Drs. Joanne and Edward Dauer Collection of Australian States and Commonwealth - 16038

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STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

69 Southampton Row, Bloomsbury, London WC1B 4ETwww.spink.com

The Drs. Joanne and Edward DauerCollection of Australian States

and Commonwealth

23 FEBRUARY 2016

LONDON

£25

16038 Cover.qxp_Layout 1 07/01/2016 10:25 Page 1

GROUP CHAIRMAN AND CEO

Olivier D. Stocker

YOUR SPECIALISTS

STAMPS

UK - Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup Neill GrangerPaul Mathews Dominic Savastano Tom Smith George James Ian Shapiro (Consultant)

USA - George Eveleth Richard DebneyEUROPE - Guido Craveri Fernando MartínezCHINA - Doris Lo George Yue (Consultant)

COINS

UK - Richard Bishop Tim Robson Malene Wagner Lawrence Sinclair Barbara Mears John PettUSA - Greg Cole Muriel Eymery Stephen Gol dsmith (Special Consultant)

CHINA - Kin Choi Cheung Paul Pei Po ChowBANKNOTES

UK - Barnaby Faull Andrew Pattison Monica Kruber Thomasina SmithUSA - Greg Cole Stephen Goldsmith (Special Consultant)

CHINA - Kelvin Cheung Paul Pei Po ChowORDERS, DECORATIONS, MEDALS & MILITARIA

UK - Mark Quayle Oliver Pepys John Hayward (Consultant)BONDS & SHARES

UK - Mike Veissid (Consultant) Andrew Pattison Thomasina SmithUSA - Greg Cole

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BOOKS

UK - Philip Skingley Jennifer Mulholland Nik von UexkullAUTOGRAPHS

USA - Greg Cole Stephen Goldsmith (Special Consultant)WINES

CHINA - Guillaume Willk-Fabia Angie Ihlo Fung

YOUR EUROPE TEAM (LONDON - LUGANO)

DirectorsTim Hirsch Anthony Spink

Auction & Client Management TeamMira Adusei-Poku Rita Ariete Grace Hawkins Dora Szigeti Tatyana Boyadzhieva Nik von Uexkull

John Winchcombe Tom Mathews Maurizio ScheniniFinance

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AdministrationAngie Ihlo Fung Newton Tsang Sue Pui Arthur Chan Doris Lo Gary Tan

Ken Imase [email protected]

BANKNOTES

16 January Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong Hong Kong 1601127/28 January The Numismatic Collector’s Series Sale New York 32312 April The Bruce Smart Collection of Middle Eastern Banknotes London 1603712/13/14 April World Banknotes London 160085 July World Banknotes London 16009

SALE CALENDAR 2016

The above sale dates are subject to change

Spink offers the following services:– VALUATIONS FOR INSURANCE AND PROBATE FOR INDIVIDUAL ITEMS OR WHOLE COLLECTIONS –

– SALES ON A COMMISSION BASIS EITHER OF INDIVIDUAL PIECES OR WHOLE COLLECTIONS –

STAMPS

17 January Meiso Mizuhara, The Exhibition Collection, China Customs Post Hong Kong 1601217 January Fine Stamps and Covers of China and Hong Kong Hong Kong 1601327/28 January The Philatelic Collector's Series Sale London 1601023 February Drs. Joanne and Edward Dauer Collection of Australian States and Commonwealth London 1603823 February The “Britannia” Collection of Barbados London 1602424 February India, The De La Rue Issues London 1602327-28 April The Philatelic Collector’s Series Sale London 16027April/May The Pre-New York 2016 Collector’s Series Sale New York 154June The Jose Castillejo Collection of Guatemala, 1871-86 New York 1556-7 July The Philatelic Collector’s Series Sale London 16030

COINS

16 January Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong Hong Kong 1601127/28 January The Numismatic Collector’s Series Sale New York 32322 March The Academic Collection of Lord Stewartby: English Coins part 1, Anglo-Saxon and

Norman Coins London 1601922 March The Dr Paul Broughton Collection of English Hammered Gold Coins London 1601422/23 March Ancient, British & Foreign Coins and Commemorative Medals London 1600429 June The Academic Collection of Lord Stewartby: English coins part 2, Plantagenet,

Lancastrian and Yorkist Coins London 1602029/30 June Ancient, British & Foreign Coins and Commemorative Medals London 16005

MEDALS

27/28 January The Numismatic Collector’s Series Sale featuring The Liberty Collection of Medals andArtefacts Relating to the 1916 Easter Rising and Ireland’s Fight for Independance New York 323

21 April Orders, Decorations, Campaign Medals & Militaria London 1600121 July Orders, Decorations, Campaign Medals & Militaria London 16002

BONDS & SHARES

16 January Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong Hong Kong 1601127/28 January The Numismatic Collector’s Series Sale New York 32327 May Bonds & Share Certificates of the World London 16017

AUTOGRAPHS

27/28 January The Numismatic Collector’s Series Sale New York 323

WINES

15 January An Evening of Great Whiskies and Spirits Hong Kong SFW188 April An Evening of Great Whiskies and Spirits Hong Kong SFW1923 June An Evening of Great Whiskies and Spirits Hong Kong SFW20


Front Cover Illustration: 5

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VIEWING OF LOTS

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from 17 February to 20 February 2016

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SALE DETAILS

Tuesday 23 February 2016 at 10.30 a.m.

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THE DRS. JOANNE AND EDWARD DAUERCOLLECTION OF AUSTRALIAN STATESAND COMMONWEALTH

SALE LOCATION

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16038 Pages.qxp_Layout 1 06/01/2016 12:32 Page 1

2

ExtensionsProspective buyers who wish to obtain an expert opinion on any lot (other than a mixed lot or lot containing undescribed stamps)are requested to notify Spink in writing not less than forty-eight hours before the time fixed for the commencement of the firstsession of the sale. If accepted by Spink, such request shall have the same effect as notice of an intention to question the authenticityof the lot for the purposes of Condition 3.4 of our Terms and Conditions for Buyers.Notice of a request for an expert opinion must give the reason why such is required and specify the identity of the expert whichwill be subject to the agreement of Spink. All lots for which Certificates of Authenticity are desired must be submitted by Spinkto the Expert Committee for choice.

Buyers are reminded that any lot(s) purchased “on extension” are subject to payment in accordance with our normalTerms & Conditions of Business. Settlement of any lots on extension should be made at the time of invoicepayment. Overdue accounts are subject to interest charges.Extensions requested on account of condition will not be accepted for expert opinions. Any Lot described as having faults ordefects may not be returned should a certificate cite other faults or defects not included in the catalogue description.Should Spink accept a request for an extension under the foregoing provisions of this paragraph, the fact may be stated by theAuctioneer from the rostrum prior to the sale of the lot.It should be noted that any stamp accompanied by a Certificate of Authenticity is sold on the basis of that Certificate only and noton the basis of any other. No request for an extension will be accepted on such a stamp and the return of such a stamp will not beaccepted.

Notes Concerning DescriptionsGUM: Original gum should be expected on unused stamps where appropriate, unless stated otherwise in the description:mint unused with original gum showing slight disturbance caused by previous hinge, which may be present in part

or entirely removedpart original gum unused with original gum significantly disturbed or heavily hingedunmounted mint original gum as issuedunused without gum

COVERS: Should be expected to have minor nicks and tears usually from opening. Folded letters or covers normally have one ortwo file folds. These are not described unless of an exceptional nature and are not grounds for return.entire letter complete as sent with comments still attached to the outer address portionentire the outer portion of a folded letter but without contentscover an envelope

Symbols and Abbreviations

ReferencesCatalogue values and numbers are those taken from the latest available edition.The use of Gibbons Specialised catalogues in Great Britain sales is clearly indicated. Where other catalogues are used they arementioned by name.

unmounted mint unused used+ block of fourB block larger than four* used on cover, entire letter, etc. on piecevar. variety, varietiescat. catalogue, catalogue valuec.d.s. circular datestamp

d.s. datestamph.s. handstampA air mailS specimenC cancelledE essayP proofF forgeryR reprint

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may be shared with other auction houses and live bidding platforms (condition 5.11).


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February 23, 2016 - LONDON

JOANNE C. DAUER AND EDWARD A. DAUER

Dr. Joanne Dauer was born in DuBois, Pennsylvaniaand attended The Pennsylvania State University whereshe earned undergraduate and graduate degrees inNursing. After working as a surgical nurse in Miamishe received her training in surgical intensive carenursing at Mount Sinai Medical Center Miami Beach,Florida. She was certified by the American Associationof Critical Care Nurses from 1986-1995 and worked asa Surgical Intensive Care nurse in the post – operativecardiovascular intensive care unit.

Dr. Joanne Dauer was Associate Administrator ofFlorida Medical Center, a 459 bed hospital in FortLauderdale, Florida from 1982-1993 and currentlyserves as Executive Director of Florida MedicalServices. Dr. Dauer is also a lecturer at the Universityof Miami School of Nursing and Health Studies andteaches nursing students in the clinical simulationlaboratory. She completed her doctoral studies at theUniversity of Miami and was awarded the Doctor ofNursing Practice degree in December 2013.

Dr. Edward Dauer attended the University of Miami in Coral Gables, Florida and earned an undergraduate degreein electrical engineering, a graduate degree in biomedical engineering, and a M.D. degree from the School ofMedicine. He is board certified in diagnostic radiology and has served as director of radiology at Florida MedicalCenter, a 459 bed acute care hospital in Ft. Lauderdale, since 1979.

In 1988, he was appointed a member of the Florida State Board of Medicine by the governor and confirmed by thesenate. During his eleven years on the board, he served two terms as chairman. The Board of Medicine licensesphysicians to practice medicine, disciplines physicians when there is a violation of the state statutes, and writes therules governing the practice of medicine.

He has been a member of the University of Miami Board of Trustees since 1996 and is a full time faculty memberwith the title of Research Associate Professor of biomedical engineering, radiology, and family medicine. He teachesand does research in electron microscopy, tissue engineering, radiation biology, radiation physics, and physiology.

Dr. Edward Dauer was recently appointed to the scientific advisory panel of the National Academy of Sciences tostudy and report on the safety of millimeter wave scanners. These are the devices used by the US Transport SafetyAgency in over 150 airports in the United States for screening passengers and employees.



NEW SOUTH WALES

1850-51 SYDNEY VIEWS

One Penny Plate I

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Note: All buyers must read the notes concerning requests for Extensions printed on page 2 of this catalogue.The Terms of that notice must be complied with fully under all circumstances.

Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. Spink is pleased to continue to offer our brand new on-line bidding platform

Spink Live for no charge through www.spink.com.

