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Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright © 2014 by John Wiley & Sons, Inc. All rights reserved.
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Page 1: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

Created byProfessor William Tam & Dr. Phillis

ChangCopyright © 2014 by John Wiley & Sons, Inc. All rights reserved.

Chapter 6

Ionic ReactionsNucleophilic

Substitution and Elimination Reactions of

Alkyl Halides

Page 2: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

About The Authors

These PowerPoint Lecture Slides were created and prepared by Professor William Tam and his wife, Dr. Phillis Chang.

Professor William Tam received his B.Sc. at the University of Hong Kong in 1990 and his Ph.D. at the University of Toronto (Canada) in 1995. He was an NSERC postdoctoral fellow at the Imperial College (UK) and at Harvard University (USA). He joined the Department of Chemistry at the University of Guelph (Ontario, Canada) in 1998 and is currently a Full Professor and Associate Chair in the department. Professor Tam has received several awards in research and teaching, and according to Essential Science Indicators, he is currently ranked as the Top 1% most cited Chemists worldwide. He has published four books and over 80 scientific papers in top international journals such as J. Am. Chem. Soc., Angew. Chem., Org. Lett., and J. Org. Chem.

Dr. Phillis Chang received her B.Sc. at New York University (USA) in 1994, her M.Sc. and Ph.D. in 1997 and 2001 at the University of Guelph (Canada). She lives in Guelph with her husband, William, and their son, Matthew.

Page 3: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Table of Contents (hyperlinked)1. Alkyl Halides2. Nucleophilic Substitution Reactions3. Nucleophiles4. Leaving Groups5. Kinetics of a Nucleophilic Substitution Reaction: An SN2

Reaction6. A Mechanism for the SN2 Reaction7. Transition State Theory: Free-Energy Diagrams8. The Stereochemistry of SN2 Reactions9. The Reaction of tert-Butyl Chloride with Water: An SN1

Reaction10. A Mechanism for the SN1 Reaction11. Carbocations12. The Stereochemistry of SN1 Reactions13. Factors Affecting the Rates of SN1 and SN2 Reactions14. Organic Synthesis: Functional

Group Transformations Using SN2 Reactions15. Elimination Reactions of Alkyl Halides16. The E2 Reaction17. The E1 Reaction18. How to Determine Whether Substitution or Elimination Is

Favored19. Overall Summary

Page 4: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Table of Contents1. Alkyl Halides2. Nucleophilic Substitution Reactions3. Nucleophiles4. Leaving Groups5. Kinetics of a Nucleophilic Substitution Reaction: An SN2

Reaction6. A Mechanism for the SN2 Reaction7. Transition State Theory: Free-Energy Diagrams8. The Stereochemistry of SN2 Reactions9. The Reaction of tert-Butyl Chloride with Water: An SN1

Reaction10. A Mechanism for the SN1 Reaction11. Carbocations12. The Stereochemistry of SN1 Reactions13. Factors Affecting the Rates of SN1 and SN2 Reactions14. Organic Synthesis: Functional Group Transformations Using

SN2 Reactions15. Elimination Reactions of Alkyl Halides16. The E2 Reaction17. The E1 Reaction18. How to Determine Whether Substitution or Elimination Is

Favored19. Overall Summary

Page 5: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

In this chapter we will consider:

What groups can be replaced (i.e., substituted) or eliminated

The various mechanisms by which such processes occur

The conditions that can promote such reactions

Page 6: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

1. Alkyl Halides An alkyl halide has a halogen

atom bonded to an sp3-hybridized (tetrahedral) carbon atom

The carbon–chlorine and carbon–bromine bonds are polarized because the halogen is more electronegative than carbon

Page 7: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Iodine does not have a permanent dipole, but the bond is easily polarizable

Iodine is a good leaving group due to its polarizability, i.e. its ability to stabilize a negative charge due to its large atomic size

Page 8: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Halogens are more electronegative than carbon

C X

X = Cl, Br, I

Page 9: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Different Types of Organic Halides Alkyl halides (haloalkanes)

Cl Br Ia 1o chloride a 2o bromide a 3o iodide

Attached to1 carbon atom

C

Attached to2 carbon atoms

C

C

Attached to3 carbon atoms

C

C

C

sp3

C X

Page 10: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Vinyl halides (Alkenyl halides)

