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Current Perspectives in Residual Ridge Remodeling and Its Clinical

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224 THE JOURNAL OF PROSTHETIC DENTISTRY VOLUME 80 NUMBER 2 R esidual ridge is a term used to describe the shape of the clinical alveolar ridge after healing of bone and soft tissues after tooth extractions. After tooth extrac- tion, a cascade of inflammatory reactions is immediate- ly activated, and the extraction socket is temporarily closed by the blood clotting. Epithelial tissue begins its proliferation and migration within the first week and the disrupted tissue integrity is quickly restored. Histo- logic evidence of active bone formation in the bottom of the socket is seen as early as 2 weeks after the extrac- tion and the socket is progressively filled with newly formed bone in about 6 months. 1,2 The most striking feature of the extraction wound healing is that even Current perspectives in residual ridge remodeling and its clinical implications: A review Leila Jahangiri, BDS, MMSc, a Hugh Devlin, BDS, PhD, b Kang Ting, DMD, DMSc, c and Ichiro Nishimura, DDS, DMSc, DMD d Harvard School of Dental Medicine, Boston, Mass.; University Dental Hospital of Manchester, Manchester, United Kingdom; and UCLA School of Dentistry, Los Angeles, Calif. Purpose. This article reviews the current understanding of the biology of tooth extraction wound healing and residual ridge remodeling. Methods. The review of the biology of tooth extraction wound healing involves a discussion of the differ- ent cells populating the tooth extraction wound, the matrix formation, and the control of the repair process in the short-term. Defects in socket matrix formation or cellular activity will lead to stalled healing. The review of residual ridge remodeling describes the long-term result of tooth extraction and formation of residual ridges, in which the quantity of bone tissue continuously decreases. This may suggest that any potential regulatory factors of residual ridge resorption should have an adverse effect either on the increased catabolic activity by osteoclasts or on the decreased anabolic activity by osteoblasts. Both short-term tooth extraction healing and long-term residual ridge remodeling processes are interdependent. Furthermore, any potential genetic and environmental regulatory factors can affect the quality and quantity of bone by alter- ing the gene expression events taking place in bone cells. Results. The intent of this article was to review the current progress of biologic research on residual ridge remodeling and to relate the changes at molecular, cellular, and tissue levels. The understanding of residual ridge remodeling may provide a sound scientific basis for improved restorative and therapeutic treatments of the edentulous population. (J Prosthet Dent 1998;80:224-37.) Presented in part before the Academy of Prosthodontics, Tucson, Arizona, May 1995. This review was partly based on investigations supported by Proc- ter & Gamble Fellowship Award (L. Jahangiri), British Diabetic Association (H. Devlin), and NIH grants, EY08219, and DE10870 (I. Nishimura). a Instructor of Restorative Dentistry (Prosthodontics), Harvard School of Dental Medicine. b Senior Lecturer in Restorative Dentistry, University Dental Hospital of Manchester, University of Manchester. c Assistant Professor of Orthodontics, UCLA School of Dentistry. d Associate Professor Section of Advanced Prosthodontics, UCLA School of Dentistry and Director, Center for Reconstructive Biotechnology. CLINICAL IMPLICATIONS This review addressed the cellular and extracellular matrix component of alveolar bone regeneration. The cellular component is sensitively responding to the mechanical and biologic environments such as removable partial denture and osteoporosis. Uncov- ering these regulatory mechanisms may lead to a new therapeutic modality in main- taining and further regeneration of the residual ridge alveolar bone. The heteroge- neous reaction by osteoblasts to a newly characterized extracellular matrix containing type II and type IX collagens has provided a puzzling but exciting result, which seems to postulate two independent remodeling processes that regulate cortical bone and tra- becular bone separately. The proposed distinct remodeling processes may be directly applied to osseointegration phenomenon in which cortical and trabecular bones may provide different consequences.
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Page 1: Current Perspectives in Residual Ridge Remodeling and Its Clinical

224 THE JOURNAL OF PROSTHETIC DENTISTRY VOLUME 80 NUMBER 2

Residual ridge is a term used to describe the shapeof the clinical alveolar ridge after healing of bone andsoft tissues after tooth extractions. After tooth extrac-tion, a cascade of inflammatory reactions is immediate-ly activated, and the extraction socket is temporarilyclosed by the blood clotting. Epithelial tissue begins itsproliferation and migration within the first week andthe disrupted tissue integrity is quickly restored. Histo-logic evidence of active bone formation in the bottomof the socket is seen as early as 2 weeks after the extrac-tion and the socket is progressively filled with newlyformed bone in about 6 months.1,2 The most strikingfeature of the extraction wound healing is that even

Current perspectives in residual ridge remodeling and its clinicalimplications: A review

Leila Jahangiri, BDS, MMSc,a Hugh Devlin, BDS, PhD,b Kang Ting, DMD, DMSc,c and IchiroNishimura, DDS, DMSc, DMDd

Harvard School of Dental Medicine, Boston, Mass.; University Dental Hospital of Manchester,Manchester, United Kingdom; and UCLA School of Dentistry, Los Angeles, Calif.

