Current fluctuations in non-adiabatic electronpumps
Sigmund Kohler
Universität Augsburg
adiabatic vs. non-adiabatic pumping
X
A
1
X2
X2
X1
I
(a) (b)
P. W. Brouwer, PRB 58, 10135 (1998)
adiabatic pump current: I ∝ frequency
pumping is more effective beyond the adiabatic limit
pumping with coupled quantum dots
Photon-assisted tunneling Pumping
T. H. Oosterkamp et al., Nature 395, 873 (1998)
current maximum at resonance ħΩ=√
(εL −εR)2 +∆2
from artificial to real molecules
[M. A. Reed et al., Science 278, 252 (1997)]
larger systems
[X. D. Cui et al., Science 294, 571 (2001)]
AuAu S
AuAu S S
S
N
O2N
O
H
[J. Reichert et al., Phys. Rev. Lett. 88, 176804 (2002)]
excitations of molecules
direct exposure to lightproblem: affects contactssolution: coated SNOM tip(scanning near-field optical microscope)
©J.
Rei
cher
t(U
Mü
nst
er)
focussing on moleculeTERS (tip-enhanced Raman spectroscopy):local field enhancement by several orders of magnitude
tight-binding model
|2⟩
µR
|N⟩
ħΩ
acceptor
|N−1⟩
donor
|1⟩µL
Γ
Γ
∆
hopping matrix elements ∆[molecule: Hückel model of a “molecular bridge”]
metallic contacts: ideal Fermi gases with chem. potential µ
effective coupling to metal contacts: Γ
laser field: Hmol −→ Hmol(t), dipole coupling
Current fluctuations in non-adiabatic electron pumps
Floquet transport theory: current & noise
pumping electronssymmetry considerationsratchets vs. pumpsharmonic mixingresonant electron pumpingCoulomb repulsion effects
pumping heat
static case: scattering formula
Landauer (1957): “conductance is transmission”
EF
EF−eV
current I = e
2πħ∫
dE T(E)[f (E +eV )− f (E)
]transmission of an electron with energy E
T(E) = ΓLΓR|⟨1|G(E)|N⟩|2
[Fischer, Lee, PRB’81; Meir, Wingreen, PRL’92]
static case: current noise
zero-frequency noise / noise power:
static component of the current-current correlation function
S = S(ω= 0) =∫ +∞
−∞dτ⟨∆I(t)∆I(t +τ)⟩
S = e2
2πħ∫
dE T(E)[
1−T(E)][
f (E +eV )− f (E)]2
+ f (E +eV )[1− f (E +eV )]+ f (E)[1− f (E)]
shot noise (remains for kBT = 0)equilibrium noise (remains for eV = 0)
[Büttiker, PRB’92]
depends only on transmission probability T(E)
current noise: Fano Factor
Landauer: “noise is the signal”
relative noise strength: Fano factor F = S/eI
ohmic resistor
U = RI
tunnel contact
U = RTI
thermal noise
−→ temperature dependent
shot noise S = qI
−→ F = q/e (size of charge carrier)
Cooper pair tunneling: F = 2
fractional quantum Hall effect: F = 13
current noise: Fano factor
example: transport double quantum dot
0
732
0.5
1
FF
0
√
512
1 2 3 ∆/Γ∆/Γ
single barrier / point contact: F ≈ 1 (Poisson process)double barrier: F ≈ 1
2
driven systems
problem: U(t, t′) =←−T exp
(− i
ħ∫ t
t′dt′′ H(t′′)
