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Derivation of primary sequences and secondary structures of rev responsive element from HIV-1 infected mothers and infants following vertical transmission Rajesh Ramakrishnan 1 , Nafees Ahmad Department of Immunobiology, College of Medicine, The University of Arizona Health Sciences Center, Tucson, AZ 85724, USA Received 29 July 2006; returned to author for revision 1 September 2006; accepted 5 September 2006 Available online 11 October 2006 Abstract We have characterized the primary RRE sequences of HIV-1, including in vivo genetic variation and functional motifs required for RevRRE interactions as well as evaluated the RNA secondary structures of RRE derived from five motherinfant pairs following vertical transmission. Multiple (157) RRE sequences derived from motherinfant pairs showed that primary nucleotide sequences of RRE were highly conserved with a low degree of viral heterogeneity following vertical transmission. We found that the RRE sequences from mothers and infants folded and retained all the essential stemloop formation required for RevRRE interactions. More importantly, a primary 9-nucleotide (5-CACTATGGG-3) RRE sequence in the stemloop B that is required for optimal Rev recognition and must be presented as a stembulgestem structure was highly conserved in most of the sequences. The domains required for RREhost protein interactions were also conserved in most of the RRE sequences. Taken together, the primary RRE sequences in the context of secondary structures were maintained and the RevRRE interaction domains were conserved following vertical transmission, which is consistent with a crucial role of RRE in HIV-1 pathogenesis. © 2006 Elsevier Inc. All rights reserved. Keywords: HIV-1; RRE; HIV-1 vertical transmission; Rev-RRE; RRE variation; RRE secondary structures Introduction Rev responsive element (RRE) is an RNA cis-acting sequence located in the envelope gene of HIV-1 that interacts with Rev protein to export viral mRNAs for structural proteins from the nucleus to cytoplasm. Computer-assisted RNA folding analysis indicated that this region contains a complex stem-and-loop structure consisting of four distinct stemloops (A, C, D, and E) and one branched stemloop (B) surrounding a central single stranded bubble (Holland et al., 1990). The specific sequences within the RRE that determine Rev responsiveness are surprisingly limited and appear to be imparted by the presence of a single high-affinity binding site. A combination of RRE mutagenesis, in vitro binding, chemical modification interfer- ence, and iterative in vitro genetic selection assays has mapped this Rev binding site to stems IIB and IID (Pollard and Malim, 1998). Nuclear magnetic resonance studies of a RevRRE complex have identified the points of contact between Rev and the RRE (Battiste et al., 1996). Although RRE harbors only a single high-affinity Rev binding site, in vitro binding and foot printing studies using full-length Rev and larger RRE fragments have demonstrated that multiple Rev molecules bind to single RRE RNA (Kjems et al., 1991). The structure of RRE is complex to ensure appropriate folding and presentation of the high- affinity Rev binding site (Kjems et al., 1991). However, data on variation of primary RRE sequences and its effect on secondary structures derived from motherinfant pairs following vertical transmission are lacking, which may aid in understanding the evolution and persistence of RRE in vivo. Vertical transmission of HIV-1 accounts for 90% of infections in infants worldwide and occurs at a rate of 30% (Ahmad, 2005). Several factors have been implicated to influence vertical transmission, including high viral load and Virology 359 (2007) 201 211 www.elsevier.com/locate/yviro Corresponding author. Fax: +1 520 626 2100. E-mail address: [email protected] (N. Ahmad). 1 Current address: Department of Molecular Virology and Microbiology, Baylor College of Medicine, Houston, Texas, 77030, USA. 0042-6822/$ - see front matter © 2006 Elsevier Inc. All rights reserved. doi:10.1016/j.virol.2006.09.003
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Page 1: Derivation of primary sequences and secondary structures of rev responsive element from HIV-1 infected mothers and infants following vertical transmission

7) 201–211www.elsevier.com/locate/yviro

Virology 359 (200

Derivation of primary sequences and secondary structures of rev responsiveelement from HIV-1 infected mothers and infants following

vertical transmission

Rajesh Ramakrishnan 1, Nafees Ahmad⁎

Department of Immunobiology, College of Medicine, The University of Arizona Health Sciences Center, Tucson, AZ 85724, USA

Received 29 July 2006; returned to author for revision 1 September 2006; accepted 5 September 2006Available online 11 October 2006

Abstract

We have characterized the primary RRE sequences of HIV-1, including in vivo genetic variation and functional motifs required for Rev–RREinteractions as well as evaluated the RNA secondary structures of RRE derived from five mother–infant pairs following vertical transmission.Multiple (157) RRE sequences derived from mother–infant pairs showed that primary nucleotide sequences of RRE were highly conserved with alow degree of viral heterogeneity following vertical transmission. We found that the RRE sequences from mothers and infants folded and retainedall the essential stem–loop formation required for Rev–RRE interactions. More importantly, a primary 9-nucleotide (5′-CACTATGGG-3′) RREsequence in the stem–loop B that is required for optimal Rev recognition and must be presented as a stem–bulge–stem structure was highlyconserved in most of the sequences. The domains required for RRE–host protein interactions were also conserved in most of the RRE sequences.Taken together, the primary RRE sequences in the context of secondary structures were maintained and the Rev–RRE interaction domains wereconserved following vertical transmission, which is consistent with a crucial role of RRE in HIV-1 pathogenesis.© 2006 Elsevier Inc. All rights reserved.

