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Department of Mechanical Engineering, The Ohio State UniversitySl. #1
GATEWAYGATEWAY
Ethics in EngineeringConcepts and Cases
Department of Mechanical Engineering, The Ohio State UniversitySl. #2
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Introduction
What do we mean by Ethics? “a body of moral principles” A set of rules and behaviors Standards, rules and guidelines Socially approved conduct Respect for people and rights Distinguished from matters of legality
Department of Mechanical Engineering, The Ohio State UniversitySl. #3
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Professional Ethics
Who decides Standards adopted by professional community and
established companies NSPE, ASME, ASCE, etc May conflict with personal ethics
Case studies used to set examples, standards
Department of Mechanical Engineering, The Ohio State UniversitySl. #4
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NSPE Fundamental Canons
Engineers, in fulfillment of their professional duties, shall:
1. Hold paramount the safety, health and welfare of the public.
2. Perform services only in areas of their competence.
3. Issue public statements only in an objective and truthful manner.
Department of Mechanical Engineering, The Ohio State UniversitySl. #5
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NSPE Fundamental Canons, cont’d
Engineers, in fulfillment of their professional duties, shall:
4. Act for each employer or client as faithful agents or trustees.
5. Avoid deceptive acts.
6. Conduct themselves honorably, responsibly, ethically, and lawfully so as to enhance the honor, reputation, and usefulness of the profession.
Department of Mechanical Engineering, The Ohio State UniversitySl. #6
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Social Contract
Service Promoting well being of general public Ensuring competence of professionals
Self-regulation Create and enforce high standards Autonomy
Department of Mechanical Engineering, The Ohio State UniversitySl. #7
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Responsible Engineering
What we do matters a great deal Public health at stake Environmental impact Accidents are costly
Minimal legal standards Acknowledgement of fault Above and beyond call of duty
justicePublichealth
responsible care
Ethics
Department of Mechanical Engineering, The Ohio State UniversitySl. #8
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Introduction to Moral Thinking
Reflect expectation of public and professionals
Experience – education, work, relationships
Personal and Common Morality – religion, family
Department of Mechanical Engineering, The Ohio State UniversitySl. #9
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Tests in Moral Problem Solving
Prudence- Is it justified because it is in our own best interest?
Cost / Benefit Is the most economic decision the most moral?
Rights Just because it is legal, is it right? Freedom, well-being, moral, legal, laws
Golden Rule “do unto others as you would have
done to you”Good
Right
Legal
Illegal
Wrong
Bad
Ref: Murdough Center for engineering Professionalism
Department of Mechanical Engineering, The Ohio State UniversitySl. #10
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Honesty, Truth, Reliability
Accurate and complete technical knowledge Unreliable judgment worse than none at all
Deliberate deception Lying Failure to seek truth
Department of Mechanical Engineering, The Ohio State UniversitySl. #11
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Problem Solving in Engineering Ethics
State the Problem
Get the Facts
Defend Viewpoints
Formulate Opinion
Qualify Recommendation
Ref: What Every Engineer Should Know About Ethics, by Kenneth K. Humphreys
Department of Mechanical Engineering, The Ohio State UniversitySl. #12
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State the Problem
Clearly define exact nature of ethical problem
or dilemma.
Need to be clear so that we can anticipate the
kind of solution that is required.
Want to provide an answer that is relevant to
the interests at stake.
Department of Mechanical Engineering, The Ohio State UniversitySl. #13
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Get the Facts
Want to make an informed decision. Must possess and understand the relevant facts.
Must make clear any interpretations of factual
matters or the values that underlie conflicting
moral viewpoints.
Department of Mechanical Engineering, The Ohio State UniversitySl. #14
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Identify & Defend Competing Moral Viewpoints
Critically assess the strengths
and weaknesses of competing
moral viewpoints
Begin by identifying what we believe to be the most
compelling reason for the course of action
We must be able to justify the course of action
Department of Mechanical Engineering, The Ohio State UniversitySl. #15
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Formulate an Opinion
As engineers we do not have the luxury of
postponing questions or leaving a question
unresolved
Decide which of the plausible viewpoints is
the most compelling
The committee approach (voting) is
advantageous because the decision is
representative of the general public
Department of Mechanical Engineering, The Ohio State UniversitySl. #16
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Qualify the Opinions or Recommendations
Committees must qualify the
recommendations they make by describing
the level of consensus that was received
Should include the voting distribution and
any dissenting opinions
Department of Mechanical Engineering, The Ohio State UniversitySl. #17
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Case Studies
Engineering ethics is often times best explained through the use of case studies.
