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DoReMi - Low Dose Research towards Multidisciplinary Integration
Deliverable
D5.17: Report for an integrated (biology-dosimetry-epidemiology) research project on occupational Uranium exposure
(Task 5.8 CURE Final report)
Due date: Month 60
Actual submission date: Month 63 (2 March 2015)
Status: Final
Nature Report Dissemination level
RR = Restricted to a group specified by the consortium (including the Commission Services)
Lead beneficiary IRSN
Authors
Olivier LAURENT (IRSN), Maria GOMOLKA (BfS), Richard HAYLOCK (PHE), Eric BLANCHARDON (IRSN), Augusto GIUSSANI (BfS), Will ATKINSON (Nuvia), Sarah BAATOUT (SCK•CEN), Derek BINGHAM (AWE), Elisabeth CARDIS (CREAL), Janet HALL (Institut Curie), Ladislav TOMASEK (SURO), Dominique LAURIER (IRSN)
Contributors
Sophie ANCELET, Christophe BADIE, Gary BETHEL, Jean-Marc BERTHO, Richard BULL, Cécile CHALLETON de VATHAIRE, Rupert COCKERILL, Estelle DAVESNE, Damien DRUBAY, Teni EBRAHIMIAN, Hilde ENGELS, Nora FENSKE, Michael GILLIES, James GRELLIER, Stephane GRISON, Yann GUEGUEN, Sabine HORNHARDT, Chrystelle IBANEZ, Sylwia KABACIK, Lukas KOTIK, Michaela KREUZER, Anne-Laure LE BACQ, James MARSH, Dietmar NOSSKE, Jackie O'HAGAN, Eileen PERNOT, Matthew PUNCHER, Roel QUINTENS, Estelle RAGE, Tony RIDDELL, Laurence ROY, Eric SAMSON, Maamar SOUIDI, Michelle TURNER, Nina WEILAND, Sergey ZHIVIN
Approval WP5 Leader Simon Bouffler: 27 February 2015
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SUMMARY The health effects of chronic exposure to uranium, as it occurs in populations of workers involved in
the nuclear fuel cycle and in the general population, are not well known. Experimental studies on the
effect of exposure to uranium have reported impairments of the cerebral function, genotoxic,
nephrotoxic and other biological effects, but the implications of these findings to human health are
not clear. Beside, a few epidemiological studies reported increases in lung, lymphatic/hematopoietic
cancers and cardiovascular diseases associated with occupational exposure to uranium, but most
available studies are descriptive or suffer from other limitations. New studies borrowing strengths
from modern biology approaches on the one hand, and from large epidemiological datasets on the
other hand, will have better potential to improve the characterization of the biological and health
effects of chronic exposure to low doses of uranium.
The CURE (Concerted Uranium Research in Europe) project was a 18-month concerted action funded
by the European Network of Excellence DoReMi (http://www.doremi-noe.net/). The aim of CURE
was to elaborate a collaborative research project on the biological and health effects of uranium
contamination, integrating epidemiology, biology/toxicology and dosimetry. It notably aimed to
evaluate the feasibility of a molecular epidemiology approach in cohorts of workers exposed to
uranium.
Existing cohorts of workers exposed to uranium (miners and nuclear industry employees involved in
uranium processing) in Belgium, Czech Republic, France, Germany, and the United Kingdom, plus
existing competences in epidemiology, biology and dosimetry among CURE partners, provided a
unique opportunity to develop a coherent multidisciplinary research project within a collaborative
framework. Contacts have been established with other teams involved in similar research projects
within and outside the European Union (e.g.: Russia, Kazakhstan, USA).
Based on the results of this concerted action, a large scale integrated collaborative project will be
proposed to improve the characterization of the biological and health effects associated with
uranium internal contamination in Europe. In the future, it might be envisaged to extend
collaborations with other countries outside the European Union, to apply the proposed approach to
other internal emitters and other exposure situations of internal contamination, and to open the
reflections to other disciplines interested in the effects of internal contaminations by radionuclides.
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CONTENTS
1. BACKGROUND ................................................................................................................................. 5
1.1. Health effects of internal contaminations by radionuclides ......................................................... 5
1.2. Uranium: a major and widespread radionuclide .......................................................................... 5
1.3. Evidence of uranium effects from experimental studies .............................................................. 6
1.4. Evidence of uranium effects from epidemiological studies .......................................................... 8
1.5. Evidence of uranium effects from molecular epidemiology ......................................................... 9
1.6. Room for improvement ............................................................................................................. 10
1.6.1. Epidemiology .................................................................................................................................... 11
1.6.2. Molecular epidemiology .................................................................................................................... 11
2. OBJECTIVES OF THE CURE PROJECT .............................................................................................. 14
3. PROJECT MANAGEMENT AND TASKS COMPLETED ...................................................................... 14
3.1. General characteristics .............................................................................................................. 14
3.2. Partners ..................................................................................................................................... 14
3.3. Work packages .......................................................................................................................... 17
3.4. Tasks completed ........................................................................................................................ 17
4. PROPOSED INTEGRATED PROTOCOL ............................................................................................ 20
4.1. Epidemiologic cohorts and subsets for analyses ........................................................................ 21
4.1.1. Cohorts for broad base analyses ........................................................................................................ 21
4.1.2. Cohort subsets for dose response analyses ........................................................................................ 23
4.1.3. Cohort subsets proposed for molecular epidemiology ........................................................................ 24
4.2. Biological protocol for a molecular epidemiology study ............................................................. 26
4.2.1. Proposed biomarkers ........................................................................................................................ 27
4.2.2. Biospecimen to be sampled ............................................................................................................... 28
4.2.3. Questionnaire ................................................................................................................................... 32
4.2.4. Information sheet and consent form .................................................................................................. 33
4.2.5. Logistic strategy for the collection of biospecimens in pilot cohorts..................................................... 33
4.3. Dosimetric protocol ................................................................................................................... 41
4.3.1. Introduction ...................................................................................................................................... 41
4.3.2. Biokinetic and dosimetric models ...................................................................................................... 42
4.3.3. Parameters of exposure .................................................................................................................... 43
4.3.4. Monitoring data ................................................................................................................................ 46
4.3.5. Assessment procedure ...................................................................................................................... 48
4.4. Methods for statistical analyses ................................................................................................. 51
4.4.1. Broad base analyses .......................................................................................................................... 51
4.4.2. Dose-response analyses .................................................................................................................... 52
4.4.3. Analysis of biological information ...................................................................................................... 53
4.5. Characterization and propagation of uncertainties .................................................................... 54
4.5.1. Introduction ...................................................................................................................................... 54
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4.5.2. Characterizing the best estimates and probability distributions of model parameters and other relevant uncertainty sources .......................................................................................................................................... 55
4.5.3. Testing the feasibility to account for the uncertainty inherent in estimates of dose when estimating radiation-induced disease risk .......................................................................................................................... 56
4.5.4. Creating a synthetic cohort as a tool for testing the proposed methodologies ..................................... 57
5. CONCLUSIONS ............................................................................................................................... 58
REFERENCES........................................................................................................................................... 62
LIST OF PARTICIPANTS TO THE CURE PROJECT ...................................................................................... 70
LIST OF INVITED EXPERTS ...................................................................................................................... 71
GLOSSARY .............................................................................................................................................. 72
ACKNOWLEDGEMENTS.......................................................................................................................... 73
ANNEXES ................................................................................................................................................ 74
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1. BACKGROUND
1.1. Health effects of internal contaminations by radionuclides The assessment of long term health effects resulting from exposure to ionizing radiation is primarily
based on risk models developed from the Life Span study (LSS) of atomic bomb survivors who were
exposed to external photon and neutron radiation in Hiroshima and Nagasaki in 1945 (ICRP, 2007;
NRC, 2006; UNSCEAR, 2008a). By contrast, the major portion of the effective dose delivered to the
general population results from radiation emitted by radionuclides located inside the body after
internal contamination (UNSCEAR, 2008a). Many large populations of radiation workers are also
exposed internally to alpha radiation emitted by radionuclides such as uranium or plutonium.
Currently, estimates of risks associated with internal exposure to alpha radiation are derived from
the risk models based on LSS data, by way of applying a radiation weighting factor (wR) of 20 to the
absorbed alpha dose to account for the experimentally observed difference in risk (per unit absorbed
dose) for alpha particles as compared to photons (ICRP, 2007). However, there are concerns over the
reliability and accuracy of the conversion of risk between these very different types of exposure.
In 2009 the EURATOM-convened High Level and Expert Group (HLEG) considered the limited
knowledge about the effects of internal contamination by radionuclides to be a key scientific issue
for the purpose of radiation protection policy (HLEG, 2009). Subsequently, the effects of internal
contamination have been considered as a cross-cutting issue by European platforms in the field of
radiation research: MELODI (www.melodi-online.eu), EURADOS (http://www.eurados.org), NERIS
(http://www.eu-neris.net) and ALLIANCE (www.er-alliance.org).
The DoReMi network of excellence supported by the European Commission (http://www.doremi-
noe.net/) also identified the gaps in the knowledge of the effects of internal contamination as key
issues for radiation protection research. A workshop organized as part of DoReMi task 5.5 concluded
that further radiobiological research on this topic as well as epidemiological studies in populations
directly exposed to internal emitters are essential (Laurier et al., 2012). This research would allow
the assumptions within the current radiation protection system with respect to risks from internal
emitters (ICRP, 2007) to be evaluated and drive any future improvements to this system. This
workshop also concluded that whenever possible, radiobiological and epidemiological research on
the study of internal contamination should be integrated into the framework of molecular
epidemiology studies nested within established cohorts. Uranium miners and workers were
identified as populations of major interest for the characterization of risks associated with internal
contamination (Laurier et al., 2012), notably to assess the validity of the radiation weighting factor
for alpha emitters (e.g.: (Rage et al., 2012)).
1.2. Uranium: a major and widespread radionuclide Uranium is a naturally occurring radioactive element (symbol U, atomic number 92). Natural uranium
is a mixture of three isotopes: by mass, 238U is the most abundant (99.275%), while 235U and 234U
represent 0.72% and 0.005%, respectively. All three isotopes exhibit the same chemical properties,
but have different radioactive characteristics: 238U has low specific activity, with a half-life of 4.5x109
years, whereas 235U and especially 234U are more radioactive, with half-lives of 7.0x108 and 2.5x105
years, respectively (UNSCEAR, 2008b). In natural uranium approximately 49% of the activity is
produced by 234U and 49% by 238U, with only 2% from 235U. Food and drinking water are the main
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sources of exposure to natural uranium isotopes among the general population (Ansoborlo et al.,
2015; ATSDR, 2013).
Uranium has important industrial applications since uranium ore is the base material for the
production of nuclear fuel. Uranium is present in various chemical forms and isotopic compositions
at all stages of the nuclear fuel cycle. This cycle includes industrial processes such as mining, milling,
concentration, conversion and enrichment of uranium, fuel fabrication and reprocessing (see annex
1). Most civil reactors use enriched uranium, characterized by a higher proportion of 235U (2 to 5%)
than natural uranium (UNSCEAR, 2008b). Even higher degrees of enrichment can be encountered, for
instance during the production of nuclear weapons (ATSDR, 2013). The industrial process of
enrichment separates natural uranium into enriched uranium and depleted uranium, a by-product
characterized by a lower percentage of 235U (about 0.3%) than natural uranium. Depleted uranium
has been used in various ways, notably as counterweights or ballast in aircraft, shielding and military
applications (tank armor, munitions). Enriched uranium is more radioactive than natural uranium
owing to its higher percentages of 235U and 234U. Conversely, depleted uranium is less radioactive
than natural uranium since it contains a lower proportion of these two isotopes. Other, man-made
(artificial), isotopes of uranium can also be encountered at specific stages of the fuel cycle, such as 232U while handling reprocessed uranium (Guseva Canu et al., 2011).
In summary, interest in the incorporation of uranium into the body is justified by the widespread
exposure of the general population to natural uranium (Ansoborlo et al., 2015; ATSDR, 2013; Canu et
al., 2011) and by the more localized exposure to depleted uranium in settings where conflicts have
occurred (Krunic et al., 2005). In addition, there are many occupational settings in which workers are
exposed to uranium in various forms: natural, depleted, enriched, reprocessed (Laurier et al., 2012).
Since uranium is both a radionuclide and a heavy metal, it has the potential to exert both radiological
and chemical toxicities.
1.3. Evidence of uranium effects from experimental studies Uranium has been found to be genotoxic in both in vitro and in vivo experiments (ATSDR, 2013), even
in its depleted form which generates little alpha radiation (Bal et al., 2011; Stearns et al., 2005). A
recent study showed that depleted and enriched uranium have different genotoxic profiles: depleted
uranium has a low clastogenic but a high aneugenic potential, whereas enriched uranium has a high
clastogenic potential, suggesting additional radiotoxicity on top of chemical toxicity (Darolles et al.,
2010). These genotoxic properties clearly justify further investigations of the association between
uranium exposure and cancer.
In rats, inhalation of depleted uranium has been linked with the formation of DNA strand breaks in
broncho-alveolar lavage cells, possibly as a consequence of uranium-induced inflammation and
oxidative stress (Monleau et al., 2006). Also in rats, chronic inhalation of uranium ore dust was linked
with primary malignant and non-malignant lung tumor formation and although the malignant tumor
risk was not directly proportional to dose, it was directly proportional to dose rate (Mitchel et al.,
1999). In dogs, uranium inhalation was related to neoplasia and fibrosis in the lungs (Leach et al.,
1973). Although only limited experimental data are available on the effects of uranium inhalation on
the lung, their findings suggest the need for further experimental and epidemiological studies. This is
especially important since inhalation is a major route of exposure to uranium in the workplace.
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Once absorbed, uranium is deposited throughout the body and the highest levels are found in the
bones and kidneys (ATSDR, 2013). Many animal studies have reported damage to the kidney caused
by acute exposure to uranium (Gueguen and Rouas, 2012), which is considered to be the main target
organ for uranium toxic effects under such exposure conditions (ATSDR, 2013). Experimental studies
on the effect of chronic exposure to uranium in kidney have reported mixed findings. Some reported
nephrotoxic effects (Gilman et al., 1998; Zhu et al., 2009), whereas others unexpectedly did not find
such effects (Poisson et al., 2014).
The brain does not accumulate large quantities of uranium. However, some studies in rats have
reported associations between uranium exposure and impairments in cerebral function, suggesting
that the brain is an organ at risk for this nuclide (Houpert et al., 2005; Lestaevel et al., 2005).
The potential effects of uranium on the cardiovascular system have rarely been evaluated in
experimental studies. However, this question is of importance because of the relationships that have
been demonstrated between impaired renal function (which again, may be caused by uranium
(ATSDR, 2013)) and cardiovascular diseases (Currie and Delles, 2013). In addition, the inhalation of
particulate matter of less than 10 µm aerodynamic diameter is an established risk factor for
cardiopulmonary diseases (Araujo and Nel, 2009). Uranium bearing particles of such diameters are
encountered in uranium mines (Marsh et al., 2012) and at all stages of the nuclear fuel cycle
(Ansoborlo et al., 2002).
Further biological effects of uranium exposure have been identified by experimental research,
including oxidative stress, damage to the skin, impaired bone formation or reproductive function
(ATSDR, 2013).
A recent study in rats chronically exposed to low doses of uranium via drinking water showed that a
metabolomics approach using urine samples allowed the correct classification of exposed and non-
exposed animals (Grison et al., 2013). This suggests that metabolomics might be a useful tool to
identify new biomarkers (“fingerprints”) for uranium exposure in humans, as well as to identify
metabolic pathways activated by uranium exposure. This might in turn lead to the identification of
further biological functions and systems perturbed by uranium exposure, which would justify
complementary investigations of potentially related biological and health effects in epidemiological
cohorts.
In summary, it is important to emphasize that experimental studies on natural or depleted uranium
(both being only weakly radioactive, i.e. showing low specific activity) have reported significant
biological effects including genotoxicity, renal toxicity, lung damage and neuro-physiological
perturbations. This suggests that uranium, as a heavy metal, may cause harm by chemical toxicity,
aside from any radiation effects. In addition, experimental research confirmed that radiotoxicity can
occur in addition to chemical toxicity, especially when exposure is to enriched or reprocessed
uranium (Grignard et al., 2008; Houpert et al., 2005).
There are however, considerable uncertainties in the extrapolation of the biological effects at low
doses observed in animals, to possible disease risks in humans (ATSDR, 2013). These uncertainties
are related 1) to possibly different biological responses induced by uranium in animals and in humans
and 2) to the relations of such biological responses with disease risk quantification (e.g., the
predictive value of early biological effects on subsequent disease risk).
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It is therefore important to evaluate if exposure to uranium is associated with biological and health
effects in humans. The influence of different mixtures of uranium isotopes also appears worth
examining in this frame, in order to disentangle chemical from radiological effects (Zhivin et al.,
2014).
1.4. Evidence of uranium effects from epidemiological studies Cohorts of uranium miners and other workers have been identified as populations of priority interest
for the study of uranium health effects (Laurier et al., 2012). Therefore the present section will focus
on evidence from epidemiological studies conducted in occupational settings. Studies conducted in
non-occupational settings (e.g., in populations living around uranium processing sites) have mostly
employed ecological designs, and are therefore minimally informative. Molecular epidemiology
studies incorporating biomarkers will be reviewed in section 1.5.
Underground uranium miners are exposed to uranium ore dust and are therefore of interest to study
the health effects of uranium exposure. However, previous analyses in these miners predominantly
investigated the health effects related to the exposure to radon (a decay product of uranium or
thorium) (NRC, 1999), whereas the associations between uranium exposure and health outcomes
have been more rarely studied (e.g.: (Kreuzer et al., 2006; Rage et al., 2014)).
The doses from alpha radiation to the lung from uranium and other long-lived radionuclides (LLR)
present in uranium ore are indeed negligible when compared to those from radon exposure (Marsh
et al., 2012). This is particularly true for miners who worked before the implementation of radiation
protection standards (especially ventilation) in mines (Kreuzer et al., 2013; Rage et al., 2014;
Tomasek, 2012). In addition, potentially high correlations between lung doses from radon and from
long-lived radionuclides raise concerns about the possibility of disentangling the effect of uranium
exposure on lung cancer from that of radon exposure.
Non-lung cancer health outcomes are less likely to be affected by any confounding effect of radon
exposure, because doses from radon to the non-respiratory organs where uranium may accumulate
are very low (Marsh et al., 2012). By comparison, doses from LLR to some non-respiratory organs or
tissues (e.g.: kidney, red bone marrow, liver) may be non-negligible (Laurier et al., 2009). In addition,
the chemical toxicity of the uranium dust or other toxic effects resulting from the inhalation of
uranium bearing particles (which might be related to their chemical composition or to other, non-
radiological physical properties such as size (Schlesinger et al., 2006)) might increase the risk of
diseases other than lung cancer (e.g. including, but not necessarily limited to, non-cancer diseases of
the lung and kidney, and circulatory diseases). The associations between uranium exposure and
outcomes other than lung cancer have been evaluated in a few studies of uranium miners (Kreuzer et
al., 2006; Rage et al., 2014), but clearly deserve further investigation.
