHAPTER FOUR: Strategic Thinking
Imagine yourself as the NCOIC in midst of preparing
your work center for an operations or compliance
inspection. You have been assigned there for a while and
feel very comfortable with the way operations are being
conducted. However, during an inspection preparation
meeting with key players, a member brand new to the unit
questions the way your section conducts business. He
suggests several never-seen-before ideas that will
completely alter the way your section does business and,
if implemented, will undoubtedly improve efficiency. Are
you willing and able to consider this “new guy’s”
perspective and suggestions? Why is it that he came up
with these revolutionary ideas and you did not? What
cognitive techniques and skills did he use to envision and
create such ideas?
Chapter Four: Strategic Thinking 87
Your cognition, or ability to think and learn, is vital to
your success. Consider the following:
Your skills and talents are the natural strengths you have, determination is the size of your
dreams and imagination, effort is how much work you are willing to do, and cognitive ability
refers to how well one utilizes the cognitive techniques and skills of critical, creative, future,
adaptive, innovative, reflective, systems thought to compile various pieces of information, ideas,
concepts, conclusions, etc. in new and different ways to reach desired results.
Upon completion of this chapter you
should be able to:
TERMINAL COGNITIVE
OBJECTIVE:
Comprehend strategic thinking
concepts and their impact on NCO
effectiveness.
Terminal Cognitive Samples of
Behavior:
1. Explain how strategic thinking
impacts NCO effectiveness.
2. Give examples of strategic
thinking’s impact on NCO
effectiveness.
3. Predict the impact of strategic
thinking on NCO effectiveness.
AFFECTIVE OBJECTIVE:
Value strategic thinking and how it
enhances NCO, subordinate, unit, and
mission effectiveness.
Affective Samples of Behavior:
1. Actively participate in strategic
thinking opportunities that
develop critical, creative, future,
adaptive, innovative, reflective,
systems thinking, and
synthesizing information, ideas,
concepts, conclusions that impact
NCO, subordinate, unit, and
mission effectiveness.
2. Willingly accept that strategic
thinking techniques are important
to NCO, subordinate, unit, and
mission effectiveness.
3. Develop a preference for using
strategic thinking techniques to
enhance NCO, unit, and mission
effectiveness.
4. Commit to using strategic
thinking techniques to enhance
NCO, subordinate, unit, and
mission effectiveness.
88 Chapter Four: Strategic Thinking
Cognitive Techniques and Skills of Strategic Thinking
Just because you have a sharp wit or belong to Mensa (an intellectual society that requires a high
IQ to be a member) does not mean you are a proficient strategic thinker. There are geniuses that
are renowned for their irrational beliefs and unreasonable opinions. Remember Dr. Ted
Kaczynski (also known as the Unabomber)? He
was a highly intellectual child prodigy!
This chapter begins by examining the cognitive
techniques and skills that support strategic
thought (Critical Thinking, Creative Thinking,
Innovative Thinking, Adaptive Thinking,
Reflective Thinking, Analytical Thinking Future
Thinking, and Systems Thinking, and Synthesis)
and how these skills enhance NCO,
organizational, and mission effectiveness and that
desired state of success.
Critical Thinking
Critical thinking is part of the human understanding process and embody “those cognitive skills
or strategies that increase the probability of a desirable outcome...thinking that is purposeful,
reasoned and goal directed - the kind of thinking involved in solving problems, formulating
inferences, calculating likelihoods, and making decisions when the thinker is using skills that are
thoughtful and effective for the particular context and type of thinking task.”5
Creative Thinking
Creative thought unlocks the power of possibility by
fostering new and innovative ideas or as Professor Guy
Claxton puts it, is simply the skill of “coming up with a new
idea when you need one.”6 Although many psychologists
believe this skill originates during childhood and the awe of
wonder, creative thought exists throughout all facets of life.
It is the cognitive ability to imagine and innovate.
Imagination is simply the capacity to conceive what is not —
something that does not exist or may exist but cannot be
perceived. It is the ability to conjure new realities and
possibilities.7 Consider the creative thought by one of the
world’s most renowned scientists and modern-day thinkers,
Albert Einstein.
Albert Einstein conducted thought experiments that enabled
him to make leaps that other scientists of his time (even the great ones) could not. It wasn’t that
Einstein had lots more determination or computational brainpower than others who came
tantalizingly close to many of Einstein’s most famous insights.
Strategic thinking refers to the ability to
take a long-term view and build a shared
vision that clearly defines and expresses a
future state. It requires the ability to
demonstrate innovative and creative
insights/solutions for guiding and directing
organizations.
Chapter Four: Strategic Thinking 89
The difference, according to biographer Walter Isaacson, was imagination. From the time
Einstein was young, he practiced visualizing things in novel ways. What would it be like, he
asked himself, if you could run alongside a wave of light? What if you were in an enclosed
elevator accelerating up through space? By starting with such questions and playing with them,
instead of accepting the “givens” of normal science, Einstein was able to take his already
extraordinary mind and open it even more, and thus his theory of relativity was born.8
If imagination is the capacity to conceive of what is not, then creativity, in turn, is imagination
applied: doing something, or making something, with that initial idea. However, not all acts of
creativity are inherently innovative. Innovation comes when an act of creativity has somehow
advanced the existing form.9
Innovative Thinking
The world has relied on innovation and has benefited greatly by the innovative spirit. From the
creation of the wheel and telephone to the automobile and the Internet, these revolutionary feats
have propelled civilization to new and never-before imagined technological and procedural
frontiers. The contributions of innovative thinkers throughout military history led to the
competitive advantage and advancement of operations planning, advanced weaponry, and
organizational efficiency; all of which support America’s premier fighting force.
Innovative thinking from an organizational standpoint can be simplified using The Innovation
Value Continuum (above).
Efficiency Innovation focuses on identifying new ideas for improving what already
exists. This approach requires minimal investment since the team is building on the past
and only looking for small changes to what is currently being done. These innovations
are lower-impact improvements or adaptations of an organization’s existing products,
services, programs, or processes. The strategy for Efficiency Innovations is usually to cut
costs, reduce cycle time, improve quality, offset a competitor’s move, or attract new
customers. Typically, only small gains are realized.
Evolutionary Innovation focuses on identifying ideas that represent something
“distinctly new and improved.” An example of an Evolutionary Innovation is the
introduction of automatic banking machines that transformed the way banks viewed their
staffing needs and shifted banking from set hours to banking at any hour. Evolutionary
Innovation requires the team to look more broadly than cost-savings initiatives and see
the “bigger picture” of what is really needed in the organization.
90 Chapter Four: Strategic Thinking
Instead of duplicating what already exists, the team must look for new ways to bring
value to the organization and its customers through new and improved products, services,
and processes which can change the way customers relate to the organization or the way
work is processed within the organization.
Revolutionary Innovation focuses on radically new and better ideas that may dismantle
the existing structure of the organization. For example, McDonald’s fast-food approach
changed the restaurant business. Disney’s unique characters and interactive theme parks
changed the entertainment business. MP3 technology revolutionized the music sales
industry. 10
Note: Innovative thinking is not to be confused with Chapter Six: Adaption-Innovation
(A-I) Theory. A-I Theory pertains to the preferred cognitive thinking styles of adaptive and
innovative to solve problems whereas here, we concentrate on the cognitive skills and
techniques of adaptive and innovative thought.
Adaptive Thinking
The term adaptive thinking refers to the cognitive behavior one demonstrates when confronted
by unanticipated circumstances during the execution of a planned activity (i.e. military
operation). The skilled adaptive thinker is able to make adjustments within his or her plan to
either exploit the advantage or minimize the damage of the unanticipated event by adapting to
the conditions for a more successful outcome. Developing adaptive thinking does not occur in
controlled, predictable, or calm reflective environments. Rather, it occurs in complex,
challenging, and often stressful situations and requires deliberate practice and repetition.
Deliberate practice differs from simply exercising a skill or ability in that deliberate practice
involves:
Repetition. Task performance occurs repetitively rather than at its naturally occurring
frequency. A goal of deliberate practice is to develop habits that operate expertly and
automatically. If appropriate situations occur relatively infrequently or are widely spaced
apart while performing “as you fight” they will not readily become habitual.
Focused feedback. Task performance is evaluated by the coach or learner during
performance. There is a focus on the critical parts of how one does the task and
constructive criticism is provided at regular intervals.
Immediacy. After feedback is provided on task performance, there is an immediate
repetition so that the task can be performed more in accordance with expert norms.
Focusing on weaknesses. Deliberate practice can be tailored to the individual and
focused on areas of weakness. During "train as you fight" performances the individual
will avoid situations in which he knows he is weak, and rightly so as there is a desire to
do one’s best.11
Chapter Four: Strategic Thinking 91
Reflective Thinking
Reflective thinking is part of strategic thought that pertains specifically to the processes of
analyzing and making judgments about what we know, what we need to know, and how we
bridge that gap. This cognitive skill is the active, persistent, and careful consideration of beliefs
or supposed bodies of knowledge where one “steps back” and thinks about how he or she will
solve a problem and how the selected strategy will enable goal achievement.
Analytical Thinking
When you think analytically, you are examining (thinking comprehensively) about the different
parts or details of something in order to understand or explain it. However, we must realize that
analytical thought is not simply left brain, logical activity, but a whole-brain, purposeful, and
necessary approach for developing creative and innovative ideas. For instance, when analyzing a
concept, object, or problem, you may be required to consider the following:
Cause and effect Complexity
Similarities and differences Possible solutions and alternatives
Associations and disconnections Steps within a process
Relationships between all parts Trends
Sequences of events Examples
One well-known method used to help in analytical thought include Asking the Five “W”
questions (Who? What? When? Where? Why?) as well as What if? and So what?
Another is called mind mapping. This is a diagram that begins with a central topic usually
placed in the middle with sub-topics and relevant details “branching” from the topic. Here is one
example that may assist you with your next vehicle purchase.
92 Chapter Four: Strategic Thinking
Future Thinking
Future thinking (sometimes referred to as futuring) is an intellectual process of peering into the
future through creative visioning, speculation, brainstorming, and disciplined research with the
intent of deflecting or controlling these events in a desired direction.12
It is the practice of visionaries, those who skillfully see desired goals and outcomes through their
mind’s eye. Now futurists are not mythical fortune tellers or able to predict the future; future
thinking assists those with vision to design alternative futures based on available data. They then
incorporate creative and innovative thinking to solve existing social and technical problems.13
Systems Thinking
In essence, systems thinking is a discipline of seeing the “whole,” recognizing patters and
interrelationships and learning how to structure more effective, efficient decisions. The two
systems of thinking include: System 1 – Reactive Thinking and System 2 – Reflective Thinking.
System 1 (Reactive Thinking) relies heavily on situational cues, prominent memories,
trial and error, and heuristic thinking (discovering solutions for self) to arrive quickly and
confidently at judgments, particularly when situations are familiar and immediate action
is required.
System 2 (Reflective Thinking) is broad and informed problem-solving and deliberate
decision making. It is useful for judgments in unfamiliar situations, for processing
abstract concepts, and for deliberating when there is time for planning and more
comprehensive consideration. Argument making is often part of the deliberation process
when making System 2 decisions.
The concept of systems thinking is covered comprehensively in the Continuous Improvement
chapter.
Synthesis
Synthesis, a higher order of thinking that pertains to critical thinking and the ability to combine
various pieces of information, ideas, concepts, conclusions, etc. in new and different ways. It
requires the cognitive flexibly to determine alternatives and explore new methods to
accomplishing a given task (i.e. problem solving). By utilizing the cognitive skills and techniques of
critical, creative, innovative, adaptive, reflective, analytical, and future thinking; we are able to
construct, compile, formulate, modify, discuss, and eliminate existing thoughts and ideas to
construct, create, design, develop, propose, and test, new thoughts and ideas that are new,
improved, and innovative. Keep in mind that the ability to synthesize thoughts and ideas relies
heavily on one’s ability to think abstractly.
Often referred to as “outside of the box thinking,” abstract thinking is the ability to
conceptualize, generalize, or understand that encountered concepts can have multiple meanings.
Chapter Four: Strategic Thinking 93
Such thinkers may see patterns beyond what is considered obvious and are able to use various
patterns, ideas, and clues to solve complex problems. Abstract thinking helps to solve problems
in more creative and innovative ways. Take a moment to appreciate this abstract painting by the
famous surrealist painter, Salvador Dali. Titled “The Paranoiac Visage,” this painting (circa
1935) is an example of double imaging. For some, it depicts a village. For others, it portrays a
face. What did you see first? Can you see both images?
Try this: Distance yourself from the
picture as this allows you to take in all
aspects of the painting’s attributes like
the colors, shapes, shades, dimension,
and contrast. You may even realize
Dali’s point of view and intent for
painting this masterpiece!
94 Chapter Four: Strategic Thinking
Progress Check
1. Match the cognitive technique and skill to its respective definition.
Note: All responses are only used once.
__ Adaptive Thinking a. Thinking that is purposeful, reasoned
and goal directed involved in solving
problems, formulating inferences,
calculating likelihoods, and making
__ Analytical Thinking b. It is the cognitive ability to imagine
and innovate
__ Creative Thinking c. Thinking that results in efficiency,
evolutionary, and revolutionary
improvements and advancements
__ Critical Thinking d. Thinking one demonstrates when
confronted by unanticipated
circumstances during the execution of
a planned activity (i.e. military
operation
__ Future Thinking e. Thinking that concentrates on what we
know, what we need to know, and
how we bridge that gap
__ Innovative Thinking f. Thinking that requires generative
thinking (divergent thinking): the
development of ideas
__ Synthesis g. The practice of visionaries, those who
skillfully see desired goals and
outcomes through their mind’s eye
__ Reflective Thinking h. ability to combine or compile various
pieces of information, ideas, concepts,
conclusions, etc. in new and different
ways
Chapter Four: Strategic Thinking 95
Critical Thinking: A Closer Look
Of the cognitive skills and techniques noted in this chapter, critical thinking is the most dynamic
and requires a deeper understanding. Before we delve deeper into critical thinking, take a
moment to attempt the following mind-bender.
Exercise: Connect the Dots
Link all 9 dots using four straight lines or fewer, without lifting the pen and without tracing the
same line more than once. Hint: To solve this puzzle you need to think “outside the box.”
“Ultimately, it is not we who define thinking; it is thinking that defines us.”
- Carey, Foltz, & Allan
It is the critical appraisal of beliefs, perspectives, and claims to arrive at well-reasoned
judgments.14 Often considered consequential (far-reaching or momentous) thinking, critical
thought is used to solve problems in practical, creative, or scientific ways; engaging in
psychological reasoning; and adopting different perspectives when evaluating ideas or issues.15
We use critical thought when handling those tough topics and tasks, sampling different
approaches to problems, evaluating strategies, and internalizing appropriate questions and
concepts. Therefore, in order to think critically we may have to consider and adopt a new way of
thinking. Consider the story of Dr. John Snow, a mid 19th-century British physician.
96 Chapter Four: Strategic Thinking
Dr. Snow was faced with the arduous task to discover the
reason for a massive cholera (a water-borne bacterial
infection) outbreak that plagued neighborhoods in and
around London. Using a map of the city, Dr. Snow plotted
the addresses of all the known dead— around 500 people—
as well as the location of all the local public water pumps.
After much analysis, investigation, creativity, logical theory
development, and discussions with fellow health
professionals and water treatment specialists, Dr. Snow
realized that the majority of the cholera-related deaths
occurred near one particular water pump. He ordered the
removal of the pump and within a few weeks, the epidemic
ended.16
Humans synthesize their perception of reality in the context
of their basic emotional needs, values, and principles in order to create new ideas and draw
conclusions. During this process, they may or may not use critical thinking as this requires us to
combine our rational logic, creativity, common sense, and intuition into structured expressions of
clear solutions and ideas that are useful and relevant to the task.
Critical thinking is very important in the global economy driven by information and technology.
You have to be flexible, be able to deal with the abundance of new information, and be able to
analyze and integrate information to solve problems at an incredible pace. How many times in
your career have you had to come up with new ideas or to pick from ideas to determine the best
one to accomplish the mission? Military members across the Air Force and at all levels use
critical thinking to solve perplexing problems on- and off-duty that endanger personal and
organizational morale, welfare, task completion, and ultimately mission accomplishment. For
instance, to determine the resources needed to meet specific objectives, ways to procure them,
and logical alternatives for those resources if they are simply unavailable; we must apply the
critical thinking sub-skills demonstrated by Dr. Snow which are: investigate, create and
develop, communicate, and evaluate.
Chapter Four: Strategic Thinking 97
The Critical Thinking Sub-Skills
Investigate
Investigation involves identifying the real problem(s), gathering pertinent data, asking
appropriate questions, analyzing and judging the value of available information, constructively
challenging ideas, and questioning assumptions. There are three actions that support one’s
ability to investigate: interpretation, analysis, and Inference.
Interpretation is extremely important when investigating and is the ability to
“comprehend and express the meaning or significance of a wide variety of experiences,
situations, data, events, judgments, conventions, beliefs, rules, procedures, or criteria.”17
Analysis assists investigations where one identifies “the intended and actual inferential
relationships among statements, questions, concepts, descriptions, or other forms of
representation intended to express belief, judgment, experiences, reasons, information, or
opinions.”18
Inference means “to identify and secure elements needed to draw reasonable conclusions;
to form conjectures and hypotheses; to consider relevant information and to educe the
consequences flowing from data, statements, principles, evidence, judgments, beliefs,
opinions, concepts, descriptions, questions, or other forms of representation.”19
Create and Develop
Critical thinkers use his or her imagination and understanding of a matter to create logical ideas
and explore possibilities. While expanding (developing) ideas with all the information gathered,
they are constantly on the lookout for patterns, recognizable differences, generalizations, and
plausible conclusions and predictable outcomes. Oftentimes, we are faced with situations where
all the information is simply unavailable. It is during these instances that the critical thinker
relies on his or her abilities to creatively think and “fill in the blanks” with logical information
and assumptions.
Communicate
Critical thinkers interact with different audiences not to argue, debate, or criticize, but to collect,
consider, and accept the inputs of others. Within and across organizations, we are often teamed
with other adaptive and innovative thinkers to investigate situations, and create [develop] logical
thoughts. With this in mind, we must always remain cognizant, considerate, and open to the
perspectives and inputs of others as we seek best possible solutions to problems and strategies to
situation improvement. The sub-skill set of explanation is essential to effective, intellectual
communication.
Explanation: the ability to present in a cogent and coherent way the results of one’s
reasoning.
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It is “to state and to justify that reasoning in terms of the evidential, conceptual,
methodological, criteriological, and contextual considerations upon which one’s results
were based; and to present one’s reasoning in the form of cogent arguments.” 20
Evaluate
Evaluation is assessing “the credibility of statements or other representations which are accounts
or descriptions of a person’s perception, experience, situation, judgment, belief, or opinion; and
to assess the logical strength of the actual or intended inferential relationships among statements,
descriptions, questions or other forms of
representation.”21
Critical thinkers must often go
to great lengths to thoroughly evaluate the
accuracy and validity of information, whether
specific claims are true, if perspectives are
rational, and if identified solutions and
alternatives are in fact reasonable. Other
variables susceptible to evaluation also include:
related arguments, interpretations, beliefs,
theories, policies and regulations, and one’s own
reasoning.22
Self-regulation is a sub-skill set of
evaluation.
Self-regulation means to “self-consciously monitor one’s cognitive activities, the
elements used in those activities by applying skills in analysis, and evaluation to
one’s own inferential judgments with a view toward questioning, confirming,
validating, or correcting either one’s reasoning or one’s results.”23
Characteristics of the Critical Thinker
Critical thinking is more than thinking logically or analytically, it also means thinking rationally
or objectively. There is an important distinction. Logic and analysis are essentially
philosophical and exacting concepts, whereas thinking rationally and objectively are broader
concepts that embody the fields of psychology and sociology.
The first step to becoming a proficient critical thinker is
developing the proper attitude that embodies the following
characteristics: open-mindedness, healthy skepticism,
intellectual humility, free-thinking, and high motivation.
The first two characteristics may seem contradictory;
however, the critical thinker must be willing to consider,
investigate, and evaluate viewpoints different from his or her
own while recognizing that do not merit such consideration.
A critical thinker must be neither inflexible nor naive.
Healthy Skepticism: Too much
skepticism will lead you to doubt
everything and commit yourself to
nothing, whereas too little will lead one to
gullibility and credulousness.
Chapter Four: Strategic Thinking 99
Therefore, being both open-minded and skeptical means simply seeking the facts, information,
and data along with the reasoning to support issues you intend to evaluate.
It is examining issues from as many perspectives as possible, seeking the positive and negative
points of each, and even accepting the fact that you may be in error yourself. In the end, as a
critical thinker we must always remain focused on seeking the truth rather than merely trying to
please others or finding fault with their views.
Intellectual humility means adhering tentatively to recently acquired opinions and belief and
being prepared to examine all new evidence and arguments even if such efforts leads you to
discover flaws in your own cherished opinions and beliefs. This requires us to stop thinking that
every complex issue can be reduced to a principle of right and wrong or black and white.
Instead, we must begin thinking in terms of degrees of certainty and shades of grey. Sometimes,
“I don’t know” can be the wisest position to take on an issue. Socrates once said, “Arrogance
does not befit the critical thinker.”
A critical thinker must also have an independent mind and be a free-thinker. To think freely,
you must restrain your desire to agree and accept an opinion or belief because of social pressures
to conform. This can be quite difficult and virtually impossible for some. You must be willing
to ask if conformity is motivating your belief or opinion and, if so, have the strength and courage
to at least temporarily abandon your position until you can complete a more objective and
thorough evaluation.
Finally, the critical thinker must possess a natural curiosity to pursue his or her understanding of
a matter and be highly motivated to put in the effort necessary to evaluating multiple sides of the
issue. This may require the critical thinker to ask many questions, which can be unsettling to
those expected to respond.
Isadore Rabbi, a Nobel-prize winning physicist, tells a story of his childhood in the Jewish ghetto
of New York. When the children came home from school, their mothers would ask them, “What
did you learn in school today?” But Isadore's mother would ask him, “What good questions did
you ask today?” Dr. Rabbi suggests he became a physicist and won the Nobel Prize because he
was valued more for the questions he was asking than the answers he provided.24
Asking questions is one of the most important things you
can do on your journey to becoming a good critical thinker.
A critical thinker cannot be a lazy thinker! A critical
thinker must be careful not to fall into a drone mentality or
being set on ”autopilot” where you fall into a pattern of not
paying attention to the world around you—it can easily
sneak up on you. Here is an exercise to see if you have
drone creep.
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Exercise: Drone Creep
So how much do you pay attention to the world around you? Can you identify a common,
everyday object you’ve handled countless times throughout your life?
SELF-REFLECTION OPPORTUNITY: How many times have you heard the saying, “This
is how we’ve always done it?” How can having the critical thinking mindset increase your
ability and affect the unit and mission effectiveness?
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Progress Check
2. What are the four sub-skill sets of critical thinking?
3. What does self-regulation mean?
4. What is open-mindedness?
5. How can you be open-minded and still maintain a healthy sense of skepticism?
6. What does intellectual humility mean?
7. What does it mean to be a free-thinker?
8. What does it mean to have a high motivation to become a critical thinker?
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Critical Thinking Hindrances
Each day of your life you become exposed to things that hinder and
obstruct your ability to think clearly, accurately, and fairly. Some of
these hindrances result from unintentional and natural human limitations,
whereas others are clearly calculated and manipulative. Some are
obvious, but most are subtle or insidious. Armed with the proper
attitude, a critical thinker must next understand how to recognize and
avoid (or mitigate) the gauntlet of deception that characterizes everyday
life. These hindrances can be divided into four categories:
Basic Human Limitations – These apply to everyone, including the
greatest of critical thinkers. These limitations remind us that we are not perfect and that our
understanding of facts, perceptions, memories, built-in biases, etc., precludes our ability of ever
seeing or understanding the world with total objectivity and clarity. The best one can do is to
acquire a sufficient or adequate understanding of the matter at hand.
Use of Language - Is inherently relevant to critical thinking. The choice of words
themselves can conceal the truth, mislead, confuse, or deceive. From advertisements
that guarantee fast and easy weight loss to politicians assuring prosperity and riches for
everyone, a critical thinker must learn to recognize when words are not intended to
communicate ideas or feelings, but rather to control thought and behavior.
