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Drug Delivery Systems:
A Review
Editor
A V Gothoskar
Dedicated to pharmacy profession
Acknowledgement:
SCES's Indira College of
Pharmacy, Pune
PREFACE
Men and medicine are inseparable from times immemorial. Although the physical forms of medication have not
changed dramatically, the attitude of the public toward accepting medicines have changed with the passage of time.
This fact is also reflected in the strategies adopted by the pharmaceutical companies in the field of research. The cost
involved, both in terms of time and money, has made it mandatory for the companies to reconsider their research
focus. In an attempt to reduce the cost of drug development process and advantageously reap the benefits of the
patent regime, drug delivery systems have become an integral part of the said process.
Drug delivery system is a dosage form, containing an element that exhibits temporal and/or spatial control over the
drug release. The ultimate aim of such systems is tailoring of the drug formulation to individual requirements under
the control of pathophysiological or in-vivo conditions rather than in-vitro characteristics.
This field of drug delivery systems is dynamic and extensive. Probably it would need an encyclopedia to cover all
the types of drug delivery systems. The aim of this book is to compile major drug delivery systems and offer a
source of information for all those working in pharmaceutical academia as well as industry.
The book is made available free of charge to all who are interested in the subject for dissemination of knowledge.
Authors feel proud to be a part of first of its kind of experiment wherein a technical book is offered for free
download through a blog.
We welcome suggestions and criticisms for our readers.
A V Gothoskar
PhD, MBA
Contributors
Bajaj Amruta Basrur Pooja Bhuruk Manisha
B.Pharm B.Pharm B.pharm, D.Pharm
Chavan Shankar Deshpande Tanvee Gothoskar Abhijit
B.Pharm B.Pharm PhD, MBA
Hastak Vishakha Kamble Pranay Katedeshmukh Ramesh
M.Pharm (Pharmaceutics) B.Pharm M.Pharm (Pharmaceutics)
Khan Halimunnisa Kulkarni Akshada Maravaniya Pathik Kumar
B.Pharm B.Pharm B.Pharm
Mogal Rajendra Patel Ruchita Pawar Sandesh M.Pharm (Pharmaceutics) B.Pharm B.Pharm, D.Pharm
Pawar Yogesh Satam Madhavi Sawant Sandip
M.Pharm (Pharmaceutics) B.Pharm B.Pharm
Shaikh Amir Shinde Rohit Suryavanshi Kiran
M.Pharm (Pharmaceutics) B.Pharm, D.Pharm B.Pharm, D.Pharm
Wayal Abhijit Zarikar Nitin
B.Pharm B.Pharm
Table of contents
1. Fundamentals of Drug Delivery System - 10
Suryavanshi Kiran, Mogal Rajendra, Pawar Yogesh, Shaikh Aamir
2. Oral Controlled Drug Delivery System - 18
Bajaj Amruta, Katedeshmukh Ramesh
3. Gastroretentive Drug Delivery System - 43
Basrur Pooja, Hastak Vishakha
4. Colon Specific Drug Delivery System - 59
Bhuruk Manisha, Pawar Yogesh
5. Chronopharmaceutical Drug Delivery System - 83
Chavan Shankar, Shaikh Aamir
6. Self Dispersing Formulations-101
Deshpande Tanvee, Mogal Rajendra
7. Introduction To Bioadhesion/Mucoadhesion - 114
Kamble Pranay, Katedeshmukh Ramesh
8. Mucoadhesive Drug Delivery System - Nasal - 127
Khan Halimunnisa, Hastak Vishakha
9. Mucoadhesive Drug Delivery System - Rectal - 149
Kulkarni Akshasa, Pawar Yogesh
10. Mucoadhesive Drug Delivery System - Vaginal - 160
Deshpande Tanvee, Shinde Rohit, Pawar Yogesh
11. Parenteral Controlled Drug Delivery System 182
Maravaniya Pathikkumar, Shaikh Aamir
12. Parenteral Implants 194
Patel Ruchita, Mogal Rajendra
13. Transdermal Drug Delivery System - 206
Pawar Sandesh, Katedeshmukh Ramesh
14. Particulate Drug Delivery System-Liposomes - 224
Satam Madhavi, Hastak Vishakha
15. Particulate Drug Delivery System- Microcapsules 241
Sawant Sandip, Pawar Yogesh
16. Particulate Drug Delivery System- Microspheres -253
Sawant Sandip, Pawar Yogesh
17. Particulate Drug Delivery System-Resealed Erythrocytes-266
Shinde Rohit, Shaikh Aamir
18. Particulate Drug Delivery System-Monoclonal Antibodies -281
Suryavanshi Kiran, Mogal Rajendra
19. Intranasal Drug Delivery System - 291
Wayal Abhijit, Katedeshmukh Ramesh
20. Protein And Peptide Drug Delivery System - 302
Zarikar Nitin, Hastak Vishakha
21. Intraocular Drug Delivery System - 318
Maravaniya Pathikkumar , Zarikar Nitin , Pawar Yogesh
22. Pulmonary Drug Delivery System 326
Kamble Pranay, Suryavanshi Kiran, Shaikh Aamir
23. Nanopharmaceuticals 334
Kulkarni Akshada, Patel Ruchita, Mogal Rajendra
24. Medicated Chewing Gums 347
Basrur Pooja, Katedeshmukh Ramesh
25. Oral Thin Film 357
Bhuruk Manisha, Satam Madhavi, Hastak Vishakha
26. Nail Drug Delivery System 367
Basrur Pooja, Suryavanshi Kiran, Katedeshmukh Ramesh
27. Regulatory Aspects of Drug Delivery System- 377
Chavan Shankar, Mogal Rajendra, Pawar Yogesh, Shaikh Aamir
Drug Delivery Systems - A Review
10
FUNDAMENTALS OF DRUG DELIVERY SYSTEMS Suryavanshi Kiran, Mogal Rajendra, Pawar Yogesh, Shaikh Aamir
Need for Controlled Release Systems:
(Kathryn E. Uhrich 1999)Controlled drug
delivery technology represents one of the most
rapidly advancing areas of science in which
chemists and chemical engineers are contributing to
human health care. Such delivery systems offer
numerous advantages compared to conventional
dosage forms including improved efficacy, reduced
toxicity, and improved patient compliance and
convenience. Such systems often use synthetic
polymers as carriers for the drugs. By so doing,
treatments that would not otherwise be possible are
now in conventional use. Although the introduction
of the first clinical controlled release systems
occurred less than 25 years ago, 1997 sales of
advanced drug delivery systems in the United
States alone were approximately $14 billion
dollars. Synthetic polymers used in the controlled
release of drugs. Before considering the variety and
the evolution of these polymeric structures, it is
necessary to examine the motivation for achieving
controlled release. This field of pharmaceutical
technology has grown and diversified rapidly in
recent years. Understanding the derivation of the
methods of controlled release and the range of new
polymers can be a barrier to involvement from the
nonspecialist. All controlled release systems aim to
improve the effectiveness of drug therapy. This
improvement can take the form of increasing
therapeutic activity compared to the intensity of
side effects, reducing the number of drug
administrations required during treatment, or
eliminating the need for specialized drug
administration (e.g., repeated injections).
B. Methods of Controlled Release
In temporal control, drug delivery systems aim to
deliver the drug over an extended duration or at as
specific time during treatment.
Controlled release over an extended duration is
highly beneficial for drugs that are rapidly
metabolized and eliminated from the body after
administration. An example of this benefit is shown
schematically in Figure 1 in which the
concentration of drug at the site of activity within
the body is compared after immediate release from
4 injections administered at 6 hourly intervals and
after extended release from a controlled release
system. Drug concentrations may fluctuate widely
during the 24 h period when the drug is
administered via bolus injection, and for only a
portion of the treatment period is the drug
concentration in the therapeutic window (i.e., the
drug concentration that produces beneficial effects
without harmful side effects). With the controlled
release system, the rate of drug release matches the
rate of drug elimination and, therefore, the drug
concentration is within the therapeutic window for
the vast majority of the 24 h period. Clinically,
temporal control can produce a significant
improvement in drug therapy. For example, when
an opioids pain killer is administered to a patient
with terminal cancer, any time that the drug
concentration is below therapeutic concentrations
the patient experiences pain. A temporally
controlled release system would ensure that the
maximum possible benefit is derived from the drug.