Purpose. This article reviews the current understanding of the biology of tooth extraction wound healingand residual ridge remodeling. Methods. The review of the biology of tooth extraction wound healing involves a discussion of the differ-ent cells populating the tooth extraction wound, the matrix formation, and the control of the repair processin the short-term. Defects in socket matrix formation or cellular activity will lead to stalled healing. Thereview of residual ridge remodeling describes the long-term result of tooth extraction and formation ofresidual ridges, in which the quantity of bone tissue continuously decreases. This may suggest that anypotential regulatory factors of residual ridge resorption should have an adverse effect either on the increasedcatabolic activity by osteoclasts or on the decreased anabolic activity by osteoblasts. Both short-term toothextraction healing and long-term residual ridge remodeling processes are interdependent. Furthermore, anypotential genetic and environmental regulatory factors can affect the quality and quantity of bone by alter-ing the gene expression events taking place in bone cells.Results. The intent of this article was to review the current progress of biologic research on residual ridgeremodeling and to relate the changes at molecular, cellular, and tissue levels. The understanding of residualridge remodeling may provide a sound scientific basis for improved restorative and therapeutic treatments ofthe edentulous population. (J Prosthet Dent 1998;80:224-37.)

Presented in part before the Academy of Prosthodontics, Tucson,Arizona, May 1995.

This review was partly based on investigations supported by Proc-ter & Gamble Fellowship Award (L. Jahangiri), British DiabeticAssociation (H. Devlin), and NIH grants, EY08219, andDE10870 (I. Nishimura).

aInstructor of Restorative Dentistry (Prosthodontics), Harvard Schoolof Dental Medicine.

bSenior Lecturer in Restorative Dentistry, University Dental Hospitalof Manchester, University of Manchester.

cAssistant Professor of Orthodontics, UCLA School of Dentistry.dAssociate Professor Section of Advanced Prosthodontics, UCLA

School of Dentistry and Director, Center for ReconstructiveBiotechnology.

CLINICAL IMPLICATIONS

This review addressed the cellular and extracellular matrix component of alveolarbone regeneration. The cellular component is sensitively responding to the mechanicaland biologic environments such as removable partial denture and osteoporosis. Uncov-ering these regulatory mechanisms may lead to a new therapeutic modality in main-taining and further regeneration of the residual ridge alveolar bone. The heteroge-neous reaction by osteoblasts to a newly characterized extracellular matrix containingtype II and type IX collagens has provided a puzzling but exciting result, which seemsto postulate two independent remodeling processes that regulate cortical bone and tra-becular bone separately. The proposed distinct remodeling processes may be directlyapplied to osseointegration phenomenon in which cortical and trabecular bones mayprovide different consequences.

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after the healing of wounds, the residual ridge alveolarbone undergoes a life-long catabolic remodeling. Thesize of the residual ridge is reduced most rapidly in thefirst 6 months, but the bone resorption activity of resid-ual ridge continues throughout life at a slower rate,resulting in removal of a large amount of jaw structure(Fig. 1).3-10 This unique phenomenon has beendescribed as residual ridge reduction (RRR) (TableI).11 The rate of RRR is different among persons, andeven at different sites in the same person. Residualridge remodeling directly affects the function of remov-able prostheses, which rely greatly on the quantity andarchitecture of the jaw bones.12-17

The RRR phenomenon is easily observed clinicallyafter tooth extraction, but the sequence of biologicevents is not well-understood. Since the first reports ofsubstantial resorption of the edentulous residual ridge by

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Fig. 1. Longitudinal observations by standardized lateral cephalographs on continuousresorption of maxillary and mandibular residual ridge before tooth extraction (A), and 3months (B), 7 months (C), 17 years (D), and 25 years (E) after extraction. Superimposedcephalographs depict that large amount of bone structure was removed during this time (F).

Table I. Clinical features of reduction of residual ridges(RRR)

• DefinitionContinuous size reduction of the residual ridge, largely due to bone loss after tooth extraction.

• General featureRRR is chronic, progressive and irreversible.

