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Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

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Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW
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Page 1: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Culturally Proficient Assessment & Treatment

Patricia Sherman, Ph.D., LCSW

Page 2: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

It’s Raining Cats and Dogs

Page 3: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

“Culturally competent practice is a long-term developmental process. Proficiency is not achieved after a brief workshop.”

(Tripp-Reimer, 1999)

Page 4: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Unifying Values or Assumptions in Cultural

Proficiency

• Being Different is Positive

• Services Must Be Responsive to Cultural Needs

• Clients Are Empowered

Page 5: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Cultural Competence

The ability to engage in actions or create conditions that maximize the optimal development of client and client systems. Multicultural counseling competence is defined as the counselor’s acquisition of awareness, knowledge, and skills needed to function effectively in a pluralistic democratic society

Page 6: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

(ability to communicate, interact, negotiate, and intervene on behalf of clients from diverse backgrounds), and, on an organizational level, advocating effectively to develop new theories, practices, policies, and organizational structures that are responsive to all groups (Sue, 2001).

Page 7: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Moving Toward Cultural Proficiency: Fear and Pain

• People Don’t Know What to Expect

• Race is a Dangerous Subject

• People Wonder if They Will Be Attacked and Feel Guilty

• Is This Just “Political Correctness?”

• Will Things Get out of Control?

Page 8: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The Importance of Ground Rules (Confidentiality, Personalize Discussion, Say Whatever You Believe, No Blaming)

• Cultural Proficiency is a Journey Based on Relational and Process Thinking

• Self-Honesty and Sustained Commitment Are Important to the Process of Becoming Culturally Proficient

Page 9: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Social Distance Exercise

Page 10: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Barriers to Culturally Proficient Care

• Poor communication

• Language differences

• Mistrust of health care providers

• Different views of illness

• Religious beliefs

Page 11: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

General Characteristics of Culturally Proficient Counselors

• Counselor Awareness of Own Cultural Values and Biases

• Counselor Awareness of Client’s Worldview

• Culturally Appropriate Intervention Strategies

Page 12: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Assumptions Exercise

Page 13: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Categories of Difference

• Age

• Race

• Ethnicity

• Religion

• Gender

• Sexual orientation

• Ability status

• Class

Page 14: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Characteristics of Oppressed Groups

• Not necessarily a numerical minority• Identifiable sub-population• Inequality in power• Subject to stereotyping• Discriminatory treatment

More accurate terminology:– Dominant/oppressed groups rather than

majority/minority groups

Protected classes – groups protected against discrimination by various federal laws:– Race, color, ethnic origin, gender (female), age (over 40),

religion, physical or mental disability

Page 15: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Historical Treatment of Oppressed Groups

• Extermination – genocide, ethnic cleansing

• Domination/enslavement

• Expulsion

• Segregation/apartheid

• Assimilation/integration

Page 16: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Pluralism/multiculturalism

In the past the dominant USA ideal was assimilation. The United States was the world’s great melting pot. Mental health workers attempted to integrate oppressed groups into the mainstream culture.

Today we emphasize appreciation of cultural diversity and pluralism. The presence of oppressed groups and their differing ways of life enriches United States society.

Page 17: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

The Dual PerspectiveNorton (1978)

Each person is a member of two social environments:• The nurturing environment – the individual’s immediate emotional,

physical, and social environment. Includes family, and sometimes neighborhood and neighborhood institutions such as church and school.

• The sustaining environment – the dominant social system in which the individual must interact to obtain the necessities of life; employment, shopping, etc.

• A strong nurturing environment, supporting the individual’s personal identity and providing a strong, positive self-image protects the individual from the damaging impact of stereotyping, prejudice, and discrimination encountered in contact with the dominant culture.

Copyright © Allyn & Bacon 2003

Page 18: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Racial IdentityAssumptions

from Multicultural Competency Development by Fernando Ortiz

• Racism is a basic and integral part of U.S. life and permeates all aspects of our culture and institutions.

• Persons of color and whites are socialized into U.S. society and, therefore, are exposed to the biases, stereotypes, and racist attitudes, beliefs, and behaviors of the society.

Page 19: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The level of racial identity development consciousness affects the process and outcome of interracial interactions.

