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Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper Union for the Advancement of Science and Art Albert Nerken School of Engineering S*ProCom 2 Center for Signal Processing, Communications, and Computer Engineering Research
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Page 1: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Diagnosing Alzheimer’s DiseaseUsing Machine Learning

Techniqueson Neuroimaging Data

David NummeyAdvised by Prof. Fred L. Fontaine

May 10, 2011

The Cooper Union for the Advancement of Science and ArtAlbert Nerken School of Engineering

S*ProCom2

Center for Signal Processing,

Communications, and

Computer Engineering Research

Page 2: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Overview• Introduction• Alzheimer’s Disease

and Neuroimaging• Machine Learning Techniques• Implementation• Results• Conclusions

Page 3: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Overview• Introduction• Alzheimer’s Disease

and Neuroimaging• Machine Learning Techniques• Implementation• Results• Conclusions

Page 4: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Introduction

• AD a neurodegenerative ‘dementia’• 4.5M Americans in 2000; 5.1M in

2007• 13.2M projected by 2050!• Annual health care costs $148B & rising

• Research progressing:1. Early, accurate diagnosis2. Identify predictive biomarkers3. Treatment and prevention

measures

Page 5: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Our Approach• Example-based brain models

of AD and healthy elderly patients• Functional and structural brain images• Machine learning approach

Page 6: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Overview• Introduction• Alzheimer’s Diseaseand Neuroimaging• Machine Learning Techniques• Implementation• Results• Conclusions

Page 7: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Alzheimer’s Disease

• Disease course known; cause is not• Typical pattern of degeneration• Amyloid protein ‘plaque’ depositions• Tau protein ‘tangles’ strangle neurons

• Genetics reveal risk factors

• Current diagnostic methods• Clinical evaluations• Specific cognitive deficits must be present

• Diagnosis confirmed post-mortem

Page 8: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Neuroimaging for AD

• Structural imaging• MRI• PIB-PET• CT

• Functional imaging• FDG-PET• fMRI• DTI

Page 9: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Magnetic Resonance Imaging

• Create structural image from body’s magnetic properties• Water highly polar• Apply static B field• Perpendicular

pulses• Measure EM decay

Page 10: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

FDG-PET

• Fluorodeoxyglucosepositron emission tomography• Radiopaque by

anaerobic activity• Corresponds to

brain functionalityby region

AD

MCI

HC

Page 11: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

ADNI

• Alzheimer’s DiseaseNeuroimaging Initiative (ADNI)• International collaboration• Longitudinal studies of 800+ patients

• Third long-term study in progress• NIH and NIA funding since 2004

Page 12: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

ADNI Data

Page 13: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Overview• Introduction• Alzheimer’s Disease

and Neuroimaging• Machine Learning Techniques• Implementation• Results• Conclusions

Page 14: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Machine Learning Overview

• Pattern recognition• Automatic classification• ‘Train’ models based on examples• Successful in many fields,and medical diagnoses

• Supervised learning problem• Inputs xi with known labels yi

• Images belong to AD, MCI, or HC classes

Page 15: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Machine Learning Overview• Feature extraction• PCA, the kernel trick

• Machine learning methods• LDA/QDA, GNB, KNN, SVM• Majority voting classifier

• Cross-validation• Prevent overfitting

Page 16: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Feature Extraction

• Principal Component Analysis (PCA)• Orthogonal dimensions w/highest variances• Project data onto this smaller space

Page 17: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Feature Extraction• The Kernel Trick• Allow non-linear solutionsto linear problems/classifiers• Replace inner products withkernel in higher-dim space• No need to determine higher-dimspace computational savings

Page 18: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Discriminant Analysis

• Linear Discriminant Analysis (LDA)• f(x) = wTx + b – Separating hyperplane• Minimize ||w|| ‘maximal margin’

• Quadratic Discriminant Analysis (QDA)• Statistical estimations

Page 19: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Gaussian Naïve Bayes

• Naïve Bayes• Assume independent processes• Estimate statistics, model classes• GNB – Gaussian PDF’s• ML prediction

Page 20: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

K-Nearest Neighbors

• KNN – estimate class PDFs• Trained models depend onlabels of nearest neighbors

Page 21: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Support Vector Machines

• SVM – Maximum margin problem• Convex optimization• Rep. hyperplane by ‘support vectors’• Non-linear solutions with kernel trick• Multiclass solutions done heuristically