Keywords: HIV-1; RRE; HIV-1 vertical transmission; Rev-RRE; RRE variation; RRE secondary structures

Introduction

Rev responsive element (RRE) is anRNA cis-acting sequencelocated in the envelope gene of HIV-1 that interacts with Revprotein to export viral mRNAs for structural proteins from thenucleus to cytoplasm. Computer-assisted RNA folding analysisindicated that this region contains a complex stem-and-loopstructure consisting of four distinct stem–loops (A, C, D, and E)and one branched stem–loop (B) surrounding a central singlestranded bubble (Holland et al., 1990). The specific sequenceswithin the RRE that determine Rev responsiveness aresurprisingly limited and appear to be imparted by the presenceof a single high-affinity binding site. A combination of RREmutagenesis, in vitro binding, chemical modification interfer-

⁎ Corresponding author. Fax: +1 520 626 2100.E-mail address: [email protected] (N. Ahmad).

1 Current address: Department of Molecular Virology and Microbiology,Baylor College of Medicine, Houston, Texas, 77030, USA.

0042-6822/$ - see front matter © 2006 Elsevier Inc. All rights reserved.doi:10.1016/j.virol.2006.09.003

ence, and iterative in vitro genetic selection assays has mappedthis Rev binding site to stems IIB and IID (Pollard and Malim,1998). Nuclear magnetic resonance studies of a Rev–RREcomplex have identified the points of contact between Rev andthe RRE (Battiste et al., 1996). Although RRE harbors only asingle high-affinity Rev binding site, in vitro binding and footprinting studies using full-length Rev and larger RRE fragmentshave demonstrated that multiple Rev molecules bind to singleRRERNA (Kjems et al., 1991). The structure of RRE is complexto ensure appropriate folding and presentation of the high-affinity Rev binding site (Kjems et al., 1991). However, data onvariation of primary RRE sequences and its effect on secondarystructures derived from mother–infant pairs following verticaltransmission are lacking, which may aid in understanding theevolution and persistence of RRE in vivo.

Vertical transmission of HIV-1 accounts for 90% ofinfections in infants worldwide and occurs at a rate of 30%(Ahmad, 2005). Several factors have been implicated toinfluence vertical transmission, including high viral load and

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Table 1Demographic, clinical, and laboratory parameters of HIV-1 infected mother–infant pairs

Patient Age Sex CD4+cells/mm3

Length ofinfection a

Antiviraldrug

Clinicalevaluation b

MothersB 28 years 509 11 months None AsymptomaticD 31 years 480 2 years

6 monthsNone Asymptomatic

E 26 years 395 2 years ZDVc SymptomaticAIDS

F 23 years 692 2 years10 months

None Asymptomatic

G 23 years 480 10 months None Asymptomatic

InfantsB 4.75

monthsM 1942 4.75 months None Asymptomatic,

P-1AD 28 months M 46 28 months ddCd Symptomatic

AIDS, P-2A,B, F, failedZDV therapy

E 34 months M 588 34 months ZDVc SymptomaticAIDS, P-2A

F 1 week M 2953 1 week ZDVc Asymptomatic,P-1A

G 24 months F 4379 24 months ZDVc Asymptomatic,P-1B

a Length of infection: the closest time of infection that we could documentwas the first positive HIV-1 serology date or the first visit of the patient to theAIDS treatment center. Samples from mother and infant were collected at thesame time.b Evaluation for infants is based on CDC criteria (Classification system for

human immunodeficiency virus (HIV) infection in children under 13 years ofage, 1987).c ZDV: zidovudine.d ddC: zalcitabine.