Aryl halides

Acetylenic halides (Alkynyl halides)

sp2

X

sp2

X

benzene or aromatic ring

sp

X

Page 11: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

C X

sp3

Alkyl halides

Prone to undergo Nucleophilic Substitutions (SN) and Elimination Reactions (E) (the focus of this Chapter)

sp2

X X X

sp2sp

Different reactivity than alkyl halides, and do not undergo SN or E reactions

Page 12: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Nu + C X

CNu + X

(nucleophile) (substrate) (product) (leavinggroup)

The Nu⊖

donates

an e⊖ pairto thesubstrate

The bondbetweenC and LGbreaks,giving both

e⊖ from thebond to LG

The Nu⊖ uses

its e⊖ pair toform a newcovalent bondwith thesubstrate C

The LGgains the

pair of e⊖

originallybondedin thesubstrate

2. Nucleophilic Substitution Reactions

Page 13: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Two types of mechanisms●1st type: SN2 (concerted

mechanism)

R

C Br

RR

HO

R

C

RR

BrHO

transition state (T.S.)+ Br

R

CHO

RR

Timing of The Bond Breaking & Bond Making Process

Page 14: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

RC BrRR

RCRR

Br(k1)

Step (1):

+slowr.d.s.

H2O(k3)

RCRR

OH

H RCRR

OH H3O

Step (3)

+ +

RCRR

H2O(k2)

RCRR

OH

HStep (2)

+

k1 << k2 and k3

fast

fast

●2nd type: SN1 (stepwise mechanism)

Page 15: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

A reagent that seeks a positive center

Nucleophile – “nucleus” “loving”

“phile” – derived from the Greek word philia meaning “loving”

3. Nucleophiles

Page 16: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

C X

Has an unshared pair of e⊖

e.g.:

HO , CH3O , H2N

(negative charge)

H2O, NH3 (neutral)

This is the positivecenter that theNu⊖ seeks

Page 17: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Examples:

HO + CCl

ClH H

CH3

(substrate) (product) (L.G.)(Nu )

COH

H H

CH3

+

O + CCl

ClH H

CH3(substrate) (L.G.)(Nu )

CO

H H

CH3

+H H H

H

COH

H H

CH3

H3O+(product)

Page 18: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

To be a good leaving group, the substituent must be able to leave as a relatively stable, weakly basic molecule or ion e.g.: I⊖, Br⊖, Cl⊖, TsO⊖, MsO⊖, H2O, NH3

OMs =

OTs = O SO

OCH3

O SO

OCH3

(Tosylate)

(Mesylate)

4. Leaving Groups

Page 19: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

The rate of the substitution reaction is linearly dependent on the concentration of HO⊖ and CH3Br

Overall, a second-order reaction bimolecular

HO + CH3 Br HO CH2 +

Rate = k[CH3Br][HO ]

Br

5. Kinetics of a Nucleophilic Substitution Reaction: An SN2 Reaction

Page 20: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

The rate of reaction can be measured by● The consumption of the reactants

(HO⊖ or CH3Cl) or● The appearance of the products

(CH3OH or Cl⊖) over time

HO + C Cl HO C +

(Nu )

ClH

H

H

H

H

H

(substrate) (product)(leavinggroup)

e.g.:

5A.How Do We Measure the Rate of This Reaction?

Page 21: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Time, t

Con

cen

trati

on

, M

[CH3Cl] ↓[CH3OH] ↑

Graphically…

Rate =Δ[CH3Cl]

Δt= −

[CH3Cl]t=t − [CH3Cl]t=0

Time in seconds

[CH3Cl] ↓[CH3OH] ↑

Page 22: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Time, t

Con

cen

trati

on

, M

[CH3Cl]

Initial Rate[CH3Cl]t=0

[CH3Cl]t=t

Initial Rate(from slope)

= −[CH3Cl]t=t − [CH3Cl]t=0

Δt

Page 23: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Example:

HO + Cl CH3 HO CH3 + Cl60oCH2O

[OH⊖]t=0 [CH3Cl]t=0

Initial ratemole L-1, s-

1

Result

1.0 M 0.0010 M 4.9 × 10-7

1.0 M 0.0020 M 9.8 × 10-7 Doubled

2.0 M 0.0010 M 9.8 × 10-7 Doubled

2.0 M 0.0020 M 19.6 × 10-7 Quadrupled

Page 24: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Conclusion:

HO + Cl CH3 HO CH3 + Cl60oCH2O

●The rate of reaction is directly proportional to the concentration of either reactant.