Epidemiological studies focusing on the health effects of uranium exposure at later stages of the fuel
cycle, where radon exposures are extremely low, have also been performed (ATSDR, 2013; Canu et
al., 2008; Zhivin et al., 2014). These studies included individuals engaged in uranium mills (Boice et
al., 2008; Kreuzer et al., 2014; Pinkerton et al., 2004)) and other uranium processing nuclear
industries such as those located at Port Hope, Canada (Zablotska et al., 2013), Fernald, Ohio, USA
(Ritz, 1999a; Silver et al., 2013), Mallinckrodt, Missouri, USA (Dupree-Ellis et al., 2000), Oak Ridge
National Laboratory, Tennessee, USA (Richardson and Wing, 2006; Yiin et al., 2009), Paducah,
Kentucky, USA (Chan et al., 2010; Figgs, 2013), Rocketdyne, California, USA (Boice et al., 2011),
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AREVA NC Pierrelatte, France (Guseva Canu et al., 2012; Guseva Canu et al., 2011), Springfields and
Capenhurst, UK (McGeoghegan and Binks, 2000a; McGeoghegan and Binks, 2000b).
However, most of these previous studies were limited by various factors (Canu et al., 2008; Zhivin et
al., 2014):
The statistical power of individual studies conducted in specific settings was limited by
relatively low numbers of workers included (usually a few hundred or thousands) and
sometimes short follow-up times at the time of publication. Because of the often moderate
to low level of exposures (and related low expected excess incidences of relevant diseases),
the numbers of workers and length of follow-up might not have been sufficient to provide
the power needed to detect statistically significant effects.
Reconstructing retrospective exposures for large populations of workers is challenging and as
a consequence many studies used indirect approaches for quantifying exposure. Individual
dose assessment based on urine analysis and other results of individual monitoring for
uranium (faeces, lung or whole body counts) would provide more accurate estimates and
thus increase the ability of studies to detect excess risk (Boice et al., 2006). In addition, most
analytical studies could not take into account the physical and chemical properties of
uranium (isotopic composition, chemical speciation, aerodynamic diameter of particles, and
resulting solubility). These properties may modify the mass and activity of the uranium
reaching different organs, and therefore might determine whether toxic effects of
radiological or chemical nature occur (Guseva Canu et al., 2011).
Finally, only a few studies have collected information on occupational exposures other than
uranium (e.g. (Chan et al., 2010; Guseva Canu et al., 2011; Silver et al., 2013) or on lifestyle
risk factors such as smoking (e.g.(Dupree et al., 1995)). If such factors are correlated with
uranium exposure, they might have biased risk estimates in studies which did not consider
them in the analysis.
As a result, individual epidemiological studies conducted so far do not provide reliable evidence on
the potential health risks associated with uranium exposure (Zhivin et al., 2014). Nevertheless, some
studies are suggestive of biologically plausible positive associations between uranium exposure and
lung cancer (Guseva Canu et al., 2011; Ritz, 1999b), lymphatic and hematopoietic tumours (Guseva
Canu et al., 2011; Yiin et al., 2009), circulatory diseases (Guseva Canu et al., 2012), and intestinal
cancer (Silver et al., 2013). Larger epidemiological studies with adequate individual dosimetry and
control for confounders are clearly required.
1.5. Evidence of uranium effects from molecular epidemiology So far, research on the biological and health effects of uranium has mostly been disconnected
between experimental and epidemiological studies. However, a few pioneering molecular
epidemiology studies have also been conducted.
Some of these studies investigated biological effects of exposure to depleted uranium in human
populations. These populations include Gulf war veterans exposed through friendly-fire incidents via
wound contamination and inhalation (McDiarmid et al., 2011a; McDiarmid et al., 2011b; McDiarmid
et al., 2013). In these veterans, only relatively weak genotoxic, pulmonary or renal adverse effects
have been associated with depleted uranium exposure so far. Other studies were carried out in
workers involved in the clean-up of conflict zones contaminated with depleted uranium munitions in
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the Balkans (Milacic, 2008; Milacic and Simic, 2009). In these workers, DNA alterations were found at
higher rates immediately after decontamination than before (Milacic, 2008). Damages to
chromosomes and cells were higher in workers exposed to depleted uranium than in controls groups
of workers (Milacic and Simic, 2009).
Other studies were conducted in populations drinking water naturally contaminated with uranium
(Kurttio et al., 2002; Kurttio et al., 2006; Mao et al., 1995; Selden et al., 2009; Zamora et al., 2009). In
these populations, several biomarkers of kidney function indicated some alterations associated with
uranium concentrations in drinking water (ATSDR, 2013). No indication of serious renal injury was
reported since values of biomarkers generally remained in the normal range (Ansoborlo et al., 2015).
However, a cautious interpretation is warranted since the cross sectional design of these studies did
not allow for a detailed characterization of the chronic effects of protracted, cumulated exposure to
uranium (Canu et al., 2011). Similar studies also reported a positive association between uranium
concentrations in water and bone resorption (as indicated by levels of serum type I collagen carboxy-
terminal telopeptide) (Kurttio et al., 2005) or with blood pressure (Kurttio et al., 2006).
Several molecular epidemiology studies were conducted in uranium miners, but generally with a
focus on radon rather than uranium effects (Brandom et al., 1972; Gomolka et al., 2012; Leng et al.,
2013; Li et al., 2014; Zolzer et al., 2012a; Zolzer et al., 2012b).
A few studies were conducted in other uranium workers (Clarkson and Kench, 1952; Dounce et al.,
1949; Eisenbud and Quigley, 1956; Luessenhop et al., 1958; Martin et al., 1991; Prat et al., 2011;
Thun et al., 1985). Most of them focused on renal biomarkers. The earliest studies failed to detect
nephrotoxic effects of uranium exposure, possibly since the biomarkers investigated were not
sensitive enough (ATSDR, 2013). However a study in uranium millers identified reduced renal
proximal tubular reabsorption in this population, as compared to other workers (Thun et al., 1985).
Another study in uranium workers reported a decrease of urinary osteopontin associated with
uranium exposure, suggesting kidney damage (Prat et al., 2011). Another study focused on
cytogenetic markers in blood lymphocytes and identified increases in asymmetrical chromosome
aberrations and sister chromatid exchanges in workers occupationally exposed to uranium (Martin et
al., 1991). An interesting biobank is being set up in uranium and plutonium workers in Russia
(Takhauov et al., 2015) but no result on the association between uranium exposure and biomarkers
is available yet.
So far, published molecular epidemiology studies conducted in uranium workers have focused only
on a limited number of biomarkers (mainly related to kidney function or cytogenetics) and generally
lacked proper organ dosimetry. Most of these studies have been cross sectional and therefore have
not allowed for a detailed assessment of the long-term effects of protracted exposure to uranium.
1.6. Room for improvement
Overall, in spite of experimental results demonstrating chemical and radiological toxicity of uranium
on living organisms, the biological and health effects of chronic uranium exposure in humans,
particularly those due to occupational exposure to uranium, are not well known. However, through
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conducting improved epidemiological and molecular epidemiology studies it should be possible to
improve the understanding and quantification of these effects.
1.6.1. Epidemiology
Despite the limitations of previous epidemiological studies regarding the quantification of the health
effects of uranium exposure, cohorts of uranium miners and uranium processing workers were
identified as part of DoRemi Task 5.5 as among the most potentially informative source of data for
the characterization of effects of internal contamination (Laurier et al., 2012). The strengths of these
studies include regular collection of dosimetric data and long-term follow-up of worker populations.
In order to allow for such cohorts to provide better insight into the health effects of uranium
exposure, several limitations of previous studies need to be addressed:
First, existing cohorts should be pooled after verification of their compatibility, in order to
increase the statistical power available for analyses and therefore improve the detection and
quantification of potential uranium-related health effects. Similar pooling and joint analyses
of cohorts have successfully been conducted in other populations of radiation workers and
miners (Cardis et al., 2005; Leuraud et al., 2011; NRC, 1999; Tomasek, 2014).
Second, the doses of cohort subjects should be estimated according to state-of-the-art
methods. Methodologies to enable uncertainty in the dose estimates to be incorporated in
dose response analyses should be developed.
Finally, available information on risk factors other than uranium exposure should be carefully
collected in order to adequately control for potential confounding or to take potential
interactions into account in subsequent epidemiological analyses.
It has been acknowledged that setting up multi-country joint epidemiological studies with reliable
dose estimates and using harmonized methods is a highly desirable, but complex, approach. Such
an approach requires preparatory work between researchers (epidemiologists, dosimetrists and
statisticians) in charge of the cohorts to describe and compare available datasets and methods,
and to define harmonized procedures for successfully pooling their data.
1.6.2. Molecular epidemiology
DoReMi task 5.5. has identified that research on the effects of internal contamination would benefit
from the integration of epidemiology and biology within the framework of molecular epidemiology.
Such integration would have a strong potential to improve the understanding and the quantification
of the biological and health effects of radiation exposure, notably resulting from internal
contamination by uranium and other radionuclides (Laurier et al., 2012; Pernot et al., 2012).
The rationale for integrating measurements of biomarkers in a large cohort study on the effects of
internal contamination by uranium is based upon three specific points: 1. to refine the assessment of
exposure to uranium by using biomarkers of exposure (e.g.: (Grison et al., 2013)) 2. to similarly
evaluate possible confounders by the use of confounder specific biomarkers, if available and 3. to
elucidate the different biological response mechanisms induced by uranium exposure in a human
population by using biomarkers of early and late biological effects (Pernot et al., 2012).
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If any association is observed between uranium exposure and the risk to develop a disease, point 3)
may provide insight into the physio-pathological processes involved in disease onset. This will help
assess the biological plausibility of the associations observed in epidemiological studies and inform
related judgment about causality. This might also help to identify pre-clinical biomarkers useful for
the surveillance of people exposed to uranium.
Again, it should be possible to overcome the main limitations of previous molecular epidemiology
studies, and to build on recent, as well as future, progresses of techniques for biological analyses:
Although most previous molecular epidemiology studies have been cross sectional, regular
medical check-ups conducted by the occupational medicine service during the workers’
careers have been identified as a unique opportunity for the prospective and repeated
collection of biological samples among workers (Laurier et al., 2012). A biobank centralizing
such samples over many years from a same cohort of individuals would be a valuable
resource for a detailed assessment of the long-term effects of protracted exposure to
uranium, as it is the case for other exposures (Palmer, 2007; Zins et al., 2010). Such a
prospective scheme is also of great interest to identify, or to validate, biomarkers of recent
exposures (e.g.: (Grison et al., 2013)) and their persistence or modifications over time.
In addition, the immediate collection of biological material from workers exposed to uranium
or other sources of radiation years to decades ago is of great interest in order to directly
investigate any persistent biomarkers of past exposures (Gomolka et al., 2012). If specific
diseases occurred in some of these workers, pathological archives (e.g. formalin fixed
paraffin embedded tissue from target organs (Wiethege et al., 1999)) may also be of great
interest to decipher uranium specific fingerprints in diseased tissues, for instance in tumor
tissues from cancer cases.
The need to use the best possible dosimetric estimates was mentioned above for
epidemiology, and this applies to molecular epidemiology as well. An efficient solution to
address this issue is to nest molecular epidemiology studies within established cohorts for
which dosimetric data have already been carefully collected over many years to decades
(Gomolka et al., 2012), or will be. This consideration also applies to many other factors for
which data are already available within cohorts (e.g., potential confounders).
Novel and already established biomarkers, notably originating from animal experiments, may
prove useful to better understand the biological effects of uranium exposure on its different
target organs, tissues and systems in humans. Some of these biomarkers have never been
tested in humans exposed to uranium, but appear worth investigating for instance in
uranium workers, as they might prove to be of interest to occupational health surveillance
before the onset of any disease (e.g., biomarkers of brain damage, inflammation or kidney
dysfunction).
Non-targeted (OMIC) approaches are also promising for the purpose of identifying not only
new biomarkers of exposure, but also biological (e.g., metabolic) pathways potentially
affected by uranium exposure (Grison et al., 2013), and help direct research towards related
pathways, functions/processes, organs and tissues.
Overall, modern biology approaches are developing fast and should lead to the identification
of new biomarkers of high interest in the forthcoming years or decades. Modern biobanking
methods allow for the long term conservation of biological material in suitable conditions for
later analyses of emerging biomarkers (Palmer, 2007; Zins et al., 2010). Diseases potentially
13
related to current uranium exposure might only be diagnosed many years, even decades,
following exposure. Being able to investigate biological samples collected from the time of
exposure to possible disease onset using the latest available techniques for biological
analyses would be an invaluable asset for future research into potential mechanisms of
disease onset.
As for the preparation of pooled epidemiological studies, cooperation and coordination between
researchers (biologists, epidemiologists, dosimetrists and statisticians) is essential, in order to
undertake any successful and informative pilot molecular epidemiology study in a population of
uranium miners or workers. These discussions should result in a good understanding of the
expectations from the study field by each partner and related justifications, as well as the mutual
understanding of each partner’s (and discipline’s) role within the frame of molecular epidemiology
studies. To set up a molecular epidemiology study, the identification of biomarkers useful to study
the effects of uranium exposure in humans is necessary as well as the identification of populations
suitable for the collection of appropriate biospecimens. Valid biomarker typing can only been done in
biological samples of good quality. Therefore the definition of proper study instruments (standard
operating procedures, questionnaire, information and consent sheets), and the setting-up of an
optimal sampling scheme are essential requirements. These have to be a priori verified and tested in
a smaller feasibility study. The agreement and support of all stakeholders (workers, worker
representatives, employers, national ethics committees,) must be obtained before undertaking the
study. The experiences and feedback of other European initiatives in the field must be used
especially from the European Biobanking and Biomolecular Resources Research Infrastructure
(BBMRI) project (bbmri-eric.eu).
14
2. OBJECTIVES OF THE CURE PROJECT
The objective of the concerted action CURE (Concerted Uranium Research in Europe) was to
elaborate a multidisciplinary and collaborative European research project, integrating epidemiology,
biology/toxicology and dosimetry to improve understanding and quantification of long-term
biological and health effects (including both risks of cancer and non-cancer diseases) associated with
uranium contamination.
This general objective included two specific aims:
• To prepare a common protocol for pooled epidemiological analyses of uranium miners and
workers in Europe, that would overcome the limitations of previous studies in the field, in
order to directly estimate the potential health risks associated with uranium exposure.
• To verify the feasibility of a molecular epidemiology approach (building biobanks and
measuring biomarkers) for integration into the risk assessment process and if feasible, to
elaborate a common protocol for the development of a molecular epidemiology study.
A parallel objective of the project was to identify and establish contact with similar research
programs, within and outside Europe.
3. PROJECT MANAGEMENT AND TASKS COMPLETED
3.1. General characteristics
CURE was a concerted action supported by the DoReMi EU FP7 network of excellence
(http://www.doremi-noe.net/) and coordinated by Institut de Radioprotection et de Sûreté Nucléaire
(IRSN, France). It was integrated as task 5.8 of DoReMi. The project duration was 18 months, from
July 1, 2013 to December 31, 2014.
3.2. Partners
CURE gathered together the main organizations in charge of conducting and/or analyzing cohort
studies of miners and other workers occupationally exposed to uranium in Europe, as well as
organizations with recognized expertise in internal dosimetry and/or in radiobiology.
In total 9 partners from 6 Countries (France, UK, Germany, Belgium, Czech Republic, Spain)
participated in the CURE project: Institut de Radioprotection et de Sûreté Nucléaire (IRSN, France),
Bundesamt für Strahlenschutz (BfS, Germany), Public Health England (PHE, United Kingdom), Nuvia
limited (United Kingdom), Atomic Weapons Establishment (AWE, United Kingdom), StudieCentrum
voor Kernenergie • Centre d'étude de l'Energie Nucléaire (SCK•CEN, Belgium) , Státní ústav radiační
ochrany (SURO, Czech Republic), Centre de Recerca en Epidemiologia Ambiental (CREAL, Spain),
Institut Curie (IC, France).
All partners were involved in the reviews conducted in DoReMi WP4 on pertinent cohorts for
radiation protection, in WP5 task 5.5 on cancer risk and internal contamination (Laurier et al., 2012),
15
in WP6 on useful biomarkers for epidemiology (Pernot et al., 2012) and in WP7 Task7.2 on pertinent
studies for low dose cardiovascular risk.
The respective experiences and fields of expertise of the partners involved in CURE and directly
relevant to this project are summarized below:
IRSN has experience in European collaborative projects (e.g.: DoReMi WP7 and WP5-Task5.5,
coordination of the FP6 Alpha-Risk project), in the conduction of epidemiological cohorts studies of
uranium miners and of uranium workers, in internal dosimetry of uranium miners and of uranium
workers, in biodosimetry, in the investigation of biological and toxicological effects of uranium
exposure (Envirhom program) and in advanced biostatistics. Two PhD students at IRSN (Drubay D,
Zhivin S) participated to the CURE project.
BfS has experience in European collaborative projects (Alpha-Risk, DoReMi, Multibiodose, RENEB,
etc), in epidemiological cohorts of uranium miners, in biobanking of radiation exposed cohorts and
radiation sensitive individuals (German Uranium Miners Biobank), in the analyses of biological effects
(Chromosomal analyses [mFISH, Giemsa], gammaH2AX, Comet assay, Proteomics) of radiation
exposure, of radiation sensitivity, biological effectiveness of radiation, and in dosimetry of internal
emitters.
PHE has experience of European collaborative projects (Alpha-Risk, SOUL, EpiRadBio, SOLO). As part
of the SOLO project, PHE performed coordination, dosimetric reconstruction, biological and
epidemiological risk analysis tasks. PHE has expertise in epidemiological cohorts of nuclear workers
(PHE manages both the UK National Registry for Radiation Workers comprising of over 200 thousand
workers and a cohort of over 60 thousand former employees of British Nuclear Fuels Limited), in
internal dosimetry for uranium and plutonium exposed workers and for uranium miners. PHE has
expertise in radiation biology (RISK-IR), for instance in the field of cancer genetics and cytogenetics,
and carries out research into the fundamental mechanisms by which radiation causes cancer.
Nuvia and AWE have experience in European collaborative projects (Alpha-Risk), in epidemiological
cohorts of uranium workers, in the monitoring of workers exposures and in the assessment of
internal doses. Nuvia and AWE are collaborators in the AIRDoseUK project within DoReMi (task
5.5.2.), which will improve the organ doses calculation among United Kingdom Atomic Energy
Authority (UKAEA) workers.