202 R. Ramakrishnan, N. Ahmad / Virology 359 (2007) 201–211

low CD4 T-cell count in mothers, advanced maternal diseasestatus, infections during pregnancy, prolonged exposure of theinfant to infected blood, and ruptured membranes during birth(Ahmad, 1996, 2000, 2005; Blanche et al., 1989; Lepage et al.,1987; Mok et al., 1987; Ryder et al., 1989). Although the exactmechanisms of vertical transmission are poorly understood, weand others have shown that minor HIV-1 genotypes (Ahmad etal., 1995; Wolinsky et al., 1992) with macrophage-tropic (R5)phenotypes (Matala et al., 2001) are transmitted from mother toinfant and initially maintained with the same properties ininfants. The virus replicates efficiently in infants' mononuclearcells because of increased HIV-1 gene expression (Sundaravar-adan et al., 2006) resulting in a high viremia and rapid diseaseprogression. Further analyses of several HIV-1 genes, includingenv gp120 and gp41, accessory genes vif, vpr, vpu and nef,regulatory genes tat and rev, and structural genes gag p17, gagNC, and reverse transcriptase in context of vertical transmissionhave revealed conservation of functional domains of thesegenes (Ahmad et al., 1995; Hahn et al., 1999; 2003; Husain etal., 2001; Ramakrishnan et al., 2005; 2006; Sundaravaradan etal., 2005; Wellensiek et al., 2006; Yedavalli et al., 1998a,1998b; 2001). Since analysis of rev gene following verticaltransmission showed a high conservation of functional domains(Ramakrishnan et al., 2005), we sought to analyze the variationof RRE primary sequences and its effect on secondary structuresof RRE as well as functional domains for Rev–RREinteractions from five infected mother–infant pairs.

In this study, we have characterized the variation of in vivoRRE primary sequences and its effect on the secondarystructures of RRE derived from five mother–infant pairsfollowing vertical transmission. We show that there was alow degree of genetic diversity and a high conservation offunctional domains and secondary structures of RRE from fivemother–infant pairs. These results may be helpful in under-standing the evolution and persistence of RRE sequences invivo in HIV-1 mother–infant isolates that are involved invertical transmission.

Results

Multiple alignments, genetic variability and evolutionarydynamics of RRE sequences derived from mother–infant pairs

Multiple (6–8) independent polymerase chain reactions(PCRs) were performed on PBMC DNA from five mother–infant pairs' samples whose demographic, laboratory, andclinical findings are shown in Table 1. Since RRE sequencesare present within the env gp41 gene, we first aligned the gp41nucleotide sequences (Ramakrishnan et al., 2006) using ClustalX (Chenna et al., 2003) and were adjusted by hand. RREsequences of 249 nucleotides were selected for further analyses.The RRE sequences consist of four distinct stem–loops: A(nucleotides 11 to 46 and nucleotides 206 to 244), C (nucleotides118 to 132), D (nucleotides 143 to 170), and E (nucleotides 175to 199) and one branched stem–loop B (nucleotides 51 to 111)surrounding a central single stranded bubble, as shown for HIV-1 NL4-3 in Fig. 1 (Malim et al., 1989). The complete nucleotide

sequences of 157 RRE clones derived from five mother–infantpairs can be accessed from GenBank nos. DQ114237–DQ114393. Because stem–loop B is critical in Rev–RREbinding, we performed themultiple alignment of stem–loop B of157 RRE sequences and compared with HIV-1 NL4-3, as shownin Fig. 2. The RRE sequences from infected mother–infant pairswere very similar to those of NL4-3 sequences. However,several changes in the primary sequence of RRE were observed,including patient-specific, pair-specific, and all pair-specificchanges, as shown for stem–loop B in Fig. 2. We also performeda phylogenetic tree analysis of the 157 sequences derived fromfive mother–infant pairs that showed distinct clusters for eachmother–infant pair's sequences (not shown).

The degree of genetic variability of the RRE sequences fromthe five mother–infant pairs was determined on the basis ofpairwise comparison of the nucleotide sequences. The mini-mum, maximum, and median nucleotide distances werecalculated and are shown in Table 2. The variability in mothersets ranged from 0% to 5.4% with a median of 1.2%, while thevariability in infant sets ranged from 0% to 2.0% with a medianof 0.75%. Overall, the mothers' nucleotides sequences wereslightly more variable than infants' sequences. The nucleotidedistances of RRE sequences between epidemiologically

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Fig. 1. Secondary structure of RRE sequences from HIV-1 NL4-3. The secondary structures were generated using the RNAfold program (Mathews et al., 1999;Schuster et al., 1994; Zuker and Stiegler, 1981) in the Vienna RNA package, which employs the Zuker algorithm and yields a single optimal structure. RRE formeda secondary structure consisting of four distinct stem–loops (A, C, D, and E) and one branched stem–loop (B) surrounding a central single stranded bubble(Holland et al., 1990). The 9-nucleotide stretch in stem–loop B (5′-CACTATGGG-3′) critical for high-affinity binding of Rev is shown within an ellipse, and thesame region is enlarged in the inset.

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unlinked individuals were also determined. Epidemiologicallyunlinked individuals had a median nucleotide distance of 5.49%and maximum of 23.6%. These distances are significantlyhigher than epidemiologically linked mother–infant pairs,which ranged from 0% to 5.4% with a median of 1.2%. Noerrors were found to be made by TaKaRa LA Taq polymeraseused in this study when a known HIV-1 sequence from NL4-3was used for PCR amplifications and DNA sequencing.

