Return U.S. Department of Labor Office of Labor-Management Standards Washington, DC 20210 FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Form Approved Office of Management and Budget No. 1245-0003 Expires: 08-31-2016 MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP This report is mandatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440. READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT. For Official Use Only 1. FILE NUMBER 000-185 2. PERIOD COVERED From 01/01/2014 Through 12/31/2014 3. (a) AMENDED - Is this an amended report: No (b) HARDSHIP - Filed under the hardship procedures: No (c) TERMINAL - This is a terminal report: No 4. AFFILIATION OR ORGANIZATION NAME JOURNEYMEN & ALLIED TRADES IND 5. DESIGNATION (Local, Lodge, etc.) NATIONAL HEADQUARTERS 6. DESIGNATION NBR 7. UNIT NAME (if any) 8. MAILING ADDRESS (Type or print in capital letters) First Name STEVEN R. Last Name ELLIOTT SR P.O Box - Building and Room Number STE 103 Number and Street 93 LAKE AVENUE City DANBURY State CT ZIP Code + 4 06810 9. Are your organization's records kept at its mailing address? Yes Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.) 70. SIGNED: Steven R Elliott PRESIDENT 71. SIGNED: William Sweeney TREASURER Date: Mar 31, 2015 Telephone Number: 203-205-0101 Date: Mar 31, 2015 Telephone Number: 203-205-0101 Form LM-2 (Revised 2010) DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do 1 of 30 8/6/2015 1:37 PM
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Return
U.S. Department of Labor
Office of Labor-Management Standards
Washington, DC 20210
FORM LM-2 LABOR ORGANIZATION ANNUAL REPORTForm Approved
Office of Management and Budget
No. 1245-0003
Expires: 08-31-2016MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND
LABOR ORGANIZATIONS IN TRUSTEESHIP
This report is mandatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only1. FILE NUMBER
000-185
2. PERIOD COVERED
From 01/01/2014
Through 12/31/2014
3. (a) AMENDED - Is this an amended report: No
(b) HARDSHIP - Filed under the hardship procedures: No
8. MAILING ADDRESS (Type or print in capital letters)
First Name
STEVEN R.
Last Name
ELLIOTT SR
P.O Box - Building and Room Number
STE 103
Number and Street
93 LAKE AVENUE
City
DANBURY
State
CT
ZIP Code + 4
06810
9. Are your organization's records kept at its mailing address? Yes
Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including
information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in
the instructions.)
70. SIGNED: Steven R Elliott PRESIDENT 71. SIGNED: William Sweeney TREASURER
Date: Mar 31, 2015 Telephone Number: 203-205-0101 Date: Mar 31, 2015 Telephone Number: 203-205-0101
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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ITEMS 10 THROUGH 21 FILE NUMBER: 000-185
10. During the reporting period did the labor organization create or participate in the
administration of a trust or a fund or organization, as defined in the instructions, which
provides benefits for members or beneficiaries?
Yes
11(a). During the reporting period did the labor organization have a political action
committee (PAC) fund?No
11(b). During the reporting period did the labor organization have a subsidiary
organization as defined in Section X of these Instructions?No
12. During the reporting period did the labor organization have an audit or review of its
books and records by an outside accountant or by a parent body auditor/representative?Yes
13. During the reporting period did the labor organization discover any loss or shortage of
funds or other assets? (Answer "Yes" even if there has been repayment or recovery.)No
14. What is the maximum amount recoverable under the labor organization's fidelity
bond for a loss caused by any officer, employee or agent of the labor organization who
handled union funds?
$500,000
15. During the reporting period did the labor organization acquire or dispose of any
assets in a manner other than purchase or sale?No
16. Were any of the labor organization's assets pledged as security or encumbered in
any way at the end of the reporting period?No
17. Did the labor organization have any contingent liabilities at the end of the reporting
period?Yes
18. During the reporting period did the labor organization have any changes in its
constitution or bylaws, other than rates of dues and fees, or in practices/procedures
listed in the instructions?