SCK•CEN has experience in European collaborative projects (NOTE, EPI-CT, Alpha-Risk, CEREBRAD,
PROCARDIO, GENRISK-T), in the analysis of biological/molecular effects of radiation exposure,
radiation sensitivity as well as on cancer susceptibility markers and non-cancer diseases using up-to-
date infrastructures. SCK•CEN has the long-term commitment to develop research in low dose
radiation issues, and in epidemiological cohorts of nuclear workers.
SURO has experience in European collaborative projects (Alpha-Risk). SURO has expertise in
epidemiological cohorts of uranium miners, internal dosimetry, radiochemistry, statistics and
occupational medicine. Within DoReMi, SURO is leading the IntEmitUM project (task 5.5.1), which
aims to the integration of dosimetry, biology and epidemiology to estimate cancer risks related to
internal exposure among miners using measurement of uranium in urine.
16
CREAL has experience in European collaborative projects (e.g.: Alpha-Risk, Int-Thyr), in the
epidemiology of nuclear workers and in risk modelling, in molecular epidemiology and biomarkers.
CREAL has experience in the consideration of dose uncertainties and their propagation into risk
estimates (nuclear workers, Chernobyl liquidators). In DoReMi, CREAL is coordinating the cross-
cutting molecular epidemiology group and the reflexions on molecular epidemiology in WP4 and
WP6.
IC has considerable experience in molecular epidemiology studies and biomarkers. In the framework
of DoReMI, IC participates in the cross-cutting molecular epidemiology group.
17
3.3. Work packages
The CURE project included four work packages (WPs):
WP1 (leader: Richard Haylock, PHE) dedicated to epidemiology
WP2 (leader: Eric Blanchardon, IRSN) dedicated to dosimetry
WP3 (leader: Maria Gomolka, BfS) dedicated to biology
WP4 (leader: Dominique Laurier, IRSN) dedicated to the management and general
coordination of the project
In addition, it was decided in March 2014 to create an uncertainty work group (UWG, leader:
Augusto Giussani, BfS), including members from all the main Work Packages of CURE (epidemiology,
dosimetry and biology). The UWG was dedicated to the coordination and harmonization of the
methods for addressing the cross-cutting issue of uncertainties at different steps of the project.
3.4. Tasks completed
The main tasks of each work package and interactions between them are briefly summarized in
Figure 1.
Figure 1. Work packages of the CURE project, main tasks and interactions between work packages
(WPs) and the Uncertainty Work Group (UWG).
A more detailed list of the tasks performed as part of the CURE project is provided below. Because of
the strong interactions between the different WPs and disciplines, many tasks were conducted
18
jointly by two or more WPs. Therefore, many tasks completed could not strictly be grouped by WP,
but the contributions of each WP to the listed tasks are mentioned:
Review of regulatory issues in each country (agreements from ethics committees and
workers’ representatives), both for epidemiology and molecular epidemiology studies. See
(Haylock et al., 2014a) for details (WP1+WP3).
Detailed description of the cohorts of miners and workers to verify their compatibility
(nature of the variables collected, availability, quality and extent of follow-up, quality and
completeness of dosimetric information) and identify the specific strengths of some sub-
cohorts (e.g.: data on potential confounders available either from Job exposure matrices
(JEMs) or from medical files, cancer incidence data). See (Haylock et al., 2014b) for details
(WP1+WP2)
Definition of cohorts or cohort subsets suitable for different kind of epidemiological analyses,
see section 4.1. (WP1 + WP2)
Definition of a common general strategy for molecular epidemiology (i.e.: to perform
biological sampling, biomarker measurements and analyses in a cohort of uranium exposed
workers and proposition of cohort subsets for pilot molecular epidemiology studies, see
section 4.1.3. (WP1 + WP3)
Identification of relevant biomarkers of exposure or of potential early or late effects, of
interest to study the biological and health effects of uranium (Gomolka et al., 2014). Both
targeted biomarkers (selected notably on the basis of previous experimental studies) and
non-targeted biomarkers (OMICs) were considered (WP3).
Identification of biological specimens to be collected for the measurement of the selected
biomarkers, see section 4.2.2. (WP3)
Definition of standard operation procedures (SOPs) for biological samples and biomarkers
(collection, processing, storage, analysis) (Gomolka et al., 2014) (WP3)
Development of instruments for a pilot molecular epidemiology study (Gomolka et al., 2014):
questionnaire (see section 4.2.3.), information sheet and consent form (see section 4.2.4.)
(WP1+ WP3)
Verification of the feasibility of pilot studies in the proposed cohort subsets for molecular
epidemiology: onsite visits, collection of information on field conditions, and comparison
with SOPs, see section 4.2.5. (WP1+ WP3)
Development and adaptation of the logistic strategy in the pilot cohorts to inform the
medical doctors, workers, to collect and transport the biospecimens and to isolate and store
the biological material of interest, see section 4.2.5. (WP1+ WP3)
Identification of centers able to provide or assist in biospecimen sampling, storage and/or specific biomarker testing (Gomolka et al., 2014)(WP3)
Evaluation of the costs of biospecimen sampling, storage and biomarker testing (Gomolka et
al., 2014) (WP3)
Definition of the relevant biokinetic and dosimetric target organs, relevant to the diseases
(see section 4.4.) (WP2+ WP1) and the biomarkers (see section 4.2.1.) of interest (WP2+
WP3)
Detailed evaluation of the availability and quality of monitoring data available in each cohort
for dosimetric calculations (Blanchardon et al., 2014b) (WP1+ WP2)
Analysis of similarities and differences in exposure reconstruction approaches for miners and
workers (Blanchardon et al., 2014a) (WP2)
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Definition of a dosimetry protocol, harmonizing the dose assessment procedures for similarly
exposed subjects across different countries and sites (Blanchardon et al., 2014a) to allow for
joint epidemiological and molecular epidemiology analyses, see section 4.3. (WP2)
Creation of the uncertainty work group, to address the cross-cutting issue of uncertainties
(UWG = WP1+ WP2 + WP3)
Identification of the potential sources of uncertainties at several steps of the project via the
collective building of a matrix listing identified sources of uncertainties at each step (Giussani
et al., 2014): data collection, dose calculation process, epidemiological and biomarker
analyses (WP1+ WP2 + WP3 within UWG)
Case studies to assess the relative impact of certain sources of uncertainties on dose
calculations (WP2 within UWG)
Prioritization of the sources of uncertainties to be considered (e.g.: to be further
characterized or reduced, whenever feasible) (WP1+ WP2 + WP3 within UWG)
Propositions of methodologies for the propagation of uncertainties in epidemiological
analyses (WP1 within UWG)
Establishment of contacts with other researchers involved in studies of uranium workers or
miners inside or outside Europe, in order to identify their potential synergies with CURE for
future projects (WP4 + WP1 + WP3)
Establishment of contacts with researchers outside the radiation field for input of already
existing knowledge in the biobanking field and identifications of potential synergies with
other projects (WP3+WP4)
Setting up of a CURE web space hosted by DoReMi website (WP4)
General project coordination (WP4)
Early dissemination work : presentations at several workshops and conference (WP4), see
annex 2
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4. PROPOSED INTEGRATED PROTOCOL
The current protocol was designed with two specific aims:
to set up a joint epidemiological study in order to directly estimate risks from occupational
exposure to uranium, by pooling data from established nuclear worker and miner/miller
cohorts from five countries (United Kingdom, France, Belgium, Czech Republic, Germany).
This would generate datasets with the highest possible statistical power to provide evidence
for the appropriateness of radiation protection standards for people occupationally exposed
to uranium. More generally, this would contribute to improve the knowledge of the health
effects (both cancer and non-cancer) of internal contamination and help assess the
appropriateness of current radiation protection standard regarding internal exposure.
to investigate the feasibility of setting up molecular epidemiology studies. Prospective
molecular epidemiology studies would allow for an improved understanding of the
mechanisms through which uranium might generate health effects and possibly to a better
quantification of related health risks. It might help to identify biomarkers useful to the health
surveillance of workers exposed to uranium. Thus it is important to test the feasibility to
integrate pertinent biomarkers into an epidemiological study.
For each aim, importance has been given to the production and use of the best possible dosimetric
estimates, to the identification of sources of uncertainties at each step of the research protocol, and
to the identification of possible methods for propagating such uncertainties into the analyses.
As a result, the outline of the protocol is divided into the following sections:
Epidemiologic cohorts and subsets for analyses
Biological protocol for a molecular epidemiology study
Dosimetric protocol
Methods for statistical analyses
Characterization and propagation of uncertainties
21
4.1. Epidemiologic cohorts and subsets for analyses
This section presents populations identified as suitable for three different levels of analyses as part of
the CURE project.
A large-scale combined analysis of risks among workers and miners exposed to uranium in
Europe, providing substantial statistical power (“broad base analysis”, e.g. comparison of the
mortality and/or morbidity observed in workers to those observed in the general population).
The aim of this analysis is to identify whether any specific mortality or morbidity profile can be
identified in populations of workers and/or miners exposed to uranium.
Analysis of the association between uranium exposure and health risks (“dose-response
analyses”) among subgroups of workers for which doses are readily available or can be estimated
by mid-2016. Preconditions for pooling are the homogeneity of exposure patterns and the
availability of high quality data to estimate organ doses (individual bioassay data, JEMs). In some
portions of these subgroups selected for dose-response analyses, detailed information on
potential confounders such as smoking, body mass index or occupational exposures other than
uranium are available. This will allow for an assessment of the impact of these factors on dose-
response relationships, as part of sensitivity analyses.
Groups within which the collection of biological samples appears possible and justified, to verify
the feasibility of setting up biobanks of uranium exposed workers. An aim of the CURE project
was to identify, as a result of an agreement between WP1 and WP3, “pilot cohorts for biological
data”, in which feasibility studies have appeared worth conducting.
These populations will be presented in more detail below.
4.1.1. Cohorts for broad base analyses
Six groups of miners and other workers exposed to uranium in Europe have been proposed for
inclusion in a pooled epidemiological study. The detailed presentation of each of these cohorts is
available in CURE deliverable D1.2. (Haylock et al., 2014b). In the current protocol, the presentation
of the proposed joint cohorts will be summarised.
Cohorts of miners and millers will be presented separately from cohorts of other uranium workers
because of the markedly different exposure conditions and the significantly different dose
assessment procedures for these groups (as will be detailed in section “4.3. Dosimetry protocol”
below). For simplicity, in the rest of the report, the term “worker” will exclude miners and millers.
4.1.1.1. Cohorts of miners and millers
Cohorts of uranium miners have been set up in three European countries, namely in Germany (N=
58,982 miners) (Kreuzer et al., 2010), France (N=5,086) (Rage et al., 2014) and in the Czech Republic
(N=7,513) (Tomasek, 2012). These populations (total N>70,000) have been followed-up for several
decades. Researchers involved in these cohort studies will be able to build on previous experiences
of collaboration, for instance as part of the FP6 project Alpha risk, during which subsets of data from
these three cohorts were successfully pooled (Leuraud et al., 2011).
22
As mentioned in the introduction, uranium miners were not only exposed to uranium ore dust but
also to relatively high levels of radon, especially in the early years of underground mining (1940s and
1950s) due to bad ventilation conditions. At that time, absorbed lung doses from inhalation of radon
were appreciably higher compared to lung doses from inhalation of uranium dust. For this reason, it
was decided as part of the CURE project to identify subgroups of cohort members exposed to low
radon concentrations, but still relatively high uranium concentrations, so that radon exposure is
unlikely to obscure potential effects of uranium exposure on lung cancer. These selected populations
include:
Miners who were employed in 1955 or later, thus excluding those who had worked in the
very early years, when the levels of radon concentrations had been extremely high (1946 to
about 1955 or 1958). A large joint cohort of about 40,000 uranium miners or millers
restricted to low radon exposures will be generated by pooling data from Germany (~
29,400), France (~3,400) and the Czech Republic (~7,500). Details are provided in CURE D2.1.
(Haylock et al., 2014b). Such a joint cohort will include miners exposed to uranium ore dust
and German millers additionally exposed to yellowcake (a type of uranium concentrate
powder obtained from leach solutions).
All millers and open pit miners, who never worked underground and had very low radon
exposures (no period restriction was applied). A specific cohort of uranium millers has
already been set up in Germany (Kreuzer et al., 2014) (N=4,054) and efforts are underway to
set up similar cohorts in France (N ~ 1,150) and in the Czech Republic (n=980). This will allow
for a future pooled analysis of mortality risk in millers predominantly exposed to uranium. In
the short term, it will be possible to conduct sensitivity analyses among a group of 6,227
millers and open pit miners who never worked underground. This will include 5,460 German
millers and open pit miners and 767 French open pit miners.
4.1.1.2. Cohorts of nuclear workers
At later stages of the nuclear fuel cycle, other workers have been exposed to uranium as part of
various activities: purification, conversion, enrichment, fuel manufacturing and reprocessing,
decommissioning, recovery and decontamination of effluents and waste, weapon production and
research (see annex 1).
In Europe, these workers have been included in several cohorts. These include three cohorts in the
United Kingdom : British Nuclear Fuels Limited (BNFL) cohort (Gillies and Haylock, 2014), United
Kingdom Atomic Energy Authority (UKAEA) (Atkinson et al., 2007) and Atomic Weapons
Establishment (AWE) (Carpenter et al., 1994; Johnson et al., 1999) cohorts (these later two are both
contained within the SHIELD database). A cohort of workers involved in the nuclear fuel cycle has
also been set up in France: the TRACY cohort (Samson et al., in preparation; Samson et al., 2014). A
cohort of nuclear workers has already been set up in Belgium (Engels et al., 2005), but the overlap
with the population of uranium exposed workers in this country (who were employed by Franco
Belge de Fabrication du Combustible (FBFC)) is only partial as of now.
For the first time, a large joint cohort of about 40,000 nuclear uranium workers will be generated by
pooling data from the UK (~24,500), France (~12,700) and Belgium (~1,650). Such a joint cohort will
23
cover the major stages of the uranium cycle. It will also cover exposures to a large variety of uranium
compounds: U3O8, UO2(NO3)2, (NH4)2U2O7, UO3, UO2, UF4. UF6, UO2F2.
The Belgian cohort of 1,650 workers employed at Franco Belge de Fabrication du Combustible in
Belgium still needs to be set-up using available computerized information.
4.1.2. Cohort subsets for dose response analyses
A dose response analysis will be most effective and informative if it is restricted to high quality data
and if potential for confounding bias is avoided. To this end a subset of data will be selected from
each cohort. Criteria for data inclusion differ between miners/millers and workers cohorts.
4.1.2.1. Cohorts of miners and millers
In these cohorts individual monitoring has usually not been conducted. Exposure in uranium miners
has been predominantly regulated by air sampling, as will be detailed in section 4.3. For all miners,
individual information on exposure to uranium, radon and external gamma radiation is already
available, mostly from ambient measurements and based on detailed job-exposure matrices. Much
individual level information has already been computerized, including internal doses to several
organs (lung, kidney, liver, red bone marrow) which were calculated within the framework of the FP6
Alpha risk project (Marsh et al., 2012). Doses to the stomach are also available for German miners.
The population used for dose-response analyses will be the same as that used for the broad analyses.
Specific sensitivity analyses will be based on the group of 6,227 millers and open pit miners, because
of their high uranium exposure and very low radon exposures. However, for millers the organ doses
have still to be calculated.
4.1.2.2. Cohorts of nuclear workers
In worker populations involved in other stages of the nuclear cycle, the evaluation of occupational
internal exposure to radionuclides has usually been based on individual monitoring of intakes of
radionuclides, as will be detailed in section 4.3. Routine bioassay measurement of radionuclides in
urine, faeces, whole-body or lungs has been conducted on a regular basis, and additional follow-up
measurements have been performed in case of incidents.
For the nuclear worker cohorts, the availability and quality of such data, and the ability to collect or
compute good quality estimates of dose from uranium and other alpha emitting nuclides is therefore
the most important criterion for inclusion in analyses of dose-response relationships. It was
proposed, as part of CURE, to focus on subgroups for which both external and internal dose
estimates could be available by mid-2016.
It is estimated that such data can be obtained for 4,500 workers from France, 24,700 from the UK
(15,000 from BNFL, 3700 from AWE and 6000 from UKAEA – doses in AWE and UKAEA cohorts are
being computed as part of the DoReMi AirDose UK project – task 5.5.2) and 800 from Belgium. In
total, a cohort of 30,000 workers would be available for the purpose of studying dose-response
relationships.
In some portions of this subset (described below), detailed information on potential confounders such as smoking, body mass index, blood pressure or occupational exposures other than uranium are
24
available. This will allow for an assessment the impact such factors on dose-response relationships, as part of sensitivity analyses:
In the TRACY cohort, an effort is underway to computerize individual information on risk
factors available from occupational medical files such as smoking habits, blood pressure,
body mass index, blood sugar and cholesterol, as well as chest X-ray examinations (Garsi et
al., 2014). Repeated information is available for these factors, generally on a yearly or more
frequent basis. Such data will be fully computerized for about 4,500 workers (for which dose
estimates will also be available) by the end of 2016.
Job exposure matrices (JEMs) based on a semi-quantitative approach have already been
developed for several facilities included in TRACY (e.g.: AREVA NC Pierrelatte (Guseva Canu
et al., 2009) and EURODIF (Guseva Canu et al., 2013)). These JEMs cover more than 5,000
workers formerly employed at these plants. They document the exposure of workers to
physical risk factors (e.g. noise, heat, asbestos) and chemicals (e.g.: trichloroethylene,
fluorinated products, aromatic solvents). In addition, these JEMs document the type of
uranium to which workers have been exposed (i.e. details on the degree of enrichment and
chemical form determining solubility) and are therefore of interest to refine dosimetric
estimates and conduct sensitivity analyses on the use of such information for dose
calculation. By mid-2016, a new JEM will be created for the Malvesi plant. In total, about
6500 workers from the TRACY cohort will be covered by JEMs at this time.
A first attempt at performing a JEM in Plutonium workers at the Sellafield plant in the UK is
currently being carried out. The aim in this setting is to improve the information on the
potential exposures of unmonitored workers. If successful it will provide a basis for
evaluating the feasibility to perform similar work on uranium exposed workers to identity the
types of uranium compounds workers were potentially exposed to.
In addition, cancer incidence data are available in the UK cohorts from the beginning of 1971 and will
also be available for the Belgian cohort from the beginning of 1999. This will allow for further
sensitivity analyses of the impact of using mortality vs incidence data when studying the association
between radiation dose and cancer.