TUESDAY 23 FEBRUARY 2016

Commencing at 10.30 a.m.

x1 Reddish rose on soft yellowish paper, [4], clear at lower left to good margins, cancelledby dumb obliterator, fine. S.G. 3, £475. Photo £120-150

x2 Pale red on hard bluish wove paper, [4], worn impression, good margins and colour,unused without gum. A very fine example of this rare stamp. Ceremuga and R.P.S.V.Certificates (2005). S.G. 5, £11,000. Photo £4,000-5,000

One Penny Plate II

x3 Dull carmine on hard toned paper, [20], mainly good margins all round, unused,regummed. A fine example. B.P.A. Certificate (2014). S.G. 8, £8500. Photo £3,000-4,000

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x5 Prussian blue on vertically laid paper, [3], a later intermediate impression, unused withoutgum, good to large margins and good colour. A very fine example of this rare stamp.R.P.S.V. Certificate (2001). S.G. 35, £9500. Photo £4,000-5,000

Two Pence Plate V

x6 Ultramarine on hard greyish wove paper, [14], unused without gum, good to very largemargins. A very fine example of this rare stamp. Ceremuga and R.P.S.V. Certificates(2005). S.G. 36, £7500. Photo £3,000-4,000

Three Pence

x7 Yellow-green on bluish to grey wove paper, large margins, cancelled by dumb obliterator,fine. S.G. 42, £275. Photo £80-100

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THE DRS. JOANNE AND EDWARD DAUER COLLECTIONOF AUSTRALIAN STATES AND COMMONWEALTH

x4 Crimson-lake on hard greyish wove paper, [14], unused without gum, mainly good tolarge margins, lovely colour. Rare in such fine condition. Ceremuga and R.P.S.V.Certificates (2005). S.G. 9, £8500. Photo £3,000-4,000

Two Pence Plate IV

New South Wales, 1850-51 Sydney Views, One Penny Plate II - contd.

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x12 1854-59 Diadem, imperf 5d. dull green, with watermark inverted and reversed, mainlysmall margins, unused without gum, fine. S.G. 88, £1300. Photo £250-300

x8 1851-52 Laureated imperf 1d. brick-red on bluish medium paper, [25], small to goodmargins virtually all round, just into at lower left, unused with large part original gum,thin spot towards upper right. A fine example of this difficult stamp. B.P.A. Certificate(2014). S.G. 48, £1800. Photo £500-600

x9 1851-55 Laureated imperf, Plate I 2d. ultramarine, worn plate, blue wove paper, small togood margins, unused without gum, fine. S.G. 58, £750. £150-180

x10 1852-53 Laureated, imperf, Plate I re-engraved 6d. brown, [8], unused, regummed;small surface mark at lower right. R.P.S.V (2002) and B.P.A. (2014) Certificates. S.G. 77,£4250. Photo £500-600

x11 1854 Laureated, watermarked 1d. orange-vermilion with clear to good margins,regummed and a little oxidised at right, 2d. ultramarine with good margins, unusedwithout gum, and 3d. yellow-green with clear to good margins, unused with part originalbrown gum, fine. S.G. 83, 84, 87, £1400 £250-300

x13 1854-59 Diadem, imperf 6d. greenish grey, good margins on three sides, cut close at left,unused with part original gum, minor crease; also 6d. greyish brown with mainly good tolarge margins, fine used. S.G. 90, 96, £1535. Photo for first £300-400

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x15 1854-59 Diadem, imperf 8d. dull yellow-orange, small to large margins, excellent colour,fine unused with part original gum. Very rare in such condition. Signed H. Bloch. R.P.S.(1924), Friedl (1980) and B.P.A. (1989) Certificates. S.G. 98, £15,000. Photo £8,000-10,000

PROVENANCE:Sovereign Collection, May 2008

x14 1854-59 Diadem, imperf 6d. grey with good to large margins on three sides, close at left,unused without gum, fine. S.G. 94, £1500. Photo £250-300

x16 1856-60 Diadem, imperf 1d. carmine-vermilion, 1d. orange-red, 2d. blue and 3d. yellow-green, all unused (the 2d. with small part original gum), all with four margins except the3d. which is touched/cut-into at right, fine. S.G. 108,109, 112, 115, £2425. Photo £600-800

x17 1860-72 Diadem, perf 12 6d. grey-brown, unused with large part original gum, fine. S.G. 143, £700. Photo £200-250

x18 1860-72 Diadem, perf 13 1d. dull red, 6d. violet and 1/- rose-carmine, all unused, the1/- without gum, the others with large part, fine. S.G. 155, 166, 168, £610 £120-150

New South Wales - contd.


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x22 1885-86 overprinted “POSTAGE” in black, 10/- lilac and claret, perf 12, unused with largepart original gum, fine. B.P.A. Certificate (2014). S.G. 239a, £1600. Photo £500-600

x19 1860-72 Diadem, perf 13 8d. red-orange, unused with large part original gum, a fewsmall gum thins at right otherwise fine. S.G. 167a, £450. Photo £120-150

x20 1882-97 Diadem, perf 12 3d. yellow-green and 5d. blue-green (watermark inverted), andperf 10x12 8d. yellow, fine unused with large part original gum. S.G. 226f, 233a, 236c,£291 £80-100

x21 1885-86 overprinted “POSTAGE” in black, 5/- lilac and green, perf 12x10, unused,regummed, fine. B.P.A. Certificate (2014). S.G. 238b, £800. Photo £200-250

x23 1885-86 overprinted “POSTAGE” in black, £1 lilac and claret, perf 12, unused with partoriginal gum, fine. B.P.A. Certificate (2014). S.G. 240a, £9500. Photo £3,500-4,500


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x27 1889 (Apr.) perf 12 10/- mauve and claret, unused with part original gum, centred tolower left, trace of toning at top otherwise fine. Rare. B.P.A. Certificate (2014). S.G. O37, £5500. Photo £2,500-3,000

x24 1890 5/- mauve, perf 11, fine unused with large part original gum. S.G. 263da, £375.Photo £100-120

x25 1890 20s. ultramarine, perf 11, fine unmounted mint. S.G. 264c, £400. Photo £150-180

x26 1894-1904 10s. violet and rosine, perf 12x11, fine mint. S.G. 277b, £375. Photo £100-120

Official Stamps

New South Wales - contd.


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x28 1887 (Jan.) perf 12x10 £1 mauve and claret, centred to upper right, cancelled by partSydney duplex dated 8 August 1889, fine. Extremely rare, very few known. Photocopy ofR.P.S. Certificate (1999). S.G. O38, £18,000. Photo £6,000-8,000

x29 1890-91 5/- lilac, perf 10, unused with large part original gum, fine. S.G. O49, £650.Photo £200-250

x30 1890 (Jan.) 5/- deep purple, perf 12, and 1891 (Mar.) 20s. cobalt-blue, perf 10, bothneatly cancelled to order in one corner, fine. Photo £300-400


x31 1860 wmk. Large Star, imperf 1d. carmine-rose, good to large margins on three sides,touched at upper right, unused without gum. R.P.S.V. Certificate (1982). S.G. 1, £6500.Photo £800-1,000

x32 1860 wmk. Large Star, imperf 2d. blue, small to large margins, cancelled “201”, fine.B.P.A. Certificate (2014). S.G. 2, £1800. Photo £500-600

x33 1860 wmk. Large Star, imperf 6d. green, good to large margins, lightly cancelled, fine.R.P.S. (1950) and B.P.A. (2014) Certificates. S.G. 3, £800. Photo £300-400

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QUEENSLAND

x34 1860-61 Small Star, clean-cut perf 14 to 16, “REGISTERED” (6d.) olive-yellow, unusedwith part original brown gum, fine. S.G. 11, £950. Photo £300-400

x35 1866-67 lithographed on thick paper, no watermark 4d. grey-lilac, unused with partoriginal gum, fine. S.G. 54, £400. Photo £120-150


Ex 38

3940

3637

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x39 1866-68 wmk Crown over Q, 20/- rose, unused with part original gum, centred to lowerleft and slight gum thinning at very top. A fine example of this rare stamp. R.P.S.V.Certificate (2001). S.G. F15, £1900. Photo £500-600

x40 1871-72 litho, watermark Large Crown and Q, 5/- orange-brown, unused with largepart original gum, fine. S.G. F21, £425. Photo £120-150

x41 1871-72 no wmk., blue burelé band at back, 6d. red-brown and 1/- green, both unusedwith part original gum, fine. S.G. F25, F27, £240 £60-80

x36 1880 lithographed, watermark Crown over Q, 5/- yellow-ochre, unused with partoriginal gum, fine. S.G. 124, £450. Photo £120-150

x37 1907-11 watermark Crown over A, £1 bluish green, unused with large part original gum,fine. S.G. 312, £400. Photo £120-150

Postal Fiscals

x38 1866-68 wmk Crown over Q, 1/- blue-green and 2/- brown, both unused with part orlarge part original gum and both with the odd perf fault as is usual with this issue, fine.S.G. F12-F13; £520. Photo for 2/- £150-180


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SOUTH AUSTRALIA

x42 1855 wmk. large Star, imperf 6d. deep blue, good margins on three sides, small to closeat left, unused with part original gum disturbed, fine. B.P.A. Certificate (2014). S.G. 3,£4000. Photo £600-800

x43 1856-58 watermark large Star, 2d. red with small to good margins, unused without gum,fine. S.G. 9, £750. Photo £120-150

x44 1902-04 thin “POSTAGE” 1/- brown with “POSTAGE” and value in red-brown, fresh andfine mint. S.G. 275c, £1200. Photo £400-500

x45 1902-04 thin “POSTAGE”, £1 blue, the odd shortish perf at right, fine mint. S.G. 279,£475. Photo £100-120

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x46 1891 (May) 2/6d. pale violet and 5/- pale rose, both centred to left, fresh and fine mint.Very rare, only one sheet of sixty of both of these stamps was printed. Both with B.P.A.Certificate (2014). S.G. O86-O87, £14,500. Photo £5,000-6,000

TASMANIA

Official Stamps

x47 1853 (Nov.) Plate II, 4d. orange [4], good to large margins, unused with part originalgum, fine. B.P.A. Certificate (2014). S.G. 10, £5500. Photo £1,500-1,800

x48 1857-67 watermark double-lined numeral, 1d. brick-red with good to large margins,unused without gum, some light bends, fine. S.G. 27, £425. Photo £80-100

x49 1857-67 watermark double-lined numeral, 1d. dull vermilion (touched at right), 1d.carmine (touched at left and right) and 4d. blue (small to good margins), all unusedwithout gum, fine. S.G. 28, 29, 37, £1100 £200-250

x50 1857-67 watermark double-lined numeral, 2d. yellow-green with small to large marginsshowing portion of adjoining stamp at upper right, unused, regummed, fine. B.P.A.Certificate (2014). S.G. 32, £900. Photo £150-180


Tasmania - contd.

