CW Exhibit 1 - · PDF fileCW Exhibit 1 9/30/2014 CHART 1: ... Durant 7036001 S2008-0219...

CW Exhibit 1 9/30/2014

CHART 1: CWSRF SFY 2014 PROJECT PRIORITY LIST

Project Name NPDES #Project

NumberCWSRF No. IUP YR QTR

Needs

Categories

Priority

PointsCurrent Requests

Project

StatusType

Luther 0844001 S2007-0027 1920701 01 2014 4 VII-L 285 1,254,000 P

Fairbank 1025001 S2012-0184 1920700 01 2014 4 II 234 3,114,500 P

Mitchellville 7751001 S2014-0159 1920696 01 2014 4 IIIA 177 307,340 P

Kalona 9233001 S2014-0078 1920687 01 2014 4 IIIA 145 1,124,000 P

Keosauqua 8938001 S2013-0110 1920693 01 2014 4 IIIA 145 546,000 P

Rockwell City 1376001 S2014-0177 1920699 01 2014 4 IIIA 137 1,623,123 P

Chariton 5903001 S2014-0106 1920697 01 2014 4 IVB 135 350,000 P

WRA, Ph 22, Seg 4 - 5 7727001 S2008-0202 1920444 02

(Phase 22, Seg 4-

2014 4 IVB 135 6,000,000 L

Blakesburg 6827001 S2014-0172 1920695 01 2014 4 IIIA 132 383,000 P

Titonka 5588001 S2014-0147 1920692 01 2014 4 IIIA 132 662,000 P

Maxwell 8557001 S2014-0169 1920698 01 2014 4 IIIA 130 2,718,000 P

Arlington 3307001 S2014-0186 1920694 01 2014 4 IIIA 117 349,961 P

Chariton 5903001 PD-CW-14-36 2014 4 IVB P&D 137,900 R

Rockwell City 1376001 PD-CW-14-35 2014 4 IIIA P&D 182,500 L

Sanborn 7165001 PD-CW-14-37 2014 4 II P&D 225,000 L

Titonka 5588001 PD-CW-14-38 2014 4 IIIA P&D 72,000 L

Epworth 3133001 S2011-0155 1920683 01 2014 3 II 240 5,296,000 L

Miles 4953001 S2013-0064 1920688 01 2014 3 I 227 897,890 P

Farley 3135001 S2013-0378 1920691 01 2014 3 II 199 241,390 C

Garnavillo 2234001 S2012-0200 1920684 01 2014 3 II 199 4,469,250 P

Spragueville 4982001 S2013-0202 1920685 01 2014 3 XII 199 316,544 P

Ames 8503001 S2013-0326 1920686 01 2014 3 II 180 1,885,400 P

Dubuque (Lower Bee Branch suppl) N/A S2007-0268 1920513 02 2014 3 VI 172 1,193,708 L

Dyersville 3130001 S2013-0345 1920689 01 2014 3 II 172 3,030,000 C

WRA, Ph17, Seg 8 7727001 S2009-0219 1920457 04

(Phase 17, Seg 8)

2014 3 IVB 160 1,335,000 L

Dyersville 3130001 S2013-0342 1920690 01 2014 3 IVB 127 1,476,620 C

Coralville 5208001 PD-CW-14-31 2014 3 IIIB P&D 270,263 R

Dike 3815001 PD-CW-14-21 2014 3 I P&D 220,000 L

Farley 3135001 PD-CW-14-20 2014 3 II P&D 35,000 L

Miles 4953001 PD-CW-14-27 2014 3 I P&D 120,000 L

Monona 2264001 PD-CW-14-26 2014 3 IIIB P&D 30,000 L

New Albin 0370001 PD-CW-14-25 2014 3 II P&D 50,000 L

Roland 8570001 PD-CW-14-29 2014 3 IVA P&D 150,000 L

Planning Stage - P Ready for Loan - R Loan Signed - L Contingency - C Dropped - D Loan Forgiveness - F Green - G

SFY 2014 INTENDED USE PLAN PROJECT PROJECT PRIORITY LIST

CW14ANNUAL**Exhibit 1 Page 1/24





Needs

Categories

Priority


Project

StatusType

Spragueville 4982001 PD-CW-14-30 2014 3 XII P&D 37,000 L

Iowa DNR-Parks - Big Creek 7700905 S2011-0048 1920680 01 2014 2 IVA 245 920,000 R

