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Chiang Mai J. Sci. 2012; 39(2) : 254-262 http://it.science.cmu.ac.th/ejournal/ Contributed Paper Effect of Carburizing via Current Heating Technique on the Near-Surface Microstructure of AISI 1020 Steel Chatdanai Boonruang*[a], Wareelak Kumpangkeaw [a], Kittichai Sopunna [b], Natthaphol Chomsaeng [c] and Suparut Narksitipan [d] [a] Department of Physics and Materials Science, Faculty of Science, Chiang Mai University, Chiang Mai 50200, Thailand. [b] Department of Physics, Faculty of Science and Technology, Sakon Nakhon Rajabhat University, Sakon Nakhon 47000, Thailand. [c] Faculty of Gems, Burapha University, Chanthaburi Campus, Chanthaburi 22170, Thailand. [d] Division of Materials Science, Faculty of Science, Maejo University, Chiang Mai 50290, Thailand. *Author for correspondence; e-mail: [email protected] Received: 26 October 2011 Accepted: 16 March 2012 ABSTRACT AISI 1020 steels with 1.8 cm diameter and 1.8 cm height were heat treated by heating at 950°C, quenching and then tempering at 650°C for 60 min. After that, they were ground with 1000 grid SiC paper and then polished with 0.3 mm alumina paste. The steels were carburized using the current heating technique with the applied electrical powers of 40-240 W for 20 min. The near-surface phases and microstructure of the steels were characterized using the optical microscope, scanning electron microscope, energy dispersive X-ray spectroscopy and X-ray diffractometer. The surface hardnesses of the steels were measured using microhardness tester. The fractions of pearlite at the surface of the carburized steels are high and they are decreased as the distance from the surface increased reflected the effect of carbon diffusion on the microstructure of the steel. However, the fraction of Fe 3 C was not high enough to be detected by the XRD. Fe 2 O 3 and Fe 3 O 4 could be formed on the steel during the carburizing process. The hardness of the steel increased with increasing applied electrical power. The hardness of the steel carburized at 240 W is the highest which is 44.87 % increased compared to the uncarburized steel. Keywords: carburizing, current heating technique, AISI 1020 steel, near-surface microstructure, hardness 1. INTRODUCTION For hardening process in low carbon steels, work hardening is more favourable than carburizing because it could be simply done during the processing of steels. In the work hardened steels, the strength would be increased but the ductility would be decreased. In the carburized steels, the mechanical properties of the surface and the interior would be different. The strength of the surface would be increased due to
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  • 254 Chiang Mai J. Sci. 2012; 39(2)

    Chiang Mai J. Sci. 2012; 39(2) : 254-262http://it.science.cmu.ac.th/ejournal/Contributed Paper

    Effect of Carburizing via Current Heating Techniqueon the Near-Surface Microstructure of AISI 1020 SteelChatdanai Boonruang*[a], Wareelak Kumpangkeaw [a], Kittichai Sopunna [b],Natthaphol Chomsaeng [c] and Suparut Narksitipan [d][a] Department of Physics and Materials Science, Faculty of Science, Chiang Mai University,

    Chiang Mai 50200, Thailand.[b] Department of Physics, Faculty of Science and Technology, Sakon Nakhon Rajabhat University,

    Sakon Nakhon 47000, Thailand.[c] Faculty of Gems, Burapha University, Chanthaburi Campus, Chanthaburi 22170, Thailand.[d] Division of Materials Science, Faculty of Science, Maejo University, Chiang Mai 50290, Thailand.*Author for correspondence; e-mail: [email protected]

    Received: 26 October 2011Accepted: 16 March 2012

    ABSTRACTAISI 1020 steels with 1.8 cm diameter and 1.8 cm height were heat treated by

    heating at 950°C, quenching and then tempering at 650°C for 60 min. After that, theywere ground with 1000 grid SiC paper and then polished with 0.3 mm alumina paste.The steels were carburized using the current heating technique with the applied electricalpowers of 40-240 W for 20 min. The near-surface phases and microstructure of the steelswere characterized using the optical microscope, scanning electron microscope, energydispersive X-ray spectroscopy and X-ray diffractometer. The surface hardnesses of thesteels were measured using microhardness tester. The fractions of pearlite at the surfaceof the carburized steels are high and they are decreased as the distance from the surfaceincreased reflected the effect of carbon diffusion on the microstructure of the steel.However, the fraction of Fe3C was not high enough to be detected by the XRD. Fe2O3and Fe3O4 could be formed on the steel during the carburizing process. The hardness ofthe steel increased with increasing applied electrical power. The hardness of the steelcarburized at 240 W is the highest which is 44.87 % increased compared to theuncarburized steel.

