i
EFFECT OF HIGH HYDROSTATIC PRESSURE ON
WHEY PROTEIN CONCENTRATE
FUNCTIONAL PROPERTIES
By
XIAOMING LIU
A dissertation submitted in partial fulfillment of
the requirements for the degree of
DOCTOR OF PHILOSOPHY
WASHINGTON STATE UNIVERSITYDepartment of Food Science and Human Nutrition
MAY 2004
© Copyright by XIAOMING LIU, 2004All Rights Reserved
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To the Faculty of Washington State University:
The members of the Committee appointed to examine the Dissertation of XIAOMINGLIU find it satisfactory and recommend that it be accepted.
Chair
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ACKNOWLEDGMENT
I would like to express my sincere gratitude to my major advisor, Dr. Stephanie Clark
and other committee members Dr. Joe R. Powers, Dr. Barry G. Swanson, and Dr. Herbert H. Hill
for their time, guidance, support, advice, and encouragement from the beginning of my Ph.D.
program to the completion of my dissertation. I am specially thankful to my committee for
leading my research direction and assisting my research activities throughout my Ph.D. program.
I would like to express my appreciation to: Frank L. Younce for his assistance with the
use of the high hydrostatic pressure equipment in the pilot plant; and Karen Weller for her help
with the use of the facilities in laboratories.
I would also like to thank to all faculty, staff and colleagues who have been involved at
all stages of my education. Their work, support and encouragement contribute to my academic
achievements.
Finally, I am grateful to my parents Liu Chenming and Jiang Lei for their encouragement
and support throughout my academic career. I would like to express my deep gratitude to my
husband Peng Zhou for his love, and encouragement throughout my Ph.D. program.
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EFFECT OF HIGH HYDROSTATIC PRESSURE ON WHEY PROTEIN CONCENTRATE
FUNCTIONAL PROPERTIES
Abstract
by Xiaoming Liu, Ph.D.Washington State University
May 2004
Chair: Stephanie Clark
After high hydrostatic pressure (HHP) treatment at 600 MPa and 50˚C for 30 min to
whey protein concentrate (WPC), there were decreases in protein solubility at pH 4.6, and
increases in aggregation and denaturation of whey proteins, especially at high WPC
concentrations. During the come-up time of HHP treatment, dissociation of aggregates and
formation of dimers were observed. With increasing HHP treatment time, monomers of β-
lactoglobulin (β-LG), α-lactalbumin (α-LA), and bovine serum albumin (BSA) decreased and
aggregates were formed.
An increase in tryptophan intrinsic fluorescence intensity and a 4 nm red-shift were
observed after 30 min of treatment, which indicated changes in the polarity of tryptophan
residues of whey proteins from a less polar to a more polar environment. HHP treatment for 30
min increased the number of binding sites of WPC for 1-anilino-naphthalene-8-sulfonate (ANS)
from 0.16 to 1.10 per molecule of protein. HHP treatments did not show significant influences in
the apparent dissociation constant of ANS except a 1.8-fold increase after 30 min HHP
treatment. Increased binding affinities of cis-parinaric acid (CPA) were observed after come-up
time or 10 min of HHP treatment.
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HHP treatments increased the number of binding sites and the apparent dissociation
constants of WPC for benzaldehyde. HHP treatment for 10 min increased the binding affinity of
WPC for diacetyl, but no significant changes in the number of binding sites were observed after
10 min of HHP treatment. There were increases in the number of binding sites of WPC for
heptanone and octanone after HHP treatment for the come-up time.
As observed by headspace analysis, HHP treatments did not result in significant changes
in the retention for benzaldehyde in WPC solutions. Flavor retention of 100 ppm and 200 ppm
heptanone and octanone in HHP treated (10 min) WPC was significantly lower than in untreated
WPC and HHP treated WPC for come-up time or 30 min. Significant decreases were only
observed at 100 ppm for flavor retention of nonanone in HHP treated (10 min) WPC solutions.
Further research is required to evaluate the full potential of application of HHP to modify
functional properties of WPC and its benefits to the food industry.
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TABLE OF CONTENTS
Page
ACKNOLEDGEMENT…………………………………………………………………………iii
ABSTRACT……………………………………………………………………………………..iv
LIST OF TABLES…………………………………………………………………………….…ix
LIST OF FIGURES………………………………………………………………….…………..x
CHAPTER
1. INTRODUCTION…………………………………………………………………..1
2. LITERATURE REVIEW………………………………………………………...…4
Lowfat and nonfat product flavor problems…………………………………….4
Whey protein concentrate production and application………………………….5
Basic properties and functional properties of whey proteins……………………8
Factors affecting whey protein concentrate functionality………………………11
High hydrostatic pressure technology and application in the food industry……16
Effects of high hydrostatic pressure on protein structure………………………18
Potential functionality improvement of high hydrostatic pressure on whey protein
concentrate……………………………………………………………..…22
Objectives………………………………………………………………………24
References………………………………………………………………………26
3. EFFECTS OF HEAT AND HIGH HYDROSTATIC PRESSURE ON PROTEIN
SOLUBILITY AND PROTEIN COMPOSITION OF WHEY PROTEIN
CONCENTRATE…………………………………………………………………..34
Abstract…………………………………………………………………………35
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Introduction…………………………………………………………………….36
Materials and methods……………………………………………………….…40
Results and discussion…………………………………………………….……44
Conclusion……………………………………………………………….……..48
Abbreviations used……………………………………………………….…….48
References………………………………………………………………….…..49
4. EFFECTS OF HIGH HYDROSTATICE PRESSURE ON HYDROPHOBICITY OF
WHEY PROTEIN CONCENTRATE……………………………………………..61
Abstract………………………………………………………………………...62
Introduction……………………………………………………………………63
Materials and methods…………………………………………………………65
Results and discussion…………………………………………………………69
Conclusion……………………………………………………………………..77
Abbreviations used…………………………………………………………….77
References……………………………………………………………………...78
5. EFFECTS OF HIGH HYDROSTATICE PRESSURE TREATMENT ON FLAVOR-
BINDING PROPERTIES OF WHEY PROTEIN CONCENTRATE……………..91
Abstract………………………………………………………………………...92
Introduction……………………………………………………………………93
Materials and methods…………………………………………………………97
Results and discussion…………………………………………………….…100
Conclusion……………………………………………………………….…..106
Abbreviations used…………………………………………………….…….107
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LIST OF TABLES
Chapter 3: Effects of heat and high hydrostatic pressure on protein solubility and protein
composition of whey protein concentrate
1. Effects of heat and HHP treatments on pH 4.6 solubility of whey protein
concentrate………………………………………………………………….51
2. Effects of heat and HHP treatments on pH 7.0 solubility of whey protein
concentrate…………………………………………………………………51
Chapter 4: Effects of high hydrostatic pressure on hydrophobicity of whey protein
concentrate
1. Apparent dissociation constants (K’d) and the number of ligand binding sites
(n) of WPC for ANS after HHP treatment (600 MPa and 50ºC) for holding
time of 0 to 30 minutes…………………………………………………….83
2. Apparent dissociation constants (K’d) and the number of ligand binding sites
(n) of WPC for CPA after HHP treatment (600 MPa and 50ºC) for holding
time of 0 to 30 minutes…………………………………………………….83
Chapter 5: Effects of high hydrostatic pressure on flavor-binding properties of whey
protein concentrate
1. Apparent dissociation constants (K’d) and the number of flavor binding sites
(n) for WPC after HHP treatment (600 MPa and 50ºC) for 0, 10, 30
minutes…………………………………………………………………….113
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LIST OF FIGURES
Chapter 3: Effects of heat and high hydrostatic pressure on protein solubility and protein
composition of whey protein concentrate
1. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (0.2%, pH 7.0) in H2O.……………….…52
2. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (2.0%, pH 7.0) in H2O.…………………53
3. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (0.2%, pH 7.0) in sodium phosphate
buffer.………………………………………………………………………54
4. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (2.0%, pH 7.0) in sodium phosphate
buffer.………………………………………………………………………55
5. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (0.2%, pH 4.6) in H2O.………………….56
6. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (2.0%, pH 4.6) in H2O.………………….57
7. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (0.2%, pH 4.6) in sodium phosphate
buffer.………………………………………………………………………58
8. SEC chromatogram of soluble proteins obtained from native, thermal treated,
and HHP treated WPC solutions (2.0%, pH 4.6) in sodium phosphate
buffer.………………………………………………………………………59
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9. SDS gels without β-mercaptoethanol of native and HHP treated (0, 2.5, 5, 7.5,
10, 15, 30 min) 0.2% WPC solutions at 600 MPa, 50oC…………………..60
10. SDS gels with β-mercaptoethanol of native and HHP treated (0, 2.5, 5, 7.5,
10, 15, 30 min) 0.2% WPC solutions at 600 MPa, 50oC…………………..60
Chapter 4: Effects of high hydrostatic pressure on hydrophobicity of whey protein
concentrate
1. Structure of fluorescent probes ANS and CPA……………………………81
2. Intrinsic tryptophan emission spectra of WPC affected by HHP at 600 MPa
and 50ºC for various holding time…………………………………………81
3. Extrinsic ANS emission spectra of WPC affected by HHP at 600 MPa and
50ºC for various holding time……………………………………………..82
4. Extrinsic CPA emission spectra of WPC solutions affected by HHP at 600
MPa and 50ºC for various holding time……………………………………82
5. ANS binding to WPC plotted by Wang and Edelman method to calculate K′d
(a) and n (b) for WPC and H 0…………………………………………….84
6. ANS binding to WPC plotted by Wang and Edelman method to calculate K′d
(a) and n (b) for H 2.5 and H 5…………………………………………….85
7. ANS binding to WPC plotted by Wang and Edelman method to calculate K′d
(a) and n (b) for H 7.5 and H 10…………………………………………..86
8. ANS binding to WPC plotted by Wang and Edelman method to calculate K′d
(a) and n (b) for H 15 and H 30……………………………………………87
9. CPA binding to WPC plotted by Cogan method to calculate K′d and n for
Native WPC, H 0 and H 2.5……………………………………………….88
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10. CPA binding to WPC plotted by Cogan method to calculate K′d and n for H 5,
H 7.5, and H 10……………………………………………………………89
11. CPA binding to WPC plotted by Cogan method to calculate K′d and n for H
15 and H 30………………………………………………………………..90
Chapter 5: Effects of high hydrostatic pressure on flavor-binding properties of whey
protein concentrate
1. Structures of flavor compounds used in fluorescence binding studies…..112
2. Fluorescence titration curves of WPC after HHP treatment (600 MPa and
50ºC) for 0, 10 and 30 minutes with benzaldehyde………………………114
3. Fluorescence titration curves of WPC after HHP treatment (600 MPa and
50ºC) for 0, 10 and 30 minutes with diacetyl…….………………………114
4. Fluorescence titration curves of WPC after HHP treatment (600 MPa and
50ºC) for 0, 10 and 30 minutes with heptanone………………………....114
5. Fluorescence titration curves of WPC after HHP treatment (600 MPa and
50ºC) for 0, 10 and 30 minutes octanone………..……………….……...115
6. Fluorescence titration curves of WPC after HHP treatment (600 MPa and
50ºC) for 0, 10 and 30 minutes with nonanone……………………….…115
7. Benzaldehyde binding to Native, or HHP treated WPC (600 MPa and 50ºC)
for holding time of 0, 10, or 30 min plotted to calculate K′d and n……..116
8. Diaceetyl binding to Native, or HHP treated WPC (600 MPa and 50ºC) for
holding time of 0, 10, or 30 min plotted to calculate K′d and n………...117
9. Heptanone binding to Native, or HHP treated WPC (600 MPa and 50ºC) for
holding time of 0, 10, or 30 min plotted to calculate K′d and n………...118
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10. Octanone binding to Native, or HHP treated WPC (600 MPa and 50ºC) for
holding time of 0, 10, or 30 min plotted to calculate K′d and n………..119
11. Nonanone binding to Native, or HHP treated WPC (600 MPa and 50ºC) for
holding time of 0, 10, or 30 min plotted to calculate K′d and n………..120
12. Static headspace analysis of benzaldehyde (200 ppm) in Native WPC, H0,
H10, and H30 (600 MPa and 50ºC)……………………………………121
13. Static headspace analysis of benzaldehyde (100 ppm) in Native WPC, H0,
H10, and H30 (600 MPa and 50ºC)……………………………………121
14. Static headspace analysis of heptanone (200 ppm) in Native WPC, H0, H10,
and H30 (600 MPa and 50ºC)………………………………………….122
15. Static headspace analysis of heptanone (100 ppm) in Native WPC, H0, H10,
and H30 (600 MPa and 50ºC)……………………………………..…...122
16. Static headspace analysis of octanone (200 ppm) in Native WPC, H0, H10,
and H30 (600 MPa and 50ºC)………………………………………….123
17. Static headspace analysis of octanone (100 ppm) in Native WPC, H0, H10,
and H30 (600 MPa and 50ºC)……………………………………….…123
18. Static headspace analysis of nonanone (200 ppm) in Native WPC, H0, H10,
and H30 (600 MPa and 50ºC)…………………………………..…..…124
19. Static headspace analysis of nonanone (100 ppm) in Native WPC, H0, H10,
and H30 (600 MPa and 50ºC)……………………………….……..….124
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CHAPTER ONE
INTRODUCTION
People are aware that high levels of saturated fat and cholesterol in the diet are linked to
increased blood cholesterol levels and enhanced risk for heart disease. Thus, food manufacturers
have tried to substitute fat with fat replacers to create products that meet the demands of health-
conscious consumers (Miller and Groziak, 1996). In 1996-1997, thirty-eight percent of new
product launches had lowfat claims (Goettsche, 2002). However the sales of lowfat and fat-free
products has declined in recent years because of product quality issues. Fat has a unique
functionality that enables it to react with flavor compounds and to have a specific pattern of
flavor release in the mouth that no present fat replacers can provide (Li et al., 1997). Thus, the
waning consumer interest in these products has prompted firms to scale back on reduced fat
product production. The percentage of new lowfat products dropped to 11 percent of all new
launches in 2001 (Goettsche, 2002).
The worldwide cheese manufacturing industry produces an estimated 190 billion pounds
of whey annually, which contains an estimated 1.3 billion pounds of whey protein (Morr, 1984;
Zall, 1984). The U. S. dairy industry produces 44 billion pounds of whey annually, which
contains an estimated 360 million pounds of whey protein. Current statistical data indicate that
annual U. S. whey protein concentrate (WPC) production is approaching 200 million pounds
(Morr and Ha, 1993).
Whey products have been used successfully in the food industry for years. Cost
efficiency and nutritional value are key drivers in using whey products. Whey products provide
solubility and viscosity, form gels, emulsify, facilitate whipping and foaming, enhance color,
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flavor and texture, and offer numerous nutritional advantages (U. S. Dairy Export Council,
1999).
Modification of whey proteins may enhance their functional properties, allowing for
development of a variety of protein components for food products. The binding capacity of β-
lactoglobulin (β-LG), a major whey protein, can be improved by heating at 70oC (Marin and
Relkin, 1998; O’Neill and Kinsella, 1988). However, more severe thermal treatment will
increase protein denaturation, accompanied by loss of solubility and functional properties (Kester
and Richardson, 1984). High hydrostatic pressure (HHP) is an alternative technology to heat
processing for food product modifications. It does not cause environmental pollution and
eliminates the use of chemical additives in food products (Kadharmeston, 1998). Studies have
been done to understand the effect of high pressure on some of the functional properties of whey
proteins (Famelart et al., 1998; Galazka et al., 1995). However, little work has been done
regarding the effects of high pressure on flavor-binding properties of whey protein concentrate.
High pressure induces β-LG into a molten globule state, which may help improve the functional
properties of flavor binding and release (Yang et al., 2001). Investigation of the effect of HHP
treatment of WPC on its flavor-binding functional properties will assist in designing fat
substitutes out of WPC that give similar flavor release profiles as the original food.
This dissertation is presented in six chapters. Chapter 2 provides a review of WPC
composition and functionality, chemical and physical modification, high hydrostatic pressure
mechanism and applications, and hypotheses. The following three chapters report the results of
the research. Chapter 3 investigates the effects of HHP on protein solubility of WPC, and
denaturation and aggregation of whey proteins. Chapter 4 evaluates the hydrophobic binding
properties of WPC affected by HHP. Chapter 5 assesses the flavor-binding functionality of WPC
affected by HHP. Chapter 6 summarizes and evaluates this research.
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REFERENCES
Famelart, M.H., Chapron, L., Piot, M., Brule, G., Durier, C. 1998. High pressure-induced gelformation of milk and whey concentrates. Journal of Food Engineering. 36: 149-164.
Galazka, V.B., Ledward, D.A., Dickinson, E., Langley, K.R. 1995. High pressure effects onemulsifying behavior of whey protein concentrate. Journal of Food Science. 60: 1341-1343.
Goettsche, T. 2002. New Product Pacesetters. InFocus. 22:20-21.
Kadharmeston, C. 1998. Thermal property and functionality of whey protein concentrate treatedby heat or high hydrostatic. Master Thesis. Washington State University. pp. 17-20.
Kester, J. J. and Richardson, T. 1984. Modification of whey proteins to improve functionality.Journal of Dairy Science. 67:2757-2774.
Li, Z., Marshall, R., Heymann, H., Fernando, L. 1997. Effect of milk fat content on flavorperception of vanilla ice cream. Journal of Dairy Science. 80:3133-3141.
Marin, I. and Relkin, P. 1998. Binding properties of β-lactoglobulin and benzaldehyde. Aspectrofluorimetric study. In COST action 96. Proceedings of the meeting in Garching.Luxembourg: European Commission. 3: 92-98.
Miller, G. D. and Groziak, S. M. 1996. Impact of fat substitutes on fat intake. Lipids. 31:293-296.
Morr, C. V. 1984. Production and use of milk proteins in food. Food Technology. 38:39-45.
Morr, C.V. and Ha, E.Y.W. 1993. Whey protein concentrates and isolates: processing andfunctional properties. CRC Critical Reviews in Food Science and Nutrition. 33:431-476.
O’Neill, T. and Kinsella, J. E. 1988. Effect of heat-treatment and modification on conformationand flavor binding by β-lactoglobulin. Journal of Food Science. 53:906-909.
U. S. Diary Export Council. 1999. Product Specifications. U. S. Dairy Export Council.Arlington, VA, U.S.A.
Yang, J., Dunker, A. K., Powers, J. R., Clark, S., Swanson, B. G. 2001. β-lactoglobulin moltenglobule induced by high pressure. Journal of Agricultural and Food Chemistry. 49:3236-3243.
Zall, R. R. 1984. Trends in whey fractionation and utilization. A global perspective. Journal ofDairy Science. 67:2621-2627.
5
CHAPTER TWO
LITERATURE REVIEW
Lowfat and nonfat product flavor problems
The flavor perception of a particular food product is a major factor determining consumer
acceptance (Casimir, 1998). The quantity of flavor released into the oral cavity depends on the
retention of flavor compounds in the food matrix and, therefore, on the nature of the ingredient-
flavor interactions (Harrison and Miller, 1997). Among these factors, fat is very important
because the majority of flavor components are dissolved to some extent in the lipid phases of
food and are released slowly in the mouth, resulting in a pleasant aftertaste (Hatchwell, 1994).
Although fat is important for sensory qualities such as flavor, color, texture, and
mouthfeel, manufacturers have made it a practice to substitute fat with fat replacers in order to
create products that meet the demands of health-conscious consumers (Casimir, 1998). High fat
intake is associated with increased risk for obesity, and saturated fat intake is associated with
high blood cholesterol and coronary heart disease (American Heart Association, 1996; U.S.
Department of Health & Human Services, 1988). As these substitutions are made, both the
texture and flavor profile of the products may change. Fat has a unique functionality that enables
it to react with flavor compounds and to have a specific pattern of flavor release in the mouth
that no present fat replacers can provide (Li et al., 1997). As the concentration of the fat is
significantly reduced, the flavor challenges are increased, and aroma chemicals may be perceived
as harsh and unbalanced. For example, fat removal from vanilla ice cream results in drastic
flavor profile change and loss in vanillin intensity during storage (Hatchwell, 1996).