Iowa DNR-Parks - Geode 4400901 S2011-0278 1920681 01 2014 2 I 235 1,111,000 P

Martensdale 9147001 S2013-0292 1920682 01 2014 2 IIIB 150 833,800 P

Ames 8503001 PD-CW-14-15 2014 2 IIIB P&D 375,000 L

Arthur 4703001 PD-CW-14-14 2014 2 I P&D 85,300 L

Cascade 5318001 PD-CW-14-16 2014 2 II P&D 400,000 L

Dyersville 3130001 PD-CW-14-18 2014 2 IIIB P&D 152,000 R

Dyersville 3130001 PD-CW-14-19 2014 2 II P&D 173,000 R

Fairfield 5131001 PD-CW-14-12 2014 2 IIIB P&D 1,075,000 L

Fairfield 5131001 PD-CW-14-13 2014 2 IIIA P&D 1,585,000 L

Lowden 1656001 PD-CW-14-11 2014 2 IIIB P&D 65,000 L

Battle Creek 4709001 S2013-0179 1920677 01 2014 1 IIIB 150 300,677 L

Wapello 5879001 S2013-0194 1920679 01 2014 1 IIIB 147 432,225 L

Ashton 7209001 S2013-0178 1920678 01 2014 1 IIIB 135 365,327 L

Burlington 2909001 PD-CW-14-03 2014 1 IIIB P&D 1,000,000 L

Davenport 8222003 PD-CW-14-04 2014 1 II P&D 0 D

Deloit 2421001 PD-CW-14-07 2014 1 P&D 100,000 L

Fairfield 5131001 PD-CW-14-02 2014 1 IIIB P&D 500,000 L

Keokuk 5640001 PD-CW-14-06 2014 1 II P&D 452,500 L

Sabula 4975001 PD-CW-14-05 2014 1 IIIB P&D 131,000 L

Worthington 3189001 S2011-0241 1920676 01 2013 4 II 242 131,250 P

Granger 2537001 S2012-0169 1920667 01 2013 4 II 240 4,516,914 P

Elliott 7825001 S2013-0120 1920666 01 2013 4 IIIA 150 300,000 L

Gilmore City 7607001 S2013-0101 1920672 01 2013 4 IIIB 145 760,879 L

Montezuma 7950001 S2012-0172 1920670 01 2013 4 IIIB 145 317,140 P

Nora Springs 3423001 S2013-0150 1920671 01 2013 4 IIIA 145 1,031,715 P

Tama 8670002 S2013-0103 1920669 01 2013 4 IIIA 145 677,205 P

Maynard 3350001 S2013-0123 1920668 01 2013 4 IIIA 142 315,606 P

Henderson 6529001 S2013-0147 1920674 01 2013 4 IVA 125 100,000 P

Wellman 9270661 S2013-0066 1920673 01 2013 4 IVA 125 791,446 P

Clarion 9909001 PD-CW-13-28 2013 4 II P&D 250,000 L

Pleasantville 6377001 PD-CW-13-31 2013 4 I P&D 527,500 R

Wellman 9276001 PD-CW-13-32 2013 4 I P&D 81,283 R

Cumming 9123001 S2010-0142 1920662 01 2013 3 IVB 244 604,182 P







Needs

Categories

Priority


Project

StatusType

Coggon 5722001 S2011-0152 1920658 01 2013 3 II 237 3,119,536 P

Denison 2422001 S2013-0081 1920663 01 2013 3 IVB 205 0 D

Clinton 2326001 S2012-0403 1920660 01 2013 3 IIIB 165 6,615,500 L

Patterson 6151001 S2011-0078 1920659 01 2013 3 IIIB 165 54,540 R

Marengo 4843001 S2013-0052 1920661 01 2013 3 IIIA 162 2,179,580 P

Dakota City 4622001 S2009-0252 1920656 01 2013 3 IIIA 135 599,940 L

Lambs Grove (supplemental) 5044001 S2012-0157 1920653 02 2013 3 IIIB 129 181,000 L

Mount Union 4455001 S2013-0118 1920664 01 2013 3 II 127 307,040 R

Mount Pleasant 4453001 S2012-0407 1920665 01 2013 3 IIIB 125 1,600,000 C

WRA, Ph 10, Seg 15-17 7727001 S2013-0079 1920657 01 2013 3 IVB 115 6,080,200 P

Kiron 2432001 S2011-0252 1920655 01 2013 2 II 1,233,715 P

Dakota City 4622001 PD-CW-13-15 2013 2 IIIA P&D 85,000 R

Wapello 5879001 S2011-0196 1920651 01 2013 1 II 167 1,230,000 P

Thornton 1781001 S2012-0134 1920649 01 2013 1 I 147 246,238 P

Oxford 5260001 S2012-0142 1920652 01 2013 1 IIIA 139 450,000 P

Sioux City 9778001 S2010-0080 1920647 02 2013 1 IVB 130 20,434,000 R

Durant 7036001 S2008-0219 1920632 01 2012 4 II 210 5,796,000 P

Colfax 5009001 S2010-0252 1920630 01 2012 4 II,IIIA 189 1,040,300 L

Wheatland 2394001 S2012-0069 1920643 01 2012 4 II 189 606,000 C

Kelley 8548001 S2011-0121 1920624 01 2012 3 IIIA 165 172,000 P

Fort Dodge 9433003 S2012-0171 1920646 01 2012 4 IIIB 155 2,038,584 L

La Porte City 0743001 S2012-0049 1920625 01 2012 3 IIIB 150 556,409 P

Calamus 2320001 S2012-0126 1920628 01 2012 4 I 149 925,211 P

Holy Cross 3146001 S2011-0049 1920637 01 2012 4 I 149 621,150 L

Fort Madison 5625001 S2012-0013 1920622 01 2012 3 IVA 145 3,865,422 R

Clinton (Phase II, Part 2) 2326001 S2005-0016 1920629 01 2012 4 V 144 3,535,000 R

