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DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 30 YR U.S. TREASURY BOND FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 180 | | | | | | | | | | | 448| | | | NOMURA SECURITIES INTER |H| | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 213 | | | | | | | | | | | 0| | | | DT TRADING |C| | | | | | | | | | 5| | | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | | | | 0| | | | | | | GOLDMAN SACHS & CO. LLC |C| | | | | | | 18| | | | | | | ____________________________________________________________________________________________________________________________________________________ 350 | | 8774 | | | | | | | | | | | | | GOLDMAN SACHS & CO. LLC |H| 0 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 355 | | 1642 | | | | | | 0| | | | | | | CREDIT SUISSE SECURITIE |C| 4113 | | | | | | 1741| | | | | | | ____________________________________________________________________________________________________________________________________________________ 365 | | | | | 0| | | | | | | | | | ED&F MAN CAPITAL MARKET |C| | | | 833| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | | | | | | | 0| | | 0| | | | CITIGROUP GLOBAL MARKET |C| | | | | | | 694| | | 443| | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | | | | 0| | | | | | | BNP PARIBAS SECURITIES |C| | | | | | | 510| | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 0 | | | | | | | | | | | | | MERRILL LYNCH, PIERCE, |C| 10000 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 3697 | | | | | | 3063| | | | | | | MERRILL LYNCH, PIERCE, |H| 0 | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________
Transcript

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 30 YR U.S. TREASURY BOND FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 180 | | | | | | | | | | | 448| | | | NOMURA SECURITIES INTER |H| | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 213 | | | | | | | | | | | 0| | | | DT TRADING |C| | | | | | | | | | 5| | | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | | | | 0| | | | | | | GOLDMAN SACHS & CO. LLC |C| | | | | | | 18| | | | | | | ____________________________________________________________________________________________________________________________________________________ 350 | | 8774 | | | | | | | | | | | | | GOLDMAN SACHS & CO. LLC |H| 0 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 355 | | 1642 | | | | | | 0| | | | | | | CREDIT SUISSE SECURITIE |C| 4113 | | | | | | 1741| | | | | | | ____________________________________________________________________________________________________________________________________________________ 365 | | | | | 0| | | | | | | | | | ED&F MAN CAPITAL MARKET |C| | | | 833| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | | | | | | | 0| | | 0| | | | CITIGROUP GLOBAL MARKET |C| | | | | | | 694| | | 443| | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | | | | 0| | | | | | | BNP PARIBAS SECURITIES |C| | | | | | | 510| | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 0 | | | | | | | | | | | | | MERRILL LYNCH, PIERCE, |C| 10000 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 3697 | | | | | | 3063| | | | | | | MERRILL LYNCH, PIERCE, |H| 0 | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 30 YR U.S. TREASURY BOND FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | 833| | | | | | | | | | J.P. MORGAN SECURITIES |C| | | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 873 | | | | | | | | 0| | | | | | | RONIN CAPITAL, LLC |H| | | | | | | 100| | | | | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 14113 | | | 833| | | 3063| | | 448| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 10Y TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 092 | | 0 | | | | | | 0| | | 0| | | | DEUTSCHE BANK SECURITIE |C| 1 | | | | | | 1200| | | 309| | | | ____________________________________________________________________________________________________________________________________________________ 180 | | 4885 | | | | | | | | | | | | | NOMURA SECURITIES INTER |H| 153 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 199 | | | | | | | | | | | 196| | | | GELBER GROUP, LLC |H| | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | | | | | | | 3486| | | | GOLDMAN SACHS & CO. LLC |C| | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 350 | | 8973 | | | 1732| | | 4886| | | | | | | GOLDMAN SACHS & CO. LLC |H| 0 | | | 0| | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 355 | | 10164 | | | | | | | | | 1| | | | CREDIT SUISSE SECURITIE |C| 11155 | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 365 | | 0 | | | | | | | | | | | | | ED&F MAN CAPITAL MARKET |C| 1824 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | | | | | | | 0| | | 9422| | | | CITIGROUP GLOBAL MARKET |C| | | | | | | 861| | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 385 | | 0 | | | | | | | | | | | | | WEDBUSH SECURITIES INC. |C| 1 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | | | | 0| | | | | | | BNP PARIBAS SECURITIES |C| | | | | | | 3050| | | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 10Y TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 560 | | 0 | | | | | | | | | 0| | | | MERRILL LYNCH, PIERCE, |C| 5452 | | | | | | | | | 20095| | | | ____________________________________________________________________________________________________________________________________________________ 560 | | | | | 649| | | 825| | | 4375| | | | MERRILL LYNCH, PIERCE, |H| | | | 0| | | 0| | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | 0| | | | | | 8299| | | | J.P. MORGAN SECURITIES |C| | | | 1374| | | | | | 9| | | | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | | | | | | | 9| | | | J.P. MORGAN SECURITIES |H| | | | | | | | | | 9| | | | ____________________________________________________________________________________________________________________________________________________ 709 | | 0 | | | 0| | | | | | 2| | | | BARCLAYS CAPITAL INC. |C| 2754 | | | 576| | | | | | 2| | | | ____________________________________________________________________________________________________________________________________________________ 714 | | | | | | | | | | | 6| | | | SG AMERICAS SECURITIES, |C| | | | | | | | | | 6| | | | ____________________________________________________________________________________________________________________________________________________ 825 | | | | | | | | 0| | | 9| | | | PTG DIVISION OF SG AMER |C| | | | | | | 100| | | 5745| | | | ____________________________________________________________________________________________________________________________________________________ 845 | | | | | | | | | | | 20| | | | GOLDMAN SACHS CLEARING |C| | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 873 | | 0 | | | 0| | | 0| | | 350| | | | RONIN CAPITAL, LLC |H| 2682 | | | 431| | | 500| | | 0| | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 24022 | | | 2381| | | 5711| | | 26175| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 5 YR TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 092 | | 1 | | | | | | | | | | | | | DEUTSCHE BANK SECURITIE |C| 0 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 092 | | | | | 0| | | | | | 17600| | | | DEUTSCHE BANK SECURITIE |H| | | | 308| | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 118 | | | | | | | | 1| | | | | | | MACQUARIE FUTURES USA L |H| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 159 | | | | | 28| | | | | | | | | | ED&F MAN CAPITAL MARKET |C| | | | 28| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 190 | | | | | 0| | | | | | | | | | BMO CAPITAL MARKETS COR |H| | | | 30| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 197 | | | | | | | | | | | 0| | | | UBS SECURITIES LLC |C| | | | | | | | | | 1553| | | | ____________________________________________________________________________________________________________________________________________________ 199 | | | | | | | | | | | 235| | | | GELBER GROUP, LLC |H| | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | 0| | | 0| | | 0| | | | GOLDMAN SACHS & CO. LLC |C| | | | 25| | | 150| | | 503| | | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | 15286| | | 14689| | | 41537| | | | GOLDMAN SACHS & CO. LLC |H| | | | 0| | | 0| | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 355 | | 0 | | | | | | 7913| | | | | | | CREDIT SUISSE SECURITIE |C| 5479 | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 5 YR TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 363 | | 18402 | | | 0| | | | | | | | | | WELLS FARGO SECURITIES |H| 0 | | | 