In distribution control, drug delivery systems aim
to target the release of the drug to the precise site of
activity within the body. The benefit of this type of
control is shown schematically in Figure 2 in which
Figure 1. Drug concentrations at site of
therapeutic action after delivery as a conventional
injection (thin line) and as a temporal controlled
release system (bold line). (Kathryn E. Uhrich
1999)
Drug Delivery Systems - A Review
11
Figure 2. Drug delivery from an ideal distribution
controlled release system. Bold line: Drug
concentrations at site of therapeutic action. Thin
line: Systemic levels at which side effects occur.
(Kathryn E. Uhrich 1999)
Drug concentrations at the site of activity and side
effect production are compared. There are two
principle situations in which distribution control
can be beneficial. The first is when the natural
distribution causes drug molecules to encounter
tissues and cause major side effects that prohibit
further treatment. This situation is often the cause
of chemotherapy failure when bone marrow cell
death prevents the patient from undergoing a
complete drug treatment. The second situation is
when the natural distribution of the drug does not
allow drug molecules to reach their molecular site
of action. For example, a drug molecule that acts
on a receptor in the brain will not be active if it is
distributed by the patients blood system but cannot
cross the blood-brain barrier. A large number of
classes of drugs can benefit from temporal or
distribution controlled release. These classes
include chemotherapeutic drugs,
immunosuppressants, anti-inflammatory agents,
Antibiotics, opioid antagonists, steroids, hormones,
anesthetics, and vaccines. Recently, the need to
develop new controlled release strategies has been
intensified by advances in the design of peptide
drugs and emergence of gene therapy. These
biotechnology derived agents may dominate the
next generation of drug design. However, their
clinical success may be dependent on the design of
controlled release devices that ensure that the drugs
reach their target cells precisely at the required
time. A discussion of the pharmacological and
clinical motivations for controlling the release of
the specific drug classes referred to above is
beyond the limit of this article; however, a number
of excellent reviews are available. In addition, it
should be noted that controlled release technology
is not confined to pharmaceutical applications but
has also proven beneficial in agricultural and
cosmetic industries. (Kathryn E. Uhrich 1999)
Scope of Polymer Systems:
In this review, a number of polymer
backbones that are potentially degradable are
detailed in the text. This restriction certainly does
not reduce the impact and significance of C-C
backbones for controlled release applications but is
simply a mechanism to focus on an important
subset of materials. To illustrate the diverse range
of functionalities available from nonbiodegradable
systems based on C-C backbones to heteroatom-
containing polymer backbones that may confer
biodegradability. (Langer 1998)
Mechanisms of Controlled Drug Release Using
Polymers:
A diverse range of mechanisms have
been developed to achieve both temporal and
distribution controlled release of drugs using
polymers. This diversity is a necessary
consequence of different drugs imposing various
restrictions on the type of delivery system
employed. For example, a drug that is to be
released over an extended period in a patients
stomach where the pH is acidic and environmental
conditions fluctuate widely will require a controlled
release system very different from that of a drug
that is to be delivered in a pulsatile manner within
the blood system. An important consideration in
designing polymers for any controlled release
mechanism is the fate of the polymer after drug
release. Polymers that are naturally excreted from
the body are desirable for many controlled release
applications. These polymers may be excreted
directly via the kidneys or may be biodegraded into
smaller molecules that are then excreted.
Nondegradable polymers are acceptable in
applications in which the delivery system can be
recovered after drug release (e.g., removal of patch
or insert) or for oral applications in which the
polymer passes through the gastrointestinal tract.
From a polymer chemistry perspective, it is
important to appreciate that different mechanisms
of controlled release require polymers with a
variety of physicochemical properties. This
requirement has stimulated the evolution of the
new polymers that will be discussed in section IV.
Before consideration of these polymers, the major
mechanisms of controlled release and polymeric
characteristics that are required to carry out these
mechanisms will be briefly. (Kathryn E. Uhrich
1999)
Drug Delivery Systems - A Review
12
CLASSIFICATION OF DRUG
DELIVERY SYSTEM:
Classification of NDDS based on Physical means
1) Osmotic Pressure Activated
2) Hydrodynamic pressure activated
3) Vapor pressure activated
4) Mechanically activated
5) Magnetically activated
6) Sonophoresis
7) Iontophoresis
8) Hydration activated
Classification of NDDS based on Chemical means
1) Hydrolysis activated
2) Ion activated
3) pH activated
Polymers Generally Used for Controlled Drug
Delivery System:
1) Poly(esters):
Poly (esters) is the best characterized and
most widely studied biodegradable system. The
synthesis of poly (esters) has received as much
attention as the degradation of these materials. A
patent for the use of poly (lactic acid) (PLA) as a
resorbable suture material was first filed in 1967.34
The mechanism of degradation in poly (ester)
materials is classified as bulk degradation with
random hydrolytic scission of the polymer
backbone
Polymerization of the cyclic lactone
alone is usually too slow to produce high molecular
weight material (>20 000 amu). The rate of ring
opening for the cyclic lactone can be increased by
activation of a Zn- or Snbased catalyst with the
carbonyl ester. However, the introduction of a
catalyst invites concerns over traces of potentially
cytotoxic material. Thus, stannous octoate SnII
(CO2CH(nBu)(Et))2 is commonly used because
has FDA approval as a food stabilizer.
Fig:3 Ring- opening polymerization of selected
cyclic lactones to give the following
A) Poly(e-caprolactone)PCL
B) Poly(glycolic acid) PGA
C) Poly(L-lactic acid)PLA (Kathryn E.
Uhrich 1999)
1. Poly(lactic acid), Poly(glycolic acid), and Their
Copolymers Poly(esters) based on poly(lactic acid)
(PLA), poly- (glycolic acid) (PGA), and their
copolymers, poly(lactic acid-co-glycolic acid)
(PLGA), are some of the best defined biomaterials
with regard to design and performance. Lactic acid
contains an asymmetric R-carbon which is typically
described as the D or L form in classical stereo
chemical terms and sometimes as the R and S form,
respectively. For homopolymers, the enantiomer
forms are poly (D-lactic acid) (PDLA) and poly (L-
lactic acid) (PLLA). The physicochemical
properties of optically active PDLA and PLLA are
nearly the same, whereas the racemic PLA has very
different characteristics.41 For example, racemic
PLA and PLLA have Tgs of 57 and 56 C,
respectively, but PLLA is highly crystalline with a
Tm of 170 C and racemic PLA is completely
amorphous.
Because the naturally occurring lactic acid
is L (or S), PLLA is considered more
biocompatible. The polymers are derived from
monomers that are natural metabolites of the body;
thus degradation of these materials yields the
corresponding hydroxy acid, making them safe for
in vivo use. Biocompatibility of the monomer is the
foundation for biocompatibility of degradable
polymer systems. To this end, the degradation
products often define the biocompatibility of a
polymers not necessarily the polymer itself. Even
though PLGA is extensively used and represents
the gold standard of degradable polymers,
increased local acidity due to the degradation can
lead to irritation at the site of the polymer
Drug Delivery Systems - A Review
13
employment. Introduction of basic salts has been
investigated as a technique to control the pH in
local environment of PLGA implants
From a physical level of understanding,
poly (esters) undergo bulk degradation. PLA
homopolymers degrade slower than PGA
homopolymers on the basis of crystallinity as well
as stearic inhibition by the pendent methyl group of
PLA to hydrolytic attack. However, the complexity
of PLA, PGA, and PLGA degradation has been
demonstrated by Vert45 and does not conform to a
simple model. Vert and coworkers have
demonstrated that size dependence for hydrolytic
degradation exists for PLA systems. Other research
efforts suggest that PLA-derived micro particles
will degrade faster than nanoparticles derived from
PLA. This is modeled on diffusion reaction
phenomena. An autocatalytic effect at the interior
of larger devices is thought to contribute to the
initial heterogeneous degradation of larger devices
as acidic byproducts cannot readily diffuse out
from the interior as is the case for smaller
constructs. Extensive degradation studies have also
been reported for PLA, poly (caprolactone) (PCL),
and their copolymers both in vitro and in vivo.
Studies in hydrolytic degradation for poly (esters)
have focused on understanding the effects of
changes in polymer chain composition. A
distinguishable effect based on end group
composition for poly (ester) degradation
demonstrated that terminal carboxyl groups have a
catalytic effect on hydrolysis for PGA. The ability
to tailor rates of protein release from PLGA
microspheres was derived from the understanding
of end-group effects. The commercial
developmental process for formulating poly (esters)
with selected drug candidates has been reviewed.