• How people of color and whites perceive themselves as racial beings seems to be strongly correlated with how they perceive and respond to racial stimuli. Consequently, race-related reality represent major differences in how they view the world.

Page 20: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Oppressed Peoples and Pathology

• Genetically deficient model

• Culturally deficient model

• Culturally diverse model

Page 21: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Nacerima Culture Exercise

Page 22: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Cultural Competence: Awareness

• Move from being unaware to being aware and sensitive to his or her own cultural heritage and to valuing and respecting differences

• Aware of own values and biases and how they may affect clients

Page 23: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Comfortable with differences that exist between themselves and their clients in terms of race, gender, sexual orientation, and other sociodemographic variables. Differences are not seen as being deviant

• Sensitive to circumstances that may dictate referral of the client to a member of his or her own sociodemegraphic group or to another therapist in general

Page 24: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Acknowledges and is aware of his or her own racist, sexist, heterosexist, or other detrimental attitudes, beliefs, and feelings

Page 25: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Cultural Competence: Knowledge

• Possesses specific knowledge and information about the particular group with which he or she is working

• Has a good understanding of the sociopolitical system’s operation in the United States with respect to its treatment of marginalized groups in our society

Page 26: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Has a clear and explicit knowledge and understanding of the generic characteristics of counseling and therapy

• Is aware of institutional barriers that prevent some diverse clients from using mental health services

Page 27: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Cultural Competence: Skills

• Able to generate a wide variety of verbal and nonverbal responses

• Able to send and receive both verbal and nonverbal messages accurately and appropriately

• Able to exercise institutional intervention skills on behalf of clients

Page 28: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Aware of his or her helping style, recognizes own limitations, and can anticipate the impact on the culturally different client

• Able to play helping roles characterized by an active systemic focus, which leads to environmental interventions. Not trapped into the conventional counselor/therapist mode of operation

Page 29: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Culturally Competent Helping Roles

• Having a more active helping style

• Working outside the office

• Focusing on changing environmental conditions as opposed to only focusing on changing the client

Page 30: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Viewing the client as encountering problems rather than having or being a problem

• Being oriented toward prevention rather than remediation

• Shouldering increased responsibility for determining the course and outcome of the helping process

Page 31: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Strategies to Enhance Culturally Proficient Care

• Interpreters

• Staff representative of community served

• Cultural ethnic worker or liaison

• Consultation with local healers

• Use of complementary therapies

Page 32: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Six Points of Cultural Competence Continuum

The cultural competence continuum is helpful in several ways. It gives a standard by which to measure the agencies in which we work. It gives an indication of strengths and areas for improvement. To consider an assessment of your agency, think of the following components:

Cross, Bazron, Dennis & Isaacs, 1989

Page 33: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Cultural Competence Continuum

Cultural Destructiveness

Cultural Incapacity

Cultural Blindness

Cultural Pre-competence

Cultural Competence

Cultural Proficiency

Page 34: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Cultural Destructiveness: When an agency is at this point, the attitudes of agency personnel, the policies and practice of the agency itself are destructive to cultures and individuals within the culture. Extreme examples are programs, agencies or institutions that actively participate in genocide or in seriously damaging cultures.

Page 35: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Examples of Cultural Destructiveness

• The exclusion laws of 1885-1965 that prohibited Asians from bringing spouses into the country; the policy of the U.S. government to remove Native American children from reservations and place them in boarding schools; the enslavement of people of African descent

Page 36: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Cultural Incapacity: Agencies and systems do not seek to be culturally destructive but lack capacity to help minority clients or communities. Agencies remain extremely biased and the predominant belief is in racial superiority of the dominant group.

Page 37: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Agency staff and personnel policies and practices are paternalistic toward the “lesser” group and resources are usually channeled away from the “lesser” group in favor of the dominant group. ex. Laws regarding segregation and the philosophy of “separate but equal.”

Page 38: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Cultural Blindness: Agencies believe that they are unbiased because they treat everyone the same. Agencies maintain that traditional approaches that work with dominant group culture are universally applicable. Agency staff policies and practices ignore cultural strengths and encourage assimilation.

Page 39: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Outcomes are measured by how closely clients match the dominant pattern. Special projects geared toward minority populations are funded only if money is available and with very little input from the targeted community.