Approved fat substitutes are mainly made out of carbohydrates and proteins. They may
achieve quite satisfactory fatlike texture and mouthfeel. However, none of them can be
6
transformed to the same flavor derivatives as lipids during processing, nor will their interactions
with the added flavors be comparable to fats (Leland, 1997).
Whey protein concentrate production and application
Whey comprises 80 to 90% of the volume of milk entering the cheesemaking process
and contains about 50% of the solids present in the original whole milk, including 20% of the
protein and most of the lactose, minerals, and water-soluble vitamins (Marshall, 1982). The U. S.
dairy industry produces 44 billion pounds of whey annually, which contains an estimated 360
million pounds of whey protein (Morr and Ha, 1993). However, only about 55% of the whey
produced is further processed in the United States (American Dairy Products Institute, 1999).
Disposal of whey is difficult and costly because of its high biological oxygen demand (BOD)
(Marshall, 1982). New high value-added products and technologies are crucial for the dairy
industry to decrease the expenses of waste disposal (Yang and Silva, 1995).
Whey and whey products have been used successfully in the food industry for the past 30
years. Cost efficiency and quality improvement are key drivers in using whey products. The
nutritional value of whey products is also an important reason why an increasing number of food
manufacturers worldwide include whey products in their formulations. Whey products provide
solubility and viscosity, form gels, emulsify, facilitate whipping and foaming, enhance color,
flavor and texture, and offer numerous nutritional advantages (U. S. Dairy Export Council,
1999).
In the manufacture of cheese from milk, curds are formed by the action of rennet-type
enzymes and/or acid. Whey is the liquid remaining after the recovery of the cheese curds
(Marshall, 1989). In industrial practice, there are two major types of whey: sweet whey from the
7
manufacture of cheese from milk by the action of rennet-type enzymes with relatively little or no
acidity development; and acid whey, where the milk is coagulated primarily with acid. Sweet
whey has a minimum pH of 5.6 and acid whey a maximum pH of 5.1 (International Dairy
Federation, 1978). Components of whey ranked in decreasing order of relative amount are:
lactose, nitrogenous compounds (protein, peptides, and amino acids), ash, and lipids. For
example, sweet whey is generally composed of 4.77% lactose, 0.82% protein, 0.53% ash, and
0.07% lipids (Bassette and Acosta, 1988). The principal whey proteins are β–lactoglobulin (β-
LG) and α–lactalbumin (α-LA). These two proteins account for approximately 80% of the total
whey protein. Other proteins include: bovine serum albumin (BSA), immune globulins (Ig),
proteose peptones, and soluble caseins and a variety of minor proteins (enzymes, lactoferrin,
etc.). The major mineral components of whey are calcium, phosphorous, sodium, and potassium
(Morr and Ha, 1993).
Whey protein concentrate (WPC) is manufactured from sweet or acid whey that is
processed to remove fat and some lactose (Morr and Ha, 1993). Producers try to remove as much
lipid as possible from whey to improve WPC functionality. Lipid has long been recognized as
being detrimental to the quality of whey protein concentrates with particular attention to the
foaming and flavor qualities of the product (King, 1996). It is also of high priority to reduce
lactose in WPC because lactose is a reducing sugar and can react with proteins via non-
enzymatic browning to produce less nutritious and less functional products (King, 1996). Lactose
can also crystallize in ice cream and result in texture defects such as sandy. Whey protein isolate
(WPI) generally has higher levels of protein than WPC (WPI ≥ 90% protein). The WPI is
accomplished either by ion exchange (IE) followed by concentration, or microfiltration followed
by ultrafiltration (UF). Since WPI is more expensive, it is mainly used in nutraceutical beverages
and bars (King, 1996).
8
Commercial-scale UF and diafiltration (DF) processes that utilize semipermeable
membranes with molecular weight cut-off limits of 10 to 50 kDa for fractionating whey proteins
from the low molecular weight components have become the processing methods of choice for
manufacturing WPC (Morr and Ha, 1993). UF and DF are used to concentrate retentate and
remove lactose, minerals, and other low molecular weight components (Morr, 1989).
The industry has expended a great amount of effort during the last 30 years to develop
commercial-scale processes for manufacturing highly functional WPC suitable for use as a food
and animal feed ingredient (Morr and Ha, 1993). These products contain 34 to 90% protein
(Morr and Ha, 1993). WPC is a Generally Recognized As Safe (GRAS) ingredient. WPC can be
used in any food product, unless restricted by specific standards of identity, providing the
utilization is in accordance with Good Manufacturing Practices (Food and Drug Administration,
1981). WPC is not only a less expensive alternative to skim milk powder, but it also has many
applications in foods (King, 1996). The functionality of commercial WPC products is generally
related to the concentration of whey protein and the extent to which these proteins have been
denatured intentionally or unintentionally during processing (Hugunin, 1987).
WPC that contains 34 to 55 % protein is used in animal feed manufacture (King, 1996).
WPC that contain ≥ 70 % protein are used extensively as functional and nutritional ingredients in
medical, pharmaceutical, and human food products, such as bakery, dairy, processed meats,
confectionery, and beverages (King, 1996). For example, WPC with a 75% protein content can
be used as a partial replacer of whole egg or egg whites in biscuits, sponges and icings (King,
1996). When WPC is used to supply milk solids and replace skim milk powder, the lower lactose
concentration of WPC allows usage of higher levels of WPC than skim milk powder,
contributing body and texture without developing sandiness in the ice cream (Young, 1999).
9
WPC can gel and increase viscosity of the products upon cooking. In nutriceutical bars and
nutritious confections, the whipping abilities of WPC are used to produce a fluffy texture (King,
1996). Since WPC is stable in acidic conditions, WPC can be used to fortify juices and fruit
drinks for the health and sports markets (King, 1996). Development of WPC with enhanced
functional properties may meet the need of the industry for highly functional protein-rich
ingredients.
Basic properties and functional properties of whey proteins
β-Lactoglobulin (β-LG) is a small, globular whey protein found in the milk of many
mammals including cows, goats, camels, pigs, and dogs (Pervaiz and Brew, 1985). β-LG is the
most abundant of the whey proteins and represents 56-60 % of the total whey proteins (Morr and
Ha, 1993). β-LG is a globular protein with a molecular weight (MW) of 18.3 kDa and consists of
162 amino acid residues that have been sequenced (Eigel et al., 1984). β-LG has five Cys/2
residues as two intermolecular disulfide bonds and one free SH group (Godovac-Zimmermann
and Braunitzer, 1987). The structure of β-LG is dependent on the pH. β-LG exists as a dimer
with a MW of 36.7 kDa in solutions above its isoelectric point of pH 5.2. Below pH 3.5 and
above 5.2 the dimer polymerizes to a 147 kDa octomer (Swaisgood, 1982; Swaisgood, 1985).
β–LG has about 15, 43, and 47% α-helix, β-sheet, and unordered structures, respectively, that
are pH and temperature sensitive (Kinsella, 1984). While preserving more or less the same
secondary structure, β-LG can adopt various tertiary structures that display different
susceptibility to denaturing agents at different pH values (Frapin et al, 1993). β-LG undergoes
time- and temperature-dependent denaturation above 65oC, which is accompanied by extensive
conformational transitions that expose highly reactive thiol and amino groups (Kinsella, 1984).
10
β-LG binds fatty acids in vivo (Perez et al., 1989) and a large variety of hydrophobic
ligands in vitro (Futterman and Heller, 1972), such as retinol, sodium dodecyl sulphate
(Magdassi et al., 1996) and aroma compounds (Guichard and Langourieux, 2000). Although the
protein-ligand interaction is mostly described in terms of flavor binding, it has been generally
considered that β-LG is a possible carrier for flavor compounds and may be effective in
protecting, delivering, or delaying release of flavor components. For instance, β-LG could be
engineered to bind and protect a wide range of volatile and unstable flavors during food
manufacturing or to release the flavors in a more or less controlled way by chemical
modifications or heat treatment (Boundaud and Dumount, 1996).
α-LA, with a 14 kDa molecular weight, represents about 20% of the total whey proteins
in milk (Eigel et al., 1984). This Ca2+ binding protein consists of 123 amino acid residues
(Ramboarina and Redfield, 2003). α-LA has eight Cys/2 residues and all of its sulfur amino acid
residues are in the form of intramolecular disulfide bonds (Swaisgood, 1982). For many years, α-
LA was considered to be the most heat stable of the whey proteins (de Wit, 1981). More recent
evidence indicates that α-LA is quite susceptible to heat denaturation (Morr, 1976). Rüegg et al.
(1977) showed that α–LA is denatured at 65oC and pH 6.7, and that at these conditions 80 to
90% of the denaturation is reversed upon cooling.
BSA consists of 582 amino acid residues, with a molecular weight of 66 kDa (Morr and
Ha, 1993). This protein has 17 intramolecular disulfide bonds and one free sulfhydryl group
(Eigel et al., 1984). BSA is a well-known transport protein for insoluble fatty acids in the blood
circulatory system (de Wit, 1989).
Morr and Ha (1993) defined protein functional properties as those physicochemical
properties that influence the structure, appearance, texture, viscosity, mouthfeel, or flavor
11
retention of the product. Most of the key protein functional properties may be classified into two
main groups: hydration-related and surface–related properties (Morr and Ha, 1993). Hydration
related functional properties include dispersibility, solubility, swelling, viscosity, and gelation.
Surface-related properties include emulsification, foaming, and adsorption at air-water and oil-
water interfaces. Other functional properties that do not fit either of these two categories include
diffusion; molecular unfolding (denaturation); and protein-protein, protein-ion, and protein-
ligand binding (Morr and Ha, 1993).
Flavor-binding property is an important functionality of dairy proteins, and interactions
of flavor compounds with whey proteins in food systems have been investigated in the past 30
years (Li et al., 2000). Due to their complexity, flavor-protein interactions remain a major
challenge for food scientists (McGorrin, 1996; Stevenson et al., 1996). The amount of flavors
bound depends mainly on protein type, protein conformation, and type and position of functional
groups of the flavors (McGorrin, 1996). The binding is also affected by temperature, pH, and the
concentrations of the protein and the flavor compounds (McGorrin, 1996).
β-LG is known to interact with many flavor compounds, such as aldehydes, ketones
(O’Neil and Kinsella, 1987), ionones (Dufour and Haertlé, 1990), and hydrocarbons (Wishnia
and Pinder, 1966). Binding of the flavor compounds by proteins could be of different natures.
For example, an increasing percentage of retention with increasing chain length for a series of
alkanones and ethyl esters suggests hydrophobic binding, whereas benzaldehyde could be
partially covalently bound (Sostmann et al., 1997). For series of ketones, aldehydes, alcohols and
lactones, a good linear correlation was found between the logarithm of the binding constant
measured by affinity chromatography and hydrophobicity of the ligands (Guichard and
Langourieux, 2000). Thus, ketones, aldehydes, alcohols and lactones may bind into the
12
hydrophobic pocket of β-LG by hydrophobic interactions (Guichard and Langourieux, 2000).
However, for terpene alcohols and phenolic compounds, such a linear relationship could not be
obtained, showing that both hydrophobic and steric interactions of the molecule influence the
binding with β-LG (Reiners et al., 2000).
β-LG possesses two distinct forms of binding: a strong affinity at a single, localized
hydrophobic region for retinol; and a weaker affinity at one or several sites on the protein for
fatty acids (Robillard and Wishnia, 1972a; Robillard and Wishnia, 1972b). Dimers or monomers
of β-LG do not show effects on either the strong or the weak affinity (Robillard and Wishnia,
1972a). The binding site for retinol is well established and lies in the β-barrel of the protein (Cho
et al., 1994). It is suggested that fatty acids bind at the external hydrophobic site between the sole
α-helix and the β-barrel (Narayan and Berliner, 1998; Sawyer et al., 1998; Wu et al., 1999).
Factors affecting whey protein concentrate functionality
Composition
Numerous references in the literature document relationships between composition and
functionality of WPC solutions (Schmidt et al., 1984; Liao and Mangino, 1987; Flingner and
Mangino, 1991). Functionality of WPC is affected by a number of compositional factors, such as
total and individual protein composition, pH, ionic strength, concentration of Ca+2 and other
individual ions, lipids, lactose, chemical emulsifiers, reducing and oxidizing chemicals (Flingner
and Mangino, 1991).
There are wide differences in the gross composition of commercial WPC products
manufactured worldwide (Morr, 1989; Morr and Foegeding, 1990; de Wit et al., 1986). Most of
these compositional differences relate to the use of different processing conditions and
13
technologies for manufacturing whey and WPC (Morr, 1989; Schmidt et al., 1984). Most WPC
products are manufactured by UF and DF technologies (Morr and Foegeding, 1990). Processing
modifications with respect to whey manufacture, whey pretreatment, degree of fractionation by
UF and DF, and spray-drying conditions are expected to alter the composition of WPC (Morr
and Ha, 1993). Therefore, consistency in the composition of WPC is an important factor to
predict WPC functionality and to manufacture WPC products with optimum functionality for
each product application (Morr and Ha, 1993).
Hydrophobicity
The impact of hydrophobic interactions of food proteins on their functional properties has
received major attention (Li-Chan and Nakai, 1989; Nakai and Li-Chan, 1989; Mangino, 1990).
The hydrophobic interaction may arise from unfavorable interactions (ΔG >0) between water
molecules and nonpolar residues on the protein molecule (Morr and Ha, 1993). These
thermodynamically unfavorable interactions result in a change in water structure and a decrease
in entropy (Morr and Ha, 1993). To minimize this reduction in entropy, nonpolar amino acid
residues interact to form a hydrophobic core, thus reducing their area of contact with water (Morr
and Ha, 1993).
Li-Chan and Nakai (1989) concluded that hydrophobic, electrical, and steric properties
affect the functionality of proteins. Nakai (1983) demonstrated a close relationship between
surface hydrophobicity and emulsion capacity of proteins. Increased fat binding capacity was
associated with an increase in hydrophobicity of the protein (Voustsinas and Nakai, 1983).
Harris et al. (1989) also reported a correlation between hydrophobicity and functionality of
WPC.
14
Net charge on the protein molecule is one of the most important physicochemical
properties for determining foaming properties, whereas foam capacity was most strongly
correlated with the hydrophobicity and viscosity of the protein solution (Morr and Ha, 1993).
Exposed hydrophobicity and SH group activity were important in determining thermal functional
properties, such is coagulation, thickening, and gelation (Nakai, 1983).
Protein Structure
Knowledge about the relationship between the structural and functional properties of
food proteins may help us to predict their functional properties. In the food industry, one of the
most important applications of such studies is to modify the structure and texture, and hence the
functional properties, of foods. Detailed knowledge about structure-functionality relationships
will help food technologists to develop fabricated foods based on consideration of the underlying
science rather than on trial-and-error manipulation of food ingredients (Hirose, 1993).
It seems difficult to predict precisely the functional property of a protein simply from its
primary or tertiary structure (Gekko and Yamagami, 1991). For example, α-LA shows good
emulsifying and foaming properties as compared to those of lysozyme, although there is a high
similarity in the primary and tertiary structures of the two proteins. One of the reasons for such
discrepancy may be because the dynamic structure of a protein is not taken into account in the
prediction of the functional properties of proteins (Gekko and Hasegawa, 1986). X-ray analyses
revealed that in some proteins there is void space that permits considerable internal motion in
response to thermal or high hydrostatic pressure forces (Kundrot and Richards, 1987). An
importance of the flexibility of food proteins has been pointed out from the correlation between
the protease susceptibility and some properties such as foaming capacity (Nakai, 1983;
Townsend and Nakai, 1983; Kato et al., 1985). Compressibility influences protein dynamics
15
since it is directly linked to the possibility of volume changes in proteins (Cooper, 1976; Pain,
1987).
The partial specific volume (
€
υ o ) of a protein in water consists of three contributions: (1)
the constitutive volume estimated as the sum of the constitutive atomic or group volumes (Vc);
(2) the volume of the cavity in the molecule due to imperfect atomic packing (Vcav); and (3) the
volume change due to solvation or hydration (∆Vsol).
€
υ o = Vc + Vcav + ∆Vsol
Here, Vcav involves not only the incompressible volume formed on the closest packing of atoms
but also the compressible void space generated on the random close packing of atoms. ∆Vsol is
ascribed to three types of hydration, electrostriction around the ionic groups, hydrogen-bonded
hydration around the ionic groups, and hydrophobic affinity around the nonpolar groups. Each of
them produces a negative volume change, and the resulting negative ∆Vsol cancels out the
positive Vcav almost completely. Since the constitutive atomic volumes may be assumed as
incompressible, adiabatic compressibility of a protein is mainly due to the contributions of cavity
and hydration (Gekko and Yamagami, 1991).
Although this type of fluctuation is thermodynamic and macroscopic, Gekko and
Yamagami (1991) found that compressibility reflects the structural characteristics of globular
proteins. They studied the adiabatic compressibility of 14 egg and milk proteins (including α-
LA, β-LG, and BSA), and found that the protease susceptibility, foaming capacity, and free
energy of unfolding of proteins are positively correlated to the adiabatic compressibility. Their
results indicate that the flexibility of the structure plays an essential role in the conformational
stability and functional properties of food proteins (Gekko and Yamagami, 1991).
Processing
16
Modification of whey proteins may enhance or alter the combination of functional
characteristics, allowing for development of a variety of protein components with a broad
spectrum of functional properties (Dufour and Haertlé, 1991). These modified whey proteins
may prove useful in the expanding area of fabricated foods (Dufour et al., 1992).
Modification can be accomplished by chemical or physical means (Dufour and Haertlé,
1991). The objective of chemical derivatization is to alter the noncovalent forces determining
protein conformation in a manner that results in desired structural and functional changes
(Dufour et al., 1992). But chemical derivatizations may have some effects upon amino acid
bioavailability and have toxicologic consequences that make them less than ideal for food
applications (Kester and Richardson, 1984).
Changes of protein functional performance through physical means can be achieved by
thermal treatment (Cairoli et al., 1994). Hermansson (1979) discussed the effects of heating on
the strength of protein gels, reporting that a balance between the rate of protein unfolding and
aggregation is required for optimum gel strength. Mild heat treatment reportedly increased the
overrun on whipping of WPC, but excessive heating inhibited foaming (Richert et al., 1974).
Marin and Relkin (1998) reported that the binding capacity of β-LG was improved by
heating. The binding constant of β-LG to benzaldehyde increased ten-fold after the heat
treatment in comparison with similar unheated solutions. The number of binding sites decreased
by less than 10%, attributed to probable protein aggregation (Marin and Relkin, 1998). O’Neill
and Kinsella (1988) reported that the flavor binding behavior of native β-LG was significantly
altered by thermal or chemical modification. Upon heat treatment at 75oC for 10 and 20 min the
binding affinity of β-LG for nonanone was reduced and the number of sites for binding was
increased (O’Neill and Kinsella, 1988).
17
At or near 70oC, protein solubility, foaming activity, and emulsifying activity start to
decline due to protein denaturation (Galazka et al., 1995). More severe thermal treatment will
cause protein denaturation, accompanied by loss of aqueous solubility and overall functional
behavior (Kester and Richardson, 1984). So partial denaturation, or combining partially
denatured with native protein, has been suggested as a technique for intentional modification of
functionality (Kester and Richardson, 1984).
High hydrostatic pressure technology and application in the food industry
Traditional food processing methods have relied on high temperatures as a way to ensure
prolonged shelf life and food safety. However, the use of high temperatures is known to cause
some detrimental changes in the processed products (Martin et al., 2002). Undesirable changes
affect nutritional as well as organoleptic attributes. Several vitamins degrade under heat
treatments as do color and flavor compounds (Martin et al., 2002).
High hydrostatic pressure (HHP) presents unique advantages over conventional thermal
processing for food product modifications, including application at low temperatures, which
permits the retention of food quality (Knorr, 1995a; Knorr, 1995b; Cheftel, 1992). It does not
cause environmental pollution and eliminates the use of chemical additives in food products
(Kadharmeston, 1998).
