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PROACT: P rospective R andomized O n-X A nticoagulation C linical T rial – Reduced Anticoagulation for a Mechanical Heart Valve John D. Puskas MD, FACS, FACC Emory University International Principal Investigator On Behalf of the PROACT Investigators. Disclosure Slide. - PowerPoint PPT Presentation
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PROACT: PROACT: P P rospective rospective R R andomized andomized O O n- n- X X A A nticoagulation nticoagulation C C linical linical T T rial – rial – Reduced Anticoagulation for a Reduced Anticoagulation for a Mechanical Heart Valve Mechanical Heart Valve John D. Puskas MD, FACS, FACC John D. Puskas MD, FACS, FACC Emory University Emory University International Principal Investigator International Principal Investigator On Behalf of the PROACT Investigators On Behalf of the PROACT Investigators
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Page 1: Disclosure Slide

PROACT: PROACT: PProspective rospective RRandomized andomized OOn-X n-X AAnticoagulation nticoagulation CClinical linical TTrial –rial –

Reduced Anticoagulation for a Mechanical Reduced Anticoagulation for a Mechanical Heart ValveHeart Valve

John D. Puskas MD, FACS, FACCJohn D. Puskas MD, FACS, FACC Emory University Emory University

International Principal InvestigatorInternational Principal InvestigatorOn Behalf of the PROACT InvestigatorsOn Behalf of the PROACT Investigators

Page 2: Disclosure Slide

Disclosure SlideDisclosure Slide

Data tables and analyses were provided by Clinipace Inc, CRO/DCC for the PROACT trial.

Dr Puskas and Emory University have only a research agreement for the PROACT trial with On-X Life Technologies, Inc, manufacturers of the On-X valve.

Dr Puskas has received only travel expenses to Investigator’s meetings from On-X Life Technologies

Dr Puskas and Emory University have no other financial relationship with On-X Life Technologies or Clinipace.

Page 3: Disclosure Slide

PROACT ObjectivePROACT Objective To determine whether it is safe and

effective to manage patients with less aggressive anticoagulation therapy than is currently recommend by ACC/AHA guidelines after implantation of the On-X bileaflet mechanical heart valve.

FDA Investigational Device Exemption trial.

Page 4: Disclosure Slide

After AVR with bileaflet mechanical or Medtronic Hall prostheses, in patients with no risk factors, warfarin is indicated to achieve an INR of 2.0 to 3.0. If the patient has risk factors, warfarin is indicated to achieve an INR of 2.5 to 3.5 (Level of Evidence: B)

The addition of aspirin 75 to 100 mg once daily to therpeutic warfarin is recommended for all patients with mechanical heart valve and those patients with biological valves who have risk factors. (Level of Evidence: B)

Page 5: Disclosure Slide

04/21/23 – slide 5

Page 6: Disclosure Slide

PROACT Study DesignPROACT Study Design Multicenter RCT; FDA IDE trial All patients receive standard anticoagulation therapy for

90 postoperative days Randomized to low dose anticoagulation (“test”) vs

standard therapy (“control”) groups at 3 months Non-inferiority hypothesis Endpoint: sum of TE, thrombosis and bleeding events,

defined per AATS/STS guidelines Also tested against FDA objective performance criteria

(OPC) – (%/ptyr: 3.0 TE, 0.8 thrombosis, 3.5 bleeding) Kaplan-Meier and linearized rates Secondary endpoints – Echo results, NYHA class and

other valve-related adverse events

Page 7: Disclosure Slide

Sample Size Sample Size

For non-inferiority trials sample requirements generally fall between 700 and 1000 patient years

For OPC the requirement is generally 800 patient years but can be less if rates are lower than the criteria by at least 2/3

Initial design: 200 patients per group at 5 years Alternatively, 150 patients followed for an average of

6.7 years as now allowed in AVR low risk and MVR 6 groups (3 test and 3 control) for a total of 1000

patients

Page 8: Disclosure Slide

3 Low-Dose Test Groups3 Low-Dose Test Groups

Early postop period (three months), standard therapy per AHA/ACC: warfarin plus ASA 81 mg/day.

