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Geotechnical Engineering Research Laboratory Samuel G. Paikowsky, Sc.D One University Avenue Professor Lowell, Massachusetts 01854Tel: (978) 934-2277 Fax: (978) 934-3046e-mail: [email protected] site: http://www.uml.edu/research_labs/Geotechnical_Engineering/
DEPARTMENT OF CIVIL ANDENVIRONMENTAL ENGINEERING
14.533 ADVANCED FOUNDATION ENGINEERING
SAMUEL G. PAIKOWSKY
2013CLASS NOTES
EARTH PRESSURES
At Rest Lateral Pressure Rankine Active and Passive Earth Pressure States Relations Between Earth Pressures and Wall Movements DIA Dual Interfacial Apparatus Interfacial Friction and Adhesion Active and Passive Earth Pressure Coefficients Computation of a General Active Case Horizontal Pressure from Surface Loads Effect of Ground Water and Filter on Wall Pressures Earth Pressure due to Compaction Earth Pressure on Rigid Retaining Walls Near Rock Faces
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PAGE 1
EARTH PRESSURES
Review Ch. 6 in H.Y. Fang, Foundation Engineering Handbook orCh. 11 in J.E. Bowles, Foundation Analysis and Design (5 th ed.) or
Ch 7 in B.M. Das Foundation Engineering (7th
ed.)
Design of earth-retaining structures requires knowledge of the earth,water, and external loads that will be exerted on the structures.
AT REST LATERAL PRESSURE
(a) Theoretical elasticity under conditions of lateral zero disp. (referring toeffective stresses).
(1) 1322 1 E
(2) 21331
E
for zero lateral yield 3 = 2 = 0
for orthotropic or oedometer conditions
2 3
(1) + (2) 323 22
13 1
131
K = h/ v = 3/ 1
1o
K say = 0.15 K o = 0.18
= 0.30 K o = 0.43= 0.50 K o = 1.00
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PAGE 2
(b) Empirical Correlations After Mayne & Kulhawy (1982)
min
maxmax
v
OCR
maxOCR
Reloading (empirical)
maxsin1
maxo OCR
OCR 1
43
OCR OCR
sin1K
UnloadingO.C. OCR = OCR max Ko = (1-sin ') OCR sin '
Virgin loading
N.C. OCR = OCR max = 1 Ko = (1-sin ') (Jacky, 1944)
References:Mayne, P., and Kulhawy, F. (1982). "K o-OCR Relationships in Soil", Journal of the
Geotechnical Engineering Division , ASCE, Vol. 108, GT6, pp. 851-872.Kulhawy, F., and Mayne, P. (1990). Manual on Estimating of Soil Properties for
Foundation Design, Electric Power Research Institute Report EPRI EL-6800, Palo Alto, CA.
VirginLoading
FirstUnloading
FirstReloading
h
max
min
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PAGE 3
maxr 1
maxonc0 OCR
OCR 1m
OCR OCR
K K
Kulhawy & Mayne (1990)
Substituting (see below) K onc = 1 - sin , = 1-K onc 1 - = 1 - sin , m r = 0.75
brings to the equation previously presented
Konc = (1 - sin tc) 0.1(range)
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PAGE 4
= (1 K onc ) 0.1(range)
m r = 0.75
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PAGE 5
Vertical Stress vs. Horizontal Stress in K o Test on Ottawa SandTest Results from unpublished data, Y.G. Lu and S.G. Paikowsky.
0 20 40 60 80
Lateral Stress, h (kPa)
0
30
60
90
120
150
180
V e r
t i c a
l S t r e s s ,
v ( k P a
)
0 20 40 60 80
0
30
60
90
120
150
180Theoretical values using the general equation(Mayne and Kulhawy, 1982) and frictionalangle obtained from direct shear tests.Testing data obtained by using Tekscan sensor 6300#1Testing data obtained by using Tekscan sensor FlexiForce (average of six single sensors)Testing data obtained by using Tekscan sensor 1230 (average of two single sensors)
Amherst Test Equipment for K o Measurement with UML Measuring DeviceStrain Gage
Oedometer
Tekscan Sensor
Material: DryOttawa Sand
= 16.8 kN/m 3
= 39
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PAGE 6
RANKINE ACTIVE & PASSIVE EARTH PRESSURE STATES
Basic Assumptions (i) The soil is in a state of plastic equilibrium according to Mohr
Coulomb Rigid body translation(ii) There is no friction or adhesion along the wall, principle stressesorientation remain the same as in the soil.