There has been considerable commercial HHP research and development activity in
Japan and as a result a number of HHP processed products are available for retail sale, including
low-sugar jams, fruit sauces, desserts, grapefruit juice and mandarin juice (Palou et al., 1999). In
1990, the first high-pressure product, a high-acid jam, was introduced to the Japanese retail
market (Palou et al., 1999). The jams were vivid and natural in color and taste (Hayashi, 1995).
18
In 1991, yogurts, fruit jellies, salad dressings, and fruit sauces were introduced, and two fruit
juice processors installed semi-continuous high pressure equipment for citrus juice bulk
processing (William, 1994). A number of other products are at various stages of development; all
of these products retain a remarkable degree of fresh flavor (Hayashi, 1995). In U. S. and
Europe, developments are being made in fruit products, ready meals, dairy products, meats and
fish (Palou et al., 1999). The guacamole from Avomex, Inc. is the first commercial HPP product
in U.S., and consumer demand has exceeded expectations. Already a major user of HPP
technology, Avomex, Inc. has installed a total of seven systems to process juices, avocado pulp,
guacamole, salsa, guaca-salsa and avocado halves for food service and retail (Hoover, 1997).
The pressure range currently being investigated for use in food processing is roughly 100
MPa to 900 MPa, with pressures used in commercial systems between 400 and 700 MPa (Martin
et al., 2002). Currently, the widest application of HHP processes within the food industry is
mainly for extending the shelf life of food products, although as research progresses other uses
are foreseen. These include solute diffusion, freezing-thawing, and modification of functional
properties of proteins and other macromolecules (Martin et al., 2002).
Hayashi and Balny (1996a) reported that Sudachi juice could be sterilized by high
pressure treatment and preserved for a long time retaining its natural flavor and quality.
Combined treatment with high pressure and low temperature effectively inactivated
Saccharomyces cerevisiae in strawberry jam with a pseudo-first order kinetics (Hayashi and
Balny, 1996b).
The extent of microbial inactivation achieved at a particular pressure treatment depends
on several factors, including type and number of microorganisms, magnitude and duration of
HHP treatment, temperature, and composition of the suspension media or food (Palou et al.,
19
1994). The patterns of HHP inactivation kinetics observed with different microorgamisms are
quite variable. Some investigators demonstrate first order kinetics for several bacteria and yeast
(Hashizume et al., 1995; Smelt and Rijike, 1993). However, Cheftel (1995) observed a change in
the slope of inactivation curve and a two-phase inactivation phenomenon: the first fraction of the
population being quickly inactivated, whereas the second fraction appears to be much more
resistant.
Effects of high hydrostatic pressure on protein structure
The basis of HHP is the le Chatelier principle, according to which any reaction,
conformational change, or phase transition that is accompanied by a decrease in volume will be
favored at high pressures, while reactions involving an increase in volume will be inhibited
(Ledward, 1995; Cheftel, 1995). Pressure greater than 100-200 MPa often cause: (a) dissociation
of oligomeric structures into their subunits, (b) partial unfolding and denaturation of monomeric
structures, (c) protein aggregation, and (d) protein gelation if protein concentration and pressure
are high enough (Cheftel, 1995).
The Gibbs energy determining the thermodynamic equilibrium among different
conformers of a protein in solution is driven by pressure according to the following relation
(Lassalle et al., 2003),
∆V0(p-p0)-
€
12
∆κ(p-p0)2+∆G0=∆Gp
where p0 is the atmospheric pressure (1 bar), ∆G0 and ∆V0 are differences in the Gibbs energy
and partial volume at 1 bar, respectively, and ∆κ denotes the difference in compressibility.
Pressure simply changes the conformational equilibrium by acting on volumetric properties,
while denaturants such as urea directly perturb the interaction energy and entropy embedded in
20
∆G0 (Wu and Wang, 1999; AbouAiad et al. 1997). That is, pressure drives the equilibrium to
increase the population of the lower volume conformer relative to the higher volume conformer
(Weber and Drickamer 1983; Inoue et al. 2000).
A protein in solution is a dynamic entity, able to adopt a variety of conformations between
the native (N) and the fully denatured (U) states. One of the conformations frequently observed
in globular proteins under mildly denaturing conditions is a compact denatured state called the
molten globule (MG), defined as a state with native-like secondary structure, but lacking fixed
side-chain packing (Dolgikh et al., 1981; Ohgushi and Wada, 1983). The polypeptide chain in a
MG is only loosely packed, typically showing a radius of gyration (Rg) of 10% larger than the
corresponding Rg for the native state (Kataoka et al., 1997; Kamatari et al., 1999). The
polypeptide chain must be hydrated, but the state of hydration is different from that of the fully
unfolded state U, and spatial heterogeneity in hydration is also possible. As the polypeptide chain
fold is loose, ample motions in proteins may lead to fluctuating packing density and volume
fluctuations. Thus, the partial molar volume and compressibility are of general concern for the
MG state (Kamatari et al., 1999).
Typical molten globules are found in vitro at low pH (Ohgushi and Wada, 1983; Ptitsyn,
1991; Ptitsyn and Uversky, 1994), in the presence of alcohol (Kamatari et al., 1998; Kamatari et
al., 1999), after heat treatment (Chattopadhyay and Mazumdar, 2000), or after high pressure
treatment (Zhang et al. 1995; Ruan et al. 1997; Jonas et al. 1998; Lassalle et al. 2000; Kitahara et
al. 2002). In living cells, the MG state is likely to be present in equilibrium with the native state,
and may be actively involved in various biologic processes such as targeting, transport, and
aggregation (Bychkova and Ptitsyn, 1993).
Lassalle et al. (2003) showed that high pressure (from 30 to 2000 bar at 20°C) turned the
α-LA MG into conformers with increasing disorder and hydration, which gives straightforward
21
evidence that the partial molar volume of the MG state is significantly larger than that of the
fully denatured state. It is also important to note that the conformational changes were brought
about reversibly with pressure under equilibrium conditions. This means that the MG state at 30
bar coexists with other conformers with partial unfolding at various degrees. The results verify
that the MG state consists of a mixture of variously unfolded conformers from the mostly folded
to the nearly totally unfolded that differ in stability and partial molar volume. The populations of
the latter conformers are small compared to the main MG conformers found at 30 bar, but their
fractions become significant at higher pressure because of their smaller partial molar volumes
(Lassalle et al., 2003).
Pressure denaturation of protein is a complex phenomenon depending on the protein
structure, pressure range, temperature, pH, and solvent composition (Palou et al., 1999).
Oligomeric proteins are dissociated at relatively low pressures (200 MPa), while denaturation of
monomeric proteins occurs at pressures greater than 300 MPa (Cheftel, 1995).
Unlike heat-denatured proteins, pressure unfolding of a protein does not correspond to
the transfer of a nonpolar molecule from a nonpolar environment into aqueous solution (Hummer
et al., 1998). The protein interior is largely composed of efficiently packed residues, more likely
hydrophobic than those at the surface (Richards, 1974). Increasing hydrostatic pressure forces
water molecules into the protein interior, gradually filling cavities, and eventually resulting in
changes in the tertiary and quaternary structure of proteins (Hummer et al., 1998). The protein-
water system may be packed more efficiently and have a lower total volume when water
molecules are mixed into the structure (Sloan, 1990). Thus, pressure denaturation corresponds to
the incorporation of water into the protein, whereas heat denaturation corresponds to the transfer
of nonpolar groups into water.
22
Pressure may affect the secondary, tertiary, and quaternary structure of proteins (Palou et
al., 1999). The fact that moderate pressure does not disrupt secondary structures is due to the
little effect of pressure on hydrogen bonds that stabilize interaction of secondary structure
(Masson and Cléry, 1996). On the other hand, disorganization of tertiary structure presumably
results from pressure-induced disruption of hydrophobic interactions (Masson and Cléry, 1996).
The main targets of pressure are the electrostatic and hydrophobic interactions in protein
molecules (Palou et al., 1999). High pressure causes deprotonation of charged groups and
disruption of salt bridges and hydrophobic interactions, thereby resulting in conformational and
structural changes of proteins (Martin et al., 2002). Structural transitions are accompanied by
large hydration changes (Masson, 1992). Hydration changes are the major source of volume
decreases associated with dissociation and unfolding of proteins (Masson, 1992). Hydrophobic
interactions in protein can be either disrupted or stabilized according to the magnitude of the
applied pressure (Johnson et al., 1992).
High pressure affects the interaction of components by changing the distance between
them. It has been hypothesized that HHP does not affect covalent bonds because that the length
of covalent bonds is already limited by the Born repulsion that naturally exists among atoms that
are close to one another (Barciszewski et al., 2002). Thus small molecules such as vitamins,
color, and flavor compounds will remain unaffected after HHP treatment (Martin et al., 2002).
This non-disruption of covalent bonds ensures the retention of nutrients and therefore leads to a
more natural and “better” quality product compared to products obtained from thermal tratement
(Tedford et al., 1998).
The functional properties of biological molecules are usually dependent on conformation
and conformational changes. Any modification of the water shell around protein will alter the
23
spatial distribution of charges that could play a significant role in specific evolution of the
protein conformation under high pressures (Dufour et al., 1994). The interactions between
solvent and solute molecules and inter- and intramolecular interactions of the solute are
influenced when subjected to pressure (Palou et al., 1999). Therefore, either beneficial or
detrimental changes can be produced as a result of a high-pressure treatment (Johnson, 1995).
Potential functionality improvement of high hydrostatic pressure on whey protein
concentrate
Studies have been done to understand the effect of HHP on some of the functional
properties of whey proteins, such as gel formation (Famelart et al., 1998), emulsifying capacity
(Galazka et al., 1995) and foamability (Ìbanoglu and Karatas, 2001). However, little work has
been done regarding the effects of high pressure on WPC or whey protein-flavor binding.
Changes in the surface hydrophobicity and aggregation effects have been observed with β-LG
subsequent to treatments between 200 and 600 MPa (Nakamura et al., 1993; Dumay et al., 1994).
Pressure-induced changes in protein molecules tend, in general, to increase the area accessible to
the solvent and, as a consequence, alter surface properties (Nakamura et al., 1993; Dumay et al.,
1994). Desirable functional characteristics of protein, such as high surface hydrophobicity, which
facilitates the formation of stable foams, imply more binding of flavor components by
hydrophobic interaction, compared to proteins of lower surface hydrophobicity (Fischer and
Widder, 1997).
High pressure induces β-LG into the MG state (Yang et al., 2001). Semisotinov et al.
(1991) reported that proteins in the MG state (bovine α-lactalbumin, bovine carbonic anhydrase
and Staphylococcus aureus β-lactamase) exhibit high affinity for the hydrophobic probe 1-
24
anilino-naphthalene-8-sulfonate (ANS). Yang et al. (2001) reported a 3-fold increase in the ANS
fluorescence intensity, indicating enhanced aromatic hydrophobic binding. The result suggests
that HHP may help improve the functional properties of proteins, such as flavor binding and
release. β-LG in the MG state induced by HHP exhibited a significant decrease in affinity for
retinol and a significant increase in affinity for cis-parinaric acid (CPA) and ANS compared to
native β-LG (Yang et al., 2003).
The MG state of α-LA has become a paradigm for evaluating the properties of stable
partially folded proteins (Kuwajima, 1996; Kuwajima et al., 1989; Ptitsyn, 1995). α-LA forms a
MG state under a variety of conditions, including at low pH, at low salt concentrations in the
absence of Ca2+ (neutral pH) (Dolgikh et al., 1981; Kronman et al., 1965; Kuwajima et al., 1976),
or after pressure treatment (Tanaka et al., 1996; Chang et al., 2000; Lassalle et al., 2003).
However, the stability of α-LA towards high pressure is greater than that of β-LG, probably due
to the lack of free sulfhydryl groups in α-LA (Tanaka et al., 1996; Chang et al., 2000).
The secondary structure of BSA, the third major whey protein, is very stable under
pressure as well. The stability of BSA was shown through specific rotation, fluorescence and
electrophoresis (Hayakawa et al., 1992; Cheftel and Dumay, 1996). The resistance of BSA
against high pressure may be due to the 17 intramolecular disulfide bonds of the molecule
(Lopez-Fandino et al., 1996).
The presence of multiple proteins in WPC has significant influence on the behavior of
whey proteins during high pressure and heat treatment. de Wit and Klarenbeek (1984) reported
that although α-LA is the whey protein with the lowest denaturation temperature, and appears to
be (at pH 6.0) most thermostable against protein aggregation because of its high capability of
renaturation on cooling. This renaturation effect is not observed in WPC, which might be due to
heat-induced interactions with β-LG and BSA. In the mixture of α-LA and β-LG, during HHP
25
treatment (1000 MPa, 30 min) β-LG promoted the oligomerization of α-LA (Jegouic et al.,
1997). In this case, mixing and denaturation of β-LG with α-LA resulted in formation of a large
heterogeneous population of oligomers including β-LG or α-LA/β-LG dimers (Jegouic et al.,
1997).
Prediction of protein functionality on the basis of molecular structure for commercial
WPC that contain a mixture of proteins is more difficult than prediction for well-defined,
individual globular proteins (Patel and Fry, 1985). Each of the whey proteins, that is, α-LA, β-
LG, BSA, Ig, and the minor whey proteins, as well as residual lactose and lipids, affect WPC
functionality in different ways. Commercial WPC contains mixtures of proteins in varying ratios
that have undergone varying degrees of heat denaturation and aggregation (Morr, 1982; Morr,
1989). It is extremely difficult to predict the functionality of such complex protein systems on
the basis of simple solubility and functionality test results (Patel and Fry, 1985), and more
studies are needed to understand the structure-functionality relationship of WPC.
Objectives
This research is based on the following hypotheses. High hydrostatic pressure (HHP)
treatments cause conformational changes and aggregation of the major whey proteins, β-LG, α-
LA, and BSA. After HHP treatments WPC exhibit greater hydrophobicity than the untreated
WPC. Increased WPC hydrophobicity improves functional properties of whey proteins such as
flavor-binding, with increases in the number of the binding sites and decreases in the apparent
dissociatioin constants (increases in the binding affinity) for flavor compounds. HHP treated
WPC can carry flavor compounds in formulated lowfat or nonfat food products and improve the
26
flavor profile during consumption. HHP treated WPC may be used as a food ingredient to
improve the sensory quality of formulated reduced fat foods and promote the utilization of WPC.
The objectives of this research are to: (1) investigate structural properties of WPC
affected by HHP, including protein solubility, protein denaturation and aggregation; (2) study
hydrophobicity of WPC affected by HHP with selected aromatic and aliphatic hydrophobic
probes; (3) study flavor binding functionality of WPC affected by HHP with selected aromatic
and aliphatic flavor compounds.
27
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35
CHAPTER THREE
Effects of Heat and High Hydrostatic Pressure on Protein Solubility and ProteinComposition of Whey Protein Concentrate
Xiaoming Liu*, Joseph R. Powers*, Barry G. Swanson*, Herbert H. Hill+, and Stephanie Clark*
Department of Food Science and Human Nutrition, Department of Chemistry, Washington State
University, Pullman, WA 99164-6376
To whom correspondence should be addressed (telephone 509-335-4215; fax 509-335-4815;
email [email protected])
* Department of Food Science and Human Nutrition
+ Department of Chemistry
36
ABSTRACT
After mild heat treatment (50oC, 30 min) or high hydrostatic pressure (HHP) treatment
(600 MPa, 50oC, 30 min), whey protein concentrate (WPC) solutions in water and sodium
phosphate buffer (0.01 M, pH 7.0) (0.02%, 0.2% or 2.0%) were studied with protein solubility
assays (pH 4.6 and 7.0), size-exclusion chromatography, and polyacrylamide gel electrophoresis.
No signidicant changes in protein solubility of WPC at pH 4.6 and 7.0 were observed after mild
heat treament. Mild heat treatment of WPC did not result in significant protein denaturation or
aggregation. After HHP treatments, there were decreases in protein solubility at pH 4.6, and
increases in aggregation and denaturation of whey proteins, especially at high WPC
concentrations. During the come-up time of HHP treatment, dissociation of aggregates and
formation of dimers of β-lactoglobulin (β-LG) were observed. With increasing HHP treatment
time the amount of monomers of β-LG, α-lactalbumin (α-LA), and bovine serum albumin (BSA)
decreased, and aggregates were formed. Overall, these results suggest that protein solubility of
WPC, denaturation and aggregation of whey proteins are dependent on solution concentration
and HHP treatment condition.
Keywords: whey protein concentrate; high hydrostatic pressure; solubility; protein composition;
aggregation
37
INTRODUCTION
Whey and whey products have been used successfully in the food industry for years. Cost
efficiency and quality improvement are key drivers in using whey products (Morr and Ha, 1993).
The nutritional value of whey products is also an important reason why an increasing number of
manufacturers worldwide include whey products in their formulations. Whey products provide
solubility and viscosity, form gels, emulsify, facilitate whipping, foaming and aeration, enhance
color, flavor and texture, and offer numerous nutritional advantages (U. S. Dairy Export Council,
1999).
One of the most important physicochemical and functional properties of whey proteins is
their solubility over a wide range of protein concentration, pH, temperature, water activity, and
ionic conditions (Morr, 1989). Native whey proteins remain soluble at their isoelectric point (pI),
that is, throughout the pH range of 4 to 5; however, heat-induced denaturation renders whey
proteins insoluble in this pH range (Morr and Ha, 1993). Thus, whey protein concentrate (WPC)
protein solubility at pH 4.6 is useful for estimating protein denaturation (Morr and Foegeding,
1990).
Protein solubility depends on various endogenous physicochemical properties, including
molecular weight, secondary and tertiary structure, hydrophobicity and hydrophilicity, and
electrostatic charge (Morr and Ha, 1993). The solubility of WPC is markedly affected by
solution conditions such as pH, temperature, and ion composition (Kinsella, 1984). Monovalent
mineral ions and pH values away from pI enhance protein solubility by weakening
intramolecular and intermolecular electrostatic interactions between the ionizing carboxyl and ε-
amino groups (Morr and Ha, 1993). Thus, pH and ionic composition of the solvent must be
specified when reporting protein solubility (Morr and Ha, 1993).
38
Numerous references in the literature document relationships between composition and
functionality of WPC solutions (Schmidt et al., 1984; Liao and Mangino, 1987). In practice,
functionality is influenced by a number of compositional factors that affect the physicochemical
properties of the proteins, that is, total and individual protein composition, pH, ionic strength,
concentration of Ca+2 and other individual ions, lipids, lactose, chemical emulsifiers, and
reducing and oxidizing chemicals (Morr and Ha, 1993).
There are wide differences in the gross composition of commercial WPC products
manufactured worldwide (Morr, 1989; Morr and Foegeding, 1990; de Wit et al., 1986). Most of
these compositional differences relate to the use of different processing conditions and
technologies for manufacturing whey and WPC (Morr, 1989; Schmidt et al., 1984). Most WPC
products are manufactured by ultrafiltration (UF) and diafiltration (DF) technologies (Morr and
Foegeding, 1990). Processing modifications with respect to whey manufacture, whey
pretreatment, degree of fractionation by UF and DF, and spray-drying conditions would be
expected to alter the composition of WPC (Morr and Ha, 1993). Therefore, consistency in the
composition of WPC is an important factor to predict WPC functionality and to manufacture
WPC products with optimum functionality for each product application (Morr and Ha, 1993).
Traditional food processing methods rely on high temperatures as a way to ensure
prolonged shelf life and food safety. However, the use of high temperatures results in some
detrimental changes in nutritional and organoleptic attributes in the processed products (Martin
et al., 2002). High hydrostatic pressure (HHP) presents unique advantages over conventional
thermal processing for food product modifications, including application at low temperatures,
which permits the retention of food quality attributes (Knorr, 1995a; Knorr, 1995b; Cheftel,
1992). The pressure range currently being investigated for use in food processing is roughly 100
39
MPa to 900 MPa, with pressures used in commercial systems between 400 and 700 MPa (Martin
et al., 2002). The areas where high pressure offers potential are: the reduction of microbial
numbers, the control of enzyme reactions, alteration to the conformation of biopolymers, and the
control of phase transformations (Palou et al, 1999).