)←−T : time-ordering operator
periodic time-dependence:„Bloch theory in time“ (Floquet 1883)
periodic time-dependence:Floquet theorem: time-periodic Schrödinger equation has completesolution of the form
|ψα(t)⟩ = e−iεαt/ħ|φα(t)⟩, where |φα(t)⟩ = |φα(t +T )⟩
quasienergies εα, Brillouin zone structure
Floquet states |φα(t)⟩ =∑k e−ikΩt |φα,k⟩
non-linear response
Floquet transport theory
transport and driving: computation of the Green functionand current formula for time-dependent situation
Floquet equationwith self-energy Σ= |1⟩ΓL
2 ⟨1|+ |N⟩ΓR2 ⟨N |
(H(t)−iΣ− iħ d
dt
)|ϕα(t)⟩ = (εα− iħγα)|ϕα(t)⟩
propagator in the presence of the contacts
G(t, t −τ) =∞∑
k=−∞eikΩt
∫dεe−iετ
∑α,k′
|ϕα,k+k′⟩⟨ϕα,k′ |ε− (εα+k′Ω− iħγα)︸ ︷︷ ︸
G(k)(ε)
propagation under absorption/emission of |k| photons
Floquet transport theory: current
time-dependent current: change of electron number in, e.g., left lead(× electron charge e)
I(t) = ed
dt⟨NL(t)⟩
two periodically time-dependent contributionstransport between contactsperiodic charging/discharging of the conductor
Floquet transport theory: current
dc current [note: no blocking factors (1− f`)]
I = e
2πħ∞∑
k=−∞
∫dε
T (k)
LR (ε)fR(ε)−T (k)RL (ε)fL(ε)
transmission under absorption of k photons
T (k)LR (ε) = ΓLΓR|⟨1|G(k)(ε)|N⟩|2 6≡ T (±k)
RL (ε±kħΩ)
ε
ε+ħΩ
ε
ε−ħΩ
RL
Floquet transport theory — current noise
time-averaged zero-frequency noise
S = 1
T
∫ T
0dt
∫ +∞
−∞dτ⟨∆I(t)∆I(t +τ)⟩
=e2
h
∑k
∫dε
Γ2
R
∣∣∣∑k′ΓL(εk′)G(k′−k)
1N (εk)[G(k′)
1N (ε)]∗∣∣∣2
fR(ε)fR(εk)
+ΓRΓL
∣∣∣∑k′ΓLG(k′−k)
1N (εk)[G(k′)
11 (ε)]∗− iG(−k)
1N (εk)∣∣∣2
fL(ε)fR(εk)
+ same terms with the replacement (L,1) ↔ (R,N)
where εk = ε+kħΩ
depends on transmission amplitudes G(k)1N
[S. Camalet, J. Lehmann, S. Kohler, and P. Hänggi, Phys. Rev. Lett. 90, 210602 (2003)]
Current fluctuations in non-adiabatic electron pumps
Floquet transport theory: current & noise
pumping electronssymmetry considerationsratchets vs. pumpsharmonic mixingresonant electron pumpingCoulomb repulsion effects
pumping heat
coherent quantum ratchet: symmetries
Pumping: interplay of driving and asymmetry
Which symmetries inhibit a ratchet current?
parity of a time-dependent Hamiltonian
H (x, t) = H0(x)−xa(t)
symmetry-related process have equal transmissionharmonic driving [a(t) = sin(Ωt)] and H0(x) = H0(−x) symmetric
−→ indentify the symmetry-related scattering processes
process vs. symmetry-related process
ε
L R
T(−1)LR
(ε+ħΩ)
T(1)RL
(ε)ε+ħΩ
time-reversal
t →−t: I 6= 0 not relevant!
ε
L R
ε+ħΩT
(1)RL
(ε)
T(−1)RL (ε+ħΩ)
time-reversal parity
(x, t →−x,−t): I =O (Γ2)
ε
L R
T(1)
RL(ε)
T(1)
LR(ε)
ε+ħΩ generalized parity
(x, t →−x, t + T2 ): I = 0
inhibits ratchet current!