Frictional Material (Cohesionless)
Active:
sin1sin1
245tan2
aK ah K
Passive:
sin1
sin1
245tan 2
pK
ph K
Example: = 30 o Ko 0.5, K a = 1/3, K p = 3
3
1
45 + /2
f p
1
3
45 - /2
f p
3 = Ka v 1a = 3P = v h=Kp v= 13 = h = K o v
45- /2
passive stateof stressactive
failure planefailure plane
P Pat rest K 0
45+ /2
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PAGE 7
Material with Cohesion (Active)
aaa K C K h 21
p p p K C2K h
Ka aK
ha = A = v tan 2(45- /2) - 2C tan(45 - /2) = v Ka - 2c aK
Ka = tan 2 (45- /2)
Zc = 2c/ Ka
Figure 7.6 Rankine active pressure(pp. 298-299)
c
s = c + tan
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PAGE 8
Material with Cohesion (Passive)
Figure 7.13 Rankine passive pressure (p. 316)
p = v tan 2(45 + /2) + 2C tan(45 + /2) = v Kp + 2c Kp
Figure 7.13 (continued) (p.317)
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PAGE 9
SLOPING BACKFILL COHESIONLESS SOIL
Analyt ical So lution (Rankine) Active And Pass ive
Figure 7.8 Notations for active pressure
22
22
coscoscos
coscoscos)()(
lower upper pa K&K
= 0 Ka= tan2(45-
2) =0 KP= tan
2(45+ 2
)
For c - soil
KP ,Ka =
1
cossincosz
c8cos
zc
4coscoscos4
sincosz
c2cos2
cos
1
22
2
222
2
2
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PAGE 10
RELATIONS BETWEEN EARTH PRESSURES AND WALLMOVEMENTS
Reference: Clough, G.W. & Duncan, J.M., (1991). Earth Pressure, Chapter 6, in Found Eng. Handbok ,2nd edition, ed. Hsai-Yang Fang, Van Norstrand, Reinhold .
Type of BackfillValues of /H
Active PassiveDense Sand 0.001 0.01
Medium Dense Sand 0.002 0.02Loose Sand 0.004 0.04
Compacted Silt 0.002 0.02Compacted Lean Clay 0.01 0.055Compacted Fat Clay 0.01 0.05
Usual Range for Earth Pressure Coefficients (Bowles)Soil K A K0 KP
Cohessionless 0.22 0.33 0.4 0.6 3 14Cohessive 0.50 1.00 0.4 0.8 1 2
Guide for Lateral Displacements for Developing Active Stresses (Bowles)Soil and Condition hA
Cohessionless Dense 0.001 to 0.002HCohessionless Loose 0.002 to 0.004H
Cohesive Firm 0.01 to 0.02HCohesive - Soft 0.02 to 0.05H
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PAGE 11
DIA DUAL INTERFACIAL APPARATUS
Reference: Paikowsky,S.G., Player,C.M., and Connors,P.J. (1995). A Dual Interface Apparatus for Testing Unrestricted Friction of Soil Along Solid Surfaces, GeotechnicalTesting Journal, June 1995, ASTM, Philadelphia, PA.
Figure 1 Solid surf ace topography and its representation through normalizedroughness.
Figure 6 Longitudinal section (B-B) of shear box and external reaction fr ame.
particle
A
A
816 mm
400 mm
front load cells
rear load cells
instrumentedfriction bar
interface plates
teflon-coatedaluminum frames
500 mm
bottom sample
top sample
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Figure 14 Grain size distribution of tested granular materials.Reference: Paikowsky,S.G., Player,C.M., and Connors,P.J. (1995). A Dual Interface Apparatus for Testing Unrestricted Friction of SSolid Surfaces, Geotechnical Testing Journal, June 1995, ASTM, Philadelphia, PA.
0.0100.1001.00010.000GRAIN SIZE (mm)
0
10
20
30
40
50
60
70
80
90
100
P E R C E N T F I N E R B Y W E I G H T ( % )
FINES (silt fine medium coarseSAND
GRAVEL
# 2 4 2 9 G
L A S S B E A D S
# 1 9 2 2
G L A S S B E A D S ( w / s )
O T T A
W A S A N D
1 m m
G L A S S B E A D S
4 m m
G L A S S B E A D S &
R O D S
N E V A D
A S A
N D
H O L L I S T O N S A N D
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PAGE 13
Reference: Paikowsky,S.G., Player,C.M., and Connors,P.J. (1995). A Dual Interface Apparatus forTesting Unrestricted Friction of Soil Along Solid Surfaces, Geotechnical Testing Journal, June 1995,
ASTM, Philadelphia, PA.