Case studies allow examples of good and bad decision making in a real world context.
*** These case studies have been selected from among the various rulings of the NSPE Board of Ethical Review. Ref: http://onlineethics.org
Department of Mechanical Engineering, The Ohio State UniversitySl. #18
GATEWAYGATEWAYNSPE Case No. 92-1
Credit for Engineering Work
Introduction Engineer A is designing a bridge as part of an
elevated highway system. Engineer B is asked to help with the design and
helps design critical elements of the bridge. Engineer A enters the bridge design into a
national competition and wins, but fails to credit Engineer B for her part in the design.
Ref: http://onlineethics.org
Department of Mechanical Engineering, The Ohio State UniversitySl. #19
GATEWAYGATEWAYNSPE Case No. 92-1
Credit for Engineering Work
Question Was it ethical for Engineer A to fail to give
credit to Engineer B for her part in the design?
Department of Mechanical Engineering, The Ohio State UniversitySl. #20
GATEWAYGATEWAYNSPE Case No. 92-1
Credit for Engineering Work
NSPE Code of Ethics References Section 1.3.:Issue public statements only in an objective and
truthful manner. Section 11.3.a.:Engineers shall be objective and truthful in professional reports, statements or testimony. They shall include all relevant and pertinent information in such reports, statements or testimony.
Section 111.3.:Engineers shall avoid all conduct or practice which is likely to discredit the profession or deceive the public.
Section 111.5.a.:Engineers shall not accept financial or other considerations, including free engineering designs, from material or equipment suppliers for specifying their product.
Section IlI. l 0.a.:Engineers shall, whenever possible, name the person or persons who may be individually responsible for designs, inventions, writings, or other accomplishments.
Department of Mechanical Engineering, The Ohio State UniversitySl. #21
GATEWAYGATEWAYNSPE Case No. 92-1
Credit for Engineering Work
NSPE Discussion
“Basic to engineering ethics is the responsibility to issue statements in an objective and truthful manner (Section 1.3.) The concept of providing credit for engineering work to those to whom credit is due is fundamental to that responsibility. This is particularly the case where an engineer retains the services of other individuals because the engineer may not possess the education, experience and expertise to perform the required services for a client.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #22
GATEWAYGATEWAYNSPE Case No. 92-1
Credit for Engineering Work
NSPE Discussion, continued
“While each individual case must be understood based upon the particular facts involved, we believe that Engineer A had an ethical obligation to his client, to Engineer B, as well as to the public to take reasonable steps to identify all parties responsible for the design of the bridge.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #23
GATEWAYGATEWAYNSPE Case No. 92-1
Credit for Engineering Work
NSPE Conclusion
“It was unethical for Engineer A to fail to give credit to Engineer B for her part in the design.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #24
GATEWAYGATEWAYNSPE Case No. 82-5
An Engineer’s Right to Protest
Introduction
Engineer A works as an engineer for a defense contractor reviewing the work of subcontractors.
Engineer A discovers that certain subcontractors have made submissions with excessive cost, time delays or substandard work.
Ref: http://onlineethics.org
Department of Mechanical Engineering, The Ohio State UniversitySl. #25
GATEWAYGATEWAYNSPE Case No. 82-5
An Engineer’s Right to Protest
Introduction, continued
Engineer A advises management to reject these jobs and require subcontractors to correct the problem.
After an extended disagreement about the subcontractor’s work, management places a warning in Engineer A’s file and places him on probation, warning of future termination.
Department of Mechanical Engineering, The Ohio State UniversitySl. #26
GATEWAYGATEWAYNSPE Case No. 82-5
An Engineer’s Right to Protest
Question
Does Engineer A have an ethical obligation, or an ethical right, to continue his efforts to secure change in the policy of his employer under these circumstances, or to report his concerns to proper authority?