Current fluctuations in non-adiabatic electron pumps
Floquet transport theory: current & noise
pumping electronssymmetry considerationsratchets vs. pumpsharmonic mixingresonant electron pumpingCoulomb repulsion effects
pumping heat
coherent quantum ratchet: motivation
classical Brownian motionin a periodic but asymmetric potential
despite asymmetry: zero current in equilibriumasymmetry plus driving −→ directed transport
here: coherent quantum dynamics, non-adiabatic driving
coherent quantum ratchet
ħΩ
Γ|1⟩µ
Γ
|N⟩
|N−1⟩
µ
∆
no transport voltage
µL =µR
finite periodic systemconsisting of Ng
asymmetric groups
Hnn′(t) =−∆(δn,n′+1 +δn+1,n′)+(En +Axn cos(Ωt)
)δnn′
length dependence?
coherent vs. incoherent quantum transport?
[J. Lehmann, SK, P. Hänggi, and A. Nitzan, Phys. Rev. Lett. 88, 228305 (2002)]
coherent quantum ratchet: length dependence
dc current vs. length
A = 7∆
A = 3∆
A = 5∆−2
0
2c
urr
en
t[1
0−
3eΓ
/ħ]
cu
rre
nt
[10−
3eΓ
/ħ]
1 2 3 4 5 6 7 8 9 10
# asymm. groups# asymm. groups
∆= 1, ħΩ= 3, Γ= 0.1,
kT = 0.25, µ= 0, EB = 10,
ES = 1
current converges to non-zero value
coherent quantum ratchet: resonances
−1
0
1
2
cu
rre
nt
I[1
0−
3eΓ
]c
urr
en
tI
[10−
3eΓ
]
5 10 15
frequency Ω [∆/ħ]frequency Ω [∆/ħ]
A = 2∆, Ng = 1
−0.1
0
0.1
cu
rre
nt
cu
rre
nt
−1 0 1voltage [∆/e]voltage [∆/e]
−0.1
0
0.1
cu
rre
nt
cu
rre
nt
−1 0 1voltage [∆/e]voltage [∆/e]
∆= 1, µL =µR = 0, Γ= 0.1, ED = EA = 0,EB = 10, ES = 1
ratchet current exhibits resonances −→ coherent transport
e.g. molecule: A = eE dsite. dsite ≈ 1nm, ∆= 0.1eV=⇒ electric field strength E = 106 V/cm
Current fluctuations in non-adiabatic electron pumps
Floquet transport theory: current & noise
pumping electronssymmetry considerationsratchets vs. pumpsharmonic mixingresonant electron pumpingCoulomb repulsion effects
pumping heat
dynamical symmetry breaking: harmonic mixing
mixing with higher harmonics
a(t) = A1 sin(Ωt)+A2 sin(2Ωt +φ)
Γ Γ
|N⟩|1⟩
|2⟩ |N−1⟩∆
ħΩ
µL µR
A2 = 0:−→ generalized parity−→ I = 0
φ 6= 0:−→ no symmetry−→ I ∝ Γ
φ= 0:−→ time-reversal parity−→ I ∝ Γ2
[J. Lehmann, SK, P. Hänggi, and A. Nitzan, J. Chem. Phys. 118, 3283 (2003)]
harmonic mixing: dc current
dc current vs. coupling strength
10−10
10−8
10−6
10−4
10−2
I/eΓ
I/eΓ
10−4 10−3 10−2 10−1 100
Γ [∆]Γ [∆]
φ= 0
φ= 0.001
φ= 0.01
φ= 0.1
φ=π/2
I ∝Γ
2
crossover between
I ∝ Γ für φ=π/2I ∝ Γ2 for φ= 0, e.g. for time-reversal parity
Current fluctuations in non-adiabatic electron pumps