Blairsburg 4003001 S2010-0162 1920627 01 2012 4 IIIA 139 268,569 L

Seymour 9368001 S2012-0062 1920642 01 2012 4 IIIA 139 566,810 L

Conesville 7016000 S2012-0176 1920644 01 2012 4 IIIB 137 80,800 C

Elk Horn (supplemental) 8325001 S2012-0128 1920633 02 2012 4 IIIA 129 100,000 L

Elkhart 7730001 S2012-0137 1920634 01 2012 4 IIIA 129 609,030 P

Elkhart 7730001 PD-CW-12-24 2012 4 IIIA P&D 350,000 R

Hamburg 3621001 PD-CW-12-29 2012 4 P&D 100,000 R

Oxford 5260001 PD-CW-12-23 2012 4 P&D 67,000 L

Fort Madison 5625001 PD-CW-12-19 2012 3 IVA,IVB P&D 470,000 R







Needs

Categories

Priority


Project

StatusType

La Porte City 0743001 S2009-0187 1920620 01 2012 2 I,II 220 917,822 P

Mingo 5052001 S2008-0304 1920619 01 2012 2 IIIA 170 513,214 L

Nemaha Unsewered PD-CW-12-04 2012 2 I,IIIB P&D 75,000 R

North English 4858001 PD-CW-11-36 2012 1 II,IIIA,IIIB P&D 140,000 R

RUSS (Augusta) Unsewered PD-CW-11-39 2012 1 I,IVA P&D 193,000 R

RUSS (Croton) Unsewered PD-CW-11-40 2012 1 I,IVA P&D 100,000 R

RUSS (Moar/Powdertown) Unsewered PD-CW-11-44 2012 1 I,IVA P&D 100,000 R

RUSS (Wever) Unsewered PD-CW-11-46 2012 1 I,IVA P&D 193,000 R

Albert City 1103001 S2011-0114 1920608 02 2011 4 II, IIIA 184 2,387,264 P F 30%

Denver 0915001 S2007-0432 1920609 01 2011 4 II,IIIA 184 6,153,127 R

Geneva 3539000 S2010-0308 1920610 01 2011 4 II 169 518,775 P F 30%

Dubuque (Upper Bee Branch) N/A N/A GNS10-5 2011 4 VII-K 162 28,823,000 P G-F 30%

Whitten 4293001 S2010-0133 1920618 01 2011 4 I,IIIA 149 0 D

Reinbeck N/A N/A GNS10-3 2011 4 VII-K 140 0 D

Callender 9417001 S2011-0132 1920616 01 2011 4 IIIA,VI 129 717,125 L

Coralville N/A N/A GNS10-4 2011 4 VII-K 120 2,000,000 L G-F 30%

Freeport W & S D (Winneshiek Co) 9630001 S2010-0118 1920599 01 2011 3 IIIB 215 0 D

Clarion 9909001 S2010-0186 1920602 01 2011 3 II 189 3,309,871 P

Lake Mills 9445001 S2010-0205 1920604 01 2011 3 II 184 0 D

Truro 6167001 S2010-0144 1920605 01 2011 3 IIIA 139 793,860 R

Wyoming 5392001 S2009-0239 1920606 01 2011 3 I 97 1,480,812 P

Keokuk (Victory Park) 5640001 S2010-0312 1920596 01 2011 2 V 199 4,585,400 L

Earling 8320001 S2010-0187 1920584 01 2011 2 II 184 2,985,661 P F 30%

Buffalo 8218001 S2010-0278 1920582 01 2011 2 II 169 358,550 P

Webster City 4063001 S2010-0254 1920592 01 2011 2 II 159 0 D

WRA, Ph 19, Seg 3 7727001 S2010-0310 1920593 02 2011 2 IVB 150 5,400,000 L

WRA, Ph 19, Seg 4 7727001 S2010-0310 1920593 03 2011 2 IVB 150 11,145,820 R

Leon 2742001 S2008-0094 1920597 01 2011 2 IIIA 149 0 D

Massena 1558001 S2010-0129 1920578 01 2011 2 IIIA 149 675,000 L

Albion 6403001 S2010-0230 1920579 01 2011 2 IIIA 139 0 D

Anita 1503001 S2010-0173 1920580 01 2011 2 IIIA 139 2,251,385 L

Mondamin 4349001 S2007-0165 1920587 01 2011 2 IIIA 139 83,578 P

Carlisle 9113001 S2010-0027 1920550 01 2011 1 II 215 303,000 R

Ledyard Unsewered S2010-0152 1920542 01 2011 1 I 210 0 D

Manning 1457001 S2010-0225 1920559 01 2011 1 II,IIIB 197 0 D







Needs

Categories

Priority


Project

StatusType

New London 4458001 S201-0155 1920545 01 2011 1 II 190 3,765,000 L

Spencer 2171004 S2010-0111 1920528 02 2011 1 V 185 2,300,000 R

Hull 8444001 S2008-0093 1920516 01 2011 1 II 184 1,955,057 L

Fayette County (Prairie View Care) 3300901 S2010-0149 1920534 01 2011 1 I 180 319,796 L

Ottumwa (Richmond Ave area) 9083001 S2006-0453 1920565 01 2011 1 V 175 3,636,000 P F 30%