4.1.3. Cohort subsets proposed for pilot molecular epidemiology studies
Regarding molecular epidemiology, this section will present groups of individuals from the
aforementioned cohorts, in which it has been proposed jointly by WP1 and WP3 to verify the
feasibility of collecting and biobanking biological samples, which would allow for subsequent
analyses of pertinent biomarkers. The details of the strategy proposed for the collection of the
biological data (standard operating procedures for biological sample collection, transportation,
storage and biomarker testing) will be presented in the “biology protocol for a molecular
epidemiology study ” section 4.2. below.
Epidemiologist, biologists and dosimetrists first examined the possibilities to launch prospective pilot
studies in workers currently active, which would allow for a repeated collection of samples over time
in the same workers. This collection scheme would allow for an analysis of biomarkers (of exposure,
then of early biological effects) before the onset of any radiation-induced disease so that the kinetics
25
of both uranium exposure and biomarkers, as well as their associations, can be studied over time.
Starting from these criteria, several potential population subgroups from the aforementioned
European cohorts of uranium workers have been proposed jointly by WP1 and WP3:
uranium workers currently employed at an AREVA uranium conversion plant in Malvesi
(France), N~250.
former uranium workers now involved in decommissioning activities in Belgium and non-
exposed workers, N~40.
Uranium millers and miners currently employed at the Rozna mine (Czech Republic), N~100.
The feasibility of collecting biological materials in these subcohorts was investigated in detail (see
section 4.2.5.).
In addition, information was collected more briefly about possible opportunities to collect biological
samples in uranium workers in other settings (or to analyze biological samples already collected
there) in the future. This includes uranium workers employed in European as well as non-European
countries. The contacts established with invited experts have been very important for that purpose:
Preliminary contacts have been established with Polat Kazymbet and Meirat Batkin (Astana
Medical University, Kazakhstan) to examine the feasibility to access samples previously
collected in Kazakh workers, or to collect new samples. Some samples have already been
collected in uranium workers from the Stepnogorsk site, notably for the purpose of gene
expression analyses (Abilmazhinova et al., 2014; Kazymbet, 2014).
Contacts have been established with Andrey Karpov and Ravil M Takhauov (Seversk
Biophysical Institute, Russia) to examine the feasibility to analyze samples previously
collected in uranium workers in Seversk (Russia), or to collect new ones. A large biobank has
been set up there (Takhauov et al., 2015).
Contacts have been established with Friedo Zölzer (University of South Bohemia) who has
conducted a pilot study in uranium miners and millers at the Mydlovary site (Czech
Republic)(Zolzer et al., 2012b). These miners and millers have already been sampled twice,
with a 90 % participation rate for the follow up one year after initial sampling.
First contacts have been established by Nuvia Ltd to assess whether a feasibility assessment
could be possibly conducted in uranium workers the UK (Dounreay, and Urenco at
Capenhurst).
Lastly, the possibility to examine biological samples collected a long time after exposure was also
examined. It is of great interest to identify persistent biomarkers of exposure or examine biomarkers
of late biological effects such as a specific biological signature of radiation-induced disease (e.g.
uranium specific “fingerprints” in tumor tissue). A biobank including former uranium miners retired
from the Wismut company (Germany) has been set up at BfS (Gomolka et al., 2012). This biobank
may provide interesting material for such analyses.
26
4.2. Biological protocol for a molecular epidemiology study
The aim of the biological protocol is to provide a strategy as well as standardized operating
procedures (SOPs) and study instruments to perform relevant biological sampling, biomarker
measurements and analysis in a cohort of uranium exposed workers, in order to constitute an
international biobank.
The rationales for establishing such a biobank and integrating measurements of biomarkers in a
cohort study have been presented in section 1.6.2. Briefly, the long-term goal is to set up a large
international molecular epidemiology study that will provide new insight into the biological effects
associated with occupational exposure to uranium and help refine the estimates of related health
risk. Another potential side product of this research might be the identification or validation of new
biomarkers useful to the surveillance of workers occupationally exposed to uranium.
Setting up an international biobank including biological samples from workers is quite a novel and
complex task. It is anticipated that approval of stakeholders and ethics as well as data safety
committees will be possible only if a clear strategy is provided together with a strong management
system that ensures the data analysis. The biological protocol therefore defines the following aspects
of the proposed study:
A list of biomarkers of interest to study in relation with uranium exposure.
A related list of biospecimens that should be collected for the measurement of the selected biomarkers (as well as of other biomarkers which may be proposed in the future).
Standardized operating procedures (SOPs) for biospecimen collection, processing,
transportation, storage and for biomarker testing/measurement. Some SOPs for functional
tests were also proposed (e.g: in order to assess the cerebral or circulatory functions of
workers) (Gomolka et al., 2014).
A questionnaire to collect the information needed for an adequate interpretation of
biomarkers and appropriate statistical analysis
An information sheet for workers and related form of consent to participate to the study
In addition, since the successful measurement of most biomarkers require stringent
conditions of sampling, processing, storage and transportation of specific biospecimen
(which may widely differ according to the biomarkers which are intended to be measured in
them), it is necessary to propose, assess, and if necessary refine, a precise logistic strategy
allowing for the collection of several biospecimens in one or more pilot cohort(s). Another
mandatory step before moving to a large scale molecular epidemiology study would be to
conduct one or more pilot studies for field testing. Such pilot studies would notably be of
interest to assess the participation rate among workers, the appropriate completion of
questionnaires, the applicability of SOPs in field conditions on a real scale (e.g.: for several
workers per day), the quality of resulting samples for the envisaged biomarker analyses.
Whilst launching such pilot studies was clearly beyond the time frame of the CURE project it
27
was recognized that preliminary feasibility studies should be conducted in the groups of pilot
cohorts proposed jointly by WP1 and WP3, to assess the compatibility of the proposed
logistics protocol with field conditions.
All these aspects are detailed in the biological protocol below.
4.2.1. Proposed biomarkers
A list of biomarkers of interest to study the biological effects of uranium has been proposed. This list
has been established by taking into consideration a priori the two main types of approaches
currently used in biomarkers research:
Targeted approaches. Biomarkers that were considered as potentially informative based on
the knowledge of uranium action in humans or animals were identified. This includes
biomarkers that may reflect damage to organs/tissues/systems identified as established or
potential targets of uranium according to published biokinetic, experimental or
epidemiological studies. This list of biomarkers covers early as well as late biological effects
in the target organs/tissues/systems (lung, kidney, heart, bone, blood, vessels, red bone
marrow and central nervous system). Because no biomarker identified so far is specific to
uranium exposure or to its suspected health effects, a multi-marker approach has been
proposed for most targeted biological endpoints. Using a panel of relevant biomarkers will
allow for a better delineation of the suspected targeted effects. Multi-marker approaches
will also be useful to explore the interplay of different possible biological pathways (Pernot
et al., 2012).
Non-targeted approaches (such as OMIC techniques) are highly dimensional multi-marker
approaches by nature. They aim at the collective characterization and quantification of pools
of biological endpoints that translate into the structure, function, and dynamics of
organisms. Such approaches are potentially able to identify new biomarkers of exposure
(Grison et al., 2013) and to detect perturbations of biological pathways by uranium exposure,
which have not been suspected so far. This might in turn lead to the identification of new
target organs/tissues/systems of uranium exposure and related health effects that can be
identified by new related biomarkers. In addition, quantitative meta analyses of differentially
regulated molecular levels by toxic compounds - from DNA to RNA to proteins to metabolites
and their regulatory factors (e.g. miRNA, DNA methylation) – should allow for a better/in-
depth understanding of their systemic action and induced biological mechanisms. Such
methods should help to improve radiation risk assessment in the future.
The various biological endpoints covered by the proposed list of biomarkers are listed below. The
detailed list of proposed biomarkers is provided in the standardized operating procedures produced
by CURE WP3 (Gomolka et al., 2014):
Lung cancer and other lung damages, because of first entrance and deposition by uranium
dust inhalation in the lung, and of suggestive results from animal and epidemiological
studies.
28
Renal damages, because of uranium accumulation and biological data from animal and
epidemiological studies indicating effects of uranium on kidney
Bone damages, because of uranium accumulation and long term storage in this tissue
Cardio-vascular damages, because of both direct and indirect effect of uranium through
kidney impairment, of the established effect of particle inhalation on the cardio-vascular
system, and of suggestive results from an epidemiological study
Lympho-hematopoietic system, because of clearance of uranium by macrophages and
uranium deposition in bones and lymph nodes, and suggestive results from an
epidemiological study
Brain damage, since changes in cognitive functions have been observed in animal
experiments but no data are available in humans
DNA damages to evaluate the radiotoxic and chemotoxic effects of uranium on genetic
material, using cytogenetic biomarkers
Metabolism because of previous identification of urinary metabolomic signatures of uranium
exposure in rats
Other, non-specific OMIC biomarkers to develop new hypothesis like RNA profiles and whole
genome RNA sequencing in order to detect fusion proteins (leukemia), alternative splicing
and micro RNA, DNA sequencing to detect methylation.
This extensive list includes a large number of biomarkers (as detailed in the SOPs), which may need
to be adapted in the context of a proposed study depending on practical constraints (amount of
funding available, samples for which expectations of successful collection are good). It is open for the
addition of emerging biomarkers of interest, since the proper collection and biobanking of the
biospecimen will provide the opportunity for a multitude of analyses in the future.
The defined biomarkers do not have to be all investigated in a first step. Indeed the quality of the
collected and stored material must allow for their future investigation, as well as for the future
analyses of emerging biomarkers. The best strategy for the identification of certain biomarkers
would be to wait until sequencing strategies become much more elaborated and cheaper.
4.2.2. Biospecimen to be sampled
As part of the CURE project, it was recommended to collect the following biospecimen from study
participants in order to investigate the proposed biomarkers:
Blood
Urine
Sputum
Nasal swabs
Saliva
Again, ad hoc SOPs are provided for the purpose of sampling biospecimen in the best conditions for
later measurement of specific biomarkers (Gomolka et al., 2014). In addition, general considerations
are provided below regarding the collection of these different types of biospecimen:
29
4.2.2.1. Blood
Blood is an important biospecimen to collect because of the high number of biomarkers that can be
measured in it with high quality. It has been estimated by members of the CURE project that a
volume of blood of about 50 ml per donor is acceptable, from both ethical and physiological point of
views. Mentioning preceding studies sampling similar quantities may help convince occupational
physicians who are not familiar with molecular epidemiology studies. For instance, up to 80 ml per
donor has been collected from retired miners as part of a pilot study for the Wismut Biobank
(Gomolka et al., 2012). In the UK biobank for which 500.000 individuals have been sampled a total
volume of 45 ml of blood has been collected per person (Elliott and Peakman, 2008).
Blood must be collected after overnight fasting, using classical blood collection sets with BD
Vacutainer-type, safety-lock tubes, pre-coated with special preservatives, each destined for a specific
use and the measurement of different sets of biomarkers. A well-defined blood collection protocol,
sampling instructions and the number and type of the collected tubes have to be communicated
clearly to nurses in charge of blood collection. Nurses should be trained to follow the designed
protocol. It should be noted that some centrifugation steps have to be performed shortly after
sampling either on site or in a classical medical laboratory located near the sampling site.
Participating individuals have to be informed about the risks associated with blood sampling
(venipuncture) by the medical staff a priori.
Adequate conditions for the processing, transportation and storage of blood samples can be
summarized as follow. These ideal conditions for sampling might need to be adjusted according to
the site specific conditions:
Table 1. preferred conditions for blood sampling, processing and storage
Purpose Tube type Biological Investigation
On-site Processing
Transportation Storage
DNA isolation K2-EDTA tubes DNA damage none room temperature
-20°C
Lymphocytes isolations Lithium–Heparin tubes
translocations none room temperature
Rapid isolation of lymphocytes (max 2 days)
Plasma collection after 12h of fasting
Lithium–Heparin tubes
metabolomics, cardiovascular or brain markers
plasma collection and freezing
dry ice -80°C
RNA isolation *PAXgene tubes genomics none room temperature
-20°C (24h) then -80°C
Serum collection after 12h of fasting
SST tubes cardiovascular and brain biomarkers
serum collection and freezing
dry ice -80°C
Plasma collection after 12h of fasting
K2-EDTA tubes kidney, cardiovascular and brain biomarkers
plasma collection and freezing
dry ice -80 °C
30
4.2.2.2. Urine
Urine sampling is non-invasive and provides a biological sample that is of high interest as a matrix for
measuring kidney function biomarkers and metabolites. Two different protocols for urine collection
are proposed, each for a specific purpose, and are briefly summarized below:
A 24-hour collection time, used for studying of kidney biomarkers: The first morning urine sample
should be discarded, and then all urine should be collected over a 24 hour period until the first urine
sample of the following morning (see SOPs in (Gomolka et al., 2014)).
Following this collection, a second 2-hour urine sample should be obtained for metabolomics studies
and the analysis of additional kidney biomarkers. In order to control variation in metabolite
composition of the collected samples due to influencing factors (e.g. composition of meals before
sampling), a detailed list of recommendations (diet and physical activity restrictions) will be provided
before 2-hour urine sampling (see SOPs in (Gomolka et al., 2014)).
4.2.2.3. Sputum
The mucoid material that is expelled from the respiratory passages or the “breathing tubes” is called
sputum. Sputum is a highly interesting biological sample widely used in lung cancer studies, mainly
for the detection of specific gene methylation patterns as pre-diagnostic markers. It is also of interest
to investigate lung damages other than lung cancer (e.g., via measurement of the CC16 protein,
which is potentially indicative of obstructive diseases). In addition, sputum samples potentially of
interest for the measurement of uranium, as a potential source of information on the solubility of
uranium particles encountered in specific settings.
Again two different protocols can be envisaged. It is possible to collect either induced or
spontaneous sputum:
The collection of induced sputum is a quite complex procedure, as summarized below:
Preliminary spirometer test in order to evaluate breathing capacity of the participant.
Inhalation of a short acting β2-agonist and a succession of saline solutions of various
concentrations
Collection of induced sputum
Processing within 2 hours for cell isolation and conservation.
This collection requests the presence of a nurse and a private room for the participant. Its feasibility
in occupational settings would clearly need to be assessed via a pilot study in field conditions.
Alternatively, a less constraining procedure is to ask workers to collect morning spontaneous sputum
(Belinsky et al., 2005) at home over three days. A specimen can be obtained by coughing up sputum
from deep in the lungs and placing it in a bottle containing fixative. This fixative preserves the cells
until they can be prepared for evaluation in the laboratory. No freezing is necessary and samples may
even be sent by regular mail. On the logistics point of view, the coupling of such a collection with 24h
urine collection, which is also partly conducted at home, may be considered.
31
4.2.2.4. Nasal swabs
During inhalation, the nasal epithelium is directly exposed to environmental pollutants, including
airborne uranium particles. In addition the nasal epithelium is directly connected to, and may reflect
what happens in, the lung. Nasal swabs are of minimal cost and might provide important information
about exposure to uranium or biomarkers of early or late biological effects in the lung. For instance,
they can be used for the purpose DNA methylation assays. The procedure is not painful, but slightly
invasive. It requires gesture training from the nurse. The acceptability of such sampling appears
worth testing as part of pilot studies in workers.
4.2.2.5. Saliva
The usefulness of saliva samples for biomarker studies in radiation research (Pernot et al., 2014) or
to study the effects of internal contamination by uranium has not been extensively evaluated so far.
However, saliva is of interest as it contains a wide range of molecules, including proteins, peptides,
DNAs, hormones, metabolites and RNAs - including non-protein coding RNAs (ncRNAs) like
microRNAs (miRNAs). The use of saliva for genetic analyses has grown dramatically in recent years in
molecular epidemiology studies and recent characterizations of the salivary proteome and
transcriptome have highlighted the diagnostic potential of saliva. Saliva contains clinically
discriminatory protein and RNA biomarkers of oral cancer for example. Although some confounding
factors have to be taken into account (tooth brushing, oral disease, microbiome in the mouth,
circadian rhythm …) and that blood generally has a bigger potential, the collection of saliva is non-
invasive and easy to perform. A good level of acceptance can therefore be expected from
participants. It can be collected in large volumes in appropriate buffers and stored at room
temperature for subsequent genomic DNA and RNA isolation. Saliva might also be a useful
biospecimen for uranium measurements and dosimetric purposes, with potential to reflect lung and
oropharynx cavity contaminations. Although the relative usefulness of saliva samples versus other
samples for the purpose of studying the effects of uranium exposure cannot be guaranteed to date,
it would be of interest to test their potential as part of a pilot study in uranium workers.
4.2.2.6. Further considerations on biological samples
Again, the collection of biological samples proposed above corresponds to an ideal sampling plan. In
some settings, the collection of certain biological samples may be refused for practical reasons (e.g.
important changes needed in the schedule of the medical check-ups to integrate their collection, lack
of availability of a dedicated room, etc) or limited in volume (typically, competition between the
volume of blood collected for routine medical surveillance and the volume needed for the study).
Other adaptations may be needed according to field conditions. For instance, practical constraints
regarding temperature conditions and equipment or time to sample processing might not exactly fit
the proposed SOPs in some settings. Unless these conditions can be changed, the robustness of the
SOPs to the field conditions should be quickly tested on a few samples (e.g.; replication of conditions
in a lab) to make sure that the modifications of conditions/procedures do not impair the quality of
biological samples for future analyses.
32
Several biomarkers can be measured in different kinds of biological samples (e.g., CC16 marker for
lung damage can be measured in sputum, serum and plasma). This may represent alternative
solutions if one type of biological sample cannot be collected. Alternatively, measuring the same
biomarker in two different types of biospecimen (especially, more or less invasive or costly) may
prove of interest for the purpose of comparison and validation studies. Applications of such
comparisons would apply to workers studies and possibly other situations (emergency, accidents)
where time and resources are more limited for the collection of certain specimen (typically, blood or
sputum) or not easily acceptable for other reasons (e.g., studies in children).
4.2.3. Questionnaire
A questionnaire to be completed by all participants in the study at the time of biological sampling
was produced by CURE partners and is provided in (Gomolka et al., 2014). In complement to the
retrospective information available in medical records, it will allow confounding factors to be
identified and taken into account in the statistical analysis of biological data.
The questionnaire should ideally be filled-in by the worker at the center (on-site, before the blood
sampling) and if possible verified at least in part by the physician (or by an associate) during the
medical exam.
Specific and detailed questions are included in the proposed questionnaire, related to:
Demographic characteristics
Employment history
Socioeconomic status
General health status
Cardiovascular diseases
Cancer
Pulmonary diseases and respiratory symptoms
Kidney impairment
Thyroid impairment
Autoimmune disease, diabetes
Medications (anti-coagulant, anti-inflammatory, statins, pain killers)
Dietary supplements (vitamins, calcium, etc), ,
Hormones
Transplantations and transfusions
Infections
Reporting of radiation exposure for medical reasons including nuclear medicine,
interventional radiography, catheter exam, radiography, radiotherapy
Chemotherapy.