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x51 1858 watermark double-lined numeral, 1/- vermilion with good to large margins, unusedwithout gum, fine. S.G. 41, £800. Photo £150-180

x53 1860-67 watermark double-lined “6”, 6d. slate-violet with small to good margins,unused without gum, fine. S.G. 48, £800. Photo £150-180

x52 1860-67 watermark double-lined “6”, 6d. dull slate-grey with small to good margins,unused without gum, fine. S.G. 44, £800. Photo £150-180

x54 1863-71 watermark double-lined numeral, perf 10 2d. yellow-green, unused, regummed,fine. B.P.A. Certificate (2014). S.G. 60, £800. Photo £150-180

x55 1863-71 watermark double-lined numeral, perf 10 6d. grey-violet, unused with partoriginal brown gum, fine. S.G. 64, £550. Photo £120-150


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x56 1863-71 watermark double-lined numeral, perf 12 4d. blue, unused with large partoriginal gum, fine. S.G. 73, £300. Photo £80-100

x57 1871-91 watermark double-lined numeral, perf 111⁄2 1/- orange-red, unused with partoriginal gum, some light bends otherwise fine. S.G. 141, £275 £60-80

x59 1892-99 Keyplate 1⁄2d. to £1 set of ten, fine mint. S.G. 216-225, £750. Photo for £1 £200-250

Postal Fiscal Stamps

x58 1871-78 Sideface, perf 111⁄2 5/- purple, centred to upper right, unused with part originalgum. S.G. 149, £325. Photo £70-90

x60 1863-80 watermark double-lined “1”, imperf 5/- sage-green with good to large marginsand 10/- salmon with good to very large margins and showing watermark inverted, bothunused, regummed; the 10/- a little toned otherwise fine. Both with B.P.A. Certificate(2014). S.G. F5, F7, £2100. Photo £400-500


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x65 1900 overprinted “REVENUE” on Keyplate £1 green and yellow, fine mint. S.G. F39,£250. Photo £70-90

x62 1863-80 watermark double-lined “1”, perf 12 5/- sage-green, unused with part originalgum, fine. S.G. F15, £375. Photo £80-100

x63 1863-80 watermark double-lined “1”, perf 121⁄2 2/6d. carmine with margin at right,unused with large part original gum, fine. S.G. F19, £550. Photo £150-180

x64 1900 overprinted “REVENUE” on St. George and Dragon 10/- salmon with margin atright, unused with part original gum, fine. S.G. F33, £800. Photo £200-250

Tasmania, Postal Fiscal Stamps - contd.

x61 1863-80 watermark double-lined “1”, perf 10 10/- orange with watermark inverted,unused with part original gum, fine. S.G. F11, £475. Photo £120-150

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VICTORIA

x66 1852 (Dec.) Ham 2d. reddish brown with good to large margins, unused, fine. S.G. 18,£550. Photo £150-180

67 1854-57 Half-Length, Campbell & Fergusson 3d. greenish blue with good to largemargins, unused without gum, some natural paper irregularities, fine. B.P.A. Certificate(2014). S.G. 29a, £1900. Photo £500-600

x68 1854-55 Woodblock “REGISTERED” 1/- rose-pink and blue, good margins, cancelled“13”, fine. S.G. 34, £200 £60-80

x69 1854 Queen on Throne, Campbell, clear impression 2d. grey-brown with good to largemargins, unused, slight thinning at top due to hinge removal otherwise fine. S.G. 19a,£650. Photo £120-150

70

x70 1860-66 Beaded Oval, Saunders paper watermarked with value in words, 3d. blue unusedwith large part original gum, centred to left, fine. S.G. 90b, £275. Photo £70-90


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x73 1871 (Apr.) 9d. on 10d. purple-brown on pink, unused with part original gum, fine, S.G. 171, £750. Photo £200-250

x74 1878 (Feb.-Apr.) Emergency printings, 1d. yellow-green on yellow and 1d. yellow-greenon drab, both unused with large part original gum, fine. S.G. 196-197, £390 £120-150

x72 1863-73 Laureated, emergency printing on De La Rue paper showing single-linednumeral, 3d. lilac watermarked “8”, unused with large part original gum, fine. S.G. 118,£250. Photo £70-90

x71 1863-73 Laureated, De La Rue paper, 8d. orange, unused, regummed, well-centred, fine.S.G. 112, £750. Photo £120-150

Victoria - contd.


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x75 1878 (Feb.-Apr.) Emergency printings, 2d. dull violet-mauve on lilac, unused with partoriginal gum, rich colour, centred to lower left, fine. The only recorded mint example todate. Brandon Certificate (1996). S.G. 198, unpriced. Photo £7,000-9,000

PROVENANCE:The “Sovereign” Collection, May 2008

x76 1878 (Feb.-Apr.) Emergency printings, 2d. dull violet-mauve on green, unused with largepart original gum, centred to left, fine. S.G.199, £325. Photo £80-100

x77 1878 (Feb.-Apr.) Emergency printings, 2d. dull violet-mauve on brown, unused withlarge part original gum (some missing at top due to hinge removal), centred to foot, fine.S.G. 200, £300. Photo £70-90

x78 1884 Stamp Statute, watermark single-lined numeral, Saunders perf 13 2/- deep blue ongreen, unused with large part original gum, fine. S.G. 217, £250 £60-80

x79 1884 Stamp Statute, watermark V over Crown, 3d. mauve, unused with large part originalgum, fine. B.P.A. Certificate (2014). S.G. 221, £1700. Photo £500-600

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x80 1884-96 Stamp Duty, litho, watermark V over Crown (Type 19), 15s. mauve, unusedwith large part original gum, two light horizontal creases at top not affecting fineappearance. Rare. R.P.S.V. Certificate (2001). S.G. 241, £5500. Photo £1,500-1,800

x81 1884-96 Stamp Duty, typo, watermark V over Crown (Type 19), 1/- deep blue on blueperf 121⁄2, 1/- chalky blue on lemon and 5/- pale claret on yellow perf 12, all unused withlarge part original gum, fine. S.G. 256b, 257, 260ca, £590 £150-180

x82 1884-96 Stamp Duty, typo, watermark V over Crown (Type 19), 2/- deep blue on green,perf 121⁄2, unused with large part original gum, fine. S.G. 258b, £350. Photo £80-100

x83 1884-96 Stamp Duty, typo, watermark V over Crown (Type 19), £1 reddish orange onyellow, perf 121⁄2, unused, regummed, fine. S.G. 262b, £900. Photo £150-180

x84 1884-96 Stamp Duty, typo, watermark V over Crown (Type 33), 1d. ochre, 1/6d. brightrose-carmine, 3/- olive-drab, 4/- yellow-orange with watermark upright and 5/- rosine,all unused mostly with large part original gum (3/- with gum thins), fine. Cat. £830 £200-250

Victoria - contd.


23


x87 1884-96 Stamp Duty, typo, watermark V over Crown (Type 33), £1.10s. pale olive,unused with part original gum, slight gum thinning at top due to hinge removal otherwisefine. Rare. R.P.S.V. Certificate (2001). S.G. 275, £4750. Photo £1,000-1,200

x88 1884-90 litho, watermark V over Crown (Type 33), £25 dull blue-green, £50 dull purple(small thin at top) and £100 rosine (horizontal crease), each cancelled to order withMelbourne c.d.s. S.G. 286-288, £420 £80-100

x86 1884-96 Stamp Duty, typo, watermark V over Crown (Type 33), 10/- dull bluish green,unused, regummed, fine. S.G. 272, £750. Photo £100-120

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87

x85 1884-96 Stamp Duty, typo, watermark V over Crown (Type 33), 6/- apple-green withwatermark upright, unused with large part original gum, light diagonal gum creaseotherwise fine. S.G. 277a, £375. Photo £80-100


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x89 1885-95 Naish, 4d lilac error, unused with part original gum, centred to lower left, fine.Very rare, one of nine unused examples known, including a horizontal and a vertical pair.Photocopy of R.P.S.V. Certificate (1998). S.G. 300b, £7500. Photo £2,500-3,000

x90 1885 (Feb.-Nov.) overprinted “STAMP DUTY”, watermark V over Crown Type 19 1/- paleblue on blue, 2/- ultramarine on green and watermark V over Crown Type 33 3d. yellow-orange and 4d. rose-red, all unused with part (1/- with slight gum thinning at top dueto hinge removal) or large part original gum. S.G. 306-309, £440 £100-120

x91 1885 (Feb.-Nov.) overprinted “STAMP DUTY”, watermark V over Crown Type 19, 1/-pale blue on blue with blue overprint, cancelled “138” at Hexham as are all knownexamples, fine. Very rare, eight examples are known. R.P.S. of Victoria Certificate (1997).S.G. 306b, £1700. Photo £500-600

x92 1886-96 Fergusson & Mitchell £5, £6, £7, £8 and £9, each cancelled to order withMelbourne c.d.s., fine. A most colourful group. S.G. 324-328, £1140. Photo £300-400

Victoria - contd.


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x93 1896-99 watermark V over Crown (Type 82), 15s. brown unused with large part originalgum, tiny mark to left of crown otherwise fine. B.P.A. Certificate (2014). S.G. 350, £750.Photo £200-250

x94 1897 and 1900 Funds, the former 21⁄2d. with small thin due to hinge removal, otherwise,fine mint. S.G. 353-354, 374-375, £575 £120-150

x95 1901-10 watermark V over Crown, perf 121⁄2 £2 deep blue, fine mint. S.G. 400, £700.Photo £200-250

x96 1905-13 Crown over A, perf 11 £1 salmon, fine mint. S.G. 444, £475. Photo £120-150

Postage Dues

x97 1890-94 1⁄2 to 5/- less 5d. and 1/- (the 2d. is the 1893 shade) and some later valuesincluding 1895 5/- and 1903 2/- (small thin), mounted mint £150-180


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WESTERN AUSTRALIA

x99 1854-55 imperf 1/- deep red-brown, good to large margins, unused, fine. B.P.A.Certificate (2014). S.G. 4a, £2000. Photo £600-800

x100 1860-64 imperf 2d. pale orange and 4d. blue, both with small to good margins andunused without gum, fine. S.G. 24, 26, £455 £120-150

x98 1854-55 imperf 4d. blue, good to large margins, fine unused. S.G. 3a, £450. Photo £120-150

x101 1860-64 imperf 6d. sage-green, god margins, unused without gum, treated to reduce tinystain spot at foot, mainly in margin, otherwise fine. Rare. B.P.A. Certificate (2014). S.G. 28, £2750. Photo £500-600

x102 1861 perf 14 at Somerset House, 4d. vermilion, unused with small part original gum,fine. S.G. 40, £450. Photo £100-120

x103 1861 perf 14-16 very rough, 6d. purple on blued paper, unused with part original gum,thin spot at top and gum crease otherwise fine. B.P.A. Certificate (2014). S.G. 45, £4000.Photo £800-1,000