5003| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 365 | | 0 | | | 0| | | | | | 0| | | | ED&F MAN CAPITAL MARKET |C| 190 | | | 6117| | | | | | 366| | | | ____________________________________________________________________________________________________________________________________________________ 370 | | 0 | | | 0| | | 0| | | 100| | | | CITIGROUP GLOBAL MARKET |C| 7065 | | | 7120| | | 15463| | | 48209| | | | ____________________________________________________________________________________________________________________________________________________ 385 | | 348 | | | 66| | | 8| | | 0| | | | WEDBUSH SECURITIES INC. |C| 0 | | | 16| | | 8| | | 234| | | | ____________________________________________________________________________________________________________________________________________________ 401 | | | | | | | | | | | 0| | | | NATWEST MARKETS PLC |H| | | | | | | | | | 100| | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | | | | | | | 0| | | | BNP PARIBAS SECURITIES |H| | | | | | | | | | 1401| | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 0 | | | | | | 0| | | 5| | | | MERRILL LYNCH, PIERCE, |C| 578 | | | | | | 9000| | | 1720| | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 1320 | | | 3009| | | 8063| | | 12847| | | | MERRILL LYNCH, PIERCE, |H| 0 | | | 0| | | 0| | | 3171| | | | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | 0| | | 0| | | 0| | | | J.P. MORGAN SECURITIES |C| | | | 977| | | 4086| | | 8303| | | | ____________________________________________________________________________________________________________________________________________________ 660 | | 0 | | | | | | | | | 100| | | | J.P. MORGAN SECURITIES |H| 1 | | | | | | | | | 100| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 5 YR TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 690 | | | | | | | | 0| | | 0| | | | ABN AMRO CLEARING CHICA |C| | | | | | | 736| | | 2427| | | | ____________________________________________________________________________________________________________________________________________________ 709 | | | | | | | | 0| | | 0| | | | BARCLAYS CAPITAL INC. |C| | | | | | | 1207| | | 11658| | | | ____________________________________________________________________________________________________________________________________________________ 709 | | | | | 2565| | | | | | 0| | | | BARCLAYS CAPITAL INC. |H| | | | 30| | | | | | 98| | | | ____________________________________________________________________________________________________________________________________________________ 714 | | | | | 1| | | | | | | | | | SG AMERICAS SECURITIES, |H| | | | 1| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 732 | | | | | | | | | | | 0| | | | RBC CAPITAL MARKETS LLC |H| | | | | | | | | | 50| | | | ____________________________________________________________________________________________________________________________________________________ 800 | | | | | 0| | | | | | | | | | ROSENTHAL COLLINS GROUP |H| | | | 61| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 825 | | 0 | | | 0| | | | | | | | | | PTG DIVISION OF SG AMER |C| 1368 | | | 219| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 845 | | | | | | | | 0| | | | | | | GOLDMAN SACHS CLEARING |C| | | | | | | 24| | | | | | | ____________________________________________________________________________________________________________________________________________________ 873 | | 0 | | | 0| | | | | | 7635| | | | RONIN CAPITAL, LLC |H| 5390 | | | 1020| | | | | | 166| | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 20071 | | | 20955| | | 30674| | | 80059| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 2 YEAR TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 092 | | | | | | | | | | | 6| | | | DEUTSCHE BANK SECURITIE |C| | | | | | | | | | 6| | | | ____________________________________________________________________________________________________________________________________________________ 092 | | | | | | | | 4250| | | | | | | DEUTSCHE BANK SECURITIE |H| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 104 | | | | | | | | | | | 595| | | | MIZUHO SECURITIES USA L |H| | | | | | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 118 | | | | | | | | 0| | | | | | | MACQUARIE FUTURES USA L |H| | | | | | | 1| | | | | | | ____________________________________________________________________________________________________________________________________________________ 150 | | | | | | | | 2| | | | | | | DORMAN TRADING, LLC |C| | | | | | | 2| | | | | | | ____________________________________________________________________________________________________________________________________________________ 197 | | | | | | | | | | | 0| | | | UBS SECURITIES LLC |C| | | | | | | | | | 11080| | | | ____________________________________________________________________________________________________________________________________________________ 209 | | | | | | | | 182| | | | | | | DIV OF BNP PARIBAS BRKG |C| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 264 | | | | | | | | 0| | | | | | | CREDIT SUISSE INTERNATI |H| | | | | | | 5| | | | | | | ____________________________________________________________________________________________________________________________________________________ 350 | | 0 | | | 0| | | 190| | | 177| | | | GOLDMAN SACHS & CO. LLC |C| 595 | | | 857| | | 447| | | 181| | | | ____________________________________________________________________________________________________________________________________________________ 350 | | 3 | | | 168| | | | | | 4776| | | | GOLDMAN SACHS & CO. LLC |H| 0 | | | 0| | | | | | 0| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 2 YEAR TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 355 | | | | | | | | 134| | | 0| | | | CREDIT SUISSE SECURITIE |C| | | | | | | 1644| | | 48| | | | ____________________________________________________________________________________________________________________________________________________ 363 | | | | | | | | 1| | | | | | | WELLS FARGO SECURITIES |C| | | | | | | 1| | | | | | | ____________________________________________________________________________________________________________________________________________________ 365 | | 0 | | | | | | 4026| | | 0| | | | ED&F MAN CAPITAL MARKET |C| 1482 | | | | | | 0| | | 4| | | | ____________________________________________________________________________________________________________________________________________________ 370 | | | | | | | | 2| | | | | | | CITIGROUP GLOBAL MARKET |C| | | | | | | 5705| | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | | | | | | | 2716| | | | | | | CITIGROUP GLOBAL MARKET |H| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 385 | | | | | 1840| | | 627| | | 250| | | | WEDBUSH SECURITIES INC. |C| | | | 130| | | 0| | | 318| | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | | | | 656| | | | | | | BNP PARIBAS SECURITIES |C| | | | | | | 838| | | | | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | 0| | | 108| | | | | | | BNP PARIBAS SECURITIES |H| | | | 24116| | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | | | | 2566| | | 50| | | 0| | | | MERRILL LYNCH, PIERCE, |C| | | | 0| | | 718| | | 11| | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 233 | | | 1901| | | 1789| | | 1926| | | | MERRILL LYNCH, PIERCE, |H| 0 | | | 0| | | 646| | | 323| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 2 YEAR TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 617 | | | | | | | | 0| | | | | | | MORGAN STANLEY & CO. LL |C| | | | | | | 16| | | | | | | ____________________________________________________________________________________________________________________________________________________ 617 | | | | | 14| | | 16| | | | | | | MORGAN STANLEY & CO. LL |H| | | | 14| | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | 600| | | 5753| | | 3249| | | | J.P. MORGAN SECURITIES |C| | | | 0| | | 4241| | | 192| | | | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | | | | 60| | | | | | | J.P. MORGAN SECURITIES |H| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 690 | | | | | | | | 565| | | | | | | ABN AMRO CLEARING CHICA |C| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 709 | | 2473 | | | 4746| | | 359| | | | | | | BARCLAYS CAPITAL INC. |C| 0 | | | 0| | | 5725| | | | | | | ____________________________________________________________________________________________________________________________________________________ 714 | | | | | | | | | | | 140| | | | SG AMERICAS SECURITIES, |C| | | | | | | | | | 