Page 40: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Cultural Pre-competence: Agencies exhibit a heightened awareness and movement in a positive direction. They realize their weakness in serving underrepresented groups and make attempts to improve. Agencies might experiment by hiring minority staff or explore how to reach people from underrepresented groups in their service area.

Page 41: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Agency staff, policies and practices begin to seek ways that reaching underrepresented groups can be improved. The danger or caution here is that it is easy to believe that accomplishing one small step or activity fulfills the obligation to the underrepresented group, e.g. Tokenism.

Page 42: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Cultural Competence: Agencies are characterized by acceptance and respect for difference. At this point, agencies will engage in a continuing self-assessment regarding culture and will seek advice and consultation from minority communities.

Page 43: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Policies and practices of the agency are adapted to better meet the needs of underrepresented groups. Agencies clearly view minority groups as distinctly different from one another and acknowledge the differences within groups.

Page 44: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Cultural Proficiency: Differences are held in high esteem. An agency seeks to add to the knowledge base by conducting research, developing new approaches, publishing and disseminating results of research projects. Also, the agency staff and personnel, policies and practices will promote empowerment of underrepresented groups and actively advocate on their behalf. Specialists in culturally competent practice are hired on staff.

Page 45: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Exercise-Agency Assessment: Pairs

• Think about your agency and reflect on the following questions:

Page 46: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• At what level do you assess your agency?

• What are some positive attempts made by your agency to become multiculturally proficient?

• What are the supports and obstacles to developing multicultural proficiency?

Page 47: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• What have you learned about your agency? How do you feel about it?

• How trusting is the agency for change?

• What kind of support can you expect?

• What kind of resistance can you expect?

• What can you personally commit to do to help your agency become more culturally-competent?

Page 48: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Why is it important to make culturally relevant mental health services available and accessible to diverse

communities?

Page 49: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The World Health Organization has reported that four of the 10 leading causes of disability in the US and other developed countries are mental disorders. By 2020, Major Depressive illness will be the leading cause of disability in the world for women and children.  

Page 50: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Without treatment the consequences of mental illness for the individual and society are staggering: unnecessary disability, unemployment, substance abuse, homelessness, inappropriate incarceration, suicide, and wasted lives. The economic cost of untreated mental illness is more than 100 billion dollars each year in the United States.

Page 51: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• With appropriate effective medication and a wide range of services tailored to their needs, most people who live with serious mental illnesses can significantly reduce the impact of their illness and find a satisfying measure of achievement and independence.

Page 52: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Barriers to Care

• Physical– Geographic – bus routes, parking– Architectural

• Organizational – Staff attitudes– Staff competencies– Ambience

Page 53: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Financial

– Health insurance

– Managed care

– Bus/train fare

– Parking fees

– Child care

– Poverty

Page 54: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Emotional – Embarrassment– Stigma– Misperceptions

• Other – Immigration status– Language fluency– Level of acculturation

Page 55: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Why is Mental Illness Stigmatized?

• Its name implies it is different from physical illness

• Sounds as if it’s “all in one’s head”

• Some people believe it results from poor choices

Page 56: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Belief that people with mental illnesses are dangerous and unpredictable, less competent, unable to work, should be institutionalized, can never get better

Page 57: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Some Health and Social Consequences of Stigma

• Mental illness and addiction are common, but only 1/3 of those needing treatment seek it due to fear of discrimination

• People deny painful symptoms and are reluctant to seek help at an early, more treatable stage of illness

Page 58: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The drop-out rate for psychiatric treatment is high because people do not want to be seen attending psychiatric clinics.

• People with mental illness often hold the same beliefs as society at large and blame themselves for their illness

Page 59: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The major way people cope with stigma is to withhold information from those who could help them

• Consumers expect to be rejected by the community and, therefore, are reluctant to engage with others

Page 60: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The effects of stigma and its resultant social withdrawal may have a greater impact on an individual than the illness

• Family members are also harmed by stigma and may be blamed for causing or contributing to the illness

Page 61: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Community attitudes can negatively affect recovery rate

• Mental health professionals are also often stigmatized, holding a diminished status in the eyes of other health care professionals and making recruitment challenging

Page 62: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Many mental health professionals share negative attitudes towards people with mental illness

• The diminished attitude towards consumers is applied to self-help and peer-support programs, negatively affecting the number of referrals