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Ex 107

27


x104 1864-69 CC 2d. mauve error, unused with large part original gum, fine. Very rare. R.P.S.(1954) and B.P.A. (2014) Certificates. S.G. 55b, £20,000. Photo £7,000-9,000

x105 1864-79 CC 1/- bright green, fine unused with large part original gum. S.G. 61, £250 £60-80

x106 1909 watermark V over Crown, £1 orange-brown, fine mint. S.G. 128, £425. Photo £120-150

Telegraph Stamps

x107 1879 CC 1d. bistre and 6d. lilac, fine mint. S.G. T1-T2, £585. Photo for 6d. £150-180


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AUSTRALIAN COMMONWEALTH

KANGAROO ISSUES

First Watermark

x108 1⁄2d. to 1/- set of ten, fine unmounted mint. S.G. 1-11, £630 £200-250

x110 5/- grey and yellow, fine unmounted mint. BW 42, $5000; S.G. 13, £450. Photo £200-250

x109 2/- brown, fairly well-centred, fine unmounted mint. S.G. 12, £275. Photo £100-120

x111 10/- grey and pink, well-centred, fine and very lightly mounted mint. BW 47, $2000;S.G. 14, £900. Photo £300-400

x112 £1 brown and ultramarine, well-centred, fine mounted mint. BW 51, $4000; S.G. 15,£3000. Photo £1,000-1,200


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x113 £2 black and rose, centred a little to right, lovely colours, fine unmounted mint. BW 55,$30,000; S.G. 16, £6500. Photo £3,000-4,000

Second Watermark

x114 2d., 21⁄2d., 6d., 9d. and 1/- (a fraction gum toned), fine unmounted mint. S.G. 24-28,£770 £200-250

x115 2/- brown, well-centred, fine unmounted mint. BW 36, $8500; S.G. 29, £700. Photo £250-300

x116 5/- grey and yellow, well-centred, fresh colours, fine unmounted mint. BW 53, $6000;S.G. 30, £1000. Photo £350-450

Third Watermark

x117 2d. to 2/- with both 6d. and 2/-, the 3d. in olive-green, fine unmounted mint. S.G. 35-41, 73-74, £701 £200-250

x118 5/- grey and pale yellow, fine unmounted mint. BW 44D, $2000; S.G. 42, £275. Photo £100-120


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x119 10/- grey and bright aniline pink, fairly well-centred, fine unmounted mint. BW 48B,$2500; S.G. 43a, £500. Photo £150-180

x120 £1 chocolate and dull blue, well-centred, fine unmounted mint. BW 52A, $14,500; S.G. 44, £3000. Photo £1,000-1,200

x121 £1 grey, fine unmounted mint. BW 53, $3250; S.G. 75, £650. Photo £200-250

x122 £2 purple-black and pale rose, well-centred, fresh colours, fine unmounted mint. BW 56C, $15,000; S.G. 45b, £4500. Photo £1,500-1,800

Australian Commonwealth, Kangaroo Issues, Third Watermark - contd.


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Small Multiple Watermark

x123 6d., 9d., 1/-, 2/- (marginal) and 5/-, fine unmounted mint. S.G. 107-111, £462 £150-180

x124 10/- grey and pink, a lower right corner example, fresh colours, fine unmounted mint.BW 49, $3000; S.G. 112, £475. Photo £150-180

x125 £2 black and rose, an upper right corner example, fresh colours, fine unmounted mint.BW 57, $17,500; S.G. 114, £4500. Photo £1,500-1,800

C of A Watermark

x126 6d., 9d., 2/- (both) and 5/-, fine unmounted mint. S.G. 132-135, 212, £270 £80-100

x127 10/- grey and pink, well-centred, one shortish perf at upper left otherwise fineunmounted mint. BW 50, $2500; S.G. 136, £425. Photo £150-180


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x129 £2 black and rose, centred to upper left, fine lightly mounted mint. BW 58, $4500; S.G. 138, £4250. Photo £1,200-1,500

x130 1914-36 KGV Head basic collection complete with some additional shades including1914-20 1d. Die II (slightly gum toned) and 4d. (4 including a lemon-yellow) and 1918-23 1/4d. (2), all apparently unmounted, fine. Cat. £2500+ £700-900

x131 1914-20 KGV 1d. carmine-red, Die II, fine unmounted mint. S.G. 21d, £425. Photo £120-150

x132 1914-20 KGV 1d. carmine-red, Die II, a pale shade, fine unmounted mint. S.G. 21d,£425. Photo £120-150

x133 1916-18 KGV, rough paper, 1d. rose-red, Die II, fine unmounted mint. S.G. 47i, £500.Photo £150-180

x128 £1 grey, fine unmounted mint. BW 54, $2500; S.G. 137, £650. Photo £200-250

Australian Commonwealth, Kangaroo Issues, C of A Watermark - contd.


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OFFICIAL STAMPS

Kangaroo Issues

x134 1913 1⁄2d., 1d., 2d., 3d., 4d., 5d. and 6d., all perf large “OS”, fine unmounted mint. S.G. O1-O3, O5-O8, £1012 £300-400

x135 1913 21⁄2d. indigo, perf large “OS”, fine unmounted mint. S.G. O4, £325. Photo £100-120

x136 1913 9d. violet, perf large “OS”, fine unmounted mint. S.G. O9, £300. Photo £100-120

x137 1913 1/- emerald, perf large “OS”, fine unmounted mint. S.G. O10, £325. Photo £100-120

x138 1913 2/- brown, perf large “OS”, centred to left, fine unmounted mint. CeremugaCertificate (2014). S.G. O11, £600. Photo £200-250


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x144 1914 9d. violet, perf small “OS”, fine unmounted mint. S.G. O24, £300. Photo £100-120

x141 1914 21⁄2d. indigo, perf small “OS”, fine unmounted mint. S.G. O19, £375. Photo £120-150

x142 1914 4d. orange, perf small “OS”, fine unmounted mint. S.G. O21, £425. Photo £120-150

x143 1914 5d. chestnut, perf small “OS”, a few slight trimmed perfs at top, otherwise fineunmounted mint. S.G. O22, £325. Photo £80-100

x139 1913 10/- grey and pink, perf large “OS”, well-centred, fine lightly mounted mint. Veryrare. Ceremuga Certificate (2014). S.G. O13, £5000. Photo £1,500-1,800

x140 1914 1⁄2d., 1d., 2d., 3d. and 6d., all perf small “OS”, fine unmounted mint. Cat. £544 £150-180

Official Stamps, Kangaroo Issues - contd.


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Ex 147

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148

35


x145 1914 1/- emerald, perf small “OS”, fine unmounted mint. S.G. O25, £300. Photo £100-120

x147 1915 second watermark, 2d. grey and 6d. ultramarine, both perf small “OS”, fineunmounted mint. S.G. O31-O32, £625. Photo for 6d. £200-250

x146 1914 2/- brown, perf small “OS”, fine unmounted mint. Ceremuga Certificate (2014).S.G. O26, £950. Photo £300-400

x148 1915 second watermark, 9d. violet, perf small “OS”, fine unmounted mint. CeremugaCertificate (2014). S.G. O34, £900. Photo £300-400

x149 1915 second watermark, 1/- blue-green, perf small “OS”, fine lightly mounted mint.Ceremuga Certificate (2014). S.G. O35, £900. Photo £250-300


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x150 1915 second watermark, 2/- brown, perf small “OS”, fine unmounted mint. Rare in thiscondition. Ceremuga Certificate (2014). S.G. O36, £1800. Photo £600-800

x151 1915-28 third watermark, 2d., 21⁄2d., 3d., 6d., 9d. and 1/-, all perf small “OS”, fineunmounted mint. S.G. O43-O48, £430 £120-150

x152 1915-28 third watermark, 6d. chestnut and 2/- maroon, both perf small “OS”, fineunmounted mint. S.G. O76-O77, £222 £60-80

x153 1915-28 third watermark, 2/- brown, perf small “OS”, fairly well-centred, fineunmounted mint. Ceremuga Certificate (2014). S.G. O49, £475. Photo £150-180

x154 1915-28 third watermark, 5/- grey and yellow, perf small “OS”, fine unmounted mint.Ceremuga Certificate (2014). S.G. O50, £700. Photo £250-300

x155 1915-28 third watermark, 10/- grey and pink with part interpanneau margin at right, perfsmall “OS”, fine unmounted mint. Ceremuga Certificate (2014). S.G. O51, £1200.Photo £400-500

Official Stamps, Kangaroo Issues - contd.


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158

160

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x156 1915-28 third watermark, £1 chocolate and dull blue, a top right corner example fromthe left pane with interpanneau margin at right, [L6], showing kangaroo shifted to left,perf small “OS”, fine unmounted mint. Rare. Ceremuga Certificate (2014). S.G. O52,£8000. Photo £3,000-4,000

x157 1915-28 third watermark, £1 grey with interpanneau margin at left, perf small “OS”, fineunmounted mint. Rare in this condition. Ceremuga Certificate (2014). S.G. O78, £1800.Photo £600-800

x158 1915-28 third watermark, £2 purple-black and rose, perf “OS”, fine unmounted mint.Very rare in this condition. Ceremuga Certificate (2014). S.G. O53, £5000. Photo £1,500-1,800

x159 1929-30 small multiple watermark, 6d., 9d., 1/- and 2/-, all perf small “OS”, fineunmounted mint. S.G. O114-O117, £355 £100-120

x160 1929-30 small multiple watermark, 5/- grey and yellow, perf small “OS”, centred toright, fine unmounted mint. Ceremuga Certificate (2014). S.G. O118, £750. Photo £200-250


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King George V Head Issues

x161 1914-21 1⁄2d., 1d., 4d. and 5d., and 1918-20 large multiple watermark 1⁄2d., 1d. and 11⁄2d.red-brown, all perf small “OS”, fine unmounted mint. Cat. £471 £120-150

x162 1914-21 1d. carmine-red, Die II, perf small “OS”, fine unmounted mint. S.G. O39h,£550. Photo £180-220

x163 1916-20 rough paper, line perf 141⁄4, 5d. bright chestnut, perf small “OS”, fineunmounted mint. Very rare in this condition. Ceremuga Certificate (2014). S.G. O60,£4750. Photo £1,500-1,800

x164 1918-23 1⁄2d., 1d., 11⁄2d. deep red-brown, 11⁄2d. green, 2d. brown-orange, 2d. bright rose-scarlet, 4d. violet, 4d. ultramarine and 1/4d. pale blue, all perf small “OS”, fineunmounted mint. S.G. O66-O75 less O69, £479 £150-180

x165 1924 single watermark 1d., 11⁄2d., 2d., 3d., 4d. and 41⁄2d., large multiple watermark 1d. and no watermark 1d. and 11⁄2d., all perf small “OS”, fine unmounted mint. S.G. O79-O87, £550 £150-180

x166 1926-30 small multiple watermark, perf 14 1⁄2d. orange, perf small “OS”, fine unmountedmint. S.G. O88, £400. Photo £120-150

x167 1926-30 small multiple watermark, perf 14 1d., 11⁄2d., 2d., 3d. and 4d., all perf small“OS”, fine unmounted mint. Cat. £675 £200-250

Official Stamps - contd.