Pressure acts as a physicochemical parameter that alters the balance of intramolecular and
solvent-protein interactions (Pitta et al., 1996). Pressure-induced protein unfolding is complex
and can result in disruption of both internal hydrophobic interactions and salt bridges. Low
protein concentrations and pressures (up to 200-300 MPa) usually result in reversible pressure-
induced denaturation. Higher pressures have irreversible and extensive effects on proteins,
including denaturation due to unfolding of monomers, aggregation and formation of gel
structures (Pitta et al., 1996).
The formation of charged species in aqueous media is favored by high pressure because
the electrostriction of water decreases the molar volume of total water (Kunugi, 1993). This
means that an increase in pressure will weaken the electrostatic interactions between ions in pair,
since formation of an interacting pair of charges will diminish the total net charge and liberate
the hydrating water molecules back into the normal state in the bulk phase. On the other hand,
hydrogen bond formation will be slightly strengthened by increases in pressure because the
decreases in the interatomic distance lead to a smaller molecular size. Hydrophobic interactions
have much more complicated characteristics. Interactions between aromatic compounds
generally have negative reaction volumes and thus to be strengthened at higher pressure (Kunugi,
1993).
The major protein components of whey include β-LG (50%), α-lactalbumin (α-LA)
(20%) and bovine serum albumin (BSA) (5%). Among the three major whey proteins, most
40
research has been focused on β–LG. Funtanberger et al. (1995) reported that high pressure
processing (450 MPa, 25°C, 15 min, pH 7.0) induced partial unfolding and aggregation of β-LG
isolate. Aggregation of β–LG was more extensive in pressure-resistant buffers than in phosphate
buffer or in water (Funtanberger et al., 1995). Electrophoretic patterns also revealed the
progressive formation of dimers to hexamers and of higher polymers of β–LG as a function of
the type and molarity of buffer and of the pressure level (Funtanberger et al., 1995).
The stability of α-LA and BSA towards high pressure is greater than that of β-LG
(Tanaka et al., 1996; Chang et al., 2000; Hayakawa et al., 1992). Baric oligomerization of α-LA
alone is not observed in the absence of low molecular weight reducing thiols, even at high
pressures applied for extended periods of time (Jegouic et al., 1996). This resistance to
oligomerization is due to the fact that α-LA has no free sulfhydryl groups capable of inducing
sulfhydryl disulfide exchange after unfolding of the protein by high pressure (Rao and Brew,
1989).
The secondary structure of BSA, the third major whey protein, is very stable under
pressure as well. The stability of BSA was shown through specific rotation, fluorescence and
electrophoresis (Hayakawa et al., 1992; Cheftel and Dumay, 1996). The resistance of BSA
against high pressure may be due to the 17 intramolecular disulfide bonds of the molecule
(Lopez-Fandino et al., 1996).
The presence of multiple proteins in WPC has significant influence on the behavior of
whey proteins during high pressure and heat treatment. de Wit and Klsrenbeek (1984) reported
that although α-LA is the whey protein with the lowest denaturation temperature, it is most
thermostable against protein aggregation (at pH 6.0) because of its high capability of renaturation
on cooling. This renaturation effect is not observed in WPC, which might be due to heat-induced
41
interactions with β-LG and BSA. In the mixture of α-LA and β-LG, during HHP treatment (1000
MPa, 30 min) β-LG promoted the oligomerization of α-LA (Jegouic et al., 1997). In this case,
mixing and denaturation of β-LG with α-LA resulted in formation of a large heterogeneous
population of oligomers including β-LG or α-LA/β-LG dimers. The upper limit of molecular
weights of these oligomers can be estimated as ~7 MDa. These oligomers are presumably
composed of up to several hundreds of β-LG and α-LA molecules (Jegouic et al., 1997).
HHP induces β-LG into the molten globule state (Yang et al., 2001). Yang et al. (2003)
reported a significant increase in the binding affinity of β-LG for 1-anilino-naphthalene-8-
sulfonate (ANS) and cis-parinaric acid (CPA) after HHP treatment. However, commercial WPC
contains mixtures of proteins in varying ratios, and each of the whey proteins affect WPC
functionality in different ways. Given the information presented above, HHP treated WPC would
be a good candidate for testing the practical utility of the application of HHP to modify the
functional properties of WPC. Here, we investigate the effects of HHP on some structural and
functional properties of WPC, including solubility, protein composition, hydrophobicity and
flavor-binding properties.
MATERIALS & METHODS
Materials
RT-80 Grade A whey protein concentrate (WPC RT-80) was provided by Main Street
Ingredients (La Crosse, WI). WPC RT-80 with the same lot number was used throughout the
experiments. The product contained 84.9% protein, 3.9% fat, 3.4% ash, 3.5% lactose, and 3.7%
moisture. The pH of a 2% solution at 20oC was 6.4. Standard proteins (β-LG, α-LA, BSA) were
42
obtained from Sigma Chemical Co. (St. Louis, MO) All of the chemicals used were of analytical
grade obtained from Fisher Chemicals (Fairlawn, NJ) or unless otherwise specified.
Heat treatment
WPC solutions, at the protein concentration of 0.02%, 0.2% and 2.0% (w/v) in sodium
phosphate buffer (0.01 M, pH 7.0) and water, were heated at 50oC for 30 min.
High hydrostatic pressure (HHP) Treatment
WPC solutions, at the protein concentrations of 0.02%, 0.2% and 2.0% (w/v) in sodium
phosphate buffer (0.01 M, pH 7.0) and water, were treated with HHP of 600 MPa at 50˚C for
holding times of 0 (come-up time), 2.5, 5, 7.5, 10, 15, or 30 min. The come-up time (4.05 min) is
the compression time required to reach a pressure of 600 MPa. After exposure to high pressure,
WPC solutions were studied immediately or stored at 4 oC for less than one month.
Protein solubility at pH 4.6 and pH 7.0
Protein solubility at pH 4.6 has been used as an index of the extent of whey protein
denaturation. Solutions of WPC were adjusted to pH 4.6 with HCl and centrifuged at 1500 g for
15 min. The amount of proteins remaining in the total solutions and supernatant were determined
by the Lowry method (Lowry et al., 1951). In this work, protein solubility at pH 4.6 is expressed
as a percentage of the total protein content of the dispersion before centrifugation (Lee at al.,
1992).
PS =
€
% protein, supernanant% protein, total
×100
Protein solubility at pH 7.0 was also measured to give an indication of solubility of
heated and HHP treated WPC for neutral pH food applications. The procedure was essentially
similar to that described above for pH 4.6 solubility. Each analysis was performed in triplicate.
43
Size exclusion chromatography
The supernatants obtained from the untreated, heated, and HHP treated WPC solutions
were filtered through a polyvinylidene difluoride (PVDF) membrane (pore size 0.45 µm) and
fractionated by size exclusion chromatography (SEC) on a Protein-Pack SW 300 Glass column
(8 × 300 mm, from Waters Corporation). The elution buffer was composed of 0.05 M sodium
phosphate (pH 7.0). The flow rate was 0.5 ml/min, and the absorbance of the eluate was
monitored by a Waters 440 UV/VIS detector at 280 nm.
Individual whey proteins in the chromatogram were identified by means of a calibration
curve with the logarithm of the molecular weight of standards as a function of the retention time.
Different standards of lyophilized proteins were used: α-lactalbumin (α-LA, 14 kDa, L-5385), β-
lactoglobulin (β-LG, dimers of variants A and B, 37.2 kDa, L-2506), bovine serum albumin
(BSA, 66 kDa, A-2153) and bovine immunoglobulin G (IgG, 152 kDa, I-9640). Under the
process conditions studied, linear separation with high resolution was possible for proteins with a
molecular weight between 14 and 66 kDa. The relationship between the molecular weight (Mw,
in Da) of the protein and the retention time (tR, in min) within this Mw range was calculated as
(r2 = 0.96):
log (Mw) = -0.159 tR + 7.688
For β-LG and α-LA, quantitative measurements were obtained by SEC using regression
lines in the concentration range 0-10 g/L for β-LG (r2 = 0.99), and in the concentration range 0-5
g/L for α-LA (r2 = 0.99). Each SEC analysis was performed in triplicate.
Polyacrylamide gel electrophoresis
The WPC samples were analyzed using the Mini-Protean Π Dual Slab Cell (Bio-Rad
Laboratories, Hercules, CA). Polyacrylamide gel electrophoresis (4-20%) in the presence of
44
sodium dodecyl sulfate (SDS-PAGE), with or without β-mercaptoethanol (β-ME), was used
according to instruction manual of Ready Gel Precast Gels (catalog number 161-0993, Bio-Rad
Laboratories, Hercules, CA).
One milliliter of supernatant, obtained from the untreated, heated and pressurized WPC
solutions, followed by centrifugation at 1500g for 15 min, was diluted with 3 ml of 62.5 mM
Tris-HCl (pH 6.8), containing 25% glycerol, 0.01% bromophenol blue, 10% SDS, and/or 5% β-
ME. Prior to analysis, solutions were heated for 5 min in a water bath at 100ºC followed by
cooling to room temperature with running tap water. Electrophoresis was run at ambient
temperature for 35 min at 200 V. The gels were stained with a Coomassie blue solution
containing 40% methanol, 10% acetic acid, and 0.1% Coomassie Blue R-250, destained with
methanol/acetic acids solution, and preserved with a glycerol solution to prevent drying and
deterioration. Each sample was analyzed in triplicate. Prestained SDS-PAGE standards (catalog
number 1610318, Bio-Rad Laboratories, Hercules, CA) were used to calibrate the gels. The
protein standards included myosin (203 kDa), β-galactosidase (120 kDa), bovine serum albumin
(90.0 kDa), ovalbumin (51.7 kDa), carbonic anhydrase (34.1 kDa), soybean trypsin inhibitor
(28.0 kDa), lysozyme (20.0 kDa), and aprotinin (6.4 kDa).
Statistical analysis
All experiments and analyses were done in triplicate. The analysis of variance test for
significant effects of treatments and assay samples were determined using the General Linear
Model procedure (PROC GLM) in SAS. Main effect differences were considered significant at
the p < 0.05 level. Means separations were determined by Fisher’s Least Significant (LSD) for
multiple comparisons (SAS Institute, Inc., 1993).
45
RESULTS AND DISCUSSION
Protein solubility at pH 4.6
Since whey proteins are generally recognized as being the nitrogenous fraction remaining
soluble in the supernatant at pH 4.6 after precipitation of casein, the loss of solubility at this pH
is commonly used to assess the extent of protein denaturation (Li-Chan, 1983; de Wit and
Klarenbeek, 1984; Funtenberger et al., 1995). This criterion was used in the present work.
Table 1 shows that there were no significant changes in protein solubility of WPC at pH
4.6 after mild heat treatment. However, decreases in protein solubility of WPC at pH 4.6 were
observed, especially at high WPC concentrations in sodium phosphate buffer. HHP treatments of
2.0% WPC solutions in sodium phosphate buffer resulted in complete loss of protein solubility
of whey proteins at pH 4.6. The loss of protein solubility at pH 4.6 of WPC solutions after
pressurization may be due to the formation of insoluble aggregates and denaturation of whey
proteins.
Protein solubility at pH 7.0
The ability of a protein to remain soluble at pH 7.0 is important for the utilization in
neutral pH food applications. There were no significant changes in protein solubility of WPC at
pH 7.0 after mild heat treatment (Table 2). HHP treatment of 0.02% and 0.2% WPC solutions
did not show significant effects on the protein solubility at pH 7.0, but decreases in protein
solubility were observed after HHP treatment of 2% WPC solution in water and in buffer. WPC
exhibited higher protein solubility in sodium phosphate buffer than in water because monovalent
mineral ions enhance protein solubility by weakening intramolecular and intermolecular
electrostatic interactions between the ionizing carboxyl and ε-amino groups (Morr and Ha,
1993). The higher solubility at pH 7.0 in comparison with pH 4.6 is due to a lower degree of
46
cross-links at pH 7.0 due to repulsion between negatively charged carboxyl groups which
reduces protein aggregation (Cheftel et al., 1985; Camp et al., 1997).
Size exclusion chromatography
The SEC chromatograms of WPC samples were characterized by three protein peaks
(Figures 1 through 8). On the basis of whey protein standards, peaks with retention times of
22.37 ± 0.03 and 19.56 ± 0.02 min were characterized as the α-LA monomer with a molecular
weight of 14 kDa, and as the β-LG dimer with a molecular weight of 36.5 kDa, respectively.
Also, IgG and BSA were present in a protein fraction with retention time 16.98 (± 0.01) min,
which corresponds to a molecular weight range 66.3-152 kDa.
Information on the pressure sensitivity of individual whey proteins may be gathered by
the use of size exclusion chromatography. Based on Figures 1 through 8, mild heat treatments of
WPC did not result in significant protein denaturation or aggregation at either pH 7.0 or pH 4.6,
which is consistent with the results from the solubility assay. Increases in the amount of
aggregates and decreases in the amounts of individual whey proteins were observed, especially at
high WPC concentrations (Figures 1 through 8). β-LG is more sensitive to HHP treatments than
α-LA (Natamura et al., 1993), and a significant reduction in the amount of β-LG occurred after
pressurization at pH 7.0. Thirty minutes of HHP treatment of 0.2% WPC solution in water
resulted in 67% reduction in the amount of β-LG (pH 7.0), with no effects on α-LA. At the same
time, the amount of aggregates tripled. When WPC solution concentration increased to 2.0%, 30
min of HHP treatment resulted in the disappearance of β-LG peak (pH 7.0), 71% reduction in the
amount of α-LA, and a 4.5-fold increase in the amount of aggregates compared to the untreated
WPC. HHP treatments of WPC solutions in sodium phosphate buffer showed similar patterns at
pH 7.0.
47
When HHP treated WPC solutions (pH 7.0) were assayed at pH 4.6, fewer aggregates
and fewer individual whey proteins were observed in the chromatographs than in
chromatographs at pH 7.0. Thus, some of the aggregates formed during pressurization at pH 7.0
were insoluble at pH 4.6.
Polyacrylamide gel electrophoresis
The SDS gels exhibited four major bands for untreated WPC (Figure 9): monomers of α-
LA and β-LG (Region I), BSA (Band III), and large aggregates (Region IV) (with ∼200 kDa
molecular weight). During the come-up time for HHP treatment, dissociation of aggregates and
formation of dimers were observed. With increasing treatment time, the amount of monomeric
β-LG, α-LA, and BSA decreased, and aggregates of various molecular weights formed. Region
II, containing β-LG and α-LA dimers, was not well separated. Region IV contained proteins with
apparent molecular weights larger than 60 kDa, corresponding with trimers and tetramers of
whey proteins. The absence of single bands for dimers and other oligomers indicated a
considerable extent of inter- and intramolecular disulphide bond diversity (Manderson et al.,
1998).
Instead of large aggregates in untreated WPC solutions, we observed intermediate sized
aggregates in HHP treated WPC (Region IV), with molecular weights from approximately 70 to
200 kDa. Due to the presence of free sulfhydryl groups in aggregates, aggregation is not limited
to the formation of linear aggregates; branched aggregates can be formed (Schokker et al., 1999).
WPC samples were also analyzed in the presence of β-ME, which allowed evaluation of
the contribution of disulfide-stabilized aggregates in the soluble protein fraction of both
untreated and pressurized WPC solutions (Figure 10). Most aggregates observed in Figure 9
dissociated into the monomer form of α-LA, β-LG (Region I) and BSA (band III) in the presence
48
of β-ME, which indicated that these aggregates were stabilized by disulfide bonds. Dimers of β-
LG disappeared in the presence of β-ME, while dimeric α-LA was still observed. Havea et al.
(2000) also reported the presence of dimeric α-LA in the presence of β-ME, which may indicate
the presence of a small quantity of nonreducible dimers of α-LA.
Although effects of high pressure on the aggregation and changes of whey protein
concentrate have not been extensively studied, similar gel electrophoresis patterns of HHP
treated WPC to heated WPC may suggest a similar mechanism. Heavea et al. (2001) observed
that the 2D-PAGE patterns of a heated mixture of the three whey proteins (β-LG, α-LA and
BSA) clearly demonstrated the presence of various disulphide homopolymers of each protein as
well as various adducts of the three proteins. Initial aggregates are formed predominately by
polymerization of BSA with itself while the aggregates involving β-LG and α-LA are generated
at a later stage and appear to be in proportion to the quantity of monomeric protein present in the
unheated sample. Because of the differences in thermal stability of the three proteins, during the
initial stages of heating, BSA molecules will begin to unfold and aggregate (mainly via inter-
molecular sulfhydryl-disulphide exchange, and to a lesser extent, non-covalent interactions)
before β-LG. The exposed sulfhydryl groups of BSA molecules/aggregates could also react via
sulfhydryl-disulphide interchange with one of the disulphide bonds of α-LA. Consequently, α-
LA dimers and α-LA/BSA adducts could be generated. At later stages of heating, β-LG will
unfold to expose a sulfhydryl group, which results in dimers, trimers and higher molecular
weight polymers of β-LG or α-LA, as well as mixed aggregates of the two proteins.
Overall, HHP treatment of 0.02% and 0.2% WPC solutions did not show significant
effects on the protein solubility at pH 7.0, but decreases in protein solubility were observed after
HHP treatment of 2% WPC solution in water and in buffer. HHP treatments of WPC resulted in
49
decreases in protein solubility at pH 4.6 and increases in aggregation and denaturation of whey
proteins, especially at high WPC concentrations. Changes that occur during HHP treatments may
affect the functional properties of WPC, such as hydrophobicity and flavor binding.
CONCLUSIONS
Mild heat treatment did not result in significant changes in protein solubility at pH 4.6
and 7.0. HHP treatments of WPC resulted in decreases in protein solubility at pH 4.6 and
increases in aggregation and denaturation of whey proteins, especially at high WPC
concentrations. During the come-up time for the HHP treatment, dissociation of aggregates and
formation of dimers were observed. With increasing treatment time, the amount of monomers of
β-LG, α-LA, and BSA decreased, and aggregates of various molecular weights were formed.
Overall, these results suggest that protein solubility, denaturation and aggregation of WPC are
dependent on solution concentration and HHP treatment condition.
The changes occuring during the HHP treatments may affect the functional properties of
WPC, such as hydrophobicity and flavor binding. Specific functional characteristics may be
achieved by careful manipulation the processing conditions of WPC solutions, such as WPC
concentration and HHP treatment conditions.
ABBREVIATIONS USED
β-LG, β-lactoglobulin; α-LA, α-lactalbumin; BSA, bovine serum albumin; HHP, high
hydrostatic pressure; pI, isoelectric point; UF, ultrafiltration; DF, diafiltration; WPC, whey
protein concentrate; WPI, whey protein isolate; SDS-PAGE, sodium dodecyl sulfate
polyacrylamide gel electrophoresis; β-mercaptoethanol, β-ME.
50
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52
Table 1. Effects of heat (50oC, 30 min) and HHP treatments on pH 4.6 protein solubility of WPCin water and 0.01 M (pH7.0) sodium phosphate buffer. Pressure processing was performed at600 MPa and 50oC for various holding time: 5 min (HHP 5); 15min (HHP 15); 30 min (HHP 30).
Protein Solubility (%) in H2Oa Protein Solubility (%) in buffera
Sample0.02 % 0.2% 2.0% 0.02 % 0.2% 2.0%
WPC 82 ± 1 71 ± 2 38 ± 1 77 ± 1 57 ± 1 48 ± 1
Heated WPC 79 ± 1 68 ± 1 40 ± 0 76 ± 2 59 ± 2 49 ± 1
HHP 5 WPC 79 ± 0 62 ± 1 27 ± 1 77 ± 1 49 ± 1 0
HHP 15 WPC 74 ± 1 51 ± 1 23 ± 1 68 ± 2 46 ± 1 0
HHP 30 WPC 74 ± 1 48 ± 1 21 ± 1 59 ± 1 42 ± 1 0
a “±” values refer to 95% confidence limits
Table 2. Effects of heat (50oC, 30 min) and HHP treatments on pH 7.0 protein solubility of WPCin water and 0.01 M (pH7.0) sodium phosphate buffer. Pressure processing was performed at 600MPa and 50oC for various holding time: 5 min (HHP 5); 15min (HHP 15); 30 min (HHP 30).