●When the concentration of either reactant is doubled, the rate of reaction doubles.

Page 25: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

The Kinetic Rate Expression

Rate α [OH⊖][CH3Cl]

HO + Cl CH3 HO CH3 + Cl60oCH2O

[OH⊖][CH3Cl]

Initial Ratek =

= 4.9 × 10-7 L mol-1 s-1

Rate = k[OH⊖][CH3Cl]

Page 26: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

5B.What is the Order of This Reaction?

This reaction is said to be second order overall

We also say that the reaction is bimolecular

We call this kind of reaction an SN2 reaction, meaning substitution, nucleophilic, bimolecular

Page 27: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

H

C Br

HH

HO

H

C

HH

BrHO

transition state (T.S.)+ Br

H

CHO

HH

negative HO⊖

brings an e⊖ pair to δ+C; δ–Br begins to move away with an

e⊖ pair

O–C bond partially formed; C–Br bond partially broken. Configuration of C begins to invert

O–C bond

formed; Br⊖ departed. Configuration of C inverted

6. A Mechanism for the SN2 Reaction

Page 28: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

A reaction that proceeds with a negative free-energy change (releases energy to its surroundings) is said to be exergonic

A reaction that proceeds with a positive free-energy change (absorbs energy from its surroundings) is said to be endergonic

7. Transition State Theory: Free-Energy Diagrams

Page 29: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

At 60oC (333 K)

CH3 Br + HO CH3 OH + Cl

DGo = -100 kJ/mol

●This reaction is highly exergonic

●This reaction is exothermic

DHo = -75 kJ/mol

Page 30: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

●Its equilibrium constant (Keq) is

DGo = –RT ln Keq

ln Keq =–DGo

RT

=–(–100 kJ/mol)

(0.00831 kJ K-1 mol-1)(333 K)

= 36.1

Keq = 5.0 x 1015

CH3 Br + HO CH3 OH + Cl

Page 31: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

A Free Energy Diagram for a Hypothetical SN2Reaction That Takes Place with a Negative DGo

Page 32: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

The reaction coordinate indicates the progress of the reaction, in terms of the conversion of reactants to products

The top of the energy curve corresponds to the transition state for the reaction

The free energy of activation (DG‡) for the reaction is the difference in energy between the reactants and the transition state

The free energy change for the reaction (DGo) is the difference in energy between the reactants and the products

Page 33: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

A Free Energy Diagram for a HypotheticalReaction with a Positive Free-Energy Change

Page 34: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

A 10°C increase in temperature will cause the reaction rate to double for many reactions taking place near room temperature

7A.Temperature & Reaction Rate

Distribution of energies at twodifferent temperatures. The number of collisions with energies greater than the free energy of activation is indicated by the corresponding shaded area under each curve.

Page 35: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

The relationship between the rate constant (k) and DG‡ is exponential :

Distribution of energies at twodifferent temperatures. The number of collisions with energies greater than the free energy of activation is indicated by the corresponding shaded area under each curve.

k = k0 e G‡/RT

e = 2.718, the base of natural logarithms

k0 = absolute rate constant, which equals the rate at which all transition states proceed to products (At 25oC,k0 = 6.2 ╳ 1012 s-1 )

Page 36: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

A reaction with a lower free energy of activation (DG‡) will occur exponentially faster than a reaction with a higher DG‡, as dictated byDistribution of energies at two

different temperatures. The number of collisions with energies greater than the free energy of activation is indicated by the corresponding shaded area under each curve.

k = k0 e G‡/RT

Page 37: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

HO- + CH3Br

T.S.

CH3OH + Br-

Free

Ene

rgy

Reaction Coordinate

Go

GG =

Go =

free energy of activationfree energy change

Exothermic (DGo is negative) Thermodynamically favorable

process

Free Energy Diagram of SN2 Reactions

Page 38: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

(R)

(S)

CH3

C Br

CH2CH3

HHO +

+ BrCH3

CHO

CH2CH3

H

(inversion)

Inversion of configuration

8. The Stereochemistry of SN2 Reactions

Page 39: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

CH3 OCH3 + I

Example:

CH3 I + OCH3

Nu⊖ attacks from the TOP face.