Ex 169

168

39


x168 1926-30 small multiple watermark, perf 14, 1/4d. pale greenish blue, perf small “OS”,centred to upper left, fine unmounted mint. S.G. O96, £750. Photo £200-250

x169 1926-30 small multiple watermark, perf 131⁄2x121⁄2, 1⁄2d. to 1/4d. with both dies of 1d., 2d. and 3d. and a 11⁄2d. shade, all perf small “OS”, fine unmounted mint. S.G. O97-O111, £1092. Photo for 1/4d. £300-400

x170 1927 Canberra 11⁄2d., 1928 Kookaburra 6d., 1929 Air 3d. and Western Australia 11⁄2d.and 1930 Sturt 11⁄2d. and 3d., all perf “OS”, fine unmounted mint. Cat. £145 £50-60

Overprinted “OS”

x171 1931-33 complete unmounted mint, fine. S.G. O123-O136, £672. (15) £180-220

POSTAGE DUE STAMPS

x172 1902 perf 111⁄2, 12 1⁄2d. to 5/- set of eight, good colours, fine mint. S.G. D1-D8, £475 £120-150

x173 1902-04 perf 111⁄2, 12 compound with 11 1⁄2d., 1d. (a few light tone spots on reverse),2d., 3d., 4d., 5d., 6d., 8d., 10d., 1/- and 2/-, fine mint. S.G. D22-D32, £925 £250-300


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x177 1907 (July-Sept.) 1⁄2d., 1d., 2d., 4d. and 6d., fine mint. S.G. D53-D57, £900. Photo £250-300

x178 1908-09 perf 111⁄2x11, 1/- and 5/-, fine mint. S.G. D58-D59, £370 £100-120

x174 1902-04 perf 11 10/- dull green, good colour, fine unused with large part original gum,Rare. B.P.A. Certificate (2014). S.G. D43, £2000. Photo £600-800

x175 1902-04 perf 11 20/- dull green, good colour, fine unused with large part original gum.Rare. B.P.A. Certificate (2014). S.G. D44, £4250. Photo £1,200-1,500

x176 1904-06 perf 111⁄2, 12 compound with 11 1⁄2d., 1d., 2d., 3d., 4d. and 6d., fine mint. S.G. D45-D50, £1000. Photo £300-400

Postage Due Stamps - contd.


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181

Ex 182

180

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x181 1908-09 perf 11, 20/- dull green, unused with large part original gum (a little toned),fine. Very rare. B.P.A. Certificate (2014). S.G. D62, £7000. Photo £1,500-1,800

x179 1908-09 perf 11, 2/- dull green, unused with large part original gum, fine. B.P.A.Certificate (2014). S.G. D60, £1000. Photo £300-400

x180 1908-09 perf 11, 10/- dull green, unused with large part original gum (a little disturbed),fine. Rare. B.P.A. Certificate (2014). S.G. D61, £2500. Photo £500-600

x182 1909-10 1⁄2d. to £1 set of eleven, fine mint, the 5/- and £1 unmounted. S.G. D63-D73,£950. Photo £300-400

x183 1922-30 perf 14 1⁄2d. to 6d., 1931-36 perf 11 1⁄2d. to 1/-, 1938 1⁄2d. to 1/-, 1946-57 1⁄2d.to 1/-, 1953-59 1/-, 2/- and 5/- and 1958-60 1⁄2d. to 2/-, fine mint, most unmounted.Cat. £905 £250-300

B.C.O.F. (JAPAN)

x184 1⁄2d. to 5/- set of seven, fine unmounted mint. S.G. J1-J7, £190 £60-80

END OF THE SALE


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SALE TITLE DATE CODE NAME SALE NO.

The Drs. Joanne and Edward Dauer Collection Tuesday 23 February 2016 DAUER 16038of Australian States and Commonwealth at 10.30 a.m.

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BANK REFERENCES _____________________________________________________________________________________________________







DATE SALE NO.

Tuesday 23 February 2016 16038at 10.30 a.m.

VAT is chargeable on the Hammer price andthe Buyer’s premium of daggered (†) and (Ω)lots at the standard rate (currently 20%), andon lots marked (x) at the reduced rate(currently 5% on the Hammer price and 20%on the Buyer’s premium). VAT on MarginScheme lots (identified by the absence of anyVAT symbol next to the lot number) ispayable at 20% on the Buyer’s premium only.

BIDDING INCREMENTSBidding generally opens below the low estimate and advances in the following orderalthough the auctioneer may vary the bidding increments during the course of theauction. The normal bidding increments are:

Up to £100 by £5£100 to £300 by £10£300 to £600 £320-£350-£380-£400 etc.£600 to £1,000 by £50

£1,000 to £3,000 by £100£3,000 to £6,000 £3,200-£3,500-£3,800-£4,000 etc.£6,000 to £20,000 by £500£20,000 and up Auctioneer’s discretion


TERMS AND CONDITIONS FOR BUYERSThese conditions set out the terms on which we (Spink and Son Limited of 69 Southampton Row, Bloomsbury London WC1B 4ET (company no. 04369748)) contractwith you (Buyer) either as agent on behalf of the Seller or as principal if we are the Seller. You should read these conditions carefully.

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1 DEFINITIONS The following definitions apply in these conditions:Auctioneers’ Margin Scheme means a VAT margin scheme as defined by HM Revenue & Customs;Buyer’s Premium means the charge payable by you as a percentage of the Hammer Price, at the rates set out in clause 5.1 below; Certificate of Authenticity means a certificate issued by an Expert Committee confirming the authenticity of a Lot; Expert Committee means a committee of experts to whom a Lot may be sent for an extension in accordance with clause 3.4.3; Forgery means a Lot constituting an imitation originally conceived and executed as a whole with a fraudulent intention to deceive as to

authorship, origin, age, period, culture or source where the correct description as to such matters is not reflected by the descriptionin the catalogue and which at the date of the auction had a value materially less than it would have had if it had been in accordancewith the description in the catalogue. Accordingly, no Lot shall be capable of being a Forgery by reason of any damage and/orrestoration work of any kind (including re-enamelling);

Hammer Price means the amount of the highest bid accepted by the auctioneer in relation to a Lot;Lot means any item deposited with us for sale at auction and, in particular, the item or items described against any Lot number in any

catalogue;Reserve the amount below which we agree with the Seller that the Lot cannot be sold;Seller means the owner of the Lot being sold by us; Spink Group Spink and Son Limited, our subsidiaries and associated companies.VAT value added tax chargeable under VAT and any similar replacement or additional tax; andVAT Symbols means the symbols detailing the VAT status of the Lot details of which are set out at the back of the catalogue.

2 SPINK’S ROLE AS AGENT

2.1 All sales undertaken by us either at auction or privately are undertakeneither as agent on behalf of the Seller or from time to time, as principalif we are the owner of the Lot. Please note that even if we are acting asagent on behalf of the Seller rather than as principal, we may have afinancial interest in the Lot.

2.2 The contract for the sale of the Lot will be between you and the Seller.

3 BEFORE THE SALE3.1 Examination of goods

You are strongly advised to examine personally any goods in which youare interested, before the auction takes place. Condition reports areusually available on request. We provide no guarantee to you otherthan in relation to Forgeries, as set out in clause 5.13 of these Termsand Conditions.

3.2 Catalogue descriptions3.2.1 Statements by us in the catalogue or condition report, or made

orally or in writing elsewhere, regarding the authorship, origin,date, age, size, medium, attribution, genuineness, provenance,condition or estimated selling price of any Lot are merelystatements of opinion, and are not to be relied on as statements ofdefinitive fact. Catalogue and web illustrations are for guidanceonly, and should not be relied on either to determine the tone orcolour of any item. No lot shall be rejected on the grounds ofinaccurate reproduction. No lot illustrated in the catalogue andonline shall be rejected on the grounds of cancellation, centring,margins, perforation or other characteristics apparent from theillustration. Estimates of the selling price should not be relied on asa statement that this price is either the price at which the Lot willsell or its value for any other purpose.

3.2.2 Many items are of an age or nature which precludes their beingin perfect condition and some descriptions in the catalogue or givenby way of condition report make reference to damage and/orrestoration. We provide this information for guidance only and theabsence of such a reference does not imply that an item is free fromdefects or restoration nor does a reference to particular defectsimply the absence of any others.

3.2.3 Other than as set out in clause 5.13, and in the absence of fraud,neither the Seller nor we, nor any of our employees or agents, areresponsible for the correctness of any statement as to theauthorship, origin, date, age, attribution, genuineness orprovenance of any Lot nor for any other errors of description or forany faults or defects in any Lot. Every person interested shouldexercise and rely on his own judgment as to such matters.

3.3 Your ResponsibilityYou are responsible for satisfying yourself as to the condition of thegoods and the matters referred to in the catalogue description.

3.4 Extensions – Stamps only3.4.1 If you wish to obtain an expert opinion or Certificate of

Authenticity on any Lot (other than a mixed Lot or Lot containingundescribed stamps) you must notify us in writing not less thanforty-eight hours before the time fixed for the commencement ofthe first session of the sale. If accepted by us, such request shall havethe same effect as notice of an intention to question thegenuineness or description of the Lot for the purposes of clause5.13 (Refund in the case of Forgery) of these Terms andConditions and the provisions of clause 5.13 (Refund in the case ofForgery) shall apply accordingly.

3.4.2 Notice of a request for an expert opinion or Certificate ofAuthenticity must give the reason why such opinion is required andspecify the identity of your proposed expert which will be subjectto agreement by us. We reserve the right, at our discretion, torefuse a request for an expert opinion or Certificate of Authenticityincluding (without limitation) where the proposed expert is notknown to us.

3.4.3 If we accept a request for an expert opinion or Certificate ofAuthenticity we will submit the Lot to the Expert Committee. Youacknowledge and accept that the length of time taken by an ExpertCommittee to reach an opinion will vary depending on thecircumstances and in any event is beyond our control.

3.4.4 We will not accept a request for an extension on account ofcondition. Any Lot described in the catalogue as having faults ordefects may not be returned even if an expert opinion or Certificateof Authenticity cites other faults or defects not included in thecatalogue description, other than in the case of a Forgery.

3.4.5 Should Spink accept a request for an extension under theforegoing provisions of this paragraph, the fact may be stated by theAuctioneer from the rostrum prior to the sale of the Lot.