Population genetic parameters were determined using theWatterson model and the program Coalesce, which assumes afixed population size using a Kimura two-parameter model ofsequence evolution (Kuhner et al., 1995, 1998). The geneticdiversity parameter θ estimated as nucleotide substitutions persite per generation for each patient's HIV-1 population is shownin Table 2. The RRE sequences found in the mothers displayedan overall greater genetic diversity when compared to RRE

sequences found in the infants. The levels of genetic diversitywithin mother sets, as estimated by Watterson and Coalescemethods, ranged from 0.01 to 0.03 and 0.01 to 0.04,respectively. Within infant sets, the levels of genetic diversityas estimated by Watterson and Coalesce methods ranged from0.01 to 0.03 and 0.01 to 0.07, respectively. The HIV-1populations found in the mothers displayed overall greatergenetic diversity (0.03) when compared to HIV-1 populationsfound in the infants (0.02).

Functional analysis of primary RRE sequences derived frommother–infant pairs

Mutational analyses of RRE have suggested that Revfunction requires the presence of a core element composed ofstem–loop A linked to the branched stem–loop B (Holland et

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Fig. 2. Multiple alignments of nucleotide sequences for stem–loop B of HIV-1 RRE from five mother–infant pairs (B, D, E, F, G) after vertical transmission. In the alignment, the top sequence is HIV-1 NL4-3 to whichthe patients' sequences are compared. Each line of the alignment represents one clone sequence is identified by a clone number prefixed with M (mother) or I (infant) and a letter indicating the patient. In the sequences,nucleotides identical to NL4-3 are indicated by dots (.) and changes by standard nucleotide nomenclature.

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Table 2Genetic distances in and estimates of genetic diversity of HIV-1 RRE within mothers, within infants, and between mother–infant pairs

Patient % Distances a Genetic diversity

Within mother set Within infant set Between mother–infant set Mother sets Infant sets

Minimum Median Maximum Minimum Median Maximum Minimum Median Maximum θW θC θW θC

B 0.0 0.8 5.4 0.0 0.37 1.13 0.0 0.82 5.4 0.03 0.03 0.02 0.02D 0.0 1.3 2.3 0.0 0.29 1.15 0.0 0.86 2.3 0.02 0.04 0.03 0.07E 0.0 1.2 3.4 0.0 0.24 1.99 0.0 1.23 3.4 0.02 0.03 0.01 0.01F 0.0 0.92 3.3 0.0 1.1 2.0 0.0 1.19 3.3 0.01 0.01 0.01 0.01G 0.0 2.0 3.2 0.0 0.41 1.23 0.0 1.24 3.2 0.01 0.04 0.01 0.01Total 0.0 1.2 5.4 0.0 0.75 2.0 0.0 1.2 5.4 0.02 0.03 0.02 0.02

θW=Genetic diversity estimated by the method of Watterson.θC=Genetic diversity estimated by Coalesce.Total is calculated for all the pairs taken together (distances) and average of all values (genetic diversity).a Genetic variability expressed as percent nucleotides.

205R. Ramakrishnan, N. Ahmad / Virology 359 (2007) 201–211

al., 1990). It has been further suggested that branched stem–loop B is necessary and sufficient for binding Rev in theabsence of any other structures (Malim et al., 1990). Stem–loopB (nt 51–111) forms branches and houses the high-affinity Revbinding site. RRE sequences in this region from five mother–infant pairs were examined. There was a change of nucleotides(TGCA, 61–64) to GCAG in almost all the clones in the fivemother–infant pairs. Further A108→G transition in all clonesand patient-specific change such as A 96→T in pairs B, F, G,and infant E were observed (Fig. 2). Primary sequence in stem–loop B has been shown to be critical for RRE function asstructural analogs harboring different sequences withoutaffecting overall structure were found to be inactive (Hollandet al., 1990, 1992). However, it is not clear whether a uniquesequence within this region in a certain conformational contextis important for Rev binding or a specific secondary structure ispreferred irrespective of sequence content. We thereforeanalyzed the sequence variation in RRE from five HIV-1mother–infant pairs for stem–loop B (Fig. 2). With regard to theprimary sequence, presence of a 9-nucleotide (5′-CAC-TATGGG-3′) sequence in stem–loop B that is required foroptimal Rev recognition and must be presented as a stem–bulge–stem structure has been reported (Holland et al., 1990,1992). This region must contain at least two G, one of whichmust be unpaired, and include some or all of the CACTATsequence upstream of the three G. In the RRE sequencesanalyzed (Fig. 2), this motif 5′-CACTATGGG-3′ in stem–loopB was highly conserved, except for five clones in infant E(IE12–16) where A53 was changed to a G.

Dayton et al. (1992) reported the effect of changes in theprimary sequence of RRE especially in the stem–loop B.Mutations G59→T, A87→T, C88→T, and A89→G conservethe proposed base pairing but impair function as defined byHIV-1 Rev-dependent gag expression. Furthermore, a changeof C61→G or A and G84→A or C does not affect secondarystructure but represses RRE function. These residues wereconserved in the RRE clones we analyzed. However, in someclones, we observed changes in the flanking bases. Anotherstudy investigated the effect of RRE mutations on cell-typeHIV-1 tropism (Dayton et al., 1993). The change reportedmoderately affected HIV-1 infection and replication in A3.01

and supT1 T-cell lines (Dayton et al., 1993), however, they wereabsent in the clones we analyzed except for the following:A44→C (all clones of IB and three clones in MB), T134→C(pair D and G). Interestingly, none of the mutations reported toaffect HIV-1 replication in PBL was seen in the clones frominfected mother–infant pairs. However, we did observe aC199→T change in all the clones of pair B.