Floquet transport theory: current & noise
pumping electronssymmetry considerationsratchets vs. pumpsharmonic mixingresonant electron pumpingCoulomb repulsion effects
pumping heat
non-adiabatic electron pumping
µL =µ µR =µ
ΓL ∆ ΓR
ħΩ
zero voltage: µL =µR =µcoupling to microwaves:
H(t) ∼ x cos(Ωt)
? behaviour close to resonances
? current noise
? pumping andtime-reversal symmetry
[M. Strass, P. Hänggi, and S. Kohler, Phys. Rev. Lett. 95, 130601 (2005)]
rotating-wave approximation at first resonance
double dot
H(t) =−∆2
(c†1c2 + c†
2c1)+ 1
2
(δ+ħΩ︸ ︷︷ ︸+Acos(Ωt)
)(n1 −n2)
internal bias
1 interaction picture w.r.t. H0(t) −→ H(t) = H(t +2π/Ω) ¿ħΩ2 time-scale separation: replace H(t) by its time average
−→ effective static Hamiltonian
Heff =−∆eff
2(c†
1c2 + c†2c1)+ δ
2(n1 −n2)
renormalized tunnel matrix element ∆−→∆eff = J1(A/ħΩ)∆
leads: t-average of Green’s function g< = iħ ⟨c†
q(t −τ)cq(t)⟩effective electron distribution
feff(ε) =∑k
Jk2(A/2ħΩ) f (ε+ (k± 1/2)ħΩ)
rotating-wave approximation at first resonance
effective static problem
00.51
0
εε
ħΩ
fR,eff
0 0.5 1
0
εε
fL,effTeff
total transmission at ε= 0 determined byinter-well coupling ∆eff = J1(A/ħΩ)∆dot-lead coupling Γ
“voltage”: fL,eff(0)− fR,eff(0) = J20 (A/2ħΩ)
non-adiabatic electron pumping
Γ= 0.5∆, A = 6.3∆, ε0 = 10∆
0.5
1.0
Fa
no
fac
tor
Fa
no
fac
tor
0 1 2 3 4 5 6 7
frequency Ω [∆/ħ]frequency Ω [∆/ħ]
(b)
0.0
0.1
0.2
0.3
I,S
/e[eΓ
/ħ]
I,S
/e[eΓ
/ħ] current I
noise S
(a)
n = 1
n = 2
n = 3
0.0
0.1
0.2
0.3
I,S
/e[eΓ
/ħ]
I,S
/e[eΓ
/ħ] current I
noise S
current maximum andnoise minimum
Fano factor F = S/eI
noise strength considerablybelow shot noise level F = 1
at n-photon resonanceintra-well coupling
∆eff = Jn(A/ħΩ)
“voltage”
fL,eff(0)− fR,eff(0) = J20 (A/2ħΩ)
optimizing the pump
goal: large current and low noise
0.0
732
0.5
1.0
Fa
t1
.re
son
an
ce
Fa
t1
.re
son
an
ce
0.0 0.5 1.0 1.5
A/ħΩA/ħΩ
Γ= 0.01∆
Γ= 0.1∆
Γ= 0.3∆
0.0
732
0.5
1.0
Fa
t1
.re
son
an
ce
Fa
t1
.re
son
an
ce
0.0 0.5 1.0 1.5
A/ħΩA/ħΩ
double dot,wide-band limit: Fmin = 7
32
ideal conditions: – large bias ε0
– resonant driving ħΩ≈ ε0
– weak wire-lead coupling Γ. 0.1∆
typical parameters: ∆= 10µeV,Ω= 2π×15 GHz
=⇒ I ≈ 40pA with F ≈ 0.23
the adiabatic limit
adiabatic pumps:cyclic evolution in parameter spacecurrent determined by enclosed area −→ Iadiabatic ∝Ω
here:one parameter, area = 0 −→ Iadiabatic = 0I ∝Ω2 ?
current & noise in the adiabatic limit?