Alexander Unsewered S2010-0151 1920574 01 2011 1 I 170 0 D

Charles City 3405001 S2010-0232 1920551 01 2011 1 II 170 2,840,120 R

Hampton 3544001 S2006-0242 1920530 01 2011 1 II,IVB 160 7,409,158 C

Reasnor 5071001 S2009-0207 1920543 01 2011 1 I 160 737,805 R

Joice Unsewered S2009-0173 1920556 01 2011 1 IVB 150 0 D

Underwood 7869001 S2008-0186 1920568 01 2011 1 IIIA 147 252,399 C

Brighton 9209001 S2009-0288 1920515 02 2011 1 II 140 2,675,000 R

Lamont 1061001 S2010-0116 1920576 01 2011 1 I 140 1,169,665 R

Bennett 1603001 S2010-0120 1920529 01 2011 1 IIIA 137 2,270,000 R

Knoxville 6342001 S2010-0206 1920557 01 2011 1 IVB 130 3,684,278 C

Grinnell 7930001 S2010-0229 1920554 01 2011 1 IIIA 129 1,295,626 P

Lenox 8748001 S2010-0172 1920558 01 2011 1 IIIA 129 0 D

Newhall 653001 S2010-0115 1920577 01 2011 1 II 120 4,383,347 C

Carlisle 9113001 PD-CW-10-71 2011 1 IIIA,IIIB P&D 120,000 R

Libertyville 5148001 PD-CW-10-51 2011 1 I,IIIA,IIIB, VI P&D 95,000 R

Madrid 0848001 S2010-0026 1920535 01 2010 4 II 194 0 D

Cedar Rapids 5715001 S2010-0127 1920536 02 2010 4 II 185 633,000 R

Sioux Center 8486002 S2010-0055 1920525 01 2010 4 II 170 0 D

Gilbertville 0733001 S2009-0110 1920548 01 2010 4 II 165 1,692,760 P

Primghar 7155001 S2010-0128 1920527 01 2010 4 IIIA 139 0 D

St. Charles 6161001 S2006-0539 1920547 01 2010 4 IIIA 139 0 D

Fayette 3342001 S2008-0323 1920506 01 2010 3 II 187 1,031,000 R

Mingo 5052001 S2008-0304 1920510 01 2010 3 I 172 1,515,000 R

WRA ( Westside Suppl EQ Basin) 7727001 S2010-0059 1920498 01 2010 3 IIIA 160 0 D

Lakota 5540001 S2008-0228 1920507 01 2010 3 I 159 0 D

Ledyard Unsewered PD-CW-10-20 2010 3 I,IVA P&D 0 D

Ottumwa 9083001 PD-CW-10-12 2010 3 V P&D 0 D

Wheatland 2394001 PD-CW-10-10 2010 3 IIIA, IIIB,V P&D 67,000 R

Ida Grove 4728001 S2009-0276 1920493 01 2010 2 II,IIIB 169 298,960 P

Davenport 8222003 S2006-0279 1920490 01 2010 2 IVB 125 28,280,000 P







Needs

Categories

Priority


Project

StatusType

Cresco 4515001 PD-CW-10-05 2010 2 II P&D 0 D

Steamboat Rock 4289001 S2008-0306 1920469 01 2010 1 II,IIIB 150 0 D

Readlyn 0965001 S2009-0030 1920468 01 2010 1 IIIA 139 1,331,000 P

Eagle Grove 9926001 S2009-0202 1920464 01 2010 1 IIIA 129 611,923 R

Allerton 9303002 PD-CW-09-66 2010 1 P&D 0 D

Asbury 3102001 PD-CW-09-42 2010 1 IVA, IVB P&D 0 D

Deloit 2421001 PD-CW-09-48 2010 1 P&D 0 D

Randall Unsewered PD-CW-09-65 2010 1 IIIA P&D 100,000 D

Stacyville 6677001 PD-CW-09-54 2010 1 IIIA,IIIB P&D 0 D

Allerton 9303002 S2009-0132 1920450 01 2009 4 II 149 0 D

Lake Park 3045001 S2009-0089 1920447 01 2009 4 IIIB 129 0 D

Council Bluffs 7820001 PD-CW-09-39 2009 4 II P&D 0 D

Council Bluffs 7820001 PD-CW-09-40 2009 4 II P&D 0 D

Elgin 3338001 PD-CW-09-31 2009 4 IVA P&D 0 D

Deloit 2421001 S2009-0109 1920438 01 2009 3 I 147 0 D

Storm Lake 1178001 PD-CW-09-01 2009 2 II, IIIB P&D 0 D

Luther Unsewered S2007-0027 1920386 01 2008 4 II 180 0 D

Norway 0656001 S2007-0069 1920382 01 2008 4 II 159 0 D

Norway 0656001 PD-CW-08-16 2008 4 P&D 0 D

WRA 7727001 S2008-0187 1920375 01 2008 4 IVB 180 30,855,000 R

Everly 2115001 S2007-0141 1920344 01 2007 4 IIIB 160 753,000 C

University Park 6290001 S2006-0241 1920331 01 2007 1 IIIB 129 0 D

West Liberty 7073001 S2004-0084 1920278 01 2004 II 149 0 D

Hamburg 3621001 S2008-0295 1920198 02 2000 I, IIIA 152 0 D

Chart 1 Total: 309,031,070




CHART 2: NON-POINT SOURCE PROJECT SET-ASIDES

ProgramNeeds

CategoriesSet-Aside Amount

VII-L 1,800,000

VII-A, K 8,000,000

VII-A, B, C, K 10,000,000

VII-D, H, J, K 10,000,000

Chart 2 Total: 29,800,000

CHART 3: PROGRAM ADMINISTRATION

Capitalization Grant

FY 2009 ARRA (reserved) 2,121,600

FY 2013 722,760

Chart 3 Total: 2,844,360

CWSRF FY 2014 IUP TOTAL: 341,675,430

Amount in 4% Set-Aside

Onsite Wastewater Assistance Fund (OSWAP)

Local Water Protection Program (LWPP)

Livestock Water Quality Facilities Program (LWQ)

General Non-point Source Program (GNS)



I Secondary Treatment

II Treatment more stringent than secondary

IIIA Infiltration/Inflow rehabilitation

IIIB Major sewer system rehabilitation

IVA New collectors and appurtenances

IVB New interceptors and appurtenances

V Correction of combined sewers

VI Storm water management programs

VII Non-point source control projects subcategories:VIIA Agricultural cropland sources

VIIB Animal sources

VIIC Silviculture

VIID Urban sources

VIIE Groundwater protection (unknown sources)

VIIF Marinas

VIIG Resource extraction

VIIH Brownfields

VIII Storage Tanks

VIIJ Landfills

VIIK Hydromodification

VIIL Decentralized septic systems

NEEDS CATEGORIES


9/30/2014

Project IUP IUP Projected Actual Actual Loan Terms

Project Number Year Loan Amount Loan Date Loan Amount Interest Rate Maturity Date

Anita CS1920580 01 2011 2,251,385 08/09/13 1,065,000.00 1.75% 06 / 2033

Callender CS1920616 01 2011 717,125 10/18/13 600,000.00 1.75% 06 / 2033

Coralville GNS 10-4 2011 2,000,000 05/23/14 1,751,000.00 1.75% 06 / 2033

Fayette County Prairie View Care CS1920534 01 2011 319,796 05/09/14 86,000.00 1.75% 06 / 2019

Hull CS1920516 01 2011 1,955,057 04/25/14 2,415,000.00 1.75% 06 / 2034

Keokuk (Victory Park) CS1920596 01 2011 4,585,400 12/20/13 5,333,000.00 1.75% 06 / 2034

Massena CS1920578 01 2011 675,000 09/27/13 445,000.00 1.75% 06 / 2033

New London CS1920545 01 2011 3,765,000 02/14/14 4,891,000.00 1.75% 06 / 2024

WRA, Phase 19, Segment 3 CS1920593 02 2011 5,400,000 03/07/14 5,400,000.00 1.75% 06 / 2034

Blairsburg CS1920627 01 2012 268,569 09/27/13 265,000.00 1.75% 06 / 2033

Colfax CS1920630 01 2012 1,040,300 10/25/13 1,109,000.00 1.75% 06 / 2033

Elk Horn supplemental CS1920633 02 2012 100,000 07/26/13 100,000.00 1.75% 06 / 2033