(inversion of configuration)

Page 40: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

+BrNC H

(R)

Example:

+ CNBrH

(S)

Nu⊖ attacks from the BACK side.

(inversion ofconfiguration)

Page 41: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

CH3

C ClCH3

CH3

H2OCH3

C OHCH3

CH3

HCl+ +

9. The Reaction of tert -Butyl Chloride with Water: An SN1 Reaction

Page 42: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

CH3

C ClCH3

CH3

H2OCH3

C OHCH3

CH3

HCl+ +

The rate of SN1 reactions depends only on concentration of the alkyl halide and is independent of concentration of the Nu⊖

Rate = k[tBuCl]In other words, it is a first-order reaction unimolecular nucleophilic substitution

Page 43: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

In a multistep reaction, the rate of the overall reaction is the same as the rate of the SLOWEST step, known as the rate-determining step (r.d.s)

For example:Reactant Intermediate

1Intermediate

2Product

(slow)

k1 k2 k3

(fast) (fast)

k1 << k2 or k3

9A.Multistep Reactions & the Rate-Determining Step

Page 44: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

The opening A is much smaller than openings B and C

The overall rate at which sand reaches to the bottom of the hourglass is limited by the rate at which sand falls through opening A

Opening A is analogous to the rate-determining step of a multistep reaction

A

B

C

Fig. 6.5

Page 45: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

A multistep process

CH3

C BrCH3

CH3

CH3

CCH3

CH3

Br(k1)

Step (1):

+

(ionization ofalkyl halide)

slowr.d.s.

10.A Mechanism for the SN1 Reaction

Page 46: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Free Energy Diagram of SN1 Reactions

T.S. (1)

(CH3)3C-OH+ Br

Free E

nerg

y

Reaction Coordinate

T.S. (2)

T.S. (3)

(CH3)3C -OH2

+ Br

(CH3)3C+ Br

(CH3)3CBr

+ H2O

G1

intermediate

Page 47: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

CH3

CCH3

CH3

H2O(k2)

CH3

CCH3

CH3

OH

H

Step (2)

+fast

Page 48: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Free Energy Diagram of SN1 Reactions

intermediate

T.S. (1)

(CH3)3C-OH+ Br

Free E

nerg

y

Reaction Coordinate

T.S. (2)

T.S. (3)

(CH3)3C -OH2

+ Br

(CH3)3C+ Br

(CH3)3CBr

+ H2O

G1

Page 49: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

H2O(k3)

CH3

CCH3

CH3

OH

H CH3

CCH3

CH2

OH

H3O

Step (3)

+

+

CH3

CCH3

CH3

H2O(k2)

CH3

CCH3

CH3

OH

H

Step (2)

+fast

fast

Page 50: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Free Energy Diagram of SN1 Reactions

intermediate

T.S. (1)

(CH3)3C-OH+ Br

Free E

nerg

y

Reaction Coordinate

T.S. (2)

T.S. (3)

(CH3)3C -OH2

+ Br

(CH3)3C+ Br

(CH3)3CBr

+ H2O

G1

Page 51: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

CH3

CCH3

CH3

H2O(k2)

CH3

CCH3

CH3

OH

H

Step (2)

+

k1 << k2 and k3

fast

fastH2O

(k3)CH3

CCH3

CH3

OH

H CH3

CCH3

CH2

OH

H3O

Step (3)

+

+

Page 52: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

2 intermediates and 3 transition states (T.S.)

CH3

CCH3

CH3

Br

The most important T.S. for SN1 reactions is T.S. (1) of the rate-determining step (r.d.s.)

Page 53: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Carbocations are trigonal planar

The central carbon atom in a carbocation is electron deficient; it has only six e⊖ in its valence shell

The p orbital of a carbocation contains no electrons, but it can accept an electron pair when the carbocation undergoes further reaction

11A. The Structure of Carbocations

11.Carbocations

CH3C

H3C CH3

Page 54: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

General order of reactivity (towards SN1 reaction)●3o > 2o >> 1o > methyl

The more stable the carbocation formed, the faster the SN1 reaction

11B. The Relative Stabilities of Carbocations

Page 55: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Stability of cations

Resonance stabilization of allylic and benzylic cations

CH2 CH2etc.