3.4.6 It should be noted that any stamp accompanied by a Certificateof Authenticity is sold on the basis of that Certificate only and noton the basis of any other description or warranty as to authenticity.No request for an extension will be accepted on such a stamp andthe return of such a stamp will not be accepted.

3.4.7 If you receive any correspondence from the Expert Committeein relation to the Lot, including but not limited to a Certificate ofAuthenticity, you must provide us with copies of suchcorrespondence no later than 7 days after you receive suchcorrespondence.

4 AT THE SALE4.1 Refusal of admission

Our sales usually take place on our own premises or premises overwhich we have control for the sale, and we have the right, exercisableat our complete discretion, to refuse admission to the premises orattendance at an auction.

4.2 Registration before biddingYou must complete and sign a registration form and provideidentification before making a bid at auction. Please be aware that weusually require buyers to undergo a credit check.If you have not bid successfully with Spink in the past, or you areregistering with us for the first time, we reserve the right to require adeposit of up to 50% of the amount you intend to spend. Such depositwill be deducted from your invoice should you be successful. If you areunsuccessful at auction, your deposit will be returned by the samemeans it was paid to Spink.Some lots may be designated, prior to the auction, as “Premium Lots”,which means a deposit may be required before placing a bid on theitem for sale. Information will be posted on our website in such anevent.

4.3 Bidding as PrincipalWhen making a bid (whether such bids are made in person or byway of telephone bids operated by Spink, commission or online oremail bids), you will be deemed to be acting as principal and will beaccepting personal liability, unless it has been agreed in writing, at thetime of registration, that you are acting as agent on behalf of a thirdparty buyer acceptable to us.

4.4 Commission BidsIf you give us instructions to bid on your behalf, by using the formprovided in our catalogues or via our website, we shall use reasonableendeavours to do so, provided these instructions are received not laterthan 24 hours before the auction. If we receive commission bids on aparticular Lot for identical amounts, and at auction these bids are thehighest bids for the Lot, it will be sold to the person whose bid wasreceived first. Commission bids are undertaken subject to othercommitments at the time of the sale, and the conduct of the auctionmay be such that we are unable to bid as requested. Since this isundertaken as a free service to prospective buyers on the terms stated,we cannot accept liability for failure to make a commission bid. Youshould therefore always attend personally if you wish to be certain ofbidding.


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4.5 On-line BiddingWe offer internet services as a convenience to our clients. We will notbe responsible for errors or failures to execute bids placed on theinternet, including, without limitation, errors or failures caused by (i) aloss of internet connection by either party for whatever reason; (ii) abreakdown or problems with the online bidding software and/or (iii)a breakdown or problems with your internet connection, computer orsystem. Execution of on-line internet bids on www.spink.com andSpink Live is a free service undertaken subject to other commitments atthe time of the auction and we do not accept liability for failing toexecute an online internet bid or for errors or omissions in connectionwith this activity. Buyers who acquire lots on the-saleroom.com willhave a fee of 3% on the hammer price added to their invoice for usingthis facility.

4.6 Telephone BidsIf you make arrangements with us not less than 24 hours before thesale, we shall use reasonable endeavours to contact you to enable youto participate in bidding by telephone, but in no circumstances will webe liable to either the Seller or you as a result of failure to do so.

4.7 Currency ConverterAt some auctions, a currency converter will be operated, based on theone month forward rates of exchange quoted to us by Barclays BankPlc or any other appropriate rate determined by us, at opening on thedate of the auction. Bidding will take place in a currency determined byus, which is usually sterling for auctions held in London. The currencyconverter is not always reliable, and errors may occur beyond ourcontrol either in the accuracy of the Lot number displayed on theconverter, or the foreign currency equivalent of sterling bids. We shallnot be liable to you for any loss suffered as a result of you following thecurrency converter.

4.8 Video imagesAt some auctions there will be a video screen. Mistakes may occur in itsoperation, and we cannot be liable to you regarding either thecorrespondence of the image to the Lot being sold or the quality of theimage as a reproduction of the original.

4.9 Bidding IncrementsBidding generally opens below the low estimate and advances in thefollowing order although the auctioneer may vary the biddingincrements during the course of the auction. The normal biddingincrements are:

Up to £100 by £5£100 to £300 by £10£300 to £600 £320-£350-£380-£400 etc.£600 to £1,000 by £50£1,000 to £3,000 by £100£3,000 to £6,000 £3,200-£3,500-£3,800-£4,000 etc.£6,000 to £20,000 by £500£20,000 and up Auctioneer’s discretion

4.10 Bidding by Spink4.10.1 We reserve the right to bid on Lots on the Seller’s behalf up to

the amount of the Reserve (if any), which will never be above thelow estimate printed in the auction catalogue.

4.10.2 The Spink Group reserves the right to bid on and purchaseLots as principal.

4.11 The Auctioneer’s DiscretionThe auctioneer has the right at his absolute discretion to refuse any bidto advance the bidding in such manner as he may decide to withdrawor divide any Lot, to combine any two or more Lots and, in the case oferror or dispute, to put an item up for bidding again.

4.12 Successful BidSubject to the auctioneer’s discretion, the striking of his hammer marksthe acceptance of the highest bid, provided always that such bid ishigher than the Reserve (where applicable), and the conclusion of acontract for sale between you and the Seller.

4.13 After Sale Arrangements If you enter into any private sale agreements for any Lot with the Sellerwithin 60 days of the auction, we, as exclusive agents of the Sellerreserve the right to charge you the applicable Buyer’s Premium inaccordance with these Terms and Conditions, and the Seller acommission in accordance with the terms of the Seller’s agreement.

4.14 Return of Lot4.14.1 Once your bid has been accepted for a Lot then you are liable

to pay for that Lot in accordance with these Terms and Conditions.If there are any problems with a Lot then you must notify us within7 days of receipt of the Lot, specifying the nature of the problem.We may then request that the Lot is returned to us for inspection.Save as set out in clause 5.13, the cancellation of the sale of any Lotand the refund of the corresponding purchase price is entirely atour sole discretion. We will not normally exercise that discretion ifthe Lot is not received by us in the same condition that it was in atthe auction date.

4.14.2 No lot may be returned on account of condition if thecondition was stated by a third party grading company (including,but not limited to PCGS, NGC, ANACS, ICG, PMG, WBG).

5 AFTER THE AUCTION5.1 Buyer’s Premium and other charges

In addition to the Hammer Price, you must pay us the Buyer’sPremium at a rate of 20% of the final Hammer price of each lot, a feeof 3% on the hammer price total for using the-saleroom.com and a feefor paying by card.

5.2 Value Added TaxOther than in respect of Zero-rated Lots (o) VAT is chargeable on theHammer price and the Buyer’s premium of daggered (†) and (Ω) lotsat the standard rate (currently 20%), and on lots marked (x) at thereduced rate (currently 5% on the Hammer price and 20% on theBuyer’s premium). VAT on Margin scheme lots (identified by theabsence of any VAT symbol next to the lot number) is payable at 20%on the Buyer’s premium only.

5.3 VAT RefundsGeneral5.3.1 As we remain liable to account for VAT on all Lots unless they

have been exported outside the EU within 3 months of the date ofsale, you will generally be asked to deposit all amounts of VATinvoiced. However, if a Spink nominated shipper is instructed, thenany refundable VAT will not be collected. In all other cases creditswill be made when proof of export is provided. If you export theLot yourself you must obtain shipping documents from theShipping Department for which a charge of £50 will be made.

5.3.2 If you export the Lot you must return the valid proof of exportcertificate to us within 3 months of the date of sale. If you fail toreturn the proof of export certificate to us within such period andyou have not already accounted to us for the VAT, you will beliable to us for the full amount of the VAT due on such Lot and weshall be entitled to invoice you for this sum.

5.3.3 To apply for a refund of any VAT paid, the proof of exportcertificate must be sent to our Shipping Department clearly marked‘VAT Refund’ within 3 months of the date of sale. No payment willbe made where the total amount of VAT refundable is less than £50and Spink will charge £50 for each refund processed.

VAT Refunds - Buyers from within the EU5.3.4 VAT refunds are available on the Hammer Price and Buyer’s

Premium of Daggered (†) and Investment Gold (g) Lots. You mustcertify that you are registered for VAT in another EU country andthat the Lot is to be removed from the United Kingdom within 3months of the date of sale.

5.3.5 Where an EU buyer purchases a Lot on which import VAT hasbeen charged, no refund of VAT is available from us. It may bepossible to apply directly for a refund on form VAT 65 toHM Revenue & Customs Overeseas Repayment Section,Londonderry.

VAT Refunds – Buyers from outside the EU5.3.6 Where a Lot is included within the Auctioneers’ Margin Scheme

and evidence of export from the EU is produced within 3 monthsof the date of sale, the VAT on Buyer’s Premium may be refunded.

5.3.7 Where the Lot is marked as a Daggered (†) or Investment Gold(g) Lot the VAT charged on the Hammer Price may be refundedwhere evidence of export from the EU is produced within 3months of the date of sale. A refund of VAT charged on the Buyer’sPremium can also be made on receipt of proof of business as acollectibles dealer.

5.3.8 Where the Lot is marked as an Omega (Ω) Lot or an ImportVAT (x) Lot and evidence of export from the EU is producedwithin 3 months of the date of sale, the VAT charged on both theHammer Price and Buyer’s Premium may be refunded. Whererequired, we can advise you on how to export such Lots as a specificform of export evidence is required. Where we advise you on theexport of the Lots, please be aware that the ultimate responsibilityin respect of obtaining a valid proof of export certificate will lie withyou and we will not be responsible for your failure to obtain suchcertificate.

5.4 Payment5.4.1 You must provide us with your full name and permanent address

and, if so requested, details of the bank from which any paymentsto us will be made. You must pay the full amount due (comprisingthe Hammer Price, the Buyer’s Premium and any applicable VAT)within seven days after the date of the sale. This applies even if youwish to export the Lot and an export licence is (or may be)required.

5.4.2 You will not acquire title to the Lot until all amounts due have been paid in full. This includes instances where specialarrangements were made for release of Lot prior to full settlement.

5.4.3 Payment should be made in sterling by one of the followingmethods:II(i) Direct bank transfer to our account details of which are set

out on the invoice. All bank charges shall be met by you.Please ensure that your client number is noted on thetransfer.

i(ii) By cheque or bank draft made payable to Spink and Son Ltdand sent to Spink at 69 Southampton Row, Bloomsbury,London WC1B 4ET. Please note that the processing chargesfor payments made by cheques or bank drafts drawn on anon-U.K bank shall be met by you. Please ensure that theremittance slip printed at the bottom of the invoice isenclosed with your payment.