Fort Dodge CS1920646 01 2012 2,038,584 06/06/14 8,200,000.00 1.75% 06 / 2035

Holy Cross CS1920637 01 2012 621,150 01/24/14 750,000.00 1.75% 06 / 2033

Mingo CS1920619 01 2012 513,214 08/30/13 360,000.00 1.75% 06 / 2022

Oxford PD-CW-12-23 2012 67,000 03/28/14 67,000.00 0.00%

Seymour CS1920642 01 2012 566,810 01/24/14 343,000.00 1.75% 06 / 2033

Clarion PD-CW-13-28 2013 250,000 08/23/13 250,000.00 0.00%

Clinton CS1920660 01 2013 6,615,500 08/09/13 6,550,000.00 1.75% 06 / 2034

Dakota City CS1920656 01 2013 599,940 09/20/13 600,000.00 1.75% 06 / 2033

Elliott CS1920666 01 2013 300,000 03/07/14 250,000.00 1.75% 06 / 2033

Gilmore City CS1920672 01 2013 760,879 06/06/14 425,000.00 1.75% 06 / 2034

Lambs Grove supplemental CS1920653 02 2013 181,000 12/06/13 181,000.00 1.75% 06 / 2033

Ames PD-CW-14-15 2014 375,000 04/18/14 375,000.00 0.00%

Arthur PD-CW-14-14 2014 85,300 01/31/14 85,300.00 0.00%

Ashton CS1920678 01 2014 365,327 12/06/13 400,000.00 1.75% 06 / 2033

Battle Creek CS1920677 01 2014 300,677 11/08/13 263,000.00 1.75% 06 / 2033

Cascade PD-CW-14-16 2014 400,000 09/27/13 400,000.00 0.00%

Dike PD-CW-14-21 2014 220,000 02/07/14 220,000.00 0.00%

Dubuque (Lower Bee Branch suppl ) CS1920513 02 2014 1,193,708 02/28/14 1,029,000.00 1.75% 06 / 2033

Epworth CS1920683 01 2014 5,296,000 06/06/14 3,500,000.00 1.75% 06 / 2035

Fairfield PD-CW-14-02 2014 500,000 08/23/13 500,000.00 0.00%

Fairfield PD-CW-14-12 2014 1,075,000 05/02/14 1,075,000.00 0.00%

CW Exhibit 2: Binding Commitments for the Fiscal Year ending June 30, 2014


9/30/2014

Project IUP IUP Projected Actual Actual Loan Terms

Project Number Year Loan Amount Loan Date Loan Amount Interest Rate Maturity Date

CW Exhibit 2: Binding Commitments for the Fiscal Year ending June 30, 2014

Fairfield PD-CW-14-13 2014 1,585,000 05/02/14 1,585,000.00 0.00%

Farley PD-CW-14-20 2014 35,000 12/20/13 35,000.00 0.00%

Keokuk PD-CW-14-06 2014 452,500 09/27/13 452,500.00 0.00%

Lowden PD-CW-14-11 2014 65,000 10/25/13 65,000.00 0.00%

Miles PD-CW-14-27 2014 120,000 12/20/13 120,000.00 0.00%

Monona PD-CW-14-26 2014 30,000 12/20/13 30,000.00 0.00%

New Albin PD-CW-14-25 2014 50,000 01/03/14 50,000.00 0.00%

Rockweil City PD-CW-14-35 2014 182,500 03/28/14 182,500.00 0.00%

Roland PD-CW-14-29 2014 150,000 12/20/13 150,000.00 0.00%

Sanborn PD-CW-14-37 2014 225,000 03/28/14 225,000.00 0.00%

Spragueville PD-CW-14-30 2014 37,000 06/06/14 37,000.00 0.00%

Titonka PD-CW-14-38 2014 72,000 04/24/14 72,000.00 0.00%

Wapello CS1920679 01 2014 432,225 09/27/13 393,000.00 1.75% 06 / 2033

WRA, Phase 17, Segment 8 CS1920457 04 2014 1,335,000 03/07/14 1,800,000.00 1.75% 06 / 2034

WRA, Phase 22, Segments 4 & 5 CS1920444 02 2014 6,000,000 03/07/14 6,000,000.00 1.75% 06 / 2034