140| | | | ____________________________________________________________________________________________________________________________________________________ 714 | | | | | 1| | | 0| | | | | | | SG AMERICAS SECURITIES, |H| | | | 1| | | 400| | | | | | | ____________________________________________________________________________________________________________________________________________________ 732 | | 0 | | | 11592| | | 3930| | | | | | | RBC CAPITAL MARKETS LLC |H| 632 | | | 0| | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | | | | | | | | | | 28| | | | ROSENTHAL COLLINS GROUP |C| | | | | | | | | | 28| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: 2 YEAR TREASURY NOTE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 873 | | | | | 1778| | | 0| | | 2059| | | | RONIN CAPITAL, LLC |H| | | | 88| | | 5027| | | 875| | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 2709 | | | 25206| | | 25416| | | 13206| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: ULTRA 10-YEAR U S TREASURY NOTE FUT | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | 0| | | | | | | | | | GOLDMAN SACHS & CO. LLC |C| | | | 121| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | 925| | | | | | | | | | GOLDMAN SACHS & CO. LLC |H| | | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 355 | | | | | 2577| | | | | | | | | | CREDIT SUISSE SECURITIE |C| | | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | | | | 0| | | 0| | | 0| | | | CITIGROUP GLOBAL MARKET |C| | | | 622| | | 1986| | | 1343| | | | ____________________________________________________________________________________________________________________________________________________ 385 | | | | | 26| | | 146| | | | | | | WEDBUSH SECURITIES INC. |C| | | | 0| | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 415 | | | | | | | | 0| | | | | | | NATWEST MARKETS SECURIT |H| | | | | | | 1149| | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | | | | 0| | | | | | | | | | MERRILL LYNCH, PIERCE, |C| | | | 344| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | | | | 0| | | 1962| | | 1343| | | | MERRILL LYNCH, PIERCE, |H| | | | 1895| | | 0| | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 617 | | | | | 0| | | | | | | | | | MORGAN STANLEY & CO. LL |H| | | | 243| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 873 | | | | | 0| | | 1027| | | | | | | RONIN CAPITAL, LLC |H| | | | 303| | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: LONG TERM U.S. TREASURY BOND FUTURE | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ TOTALS: | | | | 3528| | | 3135| | | 1343| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: LONG TERM U.S. TREASURY BOND FUTURE | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 197 | | | | | | | | 94| | | | | | | UBS SECURITIES LLC |H| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 323 | | | | | | | | 70| | | | | | | HSBC SECURITIES (USA) I |H| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 350 | | 0 | | | | | | 350| | | | | | | GOLDMAN SACHS & CO. LLC |C| 4170 | | | | | | 1164| | | | | | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | | | | 5884| | | | | | | GOLDMAN SACHS & CO. LLC |H| | | | | | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 355 | | 5000 | | | 7023| | | 391| | | 888| | | | CREDIT SUISSE SECURITIE |C| 0 | | | 1976| | | 2133| | | 0| | | | ____________________________________________________________________________________________________________________________________________________ 365 | | 0 | | | 0| | | 656| | | | | | | ED&F MAN CAPITAL MARKET |C| 753 | | | 2221| | | 0| | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | | | | | | | 0| | | 0| | | | CITIGROUP GLOBAL MARKET |C| | | | | | | 1254| | | 6378| | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | 0| | | | | | | | | | BNP PARIBAS SECURITIES |H| | | | 326| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 0 | | | 0| | | 0| | | | | | | MERRILL LYNCH, PIERCE, |C| 3877 | | | 2500| | | 5418| | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 3800 | | | | | | 3808| | | 1401| | | | MERRILL LYNCH, PIERCE, |H| 0 | | | | | | 0| | | 12| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: FINANCIAL PRODUCT: LONG TERM U.S. TREASURY BOND FUTURE | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | | | | 0| | | 4102| | | | J.P. MORGAN SECURITIES |C| | | | | | | 5| | | 1| | | | ____________________________________________________________________________________________________________________________________________________ 709 | | | | | | | | 709| | | | | | | BARCLAYS CAPITAL INC. |C| | | | | | | 1952| | | | | | | ____________________________________________________________________________________________________________________________________________________ 709 | | | | | | | | | | | 9| | | | BARCLAYS CAPITAL INC. |H| | | | | | | | | | 9| | | | ____________________________________________________________________________________________________________________________________________________ 714 | | | | | | | | 36| | | | | | | SG AMERICAS SECURITIES, |H| | | | | | | 36| | | | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | | | | | | | 0| | | | | | | ROSENTHAL COLLINS GROUP |H| | | | | | | 6| | | | | | | ____________________________________________________________________________________________________________________________________________________ 905 | | | | | | | | 0| | | | | | | ADM INVESTOR SERVICES, |C| | | | | | | 30| | | | | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 8800 | | | 7023| | | 11998| | | 6400| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN MEAL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 039 | | | 27 | | | | | | | | | 1| | | CHS HEDGING, LLC |C| | 27 | | | | | | | | | 1| | | ____________________________________________________________________________________________________________________________________________________ 080 | | | | | 127| | | | | 2| | 0| | | BUNGE CHICAGO, INC |H| | | | 127| | | | | 2| | 211| | | ____________________________________________________________________________________________________________________________________________________ 100 | | | 84 | | 24| | | | | | | | | | CENTURY GROUP |C| | 84 | | 24| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 125 | | 16 | 3 | | | | | | | | 20| | | | ABN CLEARING CHICAGO |C| 16 | 3 | | | | | | | | 20| | | | ____________________________________________________________________________________________________________________________________________________ 135 | | | | | | | | | | 10| | 125| | | RAND FINANCIAL |C| | | | | | | | | 10| | 125| | | ____________________________________________________________________________________________________________________________________________________ 140 | | 416 | 718 | | 63| | 24| | | 22| 22| 315| | | E.M. COMBS & SON DIV OF |C| 621 | 728 | | 87| | 0| | | 22| 311| 26| | | ____________________________________________________________________________________________________________________________________________________ 150 | | 41 | 2 | | 0| | 70| | | | | | | | DORMAN TRADING, LLC |C| 1 | 2 | | 70| | 0| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 159 | | 404 | 172 | | 12| | | | | | | 77| | | ED&F MAN CAPITAL MARKET |C| 404 | 172 | | 12| | | | | | | 77| | | ____________________________________________________________________________________________________________________________________________________ 210 | | 126 | | | | | | | | | | | | | TERM COMMODITIES INC |H| 126 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 213 | | | 2 | | | | | | | | | 1| | | DT TRADING |C| | 2 | | | | | | | | | 1| | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN MEAL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 314 | | 486 | 123 | | 58| | | | | | 3| 48| | | SHATKIN ARBOR LLC |C| 486 | 125 | | 58| | | | | | 3| 48| | | ____________________________________________________________________________________________________________________________________________________ 350 | | | | | | | | | | | | 0| | | GOLDMAN SACHS & CO. LLC |C| | | | | | | | | | | 44| | | ____________________________________________________________________________________________________________________________________________________ 405 | | 9 | 28 | | 190| | 52| | | 50| 2| 340| | | INTL FCSTONE FINANCIAL |C| 7 | 87 | | 181| | 52| | | 50| 2| 340| | | ____________________________________________________________________________________________________________________________________________________ 660 | | 10 | | | 0| | 4| | | | 0| 0| | | J.P. MORGAN SECURITIES |C| 10 | | | 4| | 0| | | | 4| 5| | | ____________________________________________________________________________________________________________________________________________________ 