(iii) By Visa, Mastercard or American Express. Payments made byUK issued personal debit cards are subject to a £3 fee.Payments made by American Express are subject to a 4% fee.All other credit and debit card payments are subject to a feeof 2%. For all card payments there are limits to the amountswe will accept depending on the type of card being used andwhether or not the cardholder is present.

5.4.4 Payments should be made by the registered buyer and not bythird parties, unless it has been agreed at the time of registrationthat you are acting as an agent on behalf of a third party.


5.5 InvoicesInvoices may consist of one or more pages and will show: Zero ratedLots (o); no symbol Lots sold under the Auctioneers’ Margin Scheme;Lots marked (g) special scheme Investment Gold; Daggered Lots (†),imported Lots marked (x) and (Ω), (e) Lots with Zero rated hammerfor EU VAT registered buyers.

5.6 Collection of Purchases5.6.1 Unless specifically agreed to the contrary, we shall retain lots

purchased until all amounts due to us, or to the Spink Group, havebeen paid in full. Buyers will be required to pay for their lots whenthey wish to take possession of the same, which must be within 7days of the date of the sale, unless prior arrangements have beenmade with Spink. Without prior agreement, lots will not be releaseduntil cleared funds are received with regard to payments made bycheque.

5.6.2 Unless we notify you to the contrary, items retained by us willbe covered in accordance with our policy which is available forinspection at our offices from the date of sale for a period of sevendays or until the time of collection, whichever is sooner. After sevendays or from the time of collection, whichever is the earlier, the Lotwill be entirely at your risk.

5.6.3 Our policy will not cover and we are unable to acceptresponsibility for damage caused by woodworm, changes inatmospheric conditions or acts of terrorism.

5.7 NotificationWe are not able to notify successful bidders by telephone. WhileInvoices are sent out by mail after the auction we do not acceptresponsibility for notifying you of the result of your bid. You arerequested to contact us by telephone or in person as soon as possibleafter the auction to obtain details of the outcome of your bids to avoidincurring charges for late payment.

5.8 Packing and handling5.8.1 We shall use all reasonable endeavours to take care when

handling and packing a purchased Lot but remind you that afterseven days or from the time of collection, whichever is sooner, theLot is entirely at your risk. Our postage charges are set out at theback of the catalogue.

5.8.2 It is the responsibility of the Buyer to be aware of any ImportDuties that may be incurred upon importation to the finaldestination. Spink will not accept return of any package in order toavoid these duties. The onus is also on the Buyer to be aware of anyCustoms import restrictions that prohibit the importation ofcertain collectibles. Spink will not accept return of the Lot(s) underthese circumstances. Spink will not accept responsibility for Lot(s)seized or destroyed by Customs.

5.8.3 If the Buyer requires delivery of the Lot to an address other thanthe invoice address this will be carried out at the discretion ofSpink.

5.9 Recommended packers and shippersIf required our shipping department may arrange shipment as youragent. Although we may suggest carriers if specifically requested, oursuggestions are made on the basis of our general experience of suchparties in the past and we are not responsible to any person to whomwe have made a recommendation for the acts or omissions of the thirdparties concerned.

5.10 Remedies for non-payment or failure to collect purchases5.10.1 If you fail to make payment within seven days of your stipulated

payment date set out in your invoice, we shall be entitled to exerciseone or more of the following rights or remedies:5.10.1.1 to charge interest at the rate of 2% per month compound

interest, calculated on a daily basis, from the date the fullamount is due;

5.10.1.2 to set off against any amounts which the Spink Group mayowe you in any other transaction the outstanding amountremaining unpaid by you;

5.10.1.3 we may keep hold of all or some of your Lots or otherproperty in the possession of the Spink Group until you havepaid all the amounts you owe us or the Spink Group, even if theunpaid amounts do not relate to those Lots or other property.Following fourteen days’ notice to you of the amountoutstanding and remaining unpaid, the Spink Group shall havethe right to arrange the sale of such Lots or other property. Weshall apply the proceeds in discharge of the amount outstandingto us or the Spink Group, and pay any balance to you;

5.10.1.4 where several amounts are owed by you to the SpinkGroup in respect of different transactions, to apply any amountpaid to discharge any amount owed in respect of any particulartransaction, whether or not you so direct;

5.10.1.5 to reject at any future auction any bids made by you or onyour behalf or obtain a deposit from you before accepting anybids.

5.10.2 If you fail to make payment within thirty-five days, we shall inaddition be entitled:

5.10.2.1 to cancel the sale of the Lot or any other item sold to youat the same or any other auction;

5.10.2.2 to arrange a resale of the Lot, publicly or privately, and, ifthis results in a lower price being obtained, claim the balancefrom you together with all reasonable costs including a 20%seller’s commission, expenses, damages, legal fees, commissionsand premiums of whatever kind associated with both sales orotherwise, incurred in connection with your failure to makepayment;

5.10.2.3 when reselling the Lot, place a notice in our cataloguestating that you successfully purchased the Lot at auction buthave subsequently failed to pay the Hammer Price of the Lot; or

5.10.2.4 take any other appropriate action as we deem fit.5.10.3 If you fail to collect within fourteen days after the sale, whether

or not payment has been made, you will be required5.10.3.1 to pay a storage charge of £2 per item per day plus any

additional handling cost that may apply. 5.10.3.2 you will not be entitled to collect the Lot until all

outstanding charges are met, together with payment of all otheramounts due to us.

5.11 Uses of default informationIf you fail to make payment for a Lot in accordance with these Terms andConditions:5.11.1 We reserve the right to refuse you the right to make bids for any

future auction irrespective of whether previous defaults havebeen settled; and

5.11.2 You consent to us disclosing details of such default to otherauctioneers and live bidding platforms, which will include yourname, address, nature of the default and the date of the default.

Auctioneers or live bidding platforms who receive details of the defaultmay rely on such information when deciding whether to enter into atransaction with you in the future.

5.12 Export Licence5.12.1 If required we can, at our discretion, advise you on the detailed

provisions of the export licensing regulations. Where we advise youin relation to export licensing regulations the ultimate responsibilityin respect of any export will lie with you and we will not beresponsible for your failure to apply for any necessary licences.

5.12.2 If the Lot is going to be hand carried by you, you may berequired to produce a valid export licence to us or sign a waiverdocument stating that a licence will be applied for.

5.12.3 You should always check whether an export licence is requiredbefore exporting. Export licences are usually obtained within twoor three weeks but delays can occur.

5.12.4 Unless otherwise agreed by us in writing, the fact that you wishto apply for an export licence does not affect your obligation tomake payment within seven days nor our right to charge interest onlate payment.

5.12.5 If you request that we apply for an export licence on yourbehalf, we shall be entitled to recover from you our disbursementsand out of pocket expenses in relation to such application, togetherwith any relevant VAT.

5.12.6 We will not be obliged to rescind a sale nor to refund anyinterest or other expenses incurred by you where payment is madeby you despite the fact that an export licence is required.

5.13 Refund in the case of Forgery5.13.1 A sale will be cancelled, and the amount paid refunded to you

if a Lot (other than a miscellaneous item not described in thecatalogue) sold by us proves to have been a Forgery. We shall nothowever be obliged to refund any amounts if either (a) thecatalogue description or saleroom notice at the auction datecorresponded to the generally accepted opinion of scholars orexperts at that time, or fairly indicated that there was a conflict ofopinions, or (b) it can be demonstrated that the Lot is a Forgeryonly by means of either a scientific process not generally acceptedfor use until after publication of the catalogue or a process which atthe date of the auction was unreasonably expensive or impracticableor likely to have caused damage to the Lot. Furthermore, youshould note that this refund can be obtained only if the followingconditions are met:5.13.1.1 you must notify us in writing, within seven days of the

receipt of the Lot(s), that in your view the Lot concerned is aForgery;

5.13.1.2 you must then return the item to us within fourteen daysfrom receipt of the Lot(s), in the same condition as at theauction date; and

5.13.1.3 as soon as possible following return of the Lot, you mustproduce evidence satisfactory to us that the Lot is a Forgery andthat you are able to transfer good title to us, free from any thirdparty claims.

5.13.1.4 you must provide to us all evidence obtained by you thata Lot is a Forgery no later than 7 days after you receive suchevidence.

5.13.2 In no circumstances shall we be required to pay you any morethan the amount paid by you for the Lot concerned and you shallhave no claim for interest.

5.13.3 The benefit of this guarantee is not capable of beingtransferred, and is solely for the benefit of the person to whom theoriginal invoice was made out by us in respect of the Lot when soldand who, since the sale, has remained the owner of the Lot withoutdisposing of any interest in it to any third party.

5.13.4 We shall be entitled to rely on any scientific or other process toestablish that the Lot is not a Forgery, whether or not such processwas used or in use at the date of the auction.

6 LIABILITY Nothing in these Terms and Conditions limits or excludes our liability for:6.1 death or personal injury resulting from negligence; or 6.2 any damage or liability incurred by you as a result of our fraud or

fraudulent misrepresentation.

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7 USE OF YOUR PERSONAL INFORMATION7.1 We will use the personal information you provide to us to:

7.1.1 process the bids you make on Lots (whether successful orotherwise) and other auction related services we provide;

7.1.2 process your payment relating to a successful purchase of a Lot;7.1.3 arrange for delivery of any Lot you purchase, which will include

passing your details to shipping providers and, on overseasdeliveries, to customs where they make enquiries regarding the Lot;

7.1.4 inform you about similar products or services that we provide,but you may stop receiving these at any time by contacting us.

7.2 In accordance with clause 4.2, you agree that we may pass yourinformation to credit reference agencies and that they may keep a recordof any search that they do.

7.3 In accordance with clause 5.11, you agree that where you default onmaking payment for a Lot in accordance with these terms and conditionswe may disclose details of such default to other auctioneers and livebidding platforms.

7.4 We are also working closely with third parties (including, for example,other auctioneers and live bidding platforms) and may receiveinformation about you from them.

8 COPYRIGHT 8.1 We shall have the right (on a non-exclusive basis) to photograph, video

or otherwise produce an image of the Lot. All rights in such an imagewill belong to us, and we shall have the right to use it in whatever waywe see fit.

8.2 The copyright in all images, illustrations and written material relatingto a Lot is and shall remain at all times our property and we shall havethe right to use it in whatever way we see fit. You shall not use or allowanyone else to use such images, illustrations or written material withoutour prior written consent.

9 VATYou shall give us all relevant information about your VAT status and that ofthe Lot to ensure that the correct information is printed in the catalogues.Once printed, the information cannot be changed. If we incur any unforeseencost or expense as a result of the information being incorrect, you willreimburse to us on demand the full amount incurred.

10 NOTICESAll notices given under these Terms and Conditions may be served personally,sent by 1st class post, or faxed to the address given to the sender by the otherparty. Any notice sent by post will be deemed to have been received on thesecond working day after posting or, if the addressee is overseas, on the fifthworking day after posting. Any notice sent by fax or served personally will bedeemed to be delivered on the first working day following despatch.