• The rate is fastest in the first 6 months after extraction.• Rate is variable

–between different persons–within the same person at different times–within the same person at different sites

• Has a multifactorial cause–anatomic factor–prosthetic factor–metabolic and systemic factor–functional factor

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Thompson,18 Atwood,19 and Tallgren,20 a number ofstudies have been conducted to describe the structure ofthe changing residual ridge using standardized measure-ments of lateral cephalographs,21-35 panoramic radi-ographs,36,37 or diagnostic casts.38-45 In 1979,Atwood46 postulated that there are four major etiologic

factors that cause RRR: anatomic, prosthetic, metabolic,and functional factors. The primary goal of thosedescriptive studies was therefore to elucidate a patholog-ic cause of the severe form of RRR. These observationsin edentulous patients are not conclusive and, to date,no single factor alone has been found to contribute to

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Table II. Etiologic factors of reduction of residual ridges (RRR)

Etiologic factor Correlation with RRR Source

Anatomic factorMandible 4 × more RRR than maxilla Tallgren23

Inconclusive Atwood and Coy31

Short and square face Increased RRR Tallgren23

Direct effect of masticatory force? Mercier and Lafontant113

Large alveolar process Increased RRR Wictorin25

No correlation with the jaw size Atwood and Coy31

Density of alveolar bone Classification postulated Wilson114

No correlation with bone density Atwood and Coy31

Labial alveoloplasty Increased RRR Gazabatt et al.40

Michael and Barsoum45

No correlation Wictorin25

Prosthodontic factorImmediate denture Decreased RRR Wictorin25

Johnson42,43

No correlation Carlsson et al.26-28

Zero degree teeth Increased RRR Winter et al.32

Woelfel et al.33

Metabolic and systemic factorAge and sex No correlation with the rate of RRR Wictorin25

Carlsson26-28

Atwood and Coy31

Winter et al.32

Osteoporosis No correlation with the ridge height Atwood and Coy31

Mercier and Inoue75

Kribbs et al.76

Ortman et al.115

Smaller maxillary ridge von Wowern and Kellerup37

Knife-edge type mandible Nishimura et al.35

Knife-edge type in monkeys Nishimura et al.79

Ca and Vit D supplement Decreased RRR Wical and Brussee36

Zinc sulfate supplement Better ext. healing in hamsters Mesrobian and Shklar116

Dichloromethane diphosphonate supplement Decreased RRR in rats Olson and Hagen117

Sodium fluoride supplement No correlation (but better calcification) Fenton and El-Kassem118

Indomethacin supplement Decreased RRR in rats Nishimura et al.63

Functional factorIntensive denture wearing Increased RRR Campbell38

Carlsson41

Carlsson et al.26-28

Carlsson et al.29

“Combination syndrome” Kelly47

Regular denture wearing No correlation with the rate of RRR Tallgren24

Nicol et al.119

Bergman and Carlsson120

(Statistically insignificant trend) Atwood and Coy31

Other factorBioelectric potential Decreased RRR by exogenous pulsed van der Kuij et al.121

electromagnetic fields in dogs Ortman et al.122

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the severe form of RRR (Table II). However, there areseveral consistent observations that suggest that localmechanical stress often generated by removable prosthe-ses may affect the state of residual ridges. Other studiespointed out that postmenopausal osteoporosis hasattracted much attention in causal relation to RRR.

The first objective of this article was to review localmechanical stress and systemic osteoporosis as potentialfactors that influence the long-term sequelae of toothextraction and resorption of residual ridges, in whichbone tissue is adversely affected, either on the increasedcatabolic activity by osteoclasts or on the decreasedanabolic activity by osteoblasts.

The second objective was to review the currentunderstanding of the biology of extraction wound heal-ing, which involves a discussion of the different cellspopulating the extraction site, matrix formation, andshort-term control of the repair process. The residualridge is primarily composed of unique oral soft tissueand alveolar bone, both of which are formed as a resultof tooth extraction wound healing. Defects in socketmatrix formation or cellular activity will lead to stalledhealing, and any potential genetic and environmentalregulatory factors can affect the quality and quantity ofbone by altering the gene expression events. Thereforethis article reviewed current progress of biologicresearch on residual ridge remodeling, relating thechanges at molecular, cellular, and tissue levels.

In this article, all efforts were made to comprehen-sively list the dental literature that is thought to be rel-evant to RRR. The results from most of these studiesare summarized in Table II; however, it was not ourintent to verify the data and conclusions of all thesestudies. Thus, although in-depth analyses are providedfor the biologic data on tooth extraction socket healingand long-term residual ridge remodeling from selectedarticles, the list in Table II should serve only as an indexfor RRR studies.