Page 63: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• People with mental illness are less likely to be appropriately diagnosed and treated for co-morbid medical conditions

• Institutions, governments, and policy makers contribute to stigma by systematically under-funding mental health services

Page 64: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Discrimination towards people with mental illness leads to diminished employment opportunities, lack of career advancement, and hostility in the workplace

• Stigma contributes to the persistent under-funding of research and treatment services

Page 65: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• 74% of people with a mental illness reported they had experienced stigma in the last year

• 16% reported stigma in the workplace

• 13% from staff in a health service

(SANE, Australia, 2006)

Page 66: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The elderly experience the double stigma of being old and mentally ill and are less likely to seek help; their illnesses may not be detected because of the belief that anxiety and depression are a normal part of aging

Page 67: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Other groups also experience a double or triple stigma – LGBT, people of color, women (“The gay community stigmatizes us for being mentally ill, and the mental health community stigmatizes us for

being gay”)

Page 68: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Discrimination is experienced through a loss of human rights, including forced treatment, finding or keeping housing, the right to parent, access to loans, immigration, denial of insurance coverage, and over-representation in the criminal justice system

• Adapted from Mood Disorders Society of Canada’s Stigma and Discrimination Research Workshop, Ottowa, ON – 10/2-4/06.

Page 69: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Social Distance Exercise

Page 70: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Mental Illness Across Cultures

• The expression of mental illness in many cultures is in bodily terms – headache, trouble sleeping, fatigue, stomachache, etc.

• Hallucinations and delusions will be culturally relevant

Page 71: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Need to assess level of acculturation

• Mental illness compounded by immigration experience, conditions leading to immigration, poverty, lack of health insurance, language difficulties, loss of support system, lack of access to traditional healers

Page 72: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• In many parts of the world, spirit possession is common. This may be a way for disadvantaged people to gain status; lose status if symptoms are due to a chemical imbalance

• Could be misdiagnosed as schizophrenia

Page 73: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• The cultures that patients come from shape their mental health and affect the kinds of mental health services they use. Likewise the cultures of the clinicians and the service system affect diagnosis, treatment, and the organization and financing of services

Page 74: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Systems of Care Checklist

Page 75: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Having a belief system in common with a patient can be an asset or a liability depending on what that belief system means to each and how they handle it in the therapeutic setting.

(John Peteet, M.D., is chair of APA's Corresponding Committee on

Religion, Spirituality, and Psychiatry)

Page 76: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Assessment

• Few existing tools are valid since they were developed primarily utilizing white, middle-class, native-English-speaking, able-bodied heterosexual men.

• Simply translating assessment tools does not work

Page 77: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Holistic Idiographic Framework for Practice

Page 78: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Cultural Assessment – ADDRESSING

• Age and generational influence

• Developmental or acquired

• Disabilities

• Religious and spiritual orientation

• Ethnicity

Page 79: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Socioeconomic status

• Sexual orientation

• Indigenous heritage

• National origin

• Gender

From Hays, P.A. (2001). Addressing cultural complexities in practice. Washington, DC: APA. Used with permission.

Page 80: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Addressing Exercise

Page 81: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Purnell Model for Cultural Competence

• Overview, inhabited localities, topography

• Communication

• Family roles and organization

• Workforce issues

• Biocultural ecology

• High-risk behaviors

Page 82: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

• Nutrition

• Pregnancy and childbearing practices

• Death rituals

• Spirituality

• Health-care practices

• Health-care practitioners

Page 83: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Locus of Control and Responsibility

• Internal locus of control – self-reliance

• External locus of control – chance, luck, God, social conditions

• Internal locus of responsibility – rugged individualism; blame the individual

• External locus of responsibility – situation-centered; blame the system

Page 84: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Communication Style Differences

• American Indians

• Asian Americans and Hispanics

• Whites

• Blacks

Page 85: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Guidelines for Clinical Practice

• African Americans

• American Indians and Alaskan Natives

• Asian Americans

• Hispanic/Latino Americans

• Clients of Multiracial Descent

• Sexual Minorities

• Individuals With Disabilities

Page 86: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Case Study – Ms. Carla Hernandez

Page 87: Culturally Proficient Assessment & Treatment Patricia Sherman, Ph.D., LCSW.

Develop action plan to utilize culturally sensitive assessment

and treatment


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