685 | | 24 | 5 | | | | | | | | 4| 26| | | R.J.O'BRIEN & ASSOCIATE |C| 24 | 5 | | | | | | | | 4| 26| | | ____________________________________________________________________________________________________________________________________________________ 690 | | | 295 | | 323| | 0| | | 0| 1| 209| | | ABN AMRO CLEARING CHICA |C| | 295 | | 323| | 126| | | 1| 7| 202| | | ____________________________________________________________________________________________________________________________________________________ 714 | | 17 | 168 | | 0| | 2| | | | 61| 1| | | SG AMERICAS SECURITIES, |C| 17 | 168 | | 24| | 63| | | | 0| 1| | | ____________________________________________________________________________________________________________________________________________________ 737 | | 95 | 265 | | 48| | | | | | | | | | ADVANTAGE FUTURES,LLC |C| 115 | 245 | | 48| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | 26 | 7 | | 7| | 50| | | | 141| 127| | | ROSENTHAL COLLINS GROUP |C| 26 | 7 | | 7| | 50| | | | 141| 127| | | ____________________________________________________________________________________________________________________________________________________ 878 | | 105 | 113 | | | | | | | | | | | | PHILLIP CAPITAL INC |C| 105 | 113 | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN MEAL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 895 | | 0 | 52 | | 0| | 28| | | 0| 49| | | | CUNNINGHAM COMMODITIES, |C| 51 | 1 | | 28| | 0| | | 49| 0| | | | ____________________________________________________________________________________________________________________________________________________ 905 | | | 9 | | | | | | | 50| 114| 43| | | ADM INVESTOR SERVICES, |C| | 9 | | | | | | | 0| 14| 79| | | ____________________________________________________________________________________________________________________________________________________ 905 | | 234 | | | 141| | 61| | | | 89| | | | ADM INVESTOR SERVICES, |H| 0 | | | 0| | 0| | | | 0| | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 2009 | 2073 | | 993| | 291| | | 134| 506| 1313| | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN OIL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 080 | | | | | 1100| | | | | | | | | | BUNGE CHICAGO, INC |H| | | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 100 | | 2 | | | | | | | | | | | | | CENTURY GROUP |C| 2 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 104 | | | | | | | | | | | | 14| | | MIZUHO SECURITIES USA L |C| | | | | | | | | | | 14| | | ____________________________________________________________________________________________________________________________________________________ 118 | | 115 | | | | | 180| | | | | | | | MACQUARIE FUTURES USA L |C| 115 | | | | | 180| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 125 | | | 8 | | 295| | | | 50| 19| | | | | ABN CLEARING CHICAGO |C| | 8 | | 295| | | | 50| 19| | | | | ____________________________________________________________________________________________________________________________________________________ 135 | | 117 | 214 | | 501| | 285| | 30| 573| 220| 821| | | RAND FINANCIAL |C| 430 | 233 | | 467| | 45| | 225| 270| 225| 893| | | ____________________________________________________________________________________________________________________________________________________ 135 | | | 40 | | | | | | | | | | | | RAND FINANCIAL |H| | 40 | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 140 | | 601 | 352 | | 572| | 526| | 1779| 1832| 956| 717| | | E.M. COMBS & SON DIV OF |C| 561 | 298 | | 809| | 588| | 1999| 1990| 849| 870| | | ____________________________________________________________________________________________________________________________________________________ 150 | | 50 | 10 | | 118| | | | 248| 392| 270| 222| | | DORMAN TRADING, LLC |C| 50 | 105 | | 23| | | | 418| 392| 500| 62| | | ____________________________________________________________________________________________________________________________________________________ 159 | | 90 | | | 584| | 117| | 905| 486| 467| 181| | | ED&F MAN CAPITAL MARKET |C| 90 | | | 584| | 117| | 928| 488| 442| 181| | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN OIL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 197 | | | | | | | | | | | 419| 290| | | UBS SECURITIES LLC |C| | | | | | | | | | 0| 0| | | ____________________________________________________________________________________________________________________________________________________ 210 | | | | | | | | | 270| | | | | | TERM COMMODITIES INC |H| | | | | | | | 0| | | | | | ____________________________________________________________________________________________________________________________________________________ 314 | | 38 | 36 | | 625| | 72| | 1338| 1485| 1000| 423| | | SHATKIN ARBOR LLC |C| 73 | 6 | | 625| | 72| | 1412| 1493| 1003| 383| | | ____________________________________________________________________________________________________________________________________________________ 330 | | | | | | | | | | 53| | | | | EAGLE MARKET MAKERS, IN |H| | | | | | | | | 53| | | | | ____________________________________________________________________________________________________________________________________________________ 365 | | | | | | | 8| | | | | | | | ED&F MAN CAPITAL MARKET |C| | | | | | 8| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 385 | | | 20 | | | | | | | 19| | | | | WEDBUSH SECURITIES INC. |C| | 20 | | | | | | | 19| | | | | ____________________________________________________________________________________________________________________________________________________ 405 | | 1 | 12 | | 8| | 1| | 259| 69| 0| 43| | | INTL FCSTONE FINANCIAL |C| 12 | 0 | | 331| | 2| | 0| 74| 10| 28| | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | | | | | | 0| 425| | | | BNP PARIBAS SECURITIES |C| | | | | | | | | 367| 425| | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | | | | | | 367| | | | | BNP PARIBAS SECURITIES |H| | | | | | | | | 0| | | | | ____________________________________________________________________________________________________________________________________________________ 660 | | 0 | 10 | | | | | | | 290| 185| | | | J.P. MORGAN SECURITIES |C| 366 | 10 | | | | | | | 290| 185| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN OIL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | | | | | | | 3| | | | J.P. MORGAN SECURITIES |H| | | | | | | | | | 3| | | | ____________________________________________________________________________________________________________________________________________________ 685 | | 0 | 30 | | 100| | 13| | 11| 3| 3| | | | R.J.O'BRIEN & ASSOCIATE |C| 10 | 30 | | 100| | 13| | 11| 3| 3| | | | ____________________________________________________________________________________________________________________________________________________ 690 | | | | | 68| | 24| | 2| 327| 0| 36| | | ABN AMRO CLEARING CHICA |C| | | | 92| | 0| | 2| 746| 290| 248| | | ____________________________________________________________________________________________________________________________________________________ 714 | | 8 | | | 212| | 7| | 818| | | 446| | | SG AMERICAS SECURITIES, |C| 8 | | | 212| | 7| | 818| | | 446| | | ____________________________________________________________________________________________________________________________________________________ 737 | | 24 | 4 | | 618| | 12| | 665| 193| 777| 230| | | ADVANTAGE FUTURES,LLC |C| 24 | 4 | | 618| | 12| | 665| 193| 777| 230| | | ____________________________________________________________________________________________________________________________________________________ 789 | | | | | | | | | 28| | | | | | PRIME TRADING, LLC - DI |C| | | | | | | | 28| | | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | 6 | | | 161| | 45| | 977| 182| | 808| | | ROSENTHAL COLLINS GROUP |C| 6 | | | 161| | 45| | 977| 182| | 808| | | ____________________________________________________________________________________________________________________________________________________ 800 | | | | | 20| | | | | | | | | | ROSENTHAL COLLINS GROUP |H| | | | 20| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 825 | | | | | 39| | | | | | | | | | PTG DIVISION OF SG AMER |C| | | | 39| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 845 | | | | | 2| | | | | | | | | | GOLDMAN SACHS CLEARING |C| | | | 2| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN OIL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 878 | | 8 | | | | | | | 1418| 796| | 299| | | PHILLIP