R

CR R

R

CR H

R

CH H

H

CH H

> > >

most stable (positive inductive effect)

Page 56: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Ph

BrCH2CH3

CH3

CH3OH

(S)

Ph

C

CH2CH3CH3

(trigonal planar)

CH3OHattack from left

CH3OHattack from right

CH3OHPh

CCH3 OCH3

CH2CH3

(R) and (S)racemic mixture

50:50chance

12. Stereochemistry of SN1 Reactions

Ph

CH3OCH2CH3

CH3

(R)Ph

OCH3CH2CH3

CH3

(S)

(1 : 1)

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Example:

Br

(R) H2O

(SN1)

slowr.d.s.

(one enantiomer)

(carbocation)

H2O

attack from TOP face

H2O attack from BOTTOM face

OH H

OH H

OH

(R)

OH

(S)+

H2O

H2O

racemic mixture

( 1 : 1 )

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tBuCH3

tBu

O

Me

Me H

tBu

Me

O H

Me

tBu

I

Me MeOH

Example:

slowr.d.s.

MeOH

MeOH

trigonal planar

tBu

OMe

Me tBu

Me

OMe+

MeOH

MeOH

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The structure of the substrate

The concentration and reactivity of the nucleophile (for SN2 reactions only)

The effect of the solvent

The nature of the leaving group

13. Factors Affecting the Rates of SN1 and SN2 Reactions

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13A. The Effect of the Structure of the Substrate

General order of reactivity (towards SN2 reaction)

● Methyl > 1o > 2o >> 3o > vinyl or aryl

DO NOT undergo

SN2 reactions

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Relative Rate (towards SN2)

methyl 1o 2o neopentyl

3o

2 106 4 104 500 1 < 1

Most reactiv

e

Least reactiv

e

CH3 Br CH3CH2 Br CH3CH BrCH3

C CH2BrCH3

CH3

CH3 C BrCH3

CH3

CH3

R Br HO+ R OH Br+

For example:

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HC Br

CH3

CH3

HC Br

HH

Compare

HO + BrH

CHO

HHfaster

HO + BrH

CHO

CH3

CH3slower

HO

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+ BrCH3

CHO

CH3

CH3extremely

slow

+ BrH

CHO

H

tBuveryslow

HC Br

H

tBu

CH3

C Br

CH3

CH3

HOHO

HOHO

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Note NO SN2 reaction on sp2 or sp carbons

e.g.

H

H

H

I+Nu No reaction

No reaction+NuI

I No reaction+Nu

sp2

sp2

sp

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General order of reactivity (towards SN1 reaction)●3o > 2o >> 1o > methyl

The more stable the carbocation formed, the faster the SN1 reaction

Reactivity of the Substrate in SN1 Reactions

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Stability of cations

R

CR R

R

CR H

R

CH H

H

CH H

> > >

most stable (positive inductive effect)

Allylic halides and benzylic halides also undergo SN1 reactions at reasonable rates I

Br

an allylic bromide a benzylic iodide

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Resonance stabilization for allylic and benzylic cations

CH2 CH2

CH2CH2

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For SN1 reactionRecall: Rate = k[RX]●The Nu⊖ does NOT participate

in the r.d.s.●Rate of SN1 reactions are NOT

affected by either the concentration or the identity of the Nu⊖

13B. The Effect of the Concentration& Strength of the Nucleophile

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For SN2 reactionRecall: Rate = k[Nu⊖][RX]●The rate of SN2 reactions

depends on both the concentration and the identity of the attacking Nu⊖

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Identity of the Nu⊖

●The relative strength of a Nu⊖ (its nucleophilicity) is measured in terms of the relative rate of its SN2 reaction with a given substraterapid

CH3O + CH3I CH3OCH3 + IGood Nu⊖

Veryslow

CH3OH + CH3I CH3OCH3 + I

Poor Nu:

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The relative strength of a Nu⊖ can be correlated with 3 structural features● A negatively charged Nu⊖ is always

a more reactive Nu⊖ than its conjugate acid e.g. HO⊖ is a better Nu⊖ than

H2O and RO⊖ is better than ROH● In a group of Nu⊖s in which the

nucleophilic atom is the same, nucleophilicities parallel basicities e.g. for O compounds,