Faulty Logic or Perception – This leads to misconceptions, which are the basis of
false or mistaken ideas.
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Psychological or Sociological Pitfalls - Perceptions can be misinterpreted due to
psychological and sociological influences, and reasoning can be twisted to gain
influence and power. Consider the following visual example:
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Exercise: Critical Thinking Hindrances
Match the hindrances/definitions number to its corresponding example. Indicate your responses
by writing the numbers in the left-hand boxes. Then brainstorm one or two tips that will help
you avoid falling prey to each hindrance.
Basic Human Limitations
Hindrance Example Critical Thinking Tip
Air traffic controllers often have
difficulty making good judgments
after long hours on duty.
Dramatic stories of Bigfoot sightings
do not prove the existence of Bigfoot.
If one believes that more murders
occur during a full moon, then one
will tend to take notice of murders
that occur during a full moon and
tend not to take notice of murders
that occur at other times.
Police officers should not show a
photo of a possible assailant to a
witness prior to a police lineup, or
the actual memory of the witness
may be unconsciously replaced.
Some people are biased against
claims made by scientists because
their worldview appears too cold and
impersonal.
Chapter Four: Strategic Thinking 105
Hindrances/Definitions
1. Physical and Emotional Hindrances: Stress, fatigue, drugs, and related hindrances can
severely affect your ability to think clearly and critically.
2. Confirmation Bias and Selective Thinking: The process whereby you tend to notice and
look for what confirms your beliefs, and to ignore, not look for, or undervalue the
relevance of what contradicts your beliefs.
3. Testimonial Evidence: Relying on the testimonies and vivid anecdotes of others to
substantiate your own beliefs, even though testimonies are inherently subjective,
inaccurate, unreliable, biased, and occasionally fraudulent.
4. Personal Biases and Prejudices: Everyone has personal biases and prejudices resulting
from their own unique life experiences and worldview that make it difficult to remain
objective and think critically.
5. False Memories and Confabulation: Being unaware that your memories are often
“manufactured” to fill in the gaps in your recollection, or that some memories or facts, over
time, can be unconsciously replaced with fantasy.
Use of Language
Hindrance Example Critical Thinking Tip
Naming detergents “Joy” and
“Cheer” (positive), not “Dreary” and
“Tedious” (negative). The military
using the phrase “neutralizing the
opposition” (less negative) rather
than “killing” (negative).
An ad that claims a battery lasts “up
to” 30% longer but does not say it
will last 30% longer, and if it did,
longer than what.
The dairy industry cleverly
expresses fat content as a percentage
of weight, not of calories. Thus 2%
“low” fat milk really has 31% fat
when fat is measured as a percentage
of calories.
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Referring to a family as “a bounded
plurality of role-playing individuals”
or a homeless person as a “non-goal
oriented member of society.”
Expressions such as “As everyone
knows…” and “Common sense tells
us that…”
From the statement “Lying expert
testified at trial”, is the expert a liar
or is the person an expert on telling
when someone is lying?
Hindrances/Definitions
1. Doublespeak Jargon: The use of technical language to make the simple seem complex,
the trivial seem profound, or the insignificant seem important, all done intentionally to
impress others.
2. Meaningless Comparisons: Language that implies that something is superior but retreats
from that view.
3. Assuring Expressions: Using expressions that disarm you from questioning the validity
of an argument.
4. Ambiguity: A word or expression that can be understood in more than one way.
5. False Implications: Language that is clear and accurate but misleading because it suggests
something false.
6. Emotive Content: Intentionally using words to arouse feelings about a subject to bias
others positively or negatively in order to gain influence or power.
Faulty Logic or Perception
Hindrance Example Critical Thinking Tip
Irrationally believing that how one
wears their hat while watching a
football game can influence the
score.
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Making a claim that Printer A makes
better copies than Printer B, while
ignoring the important fact that only
Printer B can also fax, copy, and
scan.
Arguing that two children sharing the
same bedroom is wrong because
double-celling of criminals in a
penitentiary can lead to bad behavior.
“Because regulators have controlled
smoking in public places, their
ultimate goal is to control everything
else in our lives.”
After using a magnetic belt for a
while, a woman notices her back pain
is less, even though there may be a
dozen other reasons for the reduced
back pain.
Believing that there must be life on
Mars because no one has proved that
there is not life on Mars.
Hindrance/Definitions
1. Pragmatic Fallacy: Arguing something is true because “it works,” even though the
causality between this something and the outcome are not demonstrated.
2. Slippery Slope Fallacy: An argument that assumes as adverse chain of events will occur
but offers no proof.
3. Irrelevant Comparisons: Making a comparison that is irrelevant or inappropriate.
4. Argument from Ignorance: A logical fallacy claiming something is true because it has
not been proven false.
5. Apophenia* and Superstition: Erroneous perception of the connections between
unrelated events.
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* Meaning “unmotivated seeing of connections” accompanied by a "specific experience of
an abnormal meaningfulness" has come to represent the human tendency to seek patterns in
random nature in general, as with gambling, paranormal phenomena, religion, and even
attempts at scientific observation.
6. False Analogies: Making illogical analogies to support the validity of a particular claim.
Psychological and Sociological Pitfalls
Hindrance Example Critical Thinking Tip
“Anyone who supports removing
troops from Iraq is a traitor!”
Making jokes about one’s own
character in order to disarm critics
and evade having to defend policy.
Advertisements that appeal to one’s
vanity, pity, guilt, fear, or desire for
pleasure, while providing no logical
reasons to support their product
being better than a competitor.
“You should not believe a word my
opponent says because he is just
bitter because I am ahead in the
polls.”
“You are either with us, or with the
terrorists!”
Thousands of years ago the average
person believed that the world was
flat simply because most other
people believed so.
Hindrances/Definitions
1. Evading the Issue, Red Herring: If one has been accused of wrongdoing, diverting
attention to an issue irrelevant to the one at hand.
Chapter Four: Strategic Thinking 109
2. Poisoning the Well: Creating a prejudicial atmosphere against the opposition, making it
difficult for the opponent to be received fairly.
3. Ad hominem Fallacy: Criticizing the person making an argument, not the argument itself.
4. Fallacy of False Dilemma, Either/Or Fallacy: Intentionally restricting the number of
alternatives, thereby omitting relevant alternatives from consideration.
5. Ad populum, Bandwagon Fallacy: An appeal to the popularity of the claim as a reason
for accepting the claim.
6. Emotional Appeals: Making irrelevant emotional appeals to accept a claim, since emotion
often influences people more effectively than logical reasoning.
110 Chapter Four: Strategic Thinking
Progress Check
9. What are the four categories of hindrances to critical thinking discussed in this chapter?
10. Provide your own example for each of the categories above.
Chapter Four: Strategic Thinking 111
Approaches for Evaluating Information
When first learning a musical instrument or a sport, you can tell that some of your peers are
better at the instrument or the sport than others. Everyone makes progress, and soon everyone is
doing better than when they first started. You do not have to be an expert to begin to see
qualitative differences and to make reasonable evaluations. This, too, is true of critical thinking.
There are some readily available ways to begin to make reasonable judgments concerning
stronger or weaker uses of critical thinking.
Consider the Source
Aside from your personal experiences, where do you
usually acquire information? Sources such as the Internet,
TV, media publications, statistical reports, and surveys
probably come to mind. In today’s information age, there is
an overabundance of sources, but how do you know which
ones you can trust? While there is no simple answer, a
critical thinker should look for information sources that are
credible, unbiased, and accurate. This will depend on such
things as the source’s qualifications, integrity, and
reputation. Does the source have a motive for being
inaccurate or overly biased? It is extremely easy to fool
people with numbers—so you may consider becoming
educated in the fundamental principles of probability and statistics before believing statistical
information that supports an argument. These are the types of questions a critical thinker will
consider.
"Knowing a great deal is not the same as being smart; intelligence is not information alone but
also judgment, the manner in which information is collected and used."
- Carl Sagan
112 Chapter Four: Strategic Thinking
Exercise: Source Credibility
Consider the following question, and then determine whether you believe each source would be
credible to consult on this question. Briefly explain your answers. What other sources might be
worth consulting?
“Should television stations be prevented from broadcasting children’s shows that contain
violence?”
Source Credible? Why or Why Not?
A vice president of an
advertising agency that sells
toys and electronic games
A child psychologist
A Nobel Peace Prize winner
An owner of a video store
A representative from a
parenting group
A doctor specializing in
neurology
A programmer from a
television station
Friends of yours who have
children
A police officer who deals
with “juveniles”
Your congressional
representative
Chapter Four: Strategic Thinking 113
Fascione’s Scoring Rubric
In the following exercise, you will use a tool designed to evaluate statements in terms of critical
thinking called the Holistic Critical Thinking Scoring Rubric (HCTSR). This tool, developed by
Dr. Peter Facione and Dr. Noreen Facione, relies on the ordinary meanings of common terms
used to talk about thinking. It can aid you in evaluating real-life examples of critical thinking
because it only requires you to consider four evaluative definitions: strong, acceptable,
unacceptable, and weak.
This simple tool is sufficient to get you started evaluating critical thinking. Naturally, as you
learn more about critical thinking, you will become better at applying the rubric.
Holistic Critical Thinking Scoring Rubric (HCTSR)25
4 (Strong): Consistently does all or almost all of the following:
Accurately interprets evidence, statements, graphics, questions, etc.
Identifies the salient arguments (reasons and claims) pro and con.
Thoughtfully analyzes and evaluates major alternative points of view.
Draws warranted judicious, non-fallacious conclusions.
Justifies key results and procedures, explains assumptions and reasons.
Fair-mindedly follows where evidence and reasons lead.
3 (Acceptable): Does most or many of the following:
Accurately interprets evidence, statements, graphics, questions, etc.
Identifies relevant arguments (reasons and claims) pro and con.
Offers analyses and evaluations of obvious alternative points of view.
Draws warranted non-fallacious conclusions.
Justifies some results or procedures, explains reasons.
Fair-mindedly follows where evidence and reasons lead.
114 Chapter Four: Strategic Thinking
2 (Unacceptable): Does most or many of the following
Misinterprets evidence, statements, graphics, questions, etc.
Fails to identify strong, relevant counter-arguments.
Ignores or superficially evaluates obvious alternative points of view.
Draws unwarranted or fallacious conclusions.
Justifies few results or procedures, seldom explains reasons.
Regardless of the evidence or reasons, maintains or defends views based on self-
interest or preconceptions.
1 (Weak): Consistently does all or almost all of the following:
Offers biased interpretations of evidence, statements, graphics,
Questions, information, or the points of view of others.
Fails to identify or hastily dismisses strong, relevant counter-arguments.
Ignores or superficially evaluates obvious alternative points of view.
Argues using fallacious or irrelevant reasons, and unwarranted claims.
Does not justify results or procedures, nor explain reasons.
Regardless of the evidence or reasons, maintains or defends views based on self-
interest or preconceptions.
Exhibits close-mindedness or hostility to reason.
Chapter Four: Strategic Thinking 115
Exercise: Evaluating Student Statements
Imagine a professor has assigned a group of four students to comment on the Edward M.
Kennedy Serve America Act. Among other things, the bill, signed into law on April 21, 2009,
designates September 11th
as a national day of service. The group of four students has access to
the information outlined below.
Edward M. Kennedy Serve America Act
“The bill encourages voluntary service. The legislation provides for gradually increasing the
size of the Clinton-era AmeriCorps to 250,000 enrollees from its current 75,000. It outlines
five broad categories where people can direct their service: 1) helping the poor, 2) improving
education, 3) encouraging energy efficiency, 4) strengthening access to health care, and 5)
assisting veterans.”
“AmeriCorps offers a range of volunteer opportunities including 1) housing construction, 2)
youth outreach, 3) disaster response and 4) caring for the elderly. Most receive an annual
stipend of slightly less than $12,000 for working 10 months to up to one year”
“The bill also ties volunteer work to money for college. People 55 and older can earn up to
$1000 education awards by getting involved in public service. Those awards can be
transferred to a child, grand-child, or even someone they mentored”
“Students from sixth grade through senior year of high school could earn $500 education
awards for helping in their neighborhoods during a new summer program”
Read each of the students’ statements below and refer to the scoring rubric that follows. Apply
the scoring rubric by evaluating each student’s statement to see which level of the rubric offers
the best description of the reasoning evident in that statement. Place a label of 1, 2, 3, or 4, next
to each student’s statement.
116 Chapter Four: Strategic Thinking
Students’ Statements Label
Student #1: “My take on it is that this bill requires national service. It’s
like…a churchy-service-sorta-thing. But, you know, like run by the
government and all. We all have to sign up and do our bit before we can go
to college. That’s a great idea. Think about it, how could anyone be against
this legislation? I mean, unless they are either lazy or selfish. What excuse
could a person possibly have not to serve our country? The president is
right, we need to bring back the draft so that our Army has enough soldiers,
and we need to fix health care and Social Security. I don’t want to pay into a
system all my working life only to find out that there’s no money left when
it’s my time to retire”
Student #2: “Well I think this bill is a stupid idea. Who’s going to agree to
work for a lousy $12,000 a year? That’s nuts. I can earn more working at
Target or by enlisting in the Navy. This legislation is just more foolish
liberal nonsense that takes our nation one step closer to socialism. Socialism
is when the government tries to control too many things. And now the
president is trying to control volunteer service. Maybe you want to build
houses for poor people or clean up after hurricanes, but I don’t see how any
of that is going to help me pass physics or get me a better job after college.”
Student #3: “I think there are problems with the legislation, too. But you’re
wrong about people not wanting to volunteer. The number of hits on the
AmeriCorps Web site keeps going up and up each month. Retired people,
students, and people who just want to make a difference go there and to
Serve.gov to see what opportunities might exist near where they live. On the
other hand, I do have issues with the government being the organizing force
in this. Volunteerism was alive and well in America before Big Brother got
involved. I don’t see why we need to spend 5.7 billion dollars getting people
to do what they were already going to do anyway. We shouldn’t pay people
to be volunteers.”
Student #4: “That’s the point, some of them wanted to do volunteer service
but they need a small incentive. Nobody is going to get rich on the stipends
the government is offering. I think that people who want to keep
government at arm’s length are going to have problems with this bill. They
are right that it is another way that government is worming itself into every
facet of our lives. But a lot of people feel that way about religion, too; that’s
why they do not want to volunteer in programs sponsored by religious
groups because they don’t want to be seen as agreeing with all the beliefs of
that group. The real question for me is the effect that this legislation might
have on the future politics of our nation. All these volunteers could become,
Chapter Four: Strategic Thinking 117
in effect, people the Administration can call on in the next election.
Organizing tens of thousands Americans who basically agree with the idea of
public service at public expense is like lining up the Democratic voters who
will want to be sure these policies are not reversed by the Republicans. I’m
not talking about a vague idea like “socialism,” I’m talking about clever
politics, positioning the Democratic Party for success in 2012. On balance,
that’s OK with me. But we need to understand that this legislation will result
in more than just a lot of wonderful work by a large number of generous
Americans who are willing to give of their time to help others.”
118 Chapter Four: Strategic Thinking
Progress Check
11. As a critical thinker, what are some questions you should ask yourself about any source of
information?
12. What is the Holistic Critical Thinking Scoring Rubric (HCTSR) and how is it useful to
critical thinkers?
Chapter Four: Strategic Thinking 119
Thinking Deeply About Leadership
The purpose of the following activity is to get you to think deeper about
leadership. The questions are critical thinking questions designed to
allow you to explore the subject; however, there is no correct or best
answer. The NCODL course includes many chapters that help you think
deeper about these issues, so you may find it useful to record your
answers so you can revisit them during associated chapters throughout
the course.
Leadership Questions
Whether from a subordinate, peer, or supervisor, what do you really want when you ask for
feedback: What does it mean when people (especially superiors) say they want feedback?
How much feedback should you offer to others?
We all need feedback, but is feedback always necessary? If feedback is not needed, but as the
leader you ask for it anyway, what will happen? How do you get real feedback?
Do awards motivate people? What else might they do? How do you feel when people win
awards they don’t deserve? How do you know they don’t deserve them? Can awards cause
more harm than good? How? Why?
What motivates the people you work with? How do you know? What does it take for a leader
to effectively motivate others?
What is meant by: For leaders, asking questions—the right questions— is essential.
Do you think the statement, your power within an organization comes from dependent
relationships—those you depend on and those who depend on you” is true? If so, why? If
not, how would you rephrase the statement?
What is it that gives the word “no” power? Why does the word “yes” lack the same power?
Which is easier to say, “yes” or “no”? Why? Which word is more powerful over the long-
term? Why?
Should you encourage your followers to question authority? Why or why not?
Why might you take the blame for something that wasn’t your fault? What might happen if
you made it a habit to take on more blame in your organization? How can taking blame help
your organization? How can taking blame help you personally?
What are some reasons why leaders don’t or won’t fix broken processes even when they know
about them?
120 Chapter Four: Strategic Thinking
What is meant by: The cause of a problem is never the cause. It cannot be the cause. The
cause always has a cause which also cannot be the cause.
Consider the following types of employees and then answer the questions below.
Benevolent Obedient Employees: Genuinely care about the organization and follow all the
rules.
Benevolent Disobedient Employees: Care about the organization but usually do things their
own way. They push the boundaries of the organization and can instigate change.
Malicious Obedient Employee: Don’t care about the organization, but follow all the rules to
the letter.
Malicious Disobedient Employee: Are antagonistic to the organization and do not follow the
rules.
Assume you lead an organization with exactly 100 members:
Which type(s) of employee(s) would you keep? Why?
Of the types you keep, how many of each would you want? Why?
What would be the impact of having only Benevolent Obedient Employees?
How hard would it be to get rid of a Malicious Obedient Employee? Why? How
would you go about it?
What examples of priming do you see at work? Is it possible not to prime people
with whom you interact? As a leader and considering priming, can you ever
afford to have a bad day? How might priming increase or decrease your
effectiveness?
Note: Priming, which emerged in the 1960s, is summarized as, “The language and
expressions leaders use on a daily basis prime followers to think in a certain way.
It’s one of the subconscious processes which occurs continuously in all
organizations”
What is meant by: “The heart of leadership is constant inquiry?”
Note: One group of people is content with their regular routine and never seeks to
learn anything. Another group of people never seems to be satisfied with what
they know. They have a constant desire to seek a better understanding of
themselves and the world in which they live.
Chapter Four: Strategic Thinking 121
What purpose do meetings serve even when they don’t seem to have a purpose?
Can you please everyone at work? If not, whom should you aim to please most?
Why?
Do you agree or disagree with this statement: Effective leadership is grounded in
purpose. As an enlisted leader your purpose is to seek a better understanding of
the complex interrelationships within the unit or work center you are leading?
Why?
What does it mean to be fair? If things are perceived as unfair, what can a leader
do to change the perception?
Is there someone in your organization who you just can’t stand to be around but
everyone else seems to like? What is it that causes you to feel this way? To what
extent might your effectiveness be limited if you refuse to acknowledge your
inner motivations and emotions?
Do you know what your subordinates expect of you? Are you willing to fulfill
that role for them? How likely is it that you will fail to live up to subordinate
expectations? How will you deal with it? How “human” do people expect their
leaders to be?
Impact on NCO Effectiveness
Critical thinking is very important in
today’s military. You must be able to
analyze and integrate information to
solve problems at an incredible pace.
Critical thinking requires you to
combine your rational logic, creativity,
common sense, and intuition into
structured expressions of clear solutions
and ideas that are useful and relevant to
the task. How many times in your
career have you had to come up with
new ideas or pick from ideas to
determine the best one to accomplish
the mission? Critical thinking not only helps you become more effective in mission-related
decisions, it is also useful when it comes to reflection and life choices.
122 Chapter Four: Strategic Thinking
Critical thinking skills help you:
Make well-reasoned judgments about what to believe and what to do
Make consistent and well-reasoned decisions
Remain open-minded and fair-minded
Analyze and interpret better in order to and solve a myriad of problems
Ask better questions so that you (and your subordinates) learn better, learn more
Better regulate your actions, decisions, and behaviors,
Consider multiple perspectives and approaches and study complex problems without
bias
Analyze situations critically and reach conclusions that may not follow the
conventional wisdom but could be the key to success
Understand that, in many situations, there is no right answer
Chapter Four: Strategic Thinking 123
Progress Check
13. How might critical thinking skills impact your effectiveness as an NCO?
Exercise: Self-Test
Turn to Attachment 1 at the end of this chapter and take a few minutes to complete the self-test.
SELF-REFLECTION OPPORTUNITY: Do you welcome feedback whether it’s
from a subordinate, peer, or supervisor? Are you able to objectively assess the
feedback? How can this enhance you, the unit, and the mission effectiveness? What
will you do to encourage critical thinking in your unit?
124 Chapter Four: Strategic Thinking
Summarize and Reflect
Strategic thinking is a compilation of active, cognitive ability imperative to the effectiveness and
credibility of today’s military enlisted leader and essential as he or she faces complex and
unstructured environments with constrained resources. Existing problems and ambiguous
situations detrimental to mission progress and success demand a proactive approach by all
involved and impacted. As NCOs, we must actively learn as much as possible about each
problem and situation we encounter so that we can begin formulating feasible solutions and
alternatives. As we move toward possible resolution, we must continue to think deliberately
about all facets of the existing situation to include probable, unanticipated surprises,
uncertainties, and changes that may (or even may not) occur along with the appropriate actions to
take in the event these situations arise.
This chapter began by examining the eight cognitive skills and techniques that make up strategic
thought. It continued by exploring critical thinking further, immediately offering you an
opportunity to your critical thinking skills with an exercise. This chapter presented various
concepts pertaining to critical thought to include: the attributes of a proficient critical thinker,
known habits of the critical mind, and the essentials to adopting the attitude of a proficient
critical thinker. It then investigated various hindrances to critical thinking from basic human
limitations to the use of language, recognizing faulty logic and perceptions, as well as
understanding psychological and sociological pitfalls. Next, you explored approaches to
evaluating information sources and did some brainstorming of your own. In this chapter, you
were given a chance to evaluate four students’ thinking process using Facione’s Scoring Rubric.
As you evaluated their thinking process, hopefully, you learned a little about your own thinking
process. Lastly, the chapter challenged you to spend some time thinking critically about
leadership and on the impact critical thinking skills have on NCO effectiveness.
So, how do you rate as a Strategic thinker? Be honest with yourself so you can truly gauge
where you stand in the realm of personal thinking patterns. As stated at the beginning of this
chapter, your success is determined by your skills and talents, determination, effort, and
cognitive ability. Therefore, you are in complete control of your success. It all depends on your
determination and effort, and of course, your strategic thinking skill.
Chapter Four: Strategic Thinking 125
Key Terms
Adaptive Thinking, 90
Ad hominem Fallacy, 109
Ad populum, Bandwagon Fallacy, 109
Ambiguity, 106
Analytical Thinking, 91
Apophenia and Superstition, 107
Argument from Ignorance, 107
Assuring Expressions, 106
Basic Human Limitations, 102
Communicate, 97
Confirmation Bias and Selective
Thinking, 105
Create and Develop, 97
Creative Thinking, 88
Critical Thinking, 88
Doublespeak Jargon, 106
Emotive Content, 106
Emotional Appeals, 109
Evading the Issue, Red Herring, 108
Evaluate, 98
Fallacy of Dilemma, Either/Or Fallacy,
109
False Analogies, 108
False Implications, 106
False Memories and Confabulation, 105
Faulty Logic or Perception, 102
Free-thinker, 99
Future Thinking, 92
Highly motivated, 99
Innovative Thinking, 89
Intellectual humility, 99
Investigate, 97
Irrelevant Comparisons, 107
Meaningless Comparisons, 106
Open-minded, 99
Personal Bias and Prejudices, 105
Physical and Emotional Hindrances, 105
Poisoning the Well, 109
Psychological or Sociological Pitfalls, 103
Pragmatic Fallacy, 107
Reflective Thinking, 91
Skeptical, 99
Slippery Slope Fallacy, 107
Strategic Thinking, 88
Synthesis, 92
Testimonial Evidence, 105
Use of Language, 102
126 Chapter Four: Strategic Thinking
References
Barell, J. 1988, cited (p. 59) in Costa & O'Leary, “Co-cognition: The cooperative development
of the intellect.” In Davidson, J. and Worsham, T (Ed.) Enhancing Thinking through
Cooperative Learning. (Ed.) (1988, April). Cogitare: A Newsletter of the ASCD Network on
Teaching Thinking, 3(1).