    Keywords: carburizing, current heating technique, AISI 1020 steel, near-surface microstructure,hardness

    1. INTRODUCTIONFor hardening process in low carbon

    steels, work hardening is more favourablethan carburizing because it could be simplydone during the processing of steels. In thework hardened steels, the strength would

    be increased but the ductility would bedecreased. In the carburized steels, themechanical properties of the surface andthe interior would be different. The strengthof the surface would be increased due to

  • Chiang Mai J. Sci. 2012; 39(2) 255

    the precipitation of Fe3C in pearlite [1] andthe ductility of the interior would be increaseddue to the effect of annealing. Moreover,the carburized steels have better surfaceproperties such as wear resistance andcorrosion resistance.

    Current heating technique is the newdiffusion coating technique in carburizingapplied from the nanofiber fabricationtechnique [2] and conventional packcarburizing [3]. This technique is verysimple, low cost, low energy consumptionand causes very low contamination tothe environment. The DC power supplyis applied to the charcoal or graphite causingthe change in electrical energy into thermalenergy leading to the increase in temperatureof the matters and diffusion coefficientof carbon. The nascent carbon from thecarbonaceous medium is absorbed intothe metal by diffusion mechanism. Inour previous works, this technique wassuccessfully applied to the carburizing ofTi and TiAl alloy [4-5]. In this study, it isthe first time that current heating techniqueis applied to low carbon steel since theother techniques have been applied formany years. We expect the different resultfrom the previous works because thesolubility of carbon in low carbon steelsis higher than that of Ti and TiAl alloysand their microstructures are different.Current heating technique could be developedand applied to carburizing of any metal.

    The aim of this work is to study thenear-surface microstructure of the AISI 1020steel carburized via current heating technique.The effect of carbon diffusion on themicrostructure will be studied using XRD,SEM, EDS and microhardness test.

    2. MATERIALS AND METHODSAISI 1020 steel samples with 1.8 cm

    diameter and 1.8 cm height were prepared.

    The samples were heat treated by heatingat 950°C, quenching and then tempering at650°C for 60 min in order to obtainpearlite structure and relief the effect ofwork hardening. After that, they wereground with 1000 grid SiC paper andthen polished with 0.3 mm alumina paste.The samples were placed amidst 8.5 g of20 μm graphite powders pressed againstthem with a pressure of 10.3 kPa in a2.5 cm inner diameter, 0.2 cm thicks and6.0 cm height glass tube. The glass tubewas placed between two Cu electrodes in thechamber as shown in Figure 1. Evacuationwas done in order to reduce the pressurein the chamber down to 66.0 kPa. Ar gaswas fed into the chamber in order to attainthe atmospheric pressure and it keptflowing with the rate of 2 l/min. In thecarburizing, the direct current was appliedacross the samples with the fixed electricalpowers of 40, 80, 120, 160, 200 and 240 Wfor 20 min. The temperatures were measuredby using the type K thermocouple. At theend of the process, the samples wereunpacked and cooled down to roomtemperature in air.

    The near-surface phases and micro-structure of the samples were characterizedusing the JSM-6335F JEOL scanningelectron microscope equipped with EDSinstrument operated at 15 kV and MiniflexIIRigaku X-ray diffractometer with Cu targetoperated at 30 kV and 15 mA with step widthof 0.015° and scanning speed of 10°/min.The surface hardness of the samples weremeasured using Buehler microhardnesstester operated at 200 gf load with 15 sload time in Vickers mode. The hardnessvalues in Pa were evaluated using theequation

  • 256 Chiang Mai J. Sci. 2012; 39(2)

    Figure 1. Schematic of the chamber for carburizing.

    where F = load (N) d = size of indentation (m).