RO⊖ > HO⊖ >> RCO2⊖ > ROH > H2O

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●When the nucleophilic atoms are different, then nucleophilicities may not parallel basicities e.g. in protic solvents HS⊖,

NC⊖, and I⊖ are all weaker bases than HO⊖, yet they are stronger Nu⊖s than HO⊖

HS⊖ > NC⊖ > I⊖ > HO⊖

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SN2 reactions are favored by polar aprotic solvents (e.g., acetone, DMF, DMSO)

SN1 reactions are favored by polar protic solvents (e.g., EtOH, MeOH, H2O)

13C. Solvent Effects in SN2 & SN1 Reactions

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Solvents

Non-polar solvents(e.g. hexane, benzene)

Polar solvents

Polar protic solvents(e.g. H2O, MeOH)

Polar aprotic solvents(e.g. DMSO, HMPA)

Classification of solvents

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SN2 Reactions in Polar Aprotic Solvents●The best solvents for SN2

reactions are Polar aprotic solvents, which

have strong dipoles but do not have OH or NH groups

ExamplesOS

CH3 CH3

O

H NCH3

CH3

OP

Me2N NMe2NMe2

CH3CN

(DMSO) (DMF) (HMPA) (Acetonitrile)

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Polar aprotic solvents tend to solvate metal cations rather than nucleophilic anions, and this results in “naked” anions of the Nu⊖ and makes the e⊖ pair of the Nu⊖ more available

NaDMSO

+ DMSO Na"naked anion"

CH3O CH3O

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CH3Br +NaI CH3I +NaBr

SolventRelative Rate

MeOH 1

DMF 106

Tremendous acceleration in SN2 reactions with polar aprotic solvent

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H

Nu HH

H

OR

OR

ORRO

SN2 Reactions in Polar Protic Solvents●In polar protic solvents, the Nu⊖

anion is solvated by the surrounding protic solvent which makes the e⊖ pair of the Nu⊖ less available and thus less reactive in SN2 reactions

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Halide Nucleophilicity in Protic Solvents●I⊖ > Br⊖ > Cl⊖ > F⊖

Thus, I⊖ is a stronger Nu⊖ in protic solvents, as its e⊖ pair is more available to attack the substrate in the SN2 reaction.

H

H

H

HH

H

OR

OR

ORRO

RO

RO

(strongly solvated)

F- H

H

H

RO

OR

OR(weakly solvated)

I-

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Halide Nucleophilicity in Polar Aprotic Solvents (e.g. in DMSO)●F⊖ > Cl⊖ > Br⊖ > I⊖

Polar aprotic solvents do not solvate anions but solvate the cations

The “naked” anions act as the Nu⊖

Since F⊖ is smaller in size and the charge per surface area is larger than I⊖, the nucleophilicity of F⊖ in this environment is greater than I⊖

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Solvent plays an important role in SN1 reactions but the reasons are different from those in SN2 reactions

Solvent effects in SN1 reactions are due largely to stabilization or destabilization of the transition state

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Polar protic solvents stabilize the development of the polar transition state and thus accelerate this rate-determining step (r.d.s.):

CH3

CCH3 ClCH3

slowr.d.s.

C Cl

H

H

OR

OR

ORH

CH3

CCH3

CH3

CH3

CH3

CH3

+Cl

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13D.The Nature of the Leaving Group

Leaving groups depart with the electron pair that was used to bond them to the substrate

The best leaving groups are those that become either a relatively stable anion or a neutral molecule when they depart

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The better a species can stabilize a negative charge, the better the LG in an SN2 reaction

C Xslowr.d.s.

C X

C X

C X+

slowr.d.s.

C XNu

Nu:

C X+Nu

SN1 Reaction:

SN2 Reaction:

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CH3O + CH3–X CH3–OCH3 + X

HO, H2N, RO

F Cl Br I TsO

~ 0 1 20010,00

030,00

060,00

0

Relative Rate:

<< < < < <Worst X⊖ Best X⊖

Note: Normally R–F, R–OH, R–NH2, R–OR’ do not undergo SN2 reactions.