The aforementioned review highlights the
development of poly (ester) matrices containing
human growth hormone that sustained levels of a
therapeutic protein in humans for 1 month from a
single dose. (Kathryn E. Uhrich 1999)
2. Poly (ethylene glycol) Block Copolymers:
Poly (ethylene glycol) (PEG) is also
referred to as poly (ethylene oxide) (PEO) at high
molecular weights. Biocompatibility is one of the
most noted advantages of this material. Typically,
PEG with molecular weights of 4000 amu is 98%
excreted in man. One of the emerging uses for
inclusion of PEG in a controlled release system
arises from its protein resistivity. The hydrophilic
nature of PEG is such that water hydrogen bonds
tightly with the polymer chain and thus excludes,
or inhibits, protein adsorption. Many research
groups are investigating attachment of PEG chains
to therapeutic proteins; PEG chains at the surface
allow for longer circulation of the protein in the
body by prolonging biological events such as
endocytosis, phagocytosis, liver uptake and
clearance, and other adsorptive processes.
Fig.4 Synthesis of PLA-PEG Copolymer (Kathryn
E. Uhrich 1999)
PEG can be made with a range of terminal
functionalities which lends to its easy incorporation
into copolymer systems. PEG is commonly
terminated with chain-end hydroxyl groups which
provide a ready handle for synthetic modification.
Diblock PLA/ PEG and triblock PLA/PEG/PLA
systems have been synthesized and characterized
with various PLA contents. The free hydroxyl
groups of PEG are ring-opening initiators for
lactide in forming the diblock or triblock materials
(Figure 5a, b). Recently, Chen et al. have
synthesized PLA-PEG multiblock copolymers from
L-lactide and ethylene oxide, the monomer
precursors for PLA and PEG, respectively (Figure
5c). This approach is different in two respects: (i)
use of bimetallic catalysts which proceed by
anionic mechanisms; (ii) multiblock polymers are
generated. Han and Hubbell further demonstrated
the synthetic utility for PLA-PEG systems by
introducing acrylate moieties to form cross-linked
systems. Similarly, Jeong et al. prepared thermo
sensitive PLA-PEO hydrogels that exhibit
temperature-dependent gel-sol transition for use as
injectable drug delivery systems.
Poly (ortho esters):
The motivation for designing poly (ortho
esters) for drug delivery was the need to develop
biodegradable polymers that inhibited drug release
Drug Delivery Systems - A Review
14
by diffusion mechanisms and allowed drug release
only after the hydrolysis of polymer chains at the
surface of the device.70 Most research on poly
(ortho esters) has focused on the synthesis of
polymers by the addition of polyols to diketene
acetals. For example, Heller et al. have described
the synthesis and application of the 3, 9-
diethylidene-2, 4, 8, 10-tetraoxaspiro [5.5]
undecane (DETOSU)-based poly (ortho esters).71
The basic structure is formed by the addition of the
DETOSUmonomer to a diol to form the chemical
structure. The DETOSU-based poly (ortho esters)
contain acid labile ortho ester linkages in their
backbone structure. Within aqueous environments,
the ortho ester groups are hydrolyzed to form
Pentaerythritol dipropionate and diol monomers as
breakdown products. The Pentaerythritol
dipropionate is further hydrolyzed to
Pentaerythritol and acetic acid. Acid-catalyzed
hydrolysis of these polymers can be controlled by
introducing acidic or basic Excipients into
matrixes. Rates of hydrolysis can be increased by
the addition of acidic excipients, such as suberic
acid, as demonstrated by the zero-order release of
5-fluorouracil over a 15 day period.72
Alternatively, basic excipients stabilize the bulk of
the matrix but diffuse out of the surface region,
thereby facilitating surface-only erosion. This
approach has been employed in the temporal
controlled release of tetracycline over a period of
weeks in the treatment of periodontal disease.
Fig.5: Degradation of 3, 9(bis ethylidene-2, 4,8,10
Tetraoxaspiro undecane (DETOSU) based poly
ortho ester (Kathryn E. Uhrich 1999)
A useful feature of the DETOSU systems is
the ability to control the mechanical properties by
changing the diol monomer ratios within the final
polymeric structure. For example, Heller et al. have
shown that the glass transition temperature of
polymers containing a rigid diol monomer
(transcyclohexanedimethanol) and a flexible
monomer (1, 6- hexanediol) could be varied
between 20 and 105 by increasing the proportion
of the rigid diol. This control can also be achieved
with the glycolide containing polymers.
A number of applications have been
described for cross-linked poly (ortho esters)
formed by the substitution of 1, 2, 6-hexanetriol for
1, 2-hexanediol, for example. The triol monomer
allows cross-linked materials to be formed that are
semisolid materials. It has been envisaged that
these materials could be injected into the patient as
a viscous liquid at slightly elevated temperatures
that form nondeformable depot implants upon
cooling. (V. Balmurlidhara 2011)
Poly (anhydrides)
To obtain a device that erodes
heterogeneously, the polymer should be
hydrophobic yet contain water sensitive linkages.
One type of polymer system that meets this
requirement is the poly (anhydrides). Poly-
(anhydrides) undergoes hydrolytic bond cleavage
to form water-soluble degradation products that can
dissolve in an aqueous environment, thus resulting
in polymer erosion. Poly (anhydrides) are believed
to undergo predominantly surface erosion due to
the high water liability of the anhydride bonds on
the surface and the hydrophobicity which prevents
water penetration into the bulk. This process is
similar to the slow disappearance of a bar of soap
over time. The decrease in the device thickness
throughout the erosion process, maintenance of the
structural integrity, and the nearly zero-order
degradation kinetics suggest that heterogeneous
surface erosion predominates. The majority of poly
(anhydrides) are prepared by melt-condensation
polymerization. Starting with a dicarboxylic acid
monomer, a prepolymer of a mixed anhydride is
formed with acetic anhydride. The final polymer is
obtained by heating the prepolymer under vacuum
to remove the acetic anhydride byproduct. The
most widely studied poly (anhydrides) are based on
sebacic acid (SA), p-(carboxyphenoxy) propane
(CPP), and p-(carboxyphenoxy) hexane (CPH)
Degradation rates of these polymers can be
controlled by variations in polymer composition.
The more hydrophobic the monomer, the more
stable the anhydride bond is to hydrolysis.
Aliphatic poly- (anhydrides) (e.g., SA) degrade
within days whereas aromatic poly (anhydrides)
(e.g., CPH) degrade over several years.
Drug Delivery Systems - A Review
15
Fig: 6 Structure of widely used aromatic poly
(anhydrides) based on monomer of p-carboxy
phenoxy propane (Kathryn E. Uhrich 1999)
The biocompatibility of copolymers of SA
and CPP has been well established. Evaluation of
the toxicity of poly (anhydrides) show that they
possess excellent in vivo biocompatibility.81
Recent clinical trials have demonstrated that an
intracranial device of SA/CPP copolymers
improves the therapeutic efficacy of an antitumor
agent, bischloronitrosourea, for patients suffering
from a lethal type of brain cancer.
Poly (anhydride-esters)
Other modifications of poly (anhydrides)
include poly (anhydride-esters), which include two
different types of hydrolytically cleavable bonds in
the polymer backbone. In one example, low
molecular weight carboxylic acid-terminated
prepolymer of poly (_- caprolactone) were coupled
via anhydride linkages. The intent of this research
was to design polymers that displayed two-stage
degradation profiles: anhydride bonds rapidly
hydrolyzed to the poly (ester) prepolymer which
degraded much more slowly. In another example,
carboxylic acid-terminated monomers that contain
ester bonds are activated and then polymerized
using the same chemistry described for the poly
(anhydrides). A unique aspect of these poly
(anhydride-esters) is that hydrolytic degradation of
the polymer backbone yields a therapeutically
useful compound, salicylic acid. Polymers
degradation products are potentially beneficial
Fig: 7 Poly (anhydride ester that undergo into
salicylic acid, an anti inflammatory agent (Kathryn
E. Uhrich 1999)
Poly (amides):
The most interesting class of poly
(amides) for controlled release are the poly (amino
acids). The synthetic ability to manipulate amino
acid sequences has seen its maturity over the last
two decades with new techniques and strategies
continually being introduced. An excellent review
of the histo4ry of amino acid-derived polymers is
given by Nathan and Kohn.93 Poly(amino acids)
have been used predominantly to deliver low
molecular weight drugs, are usually tolerated when
implanted in animals,94 and are metabolized to
relatively nontoxic products. These results suggest
good biocompatibility, but their mildly antigenic
nature makes their widespread use uncertain.