CAPITAL INC |C| 8 | | | | | | | 1418| 796| | 299| | | ____________________________________________________________________________________________________________________________________________________ 895 | | 0 | 24 | | 10| | 84| | 388| 570| 779| 281| | | CUNNINGHAM COMMODITIES, |C| 24 | 10 | | 0| | 140| | 1035| 102| 971| 20| | | ____________________________________________________________________________________________________________________________________________________ 905 | | 808 | 4 | | 124| | 15| | 917| 347| 202| 0| | | ADM INVESTOR SERVICES, |C| 89 | 0 | | 779| | 160| | 117| 526| 23| 329| | | ____________________________________________________________________________________________________________________________________________________ 905 | | | | | 13| | | | | | | | | | ADM INVESTOR SERVICES, |H| | | | 13| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 1868 | 764 | | 5170| | 1389| | 10103| 8003| 5706| 4811| | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: ROUGH RICE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 102 | | | | | | | 4| | | | | | | | EFL FUTURES LIMITED |C| | | | | | 4| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 135 | | | 0 | | 189| | | | | | | | | | RAND FINANCIAL |C| | 215 | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 140 | | | 299 | | | | 75| | | | | | 2| | E.M. COMBS & SON DIV OF |C| | 290 | | | | 86| | | | | | 2| | ____________________________________________________________________________________________________________________________________________________ 159 | | | | | | | 20| | | | | | | | ED&F MAN CAPITAL MARKET |C| | | | | | 20| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 197 | | | 290 | | | | | | | | | | | | UBS SECURITIES LLC |C| | 0 | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 314 | | | 95 | | | | 22| | | | | | | | SHATKIN ARBOR LLC |C| | 89 | | | | 36| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 385 | | | 6 | | 276| | | | 74| | | | 68| | WEDBUSH SECURITIES INC. |C| | 0 | | 0| | | | 0| | | | 0| | ____________________________________________________________________________________________________________________________________________________ 405 | | | 338 | | 89| | | | | | | | | | INTL FCSTONE FINANCIAL |C| | 172 | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 617 | | | 0 | | | | | | 0| | | | 55| | MORGAN STANLEY & CO. LL |C| | 131 | | | | | | 400| | | | 100| | ____________________________________________________________________________________________________________________________________________________ 685 | | | 102 | | 78| | 311| | 504| | 36| | 81| | R.J.O'BRIEN & ASSOCIATE |C| | 139 | | 707| | 268| | 246| | 30| | 84| | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: ROUGH RICE FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 714 | | | 0 | | 400| | 76| | | | | | | | SG AMERICAS SECURITIES, |C| | 310 | | 0| | 76| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 895 | | | 19 | | 66| | 0| | 4| | | | | | CUNNINGHAM COMMODITIES, |C| | 0 | | 0| | 4| | 0| | | | | | ____________________________________________________________________________________________________________________________________________________ 905 | | | 4 | | 50| | 8| | | | 0| | 0| | ADM INVESTOR SERVICES, |C| | 4 | | 50| | 8| | | | 6| | 6| | ____________________________________________________________________________________________________________________________________________________ 905 | | | 197 | | 7| | 0| | 64| | | | 0| | ADM INVESTOR SERVICES, |H| | 0 | | 398| | 14| | 0| | | | 14| | ____________________________________________________________________________________________________________________________________________________ TOTALS: | | 1350 | | 1155| | 516| | 646| | 36| | 206| |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: CORN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 039 | | 69 | | | | | | | 3| | 3| | | | CHS HEDGING, LLC |C| 69 | | | | | | | 3| | 3| | | | ____________________________________________________________________________________________________________________________________________________ 080 | | | | | | | 4| | | | | | | | BUNGE CHICAGO, INC |H| | | | | | 4| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 100 | | 329 | | | | | 77| | 211| | 40| | | | CENTURY GROUP |C| 329 | | | | | 77| | 211| | 40| | | | ____________________________________________________________________________________________________________________________________________________ 118 | | 1 | | | | | | | 40| | | | | | MACQUARIE FUTURES USA L |C| 1 | | | | | | | 40| | | | | | ____________________________________________________________________________________________________________________________________________________ 125 | | 13 | | | | | 12| | 12| | | | | | ABN CLEARING CHICAGO |C| 13 | | | | | 12| | 12| | | | | | ____________________________________________________________________________________________________________________________________________________ 135 | | 2 | | | | | 108| | 3| | 13| | | | RAND FINANCIAL |C| 2 | | | | | 108| | 16| | 0| | | | ____________________________________________________________________________________________________________________________________________________ 135 | | 0 | | | 7| | 10| | 0| | 31| | | | RAND FINANCIAL |H| 81 | | | 75| | 0| | 66| | 0| | | | ____________________________________________________________________________________________________________________________________________________ 140 | | 451 | | | 5| | 160| | 379| | 38| | | | E.M. COMBS & SON DIV OF |C| 451 | | | 5| | 160| | 379| | 40| | | | ____________________________________________________________________________________________________________________________________________________ 150 | | 24 | | | | | | | | | | | | | DORMAN TRADING, LLC |C| 24 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 159 | | 576 | | | 305| | 518| | 152| | 4| | | | ED&F MAN CAPITAL MARKET |C| 576 | | | 305| | 518| | 152| | 4| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: CORN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 210 | | 307 | | | 24| | 555| | | | | | | | TERM COMMODITIES INC |H| 220 | | | 579| | 0| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 314 | | 263 | | | | | 47| | 240| | 2| | | | SHATKIN ARBOR LLC |C| 263 | | | | | 47| | 240| | 2| | | | ____________________________________________________________________________________________________________________________________________________ 330 | | | | | 1| | | | | | | | | | EAGLE MARKET MAKERS, IN |H| | | | 1| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 350 | | 60 | | | | | | | | | | | | | GOLDMAN SACHS & CO. LLC |C| 60 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 363 | | 0 | | | 610| | 63| | 109| | 353| | | | WELLS FARGO SECURITIES |C| 611 | | | 193| | 155| | 100| | 55| | | | ____________________________________________________________________________________________________________________________________________________ 365 | | 383 | | | 18| | 2| | 25| | 100| | | | ED&F MAN CAPITAL MARKET |C| 383 | | | 18| | 2| | 125| | 0| | | | ____________________________________________________________________________________________________________________________________________________ 385 | | 34 | | | | | 120| | 1| | 96| | | | WEDBUSH SECURITIES INC. |C| 34 | | | | | 120| | 1| | 96| | | | ____________________________________________________________________________________________________________________________________________________ 400 | | | | | 2| | | | | | | | | | TREAN GROUP, LLC DIV IN |C| | | | 2| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 405 | | 89 | | | 1| | 331| | 89| | 81| | | | INTL FCSTONE FINANCIAL |C| 89 | | | 1| | 331| | 126| | 44| | | | ____________________________________________________________________________________________________________________________________________________ 405 | | | | | | | | | | | 13| | | | INTL FCSTONE FINANCIAL |H| | | | | | | | | | 13| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: CORN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 407 | | 8 | | | | | | | 136| | | | | | STRAITS FINANCIAL LLC |C| 8 | | | | | | | 136| | | | | | ____________________________________________________________________________________________________________________________________________________ 660 | | 1175 | | | 500| | 266| | 80| | 0| | | | J.P. MORGAN SECURITIES |C| 666 | | | 6| | 959| | 0| | 577| | | | ____________________________________________________________________________________________________________________________________________________ 685 | | 868 | | | 8| | 205| | 562| | 