Low risk AVR Clopidogrel 75 mg/day, plus aspirin 325 mg/day

High risk AVR INR 1.5 to 2.0, plus 81 mg/day aspirin

All MVR INR 2.0 to 2.5, plus 81 mg/day aspirin

Three randomized control groups, all on standard warfarin therapy plus 81 mg/day aspirin

All patients on warfarin receive home monitoring after three months

Page 9: Disclosure Slide

InclusionInclusion

Isolated AVR and MVR or with other concomitant cardiac surgery

Adults; informed consent and agreement to follow-up

Risk groups for AVR defined by Clinical and Laboratory Criteria Platelet Responsiveness

Page 10: Disclosure Slide

ExclusionExclusion

Multiple valve replacement (MV repair allowed) Active endocarditis Terminal illness Emergency cases Inability to return for follow-up Persons unable to give adequate consent

Page 11: Disclosure Slide

AVR High Risk CriteriaAVR High Risk Criteria

Chronic atrial fibrillation Left ventricular ejection fraction < 30 % Enlarged left atrium >50mm diameter Spontaneous echo contrasts in the left atrium Neurological events (any Hx prior stroke, TIA, or RIND) Left or right ventricular aneurysm Women receiving estrogen replacement therapy Hypercoagulability Inadequate platelet response to aspirin or clopidogrel

Page 12: Disclosure Slide

HypercoagulabilityHypercoagulability

APC resistance (Factor V-Leiden mutation; heterozygous or homozygous)

Prothrombin mutation—heterozygous or homozygous AT III activity below normal Protein C activity below normal Protein S activity below normal Factor VIII activity elevated above 250% normal

Tested at Hemostasis Reference Laboratory, Hamilton, Ontario, directed by Dr. H. Hoogendoorn

Page 13: Disclosure Slide

Drug Response TestsDrug Response Tests

Urine 11 dehydro-thromboxane B2—must be reduced after aspirin treatment (≤ 298 pg/mg)

P2Y12 must be reduced after clopidogrel treatment (≥35 % inhibition)

Resistance to aspirin or clopidogrel in AVR patients defined by clinical core laboratory test results done after pateints have been taking aspirin and clopidogrel for at least 5 days

Patients must be given these drugs one week prior to testing and the drugs will be removed after testing. This testing may be done either prior to surgery or postoperatively.

Both ASA and clopidogrel tests done simultaneously.

Page 14: Disclosure Slide

Active CentersActive Centers

Tacoma General – D. Nichols Univ AZ/VA – B. Rhenman, G. Sethi Maine Medical – R. Quinn Emory - J. Puskas St. Francis, Indianapolis – M. Gerdisch Sentara – M. McGrath Duke - C. Hughes Univ OK/VA – T. Trotter, M. Peyton UT Southwestern – M. Wait St. Joseph Mercy, Ann Arbor - B. Kong Shands (Univ FL) Florida Hospital Wake Medical New Mexico Heart Providence, Portland, OR Loma Linda St. Paul’s, Vancouver

Baylor Dallas Texas Cardiac, Lubbock Beth Israel St. Luke’s, NY Mary Washington Cotton O’Neil Forsyth, Winston Salem Ohio State University Cleveland Clinic CSA, Florida Barnes Jewish, WUSTL Texas Heart Univ of Alberta, Edmonton London, Ontario Johns Hopkins SE Texas Cardiovascular St. Luke’s, Milwaukee

Page 15: Disclosure Slide

PROACT Study Centers

Page 16: Disclosure Slide

Data as of 2/28/2011

PROACT Enrollment by Group

Page 17: Disclosure Slide

Enrollment Process AVR High RiskEnrollment Process AVR High Risk- Closed -- Closed -

90 day: RandomizeProvide, train, test home monitor.