    After that, cross-sectional-near-surfacemicrostructures of the samples were observedusing optical microscope. The samples wereprepared for the observation by coldmounting, grinding with 1000 grid SiC paper,polishing with 0.3 mm alumina paste and thenetching with 3% Nital solution.

    3. RESULTS AND DISCUSSIONThe carburizing temperature measured

    using the thermocouple is not the truetemperature of the sample because it isnecessary to disconnect the tip of thethermocouple from the sample in order toavoid the disturbance of the applied directcurrent on the thermoelectric current in thethermocouple. However, the temperaturemeasured using the thermocouple and thetrue temperature of the sample could beapproximately equivalent because the tip ofthe thermocouple and the sample was onlyseparated by the 2 mm thick glass-tube walland the graphite which is a good thermalconductor.

    The plots of temperature and timeduring the carburizing are shown in Figure 2.

    The trend shows that the temperatureincreased rapidly in the beginning periodof the process and continuously increasedbut slower until the end of the process.

    The temperature increased as theapplied electrical power increased as well.The applied electrical power has an influenceon the temperature and heat generated tographite and sample during the carburizing.According to Arrhenius equation forinterstitial diffusion [6], the mobility anddiffusion coefficient of carbon in a-Fewere increased as temperature increasedleading to the increasing in the depth ofdiffusion and carbon concentration in thenear-surface region of the sample [7].

    The cross-sectional optical micrographsfor uncarburized sample and the samplescarburized at the powers of 80, 160 and240 W are shown in Figure 3. It is suggestedthat the fine grains shown in Figure 3(a)caused by the recrystallization occurredduring the tempering. Figure 3(b)-(d) revealthe effect of applied electrical power onthe carbon diffusion and the near-surfacemicrostructure of AISI 1020 steel. It showsthat the pearlite, a fine lamellar structurecomposed of a-Fe and Fe3C [8], is increased

  • Chiang Mai J. Sci. 2012; 39(2) 257

    as carbon concentration increased. Themicrostructure of uncarburized sampleconsists of ferrite in majority and the

    fine colonies of pearlite dispersed regularyin ferrite. The fractions of pearlite incarburized samples are higher than that of

    Figure 2. Carburizing temperature as a function of the applied electrical power.

    Figure 3. Near-surface-cross-sectional image for (a) uncarburized AISI 1020 steel andthe steels carburized at the powers of (b) 80, (c) 160 and (d) 240 W.

    the uncarburized one and pearlite increasedas applied electrical power increased.

    For carburized samples, the fractionsof pearlite at the surface are high and theyare decreased as the distance from thesurface increased reflected the effect ofcarbon diffusion on the microstructure ofAISI 1020 steel. According to Fe-C phasediagram [9], the transformation of a-Fe to

    a-Fe + Fe3C occurred when the solubilitylimit of C in a-Fe was exceeded so thatthe increase in pearlite in AISI 1020steel corresponds to the increase in carbonconcentration. Therefore, the carbonconcentration is the principal factorcontrolling the microstructure of the AISI1020 steel.

    XRD patterns for uncarburized sample

    Time (min)

    Tem

    pera

    ture

    (�C

    )

  • 258 Chiang Mai J. Sci. 2012; 39(2)

    and the samples carburized at the electricalpowers of 80, 160 and 240 W are shownin Figure 4. The pattern for uncarburizedsample shows the detection of -Fe but nodetection of Fe3C forming in the pearlitestructure as shown in Figure 3. Accordingto Fe-C phase diagram, using the lever rule,

    Figure 4. XRD patterns for uncarburized AISI 1020 steel and the steels carburized at theelectrical powers of 80, 160 and 240 W.

