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Caterpillar Non-Confidential Development of Enabling Technologies for High Efficiency, Low Emissions Homogeneous Charge Compression Ignition (HCCI) Engines Program Manager: Scott Fiveland DOE Contract: DE-FC26-05NT42412 DEDOE Technology Manager: Roland Gravel NETL Project Manager: Carl Maronde DOE Merit Review Washington, D.C. June 9 th 2010 Note: This presentation does not contain any proprietary, confidential, or otherwise restricted information. ACE038
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Caterpillar Non-Confidential

Development of Enabling Technologies for High Efficiency, Low Emissions Homogeneous Charge Compression Ignition (HCCI) Engines

Program Manager: Scott Fiveland

DOE Contract: DE-FC26-05NT42412DEDOE Technology Manager: Roland GravelNETL Project Manager: Carl Maronde

DOE Merit ReviewWashington, D.C.June 9th 2010

Note: This presentation does not contain any proprietary, confidential, or otherwise restricted information.

ACE038

Caterpillar Non-Confidential

•In-cylinder heat transfer

•Exhaust Availability

•Leverage advanced materials CRADA

CollaborationsUniversity of Wisconsin

Engine Research Center

Lund University

AEC MOU

•Program coordination

•Test/Analysis

•Truck/Machine system integration and packaging

•Combustion

•Optical diagnostics

•Fuel spray andcombustion

•Fuels effects

•Fuels effects

•Combustion Chemistry/modeling

Caterpillar Non-Confidential

Outline• Program Overview/Purpose• FY 2009 Milestones• Technical Approach• FY 2009 Program tasks

Speed (RPM)

Pow

er (h

p)

12%

19%

18%

10%9%

Caterpillar Non-Confidential

Program OverviewTimeline

Start: 8/01/2005 Finish: 7/31/10

Budget Total Project Funding (Phase 1,2)

DOE - $10,309K Contractor - $10,309 (Phase 1,2)

Funding received FY09 & FY10 DOE ~ $2,6001

Contractor ~ $2,600K

Partners Exxon-Mobil Sandia National Laboratory Oak Ridge National Laboratory

Technical Barriers Mixture Preparation / Air Utilization

– Excessive HC,CO and soot emissions with HCCI – type combustion

– Excessive soot at high BMEP (Ø > 0.8) High heat rejection

– Increased EGR requirements– Increased in-cylinder heat transfer with

HCCI Power density / load capability

– Cylinder pressure and rise rate limits– High equivalence ratio at high BMEP

Robust combustion control– Transient control of HCCI (PCCI)– Combustion feedback sensors– Combustion mode switching

1 As per FY2008 & 2009 plan

Caterpillar Non-Confidential

Purpose of Work

2007 baseline

46%1

Penalty with increased EGR,low Nox combustion(without other system changes)

Increased cylinder pressure limit

Optimizedcombustion

Improved airsystem efficiency

Optimizedcooling

Reducedparasiticlosses

High Efficiency CombustionMinimize combustion durationOptimize combustion phasingHigh equivalence ratio combustion

Clean CombustionLow NOx emissionsMinimize soot emissions

Bra

ke T

her

mal

Eff

icie

ncy

Why Low Temperature Combustion?– Potentially short combustion durations are thermodynamically attractive– Low NOx and PM emissions reduce or eliminate need for aftertreatmentReduced backpressure and lower costReduced regeneration cost

1 As Per Solicitation DOE Contract: DE-FC26-05NT42412

• Assess production viable low temperature combustion technology building blocks to enable a low emissions and high thermal efficiency (46%1).

Caterpillar Non-Confidential

Technology Barriers• Assess production viable low temperature combustion technology building

blocks to enable a low emissions and high thermal efficiency (46%1).

1 As Per Solicitation DOE Contract: DE-FC26-05NT42412

• Mixture Preparation / Air Utilization– Excessive HC,CO and soot emissions with

HCCI – type combustion– Excessive soot at high BMEP (Ø > 0.8)

• High heat rejection– Increased EGR requirements– Increased in-cylinder heat transfer with

HCCI

• Power density / load capability– Cylinder pressure and rise rate limits– High equivalence ratio at high BMEP

• Robust combustion control– Transient control of HCCI– Combustion feedback sensors– Combustion mode switching

Gap Analysis•Evaluate Production readiness•Evaluate customer value•Evaluate competing technologies

Technology Development

Potential Technology Solutions

Production Viable

Solution

Technology Gaps

Potential Technology Solutions

Caterpillar Non-Confidential

Key Focus Areas• Combustion & Power Density

– Characterize the HCCI combustion process & technology gaps using experiments & simulation (gap identification)

– Investigate the use of fuel blending to improve the load range

– Visualize early injection events in order to optimize the spray injection

– Assess lifted-flame combustion (local premixing) as an emissions building block