LOCAL AND SYSTEMIC FACTORSINFLUENCING THE RESIDUAL RIDGEREMODELINGMechanical stress by prosthesis affecting boneresorption

It is observed that patients with combination syn-drome, as described by Kelly,47 exhibit severe RRR inthe anterior segment of maxillary residual ridge (Fig. 2).An exaggerated mechanical stress applied to the maxil-lary complete denture from the remaining mandibularanterior teeth has been postulated to cause this site spe-cific RRR. It was suspected that excessive mechanicalstresses were responsible for the less advantageousresidual ridges observed in the institutionalizedpatients who wore their complete dentures for longhours than the edentulous ridges of the patients in thesame institution who refused to wear their dentures.38

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Fig. 2. Panoramic radiograph (A) and intraoral photograph (B) of patients exhibiting severelocalized bone resorption at anterior segment of maxillary residual ridge. Hypotheticalscheme (C) has been postulated that mechanical stress may induce local synthesis of mes-senger signals such as prostaglandins, which then activate osteoclastic bone resorption (OC)at surface of residual ridge alveolar bone. Bar = 200 µm.

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A prospective clinical study addressing the mechanicalfactors on RRR was conducted by Carlsson et al.4,29 inwhich partially edentulous patients (Kennedy class I)were divided into three experimental groups wearing(1) no mandibular denture, (2) partial denture withbilateral free-end denture bases, and (3) partial denturewith anterior alveolar bar. The longitudinal observationof the edentulous ridge of these patients revealed theincreased rate of RRR in the groups of wearingdentures.

Bone that receives constant mechanical stimulimaintain a coupled cellular activity between osteoclastsand osteoblasts. When the bone tissue is placed in astate of immobilization or a weightless environment, itbears less mechanical stress and cannot sustain the nor-mal coupled remodeling process and results in loss ofcalcified bone mass described as disuse atrophy.48,49

Conversely, applied mechanical force can stimulatebone apposition. For example, facial bone remodelingin mountain gorillas appears to closely correlate withtheir unique chewing habits. Mountain gorillas tend touse only one side of the jaw consistently until the teethare totally worn so that food is no longer effectivelyheld. The habitual chewing side of the facial bone, par-ticularly at the facial muscle attachment site, exhibits asignificant bone apposition to the extent that facialstructure is often altered.50

During mastication, swallowing, and any other func-tional jaw movements, masticatory muscles produceforce on the occlusal surface of artificial teeth, which istransmitted through the denture base and to the resid-ual ridge. Sharry et al.51 examined bone stress patternsin dry skulls and reported that stress resulting fromdentures may be transmitted over a rather wide area.However, in the patient’s mouth, dentures are seatedon the residual ridge mucosa overlying the bone direct-ly, which appears to primarily bear the mechanicalstress. This unique environment may differentiate RRRfrom the common disuse atrophy concept.

The keratinized edentulous mucosa can be deformedas a result of pressure from dentures15-17,52,53 and vas-cular alterations such as arteriosclerosis may result fromlong-term denture wear.5,6,54 However, the edentulousmucosa shows remarkable tolerance, and no substantialinflammatory reaction is observed.5,9,10,55-57 Themechanical stimulus applied to dentoalveolar tissue inorthodontic treatment is known to induce local boneremodeling. The synthesis of prostaglandins in peri-odontal tissues has been postulated to play the “mes-senger” role in linking the mechanical stimulus to theosteoclastic activity.58-60 Prostaglandins are a group offatty acid derivatives synthesized by many different cellsunder stress and exert various biologic actions in theneighboring tissues, including bone resorption. Thepossible involvement of prostaglandin in residual ridgeremodeling has been suggested. Yeh and Rodan61

reported that repetitive mechanical stresses applied toosteoblastic cells in vitro significantly increased theprostaglandin E2 synthesis. In a separate study thatused edentulous rats, the daily administration ofindomethacin, an inhibitor of cyclooxygenase (anenzyme required for the prostaglandin synthesis),reduced the rate of RRR to 50% within the experimen-tal period.62 Because the systemic delivery ofprostaglandin E2 successfully reverted the inhibitoryeffect of indomethacin, the local synthesis ofprostaglandins was postulated to mediate the residualridge bone resorption activity.62 The direct relationshipbetween mechanical stress and residual ridge andprostaglandin-mediated bone resorption causing severeform of RRR has not yet been fully elucidated.63 It isconceivable that biologic molecules locally synthesizedin the edentulous mucosa may induce the osteoclasticactivity on the surface of residual ridge alveolar bone(Fig. 2).