Milo PD-CW-15-04 2015 06/20/14 250,000 0.00%

Northwood PD-CW-15-05 2015 06/20/14 480,000 0.00%

TOTAL 56,173,946 61,210,300

During fiscal year 2014, the release of $7,625,557 in unused proceeds from

completed construction projects and $8,604,700 in P&D rollovers resulted in

net binding commitments of $44.980,043


9/30/2014

Project Construction

Number Start Date

Coralville (storm water infrastructure) GNS 10-4 11/07/11

Charles City (permeable paving) GNS 10-1 05/08/12

Dubuque (Bee Br permeable paving) GNS 13-1

Dakota City CS1920656 01 04/11/13

WRA Phase 19 Segment 3 CS1920593 02 06/10/13

Wapello CS1920679 01 07/03/13

Pella CS1920588 01 07/08/13

Mingo CS1920619 01 08/01/13

Colfax CS1920630 01 08/28/13

Massena CS1920578 01 09/04/13

Ashton CS1920678 01 09/09/13

New London CS1920545 01

Holy Cross CS1920637 01 09/25/13

Battle Creek CS1920677 01 09/27/13

Keokuk (Victory Park) CS1920596 01 10/02/13

Fayette Co (Prairie View Care Facility) CS1920534 01 10/09/13

Blairsburg CS1920627 01 10/15/13

Seymour CS1920642 01 12/02/13


Gilmore City CS1920672 01 12/16/13

Hull CS1920516 01 01/13/14

Elliott CS1920666 01 03/14/14

Fort Dodge CS1920646 01 04/05/14

Epworth CS1920683 01 04/22/14

Project

CW Exhibit 2A: Construction Starts Reported in Fiscal Year 2014

CW14ANNUAL**Exhibit 2A Page 11/24

9/30/2014

Project Initiation of

Number Operation

Elkader (FLOOD) CS1920324 02 06/21/10

Hudson CS1920282 01 07/09/10

Boone * CS1920472 01 06/01/11

WRA Phase 23 Segments 1 - 5 CS1920425 01, 02 06/10/11


Boone CS1920368 03 12/19/11

Algona CS1920460 01 03/06/12

Guttenberg CS1920465 01 03/28/12

Boone CS1920368 01, 02 05/17/12

Springville CS1920614 01 06/04/12

Washington CS1920522 01 08/23/12

WRA Phase13 Segment 6 CS1920502 01 09/01/12

Camanche CS1920292 01 09/17/12

WRA Phase 22 Segments 3A & 3B CS1920375 06 11/19/12

Bennett CS1920529 01 12/04/12

Charles City (permeable paving) GNS 10-1 12/04/12

Oelwein CS1920541 01 12/12/12

Albert City CS1920608 01 02/11/13

Winterset CS1920572 01 02/18/13

McCallsburg CS1920521 01 04/01/13

Muscatine CS192 377 01 04/01/13

Spencer CS1920528 01 04/01/13

Terril CS1920449 01, 02 04/01/13

Ankeny * CS1920439 01 05/01/13

Leon * CS1920419 01 05/09/13

Rolfe CS1920650 01 05/29/13

Hospers CS1920524 01, 02, 03 06/03/13

Washington CS1920522 02 06/13/13

Osceola CS1920563 21 07/02/13

Liscomb CS1920611 01 07/08/13

Indianola CS1920411 01, 02 07/15/13

Davenport CS1920433 01 07/29/13

Elk Horn CS1920633 01, 02 09/04/13

Sloan CS1920589 01 09/10/13

Anita CS1920580 01 09/20/13

Laurens CS1920648 01 10/01/13

Lake Creek Area S.D. CS1920626 01, 02 10/16/13

Swea City CS1920598 01 10/16/13

Project

CW Exhibit 2B: Intiation of Operations Reported in Fiscal Year 2014

CW14ANNUAL**Exhibit 2B Page 12/24

9/30/2014

Project Initiation of

Number OperationProject

CW Exhibit 2B: Intiation of Operations Reported in Fiscal Year 2014

Monona CS1920640 01 10/21/13

Guttenberg CS1920636 01 11/05/13

Melbourne CS1920638 01 11/11/13

Davenport CS1920491 01 11/15/13

Callender CS1920616 01 12/11/13

Cedar Rapids CS1920536 01 12/17/13

Ashton CS1920678 01 05/12/14

* includes ARRA funding

CW14ANNUAL**Exhibit 2B Page 13/24

9/30/2014

Project FNSI

Number Issued

Colfax CS1920630 01 06/21/13

Lake Creek Area Sanitary Sewer District CS1920626 02 06/24/13 *

Kiron CS1920655 01 07/17/13

Marengo CS1920661 01 07/22/13 *

Elliott CS1920666 01 08/01/13 *

Denver CS1920609 01 08/02/13

Worthington CS1920676 01 08/02/13 *

Big Creek State Park CS1920680 01 08/22/13

Fort Madison CS1920622 01 09/27/13

Durant CS1920632 01 11/15/13

Wellman CS1920673 01 11/15/13 *

WRA - Southern Tier Interceptor CS1920657 01 01/14/14

Granger CS1920667 01 01/16/14

Cumming CS1920662 01 01/23/14

Titonka CS1920692 01 01/27/14 *

Rockwell City CS1920699 01 02/04/14 *

Sioux City I-29 CS1920647 02 02/19/14 *

Mount Pleasant CS1920665 01 03/03/14

Epworth CS1920683 01 03/11/14

Ames CS1920686 01 03/14/14 *

Ottumwa CS1920565 01 04/03/14

Kalona CS1920687 01 04/29/14 *

Maxwell CS1920698 01 05/02/14 *

Afton CS1920707 01 05/14/14 *

Letts CS1920711 01 05/16/14 *

Maynard CS1920668 01 05/19/14 *

Garnavillo CS1920684 01 05/23/14

Knoxville CS1920702 01 06/13/14 *

* categorical exclusion

Project

CW Exhibit 2C: Findings of No Significant Impact Reported

in Fiscal Year 2014

CW14ANNUAL**Exhibit 2C Page 14/24

9/30/2014

Part I Part III

Source of Funds Prior Years Qtr 1 Qtr 2 Qtr 3 Qtr 4 Totals

FY 89 - 04 Grant Payments 301,273,005 301,273,005

FY 89 - 04 State Match 60,254,601 60,254,601

FY 05 Grant Payments 14,584,086 14,584,086

FY 05 State Match 2,916,817 2,916,817


FY 06 State Match 2,370,337 2,370,337


FY 07 State Match 2,897,096 2,897,096


FY 08 State Match 1,840,520 1,840,520


FY 09 State Match 701,196 701,196

FY 09 ARRA Grant Payments 53,040,000 53,040,000

FY 10 Grant Payments * 27,575,000 27,575,000

FY 10 State Match 5,515,000 5,515,000

FY 11 Grant Payments ** 19,985,000 19,985,000

FY 11 State Match 3,997,000 3,997,000

FY 12 Grant Payments *** 19,128,000 19,128,000

FY 12 State Match 3,825,600 3,825,600


FY 13 State Match 3,613,800 3,613,800

* 2010 grant payments include $47,000 retained by EPA Region 7 at grant award to fund SEE position at IDNR's request

** 2011 grant payments include $49,000 retained by EPA Region 7 at grant award to fund SEE position at IDNR's request

*** 2012 grant payments will include $86,000 retained by EPA Region 7 at grant award to fund SEE position at IDNR's request

State Fiscal Year 2014

Part II

CW Exhibit 3: Grant Payments with Respect to State Match Fiscal Year 2014



2014 2013

Draws on Capitalization Grant Agreements

Loan Disbursements $ 17,466,700 $ 18,476,492

SRF Administration 602,300 565,508

SEE Funding 0 86,000

Interest Received on Investments & Cash Equivalents 383,544 340,724

Series 2013 Bond Proceeds Received 129,484,999 0

Cash Receipts for Fees 2,763,844 3,178,885

Loan Repayments

Interest on Loans 26,325,101 26,041,622

Principal Repayments (Note 3 and Note 4) 58,686,527 77,159,419

Total Sources of Funds $ 235,713,015 $ 125,848,650

State of Iowa Clean Water Program

Sources of Funds

Cash Basis

For Years Ended June 30, 2014 and June 30, 2013



2014 2013

Current assets (substantially restricted):