Facione, Peter A., (2011) Think Critically – student edition. Pearson Education, Inc., Prentice
Hall, Upper Saddle River, NJ.
Haskins, G. R. (2006). “A Practical Guide to Critical Thinking”
Paul, Richard Dr. and Elder, Linda Dr., (2008). “The Miniature Guide to Critical Thinking:
Concepts and Tools, fifth edition, Foundation for Critical Thinking Press.” Available from:
www.criticalthinking.org
Chapter Four: Strategic Thinking 127
Progress Check Answers
1. Match the cognitive technique and skill to its respective definition.
Note: All responses are only used once.
d Adaptive Thinking a. Thinking that is purposeful, reasoned
and goal directed involved in solving
problems, formulating inferences,
calculating likelihoods, and making
f Analytical Thinking b. It is the cognitive ability to imagine and
innovate
b Creative Thinking c. Thinking that results in efficiency,
evolutionary, and revolutionary
improvements and advancements
a Critical Thinking d. Thinking one demonstrates when
confronted by unanticipated
circumstances during the execution of a
planned activity (i.e. military operation
g Future Thinking e. Thinking that concentrates on what we
know, what we need to know, and how
we bridge that gap
c Innovative Thinking f. Thinking that requires generative
thinking (divergent thinking): the
development of ideas
h Synthesis g. The practice of visionaries, those who
skillfully see desired goals and
outcomes through their mind’s eye
e Reflective Thinking h. ability to combine or compile various
pieces of information, ideas, concepts,
conclusions, etc. in new and different
ways
2. What are the four sub-skill sets of critical thinking?
Investigate
Create and Develop
Communicate
128 Chapter Four: Strategic Thinking
Evaluate
3. What does self-regulation mean?
Self-consciously monitoring one’s cognitive activities, the elements used in those
activities by applying skills in analysis, and evaluation to one’s own inferential
judgments with a view toward questioning, confirming, validating, or correcting
either one’s reasoning or one’s results.
4. What is open-mindedness?
Willingness to investigate viewpoints different from your own and ability to
recognize when to doubt claims that do not merit such investigation.
5. How can you be open-minded and still maintain a healthy sense of skepticism?
Seek out facts, information sources, and reasoning to support issues you intend to
judge; Examine issues from as many sides as possible; Rationally look for the good
and bad points of the various sides examined; Accept the fact that you may be in error
yourself; Maintain the goal of getting at the truth or as close to the truth as possible
6. What does intellectual humility mean?
Adhering tentatively to recently acquired opinions; Being prepared to examine new
evidence and arguments even if such examination leads you to discover flaws in your
own cherished beliefs; Stop thinking that complex issues can be reduced to right and
wrong or black and white and look at degrees of certainty or shades of gray;
Recognizing that “I don’t know” can sometimes be the wisest position to take on an
issue.
7. What does it mean to be a free-thinker?
Having an independent mind and being able to restrain yourself from the desire to
believe because of social pressures to conform
8. What does it mean to have a high motivation to become a critical thinker?
Having a natural curiosity to further your understanding ; Putting in the work to
evaluate the multiple sides of an issue; Reaching a sufficient level of understanding
before making judgments
9. What are the four categories of hindrances to critical thinking discussed in this chapter?
Basic Human Limitations, Use of Language, Faulty Logic or Perception,
Psychological or Sociological Pitfalls
10. Provide your own example for each of the categories above.
Answers will vary. Examples should be similar to those provided in the critical
thinking hindrances exercise.
11. As a critical thinker, what are some questions you should ask yourself about any source of
information?
Chapter Four: Strategic Thinking 129
A critical thinker should ask: Is the source credible, unbiased, and accurate? Does
the source have a motive for being inaccurate or overly biased?
12. What is the Holistic Critical Thinking Scoring Rubric (HCTSR) and how is it useful to
critical thinkers?
This tool relies on the ordinary meanings of common terms used to talk about
thinking. It can aid you in evaluating real-life examples of critical thinking because it
only requires you to consider four evaluative definitions: “strong,” “acceptable,”
“unacceptable,” and “weak.” This simple tool is sufficient to get you started
evaluating critical thinking.
13. How might critical thinking skills impact your effectiveness as an NCO?
Answers will vary, but will most likely illustrate that critical thinking can help you:
Make well-reasoned judgments about what to believe and what to do
Make consistent and well-reasoned decisions
Remain open-minded and fair-minded
Analyze and interpret better in order to and solve a myriad of problems
Ask better questions so that you (and your subordinates) learn better, learn more
Better regulate your actions, decisions, and behaviors
Consider multiple perspectives and approaches and study complex problems without
bias
Analyze situations critically and reach conclusions that may not follow the
conventional wisdom but could be the key to success
Understand that, in many situations, there is no right answer
130 Chapter Four: Strategic Thinking
Exercise Answers
Nine Dots Exercise Drone Exercise
Critical Thinking Hindrances Exercise
Basic Human Limitations
Hindrance Example Critical Thinking Tip
1 Air traffic controllers often have
difficulty making good judgments
after long hours on duty.
Restrain from making critical decisions
when extremely exhausted or stressed.
3 Dramatic stories of Bigfoot sightings
do not prove the existence of
Bigfoot.
Resist making judgments based on
testimonies alone. Extraordinary claims
generally require extraordinary evidence.
2 If one believes that more murders
occur during a full moon, then one
will tend to take notice of murders
that occur during a full moon and
tend not to take notice of murders
that occur at other times.
Obtain and objectively evaluate all
relevant information and sides of an issue
before passing judgment.
5 Police officers should not show a
photo of a possible assailant to a
witness prior to a police lineup, or
the actual memory of the witness
may be unconsciously replaced.
Put more reliance on proven facts than
memory recollection or testimonies from
others. Know your own memory
limitations.
4 Some people are biased against
claims made by scientists because
their worldview appears too cold and
impersonal.
Resist your own biases by focusing on
the facts, their sources, and the reasoning
in support of arguments.
Chapter Four: Strategic Thinking 131
Use of Language
Hindrance Example Critical Thinking Tip
6 Naming detergents “Joy” and
“Cheer” (positive), not “Dreary” and
“Tedious” (negative). The military
using the phrase “neutralizing the
opposition” (less negative) rather
than “killing” (negative).
Learn to recognize and distinguish the
emotive (emotional) content of
language. Try to focus on reasoning and
the cognitive (factual) content of
language when evaluating arguments.
2 An ad that claims a battery lasts “up
to” 30% longer but does not say it
will last 30% longer, and if it did,
longer than what.
Avoid making judgments if it is not
exactly clear what is being compared.
5 The dairy industry cleverly expresses
fat content as a percentage of weight,
not of calories. Thus 2% “low” fat
milk really has 31% fat when fat is
measured as a percentage of calories.
Understand not only the facts, but also
their relevance and context.
1 Referring to a family as “a bounded
plurality of role-playing individuals”
or a homeless person as a “non-goal
oriented member of society.”
Recognize the cognitive (factual)
content of jargon words and expressions.
3 Expressions such as “As everyone
knows…” and “Common sense tells
us that…”
Disregard assuring expressions and
instead focus on facts & reasoning that
support arguments.
4 From the statement “Lying expert
testified as trial”, is the expert a liar
or is the person an expert on telling
when someone is lying?
If the intended meaning of an ambiguous
word or expression cannot be
determined, avoid making judgments.
132 Chapter Four: Strategic Thinking
Faulty Logic or Perception
Hindrance Example Critical Thinking Tip
5 Irrationally believing that how one
wears their hat while watching a
football game can influence the score.
Recognize the difference between cause
& effect versus unrelated coincidence.
3 Making a claim that Printer A makes
better copies than Printer B, while
ignoring the important fact that only
Printer B can also fax, copy, and
scan.
Be sure to compare “apples with apples.”
6 Arguing that two children sharing the
same bedroom is wrong because
double-celling of criminals in a
penitentiary can lead to bad behavior.
Learn to recognize the faulty
assumptions behind false analogies.
2 “Because regulators have controlled
smoking in public places, their
ultimate goal is to control everything
else in our lives.”
Evaluate the logic supporting an alleged
adverse chain of events.
1 After using a magnetic belt for
awhile, a woman notices her back
pain is less, even though there may
be a dozen other reasons for the
reduced back pain.
Try to identify known or possible causal
mechanisms for observed effects,
starting with those that are more likely,
not more emotionally appealing.
4 Believing that there must be life on
Mars because no one has proved that
there is not life on Mars.
Do not believe a proposition simply
because it cannot be proven false.
Chapter Four: Strategic Thinking 133
Psychological and Sociological Pitfalls
Hindrance Example Critical Thinking Tip
2 “Anyone who supports removing
troops from Iraq is a traitor!”
When evaluating an argument, focus on
the argument, not prejudicial remarks.
1 Making jokes about one’s own
character in order to disarm critics
and evade having to defend policy.
Learn to recognize evasion, which implies
a direct attempt to avoid facing an issue.
6 Advertisements that appeal to one’s
vanity, pity, guilt, fear, or desire for
pleasure, while providing no logical
reasons to support their product
being better than a competitor.
If an argument requires a logical reason to
support its claim, do not accept emotional
appeals as sufficient evidence to support
it.
3 “You should not believe a word my
opponent says because he is just
bitter because I am ahead in the
polls.”
Focus on reasons and facts that support an
argument, not the person making the
argument. Independently verify
supporting facts if the source is in
question.
4 “You are either with us, or with the
terrorists!”
Seek opposing arguments on the subject
which may reveal the existence of other
viable alternatives.
5 Thousands of years ago the average
person believed that the world was
flat simply because most other
people believed so.
A valid claim should be based on sound
arguments, not popularity.
Source Credibility Exercise
Answers will vary.
134 Chapter Four: Strategic Thinking
Evaluating Student Statements Exercise
Student statement #4 is a good example of the top-level, “strong”
Student statement #3 is “acceptable”
Student statement #2 is “unacceptable” because it displays the problems listed in the scoring
rubric in category 2
Statement #1 is so far off base that it qualifies as “weak”
Chapter Four: Strategic Thinking 135
Attachment 1
A Self-Test For Critical Thinkers
Place a check mark next to each item that you believe is true (most of the time) of your personal
thinking patterns.
____ I think for myself and am not easily manipulated by others.
____ I recognize my own values and perspectives, and I can talk insightfully about the influences
on my beliefs.
____ I do not simply accept conclusions; I evaluate and critique the underlying reasons.
____ I recognize irrelevant facts and false assumptions, and I discount them.
____ I am able to consider the strengths and weaknesses of my own point of view and that of
opposing positions.
____ I admit my tendency toward egocentrism and my capacity for self-deception; and I work to
overcome them.
____ I am able to distinguish what I know from what I don't know; and I am not afraid when "I
don't know."
____ I am willing to consider all available information when working on problems or making
decisions; and I am also flexible and willing to try any good idea whether it has been done before
or not.
____When evaluating the behavior of myself and others, I am conscious of the standards I use,
and I am especially concerned with the consequences of actions.
____ I am a good questioner. I like to probe deeply into issues, to dig down to root ideas, to find
out what's really going on.
____ I am comfortable being questioned, and I do not become defensive, confused, or
intimidated. I welcome good questions since they help to clarify my thinking.
____ I am a critical reader. I read with healthy skepticism, while reserving judgment until I fully
understand the author's perspective.
136
This Page Intentionally Left Blank
Chapter Five: Four Lenses 137
Inside this chapter:
INTRODUCTION: THE Four Lenses
The Four Temperaments
Green
Blue
Gold
Orange
Blind Spots
Communicating Through The “Lenses”
Maturity
Real-life Guidelines and Strategies of Colors
CHAPTER FIVE: Four Lenses
“All of us think we see the world as it is: when in reality
we see it as we are.”
- Stephen Covey
138 Chapter Five: Four Lenses
This chapter marks the beginning of your journey into
self-awareness. As you already know, we all have our
own preferences, mannerisms, and methods as to how
we approach life, its challenges, and one another. These
variances make life creative, innovative, and intriguing.
However, they can also be the root cause of conflict,
misunderstandings, and heartache. Therefore, the more
we learn about our own personality and temperaments,
the more effective we will be when interacting with one
another.
It is no secret that our individual happiness and success
often depends on our ability to positively interact with
others. After all, practically everything we need, want,
and expect from life is usually provided through the aid
and assistance of others. For instance, we constantly
rely on the support of our parents, teachers, siblings,
neighbors, co-workers, subordinates, mentors, customer
service employees, resource advisors, etc. to either
reach personal, mutual, and organizational goals. With
the clashes of differing views and personalities, you
may wonder, How did we ever survive? Taking the
steps toward a higher understanding of others and
ourselves enables us to better interact with one another,
thus improving our effectiveness and ultimately,
success.
This chapter begins by introducing a revolutionary
theory that identifies four specific personality
temperaments known as the Four Lenses. Next, it
offers an in-depth explanation of each temperament and
another element of our social construct known as blind
spots. It continues by explaining how we can
communicate “through the Lenses” to achieve desired
results and examines the role maturity plays in social
interaction. Finally, it provides some strategies to assist
you in effectively putting the Four Lenses into practice.
Upon completion of this chapter you
should be able to:
TERMINAL COGNITIVE
OBJECTIVE:
Comprehend Four Lenses concepts
and their impact on NCO, unit, and
mission effectiveness.
Terminal Cognitive Samples of
Behavior:
1. Explain Four Lenses concepts
and their impact on NCO, unit,
and mission effectiveness.
2. Give examples of how Four
Lenses concepts impact NCO,
unit, and mission effectiveness.
3. Predict the impact of Four Lenses
concepts on NCO, unit, and
mission effectiveness.
AFFECTIVE OBJECTIVE:
Value Four Lenses.
Affective Samples of Behavior:
1. Read about Four Lenses
concepts with an open mind and
remember new information
(receiving).
2. Complete all activities (progress
checks, adult learning profile,
IDDP exercises, and self-
reflection), and question
concepts, models, etc. in order to
fully understand them
(responding).
3. Accept the idea that effective use
of Four Lenses concepts
positively impacts individual,
unit, and mission effectiveness
(value).
4. Willingly develop a preference
for using Four Lenses concepts
to enhance individual, unit, and
mission effectiveness (value).
5. Commit to using Four Lenses
concepts to enhance individual,
unit, and mission effectiveness
(value).
Chapter Five: Four Lenses 139
Introduction: The Four Lenses
The Four Lenses is a practical theory that identifies the four distinct personality temperament
types that exist within each of us and throughout society. It is intended to assist us in
recognizing the temperament we prefer to operate from the most as well as the preferred
temperaments of others so that we may, regardless of existing personality differences, interact
more effectively.
The Four Lenses is a product of the research conducted by Swiss
psychologist, Dr. Carl Jung who believed that observation of the
habitual exercise of individual choice, consistent with certain shared
preferences, could be used to help identify fundamental differences in
people. According to Jung, each person is
born with a specific predisposition toward a
particular preference. In the 1940’s, Isabel
Myers and Katherine Briggs combined the
works of Jung with their own findings to
create an instrument we know as the Myers-
Briggs Type Indicator (MBTI).26
Today, it is one of the most widely
used personality surveys in the world. Dr. David Keirsey, a
renowned clinical psychologist also used some of Jung’s research to
develop the Keirsey Temperament Theory.27 Both of these
instruments are foundational to the Four Lenses assessment.
Special Note:
As you examine the Four Lenses theory, keep in mind that the terms preferences, colors, and
temperaments are synonymous. Every person you meet or interact with is a unique individual,
each with his or her own personality traits, characteristics, and mannerisms, all expressed in
different ways.
What one likes and dislikes, where and how they were raised, what their beliefs and values are,
and their unique life experiences all contribute to making each of us different.
140 Chapter Five: Four Lenses
Green
Competence
Curiosity
Independent Learning
Analysis
Education ??
The Four Lenses identifies four rather different “approaches” to life, known as temperaments. In
the Four Lenses, these temperament styles are categorized using and easy-to-remember color
code of Gold, Green, Blue, and Orange. It is easy for people who share the same temperament
style to relate, communicate, and get along because they “see” each other through the same lens.
However, by learning about each temperament, we are better able to understand everyone rather
than only those who are most like us. According to research conducted by the experts at Shipley
Communications, today’s society is a compilation of the four temperaments with 44 percent of
the population preferring Gold, followed closely by the Orange (40 percent), Green (10 percent),
and lastly the Blue temperament (only 6 percent)28.
The Four Temperaments
As previously noted, there are four different temperament styles represented by colors: Gold,
Green, Blue, and Orange. It is important to remember that each of us is a compilation of all four
temperaments. However, we choose to view and approach life through a most preferred “lens”
or temperament.
Green
Logical thought and analytical evaluation are at the core
of the Green. One who prefers this temperament values
competence in themselves and others and can quickly
develop contempt for individuals they consider
incompetent. Greens often like to work in solitude and
have a hard time with rules and routine. They are
reasonable and inquisitive, always inclined to ask endless
“why” questions. Because of their never-ending search
for better or improved ways to accomplish things, they
require sufficient time to complete tasks. For the Green
temperament, all assignments need to be meaningful and
are most valued when they realize that the experience will
enhance their competence, knowledge, and credibility as
an intellectual.
Greens are most interested in expanding their own knowledge and abilities rather than tending to
the needs of others. It is not usually important for those who prefer this temperament to feel like
As you learn about the Four Lenses, remember that even though we all have a preferred temperament that we behave from and view the world through the most, each of us is a compilation of all four temperaments.
Chapter Five: Four Lenses 141
they fit in. In fact, many of them relish the fact that they are different and may go to great
lengths to ensure they do not follow the societal “herd.” Often they will follow a belief that
takes the moral or intellectual high ground, even if it causes disharmony with others.
They are usually not afraid to engage in heated debate, as long the discussion focuses on ideas
and concepts and not feelings or emotions. Greens feel the need to challenge the status quo in
pursuit of innovation for the betterment of the process rather than the people. You could say
their motto is, “If it isn’t broke, there is still a better way.” The Green temperament does not
require ample amounts of social and emotional support, but they do desire support and
encouragement when it comes to their ideas and cognitive abilities.29
Below are some tips for motivating Greens:
Be competent
Avoid defending black-and-white positions that rely on feelings or conjecture
Value them as individuals
Value intelligence, facts, and research
Create assignments that are thought-provoking and meaningful
Recognize them for their ability to think and work with new ideas
Explore and entertain the “what-if” questions as well as theories
Allow them to work in their area of interest and expertise
Provide multiple and continuous access to resources
Help them to understand the significance and impact of their assignments
Provide opportunities for them to share what their knowledge
Provide opportunities for them to develop alternative approaches
Be personally inquisitive and reward their inquisitive nature
Let them experiment
Be flexible and reasonable
Focus on facts, theories, and proper analysis of data, information, and knowledge
Allow them to work with like-minded people
People with Green as their preferred temperament include Aristotle, President Abraham
Lincoln, Albert Einstein, Thomas Edison, Steven Spielberg, Steven Hawking, and Steve Jobs.
142 Chapter Five: Four Lenses
Blue
Passion
Love
Empathetic Creativity
People
Emotion Family
Listens Belonging
Relationship
Blue
Feelings and people are at the crux of the Blue temperament. When these individuals receive
emotional support and understanding from others, there is no limit to what they can accomplish.
Interpersonal interaction and relationships are essential components of this temperament. Blues
strive to please others, offer encouragement, and will oftentimes go out of their way to help
everyone fit in to the group. Harmony and peace are very important to those who prefer the Blue
temperament and will sacrifice their wants just to maintain group cohesion.
Blues want to be a positive and productive part of the group and respond well to diplomatic team
settings. To increase and maintain their personal energy levels, they desire considerable amounts
of emotional support and constructive feedback from their peers. For example, compliments are
more effective when correcting substandard performance
than criticism. Therefore, a good rule of thumb when
working with a Blue is offering five compliments to one
criticism. The five compliments will somewhat cushion
the blow before and/or after giving the constructive
criticism. They must believe that your criticism is given
out of genuine concern for their well being. As
mentioned, those of the Blue temperament follow
through on their assignments if for no other reason to
avoid disappointing others. However, they have to
choose between meeting a deadline and tending to the
needs of another, the person will almost always become
the Blues top priority. A good rule of thumb for
understanding the Blue temperament is that people and
cohesion is the absolute and not the exception.30
Below are some tips for motivating Blues:
Make sure they know you care about them personally
Focus on feeling, not just on facts
Create a pleasant, inviting, and harmonious environment
Create ways for them to use their creative abilities
Reward them with small personal interactions such as notes, smiles, approving looks, etc.
Chapter Five: Four Lenses 143
Gold
Organization
Security
Discipline
Stability
Tradition
Goals
Success
Leadership $$
Utilize principles, not facts
Engage them in group projects or activities
Be enthusiastic, happy, and upbeat
Smile and laugh a lot
Draw on their values and interests
Be whimsical and allow them to do the same
Show concern for their needs
Downplay competition
Focus on subjects at the feeling level as well as the intellectual level
Use open-ended questions
Make sure people come before any other consideration
Examples of famous people who prefer the Blue temperament include Oprah Winfrey, Eleanor
Roosevelt, Martin Luther King Jr., President Jimmy Carter, Mahatma Gandhi, and Dranafile
Bojaxhiu (you may know her as Mother Theresa).
Gold
Structure, security, and order are at the core of the
Gold temperament. Golds thrive well in environments
that are deliberate and well organized. Confusion,
chaos, and disorder are very unsettling and frustrating
to those who prefer the Gold temperament. They are
typically obedient, law-abiding, and respectful of rules
and authority. Golds pride themselves on hard work
and dedication and appreciate detailed instruction with
well-defined details. Once they know precisely what
is expected of them, Golds are goal oriented, ready to
complete any task requiring little prompting or
encouragement. You can usually rely on those who
prefer the Gold temperament to do the right thing
because they truly believe that rule following and law-
abiding is the best and only way to be. They have a
144 Chapter Five: Four Lenses
strong sense of loyalty and duty, and they excel in positions of leadership and authority. Golds
often expect all things to be fair, morally right, and just and work best in environments where
everyone “pulls their own weight” and respond well to verbal praise and acknowledgement of
their efforts. A good rule of thumb for when understanding this temperament is that a Gold’s
real happiness is achieving established goals on time while keeping everything in order and in its
proper and rightful place.31
Below are some tips for motivating the Gold temperament:
Treat them professionally
Focus on traditional approaches
Make sure all expectations are clearly explained and outlined
Reward them in tangible ways
Lay out things in a step-by-step fashion
Be highly organized and establish a predictable routine
Follow and enforce the rules
Be fair
Clearly explain acceptable behaviors and expect them to do the right thing
Maintain an orderly work environment
Develop assignments focused and organized with specific goals and objectives
Create clearly identifiable tasks and responsibilities
Help them see there is more than one right way to do something
Provide opportunities to fix mistakes
Be prompt in providing feedback
Give them enough time to do an assignment well
Let them work in leadership or service positions
Examples of the Gold temperament include Julius Caesar, President Harry S. Truman, John D.
Rockefeller, Sandra Day O’Connor, and retired U.S. Army General, former Chairman of the
Joint Chiefs of Staff and Secretary of State, Colin Powell.
Chapter Five: Four Lenses 145
Orange
Action
Fun
Variety
$$
Hands on
Freedom
Bold
Work Hard!
Play Hard!
Win
Competition
Orange
Fun and excitement are staples of the Orange
temperament. They thrive on competition and the
adrenaline rush from doing things others are typically
afraid to try. Oranges prefer to surround themselves with
people who are willing to laugh, explore, play hard, take
risks, and work hard. At times, they may be viewed as
renegades and free spirits, challenging authority and the
status quo when in reality Oranges believe that there
respect is something that is earned, not expected and that
taking chances leads to innovation and improvement.
Though many people mistake their tireless optimism and
happy-go-lucky spirit as something less than a serious
approach to life, those who prefer the Orange
temperament are upbeat, fun, inspiring to be around and
are relentless when they are involved in pursuits that are valuable to
them. They possess a tireless ability and stamina and work as hard as
they play. Oranges are proud of their competitive drive, which makes
them highly ambitious and successful. Although Oranges may appear
unorganized and unprepared, they have their own sense of order and
an impressive ability to think under pressure. They desire the ability
to accomplish tasks and issues in a very practical way.