Osteoporosis and residual ridge remodeling

The clinical and pathophysiologic views of osteo-porosis has been refined recently to the concept ofTypes I and II osteoporosis.64 Type I osteoporosis isdefined as the specific consequence of menopausalestrogen deprivation, and characteristically presents thebone mass loss, notably in the trabecular bone. Type IIosteoporosis reflects a composite of age-relatedchanges in intestinal, renal, and hormonal function.Both cortical and trabecular bone are affected in TypeII osteoporosis. In either case, one of clinical manifes-tations of “osteoporosis” is observed as less radi-ographic bone density.

Numerous radiographs are taken in general dentalpractice for the screening and diagnosis of conditionsnot relevant to osteoporosis. However, dental radi-ographs might be used to screen for systemic osteo-porosis as there is much evidence that the mandiblereflects the quantity of bone elsewhere in the skele-ton.63 For example, the dentist might suspect osteo-porosis in a person with a thinned mandibular cor-tex.65,66 The microradiographic and histologic exami-nations of cadaveric mandibular bone samples from anelderly sample of edentulous persons have demonstrat-ed that the mandibular bone undergoes considerableremodeling.3,67,68 A general radiolucency of themandible might also be expected in those patients withsystemic osteoporosis. Relationships have been foundin cadaveric bone samples between the specific gravityof edentulous mandible slices and the radius.69 Densi-tometry of the mandible,70 dual photon absorptiome-try,71 and dual energy x-ray absorptiometry (DXA)72 alldemonstrated significant relationships between sys-temic and mandibular osteopenia.

The degree of residual ridge resorption is closelyrelated to the time since tooth extraction, and hence to

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the age of the patient.73 However, the rate of residualridge resorption has not been clearly shown to directlycorrelate with the bone density measured in the bodyof mandible and metacarpal bone.31,74-76 These studiesused the height of the mandibular edentulous ridge asthe measurement of residual ridge resorption. Becauseosteoclastic activity occurs on the surface of the resid-ual ridge, bone resorption can result in changes ofthree-dimensional bone structure. The maxillary resid-ual ridge was reported to be significantly smaller in

postmenopausal osteoporotic women while their eden-tulous mandible remained the same as the age-matchedcontrols.37 A knife-edged ridge is formed when boneresorption occurs at the labial and lingual surfaces ofthe residual ridge in preference to the occlusal surface.Postmenopausal women with lower bone densitometricscores exhibited a tendency to develop a knife-edgeridge in the mandible.35 These results suggested thatclinically less advantageous residual ridge conditions, acombination of a small maxillary ridge and a knife-edge

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Fig. 3. Combination of disadvantaged residual ridges (small maxillary residual ridge [Mx] andknife-edge mandibular residual ridge [Md]) is often presented in postmenopausal osteo-porotic patients (A). Knife-edge residual alveolar bone (A: Boxed, and B) has been reportedto associate with residual ridge mucosa with characteristic undercut (C, arrow).123

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mandibular ridge, may be more prevalent in thosepatients with postmenopausal osteoporosis (Fig. 3).

Ovariectomized animals have been intensively char-acterized and used in many studies as a model forhuman Type I osteoporosis.77,78 In ovariectomizedmonkeys, there is a tendency to form a knife-edgemandibular ridge as seen in postmenopausal women.79

The detailed bone remodeling in the residual ridge wasexamined in ovariectomized rats. By using a bone vitalstaining method, Hsieh et al.80,81 observed a significantincrease in bone turnover and formation of immaturewoven bone in a trabecular area. Li and Nishimura82

reported a unique surface structure of the residualridge alveolar bone depicted in scanning electronmicrographs associated with ovariectomy pretreatment.As demonstrated in a recent study, this unique surfacetissue may be influenced by the systemic estrogen leveland exhibit different remodeling patterns.83 Becausethe residual ridge is composed of both cortical and tra-becular bones, the systemic condition of Type I osteo-porosis may contribute to the different remodelingrates for the cortical bone and trabecular bone. Thisuncoordinated remodeling pattern may result in theunique RRR pattern observed in postmenopausalfemale patients.