Alcohol consumption
Smoking habits
Physical activity and sleeping habits
33
Again, the questionnaire produced as part of the current protocol is extensive. It may need to be
adapted (e.g., shortened) according to the list of biomarkers selected for investigation, depending on
the amount of funding available and to other practical constraints.
4.2.4. Information sheet and consent form
For the purpose of requesting and collecting an informed consent from the workers willing to
participate to the study (i.e., to fill in questionnaire and provide researchers with their biological
samples) and keeping track of it, two study instruments were produced:
An information sheet describing the aim and main characteristics of the research project, as
well as the participant’s rights (Gomolka et al., 2014).
An informed consent form (Certificate of Consent) to be signed by the participants and
conserved by the investigators during the full duration of the study and beyond (Gomolka et
al., 2014)
4.2.5. Logistic strategy for the collection of biospecimens in pilot cohorts
The aim here was to propose a working logistic strategy to be implemented for the collection,
processing, transportation and storage of several biospecimens according to the defined SOPs
(Gomolka et al., 2014), but also to inform workers about the study, obtain and document their
informed consent. A time also needs to be allocated to allow the workers to fill out the questionnaire
and undergo complementary examinations, such as proposed functional tests for brain and
circulatory functions (Gomolka et al., 2014).
The proposed logistic strategy needs to:
be compatible with field conditions (timing of the medical check-ups, usual practices and
specific considerations of occupational medicine staffs, resources locally available)
allow for the collection of biospecimens useful to measure a wide array of biomarkers for
which processing or storage conditions could markedly differ, in a single logistic frame
allowing for a cost-efficient approach.
Logistic strategies were therefore developed for the pilot cohorts proposed jointly by WP1 and WP3.
34
4.2.5.1. Proposed French pilot cohort
A feasibility study was conducted at the AREVA uranium conversion plant in Malvesi (France) to set
up a logistics strategy integrating the collection, processing, transportation and long-term storage of
biospecimen (biobanking) that would allow for the measurement a panel of biomarkers in which
CURE partners expressed immediate interest:
metabolomics (IRSN)
gene expression (SCK•CEN, PHE)
kidney function and damage markers (IRSN)
lung damage markers (CREAL)
central nervous system markers (IRSN)
cytogenetics (BfS)
cardiovascular diseases markers (IRSN)
The main features of this feasibility study are presented below.
Context and field conditions
The Malvesi plant in Narbonne (southern France) has performed purification of natural uranium and
its conversion to UF4, since the beginning of its operations in 1958. This plant was fully integrated
into the AREVA group in year 2013. At present, 250 active workers are holding a stable professional
position there. Among them, about 100 perform shift work and are monitored for uranium exposure.
Once a year, these workers undergo a check-up by the occupational medicine service, including
blood and 2h-urine sampling for the purpose of routine medical surveillance. These samplings have
been conducted in the morning (from 8 am) after overnight fasting, every day from Tuesday to
Friday. Three tubes of blood per worker have been routinely collected (EDTA (3.5 ml), serum with
clot activator (6 ml) and Sodium Fluoride and Potassium oxalate (3.5 ml)) and sent to a subcontractor
medical laboratory (a 15-minute drive away from Malvesi) for analysis on the day of sampling, along
with the 2h-urine samples. Urine and blood samples are usually analysed before 2pm, and stay at
room temperature between sampling and analyses. According to the medical laboratory, such
temperature conditions could not be changed for the 3 tubes of blood routinely collected.
In addition, 24h-urine samples are collected once a year during specific campaigns (at times distinct
from those of medical check-ups), for the purpose of uranium measurement. Extra samplings are
also conducted in case of suspected or confirmed contamination. Uranium measurements in urine
are conducted in a separate laboratory in Marcoule (France).
Collection of biological samples proposed to the medical staff
The following collection of biological samples for a pilot study was proposed to the occupational
physician and nurses:
The collection of an aliquot of 2h urine samples (10 ml) was accepted
The collection of an aliquot of 24h urine samples (10 ml) was accepted
The collection of saliva samples was accepted
The collection of spontaneous sputum at home and of nasal swabs was also proposed but
refused by the occupational physician
35
The collection of any unused content of the blood tubes routinely sent to the laboratory (1 to
1.5 ml from EDTA tube, plus 1 to 1.5 ml from the serum separating tube) for the purpose of
the pilot study was accepted
The collection of four more tubes of blood per worker for the purpose of the study was
accepted:
o 2 heparin (10 ml) tubes (1 for metabolomics and plasma markers, one for
cytogenetics)
o 1 EDTA (10 ml) tube (for plasma markers)
o 1 PaxGene (2.5 ml) tube (for RNA)
In total the sum of the volumes collected a) for the purpose of the routine medical surveillance and
b) specifically for the purpose of the pilot study per worker would be 45.5 ml, divided into 7 tubes.
Logistic strategy
The occupational physician and nurses at the Malvesi site clearly asked for logistic solutions that
would keep their routine medical surveillance activities unchanged. They also expressed a preference
for the processing of samples to be conducted outside of the medical building because of a lack of
appropriate rooms available on site.
These requests had to be taken into account in the procedures, notably since the acceptance and
support from the occupational physician and nurses is important to motivate workers to participate
to the study.
It was jointly decided with the medical staff:
to hire a part time subcontractor Clinical Research Associate (CRA) in order to help with
several tasks related to the study
to mandate the subcontractor medical laboratory that was conducting the routine
surveillance analyses to process the additional samples and to ensure their temporary
storage (before shipping the samples to a biobank)
to organise the long-term storage of biological samples in a standardised biobank belonging
to the European BBMRI infrastructure (bbmri-eric.eu). Biobanks which would agree to store
the proposed samples were identified with help from the infrastructure BIOBANQUES
(http://www.biobanques.eu).
On the basis of the above field conditions and requests from the medical staff, the following logistic
scheme was defined:
The nurses would sent convocations to workers as usual (email and letters), along with the
information sheet about the study and with polite requests, for workers willing to participate, to
follow the food and physical activity restrictions for metabolomics on the night before sampling.
On the day before sampling, the CRA would label blood tubes, urine containers, saliva collection kits
and cryotubes with anonymized identifiers for the subject and explicit codes for the specific
sample/aliquot, according to the classical recommendations of biobanks (Henny et al., 2013).
36
On the day of sampling, the CRA would approach workers along with the nurses to remind them
about the aim of the study with help from the information sheet, and provide additional information
if needed (e.g., reply to any complementary question about the study). No incentive would be
proposed to workers since this is forbidden by French regulations.
The CRA would then collect the informed consent of workers using the appropriate form.
The workers would then provide 2h-urine samples as usual to the nurse, and the CRA would collect
one aliquot of 10 ml from this sample for the purpose of the study.
Next, the nurse would conduct the blood sampling as usual, but for the 7 tubes instead of the usual
4, with assistance from the CRA who would provide her with the appropriate pre-labelled blood
collection tubes, and handle them immediately after sampling. Two tubes (EDTA+heparin) collected
for the purpose of measuring plasma markers and metabolomics would be transferred immediately
into an electric cool box at 4°C, along with the 2h urine samples, for shipping to the subcontractor
laboratory. Other collected tubes (heparin tube for cytogenetics, PAXgene tube for RNA analyses,
serum separating and EDTA tubes usually collected for routine medical surveillance) would be kept at
ambient temperature before shipping.
The CRA would then invite the workers to enter an isolated room, provide them with a saliva
collection kit and related instructions. the CRA would then collect the saliva sample and provide the
workers with a snack and with the questionnaire. After completion of the questionnaire, the CRA
would briefly check that it has been adequately completed, and administrate the cerebral function
test (Mini Mental State Evaluation (Folstein et al., 1975.)) and vascular reactivity functional tests (see
(Gomolka et al., 2014)).
By noon, all collected samples (except the heparin tube for cytogenetics) would be shipped to the
subcontractor laboratory by the specialized transporter usually employed for that purpose, either in
the cool box or at ambient temperature, depending on the requirement for each specific sample. The
cryotubes previously labelled with anonymised identifiers by the CRA would also be sent the same
way to the subcontractor laboratory.
Immediately at reception, the laboratory would perform the following tasks:
centrifuge the EDTA and heparin tubes collected for the purpose of measuring plasma
markers and metabolomics and aliquot the plasma in the pre-labelled cryotubes.
centrifuge the serum separating tube collected for the purpose of regular occupational
surveillance, measure usual surveillance parameters, and aliquot the remaining serum in the
pre-labelled cryotubes.
analyse parameters in the whole blood of the EDTA tube collected for the purpose of regular
occupational surveillance, then mix the remaining whole blood (about 500 µl) with 1.3ml of
RNALater to get genomic DNA and aliquot it in the pre-labelled cryotubes
aliquot the 10 ml 2h-urine aliquot in the pre-labelled cryotubes
incubate the saliva samples and aliquot them in the pre-labelled cryotubes
All aliquots (pre-labelled by the CRA) would then be stored in a -80°C freezer provided to the
subcontractor analysis laboratory, along with the PAXgene tube.
37
Once per month, the aliquots would be shipped on dry ice by a specialized transporter from the
subcontractor laboratory to a biobank affiliated to the BBMRI network. The maximum duration for
local storage of aliquots in the laboratory would therefore be one month. In the biobank, the
aforementioned aliquots and the PAXgene tube would be stored at -80°C until shipping to specialized
centers (laboratories/platform) for biomarker measurements. RNA would need to be extracted from
the PAXgene tube within two years of r collection.
The heparin tube collected for cytogenetics would follow a different pathway after sampling, since it
would be shipped directly from the Malvesi site to the local biobank at ambient temperature by a
specialized transporter. Once in the biobank, the heparin tube would undergo a procedure of
lymphocytes extraction (Ficoll gradient, see (Gomolka et al., 2014)). The extracted lymphocytes
would remain stored in the biobank, cryopreserved in liquid nitrogen until shipping to specialized
centers (Gomolka et al., 2014) for biomarker measurements.
Because biological samples are collected once a year for each worker, the duration of the first round
of sample collection, corresponding to the length of the pilot study, would be one year in order to
cover the entire target population of workers.
It was agreed that to avoid batch variations the best option for the analyses of biomarkers would be
to analyse samples collected for all workers in a row on one platform (per biomarker). Therefore it
would be necessary to wait at least until the end of the first round of sample collection, which would
be one year after the start of the pilot study, before shipping samples to specialized centers for
biomarker measurements.
Conclusion
It is technically feasible to collect biological samples for studying the biological effects of uranium
exposure in the Malvesi conversion plant, although the occupational physician disagreed on the
principle of spontaneous sputum collection and nasal swabs. A workable and realistic logistic strategy
was developed, that would need to be tested by launching a pilot study.
After a presentation of the study project to the Health and Safety committee (Comité d’Hygiène, de
Sécurité et des Conditions de Travail) of the Malvesi plant on October 16, 2014, the director, the
occupational physician and the workers representative committee of the Malvesi plant have agreed
to the principle of the pilot study.
However for this pilot study to be launched the financial support of the AREVA Health
Direction/management is necessary.
4.2.5.2. Proposed Belgian pilot cohort
The technical feasibility of a similar scheme was also evaluated for a pilot cohort of 40 former FBFC
workers (20 formerly exposed, and 20 non exposed to uranium) monitored by SCK•CEN occupational
medicine.
38
Preliminary investigations have demonstrated the technical feasibility of a collection of biological
material of interest to study the biological effects of uranium exposure in these workers, according
to a logistic strategy similar to the one presented above for the Malvesi plant.
However, workers formerly employed by FBFC are now affiliated to AREVA. Therefore this pilot study
can only be launched provided that AREVA Health Direction/management supports it.
4.2.5.3. Proposed Czech pilot cohort
Context and field conditions
A feasibility study was also conducted in the Czech Republic at the Rozna uranium mine and milling
plan, which has been operating since 1958. About 440 miners and millers are currently employed
there and conduct a large number of activities including extraction, drying, crushing and chemical
processing of uranium, and others. About 30 workers are employed at the milling plant, which is
open during 5 month per year. Medical check-ups in Rozna are conducted once a year for each
worker, on Tuesdays, from 6 a.m. to noon. Some miners perform shift work, but those showing up
for the medical check-ups on Tuesdays will have worked only in the morning the day before (i.e.: on
Monday).
A research project supported by the R&D program of the State Office for Nuclear Safety of the Czech
Republic and by DoReMi is ongoing at the Rozna mine (IntEmitUM: Internal Emitters in Uranium
Miners, DoReMi task 5.5.1). A component of this project will include a comparison of the dosimetry
of current uranium miners computed from personal dosimeters (ALGADE), with the dosimetry
computed from measurement of uranium in the urine of these same miners. For the purpose of this
research, spot urine samples from uranium miners have been collected during regular medical check-
ups, however they have not been stored under conditions that would be appropriate for later
analyses of metabolomics or kidney markers.
Collection of biological samples proposed to the medical staff
Within the framework of CURE, the following collection of biological samples for a pilot study was
proposed to the occupational physician and nurses:
The continued collection of further aliquots of 2h urine samples (10 ml) for the purpose of
metabolomics and kidney markers analyses has been accepted
The collection of saliva samples has been accepted
The collection of two tubes of EDTA blood (2*8 ml) on top of the amount already collected
for the purpose of the routine medical surveillance has been accepted.
It was proposed to invite the workers to a medical center in Prague to organize
complementary examinations such as magnetic resonance imagining (for the study of central
nervous system), measurement of intima media thickness (for the study of the
cardiovascular system) and to collect induced sputum, but the occupational physician
refused this option.
Logistic strategy
According to a general strategy similar to the one developed in Malvesi, it has been proposed to
collect the informed consent, the biological samples and administrate the questionnaire during the
39
annual medical check-ups of workers in Rozna. In The Czech Republic, incentives can be proposed to
workers and medical staff. This possibility would be used to maximize the participation rate. An
incentive of about 20 euros per workers has been proposed.
The samples collected on each Tuesday would be shipped to a laboratory in Bystřice nad
Pernštejnem, a 10 minutes drive away from Rozna. Two shipping per morning would be possible.
Immediately at their reception in the laboratory, the samples would be processed and kept frozen in
a -80°C freezer for several weeks. The aliquots would then be shipped on dry ice by a specialized
transporter from the subcontractor laboratory to BfS for biobanking. From there, samples would be
dispatched toward specialized centres for biomarker measurements under the responsibility of CURE
partners.
Collection of the biological material (for 100 miners and millers) would be expected to take 6
months.
A translations of WP3 reference documents (Gomolka et al., 2014) in the Czech language will be
required.
Conclusion
This preliminary study confirms that it is technically feasible to collect biological samples for studying
the biological effects of uranium exposure at the Rozna mill and mine.
40
4.2.5.4. German Uranium Miners Biobank
Another strategy to access biospecimens of interest for molecular epidemiology studies on the
biological effects or uranium exposure is to use readily established biobanks of individuals exposed
to uranium, such as uranium miners.
In 2009, the BfS initiated a biobanking strategy from former Wismut Miners. Supported by the
German Social Accident Insurance (DGUV), the Institute for Prevention and Occupational Medicine of
the German Social Accident (IPA) in Bochum, the Federal Institute for Occupational Safety and Health
(BAuA) and the Institute of Epidemiology of Helmholtz Center Munich, various biological materials
from healthy controls and lung cancer cases of former Wismut miners and their children have been
collected and stored in the BfS biobank (Gomolka et al., 2012).
Standard operating procedures have been developed to establish a biobank based on blood samples
of 65 ml to 80 ml in a preceding pilot study. 442 volunteers have been recruited for sample
collection. Sample collection and shipment was performed as simply as possible and the quality of
isolated lymphocytes, DNA and RNA, as well as protein degradation from plasma samples was tested.
In most cases high quality material was stored and is suitable for various OMIC techniques such as
DNA and RNA whole genome sequencing, methylation analysis, microarray analyses of RNA and
miRNA expression. The following biospecimens were stored now from healthy miners and partially
from children of former miners who died with lung cancer: in liquid nitrogen stored lymphocytes
(from Heparin and EDTA conserved blood samples), DNA and RNA as well as Paxgene samples ready
for further RNA isolation and plasma samples from EDTA tubes suitable for the analyses of proteins
such as cytokines as possible for the analyses of metabolites. 250 DNA and 50 RNA samples are
available from tumor and normal tissue derived from the pathological archive.
In addition biomarker research has been started and data are available and will be accessible in the
European STORE data bank for meta-analyses of various molecular levels.
These data comprise microarray analyses (Affymetrix U219 Microarray) in 200 miners
(100High/100low exposed according to red bone marrow exposure), RNAseq analyses in 20 miners
(10High/10low exposed according to red bone marrow exposure), miRNA analyses on a self-spotted
microarray (703 human miRNAs, 34 non validated miRNAs and 12 controls) in 60 miners
(30High/30low exposed according to lung exposure), SNP analyses of the ATM gene (15 SNPs) in all
414 samples, specific miRNAs in all 414 samples (miRNA-26a und miRNA-26b), DNA methylation of
ataxia telangiectasia mutated (ATM) promoter/ long interspersed nuclear element (LINEI) in all 414
samples, ATM expression versus GAPDH expression in all 414 samples. Oncoarray-Chip data will be
generated for all samples in the next year.
41
4.3. Dosimetric protocol
4.3.1. Introduction
4.3.1.1. Objectives
This section provides an overview of a protocol for the reconstruction of annual received doses
within the proposed epidemiological and molecular epidemiology studies in uranium miners and
workers cohorts. More details are available within the two deliverables (D2.1. and D2.2.) of the
dosimetry workpackage WP2 of the CURE project (Blanchardon et al., 2014a; Blanchardon et al.,
2014b).
To allow for the study of the epidemiological and biological endpoints of interest defined in the
previous sections, annual absorbed doses (from the first year of radiation work to the end of follow-
up) resulting from uranium exposure will be calculated for the following organs and tissues: regions
of the lung (alveolar-interstitial, bronchial, and bronchiolar), red bone marrow, liver, kidney,
stomach, small intestine, colon, upper airways (mouth and nose), endosteum (bone surfaces), heart,
kidney, lymph nodes and brain of each individual worker. Two sets of weighted annual lung doses
will be provided based either on regional mass weighting or assuming equal detriment for each lung
region.
The separate contributions due to the exposure to other radiation sources than uranium will also be
provided where enough information is available to do so. Doses resulting from intakes of other
radionuclides than uranium (e.g. radon and its progeny, long-lived radionuclides in uranium ore,
plutonium, polonium, fission and activation products) will be calculated. Also the contributions
arising from the alpha radiation alone, as compared to the sum of alpha, beta and gamma radiation,
will be provided. The values of the total absorbed dose to specific organs will also include the
additional contribution of the external gamma radiation. The mean annual mass of uranium in the
lung, kidney and brain will be calculated to support investigation of its chemical toxicity, aside from
potential radiological toxicity.