Examples of the reactivity of some X⊖:

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NuR OH +R Nu HO

R OH

H Nu+R Nu H2O

H

a strong

basic aniona poor

leaving group

weakbase

✔a good

leaving group

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Other weak bases that are good leaving groups:

O

S R

O

O

O

S O

O

O R

O

S

O

O CH3

an alkanesulfonateion

An alkylsulfonate ion

p-Toluenesulfonateion

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14.Organic Synthesis: Functional Group Transformation Using SN2 Reactions

HO

Br

OH

MeO

OMe

HS

SH

MeS

SMe

NCCN

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Br

C CMe

Me

MeCOO

O Me

O

Me3N

NMe3 Br

N3

N3

II

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Examples:

Br O

??NaOEt, DMSO

I SMe

??NaSMe, DMSO

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Examples:

I CN

(optically active, chiral) (optically active, chiral)

??

● Need SN2 reactions to control stereochemistry

● But SN2 reactions give the inversion of configurations, so how do you get the “retention” of configuration here??

● Solution: “double inversion” “retention”

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Br

I CN

(optically active, chiral) (optically active, chiral)

??

(Note: Br⊖ is a stronger Nu thanI⊖ in polar aprotic solvent.)

NaBrDMSO

NaCNDMSO

(SN2 withinversion)

(SN2 withinversion)

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Vinylic and phenyl halides are generally unreactive in SN1 or SN2 reactions

14A. The Nonreactivity of Vinylic andPhenyl Halides

C

X

CX

vinylic halide phenyl halide

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Examples

I

BrNaCN

DMSO

NaSMe

HMPA

No Reaction

No Reaction

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Substitution

15.Elimination Reactions of AlkylHalides

Elimination

C CH

H

Br

H

H

HBrC C

H

H

H H

OCH3

H+(acts as a

Nu )

OCH3

C CH

H

Br

H

H

HC C

H

H

H

HCH3OH Br(acts as a

base)

+ +OCH3

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Substitution reaction (SN) and elimination reaction (E) are processes in competition with each other

tBuOKtBuOH

e.g.

I +OtBu

SN2: 15% E2: 85%

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15A. Dehydrohalogenation

CH

CXhalide as LG

β carbon

β hydrogen carbon

H

BrtBuOK

tBuOH, 60oC+ KBr + tBuOHβ

LG

β hydrogen

⊖OtBu

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Conjugate base of alcohols is often used as the base in dehydrohalogenations

15B. Bases Used in Dehydro-halogenation

R−O⊖ + Na⊕ + H2

R−O−H

R−O⊖ + Na⊕ + H2

Na

NaH

EtO Nasodium ethoxide potassium t -butoxide

e.g.tBuO K

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Rate = k[CH3CHBrCH3][EtO⊖]

Rate determining step involves both the alkyl halide and the alkoxide anion

A bimolecular reaction

16.The E2 Reaction

Br

H

EtO + + EtOH + Br

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Mechanism for an E2 Reaction

Et O

C CBr

H

HH

CH3H

Et O

C CBr

H

HH

CH3H

C C

H

H

H

CH3

Et OH +Br

α

EtO⊖ removes a b proton; C−H breaks; new p bond forms and Br begins to depart

Partial bonds in the transition state: C−H and C−Br bonds break, new p C−C bond forms

C=C is fully formed and the other products are EtOH and

Br⊖

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CH3CHBrCH3

+ EtO-

T.S.

CH2=CHCH3

+ EtOH + Br-

Free

Ene

rgy

Reaction Coordinate

Free Energy Diagram of E2 Reaction

DG‡E2 reaction has ONEtransition state

Second-order overall bimolecular

Rate = k[CH3CHBrCH3][EtO⊖]

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E1: Unimolecular elimination

C ClCH3

CH3

CH3 H2O

slowr.d.s

CCH3

CH3

CH3 H2O asnucleophile

(major (SN1))

C OHCH3

CH3

CH3

H2O asbase

+CH2 CCH3

CH3

(minor (E1))

17.The E1 Reaction

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Mechanism of an E1 Reaction

Cl

HH2O

slowr.d.s

.

carbonβ hydrogen

+ H3O(E1 product)fast

H2Ofast

OH

H H2O OH +H3O

(SN1 product)

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Free Energy Diagram of E1 Reaction

T.S. (1)

Free E

nerg

y

Reaction Coordinate

T.S. (2)

(CH3)3C+ Cl

(CH3)3CCl

+ H2O

(CH3)2C=CH2+ H3O + Cl

G1

© 2014 by John Wiley & Sons, Inc. All rights reserved.