If they cannot see the immediate reason for doing something, they will often dismiss it as stupid
or boring. Oranges typically allow their gut instincts to determine their actions without fully
considering the possible consequences. A good rule of thumb for understanding an Orange is
they love fun, excitement, and being in the center of the action.32
Below are some tips for motivating Oranges:
Keep life engaging, fun, and exciting by using non-traditional approaches
Make sure all expectations are clearly explained and understood
Help them find some joy in doing thing Gold things
Be flexible
Be willing to negotiate
Be willing to overlook certain behaviors
Make sure to remind them continually concerning due dates and assignments
Use humor
Establish a non-obtrusive routine
146 Chapter Five: Four Lenses
Make things more hands-on
Help them stay on task
Provide opportunities for alternative assignments
Utilize their boundless energy
Allow them to learn by doing
Develop the use of healthy competition
Provide immediate and tangible rewards
Examples of the Orange temperament include Johnny Carson, General George S. Patton, Laila
Ali, Donald Trump, and Olympic gold medalist and snowboarder, Shaun White.
Progress Check
1. The __________ temperament values Interpersonal interaction and close relationships.
2. The _______________ temperament values competitiveness, hands on work, and people who
prefer this temperament work as hard as they play.
3. The ______________ temperament values competence in themselves and others and can
quickly develop contempt for individuals they consider incompetent.
4. People who prefer the _______________ temperament are goal oriented, ready to complete
any task requiring little prompting or encouragement.
SELF-REFLECTION OPPORTUNITY: How can understanding the preferred
temperaments of yourself and others help you understand the motives of other people,
improve lines of communication, and reduce personal misunderstandings?
Chapter Five: Four Lenses 147
Blind Spots
A well-known model that illustrates one’s self-awareness is the Johari Window Model (see
below). Developed by Joseph Luft and Harry Ingham (hence its name, Johari), the model is
essentially a pattern of four quadrants used to determine a person’s four areas or panes of self-
awareness to include how others see or perceive that person.
The Johari Window
Counter-clockwise and beginning in the upper left-hand corner of the model, the Open
windowpane refers to characteristics and traits that you and others know about yourself. For
example, you and others may realize that you do not care for sitting through long meetings,
eating chocolate, or that you have a habit for playing with your hair when you are nervous. The
next windowpane, Hidden, (or façade) regards aspects about yourself that you refuse to share
with others. Sometimes referred to as the “skeletons within our closet,” these may include fears,
traumatic past experiences, etc. However, sharing information about these characteristics moves
this awareness from the hidden to the open pane. The next windowpane, Unknown, refers to
aspects about ourselves that no one knows, to include ourselves. For instance, you will never
know if you like or despise broccoli unless you try it. Neither you nor anyone else knows for
sure whether you like (or despise) broccoli. On the other hand, once you try broccoli and share
your opinion of it with others, your love, (or hatred) for broccoli moves from the Unknown to the
Open pane.
148 Chapter Five: Four Lenses
The last pane in Johari’s Window, known as the Blind windowpane, refers to aspects about us
that we are not aware of, but others are. For example, others may notice that you avoid eye
contact when talking with them; something you did not know about yourself. It is through
receiving feedback from others about your lack of eye contact that you will reduce this blind
spot. The more others identify and share what they notice about us, the more we will know
about ourselves, thus increasing self-awareness.33
Consider the following example that relates the Johari Window to the Four Lenses.
Suppose you meet a person whose primary temperament is Gold but possesses a very low
level of Blue (remember, we are all a composition of all four temperaments). As we
know, the Gold temperament is task-oriented and prefers structure, discipline,
organization, schedules, timelines, and deadlines. They have difficulty expressing
emotions or being sensitive to others and they may not realize that they appear cold,
insensitive, or heartless to those whose preferred temperament is Blue. This
temperamental “blindness” could have a devastating effect on Gold’s relationships at
work and at home! Blind spots like this can lead to misunderstandings, unhealthy
relationships, conflict, which can create unhealthy communication and hostile
environments.
The first step to reducing temperament-related blind spot(s) is simply being aware of them.
Once you realize and accept that they exist, you can explore ways to remedy and reduce them.
Some ways to minimize blind spots include:
requesting feedback from others about yourself, your personality, and mannerisms;
becoming more familiar and comfortable with the other temperaments by learning about
and interacting with them; and
balancing your blind spot “shortfalls” by capitalizing on the strengths of the other
temperaments.
SELF-REFLECTION OPPORTUNITY: Why is it important to become aware of our blind
spots? How might you go about reducing your own blind spots? How can you help others
reduce their blind spots?
Chapter Five: Four Lenses 149
Progress Check
Complete the crossword puzzle using concepts associated with the Johari Window Model.
5. Down: These are aspects about ourselves that we are unaware of, but those around us are.
6. Across: This windowpane refers to those aspects about ourselves that we wish to keep
private.
7. Across: These are the characteristics about ourselves that everyone is aware of.
8. Down: This windowpane refers to information about ourselves that no one is aware of, not
even ourselves.
150 Chapter Five: Four Lenses
Communicating Through the Lenses
Do not expect people to change the way they interact with you just because they recognize your
preferred temperament. Instead, try adjusting the way you interpret, interact, and respond to
others by keeping the Four Lenses concepts in mind, especially the traits associated with each
temperament.
For example, if your preferred temperament is Blue and a coworker’s preferred temperament is
Green, communication with this person may be short and bland. In fact, you may even label
your coworker as rude, quiet, condescending, and uncaring because she does not seem interested
in what you have to say. However, with your newfound knowledge of the Four Lenses, and a
comprehension of the Green temperament, you now know that your coworker may actually care
about you very much, but seldom shows you because, as a critical thinker who values
competence, she is usually concentrating on the task rather than feelings or emotions.
Anti-Tobacco Poster Activity
Look at the following anti-tobacco posters and then decide which temperament finds which
poster most appealing. Next, determine what the poster designers got right, what they might
have missed, and what they could have done better.
Chapter Five: Four Lenses 151
Anti-Smoking Ad34
Did you think this poster appealed to the Green temperment? The poster designers used facts
rather than abstract ideas to attract the fact-finding reader. Remember, Green temperments are
analytical and like facts and substantiated data. To make this more appealling, designers could
have incorporated a graph or timeline and a website link that captures the results of the
conducted health studies. Try this next advertisement:
152 Chapter Five: Four Lenses
Anti-Dip and Smoking Ad35
Did you think this advertisement appeals to males whose preferred temperament is Orange? This
poster is full of life, happiness, and colors. The playful and fun image appeals to the wild nature
of Orange temperments. To make this more appealing to the Orange temperment, the designers
may have used more colors, placed the women in a party setting, or added wild font to make the
image more exciting and fun.
Tel
l it Like it is
We like our men dip and smoke free!
Chapter Five: Four Lenses 153
Anti-Smoking Ad36
Did you think this image appeals to the Gold temperament? The poster is simple and
straightforward without any excitement and emotional appeals. However, this image is of a
national military cemetery that represents organization, heritage, and dedication to duty, all of
which are valued by the Gold temperament.
154 Chapter Five: Four Lenses
Anti-Smoking Ad37
Did you think this image appeals to the Blue, Orange, and Gold temperments? Here, the
designers used words that center on words that represent what we value. Family, kids, and
friends all appeal to the Blue temperament’s need for close and meaningful relationships.
Health, readiness, and strength may target the Orange temperament who is more physically
active and competitive, whereas budget, unit, and country may lean more toward the Gold
temperamant who values (financial) security and remains loyal and dedicated to what upholds
and defends our rights and freedoms as a free nation. To make this poster more appealing to all
readers, the the desingers could have incorporated some facts that represent the impact smoking
has on all these subjects (for the Green temperament) and more colors and exciting imaging (to
attract the Orange temperament).
Chapter Five: Four Lenses 155
Keep the following tips in mind when interacting with the four temperaments.
When communicating with those of the:
Green temperament; be civil, composed, emotionally balanced, concise, and factual.
Give them time to process information. Do not take confrontation personally. Support
your points with proof, studies, or research. Do not expect immediate results.
Blue temperament do not attack them personally. Encourage them to express their point
of view, and give them time to reflect on their feelings. Validate the helpful parts of what
they say before critiquing the rest. Expect emotional reactions. Respond and conclude
with a positive gesture.
Gold temperament, be courteous and polite. Clearly define the issue at hand and the
goals to be accomplished. Be factual, set goals, and benchmark time frames. Put the final
resolution in writing and stick to it unless you meet again to revise your plan.
Orange temperaments lighten the mood with some humor. Do something active like
walking or moving around the area to release some physical tension. Expect to be
challenged or debated. Be flexible and adaptable. Do not back them into a corner. Stress
the importance of a collaborative solution that can work well for both of you.
156 Chapter Five: Four Lenses
Maturity
Maturity
9
D
e
v
e
l
o
p
m
e
n
t
humility
pride
The spine/backbone
Maturity Continuum Model
Maturity is the ability to express one’s own strengths, feelings, and beliefs in a manner that is
considerate toward the abilities, thoughts, values, and feelings of others. In reference to the Four
Lenses, it is the ability to remove your primary lens (temperament) and instead, see others and
the world through someone else’s lens (color). One’s maturity can be viewed as a continuum of
low maturity to high maturity (see Maturity Model).
A person with a high level of maturity is often considered humble, modest, and discreet which
forms humility. Humility is a personal quality where one can modify their behaviors to
effectively interact with all temperaments. It can be very difficult to determine the preferred
temperament of a mature person because they function from the nexus (or center) of the four
lenses. A person with a high level of maturity can be compared to a temperamental chameleon,
meaning he or she is able to adapt to the colors of those they are interacting with. A person with
a high level of maturity will not “force” their temperament on others. Instead, they apply what
they know of the other temperaments and modify their own behaviors accordingly in order to
effectively communicate with others.
Maturity is a product, and the proverbial “face” of, our overall character and it develops as
character develops. A low level of maturity doesn’t necessarily mean a person is immature or
juvenile; it simply means the person requires development in their maturity and character. To
develop maturity, one should expand his knowledge of the four temperaments, recognize the
differences of each, and seek enrichment opportunities to experience each temperament first-
hand to complement the learning (maturation) process.
Chapter Five: Four Lenses 157
One should also be willing to make personal behavioral changes to better empathize, relate, and
communicate with those with different temperament preferences. As maturity develops, your
ability to operate in all your non-primary colors improves. The result is a person who, regardless
of primary temperament, is capable of genuinely connecting with each person they interact with
so naturally that their primary color is difficult to determine. Others often view a person with a
high-level of maturity as an influential member of society. As a person develops her maturity,
she may start out with a low-level, firmly believing that her way (or color) is the best or most
appropriate one. Because of pride she may even “force” her preference on others. However, as
she matures, she gains knowledge and experience (such as learning about the Four Lenses) and
realizes that each temperament is different. As maturing continues, she discovers that change is
not the goal, it is one’s behavior. For example, an Orange would never become a Blue, but
perhaps could learn to ‘act’ more like a Blue when with those of the Blue temperament. As she
moves along the continuum toward higher maturity, she gradually increases her ability to operate
in her non-primary color. Eventually, she would reach a high-level of maturity, with the ability
to ‘do’ the attributes and mannerisms of the other temperaments with little effort, selecting the
most appropriate behaviors for the people and situation. She could accomplish this without
advertising it and with humility.38
Real-life Guidelines and Strategies of Colors
With all of the information you have learned about yourself and others in this lesson, you now
have enough information to be dangerous to yourself and others. Inappropriate use of this
information (whether out of good intentions or not) can potentially damage relationships and
jeopardize healthy communication. To help you avoid this, the creators of the Four Lenses have
developed a list of real-life guidelines and strategies for you to follow.
1. Don’t stereotype others – Everyone is their own unique blend of the four temperaments.
Something that is true for a person of a certain color may not be true for another person of
the same color.
2. Don’t try to change people – When we look at others, we are using our own preferred lens to
view them and eventually try to compare others to ourselves. You might have a tendency to
believe that because someone is different from you, that person is flawed and you may want
to try to help them to become more like you. This is counterproductive and virtually
impossible.
3. Don’t negate the values of others – Refrain from judging color characteristics as right or
wrong. Each temperament has its own set of values and standards that differ (often greatly)
from the others.
SELF-REFLECTION OPPORTUNITY: What kind of behaviors would you expect to see in
people with a “low maturity” as it relates to Four Lenses? Why should we strive to reach a
high level of maturity?
158 Chapter Five: Four Lenses
4. Don’t let strengths become liabilities – Sometimes, when people are down and/or stressed,
they tend to minimize or maximize certain traits to the point that the traits that were once
strengths become liabilities. For example, a Gold being so obsessed with cleanliness to the
point that he or she frustrates and drives others away.
5. Don’t use colors as an excuse – Our preferred temperament does not completely reflect our
capabilities and limitations. It is counterproductive to blame characteristics of your
personality for behaviors.
6. Keep your observations private – People tend to react negatively to being ‘figured out’ or
‘diagnosed’ by others. Even if you recognize someone as having a Gold preference, refrain
from pointing it out. Instead, use this information to improve your communication and
relationship with that person.
7. Give good gifts – Give people what they value, not what you value. This applies to
communication as well. Instead of addressing or relating to someone in a way that you
prefer, you should consider doing it in a way they would prefer.
8. Carry all the color lenses with you – Try adopting another perspective if one is not working
for you. If communicating in one style fails, try a different colored lens.
9. Validate the strengths of each color – Each temperament has a unique set of strengths that
the others don’t have. Recognizing, accepting, and validating them is important to the
success of any organization. It also encourages growth and development in others.
10. Learn from others – By becoming familiar with the skills and strengths that other
temperaments possess, you are able to potentially develop new skills or possibly compensate
for ones you are unable to develop. By surrounding yourself with friends or coworkers of
other temperaments, allows you to successfully adapt to various challenges that life brings.39
SELF-REFLECTION OPPORTUNITY: How can you use the information you have learned
to be a more effective NCO?
Chapter Five: Four Lenses 159
Progress Check
Match the descriptions from the left column with the concepts from the right column. All
concepts are used only once.
Description Concept
9. ___A personal characteristic that causes one to force
their preferred temperament on others. a. Maturity
10. ___A personal quality where one can modify his or
her behaviors to effectively interact with all
temperaments.
b. Humility
11. ___Simply because Greens are known to prefer their
independence does not mean all who prefer this
temperament wish to be alone.
c. Pride
12. ___This is the ability to remove your primary lens and
see others, situation, and environment through another
other lenses.
d. Validate each colors strengths
13. ___Do not label others as a Gold or Blue, even though
you may have correctly identified their preferred
temperament.
e. Give good gifts
14. ___Treat others the way they want to be treated, not
the way you prefer to treat them. f. Keep your observations private
15. ___Validate each colors strengths: successful
organizations and leaders acknowledge the unique
capabilities of each temperament.
g. Don’t stereotype others
160 Chapter Five: Four Lenses
Summarize and Reflect
The Four Lenses chapter marks the beginning of your journey into self-awareness. You learned
basic information about The Four Lenses as well as the characteristics of each of the four
temperaments. You also learned about how to motivate each temperament as well as how
recognizing your blind spots can improve your self-awareness and interactions with others. You
then examined the ways we can adjust our behaviors to better interact and communicate with
others who prefer temperaments that differ from our own preferred style. The last part of the
lesson concentrated on the concept of maturity and how it relates to not only the Four Lenses, but
also how maturity and the Four Lenses apply to you…the noncommissioned officer.
This chapter was specifically designed to teach you about yourself and others in a way that
improves your ability to effectively interact with others, regardless of their preferred
temperament. The knowledge you gained from this experience, if used appropriately, will
improve your communication and relationships with others in a way that fosters mutual
understanding and acceptance, thus enhancing your effectiveness as a NCO. Opportunities to
apply the concepts of the Four Lenses will be evident throughout your Air Force experience and
life…you’ll see!
Chapter Five: Four Lenses 161
Key Terms
Blind Spots, 147
Johari’s Window Model, 147
Maturity, 156
The Four Lenses Theory, 139
References
Bryce, Nathan K. Four Lenses Unfolded. North Orem, UT: Insight Learning Foundation, 2002.
Covey, Stephen R., The 7 Habits of Highly Effective People, Simon & Schuster, 1989.
Four Lenses Facilitator’s Guide, Shipley Communication, 2005.
Four Lenses, 4-Temperament Discovery: The Kit, Shipley Communication, 2009.
Fraser, George C., Ten Truths for Building Extraordinary Relationships, The McGraw-Hill
Companies, 2007.
Keirsey, David, and Marilyn Bates. Please Understand Me: Character and Temperament Types,
Del Mar, CA: Gnosology Books, Ltd., 1984.
Luft, J. and Ingham, H. The Johari Window, A Graphic Model of Interpersonal Awareness,
Proceedings of the Western Training Laboratory in Group Development, Los Angeles:
UCLA, 1955.
Shipley Communication official website: http://www.shipleycommunication.com /assessments/
(accessed 13 February 2013).
Wellness Proposals website: http://wellnessproposals.com/wellness-library/tobacco-
cessation/tobacco-cessation-posters/ (accessed 13 February 2013).
162 Chapter Five: Four Lenses
Formative Exercise
1. SMSgt Brock, the security forces superintendent, calls SSgt Downy into her office and says,
“I noticed you and your fire team “ranger rolling” your hats.” Smiling, Downy replies,
“Ma’am, I believe it creates a more aggressive look; besides, the ladies really like them.”
Brock says, “You may not be aware, or even care, Sergeant Downy, but ranger rolling your
hat is not authorized.” Standing up she adds, “I know you dislike the rule and it is your
nature to take risks, but the ranger rolls end today. Are we clear?” Reluctantly, Downy
replies, “Yes, ma’am!” The next day Brock notices Downy and his team wearing their hats
appropriately.
SMSgt Brock’s actions BEST illustrate her understanding of SSgt Downy’s ______ and its
impact on NCO effectiveness.
a. temperament
b. blind-spot
c. high level of maturity
2. MSgt Norton calls SSgt Pyle, one of his most motivated NCOs, into his office and announces, “I
am going on emergency leave and have a few tasks for you while I’m gone.” Pyle asks
nervously, “Am I familiar with these tasks sir?” Norton replies, “Not at all, but they are career
enhancing opportunities.” She replies, “Great! I’ll go grab my planner and be right back.”
Norton replies, “We don’t have time for note-taking or to-do lists. Relax, I’ll explain everything
you need to know on the way to the airport.”
Because MSgt Norton _____________, his actions will MOST likely ____________ SSgt Pyle’s
effectiveness.
a. understands SSgt Pyle’s blind spot; enhance
b. misunderstands SSgt Pyle’s blind spot; hinder
c. understands SSgt Pyle’s temperament; enhance
d. misunderstands SSgt Pyle’s temperament; hinder
Chapter Five: Four Lenses 163
Progress Check Answers
1. The Blue temperament values Interpersonal interaction and close relationships.
2. The Orange temperament values competitiveness, hands on work, and people who prefer
this temperament work as hard as they play.
3. The Green temperament values competence in themselves and others and can quickly
develop contempt for individuals they consider incompetent.
4. People who prefer the Gold temperament are goal oriented, ready to complete any task
requiring little prompting or encouragement.
5. Down: Blind
6. Across: Hidden
7. Across: Open
8. Down: Unknown
Crossword Puzzle Answer Key
164 Chapter Five: Four Lenses
Match the descriptions from the left column with the concepts from the right column. All
concepts are used only once.
Description Concept
9. c A personal characteristic that causes one to force
their preferred temperament on others.
a. Maturity
10. b A personal quality where one can modify his or
her behaviors to effectively interact with all
temperaments.
b. Humility
11. _g_Simply because Greens are known to prefer their
independence does not mean all who prefer this
temperament wish to be alone.
c. Pride
12. _a_ This is the ability to remove your primary lens
and see others, situation, and environment through
another other lenses.
d. Validate each colors strengths
13. _f_Do not label others as a Gold or Blue, even though
you may have correctly identified their preferred
temperament.
e. Give good gifts
14. _e_Treat others the way they want to be treated, not
the way you prefer to treat them.
f. Keep your observations private
15. _d_Validate each colors strengths: successful
organizations and leaders acknowledge the unique
capabilities of each temperament.
g. Don’t stereotype others
Chapter Five: Four Lenses 165
Formative Exercise Answers
1. CORRECT ANSWER: a
RATIONALE:
a. This answer is CORRECT. According to the Four Lenses chapter, understanding
the different temperaments allows leaders to communicate better with their
subordinates. Based on her understanding of temperaments, Brock recognizes SSgt
Downy’s preferred temperament is orange as illustrated in the statements, “I believe
it creates a more aggressive appearance and the ladies really like them” and “…I
realize you do not care for all these rules and it is your nature to take risks …” she
also does not allow him to use it as an excuse (or crutch) for unacceptable behavior.
SMSgt brock understands that Downy’s behavior can have a negative impact on
NCO effectiveness; therefore, her actions in correcting the issue will positively
impact her effectiveness.
b. This answer is incorrect. According to the Four Lenses chapter, blind spots are areas that
are outside a person’s preferred temperament range, which can create barriers to
communication, misunderstandings, and unhealthy relationships if the blind spots are
ignored. Although SSgt Downy may have a blind spot, the scenario does not clearly
indicate, describe, or explain blind spots or their impact on NCO effectiveness.
Furthermore, the question specifically addresses SMSgt Brock’s actions. See rationale
for correct response for additional information.
c. This answer is incorrect. According to the Four Lenses chapter, low maturity can be
indicated by a need for development and a belief that one’s way is the only/best way.
Maturity is relating and understanding the preferred temperaments of others and being
able to see through their “lenses.” Though SSgt Downy may be displaying a low-level of
maturity, there is not enough information to determine if SMSgt Brock understands
Downy’s maturity. See rationale for correct response.
166 Chapter Five: Four Lenses
2. CORRECT ANSWER: d
RATIONALE:
a. This answer is incorrect. According to Four Lenses chapter, blind spots are areas that are
outside a person’s preferred temperament range, which can create barriers to
communication, misunderstandings, and unhealthy relationships if the blind spots are
ignored. These are reduced through identification and learning. There is no indication of
MSgt Norton addressing blind spots; therefore there is not enough information to
determine if he understands them. See rationale for correct response.
b. This answer is incorrect. There is no indication of MSgt Norton addressing blind spots;
therefore, there is not enough information to determine if he understands them. See
rationale for “a” and the correct answer for additional information.
c. This answer is incorrect. MSgt Norton misunderstands SSgt Pyle’s Gold temperament
which will most likely hinder, not enhance, SSgt Pyle’s effectiveness. See rationale for
correct answer for additional information.
d. This answer is CORRECT. According to the Four Lenses chapter, the Gold
temperament is comfortable in familiar and structured environments. In this
scenario, Pyle’s temperament is Gold as evidenced by her wanting to take notes, use
a planner, and to-do lists. MSgt Norton misunderstands SSgt Pyle’s Gold
temperament, as evidenced by 1) giving Pyle unfamiliar tasks, 2) discounting Pyle’s
need to take note and use a planner, and 3) expecting Pyle to be successful based on
a verbal explanation on the way to the airport. This will most likely hinder SSgt
Pyle’s effectiveness.
Chapter Five: Four Lenses 167
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168
“To problem solve successfully . . . we need to view problems
and conceive solutions in terms of what is needed. . . we need
to understand how each person in our problem-solving team
works, so as to get the best out of everyone as the nature of
each problem changes”
– M .J. Kirton
Inside this chapter:
Preferred Cognitive (Thinking) Approach A-I Theory’s Basic Principles
Adaption-Innovation Theory
Proper Terms and Perception
Implications for Use of A-I Theory
CHAPTER SIX: Adaption-Innovation (A-I) Theory
Chapter Six: Adaption-Innovation (A-I) Theory 169
Imagine this. The Chief Master Sergeant of the Air
Force has been levied with the task of creating a new
performance system for enlisted personnel. He forms a
team of the leading experts in enlisted force
development. The experts begin to propose different
designs to use to build the new performance system.