Department of Mechanical Engineering, The Ohio State UniversitySl. #27
GATEWAYGATEWAYNSPE Case No. 82-5
An Engineer’s Right to Protest
NSPE Code of Ethics References Code of Ethics- Section II.1.a.: "Engineers shall at all times
recognize that their primary obligation is to protect the safety, health, property, and welfare of the public. If their professional judgment is overruled under circumstances where the safety, health, property, or welfare of the public are endangered, they shall notify their employer or client and such other authority as may be appropriate."
Code of Ethics- Section III.2.b.: "Engineers shall not complete, sign, or seal plans and/or specifications that are not of a design safe to the public health and welfare and in conformity with accepted engineering standards. If the client or employer insists on such unprofessional conduct, they shall notify the proper authorities and withdraw from further service on the project."
Department of Mechanical Engineering, The Ohio State UniversitySl. #28
GATEWAYGATEWAYNSPE Case No. 82-5
An Engineer’s Right to Protest
NSPE Discussion “Here the issue does not allege a danger to public health
or safety, but is premised upon a claim of unsatisfactory plans and the unjustified expenditure of public funds.”
“As we recognized in earlier cases, if an engineer feels strongly that an employer's course of conduct is improper when related to public concerns, and if the engineer feels compelled to blow the whistle to expose the facts as he sees them, he may well have to pay the price of loss of employment.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #29
GATEWAYGATEWAYNSPE Case No. 82-5
An Engineer’s Right to Protest
NSPE Discussion, continued
“We feel that the ethical duty or right of the engineer becomes a matter of personal conscience, but we are not willing to make a blanket statement that there is an ethical duty in these kinds of situations for the engineer to continue his campaign within the company, and make the issue one for public discussion. The Code only requires that the engineer withdraw from a project and report to proper authorities when the circumstances involve endangerment of the public health, safety, and welfare.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #30
GATEWAYGATEWAYNSPE Case No. 82-5
An Engineer’s Right to Protest
NSPE Conclusion
“Engineer A does not have an ethical obligation to continue his effort to secure a change in the policy of his employer under these circumstances, or to report his concerns to proper authority, but has an ethical right to do so as a matter of personal conscience.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #31
GATEWAYGATEWAYNSPE Case No. 87-5
Complimentary Seminar Registration
Introduction
The ABC Pipe Company is interested in becoming known within the engineering community and, in particular, to those engineers involved in the specification of pipe in construction.
ABC sends an invitation to Engineer X announcing a one-day complimentary educational seminar to educate engineers on current technological advances in the selection and use of pipe in construction.
Ref: http://onlineethics.org
Department of Mechanical Engineering, The Ohio State UniversitySl. #32
GATEWAYGATEWAYNSPE Case No. 87-5
Complimentary Seminar Registration
Introduction, continued
ABC will host all refreshments, a buffet luncheon during the seminar, and a cocktail reception immediately following. Engineer X agrees to attend.
Department of Mechanical Engineering, The Ohio State UniversitySl. #33
GATEWAYGATEWAYNSPE Case No. 87-5
Complimentary Seminar Registration
Question
Was it ethical for Engineer X to attend the one-day complimentary educational seminar hosted by the ABC Pipe Company?
Department of Mechanical Engineering, The Ohio State UniversitySl. #34
GATEWAYGATEWAYNSPE Case No. 87-5
Complimentary Seminar Registration
NSPE Code of Ethics References Code of Ethics- Section II.4.c.:"Engineers shall not solicit or
accept financial or other valuable consideration, directly or indirectly, from contractors, their agents, or other parties in connection with work for employers or clients for which they are responsible."
Section III.5.b.:"Engineers shall not accept commissions or allowances, directly or indirectly, from contractors or other parties dealing with clients or employers of the Engineer in connection with work for which the Engineer is responsible."
Section III.11.a.:"Engineers shall encourage engineering employees' efforts to improve their education."