Discharge/30 dayComplete and submit home monitor

paperwork

Surgery

AVR HIGH RISK Enrollmentpreop or up to 60 days postop

ControlTest

Page 18: Disclosure Slide

Removal Before RandomizationRemoval Before Randomization

Reason AVR High Risk

Adverse event exclusion 10

Early death 8

Repair 0

Different valve used/double 10

Patient/physician withdrawn 10

Labs problem 0

No surgery 4

Lost to follow-up 2

Blood test failure 11

Unknown 5

Page 19: Disclosure Slide

Age and Gender AVR High Risk GroupAge and Gender AVR High Risk Group

Group Age (years) % Male

AVR High Risk 55.2 ± 12.4 (20-85) 79.0

Control 55.8 ± 12.0 (22-85) 81.0

Test 54.2 ± 12.9 (20-83) 81.0

No differences between high risk control and test.

Page 20: Disclosure Slide

Etiology Of Native Valve PathologyEtiology Of Native Valve Pathology

AVR High (N=435)

N (%)

Rheumatic 7(2)

Calcific 291(67)

Congenital 151(35)

Degenerative 72(17)

Endocarditis 13(3)

Prosthetic Dysfunction

18(4)

Other 34(8)

Page 21: Disclosure Slide

Native Valve LesionsNative Valve Lesions

AVR High N=435

N (%)

Stenosis 227(52)

Regurgitation 92(21)

Mixed 101(23)

Other 12(3)

Page 22: Disclosure Slide

Preoperative NYHA ClassPreoperative NYHA Class

NYHA Class AVR High (N=435)

N (%)

I 89(20)

II 167(38)

III 120(28)

IV 26(6)

Unknown/Missing 34(8)

Page 23: Disclosure Slide

Clinical Conditions Causing Clinical Conditions Causing “High Risk” Status in AVR Patients“High Risk” Status in AVR Patients

Condition Number % AVR High Risk

Atrial Fibrillation 19 4.4

Ejection Fraction < 30% 17 3.9

LA Diameter > 50mm 44 10.1

Echo Contrasts 3 0.7

Ventricular Aneurysm 4 0.9

Neurologic Events 21 4.8

Estrogen Therapy 6 1.4

Clinical Factors Only 137 31.3

Laboratory Errors 3 0.7

Enrollment Errors 8 1.8

Page 24: Disclosure Slide

Abnormal Laboratory Test ResultsAbnormal Laboratory Test ResultsTest Number Percent of

AVR High Risk

Factor V Leiden 10 2.3

Prothrombin Mutation 7 1.6

AT III Activity 59 13.6

Protein C 21 4.8

Protein S 6 1.4

Factor VIII 4 0.9

Aspirin Response 169 38.8

Clopidogrel Response 107 24.6

Multiple Causes 98 22.4

Lab Test Only 289 66.0

Patients with only laboratory high risk criteria.

Page 25: Disclosure Slide

Comparisons of AVR High Risk Comparisons of AVR High Risk Groups – Native PathologyGroups – Native Pathology

Etiology AVR High Risk p-value

Control - N (%) Test - N (%)

Rheumatic 3 (2) 3 (2) 0.712

Calcific 130 (68) 122 (66) 0.763

Congenital 72 (38) 68 (37) 0.926

Endocarditis 5 (3) 8 (4) 0.806

Degenerative 32 (17) 31 (17) 0.891

Prosthetic Valve Dysfunction

8 (4) 7 (4) 0.792

Other 12 (6) 12 (6) 0.828

Page 26: Disclosure Slide

Comparisons of AVR High Risk Comparisons of AVR High Risk Groups – Valve LesionGroups – Valve Lesion

Lesion AVR High Risk p-value

Control - N (%) Test - N (%)

Stenosis 97 (51) 94 (51) 0.918

Regurgitation 34 (18) 46 (25) 0.127

Mixed 53 (28) 40 (22) 0.222

Other 5 (3) 4 (2) 0.773

Page 27: Disclosure Slide

Comparisons of AVR High Risk Comparisons of AVR High Risk Groups – NYHA ClassificationGroups – NYHA Classification

NYHA Class AVR High Risk

Control - N (%) Test - N (%)

I 36 (19) 40 (22)

II 73 (38) 72 (39)

III 51 (27) 49 (26)

IV 16 (8) 7 (4)

Unknown 14 (7) 17 (9)

p-value by Chi Square test = 0.406.