There are strains developing within the team. They
seem to bicker a lot and lose track of the objective. It
appears they will never develop the new performance
system. What problems do you see? You could label
them Problem A: creating a new performance system
for enlisted personnel; and Problem B: getting the team
to work toward the common objective of creating a new
enlisted performance system.
Why should NCOs be concerned with Problem A and
Problem B situations? NCOs typically work in teams
on the job. Teams typically solve problems better than
individuals solve and therefore, are seen as superior in
handling complex problems involving intertwining
competencies and expertise. Teams are superior only if
they can solve the problems for which they were
created. Teams are superior only if they can stay
focused on Problem A. Teams that are consumed with
Problem B will never solve Problem A.
Leaders must learn to solve difficult problems that are
complex and hard to define. Because change is
constant, problem solving has to change and flex with
the situations as they develop. A vibrant solution in
one situation would be a disaster in another. Problem
solving teams rely on blending different talents in
different combinations in order to reach viable solutions
at the strategic levels of the Air Force. The A-I Theory
helps you understand attributes that enhance the team.
It also makes you aware of another aspect – that of diversity.
This chapter will convey useful information to help you understand the A-I Theory. Don’t
confuse the A-I theory with the techniques of adaptive thinking and innovative thinking that you
learned about in Chapter 4, Strategic Thinking. The techniques in chapter 4 augment our
“preferred style of problem solving” covered in this chapter. In order for you, as a supervisor, to
understand the A-I Theory, you will look at preferred cognitive (thinking) approach, A-I
Theory’s Basic Principles, understanding adaption-innovation, proper terms and perception,
cognitive gap, bridgers, and coping behavior.
Upon completion of this chapter, you
should be able to:
TERMINAL COGNITIVE
OBJECTIVE:
Comprehend how A-I Theory impacts
NCO, unit, and mission effectiveness.
Terminal Cognitive Samples of
Behavior: 4. Explain how A-I Theory impacts
NCO, unit, and mission effectiveness.
5. Give examples of A-I Theory impacting NCO, unit, and mission
effectiveness.
6. Predict the impact of A-I Theory NCO, unit, and mission
effectiveness.
AFFECTIVE OBJECTIVE:
Value A-I Theory and how it
enhances NCO, unit, and mission
effectiveness.
Affective Samples of Behavior: 1. Read about A-I Theory concepts
with an open mind and remember new information (receiving).
2. Complete all activities (progress
checks, exercises, and self-reflection), and question concepts,
models, etc. in order to fully
understand them (responding). 3. Accept the idea that effective use of
A-I Theory concepts positively
impacts individual, unit, and mission effectiveness (value).
4. Willingly develop a preference for using A-I Theory concepts to
enhance individual, unit, and
mission effectiveness (value). 5. Commit to using A-I Theory
concepts to enhance individual, unit,
and mission effectiveness (value). mission effectiveness (value).
170 Chapter Six: Adaption-Innovation (A-I) Theory
Preferred Cognitive (Thinking) Approach
Thinking is the means by which we solve problems and are creative. We cannot “see” thinking
occur so we have to devise means to identify one’s preferred thinking (cognitive) style. The
Kirton Adaption-Innovation Inventory (KAI) is a precise measure of preferred thinking style.
The KAI is a psychometric instrument that has been tested across many cultures, and for over 40
years, proven to be one of the world’s most reliable and valid instruments for measuring
cognitive preference. Kirton’s work proves that preferred styles are established by the late
teenage years and remain stable throughout life. The instrument is so reliable that if you took it
when you first joined the Air Force and then take it again today, your score today would be
within one half of a standard error of measurement (10 points) deviation from your original
score.
A-I Theory’s Basic Principles
A-I Theory Emphasizes Three Key Issues:
1. When we problem solve we are limited by the way we are built (e.g. our intelligence, no one
has endless capacity or flexibility).
2. All of us are intelligent and creative, at different levels and with different styles, and
therefore, all of us are capable of learning to contribute to team problem solving, as long as
there is both motive and opportunity.
Problem A: This is an ‘actual problem’ that two of more individuals come together to solve.
Problem B: This encompasses all of the problems (team dynamics, interpersonal skills,
communication, collaboration, etc.) that stem from ‘human interactions’ and it steals time
and energy from efforts needed to solve Problem A.
3. Leaders interact with people to solve a myriad of problems every day and to be truly
successful at solving both problem A and problem B, leaders must be able to effectively
manage the diversity that stems from people whose A-I preference ranges from highly
adaptive to the highly innovative and every point in between.
Adaption-Innovation Theory
One could spend years reading and learning about this theory and still not understand fully its
power. Even today, Dr. Kirton, along with his closest colleagues from the University of
Pennsylvania and the Thomas N. Barnes Center for Enlisted Education are learning new things
about the theory and new ways it can be used to help organizations, and the leaders of those
organization solve problems and manage change.
With that said, our purpose here is to provide a basic understanding of the theory in order to help
you better understand yourself and those you lead. As they say, leadership begins with self-
awareness.
Chapter Six: Adaption-Innovation (A-I) Theory 171
The Adaption-Innovation Theory is founded on the assumption that all people solve problems
and are creative, and that both are outcomes of the same brain function.
“The theory sharply distinguishes between level and style of creativity, problem solving, and
decision making, therefore the theory is ONLY concerned with style”
Level: Refers to potential capacity (intelligence or talent) and learned levels (such as
management, supervisory and leadership competency). It is important to understand and
remember that both styles (adaption and innovation) are found at every level—from the highest
to the lowest.
Style: Refers to “how we think,” our preferred cognitive approach to problem solving, and
decision making. These style differences, which lie on a normally distributed continuum, range
from strong adaption to strong innovation.
Progress Check
1. What is the difference between Problem A and Problem B?
2. The Adaption-Innovation Theory is only concerned with ___________.
3. What is the difference between style and level?
172 Chapter Six: Adaption-Innovation (A-I) Theory
Proper Terms and Perception
Although people tend to use the terms adaptors and innovators, we should always use the more
precise terms of “more adaptive” and “more innovative.” These are better because they keep us
from labeling others as only adaptive or only innovative. The fact is, although your position on
the continuum remains stable over time, how you are perceived is relative and changes
depending on who (individuals/groups) you are interacting with.
The bell curve below shows the distribution of style preferences along the A-I continuum. All
numbers refer to the general population relative to a normal distribution of the responses (Bell
Curve):
1. 68% fall between Mild Adaptor and Mild Innovator (34% on each side of mean)
2. 26% are moderate adaptors or moderate innovators (13.59% each)
3. 5% are strong adaptors or strong innovator (2.14% each)
Bell Curve
Refer to Perceptions Figures below:
Example 1: In this example, you (Y) are in the Mild Adaptor area of the continuum and the
people (P) you work with are very close to your position on the continuum. These people
perceive you (and you perceive them) as being very similar, e.g. all of you take a very similar
approach to problem solving. You may also notice that it is easy to communicate with the
members in this group.
Chapter Six: Adaption-Innovation (A-I) Theory 173
Example 2: Although your position (Y) on the continuum has not changed, the people you
interact with fall in the Moderate and Strong Innovator areas of the continuum, and as a result,
they may perceive you as conforming, predictable, inflexible, wedded to the system, and
intolerant of ambiguity. You probably see them as unsound, impractical, risky, abrasive, and a
threat to the established system. You may also notice some challenges in communicating
(getting your thoughts across) to this group
Example 3: Once again, your position has not changed, but this time, the people you must
interact with fall below you in the Strong Adaptor area of the continuum. This means they will
more than likely perceive you as unsound, impractical, risky, abrasive, and a threat to the
established system, just as you perceived the people in example 2. Again, you may also notice
some challenges in communicating (getting your thoughts across) to this group.
So, it is all relative! Although your position on the continuum does not change, how others
perceive you and how you perceive them depends on where you are on the continuum in relation
to their position.
Perceptions
174 Chapter Six: Adaption-Innovation (A-I) Theory
So what is the take away from these examples:
First, it is equally important that you understand how others perceive you, and why they perceive
you that way. Remember it is relative to where you and others fall on the continuum.
Second, although large gaps between styles means greater chances of conflict (i.e. Problem B), it
also offers greater potential/ability to solve problems (Problem A) because of cognitive diversity.
Regardless of where we fall on the continuum, we can all be equally creative, which also means
we can all be equally good or equally bad at handling change.
Before moving on, let’s be clear about Problem A and Problem B.
Problem A: This is the ‘actual problem’ that two of more individuals come together to
solve.
Problem B: This encompasses all of the problems (team dynamics, interpersonal skills,
communication, collaboration, etc.) that stem from ‘human interactions’ and it steals time
and energy from efforts needed to solve Problem A.
In the examples above we used words and phrases such as predictable, inflexible, wedded to the
system, and unsound to describe the more adaptive and words like impractical, risky, and
abrasive to describe the more innovative. In reality, both styles have many traits, tendencies, and
characteristics as described below. See if you recognize any of them in yourself.
Chapter Six: Adaption-Innovation (A-I) Theory 175
Adaptors exhibit the following tendencies:
Innovators exhibit the following tendencies:
- Prefer more structure and more of it
consensually agreed.
- Improve or extend the paradigm in order to
solve problems.
- Use rules to solve problems.
- Bring order out of turbulence.
- Revitalize current systems for tomorrow.
- Work within the system to bring about new
improvement, ideas, and greater efficiencies.
- Value themselves for being:
-- Improvers
-- Resource Effective
-- Supportive
-- Consistent
-- Methodical
-- Masters of Structure
-- Sound
-- Prudent Risk-takers
- Prefer less structure and can tolerate less of it
consensually agreed
- Challenge or break the paradigm in order to solve
problems.
- May break the rules to solve problems.
- Catalyze the necessary turbulence.
- Help create break from worn-out systems.
- Work outside the system to bring about different
ideas and different structures for the high Adaptors
- Value themselves for being
-- Full of Ideas
-- Provocative
-- Assumption Challengers
-- Accepting of Change
-- Intuitive
-- Mold Breakers
-- Shocking
-- Daring Risk-takers
176 Chapter Six: Adaption-Innovation (A-I) Theory
Progress Check
4. What is a more precise term for adaptors?
5. What is a more precise term for innovators?
6. Why is it important to know where you fall on the Adaption-Innovation continuum?
7. Why does a large gap in style offer greater potential/ability to solve problems?
8. What are some of the tendencies adaptors exhibit concerning “structure”?
9. What are some of the tendencies innovators exhibit concerning “structure”?
10. What are some of the tendencies adaptors exhibit concerning “the paradigm”?
11. What are some of the tendencies innovators exhibit concerning “the paradigm”?
Chapter Six: Adaption-Innovation (A-I) Theory 177
Implications for Use of A-I Theory
Cognitive Gap:
There are two forms of cognitive gap. The first form is the distance between one’s preferred
style and the behavior actually needed in a particular situation (i.e. the distance between ones
preferred style and his/her task). The second form is, the distance in a social interaction,
between the preferred styles of 1) two people, 2) a person and a group, or 3) two groups (refer
back to figure 2).
According to A-I Theory, the larger the cognitive gap, the greater the potential for conflict and
for productive problem solving
Potential for Conflict
Small Gaps: A difference in cognitive styles becomes noticeable when the distance between
two individuals (or two groups) falls on the extreme edges of a style (e.g. Moderate
Innovators). The advantage of this small gap is there is very little, if any, conflict. If conflict
does occur, both individuals find it easy to manage. The disadvantage of this gap is like-
minded thinking can lead to less than optimal solutions.
Large Gaps: These are when one individual (or group) has one style and the other person or
group has an adjacent style (e.g. Mild Adaptor interacting with a Mild Innovator). With this
difference, individuals find they must consciously manage the relationship due to minor, but
very noticeable conflict caused by their difference in styles. The advantage here is that
different perspectives lead to better solutions to Problem A (i.e. the task at hand). The
disadvantage is that individuals must expend some energy and time coping and managing the
relationship (i.e. resolution of Problem B).
Significant Gaps: These are when one individual (or group) has one style and the other
person or group has a style that is separated by one style (e.g. Strong Adaptor interacting with
a Mild Adaptor). When the cognitive gap is at the extreme ends of the ranges for the groups,
these individuals (or groups) experience a great deal of conflict and need increasing amounts
of coping behavior to manage/maintain the relationship. Once again, the advantage of this
cognitive gap is a wider range of thinking that can lead to outstanding solutions to Problem A.
The disadvantage is that individuals usually end up expending way more energy and time
coping and trying to fix Problem B than they expend on solving Problem A. In many cases,
without help, these individuals or groups may never even get to Problem A.
When the cognitive gap is separated by two or more styles (e.g. Strong Adaptor. interacting
with a Mild Innovator), the effort required for successful coping rises exponentially with the
size of the gap. Moreover, coping becomes even more difficult when this gap lies between
two people, one of whom is the boss or when the rewards and penalties for success or failure
are high.
178 Chapter Six: Adaption-Innovation (A-I) Theory
Potential for Problem Solving
Adaptors and innovators are equally good at solving problems…but optimal problem solving
results from both adaptors and innovators working on the problem together because it brings all
sides (perspectives) of a problem to light. Although this brings Problem B into the mix, leaders
who manage this cognitive diversity effectively end up with the best possible solutions.
Because all organizations naturally cycle through periods of steadiness-change-steadiness, they
need a mix of adaptors and innovators to help with the myriad of challenges that stem from this
cycle.
Imagine an organization (or team) comprised of only adaptors. Given the information in table 1
above, we’d have an organization full of people who are extremely good at solving problems by
“staying within the organization’s paradigm”, “working within the existing structure, rules, and
policies’, and by ensuring they had group consensus on every decision before implementing any
change. This organization would have great efficiency and operate like a well-oiled
machine…at first. However, nothing in the United State Air Force is static for long. Missions
change and when they do, the organization must be able to change and adapt as well.
Organizations with only adaptors handle small, incremental changes just fine…but major
changes send it into a death spiral.
Now imagine an organization (or team) comprised of only innovators. Given the information in
table 1 above, we’d have an organization full of people who are extremely good at solving
problems by “breaking the rules”, “working outside the existing structure, rules, and policies’,
and by having little or no concern for group consensus before implementing change. Although
this organization might experience major success when new, it would not be very efficient in the
long run because of the constant change and very little rule following (i.e. little stability).
In summary, organizations with only adaptors or innovators quickly perish (or fail in executing
its mission). The take away here is optimal problem solving results from both adaptors and
innovators working on the problem together which also requires effective management of the
cognitive gap (i.e. Problem B). An effective method for managing cognitive gap is through the
use of Bridgers.
Bridgers
Ways to manage cognitive gap include changing jobs, changing the job, position or duties,
delegating or reassigning team roles, reorganizing teams, and reassigning certain members.
Although these methods may work occasionally, as members of the military, we seldom have the
luxury of changing job or reassigning people. Thus, we must find another way to manage the
cognitive gap. That’s where Bridgers come in.
So what is a Bridger?
- First, and foremost, bridging is a social role that requires:
-- human relation skills (which can be taught)
Chapter Six: Adaption-Innovation (A-I) Theory 179
-- bridger to be acceptable to those they bridge
-- a willingness to fulfill the role
To be a successful Bridger, one needs to be willing to undertake the role and ideally (albeit not
mandatory) have a cognitive preference (style) between those to be bridged. For example, a
Moderate Adaptor might help bridge the gap between a Strong Adaptor and Mild Adaptor.
Likewise, a Moderate Innovator might help bridge the gap between Mild Innovator and Strong
Innovator. Another example might be a Mild Innovator bridging between a Strong Adaptor and
a Strong Innovator.
Although being in the area between those to be bridged is ideal, a person can still bridge whose
style is outside those to be bridged can still act as a bridger. For example, a Strong Innovator
could bridge between a Strong Adaptor and a Mild Innovator.
Successful Bridgers help those being bridged understand each other’s approach through the use
of interpersonal skills, active listening, and effective questioning techniques. These help both
parties understand why and how the other party approaches problem solving and they help both
parties understand each other’s strengths and weakness, which helps both parties expend more
effort on Problem A.
Bridging is reaching out to people in the team and helping them to be part of it so that they may
contribute even if their contribution is outside mainstream. Bridgers are important in
maintaining group cohesion and can significantly reduce Problem B by redirecting group energy
to solving Problem A. (Kirton, 2003, p. 247).
The Bridger fills roles of counselor, mediator, and negotiator (Kirton, 2003, p. 253). Bridging is
a learned skill, one that effective NCOs must learn to be effective…there are no official Bridgers
as it is a learned skill.
Kirton also observes “Bridgers need the skills necessary to intervene and the motive to want to
risk it” (Kirton, 2003, p. 250). When we add the power of collaboration to Bridging, we add
another effective way of facilitating problem solving.
Although Cognitive Diversity increases the likelihood of coping behavior occurring, when used
positively it can also be used to increase the team’s ability to solve Problem B and subsequently
solve Problem A. When we build teams with Adaptors and Innovators, each provides or attend
to the following for their team:
180 Chapter Six: Adaption-Innovation (A-I) Theory
Adaptors Innovators
- Supply consensus, sensitivity, and group
cohesion
- Provide stability and continuity
- Provide a safe testing group for risky
ventures
- Provide the break with accepted theory
- Provoke the group to reconsider consensus
related issues
- Supply the dynamics to bring about
discontinuous change
When no one is available (or willing) to fulfill the role of Bridger, NCOs may find themselves in
a situation where they have no choice but to act as a Bridger…just one more reason for
possessing a solid grasp of A-I Theory.
Coping Behavior
Having a Bridger certainly helps when there is a large cognitive gap between two people, a
person and a group, or two groups of people. However, there are times when all of us must
behave (i.e. problem solve) outside of our preferred style. To put it in simple terms:
“Coping Behavior is effort required to do something that is not our preference”
Why do we need Coping Behavior?
We need coping behavior because we cannot always solve problems using our preferred style.
There are two main reasons for operating outside our preferred style. The first reason is the
nature of the problem and the second reason is the nature of the solution (desired by oneself or
by authority).
The Cost of Coping Behavior
It is important to understand that everyone copes at some point, and that working outside one’s
preferred style is psychologically expensive.
When coping, adaptors must move away from familiar, consensually agreed structure into
territory with more of the kinds of risk they carefully avoid. Of course, they can (and do) use
techniques (which can be taught) to cope. However, there is a big difference between indulging
in a brain storming exercise in a comfortable setting away from the job and carrying out the
same exercise in an environment that is hostile. A person who is more innovative in the same
situation would worry less.
Innovators too have their difficulties when problem solving in adaptive modes/environments.
They must constantly remind themselves that to survive successfully in an established group,
they need to master the rules and operate intelligently and creatively within consensually agreed
constraints just as the more adaptive people do.
Why do people cope?
If operating outside our preferred style is psychologically expensive—why do we do it?
Chapter Six: Adaption-Innovation (A-I) Theory 181
The answer is Motive which generates additional energy and discounts additional discomfort
until either the task is complete, or it becomes possible to solve the problem within limits closer
to one’s preferred style. Of course, if there is no opportunity, then there is no motive. Although
there are many definitions for motive and opportunity, for our purposes we define them as
follows:
Motive: “An emotion, desire, physiological need, or similar impulse that causes one to take
action.”
Opportunity: “An appropriate or favorable time, occasion, or situation favorable for attainment
of a goal”
When motive is switched off, coping behavior is also switched off! There at least four conditions
where we simply “turn off” our coping behavior.
Condition 1 When operating in an environment where we can use our preferred style
(i.e. little to no Cognitive Gap exists)
Condition 2 When operating in an environment where we cannot use our preferred
style because of a large Cognitive Gap (e.g. Mild Adaptor working with/for Strong
Innovator)
Condition 3 When the opportunity (need) for/to cope no longer exists (new position,
duties, assignment, boss, etc.)
Condition 4 When the motive for coping no longer exists or is no longer important
(unable to get promoted, recognized, or rewarded or something in life has changed, etc.)
Effective Leadership
Rarely do we get to work in an environment where we can operate entirely within our preferred
style. Therefore, as enlisted leaders, we must recognize that actual behavior is always a blend of
one’s preferred style and coping behavior.
Effective leaders create environments where they only ask for minimum coping behavior most of
the time and only have to ask for maximum coping behavior in times of crisis. The Cost of
Coping Behavior Figure on the next page is a visual representation of the cost of coping
behavior.
SELF-REFLECTION OPPORTUNITY: What are the disadvantages of working with team
members that have the same cognitive style as the leader?
182 Chapter Six: Adaption-Innovation (A-I) Theory
Cost of Coping Behavior
The Cost of Coping Behavior figure above shows us two very important points:
First, we can cope for long periods of time when the behavior required is not too far away from
our preferred style.
Second, the further we move away from our preferred style, the
harder it is to continue coping. If we are unable to walk away
from a situation for reasons outside our control, and must
continue coping, the effort takes a toll on our mental and
physical health. Eventually, the effort becomes so
psychologically costly that, regardless of the consequences, we
lose our motive and switch off our coping. When this happens,
we see people make life-changing choices in order to get away
from the situation so they can return to state where they can use
their preferred style. When people switch off their coping, we
often see a significant impact: switching career fields, no-notice
retirements, and separation from the service without benefits,
divorces, and suicides.
SELF-REFLECTION OPPORTUNITY: How can an understanding of coping behavior
help you become a better leader?
Chapter Six: Adaption-Innovation (A-I) Theory 183
17. What is bridging?
18. Why do we need coping behavior?
19. Effective leaders create environments where they only ask for __________ coping behavior
most of the time and only have to ask for __________ coping behavior in times of crisis.
Progress Check
12. What are the two forms of cognitive gap?
13. According to A-I Theory, the larger the cognitive gap, the greater the potential for conflict
and for __________.
14. Leaders who manage ______________ effectively end up with the best possible solutions.
15. Organizations with only adaptors or innovators quickly _______________.
16. An effective method for managing cognitive gap is through the use of ___________.
184 Chapter Six: Adaption-Innovation (A-I) Theory
Matching Exercise
Match the terms on the left to their definitions on the right. Each term will be used only once.
1. ___ Problem A A. potential capacity: intelligence or talent
2. ___ Level B. preferred approach to problem solving, and decision
making.
3. ___ Coping Behavior C. precise terms use to describe the A-I Continuum
4. ___ More Adaptive or
Innovative
D. problem that two of more individuals come together
to solve.
5. ___ Style E. problems that stem from human interactions
6. ___ Problem B F. distance between one’s preferred style and the
behavior actually needed in a situation
7. ___ Cognitive Gap #1 G. social role requiring human relation skills, and an
intermediate score (ideally)
8. ___ Opportunity H. effort required to do something that is not one’s
preference
9. ___ Bridger I. emotion, desire, physiological need that causes one to
take action
10. ___ Cognitive Gap #2 J. All of us are intelligent and creative, at different
levels and with different styles
11. ___ Motive K. An appropriate or favorable time, occasion, or
situation favorable for attainment of a goal
12. ___ Basic Principle of
A-I Theory
L. distance in a social interaction between preferred
styles
Chapter Six: Adaption-Innovation (A-I) Theory 185
Summarize and Reflect
Why does that matter to you? The relationship between cognitive style and diversity of a team is
a strong relationship! Insufficient creativity /problem-solving diversity leads to poor problem
solving (e.g., teams with a closely grouped style hinder the diversity of the team). Teams should
not be all innovative or all adaptive, either can be fatal.
The A-I theory rests on the assumption that all of us are intelligent and creative, at different
levels and with different styles, and all of us are capable of contributing to team problem solving
as long as there is both motive and opportunity. A-I theory is concerned with our preferred way
of problem solving, so it is important to remember that no one style is better than the other; both
styles (more adaptive and more innovative) have advantages and disadvantages.
Kirton wrote, “To problem solve successfully . . . we need to view problems and conceive
solutions in terms of what is needed. . . we need to understand how each person in our problem-
solving team works, so as to get the best out of everyone as the nature of each problem changes”
(Kirton, 2003, p. 24).
If your team is efficient, you, your unit, and the mission benefit.
186 Chapter Six: Adaption-Innovation (A-I) Theory
Key Terms
Adaptors, 172, 175 Bridgers, 178 Cognitive Diversity, 174, 178 Cognitive Gap, 177 Coping Behavior, 180 Innovators, 172, 175 Kirton Adaption-Innovation Inventory, 170
Level, 171 More Adaptive, 172 More Innovative, 172 Preferred Cognitive Approach, 170 Problem A, 170 Problem B, 170 Style, 171
References
Kirton, M. J., (2003). Adaption-Innovation in the Context of Diversity and Change
Kirton, M. J., (1999). Adaptors and Innovators: Why New Initiatives Get Blocked Paper
Chapter Six: Adaption-Innovation (A-I) Theory 187
Progress Check Answers
1. What is the difference between Problem A and Problem B?
Problem A is the ‘actual problem’ that two of more individuals come together to solve.