No
19. What is the date of the labor organization's next regular election of officers? 01/2016
20. How many members did the labor organization have at the end of the reporting period? 56,175
21. What are the labor organization's rates of dues and fees?
Rates of Dues and Fees
Dues/Fees Amount Unit Minimum Maximum
(a) Regular Dues/Fees N/Aper N/A N/A N/A
(b) Working Dues/Fees N/Aper N/A N/A N/A
(c) Initiation Fees N/Aper N/A N/A N/A
(d) Transfer Fees N/Aper N/A N/A N/A
(e) Work Permits N/Aper N/A N/A N/A
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 000-185
ASSETS
ASSETSSchedule
Number
Start of Reporting Period
(A)
End of Reporting Period
(B)
22. Cash $593,952 $733,590
23. Accounts Receivable 1 $373,043 $400,725
24. Loans Receivable 2 $0 $0
25. U.S. Treasury Securities $0 $0
26. Investments 5 $0 $0
27. Fixed Assets 6 $20,013 $15,608
28. Other Assets 7 $94,507 $97,194
29. TOTAL ASSETS $1,081,515 $1,247,117
LIABILITIES
LIABILITIESSchedule
Number
Start of Reporting Period
(A)
End of Reporting Period
(B)
30. Accounts Payable 8 $189,957 $159,581
31. Loans Payable 9 $0
32. Mortgages Payable $0 $0
33. Other Liabilities 10 $14,182 $13,930
34. TOTAL LIABILITIES $204,139 $173,511
35. NET ASSETS $877,376 $1,073,606
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 000-185
CASH RECEIPTS SCH AMOUNT
36. Dues and Agency Fees $0
37. Per Capita Tax $3,956,826
38. Fees, Fines, Assessments, Work Permits $0
39. Sale of Supplies $0
40. Interest $43
41. Dividends $0
42. Rents $0
43. Sale of Investments and Fixed Assets 3 $0
44. Loans Obtained 9
45. Repayments of Loans Made 2 $0
46. On Behalf of Affiliates for Transmittal to Them $0
47. From Members for Disbursement on Their Behalf $0
48. Other Receipts 14 $511,022
49. TOTAL RECEIPTS $4,467,891
CASH DISBURSEMENTS SCH AMOUNT
50. Representational Activities 15 $3,558,306
51. Political Activities and Lobbying 16 $0
52. Contributions, Gifts, and Grants 17 $1,660
53. General Overhead 18 $238,635
54. Union Administration 19 $14,571
55. Benefits 20 $418,284
56. Per Capita Tax $0
57. Strike Benefits $0
58. Fees, Fines, Assessments, etc. $0
59. Supplies for Resale $0
60. Purchase of Investments and Fixed Assets 4 $0
61. Loans Made 2 $0
62. Repayment of Loans Obtained 9
63. To Affiliates of Funds Collected on Their Behalf $0
64. On Behalf of Individual Members $0
65. Direct Taxes $96,797
66. Subtotal $4,328,253
67. Withholding Taxes and Payroll Deductions
67a. Total Withheld $525,668
67b. Less Total Disbursed $525,668
67c. Total Withheld But Not Disbursed
68. TOTAL DISBURSEMENTS $4,328,253
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
List below loans to officers, employees, or members which at any time during the reporting
period exceeded $250 and list all loans to business enterprises regarless of amount.