Page 28: Disclosure Slide

Comparisons of AVR High Risk Comparisons of AVR High Risk Groups – Clinical Risk FactorsGroups – Clinical Risk Factors

Risk Factor AVR High Risk p-value

Control - N (%) Test - N (%)

Atrial Fibrillation 11 (6) 3 (2) 0.088

Ejection Fraction < 30% 7 (4) 9 (5) 0.827

Estrogen Therapy 2 (1) 4 (2) 0.710

Left Atrial Diameter > 50mm 22 (12) 19 (10) 0.436

Neurological Events 9 (6) 6 (3) 0.469

Spontaneous Echo Contrasts 2 (1) 0 (0) 0.525

Ventricular Aneurysm 1 (0.5) 1 (0.5) 0.464

Page 29: Disclosure Slide

Comparisons of AVR High Risk Comparisons of AVR High Risk Groups – Laboratory TestsGroups – Laboratory Tests

Laboratory Test AVR High Risk p-value

Control - N (%) Test - N (%)

AT-III Activity 24 (13) 29 (16) 0.497

Factor VIII Activity 1 (0.5) 2 (1) 0.604

Factor V Leiden Mutation 3 (2) 6 (3) 0.772

Protein C Activity 9 (5) 10 (5) 0.813

Prothrombin Mutation 3 (2) 4 (2) 0.712

Protein S Activity 3 (2) 3 (2) 0.712

P2Y12 Inhibition 52 (27) 42 (23) 0.438

Urine Thromboxane 69 (36) 85 (46) 0.062

Page 30: Disclosure Slide

Home INR ComplianceHome INR CompliancePatients testing and reporting by groupPatients testing and reporting by group

Initial Reporting

AVR High Control – 91.6% Test – 91.9%

Current Reporting

AVR High Control – 88.3% Test – 87.6%

Page 31: Disclosure Slide

Home INR ResultsHome INR ResultsHigh Risk AVR Groups

(p<0.0001)

Target INR

Control N=174

2.0-3.0

Test N=171

1.5-2.0

Mean INR 2.49 1.89

Stdev 0.63 0.50

Low (< 2.0) 15.5%

(2.5% <1.5)

11.9%

In Range 70.0% 68.4%

High (> 3.0) 14.5% 25.7%

(3.1% >3.0)

Total Readings 13482 12901

Total INR readings 26,383

Page 32: Disclosure Slide

INR Distribution High Risk AVRINR Distribution High Risk AVR

Page 33: Disclosure Slide

Randomized Patients and YearsRandomized Patients and Years

Type Group Patients Mean Yrs

Follow-up

Patient Years

AVR High All 375 1.60 598.4

Test 185 1.56 288.8

Control 190 1.63 310.6

Page 34: Disclosure Slide

Pre-Randomization Events AVR High Risk (435)N Rate (%)

Peri-operative Bleed 35 8.05Major Bleed 10 2.30Minor Bleed 7 1.61Total Bleed 52 11.95

Intra-operative TE 1 0.23Stroke 3 0.69

TIA 1 0.23Neurologic Event 5 1.15

Peripheral TE 0 0.00Thrombosis 0 0.00Major Event

(Major bleed, stroke, thrombosis)13 2.99

All Above Events (except operation related) 21 4.83

All Events 57 13.10Sudden Death 2 0.46

Valve-related death (incl. sudden) 3 0.69Total Mortality 8 1.84

Page 35: Disclosure Slide

Patients Withdrawn After RandomizationPatients Withdrawn After Randomization

Reason AVR High Risk

Test Control

Adverse event exclusion 1 0

Death 6 4

Patient withdrawal 5 3

Physician withdrawal 5 0

Lost to follow-up 5 2

Unknown 1 0

Page 36: Disclosure Slide

AVR High Risk EventsAVR High Risk EventsAfter Randomization (Intent to Treat)After Randomization (Intent to Treat)