Problem B encompasses all of the problems (team dynamics, interpersonal skills,
communication, collaboration, etc.) that stem from ‘human interactions’.
2. The Adaption-Innovation Theory is only concerned with style.
3. What is the difference between style and level?
Level refers to potential capacity (intelligence or talent) and learned levels (such as
management, supervisory and leadership competency). Style: refers to “how we think,” our
preferred cognitive approach to problem solving, and decision making.
4. What is a more precise term for adaptors?
More adaptive
5. What is a more precise term for innovators?
More innovative
6. Why is it important to know where you fall on the Adaption-Innovation continuum?
How others perceive you and how you perceive them depends on where you are on the
continuum in relation to their position.
7. Why does a large gap in style offer greater potential/ability to solve problems?
Because of the cognitive diversity
8. What are some of the tendencies adaptors exhibit concerning “structure”?
Prefer more structure and more of it consensually agreed
9. What are some of the tendencies innovators exhibit concerning “structure”?
Prefer less structure and can tolerate less of it consensually agreed
10. What are some of the tendencies adaptors exhibit concerning “the paradigm”?
Improve or extend the paradigm in order to solve problems
188 Chapter Six: Adaption-Innovation (A-I) Theory
11. What are some of the tendencies innovators exhibit concerning “the paradigm”?
Challenge or break the paradigm in order to solve problems
12. What are the two forms of cognitive gap?
The first form is the distance between one’s preferred style and the behavior actually needed
in a particular situation (i.e. the distance between ones preferred style and his/her task).
The second form is, the distance in a social interaction, between the preferred styles of 1) two
people, 2) a person and a group, or 3) two groups (refer back to figure 2).
13. According to A-I Theory, the larger the cognitive gap, the greater the potential for conflict
and for productive problem solving.
14. Leaders who manage cognitive diversity effectively end up with the best possible solutions.
15. Organizations with only adaptors or innovators quickly perish.
16. An effective method for managing cognitive gap is through the use of bridgers.
17. What is bridging?
Bridging is reaching out to people in the team and helping them to be part of it so that they
may contribute even if their contribution is outside mainstream.
18. Why do we need coping behavior?
Because we cannot always solve problems using our preferred style.
19. Effective leaders create environments where they only ask for minimum coping behavior
most of the time and only have to ask for maximum coping behavior in times of crisis.
Chapter Six: Adaption-Innovation (A-I) Theory 189
Matching Exercise Answers
Match the terms on the left to their definitions on the right. Each term will be used only once.
1. D Problem A A. potential capacity: intelligence or talent
2. A Level B. preferred approach to problem solving, and
decision making.
3. H Coping Behavior C. precise terms use to describe the A-I
Continuum
4. C More Adaptive or
Innovative
D. problem that two of more individuals come
together to solve.
5. B Style E. problems that stem from human interactions
6. E Problem B F. distance between one’s preferred style and the
behavior actually needed in a situation
7. F Cognitive Gap #1 G. social role requiring human relation skills,
and an intermediate score (ideally)
8. K Opportunity H. effort required to do something that is not
one’s preference
9. G Bridger I. emotion, desire, physiological need that
causes one to take action
10. L Cognitive Gap #2 J. All of us are intelligent and creative, at
different levels and with different styles
11. I Motive K. An appropriate or favorable time, occasion, or
situation favorable for attainment of a goal
12. J Basic Principle of
A-I Theory
L. distance in a social interaction between
preferred styles
190 Chapter Six: Adaption-Innovation (A-I) Theory
Inside this chapter:
THE EVOLUTION OF LEADERSHIP THEORY
Trait Theory
Psychodynamic Theory
Skills Theory
Styles Theory
Situational Leadership Theory
Contingency Theory
Path-Goal Theory
Leadership-Member Exchange (LMX) Theory
Authentic Leadership Theory
Why Full Range Leadership Development
FRLD Leadership Behaviors
Motivational Theories
Skinner’s Operant Conditioning Theory
McClelland’s Need Theory
Contemporary Motivation
Transformational Leadership
Right to Lead Model
CHAPTER SEVEN: Full Range Leadership Development
“The task of leadership is not to put greatness
into people, but elicit it, for the greatness is
already there.”
- John Buchan
Chapter Seven: Full Range Leadership Development 191
Recognizing and developing the leadership
potential of our people has become a strategic
initiative in many of today’s most successful
organizations to include the U.S. military.
The Air Force uses sociocultural concepts like
training and mentoring to develop leaders for
today and tomorrow’s air and space force. As
NCOs, we remain committed to discovering,
nurturing, and developing greatness in our
Airmen.
This chapter begins with background
information pertaining to the development and
evolution of leadership theory, focusing on
four theories that attempted to capture the
essence of effective leadership throughout
history. Next, it explains various motivational
theories and the methods we use to
individually motivate others. This chapter
then focuses on Full Range Leadership
Development or FRLD for short, and a model
that identifies various passive and active
leadership styles. This reading also compares
two formidable leadership styles
(Transactional and Transformational, then
concludes with an explanation of the Right to
Lead Model.
Upon completion of this chapter you
should be able to:
TERMINAL COGNITIVE
OBJECTIVE:
Comprehend Full Range Leadership
Development (FRLD) concepts and
their impact on NCO, subordinate,
unit, and mission effectiveness.
Terminal Cognitive Samples of
Behavior:
1. Explain FRLD and its impact on
subordinate, NCO, unit, and
mission effectiveness.
2. Give examples of FRLD and
their impact on subordinate,
NCO, unit, and mission
effectiveness.
3. Predict the impact of FRLD on
subordinate, NCO, unit, and
mission effectiveness.
AFFECTIVE OBJECTIVE:
Value FRLD concepts and their
impact on subordinate, NCO, unit, and
mission effectiveness.
Affective Samples of Behavior:
1. Read about FRLD concepts with
an open mind and remember new
information (receiving).
2. Complete all activities (progress
checks, adult learning profile,
IDDP exercises, and self-
reflection), and question concepts,
models, etc. in order to fully
understand them (responding).
3. Accept the idea that effective use
of FRLD concepts positively
impacts individual, unit, and
mission effectiveness (value).
4. Willingly develop a preference for
using FRLD concepts to enhance
individual, unit, and mission
effectiveness (value).
5. Commit to using FRLD concepts
to enhance individual, unit, and
mission affective values.
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Today, leadership is more than just moving people and teams from point A to point B and
simply achieving goals. It includes displaying behaviors, designing structures, and
implementing policies that develop subordinates along the way. It involves the movement of
leaders and followers from a passive and ineffective form of leadership to one that is more
active…and effective. This will increase follower motivation and performance to higher levels
of excellence and sustaining both a positive and results-oriented organizational culture.
The Evolution of Leadership Theory
When was the concept of leadership first discovered? Why haven’t we mastered the art and
science of leadership and why do we continue to examine and remain fascinated by it today?
One could easily argue that leadership theory is as old as humanity itself. What is it that
enables some members of their society to rise up through the ranks to leadership positions
while others fail? The earliest attempts to answer these and other questions were the historical
biographies written about some of the world’s great leaders. Other works by various scholars,
psychologists, and sociologists not only attempted to define leadership, they revealed methods
and techniques to hone the very skills necessary in becoming a great leader. Let us briefly
explore some of history’s most prominent theories.
SELF-REFLECTION OPPORTUNITY: Before you begin, how would you answer the
following questions?
Do you have a workable plan to cultivate the greatness of the people in your
organization?
How will you help them realize their potential to excel?
Are you able to carefully scrutinize and evaluate their actions?
Are you able to set goals for them and use rewards and discipline (even punishment)
to move them closer to their goals?
Can you (do you) role model in your own behavior what you expect from them?
Do you inspire them to cooperate with your organization’s internal and external
stakeholders?
Are you capable (and willing to) of challenging them to rethink their basic
assumptions and rework their ways of doing things?
Are you patient enough to coach them in a way that develops their strengths to their
full potential, while recognizing and addressing their weaknesses?
Chapter Seven: Full Range Leadership Development 193
Trait Theory
The first studies of leadership focused on fixed personal characteristics and innate qualities
one possessed known as traits. Referred to as “The Great Man (or Woman) Theory,” one’s
leadership effectiveness was said to be influenced by their intelligence, self-confidence,
determination, integrity, and sociability. Trait-based leadership poses a few problems: how
does one develop a trait? Also, leaders who share the same traits oftentimes act differently.
For instance, throughout history, there have been self-confident and intelligent leaders.
However, some were leaders of righteousness while others led followers down paths of
destruction. Those that subscribe to trait-based leadership tend to favor the notion that leaders
are born not made. Although it is true that leaders who have certain traits tend to excel, the
evidence is equally clear that education and training can improve leadership effectiveness.
This supports the notion that leaders can certainly be made.40
Psychodynamic Theory
In the 1930s and 1940s, building upon the pioneering work of Sigmund Freud, experts
introduced the psychodynamic theory of leadership. This theory assumes that the world can be
a hostile, unpredictable, and unforgiving environment and that followers look for leaders who
can make sense of such a turbulent conditions and crisis situations. This is a personality-based
approach to leadership study that argues that followers and leaders are drawn to their roles, and
achieve success in those roles by virtue of personality type, overcoming personal challenges
and organizational crisis in their own lives, and sharing their lessons learned with their
followers. The Myers-Briggs Type Indicator® is related to this theory in it too concentrates on
one’s psychological make-up and personality. The ultimate goal of the psychodynamic theory
is for people to understand themselves, to identify their preferred approaches to situations and
then work within the constraints of their preferences to achieve success.41
Leaders who a more
self-aware have a better understanding of who they truly are and are able to use this
information to improve their leadership.
Skills Theory
This theory focuses on leaders who are emotionally intelligent and can successfully solve
problems. Emotional intelligence centers on emotional awareness and control one has of their
emotions and how this impacts their leadership effectiveness. Some see emotions as
“windows” to one’s psychological state or underlying intentions. Since people tend to think
and act with emotion, this theory argues that skill and knowledge are involved when properly
managing and dealing with emotion. For example, let’s say you just received a bout of
inaccurate, negative feedback from your supervisor-in front of your peers! How would you
respond? Would you retaliate right there to defend your image or compose yourself and
thoughts to rationally discuss the situation with the supervisor privately? The second element,
problem solving, proposes that leaders are effective if they can assist followers in solving
personal, organizational, and career-related problems. In these situations, a leader’s cognitive
and social skills, coupled with their own life experiences, influence their leadership
effectiveness.42
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By the 1950s, scholars realized that these theories revolved around personal traits, which was
simply inadequate when attempting to identify and harness the power of leadership. It was
determined that effective leadership also relied on one’s behavior or style.
Style Theory
Is your supervisor friendly, approachable, and concerned about you, or does he or she consider
the work to be done more important? This theory concentrates on two types of leadership:
task- or production-oriented leadership which focuses on initiating structures and paths for
followers to perform effectively and people- or relationship-oriented leadership which
considers fostering good relationships between the leader and followers. Both leadership
styles influence followers’ performance and satisfaction. Leaders who lack either one of these
behaviors can be ineffective than those who possess both styles. The emphasis on one’s
behavior and style changed the view of developing leadership more promising since behaviors
are more easily changed than traits.43
Situational Leadership Theory
Introduced in the 1980s, management expert, Mr. Ken Blanchard
along with professor, Dr. Paul Hersey created the acclaimed
Situational Leadership Model (see Situation Leadership Model).
This theory focused on a follower’s competence and
commitment, or development level (DL) in completing a specific
task and the use of four different leadership styles to influence
the follower’s development. These styles are directive,
coaching, supporting, or delegating. For example, suppose the
task is to make a decision. If the leader determines the follower
has little competence and commitment to accomplish this task
(DL1), the leader will use a directive style, which may include
providing the follower detailed instructions and a mandatory
deadline.
Situational Leadership Model
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If it is determined that the follower has a low level of competence but some commitment
(DL2), the leader should use a coaching style, presenting ideas to the follower and asking for
input. However, if the leader believes the follower is highly competent but lacks commitment
(a DL3), he or she will use a supportive style of leadership by soliciting solutions from the
follower and encouraging the follower in his or her efforts. Finally, when the follower
demonstrates high levels of competence and commitment (DL4), the leader will use a
delegating style, empowering the follower to make and implement decisions within limits set
by the leader.44
The crux of the Situational Leadership theory is that it is task specific. For
instance, a follower may be at DL 4 in one task and at DL2 for another. The arc in the model
with three arrows represent how a leader should move among leadership styles by
appropriately matching his or her leadership style with the follower’s development level based
on the task to effectively lead the follower.
Contingency Theory
Another popular situational approach to understanding leadership is Contingency Theory.
This theory matches specific leaders to particular situations in order to achieve the most
success. Unlike Situational Leadership, Contingency Theory suggests that leaders cannot
change their behaviors. Therefore, leaders are moved or “swapped” into and out of various
situations based on three critical situational factors. These are:
Leader-Member Relations. The degree to which the leaders is trusted and liked by
members of the group and their willingness to follow the leader.
Leader’s Position Power. The authority the leader has to reward or punish based on
his or her organizational position. The power of the leader is based on the position
held within the organizational position and authority.
The Task Structure. This refers to how well a group’s task(s) have been described.
Highly structured means the tasks are clearly understood and easy to understand.
Unstructured means the tasks are difficult to understand and are complex or difficult to
execute.45
To determine a leader’s effectiveness, Fred Fiedler suggests that the interaction between the
leader and the followers must be favorable to the situation. The most favorable situation is
when leader-member relations are good, the task is highly structured, and the leader has a
strong position power.
Research shows that task-oriented leaders are more effective in highly favorable and highly
unfavorable situations whereas relationship-oriented leaders are more effective in situations of
intermediate favorableness.
Fiedler also suggests that leaders may act differently in different situations.
Relationship-oriented leaders usually exhibit task-oriented behaviors under highly
favorable situations and display relationship-oriented behaviors under unfavorable
intermediate favorable situations.
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Task-oriented leaders frequently display task-oriented in unfavorable or intermediate
favorable situations but display relationship-oriented behaviors in favorable
situations.46
Path-Goal Theory
In the Path-Goal Theory of leadership, once the leader assesses their followers and the
situation, leaders choose one of four behaviors: supportive, directive, participative or
achievement-oriented to lead their followers to success. Though somewhat similar to the
Situational Leadership approach, the Path-Goal Theory views the leader as a trail-blazer,
creating the conditions and paving the way for subordinates to succeed. Unlike the earlier trait
theories, it relies on behaviors which can be studied and taught.47
Leadership-Member Exchange (LMX) Theory
In the 1990s, Leadership-Member Exchange Theory was introduced to better explain the
relationships between leaders and followers. It emphasized that leaders must develop
specialized relationships with each of their followers instead of treating all their followers the
same way. The LMX Theory identified two categories of followers: in-group and out-group.
The in-group followers received preferential treatment from the leader such as
receiving privileged information, highly sought after resources, and mentoring.
Out-group followers received support from their leader, but were not treated as well as
in-group followers. Therefore, the in-group followers enjoyed higher-quality
relationships with their leader then do out-group followers. Followers must
demonstrate their competence and loyalty (commitment) to their leader in order to
become in-group followers.48
Authentic Leadership Theory
Recent increases in corporate lies, corruption, and other dishonorable behaviors sparked a
demand for a more ethical approach to leadership. In 2005, Avolio and Gardner published
their work on Authentic Leadership Theory. This theory argues that effective leaders are true
to themselves and others, have positive psychological states, and adhere to strong morals and
values. The theory of authentic leadership is not new. In fact, it can be traced back some
2,400 years to ideas pondered by Socrates, an ancient Greek philosopher. His thoughts
inspired Shakespeare to include the statement,
“This above all: To thine own self be true, and it must follow, as the night the day.
Thou canst not then be false to any man.”
Authentic leaders must first understand where they came from, their life experiences, their
strengths, and how they behave toward others. This self-knowledge determines how they can
invest in and contribute to the development of self and others.
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One’s positive psychological capital (a psychological state consisting of confidence, hope,
optimism, and resilience) coupled with a positive organizational vision, strategy, and culture
can produce a framework allowing the leader to respond favorably to events that can trigger
positive self-development.
Through increased self-awareness and self-regulated behavior, one becomes an authentic
leader.49
FRLD is not just another theory that was “pulled from a hat.” Theory and research on FRLD
is connected to and built upon a long and interesting history. For centuries, man has
considered the concept of leadership. But it was not until the 20th
century that the disciplines
of political science, psychology, sociology, history, anthropology, and management converged
to make major contributions toward our understanding of leadership. So how does FRLD
relate to the historical leadership theories that we’ve just reviewed. We should consider a
historical theory to be a useful tool that explains how and why things happen, rather than an
abstract and useless idea. Each of these historical theories had distinct advantages and
disadvantages which provided the foundation on which the FRLD model evolved (i.e. each of
them may be a useful tool at the appropriate time).
Effective leaders vary in the extent to which they display a repertoire of leadership behaviors,
ranging from active and more effective leadership to passive and less effective leadership. To
fully develop the potential of subordinates who can achieve extraordinary levels of success
requires an understanding of a full range of leadership behaviors suitable for today’s complex
world…thus FRLD was born.
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Progress Check
1. The _________________Leadership Theory considers one’s ability to complete a specific
task and the use of four leadership styles to aid in his or her development.
2. The _________________ Leadership Theory states that a person’s ability to lead depends
on his or her intellect, self-confidence, determination, integrity, and social skills.
3. The _________________ Leadership Theory focuses on the argument that a person’s ability
to lead depends on his or her emotional intelligence, awareness, and control.
4. The _________________ Leadership Theory believes that pairing a leader to a specific
situation is the most effective method because leaders cannot adjust their behaviors.
5. The __________________ theory emphasizes that leaders must develop specialized
relationships with each of their followers instead of treating all their followers the same way.
Chapter Seven: Full Range Leadership Development 199
Why Full Range Leadership Development (FRLD)?
The many dramatic changes and challenges we face today such as shifting demographics,
workforce diversity, international relations, geographic political power, innovations in
technology, threats to the environment, economic (global and national), and collaborative
business practices calls for a more proactive leader who motivates employees to perform
beyond expectations. Full Range Leadership Model is a leadership training system that
suggests leaders perform throughout a gamut of leadership behaviors ranging from active and
effective behavior to a more passive and less effective behavior. A full range of leadership
behaviors is essential in today’s complex world.
The Leadership System
FRLD is unique in that it requires us to view leadership as a system. Its success relies not only
on the leader’s actions but also the follower and the situation. Together, these three elements
working in concert with one another, like gears in a mechanical system, creating the core of
the leadership system (see graphic above). These three elements affect each other differently
and in different ways. What’s more, this core is surrounded by less-obvious components like
resources, peers and associates, evaluations, rewards and punishments, developmental
relationships, opportunities, and challenges which affect the three elements of the core.
Holistically, everything (the core elements and the other components) are susceptible to
change over time and are limited by existing boundaries and constraints.50
Leader
A leader is someone who influences others to achieve a goal. They are typical men and
women who, though not perfect, strive to display ethical behavior, virtues, and character
strengths in their actions as they battle their own vices and idiosyncrasies. They possess
certain personality traits like confidence and extraversion as well as a personal set of values,
beliefs, and ideas regarding how things are and how they should be.51
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Follower
A follower is someone who chooses to follow a leader because of the leader’s character,
abilities, and vision. Like leaders, followers are not perfect and are usually not selected by the
leaders, but are inherited based on the situation. Encourage subordinates to be outstanding
followers and aspiring future leaders. Great followers possess a love of learning and a passion
to apply what they have learned. They are motivated, creative, and possess a high level of
commitment to each other, the leader, and the organization.
Situation
There are many ways to describe a situation. Merriam-Webster describes situation as a
“relative position or combination of circumstances at a certain moment” or a “critical, trying,
or unusual state of affairs.”52
According to FRLD principles, a situation describes the relative
circumstances, position, or context that surrounds the leaders and followers. From a historical
standpoint, social culture, world events, and the ways we thought in particular time influence
the situation. For example, consider American society during World War II and the 1940s.
Whether at home or abroad, every American felt they played an important part in the outcome
of the war. The US Government promoted rationing of food, clothing, fuel, and services and
concentrated on mass military recruitment, homeland defense, and air raid and invasion
response procedures. Military and civilians worldwide witnessed death and were vulnerable to
enemy propaganda that foretold a horrific future. All this influenced situations and leadership
actions throughout this time period.
In the 1960s and early 1970s, our nation experienced “Beatle mania” and dealt with
discrimination, drugs, the Vietnam War, and the assassination of President John F. Kennedy.
These significant events shaped the way people and leadership thought and acted which was
significantly different then the 1940s.
Today, America and its military face economic crisis with budget cuts and increased
unemployment and fuel prices as businesses compete fiercely for revenue and resources.
Terrorism, military manning reductions, environmental issues, and the search for an alternative
fuel are just a few of the many issues we face today which demand leaders who possess a full
range of leadership to navigate through these challenging times. Therefore, followers seek
dynamic and versatile leaders who can save them from difficult and complex situations like
these. Today, followers need full range leaders.
To help further clarify how a leader’s effectiveness is the result of the leader, follower and the
situation, consider the following analogy:
To form a tornado, warm moist air (leader) shoots upward where it meets colder, dryer air
(follower). The warm air is lighter than the cooler, air creating a strong updraft within a
thunderstorm environment (situation). As the warm moist air rises, it may meet varying wind
directions at different altitudes (both less-obvious components). If these varying winds are
staggered in just the right manner with sufficient speed (another less-obvious component), they
will act on the upward rising air, spinning it like a top. The storm will begin to show visible
rotation, often forming a wall cloud.
Chapter Seven: Full Range Leadership Development 201
However, inside the storm these spinning winds can begin to form a tornado.53
To be full
range leaders, you must demonstrate the right behaviors and understand how and why these
behaviors influence others.
In the FRLD Process Model (see below), notice how the personal attributes of the leader and
follower, their relationship, and the use of the FRLD behaviors (passive, transactional, and
transformational) result in an array of follower responses based on the FRLD behavior used.
Transformational leadership (the most effective) generates the most significant outcomes that
begin with the follower themselves to include: empowerment, extra effort, increased
satisfaction with leader, more creativity, reduced stress, improved performance that lead to
promotions. FRLD improves leadership effectiveness by applying the right leadership
behavior to a particular follower and situation that produces the greatest outcomes.
FLRD Process Model
To summarize, FRLD, like other complex systems, is comprised of several parts that are
interdependent of one another. Throughout this system, energy (effort and motivation),
resources, and information “flows” exist between the components. The amounts of these
flows depend on the leader behaviors, follower actions, and the situation, which can either
contribute or detract from the system’s performance. FRLD requires today’s leaders to
consider all the components of the leadership system and be willing to work with all the other
components like:
202 Chapter Seven: Full Range Leadership Development
Developing relationships with leadership, peers, and subordinates,
Taking advantage of opportunities as they come available,
Efficiently using available resources,
Properly evaluating situations and the performance of followers,
Rewarding appropriately (and disciplining accordingly), and
Identifying areas in yourself, your followers, and the work place to improve.
FRLD Leadership Behaviors
Passive Leadership Behaviors
Laissez-Faire
Those who exercise laissez-faire leadership view the development of their subordinates as
someone else’s problem and demonstrate laziness. They abandon or pass on their
responsibilities, fail to respond urgently to critical situations, remain indifferent toward
important issues, and are hesitant to make decisions or deal with chronic problems. Since
these leaders are usually absent from their duties and place of work, relationships with
subordinates suffers. Subordinates are less likely to consider those who use this laissez-faire
The Four I’s
Contingent
Rewards
Management by
Exception
(Active)
Management by
Exception
(Passive)
Laissez-Faire
Effective
Ineffective
Passive Active
Chapter Seven: Full Range Leadership Development 203
behavior as their leader. You could say that this behavior of leadership is missing something:
the leadership.