(A)
Loans
Outstanding at
Start of Period(B)
Loans Made
During Period
(C)
Repayments Received During Period
Cash
(D)(1)
Other Than Cash
(D)(2)
Loans
Outstanding at
End of Period(E)
Total of loans not listed above
Total of all lines above $0 $0 $0 $0 $0
Totals will be automatically entered in...Item 24
Column (A)
Item 61 Item 45 Item 69
with Explanation
Item 24
Column (B)
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 000-185
Description (if land or buildings give location)
(A)
Cost
(B)
Book Value
(C)
Gross Sales Price
(D)
Amount Received
(E)
Total of all lines above $0 $0 $0 $0
Less Reinvestments $0
(The total from Net Sales Line will be automatically entered in Item 43)Net Sales $0
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 000-185
Description (if land or buildings, give location)
(A)
Cost
(B)
Book Value
(C)
Cash Paid
(D)
Total of all lines above $0 $0 $0
Less Reinvestments $0
(The total from Net Purchases Line will be automatically entered in Item 60.)Net Purchases $0
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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SCHEDULE 5 - INVESTMENTS FILE NUMBER: 000-185
Description
(A)
Amount
(B)
Marketable Securities
A. Total Cost
B. Total Book Value
C. List each marketable security which has a book value over $5,000 and exceeds 5% of Line B.
Other Investments
D. Total Cost
E. Total Book Value
F. List each other investment which has a book value over $5,000 and exceeds 5% of Line E. Also, list each subsidiary for which separate reports are attached.
G. Total of Lines B and E (Total will be automatically entered in Item 26, Column(B)) $0
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 000-185
Description
(A)
Cost or Other Basis
(B)
Total Depreciation or
Amount Expensed
(C)
Book Value
(D)
Value
(E)
A. Land (give location) $0 $0 $0
B. Buildings (give location) $0 $0 $0 $0
C. Automobiles and Other Vehicles $0 $0 $0 $0
D. Office Furniture and Equipment $149,715 $134,107 $15,608 $15,608
E. Other Fixed Assets $80,173 $80,173 $0 $0
F. Totals of Lines A through E (Column(D) Total will be automatically entered in Item
27, Column(B))$229,888 $214,280 $15,608 $15,608
Form LM-2 (Revised 2003)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 000-185
Description
(A)
Book Value
(B)
Total (Total will be automatically entered in Item 28, Column(B)) $97,194
DUE FROM AFFILIATES $61,996
SECURITY DEPOSITS $12,785
PREPAID EXPENSES $22,413
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
SCHEDULE 18 - GENERAL OVERHEAD FILE NUMBER: 000-185
Name and Address
(A)
138-50 REAL ESTATE CORP.
138-50 QUEENS BLVD
BRIARWOOD
NY11435
Type or Classification
(B)
REAL ESTATE RENTAL & LEASING
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer $6,183
Total Non-Itemized Transactions with this Payee/Payer $10,932
Total of All Transactions with this Payee/Payer for This Schedule $17,115
REIMBURSED ALLOCATED EXPENSES 04/30/2014 $6,183
Name and Address
(A)
AAA SOUTHERN NEW ENGLAND
110 ROYAL LITTLE DRIVE
PROVIDENCE
RI
02904
Type or Classification
(B)
PROPERTY MANAGER - OFFICE RENTAL
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer $126,632
Total Non-Itemized Transactions with this Payee/Payer $7,410
Total of All Transactions with this Payee/Payer for This Schedule $134,042
RENT & OCCUPANCY 01/06/2014 $10,265
RENT & OCCUPANCY 02/04/2014 $10,265
RENT & OCCUPANCY 03/03/2014 $10,265
RENT & OCCUPANCY 04/01/2014 $10,265
RENT & OCCUPANCY 05/02/2014 $10,265
RENT & OCCUPANCY 06/02/2014 $10,889
RENT & OCCUPANCY 07/01/2014 $10,889
RENT & OCCUPANCY 08/06/2014 $10,889
RENT & OCCUPANCY 09/03/2014 $10,889
RENT & OCCUPANCY 10/01/2014 $10,265
RENT & OCCUPANCY 11/05/2014 $10,265
RENT & OCCUPANCY 12/23/2014 $11,221
Name and Address
(A)
ALADDIN CLEANING SERVICE LLC
35 OLIVE STREET
DANBURY
CT
06810
Type or Classification
(B)
CLEANING SERVICE PROVIDER
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer $0
Total Non-Itemized Transactions with this Payee/Payer $10,175
Total of All Transactions with this Payee/Payer for This Schedule $10,175
Name and Address
(A)
BOLLAM, SHEEDY & TORANI & CO.