Protein Solubility (%) in H2Oa Protein Solubility (%) in bufferaSample
0.02 % 0.2% 2.0% 0.02 % 0.2% 2.0%
WPC 93 ± 1 83 ± 1 76 ± 1 100 ± 1 100 ± 1 94 ± 2
Heated WPC 93 ± 0 84 ± 1 72 ± 2 100 ± 1 100 ± 0 95 ± 2
HHP 5 WPC 89 ± 1 85 ± 1 67 ± 2 100 ± 0 99 ± 0 89 ± 1
HHP 15 WPC 88 ± 1 85 ± 1 50 ± 1 100 ± 1 100 ± 1 88 ± 2
HHP 30 WPC 85 ± 1 83 ± 2 55 ± 0 100 ± 1 99 ± 1 82 ± 0
a “±” values refer to 95% confidence limits
53
Figure 1. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated WPC solutions (0.2%, pH 7.0) in H2O. From top to bottom: UntreatedWPC, Thermal treated WPC (50oC, 30 min), HHP treated WPC (600 MPa, 50oC, 30 min). 1= α-LA; 2 = β-LG; 3 = aggregates.
123
123
1
2
3
54
Figure 2. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated WPC solutions (2.0%, pH 7.0) in H2O. From top to bottom: UntreatedWPC, Thermal treated WPC (50oC, 30 min), HHP treated WPC (600 MPa, 50oC, 30 min). 1= α-LA; 2 = β-LG; 3 = aggregates.
123
123
1
2
3
55
Figure 3. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated WPC solutions (0.2%, pH 7.0) in 0.01 M sodium phosphate buffer. Fromtop to bottom: Untreated WPC, Thermal treated WPC (50oC, 30 min), HHP treated WPC(600 MPa, 50oC, 30 min). 1 = α-LA; 2 = β-LG; 3 = aggregates.
123
123
1
2
3
56
Figure 4. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated WPC solutions (2.0%, pH 7.0) in 0.01 M sodium phosphate buffer. Fromtop to bottom: Untreated WPC, Thermal treated WPC (50oC, 30 min), HHP treated WPC(600 MPa, 50oC, 30 min). 1 = α-LA; 2 = β-LG; 3 = aggregates.
123
123
1
2
3
57
Figure 5. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated solutions (0.2%, pH 4.6) in H2O. From top to bottom: Untreated WPC,Thermal treated WPC (50oC, 30 min), HHP treated WPC (600 MPa, 50oC, 30 min). 1 = α-LA; 2 = β-LG; 3 = aggregates.
123
123
12
3
58
Figure 6. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated WPC solutions (2.0%, pH 4.6) in H2O. From top to bottom: UntreatedWPC, Thermal treated WPC (50oC, 30 min), HHP treated WPC (600 MPa, 50oC, 30 min). 1= α-LA; 2 = β-LG; 3 = aggregates.
123
123
12
3
59
Figure 7. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated WPC solutions (0.2%, pH 4.6) in 0.01 M sodium phosphate buffer. Fromtop to bottom: Untreated WPC, Thermal treated WPC (50oC, 30 min), HHP treated WPC(600 MPa, 50oC, 30 min). 1 = α-LA; 2 = β-LG; 3 = aggregates.
123
123
1
23
60
Figure 8. SEC chromatogram of soluble proteins obtained from untreated, thermal treated,and HHP treated WPC solutions (2.0%, pH 4.6) in 0.01 M sodium phosphate buffer. Fromtop to bottom: Untreated WPC, Thermal treated WPC (50oC, 30 min), HHP treated WPC(600 MPa, 50oC, 30 min). 1 = α-LA; 2 = β-LG; 3 = aggregates.
123
123
12
3
61
Figure 9. SDS-PAGE (without β-mercaptoethanol) patterns of untreated (N) and HHP treated(600 MPa, 50oC, for various holding time: 0, 2.5, 5, 7.5, 10, 15, 30 min) 0.2% WPC solutions. I:SDS-monomeric α-LA and β-LG; II: dimeric and trimeric α-LA and β-LG; III: SDS-monomericBSA; IV: large aggregates.
Figure 10. SDS-PAGE (with β-mercaptoethanol) patterns of untreated (N) and HHP treated (600MPa, 50oC, for various holding time: 0, 2.5, 5, 7.5, 10, 15, 30 min) 0.2% WPC solutions. I: SDS-monomeric α-LA and β-LG; II: dimeric α-LA; III: SDS-monomeric BSA; IV: adducts.
203K
120K90.0K
51.7K
34.1K28.0K
20.0K6.4K
N H0 H2.5 H5 H7.5 H10 H15 H30
IV
II
I
III
II
I
N H0 H2.5 H5 H7.5 H10 H15 H30
203K
120K90.0K
51.7K
34.1K28.0K
20.0K6.4K
III
IV
62
CHAPTER FOUR
Effects of High Hydrostatic Pressure on Hydrophobicity of Whey Protein Concentrate
Xiaoming Liu*, Joseph R. Powers*, Barry G. Swanson*, Herbert H. Hill+, and Stephanie Clark*
Department of Food Science and Human Nutrition, Department of Chemistry, Washington State
University, Pullman, WA 99164-6376
To whom correspondence should be addressed (telephone 509-335-4215; fax 509-335-4815;
email [email protected])
* Department of Food Science and Human Nutrition
+ Department of Chemistry
63
ABSTRACT
The effects of high hydrostatic pressure (HHP) treatment (600 MPa, 50oC, 0 to 30 min)
on intrinsic fluorescence of whey protein concentrate (WPC) and the binding properties of
aromatic 1-anilino-naphthalene-8-sulfonate (ANS) and aliphatic cis-parinaric acid (CPA) probes
were studied. HHP treatment of WPC resulted in an increase in intrinsic tryptophan fluorescence
intensity and a 4 nm red shift after 30 min of treatment, which indicated changes in the polarity
of tryptophan residues microenvironment of whey proteins from a less polar to a more polar
environment. There was an increase in the number of binding sites of WPC for ANS from 0.16
to 1.10 per molecule of protein after HHP treatment for 30 min. No significant changes in the
apparent dissociation constant of WPC for ANS were observed after HHP treatment, except for
an increase from 1.8 × 10-5 M to 3.3 × 10-5 M after 30 min of HHP treatment. There were no
significant changes in the number of binding sites of WPC for CPA. However, increased binding
affinities of WPC for CPA were observed after the come-up time or 10 min of HHP treatment,
with a decrease of apparent dissociation constant from 2.2 × 10-7 M to 1.1 × 10-7 M. The binding
sites of WPC may become more accessible to the aliphatic hydrophobic probe CPA after the
come-up time or 10 min of HHP treatment. These results indicate that HHP treatment of WPC
resulted in increases in the number of binding sites for aromatic hydrophobic probe, while
aliphatic hydrophobic binding affinity of WPC is enhanced after come-up time or 10 min of
HHP treatment. HHP treatment shows potential for improving functionality of WPC and may
provide opportunities for improvement of flavor in reduced fat products.
Keywords: whey protein concentrate; high hydrostatic pressure; hydrophobicity; fluorescence
64
INTRODUCTION
The impact of hydrophobic interactions of food proteins on their functional properties has
received major attention (Burley & Petsko, 1985; Li-Chan & Nakai, 1989; Semisotnov et al.,
1991). The functionality of protein molecules depends on hydrophobic, electrostatic, and steric
parameters of the protein structure (Nakai, 1983). Nakai (1983) demonstrated an apparent close
relationship between surface hydrophobicity, emulsion capacity and emulsion stability of
proteins. Increased fat binding capacity was associated with an increase in hydrophobicity of the
protein (Voutsinas & Nakai, 1983).
A number of methods have been developed for determining the hydrophobicity of
proteins. These methods include: (1) hydrophobic probes employing 1-anilinonaphthalene-8-
sulfone (ANS) and cis-parinaric acid (CPA) (Kato & Nakai, 1980; Matulis & Lovrien, 1998), (2)
hydrocarbon binding capacity (Mangino et al., 1985), (3) hydrophobic chromatography
(Ingraham et al., 1985), (4) hydrophobic partitioning, (5) triglyceride binding capacity
(Voutsinas & Nakai, 1983), and (6) sodium docecyl sulfate (SDS) binding (Kato et al., 1984).
The spectroscopic method using fluorescent probes is the most direct and efficient method to
determine hydrophobicity (Kato & Nakai, 1980), because hydrophobic fluorescent probes ANS
and CPA exhibit great quantum yields of fluorescence in nonpolar environments compared to
aqueous solutions. The ANS and CPA probes are widely used to assay hydrophobicity of food
proteins (Nakai, 1983; Li-Chan & Nakai, 1989). ANS is more sensitive to aromatic
hydrophobicity, and CPA is more sensitive to aliphatic hydrophobicity (Nakai, 1983).
X-ray analyses revealed that there is some void space in globular proteins that permit
considerable internal motion in response to thermal or high hydrostatic pressure forces (Kundrot
& Richards, 1987). Flexibility and compressibility of globular proteins are linked to the
65
fluctuation of volume or internal cavities (Pain, 1987; Vihinen, 1987), and some functional
properties such as foaming capacity (Nakai, 1983; Townsend & Nakai, 1983). Gekko &
Yamagami (1991) found that compressibility reflects the structural characteristics of globular
proteins. They studied the adiabatic compressibility of 14 egg and milk proteins, including α-
lactalbumin (α-LA), β-lactoglobulin (β-LG), and bovine serum albumin (BSA), and found that
the protease susceptibility, foaming capacity, and free energy of unfolded proteins are positively
correlated to the adiabatic compressibility. Their results indicate that the flexibility of the
structure plays an essential role in the conformational stability and functional properties of food
proteins (Gekko & Yamagami, 1991).
Changes in the surface hydrophobicity and aggregation effects have been observed with
β-LG subsequent to treatments between 200 and 600 MPa. HHP induced partial denaturation of
the molecule, resulting in increased hydrophobicity and the formation of protein aggregates
(Kunugi, 1993; Pittia et al., 1996; Hummer et al., 1998). Hayakawa et al. (1992) observed a
remarkable reduction in α–helix content of β-LG as a consequence of treatment at 1000 MPa for
10 min. Fluorometry studies of ANS bound to β-LG at pH 7.0 showed an increase (40%) in the
fluorescence intensity after pressurization (Galazkaa et al., 1996), which indicates a significant
increase in protein surface hydrophobicity. HHP treatment of β-LG resulted in a reduction in the
number of binding sites of retinol and CPA, respectively, indicating that structural changes of β-
LG during HHP treatment alter the binding sites for retinol and CPA. The reductions in the
number of binding sites and the affinity of β-LG for retinol result from comformational changes
by HHP treatment in the calyx or adjacent to the calyx (Yang et al., 2003).
α-LA possesses four tryptophan residues, all of which are in the hydrophobic clusters
(Tanaka et al., 1996; Redfield et al., 1999; Lassalle et al., 2003). The pressure-induced change in
66
the maximum intensity of the intrinsic fluorescence of holo-LA (Ca2+-bound LA) was very small.
The binding of ANS to holo-LA decreased from 0.1 to 100 MPa, but increased greater than 200
MPa (Masson & Cléry, 1996; Tanaka et al., 1996).
High pressure treatment of BSA up to 1000 MPa resulted in slight and gradual decrease
in ANS fluorescence intensity and showed a decrease in the protein surface hydrophobicity
(41%) after pressure processing at 800 MPa for 20 min (Galazkaa et al., 1996). The loss of
surface hydrophobicity could be due to the lower number of hydrophobic groups binding to ANS
because of intermolecular interactions (Hayakawa et al., 1992) or conformational changes
occured during pressurization (Galazkaa et al., 1996).
The presence of multiple proteins in WPC has significant influence on the behavior of
whey proteins during high pressure and heat treatment (de Wit & Klarenbeek, 1984; Jegouic et
al., 1997). Modification of WPC with HHP may enhance or alter the combination of functional
characteristics, allowing for development of a variety of protein components with a broad
spectrum of functional properties (Dufour & Haertlé, 1991). The objectives of this research were
to investigate the effects of HHP on hydrophobicity of WPC.
MATERIALS & METHODS
Materials
RT-80 Grade A whey protein concentrate (WPC RT-80) was provided by Main Street
Ingredients (La Crosse, WI). WPC RT-80 with the same lot number was used throughout the
experiments. The product contained 84.9% protein, 3.9% fat, 3.4% ash, 3.5% lactose, and 3.7%
moisture (measured by standard proximate analysis procedures). The pH of a 2% solution at
20oC was 6.4. Standard proteins (β-LG, α-LA, BSA) were obtained from Sigma Chemical Co.
67
(St. Louis, MO). All of the chemicals used were of analytical grade obtained from Fisher
Chemicals (Fairlawn, NJ) or unless otherwise specified.
Concentrations of WPC solutions were determined spectrophotometrically by using the
molecular absorption coefficients : α-LA: ε278 = 28542, β-LG: ε278 = 17600, BSA: ε278 = 44488.
The following molecular absorptions were used to calculate ligand concentration: ANS: ε350 =
5000, and CPA, ε304 = 71400.
High Pressure Treatment
WPC solutions, at concentrations of 0.2 % in sodium phosphate buffer (0.01 M, pH 7.0),
were treated with HHP of 600 MPa at 50˚C for holding times of 0 (come-up time), 2.5, 5, 7.5,
10, 15, or 30 min. The come-up time (4.5 min) is the compression time required to reach a
pressure of 600 MPa. After exposure to high pressure, WPC solutions were studied immediately
or stored at 4 oC for less than one month.
Intrinsic and extrinsic fluorescence spectra
Conformational changes of WPC solutions were monitored by intrinsic tryptophan and
extrinsic fluorescence spectra. Intrinsic fluorescence was assayed using an excitation wavelength
of 295 nm (to avoid absorption by the tyrosine residues) and observing an emission wavelength
of 350 nm. Extrinsic ANS fluorescence of WPC solutions was assayed using an excitation
wavelength of 390 nm and observing emission at a wavelength of 470 nm. Extrinsic CPA
fluorescence was assayed using an excitation wavelength of 325 nm and observing emission at a
wavelength of 420 nm. For these assays, 36 µl of ANS (5.0 mM in 0.1 M phosphate buffer, pH
7.0) or 20 µl of CPA (2.5 mM in absolute ethanol containing equimolar butylated
hydroxytoluene) solution were added to 3 ml of untreated or HHP treated WPC solutions
(0.02%). Intrinsic and extrinsic fluorescence were collected with a FluoroMax-3
68
Spectrofluorometer (Jobin Yvon Inc., Edison, New Jersey), and fluorescence intensity was
expressed as arbitrary units (a.u.).
Fluorescent probe binding study
Extrinsic aromatic hydrophobic ANS and aliphatic CPA fluorescence probes (Figure 1)
are often selected to determine the hydrophobicity of proteins (Nakai, 1983). Due to aromatic
structures, ANS probe was used to study aromatic hydrophobic binding. The CPA aliphatic
probe was used to study aliphatic hydrophobic binding.
In the binding study, 4 µl of CPA (2.5 mM in absolute ethanol containing 2.5 mM
butylated hydroxytoluene) was titrated to the untreated or HHP treated WPC solutions (1 µM) to
reach a final concentration at 7 µM for CPA. The hydrophobicity of WPC was assayed as
extrinsic CPA fluorescence using an excitation wavelength of 325 nm and observing emission at
a wavelength of 420 nm.
CPA binding properties were evaluated with the Cogan method (Cogan et al., 1976). The
number of accessible binding sites and apparent dissociation constants of CPA with WPC were
calculated with the equation [P0α = (1/n)(L0α /(1-α)(K′d/n)], where P0 is protein concentration,
L0 is a given ligand concentration, n is the number of binding sites per molecule of protein, K′d is
the apparent dissociation constant, and α is the fraction of binding sites remaining free, assuming
α = (Fmax – F)/ Fmax. Fmax is defined as the fluorescence intensity when protein molecules are
saturated by the ligand.
Since β-LG exhibits only low affinity for ANS, the binding parameters for ANS can not
be calculated from Cogan or Scatchard equations (Laligant et al., 1991). As suggested by
Laligant et al. (1991), ANS binding parameters were evaluated according to the method of Wang
& Edelman (1971). Two experiments were conducted for the ANS binding study (Yang et al.,
69
2003). In experiment one, untreated or HHP treated WPC solutions (100 µM) were diluted with
phosphate buffer (0.01 M, pH 7.0) to obtain 1 µM WPC solutions. Four microliters of ANS (5.0
mM in 0.1 phosphate buffer, pH 7.0) were titrated to the untreated or HHP treated WPC
solutions to reach a final concentration at 55 µM for ANS. In experiment two, untreated and
HHP treated WPC solutions (100 µM) were diluted with phosphate buffer (0.01 M, pH 7.0) to
obtain WPC solutions with concentrations varying from 5 to 45 µM. Twenty microliters of ANS
(100 µM in 0.1 phosphate buffer, pH 7.0) was added to 2 ml WPC solutions to obtain ANS
concentrations of 1 µM. After mixing, extrinsic ANS fluorescence was determined with the
spectrophotofluoremeter using an excitation wavelength of 390 nm and observing emission at a
wavelength of 470 nm. The apparent dissociation (K′d) constants of ANS to WPC solutions were
calculated with the equation 1/F = 1/Fmax + [(K′d/ Fmax)(1/L)] by varying ANS concentration,
where F and Fmax are the observed and final dluorescence intensities, respectively, and L is the
free ligand concentration. In experiment one, L0 >> P0 (total concentration of protein) and the
total (L0) and free ligand concentration are rationally equal. Therefore, K′d can be obtained by
plotting 1/F vs 1/L. The number of binding sites (n) on WPC was calculated by varying WPC
concentration with the equation L0/F = (1/ε) + K′d/[ε(nP0 – PL)], where PL is the concentration of
the ligand-protein complex, and ε is a proportionality factor relating F to PL. In experiment two,
since nP0 >> L0 and nP0 >> PL, the equation becomes L0/F = (1/ε) + (K′d/εnP0). L0/F was plotted
vs nP0 was calculated using the obtained value of K′d.
Statistical analysis
All experiments and analyses were done in triplicate. The analysis of variance test for
significant effects of treatments and assay samples were determined using the General Linear
70
Model procedure (PROC GLM) in SAS. Main effect differences were considered significant at
the p < 0.05 level. Means separations were determined by Fisher’s Least Significant (LSD) for
multiple comparisons (SAS Institute Inc., 1993).
RESULTS AND DISCUSSION
Intrinsic tryptophan fluorescence
Fluorescence spectroscopy is a valuable tool in the investigation of structure, function
and reactivity of proteins and other biological molecules (Chryssomallis et al., 1981).
Fluorimetric method provides a relatively non-invasive and continuously controlled method for
uninterrupted protein structure perturbation from which the relation of protein structure with
their activity can be inferred (Dufour et al., 1994; Lakowicz, 1999). The intrinsic fluorescence of
tryptophan residues is particularly responsive to microenvironments, so fluorescence is a very
sensitive indicator of conformational changes (Dufour et al., 1994).
In most proteins, phenylalanine (Phe), tyrosine (Tyr), and tryptophan (Trp) residues can
absorb ultraviolet (UV) radiation and can be raised to an excited state (Lakowicz, 1999; Eftink,
1991). The transfer back to the ground state can occur by (a) fluorescent or phosphorescent
emission; (b) radiationless energy transfer to another absorbing center, e.g., from a Tyr to a Trp
(Trp absorption band overlaps the Tyr emission band); and (c) quenching by a close group or
molecule, with energy absorption without subsequent emission (Cowgill, 1967; Lakowicz,
1999). Examples of quenchers for Trp fluorescence in proteins include carboxyl groups of
adjacent acidic amino acids, disulfide bonds (Hennecke et al., 1997), and dissolved oxygen
(Chen & Barkley, 1998).
71
At atmospheric pressure (0.1 MPa), β-LG (in 50 mM Tris buffer, pH 7.0) and α-LA (in
10 mM Tris buffer, pH 7.0) display typical fluorescence emission spectra with a maximum at
332 nm (excitation: 295 nm) (Dufour et al., 1994; Tannaka et al., 1996). The recorded β-LG and
α-LA fluorescence emission maximum (332 nm) is characteristic of tryptophan residues in a
relatively hydrophobic environment, such as the interior of the globulin (Dufour et al., 1994).