    the calculated fraction of -Fe and Fe3Cfor the composition of 0.2wt%C atroom temperature are 0.971 and 0.029,respectively. This shows that the fractionof Fe3C is 0.030 times of that of α-Feand this small amount of Fe3C could notbe detected by the XRD. For the carburized

    samples, there was detection of -Fe andalso no detection of Fe3C even the pearlitewas increased. It is suggested that thefraction of Fe3C and the depth ofcarburizing were not high enough to bedetected by the XRD. C was detected in thecarburized samples. It is reasonable thatthe peaks of C in the XRD patterns camefrom the excess carbon deposited onthe surface of the samples as a solidcarbonaceous layer [10], not from thematrix of the samples, because C is lessthermodynamically stable than Fe3C in a-Fe.Fe2O3 and Fe3O4 were also detected in thecarburized samples. There are 2 suggestionsfor the formation of the oxides. The firstone is the oxides came from the reactionbetween the a-Fe and the oxygen in the airtrapped among the graphite powders duringthe carburizing process. The second one is

    the oxides came from the reaction betweenthe -Fe and the oxygen in the air exposedto the surface of the sample after the removalfrom the chamber. The intensity of -Fepeaks are decreased with the increasingapplied electrical powers due to the formationof Fe3C, C, Fe2O3 and Fe3O4 on the surfaceof the samples reduced the fraction of

    -Fe in the near surface region.SEM micrographs for the samples

    carburized at the electrical powers of80 and 160 W are shown in Figure 5. Themicrographs reveal the morphology ofthe sample surfaces affected by theformation of oxides and the deposition ofcarbon. According to the XRD patternsin Figure 4, it is suggested that the oxidesnucleated and grew as the applied electricalpower increased. The results correspond tothe EDS spectra for the samples shown in

  • Chiang Mai J. Sci. 2012; 39(2) 259

    Figure 6. The intensities of C and O peaksfor the sample carburized at the electricalpower of 160 W are higher than those of80 W reflecting the increase in the dissolutionof C and O with the increasing appliedelectrical power. The micrographs in Figure 5revealed the mechanism in the formationand growth of the oxides. The oxygen

    Figure 5. SEM micrographs for the AISI 1020 steels carburized at the electrical powersof (a) 80 and (b) 160 W.

    reacted with iron to form the nuclei ofthe oxides later then became the equiaxialoxide grains as shown in Figure 5 (a). Sincethe oxygen concentration increased, thereaction between Fe and O was proceeded.Atoms diffused across boundary of nearestneighbor grains, as a result, small grainsshrank and disappeared and other grains

    Figure 6. EDS spectra for the AISI 1020 steels carburized at the electrical powers of (a)80 and (b) 160 W.

    became larger. Growth and combinationof the grains are shown in Figure 5 (b).Carbon could deposit on the oxides butthere’s no significant formation of carbon-oxide compound detected by XRD. Thedissolved carbon could react with Fe andform pearlite.

    Pearlite is a lamellar structurecomposes of soft-ductile a-Fe and hard-brittle Fe3C. In general, hardness andstrength of steels could be improved,without the effect of work hardening, by

    increasing in the hard-carbon-rich content[11] or the hard phase such as Fe3C. Fe3Chas an orthorhombic structure and itrequires high energy for motion ofdislocation and plastic deformation whencompared to that of BCC -Fe leading tohigh resistance to plastic deformation andpenetration. Dislocation requires highenergy to move across the lamellarstructure of pearlite when compared tothat of BCC -Fe as well. The increase inpearlite and Fe3C with the increasing

  • 260 Chiang Mai J. Sci. 2012; 39(2)

    Figure 7. The plot of hardness of AISI 1020 steel as a function of applied electrical powers.

    applied electrical power causes the increasein hardness of AISI 1020 steel as shown inFigure 7.

    Hardness of uncarburized sample is thelowest at 1.56±0.097 GPa. The hardnessesof carburized samples are increased asthe applied electrical power increased.In general, carbon diffuses in BCC structureof a-Fe via interstitial mechanism. At theapplied electrical powers of 40-160 W, smallnumber of carbon diffused into -Fe andsmall number of interstitial sites wereoccupied by those carbon. Therefore, freecarbon could diffuse through the unoccupiedinterstitial sites easily leading to the increasein pearlite and hardness in high rate. Theresult is quite different for the samplescarburized at the applied electrical powersof 200 and 240 W. Large number of theinterstitial sites were occupied and free carbonwere obstructed by those carbon occupiedinterstitial sites leading to the increase inpearlite and hardness in low rate. The hardnessesof the samples carburized at 160, 200 and240 W are nearly the same which about2.20 - 2.26 GPa corresponding to their carboncontent and pearlite which are nearly the