Stem–loop A extending from nucleotides (nt) 11 to 46 and nt206 to 244 showed patient-specific changes (not shown,GenBank nos. DQ114237–DQ114393). T20→A transversionwas seen in most clones of pair D and mother E. Most clones ofinfant E and pair G showed a T20→G transversion. In thenucleotide region 206 to 244 of stem–loop A, we observedA207→G transition in all clones of the fivemother–infant pairs'sequences analyzed (not shown). A study of RRE sequence fromprimary HIV-1 isolates revealed that mutation of the A inposition 10 and 23 compensated each other by disrupting andrestoring base pairing, respectively, and affected RRE activity(Phuphuakrat and Auewarakul, 2005). In the sequences analyzedin our study, the A's were conserved except for two clones ininfant D (ID3 and ID13) where A23→G. In stem–loop C, aG118→A transition was observed in almost all clones (notshown). Stem–loopD displayed anA160→G in clones of pair Band D. Similarly stem–loop E showed an A191→G in all theclones except a few clones in mother E (not shown).

Secondary structural analysis of RRE sequences frommother–infant pairs

The effect of sequence variation on RRE secondary structurecan be determined using the Vienna RNA package whichemploys the Zuker algorithm (Zuker and Stiegler, 1981) andyields a single optimal structure. RRE forms a secondarystructure consisting of four distinct stem–loops (A, C, D, and E)and one branched stem–loop (B) surrounding a central singlestranded bubble, as shown in Fig. 1 for HIV-1 NL4-3 (Holland etal., 1990). Multiple Rev monomers also bind with low affinity tostem–loop A (Mann et al., 1994). Current data suggest thatvariation in RRE – both primary and secondary structures – canaffect its function and may also be important in viralpathogenesis and disease progression (Phuphuakrat et al.,

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2005). Therefore, an analysis of the conservation of residues tostudy primary structure and the effect of sequence variation onRRE secondary structure using the RNAalifold program(Hofacker et al., 2002) in the Vienna RNA package whichemploys the Zuker algorithm (Zuker and Stiegler, 1981) andyields a single optimal structure was carried out. The RNAali-fold program takes the consensus sequence from all the clonesand predicts an optimal secondary structure. While this gives usan idea of the RRE structure in the isolates from a particularpatient, it is possible that, in an in vivo situation, not all theclones might be fully functional. Changes in the sequence ofindividual clones could have an impact on the RRE secondarystructure. To address this point, we used the program RNAali-fold (Mathews et al., 1999; Schuster et al., 1994; Zuker andStiegler, 1981) also available in the Vienna RNA package andemploys the Zuker algorithm to predict an optimal RREsecondary structure of individual sequences.

The predicted secondary RRE structures for primarysequences derived from mothers and infants are shown inFigs. 3 and 4, respectively. The structures in column 1 arederived for consensus patients' sequences from RNAalifoldprogram, and columns 2 and 3 show structures of some selectedindividual RRE clones in these patients. These clones wereselected based on sequence variation from the reference HIV-1NL4-3. The structures retained the essential stem–loopformation except for pair D and pair F. Mother D showed anextra branch in stem–loop Emuch similar to the branched stem–loop B. Infant D on the other hand did not show the typicalbranched stem–loop B formation. Instead, the RRE structure forinfant D showed a stem–loop structure similar to stem–loop Awith three single stranded bubbles. Mother F showed an extrabranch between stem–loop C and D while infant F had a singlestranded bubble in place of stem–loop C. The analysis of RREsecondary structures of individual clones showed some changesfrom the consensus sequence secondary structure (column 1,Fig. 3), especially in the case ofMB (MB1 andMB7),MD (MD1and MD9), MF (MF1), and MG (MG10 and MG12). Thesechanges included a lack of branched stem–loop B (MB1) or anextra stem between stem–loop C and D (MB7); an extra stembetween stem–loop C and D (MD1, MD9, ME12, MF7), ordistinct branching in stem–loop B (MF1, MG10, and MG12). Asimilar pattern was observed in clones isolated from infectedinfants (Fig. 4). Clones IE9 and IF10 did not show typicalbranched stem–loop B structures (columns 2 and 3, Fig. 3) whencompared with the RRE structure derived from a consensussequence of all the clones in these isolates (column 1, Fig. 4).However, some individual clones showed deviation from thecanonical RRE secondary structure. These minor changes inprimary RRE sequences in the context of secondary RREstructures may alter Rev–RRE interaction and slow downHIV-1replication that may result in viral persistence.