Another concern with poly (amino acids) is the
intrinsic hydrolytic stability of the amide bond
which must rely upon enzymes for bond cleavage.
The dependence on enzymes generally results in
poor controlled release in vivo. The expense and
difficulty in production of elaborate polypeptide
sequences has limited the composition to
homopolymers, predominantly poly (glutamic acid)
and poly (aspartic acid). Poly(amino acids) are
generally hydrophilic with degradation rates
dependent upon hydrophilicity of the amino
acids.96,97 Amino acids are attractive due to the
functionality they can provide a polymer. For
example, poly (lactic acid-co lysine) (PLAL) was
synthesized using a stannous octoate catalyst from
lactide and a lysine-containing monomer analogous
to lactide. Inclusion of the amino acid lysine
provides an amino group that allows for further
modification of the PLAL system. Recently,
peptide sequences that promote cell adhesion have
been attached to PLAL.
Drug Delivery Systems - A Review
16
Fig.8 Poly (lactic acid-co-amino acid) PLAL
Polymer system (Kathryn E. Uhrich 1999)
Currently marketed oral controlled-release
systems:
Advances in oral controlled-release
technology are attributed to the development of
novel biocompatible polymers and machineries that
allow preparation of novel design dosage forms in a
reproducible manner. The main oral drug-delivery
approaches that have survived through the ages are
as follows:
Coating technology using various polymers for
coating tablets, nonpareil sugar beads, and granules
Matrix systems made of swell able or
nonswellable polymers
Slowly eroding devices
Osmotically controlled devices.
Conventional tablet formulations are still popular in
the design of single-unit, matrix-type controlled
release dosage forms. The advancement of
granulation technology and the array of polymers
available with various physicochemical properties
(such as modified cellulose or starch derivatives)
have made the development of novel oral
controlled release systems possible. Matrix devices
made with cellulose or acrylic acid derivatives,
which release the homogeneously dispersed drug
based on the penetration of water through the
matrix, have gained steady popularity because of
their simplicity in design. The drawback of matrix-
type delivery systems is their first-order drug
delivery mechanism caused by changing surface
area and drug diffusional path length with time.
This drawback has been addressed by osmotic
delivery systems, which maintain a zero-order drug
release irrespective of the pH and hydrodynamics
of the GI tract. Multiparticulate systems are gaining
favor over single-unit dosage forms because of
their desirable distribution characteristics,
reproducible transit time, and reduced chance of
gastric irritation owing to the localization of drug
delivery.
Although several technologies for the production of
microparticulate systems have been designed, thus
far the mainstream technologies are still based on
spray-drying, spheronization, and film-coating
technology.
FDA regulation of oral Controlled-
release drugs:
In the 1980s, FDA introduced rigorous
regulations governing bioequivalence and in vitro
in vivo correlations for controlled-release products.
Required pharmacokinetic evaluations involve
relative bioavailability following single dose
relative bioavailability following multiple doses
effect of food
dose proportionality
unit dosage strength proportionality
single-dose bioequivalence study
(Experimental versus marketed formulations at
various strengths)
In vivoin vitro correlation
Pharmacokinetic/pharmacodynamic (PK/PD)
relationship.
In general, for drugs in which the exposure
response relationship has not been established or is
unknown, applications for changing the
formulation from immediate release to controlled
release requires demonstration of the safety and
efficacy of the product in the target patient
population. When an NME is developed as a
controlled-release dosage form, additional studies
to characterize its absorption, distribution,
metabolism, and excretion (ADME) characteristics
are recommended.
The future of Drug Delivery System:
The future of controlled-release products
is promising, especially in the following areas that
present high promise and acceptability:
Particulate systems: The micro particle and
nanoparticle approach that involves biodegradable
polymers and is aimed at the uptake of intact drug-
loaded particles via the Peyers patches in the small
intestine could be useful for delivery of peptide
drugs that cannot, in general, be given orally.
Chronopharmacokinetic systems: Oral controlled
drug delivery with a pulsatile release regimen could
effectively deliver drugs where need exists to
counter naturally occurring processes such as
bacterial/parasitical growth patterns (e.g., the once-
daily oral Pulsys system introduced by Advancis
Pharmaceutical Corp., which could potentially
inhibit the emergence of resistant strains of
microorganisms).
Targeted drug delivery: Oral controlled drug
delivery that targets regions in the GI tract and
Drug Delivery Systems - A Review
17
releases drugs only upon reaching that site could
offer effective treatment for certain disease states
(e.g. colon-targeted delivery of antineoplastics in
the treatment of colon cancer).
Mucoadhesive delivery: This is a promising
technique for buccal and sublingual drug delivery,
which can offer rapid onset of action and superior
bioavailability compared with simple oral delivery
because it bypasses firstpass metabolism in the
liver. (Das 2003)
Advantages of controlled drug delivery
systems:
1. Improved patient convenience and
compliance
2. Reduction in fluctuation in steady
state levels.
3. Increased safety margin of high
potency drugs.
4. Reduction in dose.
5. Reduction in health care cost.
Disadvantages of controlled drug
delivery systems:
1. Decreased systemic availability
2. Poor invitro-invivo correlations
3. Chances of dose dumping
4. Dose withdrawal is not possible.
5. Higher cost of formulation
Applications of controlled drug delivery
system:
1) Mucoadhesive drug delivery
system
2) Colon drug delivery system
3) Pulmonary drug delivery system
4) Ocular drug delivery system
5) Oral thin films
6) Nasal drug delivery system
7) Gastro retentive drug delivery
system
8) Vaginal drug delivery system
9) Resealed erythrocytes
References:
1. Www.Farmacist.Blogspot.Com.
2. Blanco Md, Alonso Mj. "Development
And Characterization Of ." Eur J. Pharma
Biopharm, 1997: 387-422.
3. Brouwers. "J. R. B. J." Pharm. World Sci,
1998.
4. Das, Nandita G. Das And Sudip K.
"Controlled-Release Of Oral Dosage
Forms." 2003: 10-16.
5. Kathryn E. Uhrich, Scott M. Cannizzaro
And Robert S. Langer,Kevin M.
Shakesheff. "Polymeric Systems For
Controlled Drug Release." 1999: 3181-
3198.
6. Katre, N. "Adv. Drug Delivery Review."
1993.
7. Langer, R. Nature 1998. 1998: 392.5.
8. Mehreganym, Gabriel KJ, Trimmer WSN.
1998: 35:719.
9. Paolino, Donatella. "Drug Delivery
System." Encyclopedia Of Medical
Devices And Instrumentation, 2006: 437-
485.
10. Ranade VV, Hollinger MA. "Drug
Delivery Systems." CRC Press, 1996.
11. Shivkumar, Vishal Gupta N. And.
"Development Of Drug Delivery System."
Trop J. Pharma, 2009.
12. Smith BR, Et Al. "A Biological
Perspective Of Particulate Nanoporous."
2004: 19-16.
13. V. Balmurlidhara, T.M. Pramodkumar.
"Ph Sensitive Drug Delivery System- A
Review." American Journal Of Drug
Delivery And Development, 2011: 24-48.
Drug Delivery Systems - A Review
18
ORAL CONTROLLED DRUG DELIVERY SYSTEM Bajaj Amruta, Katedeshmukh Ramesh
Introduction:
Oral drug delivery is the most widely utilized route
of administration among all the routes [nasal,
ophthalmic, rectal, transdermal and Parenteral
routes] that have been explored for systemic
delivery of drugs via pharmaceutical products of
different dosage form. Oral route is considered
most natural, uncomplicated, convenient and safe
[in respect to Parenteral route] due to its ease of
administration, patient acceptance, and cost-
effective manufacturing process. Pharmaceutical
products designed for oral delivery are mainly
immediate release type or conventional drug
delivery systems, which are designed for
immediate release of drug for rapid absorption.
These immediate release dosage forms have some
limitations such as:
1) Drugs with short half-life requires frequent
administration, which increases chances of missing
dose of drug leading to poor patient compliance.
2) A typical peak-valley plasma concentration-time
profile is obtained which makes attainment of
steady state condition difficult.
3) The unavoidable fluctuations in the drug
concentration may lead to under medication or
overmedication as the CSS values fall or rise
beyond the therapeutic range.
4) The fluctuating drug levels may lead to
precipitation of adverse effects especially of a drug
with small therapeutic index, whenever
overmedication occurs.