Figure 15 SEM (scanning electron microscope) images of: (a) washed andsorted No. 1922 glass beads at a magnification of X63.2, and (b) Ottawa sand at amagnification of X56.5.
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PAGE 14
Reference: Paikowsky,S.G., Player,C.M., and Connors,P.J. (1995). A Dual Interface Apparatus forTesting Unrestricted Friction of Soil Along Solid Surfaces, Geotechnical Testing Journal, June 1995,
ASTM, Philadelphia, PA.
Figure 16 Solid surface topography: (a) rough , (b) sand blasted, and (c)smooth.
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PAGE 15
Reference: Paikowsky,S.G., Player,C.M., and Connors,P.J. (1995). A Dual Interface Apparatus forTesting Unrestricted Friction of Soil Along Solid Surfaces, Geotechnical Testing Journal, June 1995,
ASTM, Philadelphia, PA.
Figure 17 Distribut ion of frict ion angles and stresses along an interface of 1-mmglass beads and various solid surfaces: (a) smooth, (b) intermediate, and (c)
rough.
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PAGE 16
Reference: Paikowsky,S.G., Player,C.M., and Connors,P.J. (1995). A Dual Interface Apparatus forTesting Unrestricted Friction of Soil Along Solid Surfaces, Geotechnical Testing Journal, June 1995,
ASTM, Philadelphia, PA.
Figure 25 Interfacial characterization according to zones identifies through therelations existing between average interfacial fr iction angles (measured along the
central section) of glass beads and normalized roughness.
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PAGE 17
Reference: Paikowsky,S.G., Player,C.M., and Connors,P.J. (1995). A Dual Interface Apparatus forTesting Unrestricted Friction of Soil Along Solid Surfaces, Geotechnical Testing Journal, June 1995,
ASTM, Philadelphia, PA.
Figure 26 The ratio of modif ied direct shear box to central section in terfacialfrict ion angles versus average normalized roughness.
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PAGE 18
Reference: Naval Facilities Engineering Command. (1986). Foundations & Earth StructuresDesign Manual 7.02, Revalidated by Change 1, September, TRC Environmental Corp.,Washington, D.C.
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PAGE 26
E F F E C T O F F I L T E R O N L A T E R A L P R
E S S U R E
N o
F i l t e r
F u
l l H y d r o s
t a t i c P r e s s u r e
U =
( 4 x 4
) ( 5 x 7
) w
= 1 2
. 5 t
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PAGE 27
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PAGE 28
Reference: Barker, R.M., Duncan, J.M. Rojiani, K.B., Ooi, P.S.K., Tan, C.K., and KimS.G. (1991). NCHRP Report 343: Manuals for the Design of Bridge Foundations, TRB,Washington, DC, December.
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PAGE 29
EARTH PRESSURE DUE TO COMPACTIONThe compaction induces load, unload and reload conditions. The lateral stresseswill be therefore higher than those under K o only. These stresses are usuallybeing referred to as "residual earth pressures".
Reference: Clough, G.W. & Duncan, J.M., (1991). Earth Pressure, Chapter 6, in FoundationEngineering Handbook , 2 nd edition, ed. Hsai-Yang Fang, Van Norstrand, Reinhold.
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PAGE 30
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PAGE 31
Procedure for us ing the Charts for Earth Pressure after Compaction
1. Knowing the compaction machine, calculate compaction per length or perarea (plates or rollers).
2. Get into the right chart at the depth you are looking for find residual lateral
stress.3. Check Tables 6.4 or 6.5 for the correction factors to correct the stress youfound.
4. Make sure that your residual lateral stress K0 conditions.
Example:
Estimate the horizontal earth pressure at a depth of 5ft below the surface aftercompaction in 6in lifts by multiple passes of a Bomag BW 35 walk-behind vibratoryroller. The estimated internal friction angle is = 40 . The static weight on one drum is628lb , and the centrifugal force on one drum is 2,000lb . The length of the drum is15.4in. Thus, q = 2,628/15.4 = 171lb/in.
From Figure 6.17, at a depth of 5.0ft, find p h = 340psf.