10−6
10−5
10−4
10−3
10−2
I,S
/e[eΓ
/ħ]
I,S
/e[eΓ
/ħ]
0.02 0.05 0.1 0.2 0.5
frequency Ω [∆]frequency Ω [∆]
current ∝Ω
2
noise ∝Ω
current ∝Ω2 (as expected)
noise ∝Ω
Fano factor ∝Ω−1
Current fluctuations in non-adiabatic electron pumps
Floquet transport theory: current & noise
pumping electronssymmetry considerationsratchets vs. pumpsharmonic mixingresonant electron pumpingCoulomb repulsion effects
pumping heat
strong Coulomb repulsion
strong e-e interaction U
master equation approach:perturbation theory for weak wire-lead couplingmaster equation for reduced density operator
d
dtρwire = d
dttrleadsρ, I = d
dttrleadsNLρ, S ∼ d
dttrleadsN2
Lρ
counting statistics, Mac Donald formulaElattari & Gurvitz, Phys. Lett. (2002)
Bagrets & Nazarov, PRB (2003)
decompostion into Floquet basisU →∞: at most one excess electronspin vs. spinless electrons
strong Coulomb repulsion
two-level electron pump:current
0
0.1
0.2
0.3
I[eΓ
/ħ]
I[eΓ
/ħ]
0 2 4 6
frequency Ω [∆/ħ]frequency Ω [∆/ħ]
U =∞
U =∞, spinless
U = 0, spinless
[F.J. Kaiser et al., EPJ B 54, 201 (2006)]
noise
0.5
1.0
Fa
no
fac
tor
Fa
no
fac
tor
0 1 2 3 4 5 6 7
frequency Ω [∆/ħ]frequency Ω [∆/ħ]
0.0
0.1
0.2
S[e
2Γ
/ħ]
S[e
2Γ
/ħ]
U =∞, spinless
U = 0, spinless
0.0
0.1
0.2
S[e
2Γ
/ħ]
S[e
2Γ
/ħ]
U =∞, spinless
U = 0, spinless
close to resonance: no significant changes
finite U : work in progress
Current fluctuations in non-adiabatic electron pumps
Floquet transport theory: current & noise
pumping electronssymmetry considerationsratchets vs. pumpsharmonic mixingresonant electron pumpingCoulomb repulsion effects
pumping heat
pumping heat
Can one extract heat/energy from the lead by AC driving ?
“heat”:energy w.r.t. chemical potential µ
“cooling”:- remove electrons with ε>µ- fill holes with ε<µ
ensure I = 0to avoid charging of the leads
ε>µ
ε<µ
NIS interface
J. P. Pekola, Nature 435, 889 (2005)
heat balance under AC driving
cooling
RL
heating
RL
dER
dt=∑
q(εq −µR)
dNR,q
dt= . . . = 1
h
∞∑k=−∞
∫dε
[(µR −ε)T (k)
LR (ε)fR(ε)
+kħΩR(k)RR(ε)fR(ε)
+(ε+kħΩ−µR)T (k)RL (ε)fL(ε)
]reflection always leads to heating
I = 0 anddER
dt< 0 nevertheless possible ?
heat pumping
ħΩ
ħΩ
−1
0
1
2
ER
[pW
]E
R[p
W]
0 0.1 0.2 0.3 0.4 0.5
amplitude eVac/ħΩamplitude eVac/ħΩ
T = 30 K
T = 20 K
T = 10 K
T = 5 K
GaAs heterostructuresize ∼ 10nm, ħΩ= 2meV,
amplitude Vac ∼ 100µV
ER < 0, cooling!
cooling power: ∼ pW(at 10K)
M. Rey, M. Strass, S. Kohler, P. Hänggi, and F. Sols, cond-mat/0610155
summary
Floquet transport theory for driven conductors
effectsratchets, pumps, rectificationnoise propertiesheat pump
current projectsCoulomb repulsioncoupling to molecule vibrationsphonons: decoherence / dissipation
review article[S. Kohler, J. Lehmann, and P. Hänggi, Phys. Rep. 406, 379 (2005)]
thanks to . . .
Franz-Josef KaiserChristoph KreisbeckGert-Ludwig IngoldPeter Hänggi (Augsburg)
Michael Strass (Nagler & Co)
Jörg Lehmann (Basel)
Sébastien Camalet (CNRS Paris)
Abraham Nitzan (Tel Aviv)
Miguel ReyFernando Sols (Madrid)
Joachim Reichert (Münster)
Heiko Weber (Erlangen)
SPP
1243