The hydrophobic character of the β-LG and α-LA tryptophan neighborhood is additionally
suggested by the comparison with the fluorescence of free D,L-trptophan in aqueous solution
(maximum near 355 nm) (Dufour et al., 1994; Lakowicz, 1999).
The intrinsic tryptophan fluorescence spectra of WPC in the presnt study were
predominated by the spectra of β-LG and α-LA because of their high concentrations (∼73% and
∼23% of the major whey proteins, respectively) in the WPC (Figure 2). The fluorescence
intensity increased and a red shift was observed after HHP treatment, which indicates changes in
the polarity of tryptophan residues microenvironment of whey proteins from a less polar to a
more polar environment. HHP treatment for come-up time resulted in a 2 nm red shift of the
maximum emission wavelength from 335 nm to 337 nm. After HHP treatment of 2.5 min, there
was a 1.1-fold increase in fluorescence intensity and the maximum emission wavelength shifted
from 337 nm to 338 nm. Further HHP treatment up to 15 min did not cause changes in the
maximum emission wavelength, and the increases in the fluorescence intensity showed smaller
changes per unit of time, indicating major changes in tryptophan environment during
pressurization occurred within 2.5 min. Thirty minutes of HHP treatment resulted in a further
shift of maximum emission wavelength to 339 nm and a final 1.2-fold increase in intrinsic
fluorescence.
72
The 4 nm red shift and the increases in the fluorescence intensity of WPC after HHP
treatments are consistent with the results of HHP treatment of β-LG (Yang et al., 2001). The
results indicated that the presence of multiple whey proteins did not significantly influence the
behavior of Trp environments of individual whey proteins during pressurization. Both the results
from the present study and Yang et al. (2001) report less than the 1.9-fold intensity increase and
13 nm red shift found for β-LG in 8 M urea (Yang et al., 2001). A reasonable explanation
consistent with pressure studies on other proteins (Mohana-Borges et al., 1999) is that unfolding
is more or less complete in 8 M urea but that partially folded, perhaps molten globular forms
remain after the pressure treatment (Yang et al., 2001).
Dufour et al. (1994) observed the changes in β-LG intrinsic fluorescence during the
compression and decompression of HHP treatment. The compression of β-LG in Tris solution
(pH 7.0) exhibited three distinct pressure regions (Dufour et al., 1994). Below 100 MPa, the
maximum emission wavelength remained at 332 nm (Dufour et al., 1994). The increase of
pressure from 100 MPa to 250 MPa was accompanied by a 12 nm red shift of the emission
maximum, and a plateau value (344 nm) was reached at 250 MPa (Dufour et al., 1994). During
decompression from 350 to 0.1 MPa, marked hysteresis was observed. In addition, the maximum
emission wavelength (336 nm) observed after the release of pressure to 0.1 MPa did not return to
the initial value (332 nm) (Dufour et al., 1994). These observations suggest that, after
compression at 350 MPa, β-LG undergoes both reversible and irreversible folding changes at
neutral pH.
Extrinsic ANS and CPA fluorescence spectra
In spite of relatively long-standing knowledge that β-LG tightly interacts in vitro with
retinol (Futterman & Heller, 1972; Fugate & Song, 1980), the exact physiological role of β-LG is
73
unknown. However, it is reported that β-LG can also bind fatty acids and triacylglycerols
(Brown, 1984; Diaz de Villegas et al., 1987), aromatic hydrocarbons (Farrell et al., 1987),
ellipticine (Dodin et al., 1990), retinoic acid (Dufour & Haertlé, 1991), and CPA (Dufour et al.,
1992). ANS and CPA fluorescence is very weak in aqueous solutions, but it is greatly enhanced
when bound to β-LG (Dufour et al., 1994; Hamdan et al., 1996). Thus, ANS and CPA probes are
widely used to assay hydrophobicity of food proteins (Nakai, 1983; Li-Chan & Nakai, 1989;
Yang et al., 2001).
The ANS extrinsic fluorescence of HHP treated WPC exhibited three distinct regions
(Figure 3). HHP treatment up to 2.5 min resulted in a 1.4-fold increase in the ANS extrinsic
fluorescence intensity. A decrease in the fluorescence intensity to 1.1-fold was observed after
further HHP treatment to 7.5 min. HHP treatment for 30 min resulted in a 2-fold increase in the
ANS fluorescence intensity.
ANS fluorescence intensity of β-LG, α-LA, and BSA responded differently to HHP
treatments (Yang et al., 2001; Tanaka et al., 1996; Galazkaa et al., 1996). Increases in the ANS
fluorescence intensity were observed for β-LG and α-LA after HHP treatment above 200 MPa
(Yang et al., 2001; Tanaka et al., 1996). However, HHP treatment of BSA up to 1000 MPa
resulted in gradual decreases in ANS fluorescence intensity (Galazkaa et al., 1996). Thus, the
ANS fluorescence spectrum of HHP treated WPC was the sum of the changes of individual whey
proteins during pressurization. Within 2.5 min of HHP treatment, the increases in ANS
fluorescence intensity from β-LG and α-LA overcame the decrease in the intensity of BSA,
which resulted in an overall increase in the ANS fluorescence intensity for WPC. However,
during further HHP treatments up to 7.5 min, the WPC ANS fluorescence spectra were
dominated by the characteristic decrease in the ANS fluorescence intensity of BSA. When HHP
74
holding time increased above 10 min, the WPC ANS fluorescence spectra showed gradual
increases in fluorescence intensity, which indicated the domination of the spectra by the
increases in the ANS fluorescence intensity by β-LG and α-LA over the decrease in the intensity
from BSA.
A feature of fluorescence studies is that conformational changes within a protein can
affect the emission wavelength (λmax) and the emission intensity at λmax (ITrp) differently
(Stapelfeldt et al., 1996). For example, Stapelfeldt et al. (1996) examined β-LG and reported that
λmax increased at pressures up to 300 MPa, whereas ITrp attained a maximum value at a lower
pressure of 200 MPa. Our study also showed that HHP treatment affected the ANS λmax and ITrp
differently. In addition to the fluorescence intensity changes, a 6 nm blue shift was observed for
the ANS maximum emission wavelength following 15 min of pressure treatment, and a 2 nm red
shift appeared after further HHP treatment to 30 min. The blue shift during 15 min of HHP
treatment indicates that HHP treated whey proteins bind ANS in a less polar environment
compared to native whey proteins, which was also observed for β-LG after HHP treatment by
Yang et al. (2001), although to a greater extent. Given that the ligand-free pocket of native β-LG
is filled with water (Sawyer et al., 1999), such a polarity decrease is reasonable and consistent
with pressure-induced MG formation. Further HHP treatment to 30 min resulted in a 2 nm red
shift, indicating structural change with further pressure treatment. These results indicated that the
presence of α-LA and BSA affected the binding of ANS to WPC, probably through the
formation of aggregates as observed by the gel electrophoresis (Liu et al., 2004).
HHP treatment of WPC solutions resulted in decreases in fluorescence intensity of CPA
and broadened peaks in CPA fluorescence spectra (Figure 4). After HHP treatment for 10 min, a
64% decrease in CPA fluorescence intensity was observed and a second peak appeared. The
75
large decrease of CPA fluorescence intensity and the appearance of a second emission peak
suggest important confrmational changes in CPA binding environment. Similar results were
observed by Dufour et al. (1994) for β-LG retinol fluorescence during HHP treatment.
Hydrophobic probe binding study
One of the cardinal features of the native to molten globular transition is a loss of near
UV Circular Dichroism (CD) intensity from the aromatic side chains, suggesting that the
aromatic groups in particular become more mobile during the transition (Dolgikh et al., 1981).
An increased mobility of the aromatic groups could lead to specific enhancement of their
accessibility for binding with ANS (Yang et al., 2001). Besides differences in interaction
energies between aromatic compounds as compared to those between aliphatic compounds,
structural factors could also be important. Since the side chain packing of molten globules tends
to be non-rigid, the clusters of hydrophobic side chains would be expected to assume more or
less spherical form. Depending on their sizes, the spherical clusters could perhaps accommodate
a more or less isometric structure like ANS, while not binding very well to a long, lean molecule
such as CPA (Yang et al., 2001).
Titrations of WPC with ANS and CPA, presented in Figures 5 through 11, are ploted
according to Cogan method (Cogan et al., 1976) and Wang & Edelman method (1971). WPC
exhibited 0.16 binding sites per moluceld of protein for ANS with an apparent dissociation
constant of 1.8 × 10-5 M (Table 1), indicating one molecule of WPC bound with 0.16 molecules
of ANS. Yang et al. (2003) reported that native β-LG exhibited 0.41 binding sites for ANS with
a dissociation constant of 4.5 × 10-5 M. The number of binding sites of WPC for ANS observed
in this research is lower than the results Yang et al. (2003) reported for β-LG, which may
indicate that the presence of aggregates in WPC decreased the accessibility of the binding sites
76
for ANS. WPC exhibited 1.9 binding sites for CPA with an apparent dissociation constant of 2.2
× 10-7 M (Table 2), indicating one molecule of WPC bound specifically with two molecules of
CPA. Yang et al. (2003) reported that native β-LG exhibited 0.95 binding sites for CPA with a
dissociation constant of 2.1 × 10-7 M. The dissociation constant of WPC for CPA observed in the
present research is similar to reports of Yang et al. (2003). The higher number of binding sites of
WPC for CPA may indicate the generation of new binding sites by the aggregates present in
WPC.
HHP treatments up to 15 min did not cause significant changes in the dissociation
constants of WPC for ANS, but a 1.8-fold increase in the dissociation constant was observed
after 30 min of HHP treatment (Table 1). Come-up time of HHP treatment resulted in an increase
in the number of binding sites from 0.16 to 0.33, which may relate to the dissociation of the large
aggregates present in untreated WPC and exposure of more binding sites for ANS. Further HHP
treatments of WPC up to 30 min resulted in even higher number of binding sites for ANS (Table
1), indicating that structure modifications of WPC and formation of aggregates during HHP
treatments generated new binding sites for ANS. Yang et al. (2003) reported that the number of
binding sites for ANS interaction with β–LG did not change significantly during HHP treatment
at 600 MPa and 50°C for 30 min. So the presence of α-LA and BSA in WPC may be responsible
for the increases in the number of binding sites for ANS through the formation of aggregates
during HHP treatments.
HHP treatments of WPC did not result in significant changes in the number of binding
sites for CPA (Table 2), indicating formation of aggregates of WPC during HHP treatments did
not significantly alter the binding sites of WPC for CPA. The apparent dissociation constant for
CPA with WPC decreased to 1.1 × 10-7 M after HHP treatment for come-up time, indicating an
77
increase in the binding affinity of WPC for CPA. This improvement may result from the
dissociation of aggregates (Creamer, 1995) present in untreated WPC. Further HHP treatment up
to 5 min resulted in decreases in the binding affinity, indicating some conformational changes
around the binding sites during HHP treatment. Changes in secondary structure (around the
loosely structured surface loops) may occur during HHP treatment (Creamer, 1995), which could
decrease the accessibility to the binding sites for CPA. HHP treatments of 7.5 or 10 min
decreased the apparent dissociation constant to 1.5 × 10-7 M and 1.1 × 10-7 M, respectively.
Further HHP treatment to 30 min resulted in a significant decrease in the binding affinity, with
the apparent dissociation constant increasing to 4.1 × 10-7 M, which may be related to the
formation of aggregates.
Yang et al. (2003) reported that the surface hydrophobic site of HHP-induced β-LG
dimers were surrounded by hydrophobic amino acid residues, which resulted in an increase of
hydrophobic affinity of β-LG for CPA at the surface hydrophobic site (Yang et al., 2003). This is
consistent with the current finding, where increase in the binding affinity of WPC for CPA was
observed after 10 min of HHP treatment. However, the formation of β-LG dimers (Yang et al.,
2003) and aggregates from β-LG, α-LA and BSA monomers by disulfide bonds may decrease
accessibility of CPA to the surface hydrophobic binding site. Therefore, it follows that the
binding affinity of CPA to WPC decreased after further HHP treatment over 10 min to 30 min.
Wu et al. (199) reported that as the pH is raised from pH 6 to 7.5, changes in the
microenvironments of Glu-89 and Met-107 of β-LG resulted in increased accessibility of the
binding sites for palmitate. Narayan and Berliner (1998) observed that chemical modification of
Cys-121 of β-LG rduced the binding affinity of β-LG for palmitate by 10-fold as monitored by
78
intrinsic fluorescence. Further research regarding the effects of HHP treatments on the ligand
binding sites will provide more information on the conformational changes of whey proteins.
CONCLUSIONS
The hydrophobic probe binding behavior of WPC is affected by the holding time of
pressurization. HHP resulted in an increase in intrinsic tryptophan fluorescence intensity and a 4
nm red shift after 30 min of treatment, which indicate changes in the polarity of tryptophan
residues microenvironment of whey proteins from a less polar to a more polar environment. HHP
treatment for 30 min resulted in an increase in the number of binding sites for ANS from 0.16 to
1.10 per molecule of protein. No significant changes in the apparent dissociation constant of
WPC for ANS were observed after HHP treatment, except for an increase from 1.8 × 10-5 M to
3.3 × 10-5 M after 30 min of HHP treatment. There were no significant changes in the number of
binding sites of WPC for CPA. However, increased binding affinities of WPC for CPA were
observed after the come-up time or 10 min HHP treatment, with a decrease of apparent
dissociation constant from 2.2×10-7 M to 1.1×10-7 M.
These results indicate that during HHP treatments, conformational changes of whey
proteins and aggregation affect the hydrophobicity of whey proteins. HHP treated WPC may
display improved functionality and provide opportunities for increasing utilization of WPC in the
food industry.
ABBREVIATIONS USED
β-LG, β-lactoglobulin; α-LA, α-lactalbumin; BSA, bovine serum albumin; Ig, immune globulin;
HHP, high hydrostatic pressure; WPC, whey protein concentrate; ANS, 1-anilino-naphthalene-8-
sulfonate; CPA, cis-parinaric acid; MG, molten globule; CD, circular dichroism.
79
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82
ANS CPA
Figure 1. Structure of fluorescent probes 1-anilino-naphthalene-8-sulfonate (ANS) andcis-parinaric acid (CPA).
Figure 2. Intrinsic tryptophan emission spectra of WPC solutions affected by HHP at 600MPa and 50ºC for various holding times from 0 to 30 min (H0-H30). Inset represents themaximum emission wavelength of the intrinsic tryptophan emission spectra of WPCsolutions.
270 290 310 330 350 370 390 410 430
Wavelength (nm)
Flu
ore
sc
en
ce
In
ten
sit
y (
a.u
.)
WPC
H 0
H 2.5
H 5
H 7.5
H 10
H 15
H 30
333334
335336
337338
339340
WPC H0 H2.5 H5 H7.5 H10 H15 H30
Em
issio
n w
avele
ng
th
(n
m)
83
Figure 3. Extrinsic ANS emission spectra of WPC solutions affected by HHP at 600 MPaand 50ºC for various holding times from 0 to 30 min (H0-H30). Inset represents themaximum emission wavelength of the extrinsic ANS emission spectra of WPC solutions.
300 350 400 450 500 550 600
Wavelength (nm)
Flu
ore
sen
ce I
nte
nsit
y (
a.u
.)
WPC
H 0
H 2.5
H 5
H 7.5
H 10
H 15
H 30
Figure 4. Extrinsic CPA emission spectra of WPC solutions affected by HHP at 600 MPa and50ºC for various holding times from 0 to 30 min (H0-H30).
325 375 425 475 525 575 625
Wavelength (nm)
Flu
ore
scen
ce in
ten
sit
y (
a.u
.)
WPC
H 0
H 2.5
H 5
H 7.5
H 10
H 15
H 30
464
466
468
470
472
474
476
WPC H0 H2.5 H5 H7.5 H10 H15 H30Em
issio
n W
avelen
gth
(n
m)
84
Table 1. Apparent dissociation constants (K′d) and the number of ligand binding sites (n) ofWPC for ANS after HHP treatment (600 MPa and 50ºC) for holding time of 0 to 30 min (H0-H30) calculated using the method by Wang and Edelman (1971) .
Ligands WPC n1 K′d (M)2
ANS
UntreatedH 0
H 2.5H 5
H 7.5H 10H 15H 30
0.16a
0.33b
0.80c
0.72c
0.85c
0.97 d
1.0 d
1.1 d
1.8×10-5 M a
1.7×10-5 M a
2.3×10-5 M a
2.1×10-5 M a
2.5×10-5 M a
2.5×10-5 M a
2.3×10-5 M a
3.6×10-5 M b
: Data are means of three analyses calculated using method by Wang and Edelman (1971).1, 2: means with different letters in the column are significantly different (p<0.05).
Table 2. Apparent dissociation constants (K′d) and the number of ligand binding sites (n) ofWPC for CPA after HHP treatment (600 MPa and 50ºC) for holding time of 0 to 30 min (H0-H30) calculated using the method by Cogan et al. (1976) .
Ligands WPC n1 K′d (M)2
CPA
UntreatedH 0
H 2.5H 5
H 7.5H 10H 15H 30
1.9a
1.8a
2.0a
2.1a
1.9a
1.8a
1.6a
1.7a
2.2×10-7 M a
1.1×10-7 M b
1.9×10-7 M a
2.0×10-7 M a
1.5×10-7 M b
1.1×10-7 M b
2.5×10-7 M a
4.1×10-7 M c
: Data are means of three analyses calculated using method by Cogan et al. (1976).1, 2: means with different letters in the column are significantly different (p<0.05).
85
y = 7.6221x + 0.4755
R2 = 0.955
y = 9.2882x + 0.5532
R2 = 0.9784
0
1
2
3
4
5
0 0.1 0.2 0.3 0.4 0.5
1/[ANS]
1/F
WPC
H 0
(a)
y = 1.8929x + 0.0157
R2 = 0.9873
y = 0.9106x + 0.0198
R2 = 0.97530
0.1
0.2
0.3
0.4
0.5
0 0.1 0.2 0.3
1/[P]
1/[F
]
WPC
H 0
(b)
Figure 5. ANS binding to WPC plotted by Wang and Edelman (1971) method to calculate K′d (a)and n (b) for untreated WPC and HHP treated (600 MPa and 50ºC) WPC with 0 holding time(H0).
86
y = 10.333x + 0.4507
R2 = 0.991
y = 10.383x + 0.4949
R2 = 0.9895
0
1
2
3
4
5
0 0.1 0.2 0.3 0.4 0.51/[ANS]
1/F
H 2.5
H 5
(a)
y = 0.9108x + 0.0317
R2 = 0.9784
y = 0.8244x + 0.019
R2 = 0.97450
0.05
0.1
0.15
0.2
0.25
0 0.1 0.2 0.31/[P]
1/[F
]
H 2.5
H 5
(b)
Figure 6. ANS binding to WPC plotted by Wang and Edelman (1971) method to calculate K′d (a)and n (b) for HHP treated (600 MPa and 50ºC) WPC with 2.5 or 5 min holding time (H2.5 andH5).
87
y = 9.6233x + 0.391
R2 = 0.9925
y = 10.951x + 0.4321
R2 = 0.9881
0
1
2
3
4
5
0 0.1 0.2 0.3 0.4 0.5
1/[ANS]
1/F
H 7.5
H 10
(a)
y = 0.799x + 0.0277
R2 = 0.966
y = 0.9155x + 0.0349
R2 = 0.9527
0
0.05
0.1
0.15
0.2
0.25
0 0.1 0.2 0.31/[P]
1/[F
]
H 7.5
H 10
(b)
Figure 7. ANS binding to WPC solutions plotted by Wang and Edelman (1971) method tocalculate K′d (a) and n (b) for HHP treated (600 MPa and 50ºC) WPC with 7.5 or 10 min holdingtime (H7.5 and H10).