In order to overcome the drawbacks of
conventional drug delivery systems, several
technical advancements have led to the
development of controlled drug delivery system
that could revolutionize method of medication and
provide a number of therapeutic benefits.
(Hemnani M. 2011)
TABLE 1:-Benefit Characteristics Of Oral Controlled-Release Drug Delivery System. (Das N. 2003)
Benefit Reason
Therapeutic advantage
Reduction in drug plasma level fluctuations;
maintenance of a steady plasma level of the drug over
a prolonged time period, ideally simulating an
intravenous infusion of a drug.
Reduction in adverse side effects and improvement in
tolerability
Drug plasma levels are maintained within a narrow
window with no sharp peaks and with AUC of plasma
concentration versus time curve comparable with total
AUC from multiple dosing with immediate release
dosage forms. This greatly reduces the possibility of
side effects, as the scale of side effects increase as we
approach the MSC.
Patient comfort and compliance
Oral drug delivery is the most common and
convenient for patients, and a reduction in dosing
frequency enhances compliance.
Reduction in healthcare cost
The total cost of therapy of the controlled release
product could be comparable or lower than the
immediate-release product. With reduction in side
effects, the overall expense in disease management
also would be reduced.
Controlled Drug Delivery Systems: (Hemnani M.
2011)
Controlled drug delivery systems have been
developed which are capable of controlling the rate
of drug delivery, sustaining the duration of
therapeutic activity and/or targeting the delivery of
drug to a tissue. Controlled drug delivery or
modified drug delivery systems are conveniently
divided into four categories.
1) Delayed release
2) Sustained release
Drug Delivery Systems - A Review
19
3) Site-specific targeting
4) Receptor targeting
More precisely, controlled delivery can be defined
as:
1) Sustained drug action at a predetermined rate by
maintaining a relatively constant, effective drug
level in the body with concomitant minimization of
undesirable side effects.
2) Localized drug action by spatial placement of a
controlled release system adjacent to or in the
diseased tissue.
3) Targeted drug action by using carriers or
chemical derivatives to deliver drug to a particular
target cell type.
4) Provide a physiologically/therapeutically based
drug release system. In other words, the amount
and the rate of drug release are determined by the
physiological/ therapeutic needs of the body.
A controlled drug delivery system is usually
designed to deliver the drug at particular rate. Safe
and effective blood levels are maintained for a
period as long as the system continues to deliver
the drug. Controlled drug delivery usually results in
substantially constant blood levels of the active
ingredient as compared to the uncontrolled
fluctuations observed when multiple doses of quick
releasing conventional dosage forms are
administered to a patient.
Figure 1: A hypothetical plasma concentration-
time profile from conventional multiple dosing
and single doses of sustained and controlled
delivery formulations. Rationale of Controlled
Drug Delivery
The basic rationale for controlled drug delivery is
to alter the pharmacokinetics and
pharmacodynamics of pharmacologically active
moieties by using novel drug delivery system or by
modifying the molecular structure and/or
physiological parameters inherent in a selected
route of administration. It is desirable that the
duration of drug action become more a design
property of a rate controlled dosage form, and less,
or not at all, a property of the molecules inherent
kinetic properties. Thus optimal design of
controlled release systems necessitates a thorough
understanding of the pharmacokinetics and
pharmacodynamics of the drug. The primary
objectives of controlled drug delivery are to ensure
safety and to improve efficacy of drugs as well as
patient compliance. This is achieved by better
control of plasma drug levels and less frequent
dosing. The dose and dosing interval can be
modified in case of conventional dosage forms.
However, therapeutic window of plasma
concentration below which no therapeutic effect is
exhibited and above which undesirable effects are
manifested. Therapeutic index is the prime
parameter for development of a controlled delivery
system of a particular drug candidate.
Factors Affecting the Design and
Performance of Controlled Drug
Delivery: (Hemnani M. 2011)
1. Drug Properties:
Partition coefficient
Drug stability
Protein binding
Molecular size and diffusivity
2. Biological Properties:
Absorption
Metabolism
Elimination and biological half life
Dose size
Route of administration
Target sites
Acute or chronic therapy
Disease condition
Advantages of Controlled Drug Delivery
System: (Patel H. Nov Dec 2011):
1. Avoid patient compliance problems.
2. Employ less total drug
3. Minimize or eliminate local side effects
4. Minimize or eliminate systemic side
effects
5. Obtain less potentiating or reduction in
drug activity with chronic use.
6. Minimize drug accumulation with
chronic dosing.
Drug Delivery Systems - A Review
20
7. Improve efficiency in treatment
8. Cures or controls condition more
promptly.
9. Improves control of condition i.e.,
reduced fluctuation in drug level.
10. Improves bioavailability of some drugs.
11. Make use of special effects, E.g.
Sustained-release aspirin for morning
relief of arthritis by dosing before bed
time.
12. Economy i.e. reduction in health care
costs. The average cost of treatment over
an extended time period may be less, with
less frequency of dosing, enhanced
therapeutic benefits and reduced side
effects.
13. The time required for health care
personnel to dispense and administer the
drug and monitor patient is also reduced.
Disadvantages: (Kamboj S 2009)
1) Decreased systemic availability in
comparison to immediate release
conventional dosage forms, which may be
due to incomplete release, increased first-
pass metabolism, increased instability,
insufficient residence time for complete
release, site specific absorption, pH
dependent stability etc.
2) Poor in vitro in vivo correlation.
3) Possibility of dose dumping due to food,
physiologic or formulation variables or
chewing or grinding of oral formulations
by the patient and thus, increased risk of
toxicity.
4) Retrieval of drug is difficult in case of
toxicity, poisoning or hypersensitivity
reactions.
5) Reduced potential for dosage adjustment
of drugs normally administered in varying
strengths.
6) Stability problems.
7) Increased cost.
8) More rapid development of tolerance and
counseling.
9) Need for additional patient education and
counseling
Oral Controlled Drug Delivery Systems:
(Hemnani M. 2011)
Oral controlled release drug delivery is a drug
delivery system that provides the continuous oral
delivery of drugs at predictable and reproducible
kinetics for a predetermined period throughout the
course of GI transit and also the system that target
the delivery of a drug to a specific region within the
GI tract for either a local or systemic action.
All the pharmaceutical products formulated for
systemic delivery via the oral route of
administration, irrespective of the mode of delivery
(immediate, sustained or controlled release) and the
design of dosage form (either solid dispersion or
liquid), must be developed within the intrinsic
characteristics of GI physiology. Therefore the
scientific framework required for the successful
development of oral drug delivery systems consists
of basic understanding of
(i) physicochemical, pharmacokinetic
and pharmacodynamic characteristics
of the drug
(ii) the anatomic and physiologic
characteristics of the gastrointestinal
tract
(iii) physicochemical characteristics and
the drug delivery mode of the dosage
form to be designed.
The main areas of potential challenge in the
development of oral controlled drug delivery
systems are:-
1) Development of a drug delivery system: To
develop a viable oral controlled release drug
delivery system capable of delivering a drug at a
therapeutically effective rate to a desirable site for
duration required for optimal treatment.
2) Modulation of gastrointestinal transit time: To
modulate the GI transit time so that the drug
delivery system developed can be transported to a
target site or to the vicinity of an absorption site
and reside there for a prolonged period of time to
maximize the delivery of a drug dose.
3) Minimization of hepatic first pass elimination: If
the drug to be delivered is subjected to extensive
hepatic first-pass elimination, preventive measures
should be devised to either bypass or minimize the
extent of hepatic metabolic effect.
Drug Delivery Systems - A Review
21
Methods Used To Achieve Controlled Release
Of Orally Administered Drugs:
A. Diffusion Controlled System:
Basically diffusion process shows the movement of
drug molecules from a region of a higher
concentration to one of lower concentration.
This system is of two types:
a) Reservoir type: A core of drug surrounded by
polymer membrane, which controls the release rate,
characterizes reservoir devices.
b) Matrix type: Matrix system is characterized by
a homogenous dispersion of solid drug in a
polymer mixture.
B. Dissolution Controlled Systems:
a) Reservoir type: Drug is coated with a given
thickness coating, which is slowly dissolved in the
contents of gastrointestinal tract. By alternating
layers of drug with the rate controlling coats as
shown in figure no.2, a pulsed delivery can be
achieved. If the outer layer is quickly releasing
bolus dose of the drug, initial levels of the drug in
the body can be quickly established with pulsed
intervals
Figure 2: Schematic representation of diffusion
controlled drug release reservoir system.
b) Matrix type: The more common type of
dissolution controlled dosage form as shown in
figure .3. It can be either a drug impregnated sphere
or a drug impregnated tablet, which will be
subjected to slow erosion.