Caterpillar Non-Confidential

2010 HECC Milestones

2009 20101Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q

On-Engine testing of fuel blends

Sandia Lifted Flame Experiments

Sandia injector upgrade

Feasibility analysis of blended fuel HCCI

Spray Vessel Lifted Flame Experiments

Lifted flame feasibility analysis

Final Report

Caterpillar Non-Confidential

Technical Approach

Combustion ModelingXFD Air-System

Development(ET/MEC)

InjectorDevelopment

(Fuel Systems, ACP)

Combustion Development(GEDNA/LPSD

Perkins/LEC/Solar)Combustion Diagnostics

Caterpillar Non-Confidential

“Lifted Flame” Combustion• General concept: increase air entrainment

before the lifoff length of conventional Diesel combustion to avoid soot formation

• Previous work: demonstrated order of magnitude soot reduction with 6-hole nozzle, but nozzle lacked flow capacity for a 15 L engine

• Objective:– Understand the operational limits of

achieving in-cylinder sootless lifted flames – Maximize the low soot benefit of “lifted

flame” combustion through optimization of injector characteristics, in-cylinder conditions, and combustion chamber geometry

• Approach: – Investigate effect of plume interaction on

flame liftoff and soot formation– Determine effect of transient in-cylinder

environment on flame liftoff– Examine innovative combustion chamber

and nozzle geometries

Effect of Increasing Number of Plumes on Emissions Performance

300 MPa

Caterpillar Non-Confidential

High Temperature Pressure Vessel (HTPV)

• World class injection test facility• Capable of producing in-cylinder

TDC-like conditions (1000 K, 15 MPa, 0-20% O2 with balance N2)

• Enables quantitative spatial measurements of

– Heated sprays– Combustion experiments

• Use:– Evaluate combustion and fuel

injector technologies– Validate CFD models with

quantitative spatial information– Diagnose issues with engine

combustion system hardware

Air/N2 in

Fuel Injection

Air/N2, fuel, products out

Caterpillar Non-Confidential

MIE light scattering off of liquid drops – Non-Combusting (liquid spray behavior, liq.

length)Light blockage – Non-Combusting (liquid

spray behavior, liq. length)

Shadowgraph (spray vapor) + flame luminosity (soot visualization)

Light emission filtered at 430 nm CH* chemiluminescence

Transient flame zone visualization

Time-averaged light emission filtered at 308 nm

OH* chemiluminescence

Lift-off length measurement

Light blockage –Combusting (liquid spray behavior, flame shape)

Broadband natural luminosity (soot location and amount)

C9 Bowl Size

Caterpillar Non-Confidential

Optical Engine Testing with Sandia National Laboratories

• 2010 Objective:– Investigate Plume-to-Plume

interactions under engine conditions

• Approach: – Sandia Optical engine– 2009 update to common rail

• Accomplishments:– Transient images for lifted flame

combustion taken – Show plume-to-plume interaction & gas

recirculation FY 2009

Overall Objective: Lifted Flame Combustion

Caterpillar Non-Confidential

Technical Accomplishments• Established the operational engine

limits of the sootless lifted flame combustion regime– Ambient condition limit: refined

knowledge of the required transient in-cylinder conditions to achieve liftoff lengths adequate for sootless combustion

– Flame-flame interaction limit: closely spaced flame cause liftoff length retraction

– Combustion gas re-entrainment limit: hot combustion gases being re-entrained in the jet causes liftoff length retraction

• Developed and analyzed two-row injector / separated bowl combustion system– Positive performance, but did not

overcome plume spacing limitations to achieve sootless combustion

Time (ms ASC)

1.8 3.5 6 8# Orifices

6

10

14

50% load, 1500RPM, 6 hole nozzle

HTPV

Caterpillar Non-Confidential

Technical AccomplishmentsSootless combustion limits

applied to system analysis showed the requirements for achieving sootless combustion – Identified small bore engines

as natural first adopter of this technology

– Small bore engines have a clear advantage because of smaller load range and inherently smaller orifices

– System level changes required for practical medium bore application

Caterpillar Non-Confidential

Design-Expert® Software

BSCODesign Points25.0969

2.53647

X1 = A: SOIX2 = B: Phasing

-100 -90 -80 -70 -60 -50 -40 -30 -20 -10-10

-5

0

5

10BSCO

A: SOI

B: P

hasi

ng

5

5

10

101015152020

2525

222322222

BSCO (g/hp-hr)

Combustion Retard

Rise Rate Limit

Design-Expert® Software

BMEPDesign Points614.106

547.033

X1 = A: PhasingX2 = B: EGR

-10 -5 0 5 10 1535

40

45

50

55

60

65BMEP

Phasing (ATDC)

EGR

(%)

570580

590

600

610

22

22

Fuel Efficiency(BMEP at fixed fueling)