4.3.1.2. Differences between uranium miners, millers and workers in dose assessment
procedures
For uranium miners and millers, the intake of radionuclides is usually determined from the
measurement and record of long-lived radionuclides, radon gas and radon progeny in the ambient
air. The size distribution of radioactive particles, the breathing rate and the duration of exposure are
significant exposure parameters that must be taken into account to determine the intake. The intake
is translated into the annual dose absorbed by radiosensitive tissues of the body through the
application of biokinetic and dosimetric models subject to the particles size and solubility. Alongside
uranium, the miners are exposed to other long-lived radionuclides in the uranium ore and, as
mentioned above, to radon gas and its short-lived progeny and external gamma exposure. Compared
with uranium miners, the millers have low radon exposures but still potentially high uranium intakes.
The milling operations and the related information from German and French mills were reviewed to
define specific parameter values for millers’ exposure. Similar dose assessment procedures as for
miners should be applied to millers.
42
Exposure of other workers involved in later stages of the nuclear fuel cycle is mainly to uranium
compounds and it is monitored by individual bioassay measurements (mainly in urine, but also in
faeces, whole-body or lungs). Occupational intakes are mostly by the inhalation route and are
estimated from the bioassay measurement results using a biokinetic model and additional
information on the exposure scenario including the type (acute/chronic) and time of intake as well as
the physicochemical form of the radionuclide. The estimate of intake is then translated into dose by
a dosimetric model.
In summary, the procedure of dose assessment for miners, millers and other uranium exposed
workers is therefore significantly different, although it makes use of the same biokinetic and
dosimetric models, which will be presented first (4.3.2). Subsequently, specific indications for other
steps of the dose reconstruction (parameters of exposure, 4.3.3; monitoring data, 4.3.4, and
assessment procedure 4.3.5) will be presented separately for miners and millers on the one hand,
and for workers on the other hand.
4.3.2. Biokinetic and dosimetric models
The reference biokinetic models have been developed mainly by the International Commission on
Radiological Protection (ICRP).
4.3.2.1. Routes of entry.
The calculations will be carried out by implementing the human respiratory tract model
(HRTM)(ICRP, 1994) revised in the Occupational Intakes of Radionuclides documents (ICRP, 2015a)
for inhalation intake, the biokinetic model for radionuclide contaminated wounds (NCRP, 2006) for
wound intake and the human alimentary tract model (HATM) (ICRP, 2006; ICRP, 2015a), for ingestion
intake.
The complex chemistry of uranium in the nuclear fuel cycle means that there is potential for
exposure to a number of compounds. These uranium compounds have very different solubilities in
biological fluids. This solubility governs the extent and the kinetics of absorption from lungs to blood,
leading to different retention and excretion kinetics. Knowledge and/or assumptions about the
chemical form of incorporated uranium is therefore important to the correct interpretation of
bioassay measurements and can also produce very large differences in estimated lung doses.
However the knowledge of the chemical forms of uranium to which a specific worker is exposed is
often lacking, creating a major source of uncertainty.
The workers exposure to uranium is monitored mainly by urine bioassay, which is directly connected
to the blood content and thus to the systemic organs activity, independently of lung solubility. On
the contrary, the relation between activity in lung and in blood completely depends on the solubility
of uranium. Uncertainty on lung solubility therefore generates significant uncertainty on intake
estimate, moderate uncertainty on systemic organ doses and strong uncertainty on the lung dose.
Lung solubility of uranium compounds has been identified as one the most important source of
uncertainties for the estimation of lung doses in uranium workers. These aspects, as well as
proposed strategies for progress, have been discussed by the UWG and will be developed in the
uncertainties section below (4.5.).
4.3.2.2. Systemic biokinetic models
43
The systemic biokinetic models for uranium (ICRP, 1995a; ICRP, 2015b) thorium, radon gas, actinium,
protactinium, polonium, lead, bismuth, and radium described in the ICRP Occupational Intakes of
Radionuclides publications (ICRP, 2015a; ICRP, 2015b; ICRP, 2015c; ICRP, 2015d) will be
implemented.
In the ICRP systemic model for uranium (ICRP, 1995a; ICRP, 2015b), following uptake to blood, about
75% of uranium is excreted in urine. About 15% is deposited on bone surfaces but only a small
amount is retained long term. The remainder is transferred to liver, red blood cells and other soft
tissues, while limited faecal excretion takes place. The decay products formed within the body
behave with their own specific biokinetic models; so-called independent kinetics.
The organ doses arising from the inhalation of radon gas alone will be evaluated with a biokinetic
model with parameters based on a blood flow model and specific tissue-to-blood partition
coefficients for radon gas (Leggett et al., 2013). Unlike the inhalation of radon progeny, the absorbed
dose to the lung arising from the inhalation of radon gas is independent of the breathing rate. It is
assumed that the gas rapidly saturates the lung and the dose mainly arises from the decays occurring
in the air within the lung. The absorbed dose to each region of the lung will be calculated assuming
that the activity in the volume of the gas within the airway can be replaced by the same activity,
uniformly deposited on the surface. Because of its relatively long half-life (3.8 d), radon gas is
susceptible to make a more significant contribution to systemic organ doses after absorption to
blood than its short-lived (<30 min) progeny which decays essentially in the lung.
4.3.2.3. Dosimetric models for internal exposure
The nature, yield and energy of radiation emitted during nuclear transformations will be considered
according to ICRP publication 107 (ICRP, 2008). The human anatomy will be represented by the
reference computational phantoms of ICRP publication 110 (ICRP, 2009). The resulting deposition of
energy in radiosensitive tissues will be calculated using the values of specific absorbed fractions
provided by the ICRP (ICRP, 2015e).
4.3.2.4. External dosimetry
Protection quantities such as effective dose defined by ICRP (ICRP, 2007) are not directly measurable.
However, conversion coefficients which relate protection quantities to physical quantities, such as air
kerma free-in-air, can be calculated using radiation transport codes and appropriate computational
models (phantoms). The ICRU (ICRU, 1993) defined operational quantities for area and individual
monitoring. These measurable quantities such as ambient dose equivalent, H*(d) and personal dose
equivalent, Hp(d) were designed to provide an estimate of protection quantities. Correction factors
proposed by (Marsh et al., 2009) will be applied to the gamma dose values given in the
epidemiological databases for uranium miners and workers in order to obtain an estimate of organ
absorbed dose DT.
4.3.3. Parameters of exposure
4.3.3.1. Miners and millers
Aerosol parameter values for uranium ore dust
44
An activity median aerodynamic diameter (AMAD) of 7 m was chosen to represent an aerosol of
long-lived radionuclides (LLR) in uranium ore dust for underground miners. An AMAD of 7 µm was
also chosen to represent aerosols of uranium in ore dust and in yellowcake for millers. For surface
miners an AMAD of 10 m was selected for an opencast mine. The HRTM defaults for geometric
standard deviation (σg) (2.5), density (3 g cm-3) and shape factor (1.5) will be assumed (Marsh et al.,
2008).
Some authors studied the solubility characteristics of the LLR in uranium ore dust by measuring the
undissolved fraction of the nuclides in simulated lung fluid (Bečková and Malátová, 2008; Duport et
al., 1991). Their results were used to derive absorption parameters (Marsh et al., 2009) for miners.
The values assumed for fA, the fraction of activity absorbed to blood from the small intestine, are the
ICRP Publication 68 (ICRP, 1995b) default values given for each element.
For millers, the derivation of absorption parameter values for different milling operations is
discussed in CURE deliverable D2.2 (Blanchardon et al., 2014a). As a result, the parameter values of
Table 2 are proposed.
Table 2: Uranium absorption parameter values for millers.
Processed material fr sr (d-1) ss (d
-1) fA
Uranium ore 0.2 0.8 1.4E-3 0.004
Non-calcined samples 0.8 1 5.0E-3 0.016
Calcined samples 0.3 3 5.0E-3 0.006
Aerosol parameter values for radon progeny
The radon progeny aerosol in the atmosphere is created in two steps. After decay of the radon gas,
the freshly formed radionuclides (218Po, 214Pb, 214Bi) react rapidly (< 1 s) with trace gases and vapours
and grow by cluster formation to form particles around 1 nm. These are referred to as unattached
particles. The unattached particles may also attach to existing aerosol particles in the atmosphere
within 1 – 100 s forming the so-called attached particles. Typically, the activity size distribution of the
attached particles in a mine can be described by a lognormal distribution with an AMAD between
100 nm and 400 nm. The size of the unattached progeny is assumed to remain constant in the lung.
However, some of the ambient aerosols are unstable in saturated air (i.e. hygroscopic) and are
assumed to grow instantaneously on inhalation by a given factor.
The activity deposited in each region of the lung notably depends on the activity size distribution of
the aerosol, let aside physiological parameters such as breathing rate that will be discussed below.
Representative aerosol parameter values were chosen for the different exposure scenarios after
reviewing the literature (Marsh et al., 2008) and are provided in (Blanchardon et al., 2014a).
Classification of miners
The individual miners have been classified according to their job (hewer, miller or other - if the job
type is not known, then a default job type will be assumed (Marsh et al., 2009)), to the condition of
45
work regarding drilling (wet or dry) and to characteristics of the mine they worked in: geographic
location, nature (underground or opencast), ventilation (poor, medium or good), presence of diesel
engines (yes or no) (Marsh et al. 2008). Three levels of physical activity have also been defined for
miners: low, medium and high. The average breathing rates assumed for low, medium and high
levels of physical activity are 1.0 m-3 h-1, 1.2 m-3 h-1 and 1.4 m-3 h-1 respectively. If the physical activity
is not specified then a medium level of physical activity will be assumed.
4.3.3.2. Uranium workers
Pulmonary absorption and particle size
Uranium workers included in this epidemiological study have been involved in various processes
including: enrichment of uranium, fuel fabrication, treatment of spent fuel and mixed oxide fuels
(MOX) preparation, uranium metal machining, and uranium chemistry research. During all these
operations, uranium is handled in different chemical forms: ammonium diuranate (ADU), yellow cake
(ADU containing impurities produced by uranium mills), chelated with tributyl phosphate (U-TBP),
UO3, UF4, UF6, UO2 and U3O8. In addition, uranium is mechanically modified to satisfy the quality
criteria of nuclear fuel. Therefore, workers have been exposed to uranium under very different
chemical forms and physical properties such as particle size and density.
In the absence of direct measurements, ICRP recommends reference values for AMAD of 5 µm for
workers, with a σg equal to 2.5 (ICRP, 1994; ICRP, 2015a). There is no, or very little, information
available for the AMAD from measurements of aerosols for the specific facilities of interest in this
study and over the time periods of interest. However, it is known that particle size parameters have a
relatively small effect on assessed intakes and doses, over the range of values typically found in
occupational environments (Riddell, 2005). Therefore the reference ICRP values for AMAD and σg will
be applied by default to the uranium workers in this study.
The ICRP recommends default values of the dissolution parameters for three generic reference
absorption types: fast (F), moderate (M) and slow (S) (ICRP, 1994). However, it has long been
recognised that the default assignment of uranium compounds to these reference types often did
not reflect other specific information on their actual absorption characteristics and could lead to the
production of implausible estimates of intake and dose (Riddell, 1995). In the revised HRTM (ICRP,
2015a; ICRP, 2015b), new values are proposed for uranium forms assigned to the reference
absorption type. These new material specific parameter values derived from a review of uranium
pulmonary absorption data offer greater fidelity to the actual absorption characteristics of these
materials, resulting in much better estimates of intake and dose. In the absence of more specific
information, one of the reference types can be chosen according to the possible chemical form of the
radionuclide.
There is often little or no information available on the absorption parameter values from
measurements made of materials at the specific facilities of interest over the time periods
considered by this study. Cohort-specific information on lung parameters is provided in the annex of
the CURE deliverable D2.2. on site-specific procedures (Blanchardon et al., 2014a). If the uranium
compound to which a worker is exposed is known then the absorption parameter values of table 6 of
CURE deliverable D2.2. will be applied (Blanchardon et al., 2014a). When less precise information is
available, one of the reference F, M or S absorption Types or a mixture of them can be assumed. If no
information is available, an equal mixture of the three reference Types will be used. If the worker is
46
possibly exposed to both Types F and M, both Types M and S, or both Types F and S compounds, a
fifty-fifty mixture of the two possible Types will be assumed. Table 3 indicates parameter values that
provide a reasonable approximation of the expected biokinetics of a mixture of reference Types and
will be used in intake and dose calculation. The default parameter values may be overridden when
more specific information is available on the absorption of uranium compounds at a given facility or
workplace.
Table 3: Absorption parameter values representing mixtures of ICRP reference Types (arithmetic
mean of default parameter values for absorption Types from (ICRP, 2015a)).
Mixture fr sr (d-1) ss (d
-1) fA
F+M+S 0.403 5.33 2.55 x 10-3 8.07 x 10-3
F+M 0.60 6.50 5.0 x 10-3 0.0120
M+S 0.105 3.0 2.55 x 10-3 2.10 x 10-3
F+S 0.505 6.5 1.0 x 10-4 0.0101
Reconstruction of workers histories
The doses will be calculated for workers monitored for uranium exposure through urine analyses on
or after a defined date which will be chosen as the earliest date for which reliable bioassay data are
available.
Workers employed at more than one participating facility or employed more than once at the same
facility will be identified and their occupational and dosimetric history will be reconstructed. External
and internal radiation doses received before employment in a participating facility, and in non-
participating facilities, will be obtained where available.
Some of the information required for dose reconstruction relates to the characteristics of the
plant/workplace/activity and may be entered only once and applied to all workers involved in the
workplace/activity. This includes the characteristics (chemical form, solubility type, etc.) of the
isotopes present in various work environments and the measurement techniques implemented
within specific time periods. On the other hand, some data will be specific to a worker. Where
feasible the exposure and its parameters will be defined by combining administrative files (successive
jobs in the career) with a job-exposure matrix (JEM) and a registry of incidents. Workplace specific
aerosol parameters may also be determined from a representative group of workers with sufficient
bioassay measurement data. With regard to the type and time of intake, a constant chronic intake
regime is assigned to each period of routine exposure during employment and acute intakes are
defined according to records of incidents and special monitoring (e.g. in-vivo, faecal results).
4.3.4. Monitoring data
4.3.4.1. Uranium miners and millers
Uranium and other long-lived radionuclides
Exposure to long-lived radionuclides (LLR) has been measured in mines in terms of gross alpha activity (h Bq m-3). The radionuclides considered include:
47
238U, 234U, 230Th, 226Ra, 210Pb and 210Po of the 238U chain
235U, 231Pa and 227Ac of the 235U chain
232Th, 228Ra, 228Th and 224Ra of the 232Th chain.
The assumed activity ratio of 235U/238U is 5/95 and the assumed activity ratios of 232Th/238U in different mines are given in (Marsh et al., 2009). It is also assumed that 25% of the 222Rn gas and 220Rn escapes from the ore dust particles (details for radon and its progeny are provided below). Because of its short radioactive half-life (4 s), 219Rn is assumed not to escape from the ore matrix. Under these assumptions about 7.6 alpha disintegrations occur per becquerel of 238U. Thus, the incorporated activity of 238U (Bq) is given by the gross alpha activity exposure (h Bq m-3) multiplied by the breathing rate (m3 h-1) and divided by 7.6 (Marsh et al., 2008).
For millers processing non-ore material, it is assumed that only the uranium nuclides were present in
the material with activity ratios typical for natural uranium (i.e. activity ratio of 235U/238U is 5/95 and
that of 235U/238U is 1). Therefore, to interpret the gross alpha activity measurements, it is assumed
that 2 alphas are emitted per disintegration of 238U.
Radon and progeny
The historical unit of exposure to radon progeny applied to the uranium mining environment and
available in the Czech, French and German cohort databases is the working level month (WLM),
defined as the cumulative exposure from breathing an atmosphere at a concentration of 1 working
level (WL) for a working month of 170 hours. A concentration of 1 WL is any combination of the
short-lived radon progeny in one liter of air that will result in the emission of 1.3 105 MeV of
potential alpha energy. To calculate the absorbed doses per WLM, the activity concentration (in h Bq
m-3) of each of the short-lived radon progeny (218Po, 214Pb, 214Bi) corresponding to 1 WL is required.
These concentrations for 1 WL can be uniquely determined from the equilibrium factor, F which is a
measure of the degree of disequilibrium between the radon gas and its progeny (ICRP, 1993). A value
of 0.4 for F is typical for a mine and the activity ratios assumed are consistent with the assumptions
of the NRC (NRC, 1991).
External gamma
The dose from external gamma exposure is readily available in the databases and recorded in mGy.
The operational quantities measured by dosimeters are converted into organ absorbed dose by the
application of correction factors taking into account the attenuation of the external radiation
spectrum by body tissues, as indicated in 3.2.
4.3.4.2. Uranium workers
Bioassay measurement results and normalisation
The data to be used in the dose assessment are values of uranium activity excreted per day (Bq/d).
Bioassay measurement results recorded as Bq/day or µg/day or otherwise indicated as already
representing daily excretion will be kept as they are. Other bioassay results will be converted to a
mass or activity of uranium excreted per day through normalisation by volume (using reference daily
excretion values of 1.6 L for males and 1.2 L for females) or by creatinine content (using reference
daily excretion values of 1.7 g for males and 1.0 g for females) depending on the information
available on the sample. Mass values for uranium will be converted to activity using any available
information or reasonable assumptions about the isotopic composition of the exposure material.
48
Detection limit and reporting limit
The sensitivity of a monitoring technique is defined by its detection limit (DL). Uranium analytical
techniques are relatively sensitive and, for some, the limit of detection could potentially be less than
excretion from normal dietary intake of uranium in some areas. In order to discriminate between
non-occupational, i.e. dietary, excretion of uranium and that resulting from occupational exposures,
a ‘reporting limit’ (RL) is sometimes employed. Results less than the detection limit or the reporting
limit are usually recorded only as being less than this limit, without indication of the raw
measurement value. However, more recent measurements of excretion in non-exposed persons
living in the same location as those potentially occupationally exposed to uranium at various sites
has indicated that normal dietary excretion levels can be much lower than the relevant RL. Results
from these surveys, at various sites, of actual levels of uranium in urine arising from dietary intake,
can be used to supplement/correct occupational monitoring data.