88
y = 10.26x + 0.3126
R2 = 0.9897
y = 10.731x + 0.4601
R2 = 0.9893
0
1
2
3
4
5
0 0.1 0.2 0.3 0.4 0.5
1/[ANS]
1/F
H 15
H 30
(a)
y = 0.9303x + 0.0299
R2 = 0.969
y = 0.8657x + 0.0318
R2 = 0.9574
0
0.05
0.1
0.15
0.2
0.25
0 0.1 0.2 0.31/[P]
1/[F
]
H 15
H 30
(b)
Figure 8. ANS binding to WPC solutions plotted by Wang and Edelman (1971) method tocalculate K′d (a) and n (b) for HHP treated (600 MPa and 50ºC) WPC with 15 or 30 min holdingtime (H15 and H30).
89
y = 0.5216x - 0.1163
R2 = 0.9942
WPC
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2
R0*a/(1-a)
P0*a
y = 0.6062x - 0.0542
R2 = 0.9467
H0
0
0.2
0.4
0.6
0.8
1
1.2
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2
R0*a/(1-a)
P0*a
y = 0.5222x - 0.093
R2 = 0.9693
H2.5
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 0.5 1 1.5 2 2.5
R0*a/(1-a)
P0*a
Figure 9. CPA binding to WPC plotted by Cogan method (Cogan et al., 1976) to calculate K′dand n for Untreated WPC and HHP treated (600 MPa and 50ºC) WPC with 0 or 2.5 min holdingtime (H0 and H2.5).
90
y = 0.4614x - 0.097
R2 = 0.9371
H5
0
0.2
0.4
0.6
0.8
1
1.2
0 0.5 1 1.5 2 2.5
R0*a/(1-a)
P0*a
y = 0.5228x - 0.0538
R2 = 0.9834
H7.5
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 0.5 1 1.5 2 2.5
R0*a/(1-a)
P0*a
y = 0.5011x - 0.0578R2 = 0.9837
H10
0
0.2
0.4
0.6
0.8
1
1.2
0 0.5 1 1.5 2 2.5
R0*a/(1-a)
P0*a
Figure 10. CPA binding to WPC plotted by Cogan method (Cogan et al., 1976) to calculate K′dand n for HHP treated (600 MPa and 50ºC) WPC with 5, 7.5 or 10 min holding time (H5, H7.5and H10).
91
y = 0.6367x - 0.1866
R2 = 0.9398
H15
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2
R0*a/(1-a)
P0*a
y = 0.6907x - 0.2887
R2 = 0.9584
H30
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8
R0*a/(1-a)
P0*a
Figure 11. CPA binding to WPC plotted by Cogan method (Cogan et al., 1976) to calculate K′dand n for HHP treated (600 MPa and 50ºC) WPC with 15 or 30 min holding time (H15 andH30).
92
CHAPTER FIVE
Effects of High Hydrostatic Pressure on Flavor-binding Properties of Whey ProteinConcentrate
Xiaoming Liu*, Joseph R. Powers*, Barry G. Swanson*, Herbert H. Hill+, and Stephanie Clark*
Department of Food Science and Human Nutrition, Department of Chemistry, Washington State
University, Pullman, WA 99164-6376
To whom correspondence should be addressed (telephone 509-335-4215; fax 509-335-4815;
email [email protected])
* Department of Food Science and Human Nutrition
+ Department of Chemistry
93
ABSTRACT
The effects of high hydrostatic pressure (HHP) treatment on flavor-binding properties of
whey protein concentrate (WPC) were determined with heptanone, nonanone, octanone, diacetyl,
and benzaldehyde. After HHP treatment (600 MPa, 50oC, for 0, 10, and 30 min), flavor-binding
properties of WPC were studied by intrinsic fluorescence titration and static headspace analysis.
HHP treatments increased the number of binding sites and the apparent dissociation constants of
WPC for benzaldehyde. HHP treatment for 10 min increased the binding affinity of WPC for
diacetyl. HHP treatment of WPC for come-up time resulted in increases in the number of binding
sites of WPC for heptanone and octanone. HHP treatments for 10 min resulted in an increase in
the apparent dissociation constant of WPC from 2.5 × 10-8 M to 3.9 × 10-8 M for heptanone, from
2.2 × 10-8 M to 3.1 × 10-8 M for octanone, and from 1.9 × 10-8 M to 2.7 × 10-8 M for nonanone.
As observed by headspace analysis, HHP treatments did not result in significant changes
in the flavor retention for benzaldehyde in WPC solutions. Flavor retention of 100 ppm and 200
ppm heptanone and octanone in HHP treated (10 min) WPC was significantly lower than in
untreated WPC and HHP treated WPC for come-up time or 30 min. Significant decreases were
only observed at 100 ppm for flavor retention of nonanone in HHP treated (10 min) WPC
solutions. Further research is required to fully understand the effects of HHP treatment on flavor-
binding and flavor release properties of WPC and to evaluate the full potential of this process in
the food industry.
Keywords: whey protein concentrate; high hydrostatic pressure; flavor binding; fluorescence; gas
chromatography
94
INTRODUCTION
The acceptability of a food depends mainly on its sensory qualities and in particular on its
flavor (Casimir, 1998). To elicit a response, a flavor compound must achieve a sufficient
concentration in the vapor phase (nasal) or aqueous phase (saliva) to stimulate the olfactory and
taste receptors, respectively (Kinsella, 1990). Concentration of aroma compounds, and therefore
aroma perception during eating, depends on the nature and concentration of the volatiles present
in the food as well as on their availability to perception (Harrison, 1997). Availability is
influenced in part by the process of eating, such as mastication, temperature and the effect of
saliva, but mainly by interactions between aroma compounds and non-volatile food constituents,
such as fats, proteins, and carbohydrates (Bakker et al., 1996). The types of interactions vary
with the nature of the food component and the volatile compounds, such as entrapment,
formation of covalent bonds, hydrogen bonds and physical adsorption via hydrophobic bonds
(Kinsella, 1990). Thus the composition of a food product greatly influences the performance of a
flavoring and therefore the sensory quality. Changes in a food matrix require changes or
modifications of flavorings to optimize their performance (Harrison et al., 1997).
The fat content is an important variable in a food matrix. Although fat is important for
sensory qualities such as flavor, color, texture, and mouthfeel, manufacturers have made it a
practice to substitute fat with fat replacers in order to create products that meet the demands of
health-conscious consumers (Casimir, 1998). High fat intake is associated with increased risk for
obesity, and saturated fat intake is associated with high blood cholesterol and coronary heart
disease (American Heart Association, 1996; U.S. Department of Health & Human Services,
1988). As fat substitutions are made, the flavor challenges are significantly increased, and aroma
chemicals may be perceived as harsh and unbalanced (Hatchwell, 1994).
95
Indeed, fat cannot simply be removed, as it makes a significant contribution to the
sensory properties of foods in several ways. One important point is that fat is a good solvent of
flavor compounds and influences the vapor pressure of the volatiles, thereby affecting the
perceivable aroma profile. Hence good fat based flavorings tend to become unbalanced or even
off-flavored in aqueous or reduced fat systems (Hatchwell, 1994). Triacylglycerols also play an
important part in the mouthfeel or texture of a food during eating. Removal or reduction of these
lipids leads to an imbalanced flavor, often with a much higher intensity than the original full fat
food. This is because the non-polar volatiles are no longer dissolved in the lipid phase and are
released from the food as soon as eating begins. In vivo measurements of the release of flavor
compounds from sweet biscuits and Frankfurter sausages have demonstrated that the lowfat
versions release higher amounts of flavor compounds than do the same products containing
higher fat concentrations (Ingham et al., 1996). The pattern of flavor release was also different
between biscuits with different fat contents. Flavor release from the 16.5% fat biscuit reached a
maximum at 5 s and then remained constant whereas flavor release from the 4.6% fat biscuit
increased to a maximum at approximately 20 s and then decreased (Ingham et al., 1996).
In addition to fats, proteins belong to another important class of components in food
systems capable of influencing flavor release. The market for functional protein-rich ingredients
is expanding and is currently supplied by various proteins. Whey protein concentrate (WPC)
represents a potentially significant source of functional protein ingredients for many traditional
and novel food products. Its utilization as a flavor carrier, besides its other properties like
emulsifying and gelation properties, could be very interesting for the food industry (Buhr et al.,
1999).
96
β-lactoglobulin (β-LG), the major whey protein, is known to interact with many flavor
compounds, such as aldehydes and ketones (O’Neil and Kinsella, 1987), ionones (Dufour and
Haertlé, 1990), and hydrocarbons (Wishnia and Pinder, 1966). Although this observation is
mostly described in terms of flavor binding, it has been generally considered that β-LG is a
possible carrier for flavor compounds and may be effective in protecting, delivering, or delaying
release of flavor components. For instance, β-LG could be engineered to bind and protect a wide
range of volatile and unstable flavors during food manufacturing or to release them in more or
less controlled way by chemical modifications or heat treatment (Boundaud and Dumount,
1996).
Modification can be accomplished by chemical or physical means (Dufour and Haertlé,
1992). Chemical derivatizations may reduce amino acid bioavailability and have toxicologic
consequences (Kester and Richardson, 1984). The use of high temperature results in some
detrimental changes on the processed products, which affect nutritional as well as organoleptic
attributes (Martin et al., 2002). High hydrostatic pressure (HHP) presents unique advantages over
both chemical and thermal processing for food product modifications, including application at
low temperatures, which has little effect on food quality (Knorr, 1995a; Knorr, 1995b). HHP
treatment does not cause environmental pollution and eliminates the use of chemical additives in
food products (Knorr and Dornenburg, 1996).
Studies have been done to understand the effect of high pressure on some of the
functional properties of whey proteins, such as gel formation (Famelart et al., 1998), emulsifying
capacity (Galazka et al., 1995), and foamability (Ìbanoglu and Karatas, 2001). However, little
work has been done on the effects of high pressure on whey protein-flavor binding. Changes in
the surface hydrophobicity and aggregation have been observed with β-LG subsequent to HHP
97
treatments between 200 and 600 MPa (Dumay et al., 1994; Nakamura et al., 1993). Pressure-
induced changes in protein molecules tend, in general, to increase the area accessible to the
solvent and, as a consequence, alter surface properties (Dumay et al., 1994; Nakamura et al.,
1993). High pressure induces β-LG into the molten globule (MG) state (Yang et al., 2001).
Proteins in the molten globule state usually retain the secondary structure of the native state and
exhibit a compact tertiary structure, but with increased mobility and looser packing of the protein
chain (Ptitsyn, 1995). Semisotinov et al. (1991) reported that proteins in the MG state (bovine α-
lactalbumin, bovine carbonic anhydrase and Staphylococcus aureus β-lactamase) exhibit high
affinity for the hydrophobic probe 1-anilino-naphthalene-8-sulfonate (ANS). Yang et al. (2001)
reported a 3-fold increase in the ANS fluorescence intensity after HHP treatment (600 MPa,
50°C, 32 min) in sodium phosphate buffer (0.01M, pH 7.0). β-LG in the MG state induced by
HHP exhibited a significant decrease in affinity for retinol and a significant increase in affinity
for cis-parinaric acid (CPA) and ANS compared to native β-LG (Yang et al., 2003).
Binding between flavor compounds and proteins has been studied by different authors
and with different techniques (Damodaran and Kinsella, 1980; O’Neill and Kinsella, 1988), such
as exclusion chromatography, equilibrium dialysis, static headspace, fluorimetry, dynamic
coupled column liquid chromatography, affinity chromatography, and sensory evaluation
(Guichard and Langourieux, 2000).
Fluorescence spectroscopy is a valuable tool in the investigation of structure, function
and reactivity of proteins and other biological molecules. Fluorimetric method provides a
relatively non-invasive and continuously controlled method for uninterrupted protein structure
perturbation from which the relation of protein structure with their activity can be inferred
98
(Dufour et al., 1994; Lakowicz, 1999). However, only the structure of the fluorescent probe and
the immediate environment is reported.
Headspace gas analysis has been successfully applied to the food industry for over 20
years (Rouseff and Cadwallader, 2001). Analysis of volatiles in the gaseous headspace above
foods is widely used to estimate the binding of flavors and to determine factors affecting their
partioning between the substrate and air (Damodaran and Kinsella, 1980; Guichard and
Langourieux, 2000; O’Neill and Kinsella, 1988). However, headspace analysis of volatile flavors
lacks sensitivity, and large volumes have to be used to obtain detectable concentrations, which
frequently result in poor chromatography (Rouseff and Cadwallader, 2001). Therefore, a
combination of fluorescence and headspace analysis may provide useful information on the
effects of HHP on the interaction of WPC and flavor compounds.
The objectives of this research were to investigate the binding properties of selected
flavor compounds with both untreated and HHP treated WPC. Intrinsic fluorescence titration and
static headspace analysis were employed in the present research.
MATERIALS & METHODS
Materials
RT-80 Grade A whey protein concentrate (WPC RT-80) was provided by Main Street
Ingredients (La Crosse, WI). WPC RT-80 with the same lot number was used throughout the
experiments. The product contained 84.9% protein, 3.9 % fat, 3.4% ash, 3.5% lactose, and 3.7%
moisture. The pH of a 2% solution at 20oC was 6.4. All of the chemicals used were of analytical
grade obtained from Fisher Chemicals (Fairlawn, NJ) or unless otherwise specified.
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High Pressure Treatment
WPC solutions, at concentrations of 0.2% in sodium phosphate buffer (0.01 M, pH 7.0),
were treated with HHP of 600 MPa at 50˚C for holding times of 0 (come-up time), 10, or 30 min.
The come-up time (4.5 min) is the compression time required to reach a pressure of 600 MPa.
After exposure to high pressure, WPC solutions were studied immediately or stored at 4 oC for
less than one month.
Flavor compound fluorescence binding study
Benzaldehyde, diacetyl, heptanone, octanone, and nonanone were flavor compounds
selected to bind with WPC (Figure 1). Benzaldehyde is the characteristic almond flavor. Diacetyl
is the buttery flavor compound in many dairy products. Heptanone, octanone, and nonanone are
typical flavors developed in yogurt.
The binding of flavor compounds with WPC was evaluated by following the quenching
of intrinsic tryptophan fluorescence (Dufour and Haertlé, 1990; Marin and Relkin, 1998). In the
binding study, 4 µl of benzaldehyde, heptanone, octanone, nanonone, or diacetyl (125 µM in
absolute ethanol) was titrated to 2 ml of the untreated or HHP treated WPC solution (1 µM) to
reach a final concentration of 2.5 µM. As the titration proceeded toward its end, larger amounts
of flavor compounds were added from more concentrated solutions. Following each titration of
flavor compound the system was thoroughly mixed and then allowed to equilibrate for 30 min
prior to the recording of the fluorescence intensity. At the end of the various titrations the ethanol
concentration did not exceed 3%. Intrinsic fluorescence was measured using an excitation
wavelength of 295 nm and observing an emission wavelength of 350 nm. To eliminate the
dilution of WPC solution by the added flavor solution and tryptophan fluorescence changes
induced by alcohol, a blank containing WPC solutions titrated with ethanol was monitored as
100
described above. The fluorescence intensity changes of the blank were subtracted from
fluorescence intensity measurements of the flavor/protein complexes for every considered
titration point. In all cases, tryptophan fluorescence intensity at 350 nm was normalized to 1, and
the fluorescence intensity was expressed as arbitraty units (a.u.).
Flavor-binding properties were evaluated with Cogan method (Cogan et al., 1976). The
numbers of accessible binding sites and apparent dissociation constants of flavor compounds
with WPC are calculated with the equation [P0α = (1/n)(L0α /(1-α)(K′d/n)], where P0 is protein
concentration, L0 is a given ligand concentration, n is the number of binding sites per molecule
of protein, K′d is the apparent dissociation constant, and α is the fraction of binding sites
remaining free, assuming α = (FImax – FI)/ FImax. FImax is defined as the fluorescence intensity
when protein molecules are saturated by flavor compounds.
Headspace analysis
Benzaldehyde, heptanone, octanone and nonanone were chosen to investigate the effects
of HHP on flavor retention. Analyses were done in triplicate in amber flasks (40 ml) closed with
mininert valves (Supelco, Bellefonte, PA). Two aroma concentrations (100 and 200 ppm) and
one WPC concentration (0.2%, 5 ml) were tested. Analyzed solutions, with or without WPC,
were stirred and equilibrated at 37°C for 30 min. Vapor phase samples (1 ml) were taken with a
gastight syringe and injected onto a Carlo Erba 8000 gas chromatograph equipped with a DB-
Wax column (J & W Sci., i.d. 0.32 mm, 30 m, film thickness = 0.5 µm). Temperature of injector
and detector were respectively 250°C and 260°C. The H2 carrier gas velocity was 1.9 ml/min.
Statistical analysis
All experiments and analyses were done in triplicate. The analysis of variance test for
significant effects of treatments and assay samples were determined using the General Linear
101
Model procedure (PROC GLM) in SAS. Main effect differences were considered significant at
the p < 0.05 level. Means separations were determined by Fisher’s Least Significant (LSD) for
multiple comparisons (SAS Institute, Inc., 1993).
RESULTS AND DISCUSSION
Flavor compound binding fluorescence study
β-LG binds structurally different molecules such as fatty acids, retinol (Diaz de Villegas
et al., 1987), and alkanone flavors (O’Neill and Kinsella, 1987). The affinity of β-LG for a flavor
compound or a ligand is dependent on molecular structure of flavor compounds or ligand
(Damodaran and Kinsella, 1980; Reiners et al., 2000). The fact that retinol, CPA, and ANS bind
to β-LG indicates that aliphatic hydrophobic chains and aromatic hydrophobic rings are
important structural components for molecules binding to β-LG. Palmitic acid affinity for β-LG
is due to the aliphatic hydrophobic carbon chain. Reiners et al. (2000) observed that chain length
contributed to the affinity of flavor compounds for β-LG by increasing hydrophobicity.
There are at least two distinct binding sites per monomer of β-LG for a variety of ligands
(Sawyer et al., 1998; Wu et al., 1999). The primary hydrophobic binding site is located within
the calyx formed by eight strands of antiparallel β–sheets, and a second hydrophobic binding site
lies in a cleft between the helix and an edge of the barrel (Wu et al., 1999). The capacity of β-LG
to bind chemically and structurally miscellaneous ligands suggests that β-LG, in addition to the
presumable deep central pocket site, may potentially bind these ligands in the outer surface site
framed by hydrophobic residues (Monaco et al., 1987).
The titration curves for benzaldehyde, diacetyl, heptanone, octanone and nonanone are
presented in Figures 2 through 6. The fluorescence emission spectra of WPC solutions were
102
studied as a function of added compounds, and the observed tryptophan fluorescence quenching,
due to changes of the polarity in the neighborhood of indoles (Lakowicz, 1999) is indicative of
the formation of a complex. The addition of benzaldehyde, diacetyl, heptanone, octanone and
nonanone to WPC solutions all produced fluorescence quenching, suggesting that these
compounds bind to whey proteins or interfere with whey protein tryptophans.
β-LG is a relatively spherical protein having ca. 20 Å in radius; nearly 60% the mass of
such a particle would be within 5 Å of the surface, and almost 90% within 10 Å (Meuresean et
al., 2000). Real protein subunits are by no means spherical, so their mass is even closer to the
surface. Although quenching studies using acrylamide and iodide as external quenchers indicated
that the β-LG tryptophan residue(s) are buried, the “buried” tryptophan(s) must be very close to
the protein surface (Meuresean et al., 2000). For untreated WPC, the maximum fluorescence
quenching is obtained at a flavor-protein ratio of 1:5 to 1:3, which is lower than 1:1, results
previously reported for a β-LG and flavor-binding study (Marin et al., 1998; Guichard and
Langourieux, 2000). The decreases in the number of binding sites may indicate that some
binding sites in β-LG are blocked, probably by the formation of aggregates, during the
production of WPC, such as filtration.
Marin et al. (1998) studied the effect of heat treatment on the binding property of β-LG
with benzaldehyde. Although the plateau value obtained from the intrinsic fluorescence study is
reached for 1:1 molar ratio in both untreated and heat treated β-LG, the percentage of quenching
is higher with previously heated protein solutions, indicating that the binding capacity of the
protein is incresed by heating (pH 6, 75°C, 10 min). O’Neill and Kinsella (1988) reported that
exposure of β-LG (in 20 mM phosphate buffer, pH 7.6) to a heat treatment of 75°C for 10 or 20
min resulted in a decrease in binding affinity of β-LG for benzaldehyde with a concomitant
103
increase in the number of low affinity, non specific binding sites. In our study with
benzaldehyde, 30 min of HHP treatment increased the number of binding sites from 0.20 to 0.36,
and the apparent dissociation constant from 2.7×10-8 M to 4.7×10-8 M, which are consistent with
the heat treatment results reported by O’Neill and Kinsella (1988).