Event Control (ptyr = 310.6)

Test (ptyr = 288.8)

Rate Ratio 95% CI P-value

N Rate (%/ptyr) N Rate (%/ptyr) (control/test)

Major Bleed 13 4.19 8 2.77 1.51 0.58-4.21 0.355Minor Bleed 15 4.83 9 3.12 1.55 0.64-4.02 0.295Total Bleed 28 9.01 17 5.89 1.53 0.81-2.98 0.162

Stroke 1 0.32 4 1.39 0.23 0.005-2.35 0.155TIA 2 0.64 5 1.73 0.37 0.04-2.27 0.218

Neurologic Event 3 0.97 9 3.12 0.31 0.05-1.24 0.063Peripheral TE 1 0.32 2 0.69 0.46 0.01-8.93 0.522Thrombosis 0 0.00 0 0.00 - - -Major Event

(Major bleed, stroke, thrombosis)

14 4.51 12 4.16 1.08 0.47-2.57 0.836

All Above Events 32 10.30 29 10.04 1.03 0.60-1.76 0.920Sudden Death 1 0.32 1 0.35 0.93 0.01-72.99 0.959

Valve-related death (incl. sudden)

1 0.32 4 1.39 0.15 0.005-2.35 0.155

Total Mortality 4 1.29 6 2.08 0.62 0.13-2.61 0.454

Page 37: Disclosure Slide

AVR High Risk Bleeding and TE Comparisons AVR High Risk Bleeding and TE Comparisons Intent to Treat vs. Per ProtocolIntent to Treat vs. Per Protocol

Event Intent to Treat Per Protocol

Control Test Control Test

n %/ptyr n %/ptyr n %/ptyr n %/ptyr

Major Bleed 13 4.19 8 2.77 2 0.92 3 1.52

Minor Bleed 15 4.83 9 3.12 4 1.84 3 1.52

Total Bleed 28 9.01 17 5.89 6 2.76 6 3.04

CVA 1 0.32 4 1.39 1 0.46 0 0.00

TIA 2 0.64 5 1.73 0 0.00 2 1.01

Peripheral Embolism

1 0.32 2 0.69 1 0.46 1 0.51

All TE 4 1.29 11 3.81 2 0.92 3 1.52

Major Events 14 4.51 12 4.16 3 1.38 3 1.52

All Events 32 10.30 29 10.04 8 3.68 9 4.56

Page 38: Disclosure Slide

INR Status Among High Risk AVR PatientsINR Status Among High Risk AVR Patients

High Risk AVR Control

Bleed 15/29 (51.7%) Above

Target Average 3.3

Major Bleed 9/13 (69.2%) Above Target Average 4.3

TE 1/4 (25%) Below Target Average 2.5

CVA 1 at 2.0 INR

High Risk AVR Test

Bleed 9/17 (52.9%) Above Target Average 2.8

Major Bleed 5/7 (71.4%) Above Target Average 3.5

TE 6/11 (54.6%) Below Target Average 1.6

CVA 3/4 (75%) Below Target Average 1.5

Page 39: Disclosure Slide

Interim Adverse Event Analyses--SummaryInterim Adverse Event Analyses--Summary

No significant differences to date in either bleeding or TE

Non-inferiority hypothesis supported Comparison of intent to treat and per

protocol results illustrates importance of anticoagulation within target range.

Bleeding events more common than TE Potential benefit from reducing INR

Page 40: Disclosure Slide

ConclusionsConclusions

PROACT trial interim results from the High Risk AVR group suggest that lower target INR may be associated with lower incidence of bleeding events.

Longer follow-up in this ongoing trial will reveal whether this lower risk of bleeding comes at an acceptable risk of TE events.

Tight INR control important to limit adverse events.


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