Management by Exception-Passive (MBE-P)
MBE-P is the “if it isn’t broke, don’t fix it” leadership approach. MBE-P is where one elects
to sit back and wait for things to go wrong before taking action and intervenes only if
standards are not being met based on in-place control measures and standards. With that in
mind, MBE-P is considered a little more effective then the laissez-faire behavior since
subordinates know that leadership will hold them accountable if they fail to meet standards of
performance or comply with policies and procedures. As a result, followers will pay close
attention to what is important to leadership. However, followers tend to not trust those who do
not take a more active leadership approach and will demonstrate little commitment to this
person and the organization. Basically, the passive leadership behavior produces passive
employee compliance. Subordinates usually react to a leader’s passive behavior with two
typical responses: social loafing and free riding.
Social Loafing: occurs when group members put less effort in their collective work
than when they work alone. They are able to hide their inactivity in the group since
there are no mechanisms to keep them individually accountable for their performance.
Since passive leaders model loafing, followers typically feel justified in their own
laziness.
Free Riding: this can occur when group members pick up the lazy leader’s slack. The
free-riding leader will then unfairly reap the rewards earned by the rest of the group as
he or she dumps their responsibilities on the followers, catching a free ride to a desired
outcome. 54
Transactional Leadership Behaviors
Management by Exception-Active (MBE-A)
This leadership behavior keeps people and processes in control, monitoring and controlling
followers through forced compliance with rules, regulations, and expectations for meeting
performance standards and behavioral norms. MBE-A exists in structured system with
detailed instructions, careful observation, and active supervision.
Effectively using MBE-A reduces organizational uncertainties, avoids unnecessary risks, and
ensures important goals are being achieved. It also reduces the temptation for employees to
shirk their duties or act unethically and aids members in meeting defined performance
objectives. When used occasionally or in critical (life and death) situations, MBE-A is
appropriate. Followers even appreciate the MBE-A leadership behavior as it reduces
followers’ uncertainties regarding their purpose.
Though MBE-A may seem like it is not the most effective way to lead people (sounds more
like managing), it can be quite effective in a number of situations. When working in
dangerous or critical career fields, MBE-A is essential in ensuring obedience to rules and
204 Chapter Seven: Full Range Leadership Development
regulations that maintain safety standards, organizational and environmental compliance, and
duty performance. It also plays an important role in providing unfailing support and services
that customers are dependent upon.
As explained later in Intellectual Stimulation, MBE-A also uses rational decision-making and
an active approach to solve problems. However, once a problem has been identified, consider
using collaboration by getting subordinates involved in devising solutions instead of
commanding them into a pre-determined action. A successful leader who involves their
followers in the decision-making process can improve employee engagement, commitment,
and attitude toward their organization as well as enhance their personal development.55
Contingent Reward
Transactional Leadership and Contingent Reward involve the constructive transaction
between the leader and the follower. These transactions formulate a sort of “contract” where
the leader sets goals, identifies ways for the subordinate to reach these goals, and supports the
follower in meeting these expectations. The follower is required to perform assigned tasks to a
specified performance level. When the follower fulfills the leader’s expectations, a reward is
provided to reinforce the demonstrated positive behavior.56
For example, Transactional Leadership can have a major impact on parenting, considered one
of the noblest forms of leadership. Children (followers) are motivated by a variety of rewards
like affection, attention, allowance, ice cream-even stickers! They will exhibit behaviors
desired by their parents (or leaders) like cleaning their rooms, acting appropriately in public,
and performing well in school. However, when their actions do not meet the expectations set
by the parents, punishment is used to curb those negative behaviors and rehabilitate the child’s
behavioral, and developmental, performance.
Rewards should be given to staff members when they earn them--that's the principle of
contingent rewards. It has been said, “Fat, happy rats don't run mazes.” B. F. Skinner
realized this since he had no success with lab rats running mazes by stuffing them with cheese
beforehand. A fundamental principle of motivation is to use rewards to reinforce desired
behaviors if they occur. When they don't occur (i.e., performance is poor), withhold the
rewards.57
Take a few moments to further examine the concept of motivation.
Motivational Theories
Motivation is a word used to refer to the reason or reasons for engaging in a particular
behavior, especially human behavior. These reasons may include basic needs such as food or
a desired object, hobbies, goal, state of being, or ideal. The motivation for a behavior may also
be attributed to less-apparent reasons such as altruism or morality. According to Geen,58
motivation refers to the initiation, direction, intensity, and persistence of human behavior.
Motivation refers to the reason(s) for engaging in a particular behavior, especially human
behavior influenced by culture, attitudes, emotions, values, etc. These reasons may include
things we need (food, job, etc.) and/or things we want (new car, hobbies, etc.). They may also
be more complex reasons such as morality, concern for others, or our own state of being.
According to Geen, motivation refers to the [level of] initiation, direction, intensity, and/or
Chapter Seven: Full Range Leadership Development 205
persistence by which we engage in human behavior.
There are many motivational theories:
Drive Reduction Theories (Hull)
Cognitive dissonance theory (Festinger)
Need Achievement Theory
(McClelland)
Interests Theory (Holland)
Need Hierarchy Theory (Maslow)
Two-factor theory (Herzberg)
Existence, Relatedness & Growth
(ERG) theory (Alderfer’s)
Self-determination theory (Deci and
Ryan)
Goal-setting theory (Locke)
Unconscious motivation (Freud)
Some of these theories use the term ‘intrinsic’ motivation, others use the term ‘extrinsic’
motivation, and some use both terms. (Some of these theories label motivation in two
categories: Intrinsic and Extrinsic.
Extrinsic motivation refers to the performance of an activity in order to attain an
outcome. It initiates from outside of the individual. Common extrinsic motivations are
rewards (for example money or grades) for showing the desired behavior, and the
threat of punishment following misbehavior. Competition is in an extrinsic motivator
because it encourages the performer to win and to beat others. A cheering crowd and
the desire to win a trophy are also extrinsic motivators.
Educational psychologists have studied intrinsic motivation (motivation that initiates from
inside an individual) since the 1970s, but there is currently no universal theory to explain the
origin or elements of intrinsic motivation. Though it is thought that people are more likely to
be intrinsically motivated if they:
Attribute their results (work, family, education, etc.) to internal factors that they can
control (e.g. the amount of effort they put in),
Believe they can be effective agents in reaching desired goals (i.e. the results are not
determined by luck or chance),
Are interested in mastering a topic, rather than just memorizing it in order to achieve
good grades or get recognition.
According to Steven Reiss (2009), emeritus professor of psychology and psychiatry at the
Ohio State University, human individuality may be too diverse to be described adequately in
terms of categories such as intrinsic and extrinsic motivation. Reiss also states that theories
supporting intrinsic-extrinsic motivation cannot be validly defined because human motives do
not divide into just two kinds so easily (para. 3). Current research on intrinsic motivation
describes it as being more multifaceted (i.e. made up of 16 basic desires - see table on next
page). Dr. Reiss59 calls this the Theory of 16 Basic Desires or Sensitivity Theory (p. 7).
206 Chapter Seven: Full Range Leadership Development
Motive Name Motive Animal Behavior Intrinsic Feeling
Curiosity
1. Desire to influence
(including leadership;
related to mastery)
Dominant animal eats more food Efficacy
2. Desire for knowledge Animal learns to find food more
efficiently and learns to avoid prey Wonder
Independence 3. Desire to be
autonomous Motivates animal to leave nest,
searching for food over larger area Freedom
Status 4. Desire for social
standing (including
desire for attention)
Attention in nest leads to better
feedings Self-importance
Social contact 5. Desire for peer
companionship (desire
to play)
Safety in numbers for animals in wild Fun
Vengeance
6. Desire to get even
(including desire to
compete, to win)
Animal fights when threatened Vindication
7. Desire to obey a
traditional moral code Animal runs back to herd when
stared at by prey Loyalty
Idealism 8. Desire to improve
society (including
altruism, justice)
Unclear: Do animals show true
altruism? Compassion
Physical Exercise 9. Desire to exercise
muscles Strong animals eat more and are less
vulnerable to prey Vitality
Romance 10. Desire for sex
(including courting) Reproduction essential for species
survival Lust
Family
11. Desire to raise own
children Protection of young facilitates
survival Love
12. Desire to organize
(including desire for
ritual)
Cleanliness rituals promote health Stability
13. Desire to eat Nutrition essential for survival Satiation (avoidance
of hunger)
Acceptance 14. Desire for approval
Unclear: animal self-concept?
Self-confidence
Tranquility 15. Desire to avoid
anxiety, fear Animal runs away from danger Safe, relaxed
Saving 16. Desire to collect, value
of frugality Animal hoards food and other
materials Ownership
16 Basic Desires
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Dr. Reiss goes on to say:
All 16 basic motives have been validated against criterion behavior outside laboratories
and experiments (see Havercamp & Reiss, 2003). Concurrent validity and social
desirability studies also support the multifaceted model. The sensitivity model holds
that 16 genetically distinct desires combine to determine many psychologically
significant motives. The model supports numerous predictions about behavior and
provides standardized measures (such as the Reiss Profile self-report version) needed
to test the validity of the predictions (p. 191).
As a leader, it is important know about intrinsic and extrinsic motivation and to know that at
least 10 theories try explain both concepts. However, it is more important to recognize that
“motivation” is more complicated than simply categorizing it as intrinsic or extrinsic. It
should be obvious from looking at Table 1, that many things play a role in determining
motivation and that, as Dr. Reiss points out, “Even though external factors have influence, the
motivation for our actions, decisions, and behaviors comes from within us.” Understanding
this concept is the key to your ability to apply Full Range Leadership most effectively.
The next few paragraphs expand on a few of the motivational theories referenced earlier.
Skinner’s Operant Conditioning Theory
Operant Conditioning Model
Renowned behaviorist, B.F. Skinner, believed that one’s internal thoughts and motivations
could not be validated to explain their behavior. Rather, he suggested that only external
(extrinsic), observable influences lead to one’s behavior. Therefore, Skinner developed a
theory that considers a method of learning that occurs through rewards and punishments for
behavior. Operant conditioning associates a specific behavior and a consequence for that
behavior. Skinner coined the term operant that refers to any "active behavior that operates
upon the environment to generate consequences" (1953).60
208 Chapter Seven: Full Range Leadership Development
Reinforcement
Reinforcement rewards a specific behavior and increases the likelihood the behavior will
continue. There are two types of reinforcement:
Positive Reinforcement involves favorable actions, results, or outcomes that a leader
presents to a follower after the follower demonstrates a desired behavior. In other
words, adding something the follower thinks is good in order to ‘reinforce’ a desired
behavior. Examples of positive reinforcement include public recognition, praise, or
awards.
Negative Reinforcement includes the removal of unpleasant, unfavorable actions or
events the follower is currently experiencing that occurs after they have displayed a
desirable behavior, or taking something away that the follower thinks is ‘bad’ in order
to ‘reinforce’ a behavior. Examples of this include removing member’s unfavorable
information file (UIF) and removing restrictions placed on a member.
Punishment
Punishment is where the leader presents an adverse event or outcome that causes a decrease in
undesirable behavior. There are two kinds of punishment:
Positive punishment occurs when the leader applies or presents an unfavorable action
or result to a follower who has demonstrated an undesirable behavior…adding
something to stop a behavior from occurring. Examples of positive punishment
include applying restrictions to a member, issuing a UIF, and implementing additional
duties.
Negative punishment occurs when a leader removes something valued by the follower
after they have demonstrated an undesirable or unacceptable behavior...taking
something away to stop a behavior from occurring. Examples of this include taking or
withholding a member’s freedoms and liberties, revoking a promotion, and taking
away one’s position and/or responsibilities.
McClelland’s Need Theory
This theory argues that for a reward to be appropriate, accepted, and effective; it must fulfill a
member’s needs. David McClelland, a well-known psychologist, has been studying the
relationship between needs and behavior since the late 1940s. Based on his theory, there are
three primary needs a person must satisfy to be motivated:
The need for achievement is a desire where one accomplishes something difficult or
masters particular objects, ideas, or tasks independently or with little help. The Army
considered this need with their slogan “Be All You Can Be.”
Chapter Seven: Full Range Leadership Development 209
People with a high need for affiliation prefer to spend more time maintaining social
relationships and wanting to be accepted and cared for. Being part of a prominent or
successful organization is another example of the need for affiliation. This need is the
focal point for various organizations like the Marine Corps’ “The Few, The Proud, the
Marines.”
The need for power reflects an individual’s desire to influence, coach, teach, or
encourage others to achieve. People with this need prefer to work and consider
discipline and self-respect as priorities.61 People who are motivated by power prefer
positions where they can influence outcomes. For instance, corporate leaders pursue
upper-echelon positions within their organizations to control the direction in which
their business is going.
Contemporary Motivation
In the Leader Influence chapter you will learn more about contemporary motivation, which
categorizes a member’s commitment to the organization into three levels: membership (lowest
level), performance (moderate level), and involvement (highest level). You may remember
that intrinsic (internal) and extrinsic (external) motivation play a key role in one’s commitment
level.
Four Leadership Behaviors
With an understanding of transactional leadership, contingent reward, intrinsic and extrinsic
motivators, and contemporary motivation, let’s look at four leadership behaviors that allow
System Level
Rewards
Supervisory
Rewards Personal Rewards
210 Chapter Seven: Full Range Leadership Development
supervisors to establish a constructive transaction with followers.
1. Setting Goals For and With Followers. Setting goals directs your followers’
attention to what needs to be achieved. Goals motivate followers by increasing their
persistence and persuades them to strategize ways to best achieve the objective or
develop action plans to meet their target.62
2. Suggest Pathways to Meet Performance Expectations. Aside from setting goals,
followers often need ideas on how to attain these goals. Here the leader can assist by
clarifying expectations and suggesting ways to accomplish the task(s). By offering
ways to achieve their goals and providing the necessary resources to do so, leaders are
able to provide a well-defined pathway allowing followers to reach desired
performance expectations.
3. Actively Monitor Followers’ Progress and Provide Supportive Feedback. Like
parenting, leaders must proactively monitor each follower’s progress and provide
resources that empower them physically, psychologically, and intellectually.
Supporting your followers is imperative to their success.
4. Provide Rewards when Goals are Attained. One’s successes need to be rewarded
which become “stepping stones” to a stronger self-image and greater achievements.
Providing extrinsic rewards and recognition for meeting performance expectations and
achieving goals is the hallmark of contingent reward leadership.63
Transformational Leadership
Do you have, or have had, a transformational leader in your life? One who helped you
recognize the greatness that grows within you? Who has encouraged you to become who you
are today? Who was it that transformed you into your best possible self?
The extent to which a leader is considered transformational is based on his or her ability to
influence and “transform” others. The followers of transformational leaders exhibit greater
trust, admiration, loyalty, and respect toward the leader and are willing to work harder for
them. This occurs because the transformational leader offers followers a vision and inspires
them to complete their mission. Transformational leadership is the most active and effective
form or leadership where leaders promote positive and meaningful changes in people, teams,
organizations, nations, and even societies, motivating their followers and developing them
with individual consideration, intellectual stimulation, inspirational motivation, and idealized
influence.
Individualized Consideration (Caring)
A transformational leader’s ultimate aim is to develop followers into leaders themselves.
Individualized Consideration is where leaders treat others as individuals with different needs,
abilities, and aspirations and not just a part of a group of subordinates.64
Transformational
leaders act as mentors or coaches to followers, listening to their concerns. The leader
Chapter Seven: Full Range Leadership Development 211
empathizes and supports each follower and keeps channels of communication open.
Intellectual Stimulation (Thinking).
This is the degree a leader values their subordinates’ rationality and intellect, seeking different
perspectives and considering opposing points of view. Transformational leaders consider
learning a value and unexpected situations as opportunities to learn and grow by stimulating
and encouraging creativity in their followers.
They advocate rational thinking and use systematic analysis as a means to creatively solve
problems and innovation. They are not afraid to takes risks and solicit ideas from their
followers. This nurtures and develops subordinates and encourages independent thinking.
Inspirational Motivation (Charming)
This leader behavior involves developing and articulating visions that paint an optimistic and
enthusiastic picture of the future that is appealing and inspiring to followers. The status quo is
unacceptable to transformational leaders who present their vision as the “must achieve future.
These visions elevate performance expectations and inspire followers to put forth extra effort
to achieve the leader’s vision. Followers need to have a strong sense of purpose. It is this
purpose that provides the energy that drives a person, team, and/or organization forward. The
leader must possess expert communication skills that enable the leader to present the vision in
an understandable, precise, powerful, and engaging manner.
Idealized Influence (Influencing)
Otherwise known as charisma, transformational leaders often display high levels of moral
behavior, virtues, and character strengths, as well as a strong work ethic. They also represent
the organizational values, beliefs, purpose in words and actions and champion trusting one
another. Transformational leaders also set aside their self-interests for the good of the group.
212 Chapter Seven: Full Range Leadership Development
Progress Check
Match the concepts with their respective definitions by writing the letter of the definition in the
blanks provided for each concept.
CONCEPTs DEFINITION
6. __Trait Theory A. It emphasized that leaders must develop
specialized, individual relationships with their
followers.
7. __ Psychodynamic Theory B. This concentrates on two types of
leadership: task- or production and people- or
relationship-oriented leadership.
8. __ Skills Theory C. States one’s leadership effectiveness is
based on their intelligence, self-confidence,
and integrity.
9. __ Style Theory D. Focuses on leaders who are emotionally
intelligent and can solve problems
successfully.
10. __ Situational Leadership Theory E. Behavior where leaders hold followers
accountable when standards are not met or
when things go wrong.
11. __ Contingency Theory F. States effective leaders are true to
themselves and others and adhere to strong
morals and values.
12. __ Path-Goal Theory G. Followers appreciate this behavior as it
reduces uncertainties regarding their purpose.
13. __ Leadership-Member Exchange
Theory
H. Identifies four styles a leader uses that are
based on the subordinate’s development level
and the situation (task) at hand.
14. __ Authentic Leadership Theory I. This argues that followers and leaders are
drawn to their roles, and achieve success in
those roles by virtue of personality types.
15. __ Full Range Leadership Development J. This theory views leaders as trailblazers,
creating conditions for subordinate success.
16. __Laissez-Faire K. Leadership training system that suggests
leaders perform throughout a gamut of active
and passive leadership behaviors.
Chapter Seven: Full Range Leadership Development 213
17. __ Management by Exception-Passive L. States that leaders are moved into and out
of various situations based on the leader-
follower relationship, the leader’s position
power, and the task structure.
18. __ Management by Exception-Active M. Leaders who are usually absent from their
duties, considered lazy, and have poor
relationships with their subordinates.
19. __ Transactional Leadership N. Theory that considers a method of
learning that occurs through rewards and
punishments for behavior.
20. __ Skinner’s Operant Conditioning
Theory
O. This is the most active and effective form
or leadership behavior.
21. __ McClelland’s Needs Theory P. Refers to the performance of an activity in
order to attain an outcome..
22. __ Transformational Leadership Q. Refers to results (work, family, education,
etc.) to internal factors that can be controlled
(e.g. the amount of effort put in)
23. __ Intrinsic Motivation R. Leadership behavior where a reward is
provided for positive behavior
24. __ Extrinsic Motivation S. Theory that identifies three essential
requirements a person must satisfy to be
motivated.
25. __ Transformational Leadership T. Where leaders promote positive and
meaningful changes in followers by acting as
a coach and a mentor.
214 Chapter Seven: Full Range Leadership Development
SELF-REFLECTION OPPORTUNITY: Considering the material provided in this chapter
about Full Range Leadership Development, how will you use this information to enhance
your effectiveness as a leader?
Chapter Seven: Full Range Leadership Development 215
Right to Lead Model
When was the last time you thought deeply about your own leadership; the process, the
product, the results, and the connection that you have with other people? Have you ever asked
yourself the question, "What gives me the right to lead?" Although straight-forward on the
surface, discerning a meaningful answer is not as easy as it might appear. Great leaders never
stop learning; reflection and self-awareness support continued growth and maturity, not only
as a leader, but also as a person.
The purpose of this primer is to provide a structured approach to the process of self-reflection
and, ultimately, self-assessment. Furthermore, using a systematic method to think about your
own leadership heightens self-awareness; self-aware leaders are better leaders.
The Right to Lead Assessment Model (RLAM), above, is one way of taking stock of your own
leadership and it is a useful framework to consider leadership in general. The model is
read bottom to top. The elements of competence and personality tend to be interactive and
might be emphasized to meet specific challenges. For instance, personality might take on
greater importance if morale is low, or you replace a toxic leader.
216 Chapter Seven: Full Range Leadership Development
Competence might be emphasized to a greater degree if the unit is not trained to standard.
Character is usually constant, but not always. Leaders can and do act out of character.
As you study the RLAM, take time to reflect upon all elements in the model. Remember, no
one is questioning your right to lead; the goal is to help you become more self- aware.
The following paragraphs provide a detailed discussion of each component in the model:
Authority: What you are allowed to do
Your authority flows from the constitution, the congress, and powers vested in you by the
President, as Commander-in-Chief. These powers allow you to accomplish specific missions,
and to maintain good order and discipline. Constitutional and legislative authorities, such as
Title 10 of the US Code, codify in greater detail what you are allowed to do, as well
as, what you are prohibited or restricted from doing. Moreover, the lineage of your
authority is as old as the republic itself.
Authority, based on rank, position, and duty is ever present, the trick is to understand the
limits of your authority and to never abuse the authorities vested in you by our nation
and your superiors. Keep in mind, the most powerful authority a leader can possess is granted
by those being led--trust.
Obligations and Requirements: What you must do
Leaders incur obligations and assume responsibility for requirements through a variety of
means. Although easily conflated, requirements and obligations are not necessarily the same
thing.
Military leaders first incur a personal obligation by taking the oath of office or enlistment.
Furthermore, officers also accept the terms of a commission. Whereas leaders accept
obligations knowingly and freely, most requirements are imposed upon leaders. Regulations,
operating instructions, policies, orders, and position descriptions define many, if not most,
activities that leaders must accomplish.
Obligations and requirements are related, sometimes even overlapping; they are, however, not
the same thing. Leaders obligate themselves to a higher purpose for the privilege of leading
others; whereas, requirements are imposed, varied, sometimes onerous, often routine, but
never optional.
Competence: What you are capable of doing
At first glance, the topic of a leader's competence seems straight forward. Upon deeper
examination, however, it is not easy to state with certitude exactly what comprises
competence. People tend to have their own ideas and perspective as to what competence is
and what it looks like. To add to the challenge, the words "competence" and "competency" are
often used interchangeably--is there a difference?
Chapter Seven: Full Range Leadership Development 217
Think of "competence" as the actual state (level) of skills and abilities you possess; whereas,
"competency" includes the specific skills and abilities required by a particular job or position.65
In other words, competence is the current state of your ability, what you are able to do;
competency is what is demanded of you by a position, duty, or situation. When what is
required (competency) is greater than your present abilities or skills (competence) you must
either develop the required skills or risk failure. It is not necessarily a bad thing to be in a
position where the skill required is greater than your current abilities; this is the very essence
of being "stretched" as a leader in order to grow and develop.
Character: What you will do?
The topic (and sometimes the issue) of character is significant to the discussion of what gives
you the right to lead. There are many definitions of character; some have a psychological
feature to them, others lean more heavily on moral or legal considerations. One can think of
character as a balance sheet, one that takes into account the positive and negative aspects of
who you are as a person, and a leader. Since everyone has character, the balance sheet
analogy is useful; people either possess positive (good) or negative (poor) overall character.
One definition that I keep coming back to, however, is one from the United States Air Force
Academy as stated in a 1996 (summer) article in Airpower Journal by Major Brian Hall and
Colonel David Wagie; these authors define character as:
“…the sum of those qualities of moral excellence that stimulates a person [leader] to
do the right thing, which is manifested through right and proper actions despite
internal or external pressures to the contrary”
Character, to a large extent, is determined by the decisions, choices you make, and action you
take. Maintaining strong character takes work, commitment and, sometimes, even sacrifice.
Personality: How you do what you do
Your personality is developed and defined by your DNA, environment, and experiences.
Personality is a leader’s delivery system; personality is the filter through which all talent,
qualities, and skills must pass in order to be delivered. Regardless of your competence or
character, you will not achieve your full potential as a leader if people do not want to be
around you.