    same as well. Large quantities of carbondiffused across the surfaces of the samplesin the long distance causing the largenumber of pearlite formed in the near-surface region of those samples leadingto the high hardness values compared tothose of low applied electrical powers.The hardness of the sample carburizedat 240 W is the highest which is 44.87 %increased compared to uncarburizedsample. However, the deviations of thehardness of the samples carburized at highapplied electrical powers were higher thanthose of low applied electrical powers.It is suggested that the surface roughnessof those samples were high due tothe formation of oxides, carbide anddeposition of carbon on the surfacedisturbed the hardness indentation.The hardness depth profiles for the AISI1020 steel are shown in Figure 8. Thetrend of the depth profiles is decreasedas the distance from the surface increases.The profiles reveal the effect of carbondiffusion and the formation of pearlite,resulting from the effect of appliedelectrical power, on the hardness of the steel

  • Chiang Mai J. Sci. 2012; 39(2) 261

    without the effect of the oxide formed onthe surface of the steel.

    The effect of carburizing via currentheating technique on AISI 1020 steel wassuccessfully studied. The study for mediumand high carbon steel will be takinginto account in our future work.

    4. CONCLUSIONSThe fraction of pearlite in AISI 1020

    steel increased as applied electrical powerincreased. The fractions of pearlite at thesurface of the carburized steels are high andthey are decreased as the distance fromthe surface increased reflected the effectof carbon diffusion on the microstructureof AISI 1020 steel. There were detection of

    -Fe, C Fe2O3 and Fe3O4 in the carburizedsteel, but no detection of Fe3C due to itsfraction was not high enough to be detectedby the XRD. The increase in pearlite and Fe3Cwith the increasing applied electrical powercauses the increase in hardness of the steel.The hardness of the sample carburized at240 W is the highest which is 44.87 %increased compared to uncarburized sample.

    Figure 8. Hardness depth profile for uncarburized AISI 1020 steel and the steelscarburized at 80, 160 and 240 W.

    Distance from surface (mm)

    Har

    dnes

    s (G

    Pa)

    The deviation in hardness of the steelcarburized at high applied electrical powerwas high due to the formation of oxides,carbide and deposition of carbon on thesurface disturbed the hardness indentation.

    ACKNOWLEDGEMENTThis research is supported by Faculty

    of Science, Chiang Mai University.

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    D.J., Computer simulation ofinteraction of an edge dislocation witha carbon interstitial in a-iron and effectson glide, Act. Mater., 2007; 55: 93-104.

    [2] Singjai P., Wongjamras A., Yu L.D.and Tunkasiri T., Production andcharac- terization of beaded nanofibersfrom current heating of charcoal,Chem. Phys. Lett., 2002; 366: 51-55.

    [3] ASM Committee on Gas Carburizing,Pack Carburizing; in Carburizing andCarbonitriding, American Society forMetals, Ohio, 1977: 179-186.

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    [4] Boonruang C. and Thongtem S., Fastprocessing technique for TiC coatingson titanium, Chiang Mai J. Sci., 2010;37(2): 206-212.

    [5] Boonruang C. and Thongtem S.,Surface modification of TiAl alloy viacurrent heating technique, Appl. Surf.Sci., 2009; 256: 484-488.

    [6] Philibert J. and Rothman S.J.(Trans),Self-diffusion; in Atom Movements;Diffusion and Mass Transport in Solids,2nd ed.,de Physique, France, 1991: 97-147.

    [7] Edenhofer B., Gr fen W. and M ller-Ziller J., Plasma-carburising a surfaceheat treatment process for the newcentury, Surf. Coat. Technol., 2001;142-144: 225-234.

    [8] Nakada N., Koga N., Tsuchiyama T.

    and Takaki S., Crystallographicorientation rotation and internal stressin pearlite colony, Script. Mater.,2009; 61: 133-136.

    [9] Askeland D.R. and Phule P.P.,Dispersion strengthening by phasetransformations and heat treatment; inThe Science and Engineering ofMaterials, 4th ed., Thomson Learning,Inc., U.S.A., 2003: p.513.

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    [11] Tarakci M., Korkmaz K., Gencer Y.and Usta M., Plasma electrolyticsurface carburizing and hardening ofpure iron, Surf. Coat. Technol., 2005;199: 205-212.

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