The causal relationship between Type II osteoporo-sis and RRR has not been addressed. Recently, a line oftransgenic mice was developed for the purpose of over-producing interleukin 4 (LCK-IL4 mice), which led towidespread effects on the immune system. In additionto this immunologic phenotype, characteristic bonedisease involving both cortical bone and trabecularbone was observed.84 Separately developed mutantmice, the Senesent Accelerated Mouse (SAM) strainalso presents “senile” osteoporotic bone features.85,86

The previously mentioned mouse models have greatpotential to be used for human Type II osteoporosisstudies and may provide a long-awaited opportunity toinvestigate the effect of “senile” osteoporosis on resid-ual ridge remodeling.

TOOTH EXTRACTION, WOUNDHEALING, AND FORMATION OF THERESIDUAL RIDGE

A specific feature of residual ridge formation is thatits essential components are formed as the consequenceto healing of a significant bony and mucosal woundcreated by tooth extraction. Histologic studies of resid-ual ridges indicate that extraction sockets heal withactive synthesis of trabecular bone.87-89 Trabecularbone formation reaches the edge of extraction socket,whereas the osteoclastic bone resorption takes place onthe surface of the residual ridge, a combination ofwhich results in a distinct porosity on the crest of theresidual ridge alveolar bone (Fig. 4).90

Aaron and Skerry91 described trabecular bone

regeneration in the sheep after localized ablation. Theradial arrangement of the developing bone trabeculaeobserved in their defects resembled the radial trabecu-lar pattern observed on radiographs of healing toothsockets. Coarse, birefringent collagen fibers formed apreliminary framework along which the trabeculaewere oriented and were fabricated by fibroblasts, mar-row reticular cells, and osteoblasts. Trabeculae wereabsent where this preliminary collagenous frameworkfailed to form. Subsequent remodeling of the small pri-mary trabeculae produced secondary trabeculae thatresembled the original cancellous bone pattern. Thedelayed tooth socket healing often observed in poorlycontrolled diabetes inevitably causes a poor alveolarridge contour. A dense network of collagen fibers nor-mally fills the socket soon after tooth extraction, andthe defect in diabetes mellitus may be due to a reducedcollagen production and an absence of these fibers.92

Precursor “template” collagens for bonewound healing

The collagenous extraction socket matrix formsbefore bone formation, and it has been hypothesizedthat this matrix serves as a template or framework thatorientates the forming bone trabeculae. Controversysurrounds the nature of the collagen molecules thatprovide this template function. However, because of itspotentials in guiding bone wound healing, the majoremphasis of current biologic studies of residual ridgeremodeling is directed toward the characterization ofthis “template” stage of bone remodeling.

A two-stage process of bone formation is evident inendochondral ossification, in which cartilage tissue isinitially present. Chondrocytes undergo sequential his-todifferentiation, which result in cellular hypertrophyand apoptosis. The remnant hypertrophic cartilagematrix is believed to provide the template scaffold forosteoblasts to precipitate bone extracellular matrix. Thetemplate cartilage matrix is eventually resorbed. Endo-chondral ossification is commonly seen at the growthplate of long bone, synchondrosis of the skull base, andmandibular condyle.

One of the most obvious features of the healing oftooth extraction sockets is the absence of precursor car-tilaginous tissue. This unique feature has beendescribed by a general hypothesis that the tissue regen-eration is considered to be a reiterated process of tissueembryogenesis. In embryos, maxillofacial bones,including tooth bearing alveolar process, is formedthrough intramembranous bone formation, which isdifferent from endochondral ossification. In intramem-branous bone formation examined in calvaria, the ini-tial ectomesenchymal cells directly differentiate intoosteoblasts,93 bypassing the deposition and resorptionof hypertrophic cartilage matrix; osteoblasts can direct-ly deposit osteoid tissue, which is then calcified.

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It is of particular interest that recent investigationsreported the transient expression of cartilaginous pro-collagen type II mRNA during intramembranous boneformation.94-96 Type II collagen is a major collagentype of hyaline cartilage and thus has been long con-sidered to contribute to the structural integrity of car-tilage tissue and provide a template during endochon-

dral ossification. The involvement of type II procolla-gen mRNA in different tissues other than cartilage maysuggest some as yet undefined function of type II col-lagen, unrelated to chondrogenesis.97

In recent years, type II collagen has been furtherinvestigated and its two alternative splicing variants oftype IIA and type IIB are found to have differing cell

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Fig. 4. Occlusal radiographic observations of extraction socket healing in monkey suggestthat active trabecular bone formation takes place at bottom of socket, while cortical bone issubjected to bone resorption (A, 1 week after extraction of mandibular central and lateralincisors; B, 3 weeks; C, 6 weeks; D, 9 weeks; E, 12 weeks). Histology of cadaveric mandibu-lar specimen depicting porosity at top of residual ridge alveolar bone resulted from uniquebone wound healing in socket mostly with trabecular bone formation (F, Goldner’s trichromestaining; bar = 50 µm).