Personality for the purpose of this primer can also be thought of as emotional maturity
or emotional intelligence. Daniel Goleman, who pioneered the term “emotional maturity,” attributed four competencies
66 (Goleman’s term) to a balanced and mature personality:
Self-awareness: the extent to which a leader has a realistic understanding of their
own being.
Self-management: the ability to control one’s emotions and actions.
218 Chapter Seven: Full Range Leadership Development
Social-Awareness: the level at which a leader understands the value of
relationships and other people.
Relationship-management: the ability to establish a meaningful connection and
bond to others.67
A leader’s personality goes a long way in determining a personal milieu68
, (the physical and
emotional space surrounding the leader). A toxic personality, or more appropriately, a poor
delivery system, supersedes competence, character, and other positive qualities; therefore,
negatively affecting how the leader is perceived and often reducing the leader’s overall
effectiveness. You can’t lead if you can’t connect.
Relevance: The difference that you make
Relevance resides at the apex of the RLAM. A leader’s relevance is directly proportional to
the cumulative effect of all the other elements in the model: authority, obligations and
requirements, competence, character, and personality. Relevance is both an outcome and an
act, the act of being relevant.
Relevance occurs when all the elements of the RLAM are brought to bear in a manner that is
appropriate to the organization, environment, and people. The paragraphs below relate how
the concept of relevance applies to each of these areas:
Organizational-relevance: Every unit, business, or organization takes on a personality,
temperament, and culture. A leader is relevant when he or she understands the
organization, meets the needs of the organization or, when required, intentionally
changes the organization's culture. Some leaders, unfortunately, are overly rigid in
their approach, thinking that the organization must adapt to their needs, when in fact,
give-and-take is usually the best approach. If a leader is not able to fit within the
culture of the organization, or does not meet the needs of the organization, that leader
may become irrelevant.
Environmental-relevance: Environmental relevance is more encompassing than
organizational relevance; senior leaders’ have areas of interest that are typically much
larger than just the organization to which they belong. To be relevant a leader must
possess the ability to build bridges, represent their organization, and operate within the
interest of adjacent, higher, and lower organizations.
People-relevance: Good leaders make a positive difference in the lives of followers.
To be relevant, a senior leader must care for, encourage, coach, guide, develop, and
mentor both followers and other leaders.
Chapter Seven: Full Range Leadership Development 219
Trust: The strength of the bond between you and those you lead
The author Stephen M. R. Covey argues that we lead at the Speed of Trust.69
The element of
trust is indicated as an arrow, or spectrum, on the right side of the RLAM. The idea, concept,
or element of trust is unique in that it is: essential for leadership to exist, it is hard to measure,
it takes time to establish, and is extremely fragile. Trust is both a byproduct of leadership and
an enabler for leadership.
The three levels of trust reflected in the RLAM are: respect, confidence and commitment.
Respect: Your rank, position and experience provide the basis for respect.
Hopefully, over time respect is given because of who you are, and not just rendered
solely due to the rank that you wear.
Confidence: Your followers will listen to what you say, but more importantly, they
will watch what you do. What you do, the decisions that you make, how you interact
with people, and your demonstrated level of competence, when properly executed, will
instill confidence in those you lead.
Commitment: If you make a positive impact difference in the lives of your people and
on your organization, then people will commit to you and your efforts. They will
“buy-into” your vision. People will commit to a leader who is relevant.
Progress Check
26. Your __________ flows from the constitution, the congress, and powers vested in you by
the President, as Commander-in-Chief.
27. ________ obligate themselves to a higher purpose for the privilege of leading others;
whereas, ____________requirements are imposed, varied, sometimes onerous, often routine,
but never optional.
28. ____________ is the current state of your ability, what you are able to do; competency is
what is demanded of you by a position, duty, or situation.
29. _____________Character, to a large extent, is determined by the decisions, choices you
make, and action you take.
30. _____________ is a leader’s delivery system; personality is the filter through which all
talent, qualities, and skills must pass in order to be delivered.
31. ______________ occurs when all the elements of the RLAM are brought to bear in a
manner that is appropriate to the organization, environment, and people.
32. _______ is both a byproduct of leadership and an enabler for leadership.
220 Chapter Seven: Full Range Leadership Development
Summarize and Reflect
This chapter began by examining the evolution of leadership study and the many theories
developed to answer the million-dollar question: What is leadership? The reading continued
with a study of several motivational concepts and theories that able us to motivate others. All
this led to the creation of Full Range Leadership Development (FRLD) and why it is so
important for today’s leaders to operate from a full range of leadership styles instead of just
one and the four components that make up FRLD. The RLAM provided a framework to help
you answer the question “what gives me the right to lead?” Self-assessment, however, is only
useful is it leads to self- improvement. Please remember that your right to lead must be re-
earned daily, one person at a time.
As noncommissioned officers and enlisted leaders, we are responsible for providing our
Airmen the leadership and encouragement they need to successfully meet and complete the
mission. Full Range Leadership Development is the latest in leadership theory that explains
various active and passive leader behaviors that, depending on the leader, follower, and
situation; can help change, or transform, each Airman into becoming their best possible self.
Chapter Seven: Full Range Leadership Development 221
Key Terms
Authentic Leadership Theory, 196
Contemporary Motivation, 209
Contingent Reward, 204
Contingency Theory, 195
Extrinsic Motivation, 205
Full Range Leadership Process Model, 201
Idealized Influence, 211
Individualized Consideration, 210
Inspirational Motivation, 211
Intellectual Stimulation, 211
Intrinsic Motivation, 205
Laissez-Faire, 202
Leadership-Member Exchange Theory, 196
Management by Exception-Active, 203
Management by Exception-Passive, 203
Need Theory, 208
Negative Punishment, 208
Negative Reinforcement, 208
Operant Conditioning Theory, 207
Path-Goal Theory, 196
Positive Punishment, 208
Positive Reinforcement, 208
Psychodynamic Theory, 193
Situational Leadership Theory, 194
Skills Theory, 193
Style Theory, 194
Trait Theory, 193
Transactional Leadership, 203
Transformational Leadership, 210
References
BusinessDictionary.com website. Management by Exception (MBE)
http://www.businessdictionary.com/definition/management-by-exception-MBE.html
(accessed 17 Jun 11).
Cherry, Kendra. Psychology: Introduction to Operant Conditioning.
http://psychology.about.com/od/behavioralpsychology/a/introopcond.htm (accessed 23 Jun
11).
Jung, Don I. and Sosik, John J. The Full Range Leadership Development: Pathways for
People, Profit, and Planet. Taylor & Francis Group, New York and London (2010).
Kinicki-Kreitner. Organizational Behavior: Key Concepts, Skills and Best Practices, Fourth
Edition. The McGraw-Hill Companies (2009).
Management Study Guide website. Fiedler’s Contingency Model.
http://www.managementstudyguide.com/fiedlers-contingency-model.htm (accessed 29 Jun
11).
Merriam-Webster website. “Situation.” http://www.merriam-
webster.com/dictionary/situation?show=0&t=1308773258 (accessed 22 Jun 11).
Stafford, Mathew C., The Full Range Leadership Model: A Brief Primer (Air University,
2010).
Tornado Chaser website. Where is Tornado Alley?
http://www.tornadochaser.net/tornado.html (accessed 29 Jun 11).
Wright State University website. Motivating Others Through Goals and Rewards.
http://www.wright.edu/~scott.williams/LeaderLetter/motivating.htm (accessed 17 Jun 11).
222 Chapter Seven: Full Range Leadership Development
Formative Exercise
1. MSgt Miller says, “TSgt Stevenson, I know you have a strong work ethic and you tend to set
aside your self-interests for the good of the group; however, how do you get your team to
perform at such high levels so consistently?” Stevenson replies, “I always provide them with
a clear direction and emphasize that what they are doing is important to the unit and the
mission. I listen to their concerns and I seek and value their input.” Miller says, “Now I
know why they work so hard and always speak highly of you.”
This scenario BEST illustrates _______ and its impact on NCO effectiveness.
a. Management by Exception – Active
b. Transactional Leadership
c. Transformational Leadership
2. TSgt Huff, the academy’s newest instructor, meets with MSgt Perry to begin training. Perry says,
“Sergeant Huff, I have prepared an intensive training process that requires you to teach at least 19
lessons during your first class and all 30 lessons during the following class.” After Huff instructs
each lesson, Perry discusses Huff’s performance and provides advice. At the graduation, Perry
says to Huff, “Congratulations on achieving your goal! For all your hard work, I plan to submit
you for Instructor of the Quarter. In the meantime, prepare to teach those remaining lessons.”
MSgt Perry’s use of _________, will MOST likely ________ SSgt Huff’s effectiveness.
a. Transformational Leadership; enhance
b. Transformational Leadership; hinder
c. Transactional Leadership; enhance
d. Transactional Leadership; hinder
Chapter Seven: Full Range Leadership Development 223
Progress Check Answers
1. The Situational Leadership Theory considers a one’s ability to complete a specific task and
the use of four leadership styles to aid in his or her development.
2. The Trait Leadership Theory states that a person’s ability to lead depends on their intellect,
self-confidence, determination, integrity, and social skills.
3. The Skills Leadership Theory focuses on the argument that a person’s ability to lead
depends on their emotional intelligence, awareness, and control.
4. The Contingency Leadership Theory believes that pairing a leader to a specific situation is
the most effective method because leaders cannot adjust their behaviors.
5. The Leadership-Member Exchange theory emphasizes that leaders must develop
specialized relationships with each of their followers instead of treating all their followers the
same way.
Match the concepts with their respective definitions by writing the letter of the definition in the
blanks provided for each concept.
CONCEPTs DEFINITION
6. _C_ Trait Theory A. It emphasized that leaders must develop
specialized, individual relationships with their
followers.
7. _I_ Psychodynamic Theory B. This concentrates on two types of
leadership: task- or production and people- or
relationship-oriented leadership.
8. _D_ Skills Theory C. States one’s leadership effectiveness is
based on their intelligence, self-confidence,
and integrity.
9. _B_ Style Theory D. Focuses on leaders who are emotionally
intelligent and can solve problems
successfully.
10. _H_ Situational Leadership Theory E. Behavior where leaders hold followers
accountable when standards are not met or
when things go wrong.
11. _L_ Contingency Theory F. States effective leaders are true to
themselves and others and adhere to strong
morals and values.
12. _J_ Path-Goal Theory G. Followers appreciate this behavior as it
reduces uncertainties regarding their purpose.
224 Chapter Seven: Full Range Leadership Development
13. _A_ Leadership-Member Exchange
Theory
H. Identifies four styles a leader uses that are
based on the subordinate’s development level
and the situation (task) at hand.
14. _F_ Authentic Leadership Theory I. This argues that followers and leaders are
drawn to their roles, and achieve success in
those roles by virtue of personality types.
15. _K_ Full Range Leadership
Development
J. This theory views leaders as trailblazers,
creating conditions for subordinate success.
16. _M_ Laissez-Faire K. Leadership training system that suggests
leaders perform throughout a gamut of active
and passive leadership behaviors.
17. _E_ Management by Exception-Passive L. States that leaders are moved into and out
of various situations based on the leader-
follower relationship, the leader’s position
power, and the task structure.
18. _G_ Management by Exception-Active M. Leaders who are usually absent from their
duties, considered lazy, and have poor
relationships with their subordinates.
19. _R_ Transactional Leadership N. Theory that considers a method of
learning that occurs through rewards and
punishments for behavior.
20. _N_ Skinner’s Operant Conditioning
Theory
O. This is the most active and effective form
or leadership behavior.
21. _S_ McClelland’s Needs Theory P. Refers to the performance of an activity in
order to attain an outcome..
22. T or O Transformational Leadership Q. Refers to results (work, family, education,
etc.) to internal factors that they can control
(e.g. the amount of effort they put in)
23. _Q_ Intrinsic Motivation R. Leadership behavior where a reward is
provided for positive behavior
24. _P_ Extrinsic Motivation S. Theory that identifies three essential
requirements a person must satisfy to be
motivated.
25. O or T_ Transformational Leadership T. Where leaders promote positive and
meaningful changes in followers by acting as
a coach and a mentor.
Chapter Seven: Full Range Leadership Development 225
26. Your authority flows from the constitution, the congress, and powers vested in you by the
President, as Commander-in-Chief.
27. Leaders obligate themselves to a higher purpose for the privilege of leading others;
whereas, requirements are imposed, varied, sometimes onerous, often routine, but never
optional.
28. Competence is the current state of your ability, what you are able to do; competency is
what is demanded of you by a position, duty, or situation.
29. Character, to a large extent, is determined by the decisions, choices you make, and action
you take.
30. Personality is a leader’s delivery system; it is the filter through which all talent, qualities,
and skills must pass in order to be delivered.
31. Relevance occurs when all the elements of the RLAM are brought to bear in a manner that
is appropriate to the organization, environment, and people.
32. Trust is both a byproduct of leadership and an enabler for leadership.
226 Chapter Seven: Full Range Leadership Development
Formative Exercise Answers
1. CORRECT ANSWER: c
RATIONALE:
a. This answer is incorrect. There is no evidence of Management by Exception – Active
(MBE-A) in the scenario. According to the Full Range Leadership Development
chapter, this leadership behavior keeps people and processes in control, monitoring
and controlling followers through forced compliance with rules, regulations, and
expectations for meeting performance standards and behavioral norms. MBE-A
exists in structured system with detailed instructions, careful observation, and active
supervision. See rationale for correct response for additional information.
b. This answer is incorrect. There is no evidence of Transactional Leadership in the
scenario. According to the Full Range Leadership Development chapter, involve the
constructive transaction between the leader and the follower. These transactions
formulate a sort of “contract” where the leader sets goals, identifies ways for the
subordinate to reach these goals, and supports the follower in meeting these
expectations. The follower is required to perform assigned tasks to a specified
performance level. When the follower fulfills the leader’s expectations, a reward is
provided to reinforce the demonstrated positive behavior. See rationale for correct
response for additional information.
c. This answer is CORRECT. According to the Full Range Leadership
Development chapter, the followers of transformational leaders exhibit greater
trust, admiration, loyalty, and respect toward the leader and are willing to work
harder for them. This occurs because the transformational leader offers
followers a vision (clear direction) and inspires them to complete their mission.
Transformational leadership motivate their followers and developing them with
individual consideration (listen to their concerns), intellectual stimulation (seek
and value their input), inspirational motivation (clear direction and emphasize
that what they are doing is important to the unit and the mission), and idealized
influence (strong work ethic and you set aside your self-interests for the good of
the group).
Chapter Seven: Full Range Leadership Development 227
2. CORRECT ANSWER: c
RATIONALE:
a. This answer is incorrect. There is no evidence of MSgt Perry using Transformational
Leadership, which according to the Full Range Leadership Development chapter is
the most active and effective form or leadership where leaders promote positive and
meaningful changes in people, teams, organizations, nations, and even societies,
motivating their followers and developing them with individual consideration,
intellectual stimulation, inspirational motivation, and idealized influence. See
rationale for correct response for additional information.
b. This answer is incorrect. There is no evidence of MSgt Perry using Transformational
Leadership. See rationale for ‘a’ and correct response for additional information.
c. This answer is CORRECT. MSgt Perry used Transactional Leadership (with
contingent rewards) which, according to the Full Range Leadership
Development chapter, involves the constructive transaction between the leader
and the follower. These transactions formulate a sort of “contract” where the
leader sets goals, identifies ways for the subordinate to reach these goals, and
supports the follower in meeting these expectations. The follower is required to
perform assigned tasks to a specified performance level. When the follower
fulfills the leader’s expectations, a reward is provided to reinforce the
demonstrated positive behavior which will enhance his effectiveness.
d. This answer is incorrect. MSgt Perry used Transactional Leadership (with contingent
rewards) correctly and will most likely enhance Huff’s effectiveness (not hinder).
See rationale for correct response for additional information.
228 Chapter Seven: Full Range Leadership Development
End Notes
1 General Swartz, Chief of Staff of the Air Force (address, Senior Enlisted Leader Summit 2010,
Maxwell AFB, AL, August 2011). http://www.af.mil/news/story.asp?id=123203113
2 Bloom B. S. (1956). Taxonomy of Educational Objectives, Handbook I: The Cognitive Domain.
New York: David McKay Co Inc.
3 Halpern, Diane F. Thought and Knowledge: An Introduction to Critical Thinking. New
Jersey: Lawrence Erlbaum Associates, 1996.
4 Paul, Richard Dr. and Elder, Linda Dr., (2008). “The miniature guide to critical thinking:
concepts and tools,” Fifth edition, Foundation for Critical Thinking Press. Available from:
www.criticalthinking.org
5 Halpern, D. F. (1996). Thought and knowledge: an introduction to critical thinking (3rd ed.).
Mahwah, NJ: L. Erlbaum Associates.
6 Mason, Mark. Critical Thinking and Learning. Hoboken, NJ, USA: Wiley-Blackwell, 2009. p
4. http://site .ebrary.com/lib/apus/Doc?id=10300958&ppg=16 Copyright © 2009. Wiley-
Blackwell. All rights reserved.
7 Liu, Eric; Noppe-Brandon, Scott. Imagination First : Unlocking the Power of Possibility.
Hoboken, NJ, USA: Jossey-Bass, 2009. p 19.
http://site.ebrary.com/lib/apus/Doc?id=10342826&ppg=36 Copyright © 2009. Jossey-Bass.
All rights reserved.
8 Liu, Eric; Noppe-Brandon, Scott. Imagination First : Unlocking the Power of Possibility.
Hoboken, NJ, USA: Jossey-Bass, 2009. p 12.
http://site.ebrary.com/lib/apus/Doc?id=10342826&ppg=36 Copyright © 2009.
9 Liu, Eric; Noppe-Brandon, Scott. Imagination First : Unlocking the Power of Possibility.
Hoboken, NJ, USA: Jossey-Bass, 2009. p 20.
http://site.ebrary.com/lib/apus/Doc?id=10342826&ppg=44 Copyright © 2009.
10 Dundon, Elaine. Seeds of Innovation : Cultivating the Synergy That Fosters New Ideas.
Saranac Lake, NY, USA: AMACOM Books, 2002. p 10-11.
http://site.ebrary.com/lib/apus/Doc?id=10120157&ppg=20 Copyright © 2002.
11 Lussier, James; Shadrick, Scott. Adaptive Thinking Training for Tactical Leaders. U.S. Army
Research Institute.
12 Scheier, Ivan (1999). Introductory Notes on Futuring. Retrieved on 31 July 2013 from
http://academic.regis. edu/volunteer/Ivan/sect04.htm
13 Hoyle, John. Leadership and Futuring: Making Visions Happen (2nd ed.). Corwin Press.
Chapter Seven: Full Range Leadership Development 229
14
Gibbs, Leonard; Gambrill, Eileen. Critical Thinking for Helping Professionals : A Skills-
Based Workbook. Cary, NC, USA: Oxford University Press, USA, 2009. p v.
http://site.ebrary.com/lib/apus/Doc?id=10288505&ppg=6 Copyright © 2009.
15 Dunn, Dana S. (Editor); Halonen, Jane S. (Editor); Smith, Randolph A. (Editor). Teaching
Critical Thinking in Psychology : A Handbook of Best Practices. Hoboken, NJ, USA: Wiley-
Blackwell, 2009. p xvii. http://site.ebrary.com/lib/apus/Doc?id=10301397&ppg=17
Copyright © 2009. Wiley-Blackwell.
16 Dunn, Dana S. (Editor); Halonen, Jane S. (Editor); Smith, Randolph A. (Editor). Teaching
Critical Thinking in Psychology : A Handbook of Best Practices. Hoboken, NJ, USA: Wiley-
Blackwell, 2009. p 1. http:// site.ebrary.com/lib/apus/Doc?id=10301397&ppg=21 Copyright
© 2009.
17 Facione, Peter. Critical Thinking: What It Is and Why It Counts. Retrieved on 2 Aug 13 from
http://www.student.uwa.edu.au/__data/assets/pdf_file/0003/1922502/Critical-Thinking-
What-it-is-and-why-it-counts.pdf p. 5.
18 Ibid. P. 5,
19 Ibid. p. 6.
20 Ibid. p. 7.
21 Ibid. p.6.
22 Gibbs, Leonard; Gambrill, Eileen. Critical Thinking for Helping Professionals : A Skills-
Based Workbook. Cary, NC, USA: Oxford University Press, USA, 2009. p 15.
http://site.ebrary.com/lib/apus/Doc?id =10288505&ppg=38 Copyright © 2009.
23 Ibid. p. 7.
24 Barell, J. 1988, cited (p. 59) in Costa & O'Leary, “Co-cognition: The cooperative development
of the intellect.” In Davidson, J. and Worsham, T (Ed.) Enhancing Thinking through
Cooperative Learning. (Ed.) (1988, April). Cogitare: A Newsletter of the ASCD Network on
Teaching Thinking, 3(1).
25 Facione, Peter A., (2011) Think Critically – student edition. Pearson Education, Inc., Prentice
Hall, Upper Saddle River, NJ.
26 Four Lenses, 4-Temperament Discovery: The Kit, Shipley Communication, 24-25
27 Keirsey, David, and Marilyn Bates. Please Understand Me: Character and Temperament
Types, 1-6 28
Four Lenses, 4-Temperament Discovery: The Kit, Shipley Communication, 25 29
Bryce, Nathan K. Four Lenses Unfolded, 39-48 30
Ibid, 23-30 31
Ibid, 30-39 32
Ibid, 48-56 33
Luft, J. and Ingham, H. The Johari Window, A Graphic Model of Interpersonal Awareness
230 Chapter Seven: Full Range Leadership Development
34
http://wellnessproposals.com/wellness-library/tobacco-cessation/tobacco-cessation-posters/ 35
Ibid 36
Ibid 37
Ibid 38
http://www.shipleycommunication.com/assessments/ 39
Bryce, Nathan K. Four Lenses Unfolded, 373-375 40
Ibid. Ch. 1 p 19. 41
Ibid. Ch. 1 p 22-23. 42
Ibid. Ch. 1 p 23-25. 43
Ibid. Ch. 1 p 23-26. 44
Ibid. Ch. 1 p 26-27. 45
Stafford, Mathew C., The Full Range Leadership Model: A Brief Primer. 46
Management Study Guide website. Fiedler’s Contingency Model. (Accessed 29 Jun 11). 47
Jung, Don I., and Sosik, The Full Range Leadership Development: Pathways for People,
Profit, and Planet. Ch. 1 p 28-29. 48
Ibid. Ch. 1 p 29-30. 49
Ibid. Ch1 p 30-32. 50
Ibid. Ch. 2, p 47-49. 51
Ibid. Ch. 2, p 50. 52
Merriam-Webster website. “Situation.” 53
Tornado Chaser website. Where is Tornado Alley? (Accessed 29 Jun 11). 54
Jung, Don I. and Sosik, John J. The Full Range Leadership Development: Pathways for
People, Profit, and Planet. Ch 8, p 266. 55
Ibid. Ch. 7, p 227. 56
Ibid. Ch. 7, p 230. 57
Wright State University website. Motivating Others through Goals and Rewards. 58
Geen, R. (1994). Human motivation: A psychological approach. Wadsworth Publishing. 59
Reiss, S. (2004). Multifaceted Nature of Intrinsic Motivation: The Theory of 16 Basic Desires.
Review Of General Psychology, 8(3), 179-193. doi:10.1037/1089-2680.8.3.179 60
Cherry, Kendra. About.com website. Psychology: Introduction to Operant Conditioning. 61
Kinicki-Kreitner, Organizational Behavior: Key Concepts, Skills, and Best Practices, Fourth
Edition. Ch. 6, p 146-147. 62
Jung, Don I. and Sosik, John J. The Full Range Leadership Development: Pathways for
People, Profit, and Planet. Ch 7, p 234. 63
Ibid. Ch 7, p 236.
Chapter Seven: Full Range Leadership Development 231
64
Ibid. Ch 1, p 18. 65
The Social, Return Company, (Minner.org Ltd), Competence vs. Competency,”
http://www.minney.org/competence-vs-competency, accessed on 2 June 2013. 66
Goleman, D., Boyatzis, R., and McKee, A. (2002). Primal Leadership. Havard Business
School Press: Boston MA 67
Ibid, Appendix B 68
A milieu is an environment, in this case the environment surrounding a leader. 69
Covey, S. (2008). Leading at the Speed of Trust.