31| | | | R.J.O'BRIEN & ASSOCIATE |C| 868 | | | 8| | 205| | 562| | 31| | | | ____________________________________________________________________________________________________________________________________________________ 690 | | 22 | | | 5| | 2| | 229| | | | | | ABN AMRO CLEARING CHICA |C| 22 | | | 5| | 2| | 229| | | | | | ____________________________________________________________________________________________________________________________________________________ 714 | | 173 | | | 12| | | | 326| | 5| | | | SG AMERICAS SECURITIES, |C| 173 | | | 325| | | | 613| | 5| | | | ____________________________________________________________________________________________________________________________________________________ 737 | | 965 | | | | | 180| | 146| | 8| | | | ADVANTAGE FUTURES,LLC |C| 965 | | | | | 180| | 146| | 8| | | | ____________________________________________________________________________________________________________________________________________________ 800 | | 656 | | | 45| | 22| | 180| | 5| | | | ROSENTHAL COLLINS GROUP |C| 581 | | | 20| | 22| | 180| | 5| | | | ____________________________________________________________________________________________________________________________________________________ 825 | | 5 | | | | | | | | | | | | | PTG DIVISION OF SG AMER |C| 5 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 878 | | 206 | | | | | | | 139| | | | | | PHILLIP CAPITAL INC |C| 206 | | | | | | | 139| | | | | | ____________________________________________________________________________________________________________________________________________________ 895 | | 241 | | | | | 35| | 255| | | | | | CUNNINGHAM COMMODITIES, |C| 241 | | | | | 35| | 255| | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: CORN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 895 | | | | | | | | | 20| | 1| | | | CUNNINGHAM COMMODITIES, |H| | | | | | | | 20| | 1| | | | ____________________________________________________________________________________________________________________________________________________ 905 | | 976 | | | 23| | 84| | 305| | 259| | | | ADM INVESTOR SERVICES, |C| 976 | | | 23| | 84| | 305| | 259| | | | ____________________________________________________________________________________________________________________________________________________ 905 | | 23 | | | | | 235| | 437| | 100| | | | ADM INVESTOR SERVICES, |H| 2 | | | | | 15| | 23| | 0| | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 7919 | | | 1566| | 3036| | 4079| | 1183| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: ETHANOL FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 118 | | | | 0| | 200| | | | | 0| 0| 0| | MACQUARIE FUTURES USA L |C| | | 200| | 0| | | | | 23| 125| 214| | ____________________________________________________________________________________________________________________________________________________ 363 | | | | | | 6| | 0| | | | | | | WELLS FARGO SECURITIES |C| | | | | 6| | 7| | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | 0 | 0 | 73| 47| 0| | 0| | 0| 0| | 0| | CITIGROUP GLOBAL MARKET |C| 87 | 59 | 0| 0| 198| | 28| | 36| 191| | 25| | ____________________________________________________________________________________________________________________________________________________ 405 | | | | | | 3| | | | | | | | | INTL FCSTONE FINANCIAL |C| | | | | 3| | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 490 | | 0 | | | | | | | | | | | | | BNP PARIBAS SECURITIES |C| 51 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 685 | | | | | | | | | | | 14| | | | R.J.O'BRIEN & ASSOCIATE |C| | | | | | | | | | 14| | | | ____________________________________________________________________________________________________________________________________________________ 714 | | | 22 | 50| 0| 0| 9| 9| 0| 62| 5| 17| 62| | SG AMERICAS SECURITIES, |C| | 0 | 0| 17| 62| 119| 0| 37| 66| 54| 12| 0| | ____________________________________________________________________________________________________________________________________________________ 800 | | | | | | | | | | | 1| | | | ROSENTHAL COLLINS GROUP |C| | | | | | | | | | 1| | | | ____________________________________________________________________________________________________________________________________________________ 905 | | | | | 0| 26| 0| 26| 0| 0| 5| 35| 17| | ADM INVESTOR SERVICES, |C| | | | 30| 38| 34| 0| 11| 30| 110| 0| 0| | ____________________________________________________________________________________________________________________________________________________ 905 | | 138 | 37 | 77| | 72| 144| | 48| 70| 368| 85| 160| | ADM INVESTOR SERVICES, |H| 0 | 0 | 0| | 0| 0| | 0| 0| 0| 0| 0| | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: KC HRW WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 138 | 59 | 200| 47| 307| 153| 35| 48| 132| 393| 137| 239| |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: KC HRW WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 100 | | | | | | | | | | | 3| | | | CENTURY GROUP |C| | | | | | | | | | 3| | | | ____________________________________________________________________________________________________________________________________________________ 118 | | | | | | | 63| | | | | | | | MACQUARIE FUTURES USA L |C| | | | | | 63| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 135 | | | | | | | 2| | | | | | | | RAND FINANCIAL |C| | | | | | 2| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 135 | | 0 | | | 36| | | | | | | | | | RAND FINANCIAL |H| 15 | | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 140 | | 149 | | | 95| | 13| | 58| | 48| | | | E.M. COMBS & SON DIV OF |C| 149 | | | 95| | 13| | 58| | 48| | | | ____________________________________________________________________________________________________________________________________________________ 150 | | | | | | | | | 5| | | | | | DORMAN TRADING, LLC |C| | | | | | | | 5| | | | | | ____________________________________________________________________________________________________________________________________________________ 159 | | 23 | | | | | | | | | | | | | ED&F MAN CAPITAL MARKET |C| 23 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 197 | | | | | 81| | | | 281| | | | | | UBS SECURITIES LLC |C| | | | 0| | | | 0| | | | | | ____________________________________________________________________________________________________________________________________________________ 210 | | | | | | | 47| | 74| | | | | | TERM COMMODITIES INC |H| | | | | | 47| | 74| | | | | | ____________________________________________________________________________________________________________________________________________________ 314 | | | | | 5| | 11| | | | | | | | SHATKIN ARBOR LLC |C| | | | 12| | 5| | | | | | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: KC HRW WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 363 | | 507 | | | 43| | 1| | 112| | 376| | | | WELLS FARGO SECURITIES |C| 0 | | | 33| | 17| | 310| | 222| | | | ____________________________________________________________________________________________________________________________________________________ 365 | | | | | | | | | 28| | | | | | ED&F MAN CAPITAL MARKET |C| | | | | | | | 28| | | | | | ____________________________________________________________________________________________________________________________________________________ 385 | | | | | | | 107| | 2| | | | | | WEDBUSH SECURITIES INC. |C| | | | | | 107| | 2| | | | | | ____________________________________________________________________________________________________________________________________________________ 405 | | 16 | | | 87| | 15| | 15| | 21| | | | INTL FCSTONE FINANCIAL |C| 10 | | | 97| | 22| | 0| | 21| | | | ____________________________________________________________________________________________________________________________________________________ 405 | | | | | | | | | 1| | | | | | INTL FCSTONE FINANCIAL |H| | | | | | | | 1| | | | | | ____________________________________________________________________________________________________________________________________________________ 660 | | 164 | | | 0| | 302| | 0| | 0| | | | J.P. MORGAN SECURITIES |C| 540 | | | 115| | 0| | 98| | 154| | | | ____________________________________________________________________________________________________________________________________________________ 685 | | 12 | | | 13| | 2| | 113| | 34| | | | R.J.O'BRIEN & ASSOCIATE |C| 12 | | | 13| | 2| | 113| | 34| | | | ____________________________________________________________________________________________________________________________________________________ 