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CH3

C ClCH3

CH3

CH3

CCH3

CH3

Cl(k1)

Step (1):

+H2O

slowr.d. stepAided by the

polar solvent, a chlorine departs with the e⊖ pair that bonded it to the carbon

Produces relatively stable 3o carbocation and a Cl⊖. The ions are solvated (and stabilized) by surrounding H2O molecules

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Free Energy Diagram of E1 Reaction

T.S. (1)

Free E

nerg

y

Reaction Coordinate

T.S. (2)

(CH3)3C+ Cl

(CH3)3CCl

+ H2O

(CH3)2C=CH2+ H3O + Cl

G1

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H3C

CH3C

H2O(k2)

H OH

H

Step (2)

+C H CH2H3C

H3C

+

H

Hfast

H2O molecule removes one of the b hydrogens which are acidic due to the adjacent positive

charge. An e⊖ pair moves in to form a double bond between the b and a carbon atoms

Produces alkene and hydronium ion

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18. How To Determine Whether Substitution or Elimination Is Favoured

All nucleophiles are potential bases and all bases are potential nucleophiles

Substitution reactions are always in competition with elimination reactions

Different factors can affect which type of reaction is favoured

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CNu

C X

H

E2

(b)

(a)

SN2(b)

(a)

C

CNu

H+ X

C+ X

C+Nu H

18A. SN2 vs. E2

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With a strong base, e.g. EtO⊖

●Favor SN2

Primary Substrate

BrNaOEtEtOH

OEt

+

E2: (10%)

SN2: 90%

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With a strong base, e.g. EtO⊖

●Favor E2

Secondary Substrate

Br

NaOEtEtOH

OEt

+

+

E2: 80%

SN2: 20%

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With a strong base, e.g. EtO⊖

●E2 is highly favored

Tertiary Substrate

Br OEt

NaOEtEtOH

+

E2: 91% SN1: 9%

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Unhindered “small” base/Nu⊖

Base/Nu⊖: Small vs. Bulky

Hindered “bulky” base/Nu⊖

BrKOtButBuOH

OtBu+

E2: 85%SN2: 15%

BrNaOMeMeOH OMe+

E2: 1%SN2: 99%

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Basicity vs. Polarizability

Br

O CH3

O

+

OCCH3 O

(weak base)E2: 0%SN2: 100%

EtO(strong base)

OEt

+

E2: 80%SN2: 20%

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Tertiary Halides: SN1 vs. E1 & E2

EtO

Br

OEt+

SN1: 0%E2: 100%

(strongbase)

EtOHheat

OEt+

SN1: 80%E1 + E2: 20%

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E2E1SN2SN1CH3X

RCH2X

RCHXR'

RCXR'

R"

Mostly SN2 withweak bases;e.g. with CH3COO⊖

Very favorablewith weak bases;e.g. with H2O;MeOH

Hindered bases givemostly alkenes;e.g. with tBuO⊖

Mostly

Very little;Solvolysis possible;e.g. with H2O;MeOH

Very littleStrong basespromote E2;e.g. with RO⊖, HO⊖

Strong basespromote E2;e.g. with RO⊖, HO⊖

──

─Always competeswith SN1

─Very fast ──

19.Overall Summary

Page 117: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Review Problems

Br

DMF, 25oCtBu

Na(1) CN CN

tBu

NaHEt2OI O

H(2)

I O

O

H⊖

Intramolecular SN2

SN2 with inversion

Page 118: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

Cl

tBu

CH3

CH3

tBu

Cl

+

( 50 : 50 )

OH

tBu

HClCH3(3)

CH3

tBu

O

tBu

CH3

H

H

sp2 hybridizedcarbocation

Cl⊖ attacksfrom top face

Cl⊖ attacksfrom bottomface

SN1 with racemization

Page 119: Created by Professor William Tam & Dr. Phillis Chang Chapter 6 Ionic Reactions Nucleophilic Substitution and Elimination Reactions of Alkyl Halides Copyright.

© 2014 by John Wiley & Sons, Inc. All rights reserved.

END OF CHAPTER 6


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