Scattering factors
The overall uncertainty of measurement may be described by a log-normal probability distribution
which geometric standard deviation is called a scattering factor (SF) (Marsh et al., 2007). For in vitro
measurement, the value of SF depends on the sampling procedure. Several of the participating
institutions have calculated SF for their own measurements, including values related to early
measurement techniques. Where such data are absent, the values elaborated by Working Group 7 of
EURADOS and published in the IDEAS guidelines (Castellani et al., 2013) are to be used.
External gamma
The dose from external gamma exposure is readily available in the databases and recorded in mGy.
The operational quantities measured by dosimeters are converted into organ absorbed dose by the
application of a correction factor taking into account the attenuation of the external radiation
spectrum by the body tissues, as indicated in 3.2.
4.3.5. Assessment procedure
4.3.5.1. Miners and millers
For miners and millers, the intake is calculated as the product of an activity concentration of a
radionuclide in the air by the breathing rate (considered in the “reference miner type” as explained
above) and by the time spent breathing this contaminated air (time integrated concentration). The
dose, calculated using the aforementioned biokinetic and dosimetric models, is proportional to the
intake and depends on the physico-chemical parameters of the radionuclide. For uranium and long-
lived radionuclides, a constant chronic inhalation for the year of exposure is assumed. Because of the
long half-lives and the long retention within the body, the inhaled LLR in the ore dust continue to
give a dose to the organs following exposure. This needs to be accounted for when calculating the
annual doses to a miner over a long period of time. For radon and progeny, an acute inhalation
intake regime is considered because of the short half-lives.
4.3.5.2. Uranium workers
Maximum likelihood approach
49
The intake of radionuclides for an individual worker will be evaluated using the identified likely
pattern of exposure (i.e. “intake regimes” - a set of chronic exposure periods and/or acute exposure
incidents), the relevant biokinetic model and parameter values for each intake regime, and the
available bioassay data for the individual. A maximum likelihood approach will be used to assess
intakes. It derives intake value(s) that maximise the probability of observing the bioassay
measurements, both real and censored values, under the hypothesis of the measurement error
model specified.
Setting intake regimes
The assumed intake regime will consist of one or more periods of constant chronic intake, depending
on the work history, plus any acute intakes to be identified from operational data. Not all reported
incidents lead to acute intakes. Any incident that resulted in follow-up bioassay monitoring (i.e.
special sampling or in-vivo measurement) being performed will be assigned an acute intake date if
that monitoring yielded positive results.
The chronic intakes will then be assigned to each phase of a worker’s career involving a potential risk
of internal exposure. Just one chronic intake is required if the worker did the same job in the same
facility throughout his career, but a sequence of chronic intakes is required for a more complex work-
history. A job-exposure matrix is one possible way to specify the periods of constant potential
exposure within a work history. Bioassay monitoring is considered as the most reliable indication of
potential exposure. The assumed period of chronic exposure would therefore go from one
monitoring interval before the first measurement data (or from the date of first employment if this is
later) until the day of the last measurement data (or the end time of professional activity). A break in
bioassay monitoring over more than 3 monitoring intervals would indicate the cessation of potential
exposure during that break and no intake would be evaluated during that period. More precise
information is to be used when it is available.
Specification of biokinetic and error models
The biokinetic models indicated above will be applied. By default, intake is assumed to take place by
inhalation and is represented by the human respiratory tract model (ICRP, 2015a). If there is
indication of a wound intake, the wound model (NCRP, 2006) is to be applied. The particles cleared
from the airways to the gut and the unlikely ingestion intakes will be considered within the human
alimentary tract model (ICRP, 2006).
The particle size, pulmonary absorption type and wound retention category are fixed as explained
above. Plant-specific or incident-specific model parameter values will be used when available.
Aforementioned generic default values will be used in other cases (Blanchardon et al., 2014a). In
some cases it may be possible to infer individual-specific model parameters, where sufficient data
(e.g. faecal, in-vivo, air-sampling results) are available.
The measurement error model is log-normal with a geometric standard deviation, or scattering
factor (SF), depending on the monitoring technique as explained above. For results at or below the
limit of detection of a technique, then errors due to counting statistics may predominate and a
normal distribution may be used to describe errors.
Periods of chronic exposure with only censored bioassay data
50
When all bioassay data within a chronic exposure period are less than the detection limit (DL) or
reporting level (RL), two intake values will be calculated for that period: (1) a minimum value of zero
and (2) a maximum value calculated by setting the last bioassay data as positive and equal to the
value of the DL/RL, while other bioassay data remaining censored. As a consequence, the doses for
the following years will be calculated as a range from a minimum dose to a maximum dose,
corresponding to the minimum and maximum values for former intakes.
Workers with bioassay data but no positive (above threshold) results could represent an important
part of the study population and their exclusion from the epidemiological study might lead to
selection bias (although this is to be evaluated in each cohort, by comparing the characteristics of
these workers with those having at least one positive result) and in this case, affect resulting risk
estimates. For those workers, annual doses will thus be calculated as a range from 0 to a maximum
value.
4.3.5.3. Quality assurance
The dose assessments for each cohort will be made by the dosimetrist associated with that cohort.
In order to ensure consistency in approach between the dosimetrists and to cross-check the results
of the various dose assessment software packages, samples of the assessments will be exchanged
between the dosimetrists.
51
4.4. Methods for statistical analyses
Three forms of analyses are envisaged:
The first (“broad-base”) analysis will generate Standardised Mortality Ratios (SMRs) for a
range of diseases (both cancer and non-cancer) for which sufficient cases are observed
and/or that are of a priori interest regarding the suspected effects of uranium.
The aim of the second analysis will be to estimate a dose-response relationship between
uranium dose and disease risk.
The aim of the third analysis will be a preliminary exploration of the associations between
uranium exposure and the biomarkers selected for the study
Based on current knowledge about the biokinetics of soluble and insoluble uranium types,
information on biological effects stemming from animal experiments and suggested effects from the
few available epidemiological studies (see sections 1.3. and 1.4. for details) the diseases of interest to
the first two types of “classical” epidemiological analyses will be as follow:
Lung cancer
Lymphatic and haematopoietic cancers
Kidney cancer
Bone cancer
Digestive tract cancers
Cardiovascular diseases
Neurological diseases
Non-malignant respiratory diseases
Non-malignant renal diseases
These outcomes will be studied using mortality data. However, incidence data will also be available
for cancer outcomes in some cohorts. In addition, broad groupings of diseases or causes of death will
be examined:
All causes
All solid cancer
All solid cancer excluding lung cancer (with regard to miner studies)
Cancers related to smoking
Cancers not related to smoking.
Biomarkers of interest for analyses have been presented in section 4.2.1.
4.4.1. Broad base analyses
Two main pooled datasets will be available: one for miners/millers, and one for nuclear workers
(others may be defined for sensitivity analyses).
Standardised Mortality Ratios (SMR) will be computed in order to compare the mortality rates (from
the causes of death listed above) estimated from these pooled cohorts to the ones estimated in the
general populations from which the cohort members are drawn. As these analyses do not require
52
individual dose measurements for each subject, they will allow including the largest number of
subjects from each cohort. This will maximise the statistical power of the analyses to identify which
diseases are in excess in the cohorts.
Among nuclear workers, separate SMR values will be computed for those who were only exposed
externally to radiation and for those who were additionally (or instead) exposed internally to
uranium, and the ratio of these SMR’s will be computed. Any statistically significant difference
(deviation) of this ratio from one will indicate that uranium exposed workers are at different risk to
those only exposed to external sources of radiation. For miners and millers who were all exposed to
both external gamma radiation and uranium, the comparison will be made with the general
population only.
A range of additional sensitivity analyses may also be performed, for example:
Analysis of variation of SMRs with exposure to other nuclides e.g. plutonium in addition to
uranium
Analysis of variation of SMRs with age at first exposure, time since exposure, duration of
employment, between cohorts and countries.
Analysis of the impact of confounding factors. Examination of confounders would be
dependent on the information available in the cohorts with sufficient coverage. Possibilities
include stage of fuel reprocessing (or levels of enrichment), socio-economic status and in
some cohort subsets, contact with hazardous chemical or smoking. Even if smoking data are
not available for the whole cohorts, the risks for diseases potentially related to smoking
(IARC, 2004) can be compared to the risks for non-smoking related diseases in all cohorts.
The main focus of the pooled analyses will be on mortality, since mortality data (dates and causes of
deaths) will be available for all cohorts. However, it will also be possible to conduct similar analyses
with cancer incidence data (by computing Standardised Incidence Ratios) in countries where cancer
registries are available (United Kingdom and Belgium).
4.4.2. Dose-response analyses
The aim of these analyses will be to study the relationships between absorbed dose from uranium
and mortality from specific diseases or – where available –cancer incidence, accounting for potential
confounders including exposure to external gamma radiation exposure and other internal nuclides
than uranium. It will also aim to estimate separately external and uranium dose-response
relationships and to compare them. In doing so, it will be possible to empirically estimate the
radiation quality effect for comparison with the standard value for internal alpha radiation exposure
as proposed by (ICRP, 2007).
These analyses will initially be performed separately for the nuclear workers and miners/millers
groups. A final stage will be to compare the results between the nuclear workers and the
miners/millers to determine whether a single consistent estimate of uranium risk (and a single
radiation quality estimate) can be defined using a single pooled cohort of all the compatible workers
and miners/millers cohorts.
53
Ideally, Cox regression will be fitted to datasets providing information at individual level. However, in
the event that permission is not given to share data between partners at the individual level in a
timely fashion, standard Poisson regression will be rather used to fit dose-response relationships
from aggregated data (i.e., at a stratum level pooling homogeneous person-years according to sex,
attained age, calendar period, and other factors).
Where feasible, it would be also useful to perform further statistical analyses to study the potential
modifying impact of both time-dependent factors (e.g., age at exposure, time since exposure…) and
potential confounders (e.g., smoking, occupational exposures other than uranium) on the dose-
response relationships of interest. These analyses will be performed on groups of frequently
occurring diseases, e.g. all solid cancer, leukaemia excluding or including chronic lymphocytic
leukaemia, smoking and non-smoking related cancers, and on such individual cancer and non-cancer
disease groups in which a significant number of occurrences are observed (these are likely to include
lung cancer and circulatory system diseases).
4.4.3. Exploratory analysis of biological information
Because the primary objective of pilot studies for molecular epidemiology will be to determine
whether the standardized operating procedures (SOPs) proposed as part of the CURE project can be
implemented in an effective way in a prospective cohort, in the first place biological data will only be
available for a cross-sectional sample of workers.
Exploratory statistical analyses will focus on biomarkers measured in two subgroups of this cross-
sectional sample. One subgroup will be selected to have no (or low) exposure to uranium while the
other will be selected to be similar in other respects but to have high exposure to uranium. Standard
multivariate statistical analyses will be performed to determine potential differences in biomarker
measurements between the two groups.
Specific methods such as Partial Least Squares Regression-Discriminant Analysis (PLS-DA) may be
used for to the analysis of multidimensional data (e.g.: analyses of metabolomics data taking
potential confounders into account)(Bonvallot et al., 2013).
54
4.5. Characterization and propagation of uncertainties
4.5.1. Introduction
Accounting for uncertainties in dosimetry and in dose-response models used in epidemiologic studies
of uranium workers and miners/millers is a complex issue and a vast field of investigation. This is due
to the complexity of dose assessment procedures, but also to the various sources of uncertainty that
can be identified (even if, some are of arguably less importance than others, see the UWG final
report (Giussani et al., 2014)) and to the advanced statistical methods that are needed to deal with
such uncertainties.
Research has been conducted, notably by partners of the CURE consortium, on the uncertainties
related to the quantification of radiation doses due to internal exposure to radionuclides (Davesne et
al., 2010; Li et al., 2011; Puncher et al., 2013). The impact of specific sources of uncertainty such as
exposure measurement error on the disease risk estimates is a relatively new but developing field in
radiation epidemiology (UNSCEAR, 2012), and several partners of the CURE project have begun to
explore it, e.g.: (Allodji et al., 2012; Hoffmann et al., 2014).
Several sources of uncertainty as well as their respective nature and possible impacts on dose and
risk estimates have been identified at several steps of the proposed scientific project (e.g.:
interpretation of bioassay, reconstruction of exposure conditions, dose calculation process, health
outcome ascertainment, epidemiological and biomarker analyses), as detailed in the UWG final
report.
Based on the uncertainty matrix developed by the UWG, but also of case studies conducted by UWG
members and of their experience of as part of various projects (see the UWG final report), it has
been possible to prioritize research needs in the field of health risk assessment pertaining to
occupational exposures to uranium. The following propositions should be considered as a partial
road map for a middle-to-long-term strategic work plan. It is not intended that all these research
questions are addressed within the scope of a single research project.
The priority issues to address were identified as follow:
Uncertainties on the lung solubility of uranium compounds encountered in some
occupational settings. Of all the parameters employed in the biokinetic models necessary for
retrospective reconstruction of internal radiation doses, those governing absorption of
radionuclides from the lungs to blood have the greatest impact on estimates of lung dose. It
is acknowledged that the impact on doses to other biokinetic and dosimetric endpoints than
lung will be more limited.
Censored bioassay data (i.e. measurement below DL or RL).
The identification of suitable statistical methodologies to account for the uncertainty
inherent in estimates of dose when estimating radiation-induced disease risk.
In order to address the aforementioned issues, the following research perspectives have been
proposed:
Characterizing the best estimates and probability distributions of model parameters and
other relevant uncertainty sources
55
Testing the feasibility to account for the uncertainty inherent in estimates of dose when
estimating radiation-induced disease risk.
Creating a synthetic cohort as a tool for testing the proposed methodologies
These research perspectives will be developed below:
4.5.2. Characterizing the best estimates and probability distributions of model parameters
and other relevant uncertainty sources
Deriving best estimates of parameter values is required whether the primary dose deliverable is
point estimates of dose or doses in the form of Bayesian (or other) probability distributions obtained
from uncertainty analyses. For these reasons significant effort should be directed into deriving prior
distributions for key parameters, particularly those representing “reducible” uncertainties (identified
in the uncertainty matrix (see the UWG final report)). Again, of all the biokinetic parameters, it is
those governing absorption from lungs to blood that have the greatest impact on estimates of lung
dose.
Bayesian methods to estimate uncertainties on doses were developed at PHE as part of the EU
funded projects Alpha-Risk and SOLO and under the US-funded JCCRER projects for Russian Mayak
workers. One aspect of this approach consisted in deriving informative prior probability distributions
for exposure parameters from data that directly relate to the workers of interest and the material
they were exposed to. In the dose estimation for Mayak workers, Bayesian inference was applied to
obtain best estimates of the dissolution parameters for plutonium nitrate and oxide compounds
from worker bioassay and autopsy data. The output from these calculations consisted in probability
distributions of absorption parameter values that were then applied to the whole cohort to calculate
uncertainties on doses. In the same way, other sources of uncertainty, such as aerosol size and
dispersion parameters, and likely intake levels, could be obtained from a review of workplace
monitoring data.
Similar approaches could be used to derive estimates of the absorption parameters for uranium
materials. Distributions (representing variability) derived for particle transport clearance rates and
other physiological parameters for the Mayak workers could be used as a reasonable starting point
for deriving distributions for individual specific parameters for the cohorts considered in CURE. It can
indeed be assumed that these distributions are likely to be material independent and similar across
cohorts. However, scope exists to further refine these distributions using relevant uranium worker
autopsy data, if available.
Therefore, priority should be given to obtaining best estimates of the rate of absorption of the
specific uranium materials that workers were exposed to and likely default intake rates; hence,
appropriate (informative) bioassay data from workers within the cohort will be identified for
Bayesian analysis to determine absorption rates. Failing this, the goal should be deriving reasonable
default values for exposures where the type of material is unknown.
Further information might come from a pilot study on biomarkers in sputum, saliva or nasal swabs. A
possible outcome of such work could be the identification of biological markers useful for the
characterization of lung solubility parameters and consequently for reducing the uncertainty on the
assumptions used in exposure/dose assessment.
56
Other sources of uncertainty such as qualitative modelling hypothesis (e.g.: modelling of activity
measurement error, correction for contribution of dietary intakes of uranium to bioassay) should
also be characterized in order to be integrated in a full uncertainty study.
4.5.3. Testing the feasibility to account for the uncertainty inherent in estimates of dose
when estimating radiation-induced disease risk
The development of an innovative approach to derive uncertainty on risk estimates from
uncertainties arising from the different sources identified in the matrix (see the UWG final report) is
a major challenge. The question of integrating dosimetry and epidemiology can be considered as one
global issue or, alternatively, as a succession of two smaller issues: 1) estimation of dose and its
associated uncertainty from uncertain exposure data; 2) evaluation of the risk and its uncertainty
from dose estimates and their uncertainties.
Several methods to account for the uncertainty inherent in dose estimates when estimating disease
risk have been discussed and proposed in the UWG final report.
All the proposed approaches need to be further evaluated, and their feasibility and validity in an
epidemiological study are still to be verified. Therefore, their application to the CURE cohorts would
not be realistic in a short time frame. Nonetheless, feasibility studies could be conducted using
smaller sets of representative subjects and then extended to all workers or miners/millers having
similar individual characteristics or experiencing similar conditions of exposure and monitoring.
Alternatively, a purposely created synthetic cohort (see below) could be used. These studies would
give important indications on the possible drawbacks and difficulties to be encountered in the
implementation of the methods to the full CURE cohorts.
4.5.3.1. Handling probability distributions representing uncertainties on doses as input data
for propagation in epidemiological analyses
A previous experience as part of the Alpha-risk project has showed that propagating distributions
reflecting both shared and unshared uncertainties on dose estimates (derived by a theoretically
correct Bayesian retrospective dosimetric framework) throughout epidemiological analyses can lead
to a series of difficulties, notably numerical problems due to large inter-/intra-cohorts variations and
scaling problems when manipulating the data due to different levels of apparent informativeness
between cohorts (and also within one cohort). However, it appears that if the priors are optimised
with respect to the bioassay data and, if the bioassay data then provide no additional information
regarding model parameter values (beyond that already specified by the priors), then the method
can be simplified in such a way that convergence can be achieved while preserving the shared error
structure. Nevertheless, this methodology is still in its infancy and needs to be further evaluated.
4.5.3.2. Determination and use of simple summary statistics to represent uncertainty on
dose estimates
A possible alternative approach could be to account for uncertainty on dose estimates through simple summary statistics: confidence or credible interval and standard deviation for example. Even though they are less informative, these summary statistics could be more easily used than a probability distribution on dose to account for dose uncertainty when estimating disease risk from dose-response models.