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Adjustments must be made to this value, however, to account for the facts that: (1) the for the soil is 40 rather than the standard 35 , (2) the length of the roller is 15.4in ratherthan the standard 84in, and (3) the roller approaches within 0.2ft of the wall rather thanthe standard 0.5ft. The adjustment factors for these non-standard values are estimatedusing the values summarized in Table 6.4. The values of the adjustment factors (called
R) are: R x = 1.8, R w = 0.85, R = 1.14.
Multiplier Factors for z = Variables 2 ft 4 ft 8 ft 16 ft
Lift thickness and distance from wall ( x) (adjustments for these two factors are combined
6-inlifts
x = 0 1.70 2.00 1.90 1.85x = 0.2 ft 1.50 1.85 1.70 1.65x = 0.5 ft 1.00 1.00 1.00 1.00x = 1.0 ft 0.85 0.86 0.87 0.88
12-inlifts
x = 0 1.05 1.10 1.15 1.20x = 0.2 ft 1.00 1.05 1.10 1.10x = 0.5 ft 0.90 0.94 0.98 1.00x = 1.0 ft 0.70 0.70 0.70 0.70
Roller width ( w) w = 15 in 0.90 0.85 0.85 0.90w = 42 in 0.95 0.95 0.95 0.95
w = 84 in 1.00 1.00 1.00 1.00w = 120 in 1.00 1.00 1.00 1.00
Friction angle ( ) = 25 0.70 0.80 0.90 1.10 = 30 0.85 0.90 0.95 1.05 = 35 1.00 1.00 1.00 1.00 = 40 1.25 1.15 1.10 1.00
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Using this information from Figure 6.17 and Table 6.4, it is estimated that thepostcompaction lateral earth pressure is equal to:ph = (340psf)(1.8)(0.85)(1.14) = 590psf. This value compares to a value of 570psfcalculated by means of detailed computer analyses performed using the methodsdeveloped by Duncan and Seed (1986).
By using the same procedure to estimate pressures at other depths, the distribution ofearth pressures after compaction can be estimated. At the depth where these becomesmaller than the estimated at-rest pressures, the lateral pressures are equal to the at-rest values, as shown in Figure 6.16.
Post compaction earth pressures estimated using Figures 6.17, 6.18, and 6.19 andTables 6.4 and 6.5 apply to conditions where the wall is stiff and nonyielding. Thesepressures would provide a conservative (high) estimate of pressures on flexible walls ormassive walls whose foundation support conditions allow them to shift laterally or tiltaway from the backfill during compaction. Such movements would reduce the earth
pressures. The reduction would be expected to be less near the surface, where thecompaction-induced loads would tend to follow the wall as it deflected or yielded.
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EARTH PRESSURE ON RIGID RETAINING WALLS NEAR ROCKFACES
Reference: Frydman, S. and Keissar, I. (1987). Earth Pressure on Retaining WallsNear Rock Faces, ASCE Journal of Geotechnical Eng., V113, pp.586-599.
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Reference: Frydman, S. and Keissar, I. (1987). Earth Pressure on Retaining Walls Near Rock Faces, ASCE Journal of Geotechnical Eng., V113, pp.586-599.
1 exp 2 tan (Eq. 1)
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Reference: Frydman, S. and Keissar, I. (1987). Earth Pressure on Retaining Walls Near Rock Faces, ASCE Journal of Geotechnical Eng., V113, pp.586-599.
Equation 3:
1 1 1 4 14 1
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Reference: Frydman, S. and Keissar, I. (1987). Earth Pressure on Retaining Walls Near Rock Faces, ASCE Journal of Geotechnical Eng., V113, pp.586-599.
Conclusions
The results of a study of the lateral pressure transferred to a rigid retaining wall bygranular fill confined between the wall and an adjacent rock face are :
1. It is found that Eq. 1, commonly used for estimating lateral pressure on silo walls,may be used to calculate the pressure for the no-movement (K 0) condition, usinga K value of 1 sin . Significant variations from the estimated pressure valuemay occur next to the wall, due to small variations in placement conditions (e.g.,localized compaction effects, slight variations in density, etc.).
2. A conservative approach could be to use a decreased value in calculating K,so as to obtain an upper envelope to the expected pressure values.
3. The pressures acting on the wall, when it reaches an active condition by rotatingabout its base, appears to be less sensitive to small variations in placementconditions. Progressive failure, which occurs within the soil mass adjacent to thewall during its rotation, results in a decrease in , and this decreased value mustbe used in estimating the pressure acting on the wall.
4. Reasonable estimates of wall pressure may be obtained from application of thesilo pressure equation, in which a K-value compatible with the values of and (see Eq. 3) is used.