Page 22: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Majority Voting Classifier• Ensemble classifiers• Use results from multiple methods• Extract strengths of each• Simplest: Majority vote• Label is most popular output

Page 23: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Cross-Validation• Avoid overfitting!• Want to model general characteristics• Train & test on random subsets of data

• K-fold cross-validation• Partition training data into K groups• Iteratively verify features and models• Select best PC’s per model

Page 24: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Overview• Introduction• Alzheimer’s Disease

and Neuroimaging• Machine Learning Techniques• Implementation• Results• Conclusions

Page 25: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Implementation Overview

• ADNI data retrieval interface• Data sets constructed• Classification & evaluation

procedures

Page 26: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

ADNI Data Extraction• ADNI data organized by visit IDs• Perl/SQL interface by Aleksey Orekhov

• SQL queries to create general list• Specifies file paths to best images

• Matlab interface• User selects image types & visit periods• ‘Least common denominator’3-class data set constructed

Page 27: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Data Sets Constructed1. Best-quality FDG-PET scans, BL

visit2. Restrict to also include best-

quality1.5T MRI’s from screening period

• Grey-matter mask applied toADNINEW & PETGREY

Page 28: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Classification & Evaluation• Subsets of data over many iterations• Feature extraction• Principal component analysis• Cross-validate training data

• Machine learning methods• LDA, QDA, GNB, KNN, SVM, Full SVM• One-vs.-one multiclass heuristic• Majority voting classifier

• Accuracy, sensitivity, specificity, etc.

Page 29: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Overview• Introduction• Alzheimer’s Disease

and Neuroimaging• Machine Learning Techniques• Implementation• Results• Conclusions

Page 30: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Results

• Attempted each classification task• AD vs. MCI vs. HC• AD/MCI vs. HC• AD vs. MCI/HC• AD vs. HC• AD vs. MCI• MCI vs. HC

• Results evaluated statistically

Page 31: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Results – Masked PET Scans

Page 32: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Results – Masked PET Scans

Page 33: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Results – Unmasked PET Scans

Page 34: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Results – MRI Scans

Page 35: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Performance Analysis• Three-class formulations

need more/better features• Simpler, shorter simulations are

fine• SVM best, GNB worst• Others very similar

• Grey-matter mask tradeoff• MRI data most separable

Page 36: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Overview• Introduction• Alzheimer’s Disease

and Neuroimaging• Machine Learning Techniques• Implementation• Results• Conclusions

Page 37: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Summary

• Taub interface to ADNI database• FDG-PET and MRI data sets

• Machine learning framework• Successful AD vs. HC diagnoses• 98%±6% MRI accuracy; 85±5% FDG-PET

• ‘Early detection’ (MCI vs. HC)requires further work• Combining data types• Longitudinal studies

Page 38: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Future Work• Further classifiers & cross-

validation• New feature extraction

techniques• Outlier detection• Expand breadth of studies• Longitudinal studies• Predict cognitive conversions• Clinician-friendly interface

Page 39: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Acknowledgements

• Prof. Fred Fontaineand S*ProCom2

• Dr. Christian Habeckand The Taub Institute• Kamran Mahbobi

and MaXentric Technologies• My mentors, family,

and friends here today

Page 40: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Thank you.

Any questions?

Page 41: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

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Page 43: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Q&A – AD Biomarkers

Page 44: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Q&A – Regions of Interest

• Temporal lobe• Language• Hippocampus (memory)• Amygdala (emotion)

• Parietal lobe• Sensory integration

• Frontal lobe in later stages• Personality

Page 45: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Q&A – Benchmarking

• Unsimplified MRI data take~20-25min/iteration(12 patients/data set to train/test)• Unsimplified FDG-PET data take

~5-10 min/iteration(Same patient selection method)• FDG-PET data with grey matter

masktake ~1min/iteration, or ~5-10min/itwith univariate ROIs (~33 pats/each)

Page 46: Diagnosing Alzheimer’s Disease Using Machine Learning Techniques on Neuroimaging Data David Nummey Advised by Prof. Fred L. Fontaine May 10, 2011 The Cooper.

Q&A – Clinical Impact

• Research progressing:1. Early, accurate diagnosis2. Identify predictive biomarkers3. Treatment and prevention

measures

• Regulatory approval neededfor clinical implementation• Combined prediction &

preventiontrials may see some success


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