Figure 3: Schematic representation of diffusion
controlled drug release matrix system.
C. Bioerodable and Combination of Diffusion
and Dissolution Systems:
It is characterized by a homogeneous
dispersion of drug in an erodible matrix. (Shown in
figure.4)
Figure 4: Drug delivery from (a) bulk-eroding
and (b) surface-eroding Bio erodible systems.
D. Methods using Ion Exchange: It is based on
the drug resin complex formation when an ionic
solution is kept in contact with ionic resins. The
drug from these complexes gets exchanged in
gastrointestinal tract and released with excess of
Na+ and Cl- present in gastrointestinal tract.
E. Methods using osmotic pressure: It is
characterized by drug surrounded by semi
permeable membrane and release governed by
osmotic pressure.
F. pH Independent formulations: A buffered
controlled release formulation as shown in figure 5,
is prepared by mixing a basic or acidic drug with
one or more buffering agents, granulating with
appropriate pharmaceutical excipients and coating
with GI fluid permeable film forming polymer.
When GI fluid permeates through the membrane
the buffering agent adjusts the fluid inside to
suitable constant pH thereby rendering a constant
rate of drug release.
Drug Delivery Systems - A Review
22
Figure 5: Drug delivery from environmentally
pH sensitive release systems.
G. Altered density formulations: Several
approaches have been developed to prolong the
residence time of drug delivery system in the
gastrointestinal tract.
High-density approach
Low-density approach
Matrix Tablet: (Patel H. Nov Dec 2011)
Advantages of matrix tablet:
Easy to manufacture
Versatile, effective and low cost
Can be made to release high molecular
weight compounds
The sustained release formulations may
maintain therapeutic concentrations over
prolonged periods.
The use of sustain release formulations
avoids the high blood concentration.
Sustain release formulations have the
potential to improve the patient
compliance.
Reduce the toxicity by slowing drug
absorption.
Increase the stability by protecting the
drug from hydrolysis or other derivative
changes in gastrointestinal tract.
Minimize the local and systemic side
effects.
Improvement in treatment efficacy.
Minimize drug accumulation with chronic
dosing.
Usage of less total drug.
Improvement the bioavailability of some
drugs.
Improvement of the ability to provide
special effects. Ex: Morning relief of
arthritis through bed time dosing.
Disadvantages of matrix tablet: (Patel H. Nov
Dec 2011)
The remaining matrix must be removed after the
drug has been released.
High cost of preparation.
The release rates are affected by various factors
such as, food and the rate transit through the gut.
The drug release rates vary with the square root of
time. Release rate continuously diminishes due to
an increase in diffusional resistance and/or a
decrease in effective area at the diffusion front.
However, a substantial sustained effect can be
produced through the use of very slow release
rates, which in many applications are
indistinguishable from zero-order.
Classification Of Matrix Tablets:
On the Basis of Retardant Material Used: Matrix
tablets can be divided in to 5 types.
1. Hydrophobic Matrices (Plastic matrices):
The concept of using hydrophobic or inert
materials as matrix materials was first introduced in
1959. In this method of obtaining sustained release
from an oral dosage form, drug is mixed with an
inert or hydrophobic polymer and then compressed
in to a tablet. Sustained release is produced due to
the fact that the dissolving drug has diffused
through a network of channels that exist between
compacted polymer particles. Examples of
materials that have been used as inert or
hydrophobic matrices include polyethylene,
polyvinyl chloride, ethyl cellulose and acrylate
polymers and their copolymers. The rate-
controlling step in these formulations is liquid
penetration into the matrix. The possible
mechanism of release of drug in such type of
tablets is diffusion. Such types of matrix tablets
become inert in the presence of water and
gastrointestinal fluid.
2. Lipid Matrices:
These matrices prepared by the lipid waxes and
related materials. Drug release from such matrices
occurs through both pore diffusion and erosion.
Release characteristics are therefore more sensitive
to digestive fluid composition than to totally
insoluble polymer matrix. Carnauba wax in
combination with stearyl alcohol or stearic acid has
been utilized for retardant base for many sustained
release formulation.
Drug Delivery Systems - A Review
23
3. Hydrophilic Matrices:
Hydrophilic polymer matrix systems are widely
used in oral controlled drug delivery because of
their flexibility to obtain a desirable drug release
profile, cost effectiveness, and broad regulatory
acceptance. The formulation of the drugs in
gelatinous capsules or more frequently, in tablets,
using hydrophilic polymers with high gelling
capacities as base excipients is of particular interest
in the field of controlled release. Infect a matrix is
defined as well mixed composite of one or more
drugs with a gelling agent (hydrophilic polymer).
These systems are called swellable controlled
release systems. The polymers used in the
preparation of hydrophilic matrices are divided in
to three broad groups,
A. Cellulose derivatives: Methylcellulose 400 and
4000cPs, HEC; HPMC 25, 100, 4000 and
15000cPs; and Sodium carboxymethylcellulose.
B. Non cellulose natural or semi synthetic
polymers: Agar-Agar; Carob gum; Alginates;
Molasses; Polysaccharides of mannose and
galactose, Chitosan and Modified starches.
4. Biodegradable Matrices: These consist of the
polymers which comprised of monomers linked to
one another through functional groups and have
unstable linkage in the backbone. They are
biologically degraded or eroded by enzymes
generated by surrounding living cells or by
nonenzymetic process in to oligomers and
monomers that can be metabolized or excreted.
Examples are natural polymers such as proteins and
polysaccharides; modified natural polymers;
synthetic polymers such as aliphatic poly (esters)
and poly anhydrides.
5. Mineral Matrices: These consist of polymers
which are obtained from various species of
seaweeds. Example is Alginic acid which is a
hydrophilic carbohydrate obtained from species of
brown seaweeds (Phaephyceae) by the use of dilute
alkali.
On the Basis of Porosity of Matrix: Matrix
system can also be classified according to their
porosity and consequently, Macro porous; Micro
porous and Non-porous systems can be identified:
1. Macro porous Systems: In such systems the
diffusion of drug occurs through pores of matrix,
which are of size range 0.1 to 1 m. This pore size
is larger than diffusant molecule size.
2. Micro porous System: Diffusion in this type of
system occurs essentially through pores. For micro
porous systems, pore size ranges between 50 200
A, which is slightly larger than diffusant
molecules size.
3. Non-porous System: Non-porous systems have
no pores and the molecules diffuse through the
network meshes. In this case, only the polymeric
phase exists and no pore phase is present.
Polymers used in matrix tablet:
Hydrogels: Polyhydroxyethylemethylacrylate
(PHEMA), Cross-linked polyvinyl alcohol (PVA),
Cross-linked polyvinyl pyrrolidone (PVP),
Polyethylene oxide (PEO), Polyacrylamide (PA)
Soluble polymers: Polyethyleneglycol (PEG),
polyvinyl alcohol (PVA), Polyvinylpyrrolidone
(PVP), Hydroxypropyl methyl cellulose (HPMC)
Biodegradable polymers: Polylactic acid (PLA),
Polyglycolic acid (PGA), Polycaprolactone (PCL),
Polyanhydrides, Polyorthoesters
Non-biodegradable polymers: Polyethylene vinyl
acetate (PVA), Polydimethylsiloxane (PDS),
Polyether urethane (PEU), Polyvinyl chloride
(PVC), Cellulose acetate (CA), Ethyl cellulose
(EC)
Mucoadhesive polymers: Polycarbophil, Sodium
carboxymethyl cellulose, Polyacrylic acid,
Tragacanth, Methyl cellulose, Pectin
Natural gums: Xanthan gum, Guar gum, Karaya
gum, Locust bean gum
Components of matrix tablets: (ME. 2005)
These include:
Active drug
Release controlling agent(s): matrix
formers
Matrix Modifiers, such as channelling
agents and wicking agents
Solubilizers and pH modifiers
Lubricants and flow aid
Supplementary coatings to extend lag time
further reduce drug release etc.
