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3.2 Elasticity theory of dislocations
Basics of linear elasticity theory
Stress field of a straight dislocation
Strain energy
Forces on dislocations
Hartmut S. Leipner: Defects in crystals
(Dislocation core structure)
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Displacement vectoru = (ux, uy, uz)
Nine components of the strain tensor
ij
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Considering a small cubic volume element in a solid, the total stress state
can be described by the forces perpendicular and parallel to the faces ofthe cube.
On each face, three stresses: 1 normal ii, 2 shearij(ij; i,j =x,y,z) All together nine components of the stress
Stress in the solid
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Stress tensor
Stress tensor is symmetrical, ij
= ji
(rotational equilibrium).
Magnitude of the individual components depends on the orientation of
the coordinate system.
A special coordinate system can always be found, where there are only
normal stresses,
Positive normal stress as tension
Hydrostatic pressure is the average normal stress,
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Strain
Generally, the elastic deviation of the shape of the solid can beexpressed as astrain tensor,
ii elongations, ij shear (ij)
Strain tensor also symmetrical
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Stressstrain relationships
Stress as force per unit area of surface; consider orientationof the surface and direction of the force Uniaxial tension =, shear = G Special cases ofHookes law
Relation between stress and strain tensors
Expression of 9 equation like
Chas 34 = 81 components Cijkl(4th rank tensor)
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Elastic constants C
In praxi, number of constants is reduced due to symmetry. For isotropic solids only two parameters (e.g.G and Lam constant )
In cubic crystals, three constants are needed.
~
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Elastic moduls
Other constants to be used: Youngs modulus, Poissons constant ,and bulk modulusK,
Poissons constant
Elongation inx-direction connected with reduction of cross section
yy = zz=xx
~
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hsl 2008 Defects in crystals 3.2 Elasticity theory Strain field screw
Volterra screw dislocation [Hull, Bacon 1992]
Representation as a cylinderof elastic material
Slit LMNO ||zaxis, surfacedisplaced by b
Displacements:
ux = uy = 0
Strain field of a straight screw dislocation
bb
Cylinder with radius r0
not taken into account:
assumptions oflinearelasticity theory not valid
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Simpler form in cylindrical coordinates:
Using rz=xzcos+ yzsin z= xzsin+ yzcos
(the only non-zero
components)
Straight screw dislocation
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Strain and stress 1/r, diverge withr 0
Linear elasticity approach not valid at the center of the dislocation
Dislocation core with atomistic model Theoretical stress limit reached atrb
Reasonable core radius 1 nm
Discussion of the strain and stress fields
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hsl 2008 Defects in crystals 3.2 Elasticity theory Strain field edge
Volterra edge dislocation[Hull, Bacon 1992]
bb
Stress field of a straight edge dislocation
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hsl 2008 Defects in crystals 3.2 Elasticity theory Stress field edge dislocation
Contours of equal stress
about an edge dislocation[Hirth, Lothe 1992]
Stress field contours of an edge dislocation
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Deformation is basically a plane strain. Both dilatational and shear components exist.
Largest normal stress xx || Burgers vector
Max. compressive stress immediately abovey = 0 (slip plane)
max. tensile stress immediately belowy = 0
Pressure on a volume element
Stress field of an edge dislocation
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Elastic strain energy in theory of elasticity:
Two parts of the total strain energy of a body containing a dislocation:E=Ecore +Eel
Strain energy of a dislocation
(Total elastic energy per unit length)
Elastic energyper unit length of a screw:
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Strain energy of an edge more complicated to calculate(lower symmetry)
Elastic energy of an edge dislocation higher by about 3/2 than that of a screw
Eeldepends onr0andR(core radius and cut-off radius). Example:G = 41010 Nm2, r0 = 1 nm,R = 1 mm, b = 0.25 nm
Eel 6 eV per unit length of a dislocation
R corresponds to crystal dimensions.
For many dislocations in a crystal,
superposition of the long-range strain fields
Discussion of the strain energy
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hsl 2008 Defects in crystals 3.2 Elasticity theory Elastic energy screw
Elastic energy of dislocations
r
Elastic energy in a ring cylinder of the thickness dr
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Superposition of edge and screw parts
EelGb2, with 0.51.0
Shortest lattice translation vectors
preferred asEelis min.
Splitting of a dislocation withb1 = 2ainto two dislocations,E1 4a
2,E2 2a2
[Bohm 1992]
Dislocation splitting
Energy of mixed dislocations
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hsl 2008 Defects in crystals 3.2 Elasticity theory
+ =
b1
b2
b3
b1+ b
2= b
3
Energy criterion for dislocation reaction
Reaction favorable
Condition with angle:! /2 < Reaction preferred0 < /2 Dissociation preferred
Franks rule
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Elementary process of plastic deformation
The motion of dislocations is the elementary process of the plastic deformationof crystals. is here the shear stress.
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External forces on dislocations
Dislocation separates slipped regionfrom unslipped one
Deformation work may be done by
external force shift of the dislocation
Plastic deformation by motion of a dislocation[Kelly:2000]
Screw motion
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Dislocation of lengthL, swept distance on the slip planex
Applied shear force on the crystal (per lengthL): F= x
Work done by the crystal (per lengthL): W= x b
L
x
b
Definition of a force (per lengthL) to move the dislocation in
x-direction: workW= force on dislocation x
Fd = b
Pure motion in the glide plane
Fd = b (per unit lengthL)
Definition of force
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hsl 2008 Defects in crystals 3.2 Elasticity theory
PeachKoehler force
General case of a shear force on a crystal: F= n
(n unit vector of the swept-out surface, n =u, with line vector, direction of motion u)
Displacement by Burgers vectorb if dislocation moves
Work done by the crystal:
W= (n)b =(b)n
W= (b)(u) = (b)u
PeachKoehlerforce Fd = (b)
Force acting on a plane perpendicular to b || dislocation: Fd always normal to the dislocation
Force to move the dislocation in the direction u
(All eq. are given per unit length of dislocationL.)
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Strain energy proportional to the length,
increase in length causes increase in energyExistence of a line tension trying to reduce the line
lengthTo be defined via the increase in energy per unit
length T= Gb2
[Bohm 1992]
Line tension
Line tension
Calculation of the shear stress 0 to maintaina certain radius of curvatureR
Inward force:Ks = 2Tsin(/2),
for small angles: dKs = Td
Outward force on segment ds due to appliedstress is 0 bds
Equilibrium: Td= 0 bds (ds =Rd)
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Edge dislocations with the same slipplanerepulsive force ifbhas the same
sign, attractive if opposite sign More complicated, if slip planes
different Displacement in dislocation I is
Burgers vectorb of dislocation II
Interaction between edge dislocations
Forces between dislocations
y
x
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hsl 2008 Defects in crystals 3.2 Elasticity theory
Calculation of the force
Components of the force on dislocation II per unit length(bx = b, by = bz= 0):
y
Fx
Fy
x
I
II
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F b ll l d di l i
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hsl 2008 Defects in crystals 3.2 Elasticity theory Forces between edge dislocations
Force between parallel edge dislocations. Unit of forceFx is Gb2y/[2(1 )].
Curve A for like dislocations, curve B for unlike dislocations.[Hull, Bacon 1993/Cottrell 1953]
Force between parallel edge dislocations
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I t ti f b t d di l ti
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hsl 2008 Defects in crystals 3.2 Elasticity theory Forces between edge dislocations
Dislocations motion only in the slip plane
most importantFx
Forx > 0,Fx < 0 (attractive) ifx 0 (attractive) ifx