Analysis of primary RRE sequences and interactions with hostproteins

Apart from Rev, several host proteins have been found tobind RRE, including Sam68 (Reddy et al., 1999), SF2/ASF

(Powell et al., 1997), hnRNP A1 (Xu et al., 1996), andRREBP49 (Li et al., 1999). Stem–loop B has been shown to bethe binding site of SF2/ASF, which is a member of SR family ofsplicing factors (Powell et al., 1997). The binding siteencompasses bases G91 to T118. Mutations in this region thatis distinct from the high-affinity Rev binding site affect SF2/ASF binding. In particular, G91→A, T101→A, and A110→Gmutations greatly reduced SF2/ASF-RRE binding in RNAbinding experiments (Powell et al., 1997). In our mother–infantpairs' RRE sequences analyzed (Fig. 2), the following changeswere observed: A98→T (pairs B, F, and G and infant E),T100→C (pair F), and A110→G (all pairs) that are not at thepositions shown to reduce SF2/ASF-RRE binding, exceptA110→G (Powell et al., 1997).

Discussion

Here we provide evidence that the primary RRE sequencesin the context of secondary structures that are essential of Rev–RRE interaction critical for HIV-1 replication and pathogenesiswere conserved in HIV-1 infected mothers and their infectedinfants following vertical transmission. The RRE sequenceswere derived from uncultured PBMC DNA, which representboth replicating and non-replicating viruses and are the closestto an in vivo situation. The data revealed a low degree ofvariability and estimates of genetic diversity (Table 2) as well asa high conservation of primary RRE sequences (Fig. 2) and itssecondary structures essential for Rev–RRE interactions (Figs.3 and 4). These findings indicate that conservation of primarysequence and secondary structure of RRE in HIV-1 infectedmother–infant pairs' isolates that are involved in verticaltransmission and are consistent with a critical role for Rev–RREinteractions in HIV-1 replication and pathogenesis.

The variability of RRE region within mothers, within infants,between mother–infant pairs, and between epidemiologicallyunlinked individuals were 1.2%, 0.75%, 1.2%, and 5.49%,respectively. These data suggest that the epidemiologicallylinked sequences are closer than epidemiologically unlinkedsequences (Table 2). Furthermore, low estimates of geneticdiversity of RRE (Table 2) suggest that RRE sequencesdiverged at the same rate both in mothers and infants mostlikely to maintain its functional domains. The low degree ofgenetic distances and estimates of genetic diversity of RREsequences (Table 2) was comparable to other conserved genes,including gag (Hahn et al., 1999), env gp41 (Ramakrishnan etal., 2006), reverse transcriptase (Sundaravaradan et al., 2005),gag NC (Wellensiek et al., 2006), vif (Yedavalli et al., 1998a),and vpr (Yedavalli et al., 1998b), but lower than env gp120 V3(Ahmad et al., 1995), vpu (Yedavalli et al., 2001), and rev(Ramakrishnan et al., 2005) from the same mother–infant pairs.

Primary sequence in stem–loop B has been shown to becritical for RRE function as structural analogs harboringdifferent sequences without affecting overall structure werefound to be inactive (Holland et al., 1990, 1992). Holland et al.(1990, 1992) reported that the presence of a 9-nucleotidesequence, 5′-CACTATGGG-3′, in stem–loop B is required foroptimal Rev recognition and that this sequence must be

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presented as a stem–bulge–stem structure. This region mustcontain at least two G, one of which must be unpaired, andinclude some or all of the CACTAT sequence upstream of the

Fig. 3. Predicted RRE secondary structure for consensus sequences from HIV-1 infprogram (Hofacker et al., 2002) and RNAfold (Mathews et al., 1999; Schuster et al., 1Zuker algorithm and yields a single optimal structure. The RRE structures are shown i(mother E), MF (mother F), and MG (mother G). The second and third columns shoprimary sequences. These individual clones obtained from mothers infected with Hsequence. The individual stem–loops are labeled A to E, respectively.

three G. Nam et al. (2001) have performed an extensivemutational analysis of the high-affinity Rev binding region andfound that any change of the three G in position 59–61 severely

ected mothers. The secondary structures were generated using the RNAalifold994; Zuker and Stiegler, 1981) in the Vienna RNA package, which employs then first column. The mother sets are labeled MB (mother B), MD (mother D), MEw optimal RRE secondary structures of selected clones that showed variation inIV-1 were selected on the basis of having more nucleotide changes in the RRE

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impacts RRE–Rev binding except a GGG to GCG whichseemed to enhance Rev binding and transactivation. All ourRRE clones had a high degree of conservation of this GGG

Fig. 4. Predicted RRE secondary structure for consensus sequences from HIV-1 inprogram (Hofacker et al., 2002) and RNAfold (Mathews et al., 1999; Schuster et al.,Zuker algorithm and yields a single optimal structure. The infant sets are labeled IB (iand third columns show optimal RRE secondary structures of selected clones thatinfants vertically infected with HIV-1 were selected on the basis of having more nucleE, respectively.