690 | | 0 | | | 0| | 0| | | | | | | | ABN AMRO CLEARING CHICA |C| 99 | | | 25| | 301| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 714 | | | | | | | 49| | | | 1| | | | SG AMERICAS SECURITIES, |C| | | | | | 49| | | | 1| | | | ____________________________________________________________________________________________________________________________________________________ 737 | | 36 | | | | | 21| | 217| | 12| | | | ADVANTAGE FUTURES,LLC |C| 54 | | | | | 28| | 217| | 12| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: KC HRW WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 789 | | 10 | | | | | | | | | | | | | PRIME TRADING, LLC - DI |C| 10 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | 17 | | | 4| | 7| | 57| | 360| | | | ROSENTHAL COLLINS GROUP |C| 7 | | | 4| | 7| | 57| | 360| | | | ____________________________________________________________________________________________________________________________________________________ 825 | | | | | | | 71| | | | | | | | PTG DIVISION OF SG AMER |C| | | | | | 71| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 878 | | | | | | | 4| | | | 1| | | | PHILLIP CAPITAL INC |C| | | | | | 4| | | | 1| | | | ____________________________________________________________________________________________________________________________________________________ 888 | | | | | | | 148| | | | | | | | SHEPARD INTL DIV INTL F |C| | | | | | 148| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 895 | | 38 | | | 53| | 19| | 1| | | | | | CUNNINGHAM COMMODITIES, |C| 53 | | | 19| | 0| | 1| | | | | | ____________________________________________________________________________________________________________________________________________________ 905 | | 20 | | | 53| | 9| | 29| | 21| | | | ADM INVESTOR SERVICES, |C| 20 | | | 57| | 5| | 29| | 21| | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 992 | | | 470| | 891| | 993| | 877| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: OATS FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 039 | | | | | | | | | | | 4| | | | CHS HEDGING, LLC |C| | | | | | | | | | 4| | | | ____________________________________________________________________________________________________________________________________________________ 140 | | 16 | | | 2| | 28| | | | | | | | E.M. COMBS & SON DIV OF |C| 16 | | | 7| | 23| | | | | | | | ____________________________________________________________________________________________________________________________________________________ 365 | | 32 | | | 1| | 20| | 121| | 0| | | | ED&F MAN CAPITAL MARKET |C| 7 | | | 2| | 15| | 0| | 186| | | | ____________________________________________________________________________________________________________________________________________________ 385 | | | | | 7| | | | | | | | | | WEDBUSH SECURITIES INC. |C| | | | 7| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 685 | | 53 | | | 3| | 62| | 7| | 207| | | | R.J.O'BRIEN & ASSOCIATE |C| 27 | | | 3| | 46| | 201| | 21| | | | ____________________________________________________________________________________________________________________________________________________ 895 | | 0 | | | 2| | 45| | 8| | | | | | CUNNINGHAM COMMODITIES, |C| 44 | | | 4| | 7| | 0| | | | | | ____________________________________________________________________________________________________________________________________________________ 905 | | 7 | | | 9| | 4| | 65| | | | | | ADM INVESTOR SERVICES, |C| 14 | | | 1| | 68| | 0| | | | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 108 | | | 24| | 159| | 201| | 211| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 100 | | | 29 | | | | 30| | 388| 397| 389| | 38| | CENTURY GROUP |C| | 29 | | | | 30| | 388| 397| 389| | 38| | ____________________________________________________________________________________________________________________________________________________ 104 | | | | | | | | | | 1| | | | | MIZUHO SECURITIES USA L |C| | | | | | | | | 1| | | | | ____________________________________________________________________________________________________________________________________________________ 125 | | | | | 2| | 9| | 155| 14| 4| | 18| | ABN CLEARING CHICAGO |C| | | | 2| | 9| | 155| 14| 4| | 18| | ____________________________________________________________________________________________________________________________________________________ 135 | | | | | | | 18| | | 73| 11| | | | RAND FINANCIAL |C| | | | | | 18| | | 73| 11| | | | ____________________________________________________________________________________________________________________________________________________ 140 | | | 161 | | 59| | 270| | 895| 852| 749| | 610| | E.M. COMBS & SON DIV OF |C| | 220 | | 2| | 320| | 843| 852| 799| | 657| | ____________________________________________________________________________________________________________________________________________________ 150 | | | 20 | | 6| | | | 2| 34| 110| | 0| | DORMAN TRADING, LLC |C| | 0 | | 6| | | | 2| 34| 255| | 135| | ____________________________________________________________________________________________________________________________________________________ 159 | | | 67 | | 15| | 213| | 941| 688| 324| | 436| | ED&F MAN CAPITAL MARKET |C| | 82 | | 0| | 213| | 1041| 688| 324| | 436| | ____________________________________________________________________________________________________________________________________________________ 210 | | | 3 | | | | | | | 382| 229| | 287| | TERM COMMODITIES INC |H| | 3 | | | | | | | 382| 9| | 287| | ____________________________________________________________________________________________________________________________________________________ 314 | | | 15 | | 15| | 98| | 358| 1869| 418| | 604| | SHATKIN ARBOR LLC |C| | 15 | | 28| | 85| | 368| 1859| 418| | 604| | ____________________________________________________________________________________________________________________________________________________ 330 | | | | | | | | | | | | | 1| | EAGLE MARKET MAKERS, IN |H| | | | | | | | | | | | 1| | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 363 | | | 19 | | 24| | 0| | 1007| 130| | | | | WELLS FARGO SECURITIES |C| | 83 | | 0| | 347| | 461| 45| | | | | ____________________________________________________________________________________________________________________________________________________ 365 | | | | | | | | | | | 30| | | | ED&F MAN CAPITAL MARKET |C| | | | | | | | | | 30| | | | ____________________________________________________________________________________________________________________________________________________ 385 | | | 2 | | | | 4| | 2| | | | 12| | WEDBUSH SECURITIES INC. |C| | 2 | | | | 4| | 2| | | | 12| | ____________________________________________________________________________________________________________________________________________________ 400 | | | | | | | | | 5| | | | | | TREAN GROUP, LLC DIV IN |C| | | | | | | | 5| | | | | | ____________________________________________________________________________________________________________________________________________________ 405 | | | 0 | | 83| | 9| | 80| 9| 141| | 25| | INTL FCSTONE FINANCIAL |C| | 27 | | 56| | 9| | 110| 9| 149| | 32| | ____________________________________________________________________________________________________________________________________________________ 405 | | | | | | | | | | | 101| | 34| | INTL FCSTONE FINANCIAL |H| | | | | | | | | | 101| | 34| | ____________________________________________________________________________________________________________________________________________________ 407 | | | | | | | | | 60| | 6| | | | STRAITS FINANCIAL LLC |C| | | | | | | | 60| | 6| | | | ____________________________________________________________________________________________________________________________________________________ 490 | | | | | 30| | | | | | | | | | BNP PARIBAS SECURITIES |C| | | | 30| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 560 | | | | | | | | | 1| | | | 1| | MERRILL LYNCH, PIERCE, |H| | | | | | | | 1| | | | 1| | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | | | | | | 1| | | 0| | J.P. MORGAN SECURITIES |C| | | | | | | | | 1| | | 456| | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 685 | | | 1 | | 3| | 34| | 500| 60| 17| | 53| | R.J.O'BRIEN & ASSOCIATE |C| | 1 | | 3| | 34| | 500| 60| 17| | 53| | ____________________________________________________________________________________________________________________________________________________ 690 | | | 258 | | 490| | 400| | 406| 1138| 510| | 939| | ABN AMRO CLEARING CHICA |C| | 