Department of Mechanical Engineering, The Ohio State UniversitySl. #35
GATEWAYGATEWAYNSPE Case No. 87-5
Complimentary Seminar Registration
NSPE Discussion
“The Code unequivocally states that engineers must not accept gifts or other valuable consideration from a supplier in exchange for specifying its products. (See Sections II.4.c.; III.5.b.) However, in this case we are dealing with a material supplier who is introducing information about pipe products to engineers in the community and has chosen the form of an educational seminar as its vehicle.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #36
GATEWAYGATEWAYNSPE Case No. 87-5
Complimentary Seminar Registration
NSPE Discussion “We view the buffet luncheon and cocktail reception
immediately following the seminar as falling within the minimal provisions noted in previous cases, and thus it would not be improper for Engineer X to participate in those activities. We note, however, that had Engineer X agreed to accept items of substantial value (e.g., travel expenses, multi-day program, resort location, etc.) our conclusion would have been quite different.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #37
GATEWAYGATEWAYNSPE Case No. 87-5
Complimentary Seminar Registration
NSPE Conclusion
“It was ethical for Engineer X to attend the one-day complimentary educational seminar hosted by the ABC Pipe Company.”
Department of Mechanical Engineering, The Ohio State UniversitySl. #38
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Engineering DisasterThe Ford Pinto Case
Crash tests reveal defect in gas
tank rear-end collisions over 25
mph resulted in rupture and
explosion
Cost benefit analysis estimationCost to pay for injuries
180 Deaths, 180 Injured, 2100 Burned Cars = $ 49.5 million
Cost to make safe cars
$12.5 million cars x $11/car = $137 million
Department of Mechanical Engineering, The Ohio State UniversitySl. #39
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Ford Pays
Over 500 documented deaths related to rear-end collisions in the Pintos
Lawsuits and personal injury casestotaled over $450 million evenas Ford continues to argue the carwas safe if driven correctly
Company nearly folded after the lawsuits and low sales due to lack of trust in Ford products
Department of Mechanical Engineering, The Ohio State UniversitySl. #40
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Challenger Explosion
O-ring Sealing problems
Engineers argued against launch at low temperature
Management over-ruled the engineers warnings
Shuttle exploded minutes into the flight
7 Lives lost
Department of Mechanical Engineering, The Ohio State UniversitySl. #41
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Ethical Questions
Were the decisions made unethical?
Who is to blame for these disasters?
What were the ethical obligations for management? For the engineers?
Department of Mechanical Engineering, The Ohio State UniversitySl. #42
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Ethical Summary
Professional ethics for engineersSet of rules and guidelines for professional
behavior for engineer.
For personal, moral, social, professional and environmental well-being of individuals and the communities that we serve.
Do the right thing!!!
Department of Mechanical Engineering, The Ohio State UniversitySl. #43
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Credits This module is intended as a supplement to design classes in mechanical
engineering. It was developed at The Ohio State University under the NSF sponsored Gateway Coalition (grant EEC-9109794). Contributing members include:
Gary Kinzel……………………………………..Project supervisors Jim Piper and Rachel Murdell ……………….. Primary authors Phuong Pham and Matt Detrick ……….…….. Module revisions L. Pham …………………………………….….. Audio voice
References: Murdough Center for Engineering Professionalism, Texas Tech University, Lubbock, Texas
National Society of Professional Engineers (NSPE) and reference the 1995 NSPE Code of Ethics
What Every Engineer Should Know About Ethics, by Kenneth K. Humphreys
Department of Mechanical Engineering, The Ohio State UniversitySl. #44
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Disclaimer
This information is provided “as is” for general educational purposes; it can change over time and should be interpreted with regards to this particular circumstance. While much effort is made to provide complete information, Ohio State University and Gateway do not guarantee the accuracy and reliability of any information contained or displayed in the presentation. We disclaim any warranty, expressed or implied, including the warranties of fitness for a particular purpose. We do not assume any legal liability or responsibility for the accuracy, completeness, reliability, timeliness or usefulness of any information, or processes disclosed. Nor will Ohio State University or Gateway be held liable for any improper or incorrect use of the information described and/or contain herein and assumes no responsibility for anyone’s use of the information. Reference to any specific commercial product, process, or service by trade name, trademark, manufacture, or otherwise does not necessarily constitute or imply its endorsement.