Rise Rate Limit

Minimum IVA Limit

Com

bust

ion

Reta

rd

Single-Cylinder Engine TestingDesign-Expert® Software

RiseRateDesign Points6.24585

0.419553

X1 = A: PhasingX2 = B: EGR

-10 -5 0 5 10 1535

40

45

50

55

60

65RiseRate

Phasing (ATDC)

EGR

(%)

0 0

1

23

456

6

22

22

Rise Rate Limit

Minimum IVA Limit

Air-fuel ratio limit

Lower BMEPHigher BMEP

• Objective:– Quantify the fundamental relationships

between control parameters and engine performance and emissions

Input to 0-d combustion model for engine system simulation and basis for model based control

Define optimal combustion mode for improved thermal efficiency

• Approach: – Extensive exploration of key control

parameters– Generated response surfaces to key

control parameters

• Accomplishments:– Established the effect of key control

parameters on engine operating limits• EGR, IVA etc.

– Demonstrated 4% BSFC improvement @ BMEP < 750kPa

Background work, FY 2007 & Early 2008

Caterpillar Non-Confidential

PCCI Combustion – Fuel Blending Technologies to Increase HCCI/PCCI

Power Density & Load Capability

Engine Operating Range vs Derived Cetane NumberCR 12 &14

0

200

400

600

800

1000

1200

1400

1600

1800

20 25 30 35 40 45 50

IQT Derived Cetane Number

Min

and

Max

Mul

ti B

MEP

/ kP

a

Diesel

Maximum Achievable Load

Minimum Achievable Load

1200 rpm

• Fuels Load range is affected by cetane number High volatility fuel increases the injection window (mixing) No commercially available fuel meets all requirements Investigating diesel / gasoline fuel blends

Boiling Range (T10-T90) vs Crank Angle Typical C15 at 450 kPa BMEP

300

400

500

600

700

800

900

-180 -150 -120 -90 -60 -30 0

Crank Angle (deg)

In-c

ylin

der G

as T

emp

(K)

Gasoline Boiling Range

DieselBoilingRangeT10

T10T90

T90

Caterpillar Non-Confidential

Gasoline / Diesel Fuel Blend Testing

• Objective:– Assess ability of ‘modified’ fuel properties to

increase load range– Improve thermal efficiency by increasing the

load range of PCCI combustion – Reduce soot emissions in diffusion combustion

regime

• Approach: – Test multiple gasoline / diesel fuel blends with

a range of derived cetane number on single-cylinder test engine.

– Characterize impact on combusting spray using optical techniques in high-temperature spray vessel

• Accomplishment: – Testing currently in-progress (March – April)– Results currently being processed

C15 Engine Simulation Results

FY 2009

Caterpillar Non-Confidential

Approach

Test multiple gasoline / diesel fuel blends with a range of derived cetane number on single-cylinder test engine.

Diesel Diesel + Gasoline Gasoline

Density at 60°F (g/cm3) 0.83 0.78 0.75

Derived Cetane number 43.2 25.9 14.9

Vapor pressure at100 °F (psi)

0.1 7.1 9.4

Distillation (°F)

10% 408 142 125

50% 504 280 217

90% 595 536 304

Thermal efficiency

Work conversion eff.(thermal to mechanical)

Heat rejection eff.(chemical to thermal)

Caterpillar Non-Confidential

Accomplishment1200rpm 55% load

0.36

0.37

0.38

0.39

0.40

0.41

0.42

0.44 0.46 0.48 0.50 0.52 0.54

Work conversion efficiency

Bra

ke th

erm

al e

ffic

ienc

y

GasolineGasoline + DieselDiesel

Gasoline (or gasoline diesel blend) could lead better work conversion efficiency by achieving fast combustion. However, gasoline blending marginally improved thermal efficiency due to high pressure rise rate and heat transfer loss.

Gasoline blending achieves better efficiency at lower smoke emission.

Technology gap; Controlling pressure rise rate (initial reaction) was a barrier limiting thermal efficiency of gasoline blending.

0.37

0.38

0.39

0.40

0.41

0.42

0.43

0.0 0.5 1.0 1.5 2.0 2.5 3.0

AVL Smoke

Bra

ke th

erm

al e

ffic

ienc

y

GasolineGasoline + DieselDiesel

Caterpillar Non-Confidential

Summary• Performance - HCCI/PCCI (low temperature combustion)

potentially offers increased thermal efficiency with reduced requirements for DPF regeneration. Demonstrated 4% BSFC improvement below 750 kPa BMEP. Low load fuel economy benefit will be application dependent

• Control - Inability to adequately control combustion phasing and liquid fuel impingement limits the load range and thermal efficiency benefit of diesel HCCI/PCCI

• Fuel Chemistry - Fuel blending (gasoline & diesel) is one method to increase load

• Combustion - Lifted flame combustion is a potential low-soot diffusion combustion technology that is compatible with HCCI/PCCI. Demonstrated order of magnitude soot reduction. Plume-to-Plume interaction is a challenge and is being investigated.


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