motif, indicating that isolates involved in perinatal transmissionmight not tolerate changes in this subregion. Moreover, a highrate of mutation in stem–loop B outside of the Rev-binding site

fected infants. The secondary structures were generated using the RNAalifold1994; Zuker and Stiegler, 1981) in the Vienna RNA package, which employs thenfant B), ID (infant D), IE (infant E), IF (infant F), and IG (infant G). The secondshowed variation in primary sequences. These individual clones obtained fromotide changes in the RRE sequence. The individual stem–loops are labeled A to

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has been reported (Le et al., 1990). We also observed changes inflanking residues of bases that were also reported to be criticalfor Rev–RRE function (Dayton et al., 1992; Holland et al.,1990, 1992). But it is very likely that some positions wouldaccommodate mutations without affecting secondary structureor RRE function. Stem–loops C, D, and E have been reported tobe highly conserved for their secondary structures (Phuphuakratand Auewarakul, 2003). Although we observed some changesin these stem–loops, these changes did not affect the secondarystructures (Figs 3 and 4). Mutations inside the Rev-bindingdomain (stem–loop B) and stem–loops A, C, D, and E thatimpair HIV-1 replication to various degrees in T-cell lines andPBL (Dayton et al., 1993) were found to be generally conservedin our RRE sequences.

The RRE RNA folds into a stem–loop structure, as shownfor HIV-1 NL4-3 (Fig. 1). While there was some variation inRRE sequences from mother–infant pairs, the secondarystructures of RRE retained the essential stem–loop formationwith five stem–loops from a central bubble (Figs. 3 and 4). Theexceptions were pair D and pair F, where mother D showed anextra branch in stem–loop E and infant D sequences did notshow the typical branched stem–loop B formation but formed astem–loop similar to stem–loop A with three single strandedbubbles. Mother F showed an extra branch between stem–loops C and D, while infant F had a single stranded bubble inplace of stem–loop C. The analysis of RRE secondarystructures of individual clones (Figs. 3 and 4, columns twoand three) showed some changes from the consensus sequencesecondary structure (column 1, Figs. 3 and 4), especially in thecase of MB, MD, MF, and MG. Overall, the RRE structuresobtained from these mother–infant pairs are similar or closer towild type (Fig. 1). However, some individual clones showeddeviation from the canonical RRE secondary structure. The 9nucleotide 5′-CACTATGGG-3′ bulge in stem–loop B criticalfor high-affinity Rev binding was conserved even in cloneswhere the overall structure was relaxed. This is significant asbulges are unique structures in RNA and play significant role inprocesses like intron excision (Baldi et al., 1992; Tocchini-Valentini et al., 2005) and protein–RNA binding (Rev–RRE).These minor changes in primary RRE sequences leading tochanges in RRE secondary structures may alter Rev–RREinteraction and slow down viral replication that may result inviral persistence.

SF2/ASF, an RNA binding protein that functions as a splicingfactor, interacts with RRE in a Rev-dependent manner (Powell etal., 1997). Moreover, stem–loop B serves as a binding site forSF2/ASF and this site is distinct from the high-affinity Revbinding site, encompassing bases G91 to T109. Mutations in thestem–loop B affect SF2/ASF binding, Rev responsiveness andHIV-1 mRNA splicing. The bases in RRE critical for SF2/ASFbinding were conserved in most of the mother–infant pairs'clones, except for A100→G and some other patient-specificchanges (Fig. 2). However, it is not clear if these changes willaffect RRE-SF2/ASF binding or Rev responsiveness.

Analysis of RRE sequences following vertical transmissionmay provide information on in vivo evolution and persistence ofRRE sequences, which may be helpful in developing strategies

to intervene Rev–RRE interactions. Our data suggest an overallconservation of RRE primary sequence and secondary struc-tures that are essential for Rev–RRE interactions and HIV-1replication. However, we found some variability in RREsequences that altered the secondary structures (Figs. 3 and 4)but most likely maintained or reduced Rev–RRE interactions.The minor alteration in Rev–RRE interaction may slow downHIV-1 replication resulting in viral persistence. This informa-tion may be useful in developing strategies for intervention ofRev–RRE interactions and inhibition of HIV-1 infection.

Materials and methods

Patient population and sample collection

This study was approved by the Human Subjects Committeeof the University of Arizona (Tucson, AZ) and the InstitutionalReview Board of the Children's Hospital Medical Center,Cincinnati, OH, USA, and written informed consent wasobtained from the participants of the study. Blood samples werecollected from HIV-1 infected mother–infant pairs. Thedemographic, clinical and laboratory findings of the HIV-1infected mother–infant pairs are shown in Table 1.