Density modifiers (if required)
Drug Delivery Systems - A Review
24
Mechanism Of Drug Release From Matrix
Tablet:
Drug in the outside layer exposed to the bathing
solution is dissolved first and then diffuses out of
the matrix. This process continues with the
interface between the bathing solution and the solid
drug moving toward the interior. It follows that for
this system to be diffusion controlled, the rate of
dissolution of drug particles within the matrix must
be much faster than the diffusion rate of dissolved
drug leaving the matrix. Derivation of the
mathematical model to describe this system
involves the following assumptions:
a) A pseudo-steady state is maintained during drug
release,
b) The diameter of the drug particles is less than
the average distance of drug diffusion through the
matrix,
c) The bathing solution provides sink conditions at
all times.
The release behaviour for the system can be
mathematically described by the following
equation:
dM/dh = Co. dh - Cs/2 (1)
Where, dM = Change in the amount of drug
released per unit area
dh = Change in the thickness of the zone of matrix
that has been depleted of drug
Co = Total amount of drug in a unit volume of
matrix
Cs = Saturated concentration of the drug within the
matrix.
Additionally, according to diffusion theory:
dM = ( Dm. Cs / h) dt........................... (2)
Where, Dm = Diffusion coefficient in the matrix.
h = Thickness of the drug-depleted matrix
dt = Change in time
By combining equation 1 and equation 2 and
integrating:
M = [Cs. Dm (2Co Cs) t] (3)
When the amount of drug is in excess of the
saturation concentration then:
M = [2Cs.Dm.Co.t] 1/2 (4)
Equation 3 and equation 4 relate the amount of
drug release to the square-root of time. Therefore,
if a system is predominantly diffusion controlled,
then it is expected that a plot of the drug release vs.
square root of time will result in a straight line.
Drug release from a porous monolithic matrix
involves the simultaneous penetration of
surrounding liquid, dissolution of drug and
leaching out of the drug through tortuous interstitial
channels and pores.
The volume and length of the openings must be
accounted for in the drug release from a porous or
granular matrix:
M = [Ds. Ca. p/T. (2Co p.Ca) t] 1/2
. (5)
Where, p = Porosity of the matrix
t = Tortuosity Ca = solubility of the drug in the
release medium
Ds = Diffusion coefficient in the release medium.
T = Diffusional path length For pseudo steady
state,
the equation can be written as:
M = [2D.Ca .Co (p/T) t]
.. (6)
The total porosity of the matrix can be calculated
with the following equation:
p = pa + Ca/ + Cex / ex
(7)
Where, p = Porosity
= Drug density
pa = Porosity due to air pockets in the matrix
ex = Density of the water soluble excipients
Cex = Concentration of water soluble excipients
For the purpose of data treatment, equation 7 can
be reduced to: M = k. t 1/2 ..
(8)
Where, k is a constant, so that the amount of drug
released versus the square root of time will be
linear, if the release of drug from matrix is
diffusion-controlled. If this is the case, the release
of drug from a homogeneous matrix system can be
controlled by varying the following parameters:
Initial concentration of drug in the matrix
Porosity
Tortuosity
Polymer system forming the matrix
Solubility of the drug.
Effect Of Release Limiting Factor On Drug
Release:
The mechanistic analysis of controlled release of
drug reveals that partition coefficient; diffusivity;
diffusional path thickness and other system
parameters play various rate determining roles in
the controlled release of drugs from either capsules,
matrix or sandwich type drug delivery systems.
A. Polymer hydration: It is important to study
polymer hydration/swelling process for the
maximum number of polymers and polymeric
combinations. The more important step in
polymer dissolution include
absorption/adsorption of water in more
Drug Delivery Systems - A Review
25
accessible places, rupture of polymer-polymer
linking with the simultaneous forming of
water-polymer linking, separation of
polymeric chains, swelling and finally
dispersion of polymeric chain in dissolution
medium
B. Drug solubility: Molecular size and water
solubility of drug are important determinants
in the release of drug from swelling and
erosion controlled polymeric matrices. For
drugs with reasonable aqueous solubility,
release of drugs occurs by dissolution in
infiltrating medium and for drugs with poor
solubility release occurs by both dissolution of
drug and dissolution of drug particles through
erosion of the matrix tablet.
C. Solution solubility: In view of in vivo
(biological) sink condition maintained actively by
hem perfusion, it is logical that all the in vitro drug
release studies should also be conducted under
perfect sink condition. In this way a better
simulation and correlation of in vitro drug release
profile with in vivo drug administration can be
achieved. It is necessary to maintain a sink
condition so that the release of drug is controlled
solely by the delivery system and is not affected or
complicated by solubility factor.
D. Polymer diffusivity: The diffusion of small
molecules in polymer structure is energy activated
process in which the diffusant molecules moves to
a successive series of equilibrium position when a
sufficient amount of energy of activation for
diffusion Ed has been acquired by the diffusant is
dependent on length of polymer chain segment,
cross linking and crystallinity of polymer. The
release of drug may be attributed to the three
factors viz,
i. Polymer particle size
ii. Polymer viscosity
iii. Polymer concentration.
i. Polymer particle size: Malamataris
stated that when the content of hydroxyl
propyl methylcellulose is higher, the
effect of particle size is less important on
the release rate of propranolol
hydrochloride, the effect of this variable
more important when the content of
polymer is low. He also justified these
results by considering that in certain areas
of matrix containing low levels of
hydroxyl propyl methylcellulose led to
the burst release.
ii. Polymer viscosity: With cellulose ether
polymers, viscosity is used as an
indication of matrix weight. Increasing
the molecular weight or viscosity of the
polymer in the matrix formulation
increases the gel layer viscosity and thus
slows drug dissolution. Also, the greater
viscosity of the gel, the more resistant the
gel is to dilution and erosion, thus
controlling the drug dissolution.
iii. Polymer concentration: An increase in
polymer concentration causes an increase
in the viscosity of gel as well as
formulation of gel layer with a longer
diffusional path. This could cause a
decrease in the effective diffusion
coefficient of the drug and therefore
reduction in drug release. The mechanism
of drug release from matrix also changes
from erosion to diffusion as the polymer
concentration increases.
E. Thickness of polymer diffusional path: The
controlled release of a drug from both capsule and
matrix type polymeric drug delivery system is
essentially governed by Ficks law of diffusion:
JD = D dc/dx
Where, JD is flux of diffusion across a plane
surface of unit area
D is diffusibility of drug molecule, dc/dx is
concentration gradient of drug molecule across a
diffusion path with thickness dx.
F. Thickness of hydrodynamic diffusion layer: It
was observed that the drug release profile is a
function of the variation in thickness of
hydrodynamic diffusion layer on the surface of
matrix type delivery devices. The magnitude of
drug release value decreases on increasing the
thickness of hydrodynamic diffusion layer d.
G. Drug loading dose: The loading dose of drug
has a significant effect on resulting release kinetics
along with drug solubility. The effect of initial drug
loading of the tablets on the resulting release
kinetics is more complex in case of poorly water
soluble drugs, with increasing initial drug loading
the relative release rate first decreases and then
increases, whereas, absolute release rate
monotonically increases. In case of freely water
soluble drugs, the porosity of matrix upon drug
depletion increases with increasing initial drug
Drug Delivery Systems - A Review
26
loading. This effect leads to increased absolute
drug transfer rate. But in case of poorly water
soluble drugs another phenomenon also has to be
taken in to account. When the amount of drug
present at certain position within the matrix,
exceeds the amount of drug soluble under given
conditions, the excess of drug has to be considered
as non-dissolved and thus not available for
diffusion. The solid drug remains within tablet, on
increasing the initial drug loading of poorly water
soluble drugs, the excess of drug remaining with in
matrix increases.
H. Surface area and volume: The dependence of
the rate of drug release on the surface area of drug
delivery device is well known theoretically and
experimentally. Both the in vitro and in vivo rate of
the drug release, are observed to be dependent upon
surface area of dosage form. Siepman et al. found
that release from small tablet is faster than large
cylindrical tablets.
I. Diluents effect: The effect of diluent or filler
depends upon the nature of diluent. Water soluble
diluents like lactose cause marked increase in drug
release rate and release mechanism is also shifted
towards Fickian diffusion; while insoluble diluents
like dicalcium phosphate reduce the Fickian
diffusion and increase the relaxation (erosion) rate
of matrix. The reason behind this is that water
soluble filler in matrices stimulate the water
penetration in to inner part of matrix, due to
increase in hydrophilicity of the system, causing
rapid diffusion of drug, leads to increased drug
release rate.