11 ADDITIONAL PROVISIONSThe following provisions of this clause 10 shall apply only if you are acting forthe purposes of your business. 11.1 Limitation of Liability

Subject to clause 6, we shall not be liable, whether in tort (includingfor negligence) or breach of statutory duty, contract, misrepresentationor otherwise for any:11.1.1 loss of profits, loss of business, depletion of goodwill and/or

similar losses, loss of anticipated savings, loss of goods, loss ofcontract, loss of use, loss of corruption of data or information; or

11.1.2 any special, indirect, consequential or pure economic loss,costs, damages, charges or expenses.

11.2 SeverabilityIf any part of these Terms and Condition is found by any court to beinvalid, illegal or unenforceable, that part may be discounted and therest of the conditions shall continue to be valid and enforceable to thefullest extent permitted by law.

11.3 Force majeureWe shall have no liability to you if we are prevented from, or delayedin performing, our obligations under these Terms and Conditions orfrom carrying on our business by acts, events, omissions or accidentsbeyond our reasonable control, including (without limitation) strikes,lock-outs or other industrial disputes (whether involving our workforceor the workforce of any other party), failure of a utility service ortransport network, act of God, war, riot, civil commotion, maliciousdamage, compliance with any law or governmental order, rule,regulation or direction, accident, breakdown of plant or machinery,fire, flood, storm or default of suppliers or subcontractors.

11.4 Waiver11.4.1 A waiver of any right under these Terms and Conditions is only

effective if it is in writing and it applies only to the circumstancesfor which it is given. No failure or delay by a party in exercising anyright or remedy under these Terms and Conditions or by law shallconstitute a waiver of that (or any other) right or remedy, norpreclude or restrict its further exercise. No single or partial exerciseof such right or remedy shall preclude or restrict the further exerciseof that (or any other) right or remedy.

11.4.2 Unless specifically provided otherwise, rights arising underthese Terms and Conditions are cumulative and do not excluderights provided by law.

11.5 Law and Jurisdiction11.5.1 These Terms and Conditions and any dispute or claim arising

out of or in connection with them or their subject matter, shall begoverned by, and construed in accordance with, the law of Englandand Wales.

11.5.2 The parties irrevocably agree that the courts of England andWales shall have exclusive jurisdiction to settle any dispute orclaim that arises out of, or in connection with, Terms andConditions or their subject matter.

Postal ChargesPrices for books(items sent by this method are not covered by insurance)

Prices for all other items including postage and packaging

Shipments of more than 2kg or volumetric measurement of more than 2kg have tobe sent by courier. Certain countries may incur extra charge when courier servicesare required by our insurance policy. For lots sent by courier please [email protected] for calculation of any further relevant cost in addition tothe above charges.

Value Added Tax (VAT)

Charging of (VAT) at AuctionThe information shown on this page sets out the way in which Spink intends toaccount for VAT.

i. Auctioneers’ Margin Scheme1. Where possible, we will offer Lots for sale under the Auctioneers’

Margin Scheme. Such Lots can be identified by the absence of anyVAT symbol next to the Lot number in the catalogue and will not besubject to VAT on the Hammer Price.

2. Where Lots are sold using the Auctioneers’ Margin Scheme to UKVAT–registered businesses, the VAT on Buyers’ Premium is notrecoverable as input tax. Upon request on sale day, we will issueinvoices that show VAT separately on both the Hammer Price andthe Buyer’s Premium. This will enable VAT-registered businesses torecover the VAT charged as input tax, subject to the normal rules forrecovering input tax.

ii. Zero-Rated LotsLimited Categories of goods, such as books, are Zero-rated (o) for VAT inthe United Kingdom. Such Lots are offered under the Auctioneers’ MarginScheme. In these circumstances no VAT will be added to the Buyer’spremium.

iii. Daggered LotsLots which are Daggered (†) in the catalogue are subject to VAT at 20%on both the Hammer Price and the Buyer’s Premium.

iv. Imported and Omega LotsLots which are marked (x) in the catalogue are subject to VAT at 5% onthe Hammer price plus 20% on the Buyer’s premium. Lots which bear theOmega symbol (Ω) are subject to VAT at 20% on the Hammer Price andon the Buyer’s Premium. This VAT is payable on items imported fromoutside the EU. In these cases we have used a temporary importationprocedure, which in effect means that the point of importation is deferreduntil the Lot has been sold. At this point the Buyer is treated as theimporter and is liable to pay the import VAT due. We will collect the VATfrom you and pay it to HM Customs and Excise on your behalf.

v. Investment Gold LotsLots marked (g) in the catalogue are exempt from VAT on the HammerPrice and are subject to VAT at 20% on the Buyer’s Premium. A refund ofVAT charged on the Buyer’s Premium can also be made on receipt of proofof business as a collectibles dealer outside of the EU.

Invoice Value UK EU Rest of the WorldUp to £1,500 £10 £15 £20

Up to £10,000 £20 £30 £40

Above £10,001 £20 £50 £60

Weight UK EU Rest of the WorldUp to 1kg £8 for any weight £12 £15

Up to 2kg £8 for any weight £18 £25


GROUP CHAIRMAN AND CEO

Olivier D. Stocker

YOUR SPECIALISTS

STAMPS

UK - Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup Neill GrangerPaul Mathews Dominic Savastano Tom Smith George James Ian Shapiro (Consultant)

USA - George Eveleth Richard DebneyEUROPE - Guido Craveri Fernando MartínezCHINA - Doris Lo George Yue (Consultant)

COINS

UK - Richard Bishop Tim Robson Malene Wagner Lawrence Sinclair Barbara Mears John PettUSA - Greg Cole Muriel Eymery Stephen Gol dsmith (Special Consultant)

CHINA - Kin Choi Cheung Paul Pei Po ChowBANKNOTES

UK - Barnaby Faull Andrew Pattison Monica Kruber Thomasina SmithUSA - Greg Cole Stephen Goldsmith (Special Consultant)

CHINA - Kelvin Cheung Paul Pei Po ChowORDERS, DECORATIONS, MEDALS & MILITARIA

UK - Mark Quayle Oliver Pepys John Hayward (Consultant)BONDS & SHARES

UK - Mike Veissid (Consultant) Andrew Pattison Thomasina SmithUSA - Greg Cole

EUROPE - Peter ChristenCHINA - Kelvin Cheung

BOOKS

UK - Philip Skingley Jennifer Mulholland Nik von UexkullAUTOGRAPHS

USA - Greg Cole Stephen Goldsmith (Special Consultant)WINES

CHINA - Guillaume Willk-Fabia Angie Ihlo Fung

YOUR EUROPE TEAM (LONDON - LUGANO)

DirectorsTim Hirsch Anthony Spink

Auction & Client Management TeamMira Adusei-Poku Rita Ariete Grace Hawkins Dora Szigeti Tatyana Boyadzhieva Nik von Uexkull

John Winchcombe Tom Mathews Maurizio ScheniniFinance

Alison Bennet Marco Fiori Mina Bhagat Dennis Muriu Hemel Thakore Veronica MorrisIT & Administration

Berdia Qamarauli Michael Addo Liz Cones Curlene SpencerTom Robinson Cristina Dugoni Giacomo Canzi

YOUR AMERICA TEAM (NEW YORK)

Managing DirectorCharles Blane

Auction Administration and Marketing & DesignAmit Ramprashad Kimberlee Fuller

Finance & AdministrationAmit Ramprashad

AuctioneerStephen Goldsmith (Special Consultant)

YOUR ASIA TEAM (HONG KONG - SINGAPORE)

AdministrationAngie Ihlo Fung Newton Tsang Sue Pui Arthur Chan Doris Lo Gary Tan

Ken Imase [email protected]

BANKNOTES

16 January Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong Hong Kong 1601127/28 January The Numismatic Collector’s Series Sale New York 32312 April The Bruce Smart Collection of Middle Eastern Banknotes London 1603712/13/14 April World Banknotes London 160085 July World Banknotes London 16009

SALE CALENDAR 2016

The above sale dates are subject to change

Spink offers the following services:– VALUATIONS FOR INSURANCE AND PROBATE FOR INDIVIDUAL ITEMS OR WHOLE COLLECTIONS –

– SALES ON A COMMISSION BASIS EITHER OF INDIVIDUAL PIECES OR WHOLE COLLECTIONS –

STAMPS

17 January Meiso Mizuhara, The Exhibition Collection, China Customs Post Hong Kong 1601217 January Fine Stamps and Covers of China and Hong Kong Hong Kong 1601327/28 January The Philatelic Collector's Series Sale London 1601023 February Drs. Joanne and Edward Dauer Collection of Australian States and Commonwealth London 1603823 February The “Britannia” Collection of Barbados London 1602424 February India, The De La Rue Issues London 1602327-28 April The Philatelic Collector’s Series Sale London 16027April/May The Pre-New York 2016 Collector’s Series Sale New York 154June The Jose Castillejo Collection of Guatemala, 1871-86 New York 1556-7 July The Philatelic Collector’s Series Sale London 16030

COINS

16 January Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong Hong Kong 1601127/28 January The Numismatic Collector’s Series Sale New York 32322 March The Academic Collection of Lord Stewartby: English Coins part 1, Anglo-Saxon and

Norman Coins London 1601922 March The Dr Paul Broughton Collection of English Hammered Gold Coins London 1601422/23 March Ancient, British & Foreign Coins and Commemorative Medals London 1600429 June The Academic Collection of Lord Stewartby: English coins part 2, Plantagenet,

Lancastrian and Yorkist Coins London 1602029/30 June Ancient, British & Foreign Coins and Commemorative Medals London 16005

MEDALS

27/28 January The Numismatic Collector’s Series Sale featuring The Liberty Collection of Medals andArtefacts Relating to the 1916 Easter Rising and Ireland’s Fight for Independance New York 323

21 April Orders, Decorations, Campaign Medals & Militaria London 1600121 July Orders, Decorations, Campaign Medals & Militaria London 16002

BONDS & SHARES

16 January Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong Hong Kong 1601127/28 January The Numismatic Collector’s Series Sale New York 32327 May Bonds & Share Certificates of the World London 16017

AUTOGRAPHS

27/28 January The Numismatic Collector’s Series Sale New York 323

WINES

15 January An Evening of Great Whiskies and Spirits Hong Kong SFW188 April An Evening of Great Whiskies and Spirits Hong Kong SFW1923 June An Evening of Great Whiskies and Spirits Hong Kong SFW20


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STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

69 Southampton Row, Bloomsbury, London WC1B 4ETwww.spink.com

The Drs. Joanne and Edward DauerCollection of Australian States

and Commonwealth

23 FEBRUARY 2016

LONDON

£25


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Drs. Joanne and Edward Dauer Collection of Australian States and Commonwealth - 16038

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