PCR amplification, cloning, and sequencing

DNAwas isolated from uncultured PBMC of HIV-1 infectedmother–infant pairs as described before (Ahmad et al., 1995).The HIV-1 RRE region from infected patients' PBMC DNAwasamplified using following primers: Gp41-6(+) (AGTAAAAATT-GAACCATTAG-GAGTAGCA, 7678 to 7705, sense), Gp41-7(−) (CTTTCCCTTACAGCAGGCCATCCAATCAC, 8815 to8836, anti-sense) as outer primers, and Gp41-8(+) (CAAGG-CAAAGAGAAGAGTGGTTGCA, 7711 to 7734, sense), Gp41-9(−) (TACTTTTTGACCACTTGCCACCCAT, 8786 to 8811,anti-sense) as inner primers based on NL4-3 sequence. An equalamount ofHIV-1 PBMCDNA (∼25 to 50 copies,minimum)wasused from each patient as determined by end-point dilution, andmultiple (6 to 8) independent polymerase chain reaction (PCR)was performed according to the procedure described by Ahmadet al. (1995) using 2.5 U of TaKaRa LA Taq polymerase(Chemicon International) in accordance to manufacturer'sprotocol. The reaction was initiated at 94 °C for 2 min and thencycled at 94 °C for 30 s, 50 °C for 45 s, and 72 °C for 1 min for 35cycles, with 8 min of additional polymerization time in the lastcycle. After the first round of PCR, 4 to 8 μl of the above-described amplified product was used for nested PCR, using theinner primers and the same concentrations of other ingredients at94 °C for 30 s, 55 °C for 45 s, and 72 °C for 1 min for 35 cycles,with 8min of additional polymerization time in the last cycle. ThePCR products were directly cloned in the pCR2.1 TOPO TAcloning vector, version K2 (Invitrogen), and bacterial colonieswere screened for recombinant plasmid DNA. Thirteen to twentyfrom multiple independent PCRs from each patient weresequenced by automated sequencing system (Applied Biosys-tems). The sequences were handled with theWisconsin package,version 10.1 (Genetics Computer Group).

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Sequence analysis

The nucleotide sequences of RRE clones were aligned withHIV-1 NL4-3 using Clustal X (Chenna et al., 2003) andadjusted by hand. A model of evolution was optimized for theentire nucleotide sequence data set using the Huelsenbeck andCrandall approach (Posada and Crandall, 2001). Likelihoodscores for different models of evolution were calculated usingPAUP*, and a χ2 test was performed by Modeltest 3.06(Posada and Crandall, 1998). The model of choice wasincorporated into PAUP* to estimate a neighbor-joining tree.Bootstrap values were based on 1000 neighbor-joiningsearches. The tree was generated for the nucleotide sequencesfrom the six mother–infant pairs, and the reference HIV-1sequence, NL4-3, was used as out-group for the tree display(data not shown). Similarly, a model of evolution wasoptimized for the data set from each pair. These modelswere used to estimate corrected pairwise nucleotide distancesfor the data sets from each pair using PAUP*. Then, theminimum, maximum, and median nucleotide distances werecalculated (Table 2).

The dynamics of HIV-1 evolution was assessed usingtechniques of population genetics. The distribution of coales-cence times, that is the times at which two of the sampledindividuals have a common ancestor, depends on the effectivepopulation size. In population genetics, genetic diversity isdefined as θ=2Ne, where Ne is the effective population sizeand θ is the per nucleotide mutation rate per generation (Li,1997). The differences in genetic diversity were examined usingthe Watterson estimate based on segregating sites and Kuhnerestimate assuming variable population size, using the programCoalesce which is part of the Lamarc software package (http://evolution.genetics.wasington.edu/lamarc.html).

Construction of RRE secondary structures

The effect of sequence variation in RRE on the secondarystructure was determined using the Vienna RNA packagewhich employs the Zuker algorithm (Zuker and Stiegler,1981) that yields a single optimal structure. Within theVienna RNA package, we used the RNAalifold program(Hofacker et al., 2002) which takes the consensus sequencefrom all clones of a patient (mother or infant) and predictsan optimal secondary structure. Sequences were aligned inClustal X and analyzed in RNAalifold using defaultparameters (Hofacker et al., 2002). Several RRE sequenceswere selected clones from mothers and infants based ongenetic variation and analyzed using default parameters inthe program RNAfold (Mathews et al., 1999; Schuster et al.,1994; Zuker and Stiegler, 1981). These RRE sequences gaveoptimal to variable RRE secondary structures, as shown inFigs. 3–4.

Nucleotide sequence accession numbers

The nucleotide accession numbers of the RRE sequencessubmitted to GenBank are DQ114237–DQ114393.

Acknowledgments

This work was supported by grants to NA from the ArizonaBiomedical Research Commission (ABRC-7002 and -8001).We thank Raymond C. Baker, Children's Hospital MedicalCenter, Cincinnati, Ohio and Ziad M. Shehab, University ofArizona College of Medicine for providing HIV-1 infectedmother–infant pairs blood samples and Roshni Mehta andVasudha Sundaravardan of AhmadLab for help in cloning andsuggestions.

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