J. Additives: The effect of adding non-polymeric
excipients to a polymeric matrix has been claimed
to produce increase in release rate of hydro soluble
active principles. These increases in release rate
would be marked if the excipients are soluble like
lactose and less important if the excipients are
insoluble like tricalcium phosphate
.
Biological Factors Influencing Release from
Matrix Tablet:
Biological half-life.
Absorption.
Metabolism
Distribution
Protein binding
Margin of safety
Biological half-life: The usual goal of an oral SR
product is to maintain therapeutic blood levels over
an extended period of time. To achieve this, drug
must enter the circulation at approximately the
same rate at which it is eliminated. The elimination
rate is quantitatively described by the half-life
(t1/2). Each drug has its own characteristic
elimination rate, which is the sum of all elimination
processes, including metabolism, urinary excretion
and all over processes that permanently remove
drug from the blood stream. Therapeutic
compounds with short half-life are generally are
excellent candidate for SR formulation, as this can
reduce dosing frequency. In general, drugs with
half-life shorter than 2 hours such as furosemide or
levodopa are poor candidates for SR preparation.
Compounds with long half-lives, more than 8 hours
are also generally not used in sustaining form, since
their effect is already sustained. Digoxin and
phenytoin are the examples.
Absorption: Since the purpose of forming a SR
product is to place control on the delivery system, it
is necessary that the rate of release is much slower
than the rate of absorption. If we assume that the
transit time of most drugs in the absorptive areas of
the GI tract is about 8-12 hours, the maximum half-
life for absorption should be approximately 3-4
hours; otherwise, the device will pass out of the
potential absorptive regions before drug release is
complete. Thus corresponds to a minimum
apparent absorption rate constant of 0.17-0.23h-1 to
give 80-95% over this time period. Hence, it
assumes that the absorption of the drug should
occur at a relatively uniform rate over the entire
length of small intestine. For many compounds this
is not true. If a drug is absorbed by active transport
or transport is limited to a specific region of
intestine, SR preparation may be disadvantageous
to absorption. One method to provide sustaining
mechanisms of delivery for compounds tries to
maintain them within the stomach. This allows
slow release of the drug, which then travels to the
absorptive site. These methods have been
developed as a consequence of the observation that
co-administration results in sustaining effect. One
such attempt is to formulate low density pellet or
capsule. Another approach is that of bio adhesive
materials.
Metabolism: Drugs those are significantly
metabolized before absorption, either in the lumen
or the tissue of the intestine, can show decreased
bioavailability from slower-releasing dosage form.
Drug Delivery Systems - A Review
27
Hence criteria for the drug to be used for
formulating Sustained-Release dosage form is,
Drug should have law half-life (
Drug Delivery Systems - A Review
28
DRUGS USED CATEGORY METHOD USED POLYMER USED
Zidovudine Anti-viral Direct Compression HPMC-K4M, Carbopol-934, EC
Venlafexine Anti-depressant Wet Granulation Beeswax, Carnauba wax
Domperidone Anti-emetic Wet Granulation HPMC-K4M, Carbopol-934
Alfuzosin Alfa-adrenergic
Agonist
Direct Compression HPMC-K15M, Eudragit-RSPO
Minocycline Antibiotic Wet Granulation HPMC-K4M, HPMC-K15M, EC
Ibuprofen Anti-
inflammatory
Wet Granulation EC, CAP
Metformin HCL Anti-diabetic Direct Compression HPMC-K100M, EC
Propranolol HCL Beta-adrenergic
blocker
Wet Granulation Locust bean gum, HPMC
Furosemide Anti-diuretic Direct Compression Guar gum, Pectin, Xanthan gum
Acarbose Anti-diabetic Direct Compression HPMC, Eudragit
Aceclofenac Anti-
inflammatory
Wet Granulation HPMC-K4M,K15M,
K100M,E15,EC, Guar gum
Ambroxol HCL Expectorent,
Mucolytic
Direct Compression HPMC-K100M,
Aspirin Anti-
inflammatory
Direct Compression EC, Eudragit-RS100, S100
Diclofenac Na Anti-
inflammatory
Wet Granulation Chitoson, EC, HPMCP, HPMC
Diethylcarbamazepine
citrate
Anti-filarial Wet Granulation Guar gum, HPMC-E15LV
Diltiazem Ca+2 channel
blocker
Direct Compression HPMC-K100M, HPMC-K4M,
Karaya gum, Locust bean gum,
Sod.CMC
Enalpril meleate ACE inhibitor Direct Compression HPMC-K100M,HPMC K4M,
Flutamide Anti-androgen Direct Compression HPMC-K4M, Sod.CMC, Guar gum,
Xanthan gum
Indomethacin Anti-
inflammatory
Direct Compression EC, HPMC
Chlorphenarimine
meleate
H1 antagonist Melt-extrusion Xanthan gum,Chitoson
Itopride HCL Prokinetic agent Direct Compression HPMC-K100M, HPMC-K4M, EC
Losartan potassium Anti-hypertensive Direct Compression HPMC-K100M, HPMC-K4M,
Eudragit-RSPO
Metoclopromide Anti-emetic Direct Compression /
Wet Granulation
HPMC, CMC, EC, SSG
Miconazole Anti-fungal Direct Compression /
Wet Granulation
Pectin, HPMC
Naproxen Morphine
antagonist
Direct Compression HPMC-K100M, HPMC-K15M, PVP
Nicorandil Ca+2 channel
blocker
Wet Granulation HPMC, CMC, EC
Ondansertan Anti-hypertensive Wet Granulation HPMC-K100M, HPMC-K4M,
HPMC-K15M
Phenytoin Na Anti-epileptic Wet Granulation Tragacanth, Acacia, Guar gum,
Xanthan gum
Ranitidine HCL H2 antagonist Direct Compression Chitoson, Carbopol-940
Theophylline Respiratory
depressant
Direct Compression Carbopol-934P, HPMC-K100M,
HPMC-K4M, HPMC-K15M, EC
Drug Delivery Systems - A Review
29
Osmotic Drug Delivery:
Introduction (M. 2009)
Controlled release dosage form are designed to
release drug in-vivo according to predictable rate that
can be verified by in-vitro measurement Potential
development and new approaches to oral controlled
release dosage form includes,
1. Hydrodynamic pressure controlled system
2. Intragastric floating tablet
3. Transmucosal tablet
4. Microporous membrane coated tablet.
Advantages: (Ghosh T. 2011)
Decrease frequency of dosing.
Reduce the rate of rise of drug concentration
in the body.
Delivery may be pulsed or desired if
required.
Delivery ratio is independent of pH of the
environment.
Delivery is independent of hydrodynamic
condition, this suggest that drug delivery is
independent of G.I. motility.
Sustained and consistence blood level of
drug within the therapeutic window.
Improve patient compliance.
High degree of in vitro- in vivo correlation
is obtained in osmotic system.
Reduce side effect.
Delivery rate is also independent of delivery
orifice size within the limit.
Disadvantage & limitation (Ghosh T. 2011)
OCODDS have produced significant clinical benefit
invarious therapeutic areas .Some system have
enhanced patient compliance, while other has
minimized the side effect of their active compounds.
However some limitations of OCODDS have been
reported.
Slightly higher cost of good than matrix
tablet or multiparticulates ion capsule
dosage form.
Gastro intestinal obstruction cases have been
observed with the patient receiving
Nifedipine GITS tablet.
Another case was reported for osmosin
(Indomethacin OROS) which was first
introduced in the United Kingdom in 1983
.A few month later after its introduction
frequent incidences of serious
gastrointestinal reaction was observed
leading to osmosin withdrawal. Various
explanations were given based on the toxic
effect of KCl used in osmosin.
Magnetic resonance imaging (MRI) of tablet
elucidate that nonuniform coating leads to
different pattern of drug release among the
batches.
What Is Osmotic Pressure: (M. 2009)
Osmosis
Osmosis can be defined as the net movement of water
across a selectively permeable membrane driven by a
difference in osmotic pressure across the membrane.
It is driven by a difference in solute concentrations
across the membrane that allows passage of water,
but rejects most solute molecules or ions. Osmotic
pressure is the pressure which, if applied to the more
concentrated solution, would prevent transport of
water across the semipermeable membrane.
The first osmotic effect was reported by Abbe Nollet
in 1748. Later in 1877, Pfeffer performed an
experiment using semi-permeable membrane to
separate sugar solution from pure water. He showed
that the osmotic pressure of the sugar solution is
directly proportional to the solution concentration
and the absolute temperature. In 1886, Vant Hoff
identified an underlying proportiona