57
4.5.3.3. Directly accounting for exposure uncertainty when estimating risk
A Bayesian approach to account for exposure measurement error when estimating the risk of cancer
is currently under development at IRSN. This methodology derives risk directly from exposure and its
uncertainty. The main idea is to combine conditionally independent sub-models into a unique
framework, called Bayesian network, and then to infer the whole model under the Bayesian
paradigm, using, for instance, a Monte-Carlo Markov Chain algorithm. The independent sub-models
are:
a disease model describing, for each worker, the relationship between the true (latent)
radiation exposure and the time until death caused by that specific disease
a measurement model describing, for each worker, the conditional probability distribution of
his true (resp. observed) exposures given his observed (resp. true) exposures in case of
Berkson (resp. classical) measurement error respectively
an exposure model describing, in case of classical measurement error only, the probability
distribution of the true exposures.
This so-called Bayesian structural approach is based on a unique and coherent framework in which all
the parameters of the measurement, exposure and disease models are estimated simultaneously
allowing radiation exposure uncertainty to be propagated into the risk parameters estimation. This
approach is currently being applied to refine the risk estimates for lung cancer due to radon
exposure in a uranium miners’ cohort. It could be extended and specifically adapted to the case of
uranium exposures of miners, millers and other nuclear workers.
4.5.4. Creating a synthetic cohort as a tool for testing the proposed methodologies
A so-called "synthetic cohort" can be created by generating simulated dosimetric and health
outcome data for a number of artificial subjects. Such a synthetic cohort would be used for a number
of purposes. A primary use would be evaluation and validation of methods currently used to
investigate uncertainties in dosimetric data. Since the cohort could be constructed to have a
particular risk and dose-response relationship, this would also allow a sensitivity analysis to be
carried out to quantify impacts of dosimetric uncertainties on measures of risk estimated by
epidemiologists. One significant advantage of using a synthetic cohort is the potential for sharing all
data (dosimetric and epidemiological databases) between members of a future project without the
usual constraints of data protection and ethics. A number of issues might be explored:
The possibility of using individual dose distributions for each member of the cohort within
analyses
Impact on risk estimates of attempting to account for both shared and unshared
uncertainties
Potential for combined analyses of cohorts with dosimetry of different levels of
informativeness
How to account for the reliability of assumptions used in the development of a Job Exposure
Matrix
58
5. CONCLUSIONS
The CURE project has reached its objective to propose an integrated research proposal, thanks to an
effective collaboration and strong interactions between epidemiologists, biologists, dosimetrists and
biostatisticians. The CURE consortium proved to be a highly productive think-tank for future projects.
The work conducted has several major strengths:
The multidisciplinary approach adopted as part of CURE, integrating dosimetry,
epidemiology, biology/toxicology and biostatistics proved to be scientifically pertinent. It
allowed producing a research protocol with strong potential to improve both the
understanding and the quantification of the biological and health effects of uranium
exposure.
CURE has built a strong multidisciplinary consortium of epidemiologists, dosimetrists,
biologists, toxicologist and biostatisticians, conducting top-level research in their respective
fields. These researchers brought together a broad array of complementary skills, developed
understanding of their respective, and mutual, contributions. This aspect was essential to the
collective construction of the research project. This has prepared the consortium to the
implementation of future multidisciplinary research projects on the biological and health
effects of internal contaminations.
Thanks to the extensive experience of CURE partners and of invited experts, the
opportunities for future projects, but also their potential pitfalls, have been identified. This
allowed for the definition of an ambitious but realistic protocol, which can be implemented
in the short term.
The preparation work conducted as part of CURE will make it possible to conduct the first
pooled epidemiological analysis of uranium workers and miners in Europe. This will include
large cohorts with long follow-up (providing optimal statistical power to detect increased
risks), in which internal and external dose estimates are either readily available or are about
to be. Such a pooled epidemiological analysis will have potential to deliver results directly
relevant to radiation protection.
A full protocol has been prepared that will allow to test the integration of biological
indicators into epidemiological studies of uranium exposed workers, by conducting pilot
molecular epidemiology studies. This is a crucial step on the road map to the integration of
modern radiobiological and epidemiological research. The pilot studies will be nested within
established cohorts, which will allow capitalizing on carefully collected information
(including, but not limited to, dosimetric data). This will ensure both a high data quality and
cost effectiveness.
Contacts have been established with research teams involved in similar research projects
outside Europe (USA, Kazakhstan, Russia), as well as with experts from various fields of
expertise within Europe, notably in molecular epidemiology and biobanking. These
59
contributions proved to be very effective and the establishment of contacts with external
experts will be pursued in future projects.
Early dissemination work has been conducted, throughout oral and poster communications
in conferences and workshops (see annex 2). Further dissemination will be ensured by
submitting scientific papers directly resulting from the CURE project to peer reviewed
journals.
As stated above, a number of potential pitfalls have been identified by the CURE consortium, and
these will be anticipated.
Obtaining agreements from ethics committees (ethics of biological sampling, storage and use
of samples, data access, data protection) can be time consuming. Procedure vary from
country to country, but in each of them delays have to be anticipated. For all CURE cohorts,
the necessary agreements from ethics committees have already been collected, or
applications have been submitted and are currently being reviewed. This anticipation will
allow for the implementation of the proposed research protocol to be started in the short
term (i.e., before year 2016).
Obtaining agreements from stakeholders for molecular epidemiology studies (employers,
doctors, workers, worker representatives committees) can be challenging in some settings.
Biological sampling is only possible if there is interest and support to the project by the
workers who will provide biological samples, and by the medical centres where samples have
to be collected. Agreements from employers are needed if sample collections are organized
during medical check-ups. The local acceptability may depend upon the social and economic
context. The personal views of occupational physicians about the study goals will also
determine their willingness to authorize certain kinds of biological sampling (e.g., sputum
collection). Communication with all stakeholders (workers, worker representatives, doctors,
employers) is therefore a key issue. An information sheet was developed as part of the CURE
project to help in this process. For the pilot study proposed in Rozna (Czech Republic), the
agreements from all stakeholders except workers (at this stage), have already been obtained.
The individual consent to participate from voluntary workers will need to be obtained as part
of pilot studies.
The feasibility to set up molecular epidemiology studies in some settings also depends on
other practical constraints. The proposed biological sampling scheme needs to be compatible
with the usual organization of medical check-ups, and with local infrastructures. Last, in
some settings only a limited quantity of blood can be collected for the purpose of a study,
depending on the volume already collected for the purpose of routine surveillance. All these
conditions were carefully checked as part of the preliminary feasibility studies conducted in
the study settings proposed for pilot studies, and the logistic strategies were defined
accordingly.
The use of biomarkers in epidemiological analyses is a developing field. It is acknowledged
that the proposed list of biomarkers might not cover all the potential biological effects of
uranium. However, the list of proposed biomarkers can evolve in the future. It is open for
60
emerging biomarkers of interest, since the collection and proper storage of biospecimen
(biobanking) will give the opportunity for a multitude of future analyses.
It is acknowledged that the levels of exposure to uranium of workers currently active in
Western Europe are not representative of those encountered in the same settings a few
decades ago. It might be relevant in the future to launch other pilot studies in other settings
located outside Europe, where workers have been exposed to uranium at higher levels
during recent years.
Sources of uncertainties have been identified at several steps of the proposed project.
However, the work conducted by the UWG as part of CURE allowed identifying the sources
of uncertainty which should be addressed in priority, as opposed to others that are
considered to be of lower importance. Further work will be conducted to better characterize,
and whenever possible, reduce uncertainties. Methodologies have been proposed to
account for the uncertainty in estimates of dose when estimating radiation-induced disease
risk, and these will be evaluated as part of future projects.
Funding is to be found to apply the research protocol designed during the CURE project.
Financial support from the European Commission will be a major condition for launching
future projects. Nevertheless, the Commission will not be considered as the only source of
potential funding. Screening of potential complementary sources of funding at national and
international level will be regularly evaluated by each partner.
In the short term (i.e., within the next two years), major steps of the protocol developed as part of
CURE can be implemented. Depending upon availability of funding, it would be possible:
To complete or wherever needed, to improve internal dosimetry within established cohorts
of uranium workers and miners in Europe.
To estimate health risks associated with internal doses resulting from uranium exposure in
the pooled cohorts, which would be directly informative for radiation protection.
To better characterize the sources of uncertainties identified as priorities during the CURE
project, to reduce these uncertainties wherever feasible, and to test methodologies to
account for the uncertainty in estimates of dose when estimating radiation-induced disease
risk.
To set up pilot molecular epidemiology studies. This would allow : 1) testing the collection of
biological samples and of related information, which will provide precious feedback for
future projects. 2) testing the associations of several biomarkers with internal and external
radiation dose. Targeted approaches would provide information on the mechanisms of
biological responses to radiation at low dose. Non targeted approaches such as
metabolomics would be tested for the first time in humans, in relation with chronic exposure
to internal emitters. This would allow assessing whether new pools of biomarkers could be
identified as biological signatures of exposure in humans. Such signatures were recently
61
observed in rats exposed to uranium (Grison et al., 2013) and cesium (Grison et al., 2012). 3)
initiating the creation a biobank that would be an invaluable resource for future integrated
studies on the effects of chronic exposure to internal emitters and more generally, a
strategic investment for radiation protection research.
To further develop contacts established with other research teams interested in the
biological and health effects of uranium exposure outside Europe (USA, Kazakhstan, Russia,
Canada). This would include assessing the feasibility of pooling established epidemiological
cohorts in these countries with CURE cohorts or to set up new ones, but also of setting up
pilot molecular epidemiology studies in these countries.
To create closer links with research teams and organizations outside the field of uranium
research. This would include research on the effects of other internal emitters, as well as on
other exposure situations than occupational exposure. Exchanges with the MELODI,
EURADOS, ALLIANCE and NERIS platforms would be organized to better identify, and
wherever feasible to build on, possible synergies. Exchanges with researchers outside of the
radiation field would be organized, notably on the topic of molecular epidemiology, systems
biology, and advanced statistical approaches for the propagation of uncertainties in
regression models.
In order to complete the steps listed above, the CURE consortium will submit a proposal for funding
to the European Commission. The impacts of the proposed work would extend far beyond the issue
of uranium exposure in workers and miners, since the above steps are crucial for:
The improvement of knowledge on the health effects of exposure to internal emitters.
Especially, producing information about the magnitude of risks related with internal alpha,
compared with external gamma, radiation will help assess the validity of the current value
for the radiation weighting factor for alpha emitters (wR)(ICRP, 2007).
The integration of modern radiobiological and epidemiological research, which is a major
goal for future radiation protection research. A proof of principle is needed for this approach.
The successful constitution of a modern biobank and/or the validation of biomarkers of
exposure or effects would create important precedents. They would open the way to the
creation of large-scale international biobanks. In the future, such biobanks would become
major infrastructures for integrated radiobiological and molecular epidemiology research on
the effects of chronic exposure to internal emitters and more generally, for radiation
protection research. The proposed project would allow defining the bases of a road map
toward the integration of modern radiobiological and epidemiological research.
This proposal will build on at least 3 DoReMi tasks: CURE (task 5.8.), IntEmitUM (task 5.5.1) and
AIRDoseUK (task 5.5.2.). It will directly address research priorities identified by the HLEG (dose-
response relationship at low dose/low dose rate exposures for cancer; non cancer health effects;
internal exposure; influence of radiation quality). It will also addressing research priorities mentioned
in the Strategic Research Agendas of MELODI (again, dose and dose rate dependence of cancer risk;
improvement of the understanding of the mechanisms contributing to radiation risk at low dose and
dose-rate exposure; non-cancer effects; integration of biological approaches for radiation risk
62
evaluation in epidemiological research; effects of and risks associated with internal exposures;
differing radiation qualities and inhomogeneous exposures) and EURADOS (improvement in the
modelling of biokinetics and dosimetry of internal emitters, improvement of uncertainty evaluation
of doses, dosimetry for historical cohorts).
In fine, future projects building on reflections conducted as part of the CURE project will be able to
improve the estimates of risk related to exposure to uranium, but also of other incorporated
radionuclides and more generally of low doses of ionizing radiation, throughout to the integration of
dosimetry, biology, epidemiology and biostatistics. In the future, it might be envisaged to open the
reflections to other disciplines interested in the effects of internal contaminations by radionuclides.
63
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LIST OF PARTICIPANTS TO THE CURE PROJECT
Sophie Ancelet, IRSN Will Atkinson, NUVIA Ltd Sarah Baatout, SCK•CEN Christophe Badie, PHE Gary Bethel, NUVIA Ltd Jean-Marc Bertho, IRSN Derek Bingham, AWE Eric Blanchardon, IRSN Richard Bull, NUVIA Limited Elisabeth Cardis, CREAL Cécile Challeton De Vathaire, IRSN Rupert Cockerill, AWE Estelle Davesne, IRSN Damien Drubay*, IRSN Teni Ebrahimian, IRSN Hilde Engels, SCK•CEN Nora Fenske, BfS Michael Gillies, PHE Augusto Giussani, BfS Maria Gomolka, BfS James Grellier, CREAL Stephane Grison, IRSN Yann Gueguen, IRSN Janet Hall, IC Richard Haylock, PHE Sabine Hornhardt, BfS Chrystelle Ibanez, IRSN Lukas Kotik, SURO Michaela Kreuzer, BfS Olivier Laurent, IRSN Dominique Laurier, IRSN Anne-Laure Le Bacq, SCK•CEN James Marsh, PHE Dietmar Nosske, BfS Jackie O'hagan, PHE Eileen Pernot , CREAL Matthew Puncher, PHE Roel Quintens, SCK•CEN Estelle Rage, IRSN Tony Riddell, PHE Laurence Roy, IRSN Eric Samson, IRSN Maamar Souidi, IRSN Ladislav Tomasek, SURO Michelle Turner, CREAL Nina Weiland, BfS Sergey Zhivin*, IRSN
*PhD student
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LIST OF INVITED EXPERTS
Naomi Allen, University of Oxford (UK)
Jeri Anderson, National Institute for Occupational Safety and Health (USA)
Meirat Batkin, Astana Medical University (Kazakhstan)
Steven Belinsky, Lovelace Respiratory Research Institute (USA)
Georges Dagher, Inserm (France)
Andrey Karpov, Seversk Biophysical Research Center (Russia)
Polat Kazymbet, Astana Medical University (Kazakhstan)
Richard Wakeford, University of Manchester (UK)
Friedo Zölzer, University of South Bohemia (Czech Republic)
Petr Otahal, National Institute for Nuclear, Chemical and Biological Protection (Czech Republic)
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GLOSSARY ADU: ammonium diuranate AMAD: activity median aerodynamic diameter AWE: Atomic Weapons Establishment BBMRI: Biobanking and Biomolecular Resources Research Infrastructure BfS: Bundesamt für Strahlenschutz CRA: clinical research associate CREAL: Centre de Recerca en Epidemiologia Ambiental CURE: Concerted Uranium Research in Europe EDTA: Ethylenediaminetetraacetic acid HRTM: human respiratory tract model HATM: human alimentary tract model IC: Institut Curie IRSN : Institut de Radioprotection et de Sûreté Nucléaire JCCRER: Joint Coordinating Committee for Radiation Effects Research JEM: job exposure matrix LD: limit of detection LLR: Long Lived Radionuclides LSS: Life Span Study MOX: mixed oxide fuels PHE: Public Health England RL: reporting limit SF: scattering factor SMR: Standardised Mortality Ratios (SMRs) SCK•CEN: StudieCentrum voor Kernenergie • Centre d'étude de l'Energie Nucléaire SOP: standard operating procedure SURO: Státní ústav radiační ochrany TBP: tributyl phosphate UKAEA: United Kingdom Atomic Energy Authority WL: working level WLM: working level month WP: work package WR: radiation weighting factor
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ACKNOWLEDGEMENTS The CURE project was supported by the EU FP7 DoReMi Network of Excellence (grant agreement:
249689)
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ANNEXES
Annex 1. Simplified scheme of the nuclear fuel cycle
Annex 2. Early dissemination activities
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Annex 2. Early dissemination activities Oral presentations: Laurier D, Gomolka M, Haylock R, Atkinson W, Bingham D, Baatout S, Tomasek L, Cardis E, Hall J,
Blanchardon E. Concerted Action for an Integrated (biology-dosimetry-epidemiology) Research
project on Occupational Uranium Exposure. Fifth International MELODI Workshop, Bruxelles
(Belgium), Oct 2013.
Laurier D, Gomolka M, Haylock R, Atkinson W, Bingham D, Baatout S, Tomasek L, Cardis E, Hall J,
Blanchardon E. The CURE project: a Concerted Action for an Integrated (biology-dosimetry-
epidemiology) Research project on Occupational Uranium Exposure. Fourth congress of International
Radiation Protection Association (IRPA), Genova (Switzerland), June 24, 2014.
Laurent O, Gomolka M, Haylock R, Atkinson W, Bingham D, Baatout S, Tomasek L, Cardis E, Hall J,
Blanchardon E, Laurier D. Concerted Uranium Research in Europe: the CURE project. Conference
"Biomedical and radio-ecological problems in the uranium mining regions". Astana (Kazakhstan),
June 19, 2014.
Laurier D. Progress of the CURE project. 3rd DoReMi periodic meeting. Munich (Germany), July 9,
2014
Laurier D, Gomolka M, Haylock R, Atkinson W, Bingham D, Baatout S, Tomasek L, Cardis E, Hall J,
Blanchardon E. Concerted Action for an Integrated (biology dosimetry-epidemiology) Research
Project on Occupational Uranium Exposure. 3rd DoReMi periodic meeting. Munich (Germany), July 9,
2014
Poster presentations:
Laurent O, Gomolka M, Haylock R, Giussani A, Atkinson W, Bingham D, Baatout S, Tomasek L, Cardis
E, Hall J, Blanchardon E, Laurier D. Concerted Uranium Research In Europe (CURE): Recent Progresses
And Perspectives. MELODI annual workshop, Barcelona (Spain), October 7-9 2014
CURE deliverables:
Laurier D, Roy L, Haylock R, Rage E, Blanchardon E, Giussani A, Gomolka M, Bertho J-M. DoReMi - Low Dose Research towards Multidisciplinary Integration Task 5.8 “CURE project”CURE. Kick-off meeting report (CURE internal deliverable 4.1), November 2013. Haylock R, Kreuzer M, Laurent O, Samson E. DoReMi - Low Dose Research towards Multidisciplinary Integration Task 5.8 “CURE project”. CURE Epidemiology Intermediate report (WP1) (CURE internal Deliverable D1.1), May 2014. Banchardon, E, Bingham D, Bull R, Challeton - de Vathaire C, Davesne E, Giussani A, Hochstrat B, Kreuzer M, Le Bacq A.-L., Noßke D, Marsh J, Rage E, Riddell T, Samson E, Tomášek L, Tschense A, Zhivin S. DoReMi - Low Dose Research towards Multidisciplinary Integration Task 5.8 “CURE project”. Report on the evaluation of monitoring data and physico-chemical characterisation of radionuclides (WP2) (CURE internal Deliverable D2.1), May 2014.
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