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origins.98,99 Type IIA is found in noncartilaginous tis-sues, whereas type IIB has a strong association withchondrocytes and cartilage tissue formation (Fig. 5).100

The expression of type II procollagen mRNA has beenidentified in the healing extraction sockets in experi-mental animals by the method of RNA transfer blotanalysis and in situ hybridization.89,101

Analysis of studies on the uncomplicated healing ofextraction wounds have shown that after the clot for-mation, granulation tissue is gradually replaced by con-nective tissues and later by intramembranous bone,without cartilage formation. A cluster of cells that areassociated with the early socket wound healing havebeen shown to express type II collagen mRNA.89,101 Apuzzling finding is that investigators have failed todetect the presence of protein collagen type II by wayof immunohistochemical studies in actively healingextraction sockets.101 This may be suggestive of eitherlack of collagen type II translation or difficulties in

detecting this protein in the healing socket. Some ofthe questions that need to be answered include: Whichsplicing variant of type II collagen is expressed in theextraction socket? What are the role of these cells in thesocket healing if type II collagen protein is synthesized?Do systemic or local factors influence the gene expres-sion pattern during socket healing?

Two-stage process of bone formation

Cartilage collagen fibrils are composed of a group ofdifferent types of collagens including type II. The sur-face of this fibril is associated with small collagen typeIX. Because of the exposed perifibril location and theinteractive peptide structure of type IX collagen, it hasbeen postulated that type IX collagen plays a molecularbridging role in the extracellular matrix and contributesto formation of a cartilage tissue architecture.102 It hasbeen reported that collagen type IX mRNA is alsoexpressed in early healing stages of extraction sockets.89

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Fig. 5. Diagram of alternative expression of α1(II) collagen and α1(IX) collagen genes gener-ating tissue specific forms of collagen molecules. In type II collagen gene, exons 2 and 3 arealternatively spliced. Type IIA and IIB collagen isoforms are synthesized as result. In type IXcollagen gene, two separate promoter/transcriptional start sites are found. Use of upstreampromoter results in synthesis of long form type IX collagen containing amino-terminal NC4globule, whereas activation of downstream promoter generates short form type IX collagen,which misses NC4. These alternative gene expression mechanisms appear to be used in tis-sue specific fashion. Cartilage tissue predominantly synthesizes combination of type IIB andlong type IX collagens. During alveolar bone wound healing, it has been postulated that com-bination of type IIA and short type IX collagens may be synthesized.

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Further analyses of residual ridge remodeling in ratshave revealed that the α1(IX) collagen mRNA, whichwas expressed in the extraction socket, was differentand markedly shorter than that of cartilage.89 Theshort form of type IX collagen omits the multipleexons, that encode the amino-terminal globulardomain (Fig. 5).103 Therefore this alternative expres-sion of the short form of type IX collagen, which lacksthe interactive peptide structure, may explain why car-tilage tissue is not assembled in the extraction socket.However, the function of the short form of type IX col-lagen in residual ridge remodeling remains to be clari-fied.

Recent immunohistochemical data suggest that typeIX collagen is present only in the early bone formationstages of extraction socket healing and seems to disap-pear during the maturation stages.104 It has been char-acterized in the similar transient expression of the shortform of type IX collagens along with type II collagen inembryonic chicken cornea,105,106 in which the princi-ple orthogonal fiber architecture of the mature corneais organized according to the template tissue, primarycornea stroma.107 Both cornea and bone possess thesimilar orthogonal pattern of collagen fibrils. Thedetailed molecular assembly of type II and the short

form of type IX collagen in bone remodeling is not elu-cidated. However, it is tempting to speculate that thetransient matrix containing short type IX collagen maybe involved in a tissue guiding role in alveolar bonerepair, as used in avian eye formation.

Transgenic and inactive gene allelicmanipulation in experimental animals

To understand the role of a specific molecule, onecan generate animals harboring an experimentallyintroduced mutation to the molecule or inactivate thecorresponding gene (Fig. 6). Such transgenic animalscan provide a powerful tool to investigate the conse-quences to the missing biologic role of a specific mole-cule. Several transgenic mice have been generated withdefective type II collagen.108,109 The introducedmutated pro α1(II) collagen chain appears to beincluded in a procollagen molecule and prevents fold-ing into a stable triple helix. Transgenic mice with func-tionally impaired type II collagen result in chondrodys-plasia with dwarfism, short and thick limbs, a shortsnout, a cranial bulge, a cleft palate, delayed mineral-ization of bone, and a severe retardation of growth forpractically all bones. Because type II collagen compris-es the major constituent of cartilage, the principal con-

