SWIM GovernanceWorldATMCongress 2017SWIMWorkshop

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation CivileTCVT-10FromAIStoAIM IATATraining&DevelopmentInstitute 2

THEBASICS• Governance: « Consistent

management,cohesivepolicies,guidance,processesanddecisionrightsforagivenareaofresponsibility »

• ApplicationtoSWIM:standards,policies,compliance,legalandfinancialaspectslinkedtoexchangeofinformation

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

Global Interoperability

Framework

ATM information Management concepts

New information exchange formats

AIRM

Meta data

Information is right

Governance

Compliance Registry Data quality

Trust

Implementation of Global SWIM

Transition Strategies

SARPS to support the information requirements

IM Manual

How to

ICAOIMPWORKPROGRAM

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

SWIMGovernance@ICAOIMP

• Scope:information,services,technicalinfrastructure,compliance

• Deliverables– CandidateSARPs(hi-levelIMgovernanceprinciples)– ContributionstoSWIMManual

• Mainthemes– Foundation:rolesandresponsibilities,institutionalissues– Information:controlledvocabulary,governanceof“XMs”+AIRM– Services:description,linkwithRegistry– Data/Information/ServiceQuality– Compliance

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

Definition– Institutionalissues• SWIMGovernancedefinition:setofstandards,policiesand

processesthatensureinformationrequiredforglobalinteroperabilityisprovidedbyreliable,trustedservices

• InstitutionalissuesInstitutional Issues Addressed by SWIM Governance Alternative

Reliability and Trust Yes, through quality

Non-Compliance No Existing ICAO processes

Information Ownership No National Issue

Liability No National Issue

Responsibility Yes

Withholding of Information No Existing ICAO processes

Funding No ICAO ANC charges

Registry Proliferation Yes, standards for service

Resistance to SWIM Principles No Awareness WG

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

RolesandResponsibilities

Stakeholders(fromDoc9854)

– Aerodromecommunity– Airspaceproviders– Airspaceusers– ATMserviceproviders– ATMsupportindustry– ICAO– Regulatoryauthorities– States– Militaryorganizations

• Roles– Originator– Provider– Regulator– Consumer

• Responsibilities– Serviceavailability– Data/informationquality– Serviceperformance– CompliancewithStandards– Security

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

GovernanceandInformation

• Governance ofeXchange Models– Buildonexistingarrangements(CCBs)– Processtoensureconsistency between the

various XMs governance– Anapproach perdomain (ATMRPP,IMP,METP)

• Informationanddataquality– Identifyapproachesandbestpracticesfromthe

ATMdatadomainsanddevelopoverallQualityprinciplesandguidance

– DistinctionwithServiceQuality

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

Registryandservices

• SWIMregistry– Preferredmeanstopublicize/discoverSWIMservices– Focuson“What”(notonwho…)– Requiredinteroperability

• Servicedescription– Minimumlistforservicedescription– Ledbyusers(IATA)

• Servicevalidation– Independentvalidation– Collaborativevalidation– Uservalidation– Serviceprovidervalidation

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

SWIMCompliance• Objective

– Needtoestablish“trust”– DefinewhatcompliancewithSWIMmeansandhowitmaybeassessed

• Consensus– Needtohaveclearstandardsasthebaseline

• Current « bitsandpieces »– Qualityofinformation– Qualityofservice– ClearfocusonServicevalidation– Existingcompliancemechanisms

• Openquestions– HowtoaddressthewiderangeofpotentialSWIMproviders?– Isaqualificationprocessrequired?

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

BacktoEurope…SESAR1CONCLUSIONS

SWIM Governance shall :• continuously monitor SWIM elements (eg standards) to ensure a stable

operation, interoperability and controlled evolution of SWIM.• be based on an organisational framework (governance structures) that is

transparent, representative of all stakeholders and adapted to the SWIMspecificities

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

• The basics– Ensure a stable implementation and controlled evolution of SWIM

standards, guidance material, common components, compliance, …

• The objectives

SESARDEPLOYMENTCONTEXT

Managetheevolution ofSWIM

elements

Communicationchannel withStakeholders

Develop policies forSWIM

implementation (eglegal,financial)

Ensure standardsareavailable and

consistent

Identify commonSecurity

requirements

Commoncomponentsmanagement

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

THESDMACTIONPLAN

Involve allStakeholders

CommunicationCoordination

Security

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

§ Phase1mainworkPreparationofthenewINEAProject(withalltaskleaders)RefineSWIMgovernanceandstructure:foundationmaterialfortheIPProjectStandardization:monitoringconsistencybetweenongoinginitiatives(EUROCONTROL/EUROCAE).

§ Phase2– INEAProjectonSWIMGovernance23partnersTimeframe:07February2017(anticipationofINEAdecision)to01July2019FormalKoM =10March2017atENAIRE

SDMACTIONPLANPHASES1AND2

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

Ø Membership• Airlines :AirFrance,AustrianAirlines,Lufthansa,SNBrussels• Airports :Copenhagen,Fraport,Münich• ANSPs :Austrocontrol,Bulatsa,DFS,DSNA,Finavia,Hungarocontrol,

ENAIRE,ENAV,LFV,LPS,NATS,Nav Portugal,PANSA• EUROCONTROL (DATMandDNM)• MET :EUMETNET• Military :FrenchMinistryofDefense

Workprogramme :listoftasks(leader)• Projectmanagement(DSNA)• SetupSWIMgovernance(DFS)• Standardization(Eurocontrol)• ManageandexecuteSWIMgovernance(NATS)• Legalandfinancialaspects(DFS)• CommonComponents(Austrocontrol)• Security(ENAV)• Communicationandcoordination(DSNA)

THEINEAPROJECT

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

• Draft Governancestructure– BasedonthePENS

governance– Adaptedforthe

specificsofSWIM• Standardization

– Ensuringalignmentofworkonstandardsforservices,informationandtechnicalinfrastructureandEUROCAEWG104

PROJECTPROGRESSSTATUS

Ministère de l’Environnement, de l’Énergie et de la Mer

Direction Générale de l’Aviation Civile

• Together we shall go– Needforacollaborativeapproach– Aframeworkisrequired

• Governance =support– Notablockingfactor– Itshouldfacilitatedeployment– Itprovides themeans (standards,

framework)

• Still some challengesahead– Ensuring representation ofallstakehoders– Whilst keeping anagilegovernance

CONCLUSIONS