Cash and cash equivalents $ 211,532 $ 136,620

Investments 34,983 76,924

Loans to municipalities 49,751 47,833

Accrued interest receivable 2,516 2,276

Other assets 223 217

Total current assets $ 299,005 $ 263,870

Noncurrent assets (substantially restricted):

Investments $ 24,120 $ 5,891

Loans to municipalities 961,607 891,694

Other assets 48 79

Total noncurrent assets $ 985,775 $ 897,664

Deferred Outflows (substantially restricted):

Deferred refunding $ 474 $ 529

Total assets $ 1,285,254 $ 1,162,063

Current liabilities:

Bonds payable, net (Notes 1 and 2) $ 28,985 $ 18,785

Accrued interest payable 12,114 10,266

Accounts payable and other liabilities 500 429

Rebated owed 0 0

Total current liabilities $ 41,599 $ 29,480

Noncurrent liabilities:

Bonds payable, net (Notes 1 and 2) $ 689,599 $ 593,942

Rebated owed 0 0

Total noncurrent liabilities $ 689,599 $ 593,942

Total liabilities $ 731,198 $ 623,422

Restricted net assets $ 554,056 $ 538,641

Transfers between funds 0 0

Total net assets $ 554,056 $ 538,641

NET ASSETS

ASSETS

LIABILITIES


Statement of Net Assets


(Dollars in Thousands)



2014 2013

Operating revenues:

Interest income $ 26,948 $ 26,024

Net increase (decrease) in fair value of investments 167 (86)

Fee income 2,772 2,942

Grant income 18,069 19,042

Total operating revenues $ 47,956 $ 47,922

Operating expenses:

Interest on bonds $ 25,187 $ 21,461

General and administrative 3,952 4,140

Grants and aid 3,402 1,378

Provisions (Recoveries) of losses 0 0

Total operating expenses $ 32,541 $ 26,979

Operating income $ 15,415 $ 20,943

Interfund adjustments, net $ 0 0

Net assets at June 30, 2013 $ 538,641 $ 517,698

Net assets at June 30, 2014 $ 554,056 $ 538,641


Statement of Revenues, Expenses, and Net Assets





2014 2013

Cash flows from operating activities:

Cash receipts for fees $ 2,763 $ 3,179

Interest received on loans 26,325 26,042

Principal payments on loans (Note 3 & Note 4) 58,687 77,159

Loan disbursements (Note 3) (133,811) (180,718)

Grant and other income 18,069 19,128

Cash payments to employees (404) (433)

Cash payments to suppliers and grantees (6,845) (3,091)

Net cash provided by (used in) operating activities $ (35,216) $ (58,734)

Cash flows from noncapital financing activities:

Proceeds from issuance of bonds $ 125,485 $ 0

Payment of bonds (18,785) (39,925)

Interest paid (27,275) (26,280)

Bond issuance costs paid (852) 0

Interfund adjustments 0 0

Net cash provided by noncapital activities $ 78,573 $ (66,205)

Cash flows from investing activities:

Purchase of Investments $ (203,467) $ (180,625)

Interest received on investments 383 341

Sales/Maturities of investments 234,639 201,860

Purchase of capital assets 0 (79)

Payment of rebate 0 (150)

Net cash provided by investing activities $ 31,555 $ 21,347

Increase in cash and cash equivalents $ 74,912 $ (103,592)

Cash and cash equivalents, beginning of year $ 136,620 $ 240,212

Cash and cash equivalents, end of year $ 211,532 $ 136,620

Reconciliation of operating income to net cash

provided by (used in) operating activities:

Operating Income $ 15,415 $ 20,943

Interest on investments (383) (341)

Rebate expense 0 (24)

Bond interest expense 24,335 21,461

Bond issuance costs 852 0

Change of FMV of investments (167) 86

Depreciation 30 0

Change in Assets & Liabilities:

Principle repayments loans 58,687 77,159

Purchase of loans (133,811) (180,718)

Interest receivable (239) 383

Miscellaneous receivable (8) 0

Other Assets 2 2,121

Accrued expenses 71 (47)




Statement of Cash Flows



Deferred income 0 243

Net cash provided (used) in operations $ (35,216) $ (58,734)


Notes to the Financial Statements 9/30/2014

Note 1

The outstanding State Match Bonds at June 30, 2014 and June 30,2013 are as follows:

FY 2014 FY 2013

CWSRF 2003 0 180,000

CWSRF 2007 3,695,000 4,245,000

CWSRF 2008 2,070,000 2,325,000

CWSRF 2009 4,325,000 4,845,000

CWSRF 2010 MTA 3,970,000 4,425,000

CWSRF 2011 MTA 1,770,000 2,100,000

CWSRF 2013 MTA 3,140,000 0

18,970,000 18,120,000

Note 2

Bond Premium, Bond Discount, Bond Issuance Costs, and Loss on Redemption of Bonds

are deferred and amortized over the life of the particular bond issue using the Bonds

Outstanding Method. Restated Bond Issuance costs in accordance with GASB #65..

Note 3

Both Principal Repayments on Loans and Loan Disbursements include the following

prepayments:

FY 2014 FY 2013

CWSRF Construction 7,625,557 2,856,864

CWSRF Planning & Design 2,999,356 3,471,687

CWSRF GNPS 99,251 0

10,724,164 6,328,551

Following the final loan disbursement for actual costs, an amount representing the unused

portion of the loan commitment is considered a loan disbursement to the municipality and

the municipality immediately prepays this same amount. Such amounts have not utilized

SRF funds and may be recycled into new loan commitments.