113 | | 0| | 0| | 870| 1242| 423| | 150| | ____________________________________________________________________________________________________________________________________________________ 714 | | | | | 101| | 8| | | 339| | | 78| | SG AMERICAS SECURITIES, |C| | | | 701| | 8| | | 339| | | 78| | ____________________________________________________________________________________________________________________________________________________ 737 | | | 29 | | | | 38| | 363| 327| 102| | 75| | ADVANTAGE FUTURES,LLC |C| | 29 | | | | 38| | 373| 317| 102| | 75| | ____________________________________________________________________________________________________________________________________________________ 789 | | | | | | | | | | 20| | | | | PRIME TRADING, LLC - DI |C| | | | | | | | | 20| | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | | 4 | | 8| | 64| | 127| 116| 100| | 132| | ROSENTHAL COLLINS GROUP |C| | 4 | | 8| | 64| | 127| 116| 100| | 132| | ____________________________________________________________________________________________________________________________________________________ 878 | | | | | | | 9| | 152| 476| 16| | 85| | PHILLIP CAPITAL INC |C| | | | | | 9| | 152| 476| 16| | 85| | ____________________________________________________________________________________________________________________________________________________ 888 | | | | | | | | | 2| | | | | | SHEPARD INTL DIV INTL F |C| | | | | | | | 2| | | | | | ____________________________________________________________________________________________________________________________________________________ 895 | | | 4 | | | | 66| | 49| 53| 77| | 97| | CUNNINGHAM COMMODITIES, |C| | 4 | | | | 82| | 33| 54| 181| | 241| | ____________________________________________________________________________________________________________________________________________________ 905 | | | 52 | | 9| | 25| | 58| 179| 7| | 222| | ADM INVESTOR SERVICES, |C| | 52 | | 9| | 25| | 58| 179| 7| | 222| | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: SOYBEAN FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 905 | | | | | | | | | | 147| | | | | ADM INVESTOR SERVICES, |H| | | | | | | | | 147| | | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | | 664 | | 845| | 1295| | 5551| 7305| 3341| | 3747| |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 039 | | 1 | | | | | | | | | | | | | CHS HEDGING, LLC |C| 1 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 080 | | 315 | | | | | | | | | | | | | BUNGE CHICAGO, INC |H| 315 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 100 | | | | | | | | | | | 4| | | | CENTURY GROUP |C| | | | | | | | | | 4| | | | ____________________________________________________________________________________________________________________________________________________ 118 | | 415 | | | | | | | | | | | | | MACQUARIE FUTURES USA L |C| 415 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 125 | | | | | | | | | | | 11| | | | ABN CLEARING CHICAGO |C| | | | | | | | | | 11| | | | ____________________________________________________________________________________________________________________________________________________ 135 | | 203 | | | | | | | | | | | | | RAND FINANCIAL |C| 203 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 140 | | 78 | | | | | 13| | | | 20| | | | E.M. COMBS & SON DIV OF |C| 78 | | | | | 13| | | | 20| | | | ____________________________________________________________________________________________________________________________________________________ 159 | | 28 | | | | | | | | | | | | | ED&F MAN CAPITAL MARKET |C| 28 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 314 | | 32 | | | | | 10| | | | 3| | | | SHATKIN ARBOR LLC |C| 32 | | | | | 10| | | | 3| | | | ____________________________________________________________________________________________________________________________________________________ 363 | | 2176 | | | | | 3| | 0| | 413| | | | WELLS FARGO SECURITIES |C| 1256 | | | | | 3| | 97| | 508| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 365 | | 0 | | | | | | | | | 164| | | | ED&F MAN CAPITAL MARKET |C| 60 | | | | | | | | | 164| | | | ____________________________________________________________________________________________________________________________________________________ 365 | | 60 | | | | | | | | | | | | | ED&F MAN CAPITAL MARKET |H| 0 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 370 | | 1 | | | | | | | | | | | | | CITIGROUP GLOBAL MARKET |C| 1 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 385 | | 9 | | | | | | | | | | | | | WEDBUSH SECURITIES INC. |C| 9 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 405 | | 115 | | | | | | | | | 130| | | | INTL FCSTONE FINANCIAL |C| 115 | | | | | | | | | 130| | | | ____________________________________________________________________________________________________________________________________________________ 560 | | 1185 | | | | | | | | | | | | | MERRILL LYNCH, PIERCE, |C| 1185 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 617 | | 4 | | | | | | | | | | | | | MORGAN STANLEY & CO. LL |C| 4 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 660 | | 27 | | | 0| | 41| | 96| | 563| | | | J.P. MORGAN SECURITIES |C| 27 | | | 9| | 15| | 0| | 125| | | | ____________________________________________________________________________________________________________________________________________________ 685 | | 4 | | | 9| | 0| | 2| | | | | | R.J.O'BRIEN & ASSOCIATE |C| 14 | | | 0| | 1| | 1| | | | | | ____________________________________________________________________________________________________________________________________________________ 690 | | 90 | | | 3| | 0| | 1| | 0| | | | ABN AMRO CLEARING CHICA |C| 190 | | | 3| | 25| | 1| | 343| | | | ____________________________________________________________________________________________________________________________________________________

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 714 | | 101 | | | | | | | | | 257| | | | SG AMERICAS SECURITIES, |C| 701 | | | | | | | | | 257| | | | ____________________________________________________________________________________________________________________________________________________ 737 | | 5 | | | | | | | | | | | | | ADVANTAGE FUTURES,LLC |C| 5 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | 52 | | | | | | | | | 19| | | | ROSENTHAL COLLINS GROUP |C| 52 | | | | | | | | | 19| | | | ____________________________________________________________________________________________________________________________________________________ 895 | | 26 | | | | | | | | | | | | | CUNNINGHAM COMMODITIES, |C| 26 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 905 | | 476 | | | | | | | 1| | 21| | | | ADM INVESTOR SERVICES, |C| 686 | | | | | | | 1| | 21| | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 5403 | | | 12| | 67| | 100| | 1605| | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: EU WHEAT FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 150 | | 0 | | | 10| | | | | | | | | | DORMAN TRADING, LLC |C| 10 | | | 0| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 660 | | | | | 0| | | | | | | | | | J.P. MORGAN SECURITIES |C| | | | 10| | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ 714 | | 45 | | | | | | | | | | | | | SG AMERICAS SECURITIES, |C| 35 | | | | | | | | | | | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | 45 | | | 10| | | | | | | | | |

DLV660-T CME CLEARING - CHICAGO BOARD OF TRADE RUN DATE: 11/15/2018 BUSINESS DATE: 11/15/2018 YEAR TO DATE ISSUES AND STOPS RUN TIME: 12:06:16PM PRODUCT GROUP: GRAINS PRODUCT: MINI-SIZED SOYBEANS FUTURES | |PREV DEC | JAN | FEB | MAR | APR | MAY | JUN | JUL | AUG | SEP | OCT | NOV | DEC | FIRM NBR | | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | I/ | FIRM NAME |O| S | S | S | S | S | S | S | S | S | S | S | S | S | ____________________________________________________________________________________________________________________________________________________ 407 | | | | | | | | | | 1| | | | | STRAITS FINANCIAL LLC |C| | | | | | | | | 0| | | | | ____________________________________________________________________________________________________________________________________________________ 800 | | | | | | | | | | 0| | | | | ROSENTHAL COLLINS GROUP |C| | | | | | | | | 1| | | | | ____________________________________________________________________________________________________________________________________________________ TOTALS: | | | | | | | | | 1| | | | | <<< End of Report >>>


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