26 COMPUTER DRIVE WEST
ALBANY
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer
Total Non-Itemized Transactions with this Payee/Payer $29,200
Total of All Transactions with this Payee/Payer for This Schedule $29,200
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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NY
12205
Type or Classification
(B)
ACCOUNTING FIRM
Name and Address
(A)
BROADVIEW NETWORKS
9242
UNIONDALE
NY
11555
Type or Classification
(B)
TELECOMMUNICATIONS PROVIDER
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer
Total Non-Itemized Transactions with this Payee/Payer $10,521
Total of All Transactions with this Payee/Payer for This Schedule $10,521
Name and Address
(A)
CONNECTICUT LIGHT & POWER
150493
HARTFORD
CT
06115
Type or Classification
(B)
UTILITIES PROVIDER
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer
Total Non-Itemized Transactions with this Payee/Payer $7,005
Total of All Transactions with this Payee/Payer for This Schedule $7,005
Name and Address
(A)
SAXBST
26 COMPUTER DRIVE
ALBANY
NY
12205
Type or Classification
(B)
ACCOUNTING FIRM
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer
Total Non-Itemized Transactions with this Payee/Payer $7,500
Total of All Transactions with this Payee/Payer for This Schedule $7,500
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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SCHEDULE 19 - UNION ADMINISTRATION FILE NUMBER: 000-185
There was no data found for this schedule.
SCHEDULE 20 - BENEFITS FILE NUMBER: 000-185
Description
(A)
To Whom Paid
(B)
Amount
(C)
Total of all lines above (Total will be automatically entered in Item 55.) $418,284
WELFARE BENEFITS TRUST $139,932
SECURITY BENEFITS TRUST $189,860
PENSION BENEFITS TRUST $22,142
LIFE INSURANCE INSURANCE COMPANY $62,069
DISABILITY INSURANCE COMPANY $4,281
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
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69. ADDITIONAL INFORMATION SUMMARY FILE NUMBER: 000-185
Question 10: International Union of Journeymen & Allied Trades 401(k) Retirement Plan, located at 93 Lake Avenue, Ste. 103, Danbury, CT 06810 provides retirement benefits to members and dependents. The plan files a
report under ERISA with the Employee Benefits Security Administration of the Department of Labor, Federal ID #20-5201401, Plan #001.
Question 17: The Union is named as an additional defendant in a wrongful termination action also brought against the United Public Service Employees Union (UPSEU). The Plaintiff is a former employee of the UPSEU which
is a subordinate affiliate of the Union. The Plaintiff has never had a direct employment relationship with the Union and the Union has filed a still pending motion to dismiss. Both the Union and Counsel are hopeful of a favorable
outcome because it is indisputable the Union did not employ the plaintiff and, therefore, had no control over UPSEU labor relations. Owen Sullivan V. United Public Service Employees Union, Ronald Suraci, Kevin Boyle and
International Union of Journeymen and Allied Trades, U.S District Court, District of Ct., Civil Action No.: 14-5743(MPS).
Question 12: SaxBST LLP, an independent accounting firm, located at 28 West 44th Street 20th Floor, New York, NY 10036 audits the organization annually.
Schedule 13, Row1:
Schedule 13, Row 1: The International Union of Journeymen & Allied Trades (IUJAT) is a federation of 31 National and Local Unions. Together, these unions had a total of 56,175 members at the end of the reporting period.
These members have a right to vote in their respective Unions for delegates to the IUJAT Convention. The IUJAT does not track the amount of dues these members pay to their Unions. However, these Unions paid from $1 to
$10 per month for each of their members in per capita tax to the IUJAT.
Schedule 13, Row1:
General Information:
Page 1, Item 4: The correct name of the organization is International Union of Journeymen and Allied Trades, IUJAT. IUJAT has provided the Department of Labor with this information to enable them to update their system.
Form LM-2 (Revised 2010)
DOL Form Report (Disclosure) http://kcerds.dol-esa.gov/query/orgReport.do