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Fig. 6. Diagram of transgenic mouse generation. Target gene that has been manipulated invitro to introduce mutation is introduced into mouse embryonic stem cells. After introducedmutant gene is incorporated into mouse chromosomes, embryonic stem cells are implantedin pseudopregnant mothers. Thus, F1 chimera population is established, which provides nextgeneration of transgenic mice for various evaluations. In many situations, homozygousmutant mice carrying mutation in both pairs of chromosomes are used to examine effect ofintroduced mutation by comparison with wild type litter mates. Heterozygous mutant miceoften exhibit a milder phenotype, due to existence of unaffected chromosome.

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sequence of this mutation is anticipated to cause disor-ganization of the growth plate. However, it is interest-ing to note that both endochondral bones andintramembranous bones are affected by the type II col-lagen mutation.

Nakata et al.110 reported the generation of trans-genic mice harboring the minigene of α1(IX) collagenwith an inframe deletion of the central domain. Somehomozygous transgenic mice displayed mild propor-tionate dwarfism. The vertebral bodies were ovoid inshape as a result of a mild ossification defect, and theend plates in the mid-dorsal region were irregular; oth-erwise, the offspring of the transgenic mice survived totheir maturity. After reaching maturity, onset of

osteoarthritic changes became apparent particularly inthe anterior part of the weight bearing area of the tibia.They reported that even before the histologic onset ofosteoarthritis, a significant decrease in the intrinsiccompressive stiffness was found in the articular carti-lage of the transgenic mice. Furthermore, corneas ofthe transgenic offspring appeared opaque or irregularand were sometimes infiltrated by capillary vessels. Theophthalmopathy was found in about 15% of transgenicanimals. These results strongly indicate that type IXcollagen may play diverse biologic roles in various tis-sues, including localized bone remodeling.

Recently, α1(IX) collagen knock-out transgenicmice were developed.111 The Neo gene was inserted inthe exon 8 of the α1(IX) gene by homologous recom-bination, which resulted in the total inactivation ofα1(IX) alleles, including both promoters. Thereforethis animal model allows an investigation of the func-tional role of type IX collagen as a potent element foralveolar bone regeneration. Wild type and homozygousmutant mice were analyzed to elucidate the role of typeIX collagen in residual ridge remodeling.112 To evalu-ate alveolar bone repair, the specimens were obtained at7 days and 14 days after tooth extraction. The extrac-tion socket of mice with inactivated α1 (IX) alleles indi-cated that there was a considerable retardation in theformation of the trabecular bone pattern as comparedwith the healing socket of the control genotypicallynormal mice (Fig. 7). The results indicated that the tra-becular bone pattern was often disturbed in “knock-out” mice with some formation of cortical bone withinthe socket.

These data suggest that there may be two distinctbone remodeling processes. In the trabecular boneremodeling, the presence of type II and IX collagen

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Fig. 7. Different extraction socket wound healing found in wild type mouse (A; bar = 50 µm)and type IX collagen null transgenic mouse (B; bar = 20 µm). Bone healing in transgenicmouse was characterized by loss of trabecular bone formation at bottom of extraction sock-et (A, arrows). However, type IX collagen “knock-out” mice showed loss of trabecular bonerestoration pattern with relatively normal cortical bone at bottom of socket (B, arrows).(Hematoxylin and eosin staining.)

Fig. 8. Postulated bone remodeling processes that may regu-late trabecular bone and cortical bone separately. Trabecularbone remodeling is hypothesized to be dependent on priorexpression of type II and IX collagens, which may providenovel blueprint for trabecular bone pattern formation.

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precursors seems to be necessary. In the cortical boneremodeling, type II and IX collagen precursors may notbe prerequisite (Fig. 8). Successful socket healing mayuse the former process, which require the transientexpression of “template” collagens, including type IIand IX.

CONCLUSIONS

The current advances in the studies of oral and max-illofacial tissue reconstruction have led to significantunderstanding about tissue regeneration in terminallydifferentiated cells, such as osteoblasts and osteoclasts,and extracellular matrix substrata. The effect of each ofthese essential components on tooth socket healing hasbeen investigated extensively, but no effective thera-peutic regime allowing regeneration of the residualridge yet exists.

Further molecular biologic advancement in this fieldmay lead to the regeneration and maintenance of thealveolar bone of residual ridges, quicker osseointegra-tion of implants and structural, and functional healingof large craniofacial bone defects.

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