Note 4

Any unscheduled principal payments received are deposited into the appropriate redemption

accounts include the following receipts:

FY 2014 FY 2013

CWSRF MTA 464,199 9,434,265

CWSRF 2001 0 0

CWSRF 2003 357,000 293,985

CWSRF 2007 666,000 13,105,000

CWSRF 2009 884,000 0

2,371,199 22,833,250

Note 5

GASB pronoiuncement 65 required reclassification of initiation fees and cost of issuance

which will no longer be deferred.

CW14ANNUAL**Notes Page 21/24

CW Exhibit 8: Disbursement 9/30/2014

STATE FISCAL YEAR 2014

Prior Years QTR 1 QTR 2 QTR 3 QTR 4 Total

Disbursement ($1000) 1,373,834 34,073 35,008 34,132 16,667 1,493,714

Federal Cash Draw ($1000) 480,326 2,925 15,073 71 0 498,395

State Share ($1000) 893,508 31,148 19,935 34,061 16,667 995,319

Federal as % of Disbursement 35.0% 8.6% 43.1% 0.2% 0.0% 33.4%

The 2013 capitalization grant was awarded in September 2013 and the state match had been provided in July 2013 and

was expended first, therefore, federal project draws were,made for 100% of eligible disbursements on selected loans.


CW Exhibit 9

BINDING COMMITMENTS WITH RESPECT TO GRANT PAYMENTS

9/30/2014

PRIOR 2012 2013 2014

YEARS PYMT 1 PYMT 1 PYMT 1

CAPITALIZATION GRANT 408,159,459 19,128,000 18,069,000 0

STATE MATCH 81,631,892 3,825,600 3,613,800 0

TOTAL PROGRAM 489,791,351 22,953,600 21,682,800 0

PAYMENT DATE 07/01/12 09/15/13

COMMITMENT DATE 07/01/13 09/15/14

LOAN AGREEMENTS (excluding ARRA funding):

IUP Prior Years 1,398,520,927

11 Albert City (107,879)

12 Alden (149,904)

10 Algona (332,098)

11 Anita 768,164

09 Ankeny (763,307)

14 Ashton 400,000

14 Battle Creek 263,000

12 Blairsburg 265,000

11 Blakesburg 450,000

09 Boone (148,000)

11 Callendar 594,000

10 Cedar Rapids (484,573)

10 Centerville 1,382,000

11 Cincinnati (11,344)

08 Clayton County - Scenic Acres (78,693)

13 Clinton 6,550,000

08 Colesburg 2,503,000

12 Colfax 1,109,000

10 Corydon (490,894)

10/ Dakota City (150,015) 600,000

10 Davenport 7,085,000

09 Donnellson (supplemental) 3,155,000

10 Dows (52,500)

10/12/13 Dubuque (3 loans) 6,106,000 1,029,000

98 Dyersville (2,000)

08 Elgin (89,723)

12 Elk Horn 300,000 100,000

13 Elliott 250,000

14 Epworth 3,500,000

11 Fayette County - Prairie View Care 86,000

12 Fort Dodge 8,200,000

09 Garwin (80,000)

13 Gilmore City 425,000

12 Guttenberg 638,000 (52,662)

00 Hamburg (10,754)

12 Holy Cross 750,000

11 Hospers (3 loans) 300,000

05 Hudson (63,015)

11 Hull 2,415,000

13 Indianola (supplemental) 4,036,000 (863,847)

11 Keokuk (Victory Park) 5,333,000

09 Knoxville (539,944)

13 Lambs Grove 272,000 181,000

09 Leon (1,152,043)

01 Lisbon (2,000)

11 Liscomb (77,000)

08 Low Moor (6,254)

10 McCallsburg (73,000)


CW Exhibit 9

BINDING COMMITMENTS WITH RESPECT TO GRANT PAYMENTS

9/30/2014

PRIOR 2012 2013 2014

YEARS PYMT 1 PYMT 1 PYMT 1

CAPITALIZATION GRANT 408,159,459 19,128,000 18,069,000 0

STATE MATCH 81,631,892 3,825,600 3,613,800 0

TOTAL PROGRAM 489,791,351 22,953,600 21,682,800 0

PAYMENT DATE 07/01/12 09/15/13

COMMITMENT DATE 07/01/13 09/15/14

LOAN AGREEMENTS (excluding ARRA funding):

11 Massena 445,000

12 Melbourne 306,000 (7,112)

12 Mingo 360,000

13 Monmouth 76,000

12 Monona 2,750,000

11 Montour (109,078)

11 Neola (supplemental) (248,013)

08 New Hartford (81,000)

11 New Lonndon 4,891,000

09 Ocheyedan (928,008)

10 Olin (50,621)

00/11 Osceola 101,000

10 Pisgah (46,000)

12 Polk County (Tonini sewer ext) (45,107)

13 St. Charles (supplemental) (7,232)

12 Seymour 343,000

10/11 Sioux City (3 loans) 14,400,000 (1,277,941)

11 Sloan (55,017)

08 Stuart (145,000)

09 Terril (286,278)

14 Wapello 393,000

08/09/11 Wastewater Reclamation Auth (4 loans FY13) 7,700,000

09/11 Wastewater Reclamation Auth (3 loans FY14) 13,200,000

10 Waucoma (16,939)

11 Wheatland 389,000

11 Winterset (260,000)

OSWAP linked-deposit loans 1,800,000

P&D Loans 26,124,477.00 (1,889,971) (1,898,400)

Total Loans 1,426,445,404 48,001,530 43,264,468 0

PGM-ADM 16,265,997 765,120 722,760

TOTAL COMMITMENTS 1,442,711,401 48,766,650 43,987,228 0

TOTAL CUMULATIVE COMMITMENTS 1,442,711,401 1,491,478,051 1,535,465,279 1,535,465,279

120% COMMITMENT REQUIRED 489,791,351 512,744,951 534,427,751 534,427,751

SHORTFALL/(EXCESS) (952,920,050) (978,733,100) (1,001,037,528) (1,001,037,528)

% COMMITMENT ACHIEVED 353.4675895 349.0572961 344.7722039 344.7722039


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