HHP treatment of 10 min increased the binding affinity of WPC for diacetyl, with a
decrease of apparent dissociation constant from 2.7 × 10-8 M to 1.5 × 10-8 M and no significant
influence on number of binding sites. The effects of 10 min of HHP treatment on the number of
binding sites and apparent dissociation constant of WPC for diacetyl and CPA were similar. This
indicates that CPA and diacetyl may bind to the same binding sites. Yang et al. (2003) reported
that the conformational changes and formation of dimers during HHP treatment of β-LG resulted
in an increase of affinity for CPA at the surface hydrophobic site (Yang et al., 2003). The
increases in the binding affinity of WPC for diacetyl after 10 min of HHP treatemtn may be
related to the conformational changes occurred during pressurization. Further HHP treatment for
30 min resulted in a decrease in the binding affinity of WPC for diacetyl compared to that of
HHP treated (10 min) WPC, which may be due to the formation of larger aggregates among the
whey proteins.
Three aliphatic methyl ketones (2-heptanone, 2-octanone, and 2-nonanone) were used to
evaluate the flavor-binding properties of WPC. Their apparent dissociation constants for WPC
were 2.5 × 10-8 M, 2.2 × 10-8 M, and 1.9 × 10-8 M, respectively. The interactions between β-LG
and methyl ketones are hydrophobic (O’Neill and Kinsella, 1987) since the affinity constants
increase with increasing hydrophobic chain length (Sostmann and Guichard, 1998).
HHP treatment of come-up time resulted in an increase in the number of binding sites of
WPC from 0.23 to 0.39 per molecule of protein for heptanone, and from 0.21 to 0.40 for
104
octanone. SDS-PAGE results showed that during the come-up time of HHP treatment,
dissociation of aggregates occurred (Liu et al., 2004), which may expose more binding sites for
heptanone and octanone. However, no changes in the number of binding sites of WPC for
nonanone occurred during HHP treatments. Frapin et al. (1993) studied the interactions of fatty
acids with porcine and bovine β–LG. One β–LG fatty acid binding pocket can accommodate best
an aliphatic fatty acid chain constituted by 16 carbon atoms. Apparently, the new binding site of
WPC for methyl ketones can accommodate aliphatic chain constituted by no more than 8 carbon
atoms.
HHP treatment of 10 min resulted in an increase in the apparent dissociation constants of
WPC from 2.5 × 10-8 M to 3.9 × 10-8 M for heptanone, from 2.2 × 10-8 M to 3.1 × 10-8 M for
octanone, and from 1.9 × 10-8 M to 2.7 × 10-8 M for nonanone. The increases in the apparent
dissociation constants of WPC for the methyl ketones may be due to the formation of aggregates
in WPC, which affects the accessibility of the binding sites. However, HHP treatments of 30 min
resulted in decreases in the apparent dissociation constants of WPC for heptanone, octanone, and
nonanone. Dissociation constants returned close to the values of the WPC for these three methyl
ketones. It seems that additional conformational changes occurred during 30 min of HHP
treatment, which compensated for the effects of aggregates on the binding affinity.
Tanaka et al. (1996) reported the presence of ‘hard binding sites’ and ‘soft binding sites’
of a protein. When a hydrophobic ligand binds to incompressible ‘hard binding sites’ of a
protein, the binding is destabilized under high pressure (Torgerson et al., 1979). At elevated
pressure, an apolar ligand bound at a hard binding site is replaced with incompressible water
because the total compressibility of the system is reduced when the compressible ligand is not in
a hard cage. On the other hand, pressure-stabilized binding is the characteristic of ‘soft binding
105
sites’. In this case, incompressible water in the soft cage is replaced with the compressible ligand
to reduce the dimensions under high pressure (Tanaka et al., 1996). Therefore, the changes in the
binding affinity and the number of binding sites we observed during pressurization may relate to
changes that happened around these two types of binding sites. HHP may create and modify the
‘soft binding sites’ and increase the binding affinity and the number of the binding sites of WPC
to flavor compounds. On the other hand, HHP may decrease the accessibility of ligands to the
‘hard binding sites’ in WPC.
Headspace analysis
The effect of high pressure on the retention of flavors by WPC was studied by static
headspace analysis. Static headspace analysis measures the voltiles contained in the air above a
food, usually in a sealed system at equilibrium. The composition of the headspace depends on
the partitioning of volatiles between the air phase and the different phases present in the food
(such as oil and water). Other factors that affect partitioning of the compounds between the air
and the food, such as surface area and temperature, also influence the headspace composition
(Taylor and Linforth, 1996).
The volatility of the flavor compounds decreased in the presence of WPC (Figures 12
through 19), mainly due to hydrophobic interactions between the flavors and the proteins
(Guichard, 2000). Many researchers observed increases in flavor retention in the presence of
whey proteins (Guichard and Langourieux, 2000). Androit et al. (1999) reported that addition of
β–LG reduced the perceived aroma intensity of methyl ketones in aqueous solutions and
increased the retention of methyl ketones. Marin et al. (1999) observed an increase in the
retention of benzaldehyde in β–LG solution.
106
The retentions of flavors by WPC in decreasing order are: nonanone > octanone >
heptanone > benzaldehyde for flavor concentrations of both 100 and 200 ppm. The percentage of
retention of 200 ppm benzaldehyde, heptanone, octanone, and nonanone were 18.5%, 27.9%,
38.5%, and 40.5%, respectively. The retention of 100 ppm benzaldehyde, heptanone, octanone,
and nonanone were higher, at 19.3%, 32.2%, 38.6%, and 50.7%, respectively. The percentage of
retention of benzaldehyde and the methyl ketones is consistent with previously reported results
for the retention of flavors in β–LG solution (Roozen and Legger, 1997; Jouenne and Crouzet,
1996; Charles et al., 1996; Espinoza and Voilley, 1996).
For benzaldehyde at both 100 ppm and 200 ppm, HHP treatments did not result in
significant changes in the flavor retention in WPC solutions (Figures 12 through 13), although
the results from the fluorescence titration showed decreases in the dissociation constants of WPC
for benzaldehyde (Table 1). The amount of volatiles released to the gaseous phase is influenced
by many factors of the flavor compounds, such as vapor pressure, solubility, concentration,
partitioning of volatile among air and water phase, and interactions with other food constituents
(Landy et al., 1996; Kinsella, 1990). The discrepancy may also arise from the fact that headspace
experiments of flavor and WPC solutions were equilibrated at 37oC instead of room temperature,
which was used for the fluorescence titration experiments.
Flavor retention of 200 ppm heptanone, octanone, and nonanone in HHP treated WPC
solutions for 10 min was significantly lower than in untreated WPC and HHP treated WPC for
come-up time and 30 min (Figure 14, Figure 16, and Figure 18). The decreases in retention of the
methyl ketones in WPC solutions after 10 min of HHP treatment are consistent with the results
from the fluorescence titration (Table 1). Significant decreases in flavor retention at 200 ppm
were only observed for heptanone and octanone in WPC solutions after HHP treatmant for 10
107
min, while no significant differences in flavor retention of nonanone at 100 ppm were observed
among the untreated WPC and HHP treated WPC (Figure 15, Figure 17, and Figure 19). The
decreases in retention of the methyl ketones in HHP treated (10 min) WPC solutions may be
caused by conformational changes of whey proteins or formation of aggregates which decrease
the binding affinity of the methyl ketones for WPC.
Static headspace analysis utilizes sealed system and allows equilibrium to be attained.
This approach simplifies the analytical procedure, but it is doubtful whether equilibrium is
actually achieved when food is eaten (Taylor and Linforth, 1996). Time-intensity assessment of
flavor release may provide useful information regarding flavor perception (Bakker et al., 1996),
and more research is needed to explore the potential of application of HHP treatment to improve
the flavor-binding properties of WPC in food applications.
CONCLUSIONS
HHP treatments increased the number of binding sites and the apparent dissociation
constants of WPC for benzaldehyde as observed by intrinsic fluorescence titration. HHP
treatment for 10 min increased the binding affinity of WPC for diacetyl, but no significant
changes in the number of binding sites were observed after 10 min of HHP treatment. HHP
treatment for come-up time resulted in increases in the number of binding sites of WPC for
heptanone and octanone. HHP treatments of 10 min resulted in an increase in the apparent
dissociation constant of WPC from 2.5 × 10-8 M to 3.9 × 10-8 M for heptanone, from 2.2 × 10-8 M
to 3.1 × 10-8 M for octanone, and from 1.9 × 10-8 M to 2.7 × 10-8 M for nonanone. No changes in
the number of binding sites of WPC for nonanone were observed after HHP treatment.
108
As observed by headspace analysis, HHP treatments did not result in significant changes
in the retention for benzaldehyde in WPC solutions. Retention of 100 ppm and 200 ppm
heptanone and octanone in HHP treated (10 min) WPC solutions was significantly smaller than
in untreated WPC and HHP treated WPC for come-up time and 30 min. However, for retention
of nonanone in HHP treated (10 min) WPC solutions, significant decreases were only observed
at 100 ppm. These results suggest that HHP treatments of 0.2% WPC can modify the flavor-
binding properties of WPC; the effects depend on flavors and HHP treatment time.
In both fluorescence titration and static headspace analysis, equilibrium was attained.
While eating, flavor profile and sensors respond to the pattern of flavor release with time (Taylor
and Linforth, 1996). Further research is required to fully understand the effects of HHP treatment
on flavor-binding and flavor release properties of WPC and to evaluate the full potential of this
process in the food industry.
ABBREVIATIONS USED
β-LG, β-lactoglobulin; HHP, high hydrostatic pressure; WPC, whey protein concentrate;
ANS, 1-anilino-naphthalene-8-sulfonate; CPA, cis-parinaric acid; MG, molten globule.
109
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113
Banzaldehyde Diacetyl
2-heptanone 2-octanone
2-nonanone
Figure 1. Structures of flavor compounds used in fluorescence binding studies.
114
Table 1. Apparent dissociation constants (K′d) and the number of flavor binding sites (n) of WPCand WPC after HHP treatment (600 MPa and 50ºC) for holding time of 0, 10 or 30 min (H0, H10and H30) calculated using the method by Cogan et al. (1976) .
Ligands WPC n1 K′d (M)2
Benzaldehyde
Diacetyl
Heptanone
Octanone
Nonanone
UntreatedH 0
H 10H 30
UntreatedH 0H 10H 30
UntreatedH 0H 10H 30
UntreatedH 0H 10H 30
UntreatedH 0H 10H 30
0.20 a
0.20 a
0.25 a
0.36 b
0.31 a
0.17 b
0.28 a
0.30 a
0.24 a
0.39 b
0.27 a
0.29 a
0.21 a
0.40 b
0.25 a
0.26 a
0.20 a
0.19 a
0.22 a
0.23 a
2.7×10-8 M a
5.2× 10-8 M b
6.2× 10-8 M c
4.7× 10-8 M b
2.7× 10-8 M a
1.6× 10-8 M b
1.5×10-8 M b
2.5× 10-8 M a
2.5×10-8 M a
1.9× 10-8 M a
3.9× 10-8 M b
1.8× 10-8 M a
2.2×10-8 M a
1.8× 10-8 M a
3.1× 10-8 M b
2.0× 10-8 M a
1.9×10-8 M a
2.1× 10-8 M a
2.7× 10-8 M b
1.8× 10-8 M a
: Data are means of three analyses calculated using method by Cogan et al. (1976).1, 2: means with different letters in the column are significantly different (p<0.05).
115
0.8
0.85
0.9
0.95
1
0 0.5 1 1.5 2 2.5
Benzaldehyde (uM)
Flu
ore
scen
ce a
t 350 n
m (
a.u
.)
WPCH 0H 10H 30
Figure 2. Fluorescence titration curves for WPC and HHP treated (600 MPa and 50ºC) WPCwith 0, 10 or 30 min holding time (H0, H10, and H30) with benzaldehyde.
0.75
0.8
0.85
0.9
0.95
1
0 0.5 1 1.5 2 2.5
Diacetyl concentration (uM)
Flu
ore
sc
en
ce
at
35
0 n
m (
a.u
.)
WPC
H 0
H 10
H 30
Figure 3. Fluorescence titration curves for WPC and HHP treated (600 MPa and 50ºC) WPCwith 0, 10 or 30 min holding time (H0, H10, and H30) with diacetyl.
0.85
0.9
0.95
1
0 0.5 1 1.5 2 2.5
Heptanone concentration (uM)
Flu
ore
scen
ce a
t 35
0 n
m (
a.u
.) WPC
H 0
H 10
H 30
Figure 4. Fluorescence titration curves for WPC and HHP treated (600 MPa and 50ºC) WPCwith 0, 10 or 30 min holding time (H0, H10, and H30) with heptanone.
116
0.84
0.88
0.92
0.96
1
0 0.5 1 1.5 2 2.5
Octanone concentration (uM)
Flu
ore
scen
ce a
t 35
0 n
m (
a.u
.)
WPCH 0H 10H 30
Figure 5. Fluorescence titration curves for WPC and HHP treated (600 MPa and 50ºC) WPCwith 0, 10 or 30 min holding time (H0, H10, and H30) with octanone.
0.84
0.88
0.92
0.96
1
0 0.5 1 1.5 2 2.5
Nonanone concentration (uM)
Fluo
resc
ence
at 3
50 n
m (a
.u.)
WPC
H 0
H 10
H 30
Figure 6. Fluorescence titration curves for WPC and HHP treated (600 MPa and 50ºC) WPCwith 0, 10 or 30 min holding time (H0, H10, and H30) with nonanone.
117
y = 4.876x - 0.1291
R2 = 0.977
WPC
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18
R0*a/(1-a)
P0*a
y = 4.9839x - 0.2602
R2 = 0.9613
H0
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
y = 3.9267x - 0.2417
R2 = 0.9095
H10
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25 0.3
R0*a/(1-a)
P0*a
y = 2.7777x - 0.1301
R2 = 0.9372
H30
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35
R0*a/(1-a)
P0*a
Figure 7. Benzaldehyde binding to WPC or HHP treated WPC (600 MPa and 50ºC) with 0, 10 or30 min holding time (H0, H10, and H30) plotted by Cogan method (Cogan et al., 1976) tocalculate K′d and n.
118
y = 3.291x - 0.0919
R2 = 0.969
WPC
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0 0.05 0.1 0.15 0.2 0.25 0.3
R0*a/(1-a)
P0*a
y = 5.2602x - 0.0883
R2 = 0.9732
H0
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14
R0*a/(1-a)
P0*a
y = 3.4251x - 0.0481
R2 = 0.9565
H10
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2
R0*a/(1-a)
P0*a
y = 3.2635x - 0.0867
R2 = 0.9956
H30
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
Figure 8. Diacetyl binding to WPC or HHP treated WPC (600 MPa and 50ºC) with 0, 10 or 30min holding time (H0, H10, and H30) plotted by Cogan method (Cogan et al., 1976) to calculateK′d and n.
119
y = 4.5205x - 0.0979
R2 = 0.9625
WPC
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
y = 2.4025x - 0.046
R2 = 0.9913
H0
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0 0.05 0.1 0.15 0.2 0.25 0.3
R0*a/(1-a)
P0*a
y = 3.7079x - 0.1428
R2 = 0.9821
H10
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25 0.3
R0*a/(1-a)
P0*a
y = 3.8279x - 0.0644
R2 = 0.9869
H30
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
Figure 9. Heptanone binding to WPC or HHP treated WPC (600 MPa and 50ºC) with 0, 10 or 30min holding time (H0, H10, and H30) plotted by Cogan method (Cogan et al., 1976) to calculateK′d and n.
120
y = 4.3628x - 0.0916
R2 = 0.9224
WPC
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
y = 2.5211x - 0.0514
R2 = 0.9827
H0
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35
R0*a/(1-a)
P0*a
y = 3.9722x - 0.1056
R2 = 0.9203
H10
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
y = 4.3742x - 0.0989
R2 = 0.9875
H30
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
Figure 10. Octanone binding to WPC or HHP treated WPC (600 MPa and 50ºC) with 0, 10 or 30min holding time (H0, H10, and H30) plotted by Cogan method (Cogan et al., 1976) to calculateK′d and n.
121
y = 5.3937x - 0.115
R2 = 0.9593
WPC
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18
R0*a/(1-a)
P0*a
y = 5.3282x - 0.1204
R2 = 0.9828
H0
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2
R0*a/(1-a)
P0*a
y = 4.7371x - 0.1189
R2 = 0.965
H10
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.05 0.1 0.15 0.2 0.25
R0*a/(1-a)
P0*a
y = 4.5762x - 0.0716
R2 = 0.9881
H30
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2
R0*a/(1-a)
P0*a
Figure 11. Nonanone binding to WPC or HHP treated WPC (600 MPa and 50ºC) with 0, 10 or30 min holding time (H0, H10, and H30) plotted by Cogan method (Cogan et al., 1976) tocalculate K′d and n.
122
Figure 12. Static headspace analysis of benzaldehyde (200 ppm) in WPC or HHP treated WPC(600 MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
Figure 13. Static headspace analysis of benzaldehyde (100 ppm) in WPC or HHP treated WPC(600 MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
0
2000
4000
6000
8000
Buffer WPC H0 H10 H30
GC
peak a
rea
a
bb b b
0
1000
2000
3000
4000
5000
Buffer WPC H0 H10 H30
GC
peak a
rea
a
b bb b
123
Figure 14. Static headspace analysis of heptanone (200 ppm) in WPC or HHP treated WPC (600MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
Figure 15. Static headspace analysis of heptanone (100 ppm) in WPC or HHP treated WPC (600MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
0
5000
10000
15000
20000
Buffer WPC H0 H10 H30
GC
peak a
rea
a
c c c
b
0
5000
10000
15000
20000
25000
Buffer WPC H0 H10 H30
GC
peak a
rea
a
c c
bc
124
0
5000
10000
15000
20000
25000
30000
Buffer WPC H0 H10 H30
GC
peak a
rea
Figure 16. Static headspace analysis of octanone (200 ppm) in WPC or HHP treated WPC (600MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
0
5000
10000
15000
20000
Buffer WPC H0 H10 H30
GC
peak a
rea
Figure 17. Static headspace analysis of octanone (100 ppm) in WPC or HHP treated WPC (600MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
a
c c
b
c
a
c c c
b
125
Figure 18. Static headspace analysis of nonanone (200 ppm) in WPC or HHP treated WPC (600MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
Figure 19. Static headspace analysis of nonanone (100 ppm) in WPC or HHP treated WPC (600MPa and 50ºC) with 0, 10 or 30 min holding time (H0, H10, and H30).
0
10000
20000
30000
40000
Buffer WPC H0 H10 H30
GC
peak a
rea
a
c c
b
c
0
5000
10000
15000
20000
Buffer WPC H0 H10 H30
GC
peak a
rea
a
b b b b
126
CHAPTER SIX
CONCLUSIONS
High hydrostatic pressure (HHP) treatment at 600 MPa and 50˚C for 30 min of whey
protein concentrate (WPC) resulted in a decrease in protein solubility at pH 4.6 an increase in
aggregation and denaturation of whey proteins, especially at high WPC concentrations. During
the come-up time of the HHP treatment, dissociation of aggregates and formation of β-
lactoglobulin (β-LG) dimers were observed. With increasing HHP treatment time, monomers of
β-LG, α-lactalbumin (α-LA), and bovine serum albumin (BSA) decreased, and aggregates were
formed. Overall, these results suggest that protein solubility, denaturation and aggregation of
HHP treated WPC are dependent on solution concentration and HHP treatment condition.
HHP treaments resulted in an increase in tryptophan intrinsic fluorescence intensity and a
4 nm red shift after 30 min of treatment, which indicate changes in the polarity of tryptophan
residues microenvironment of whey proteins from a less polar to a more polar environment. HHP
treatment of WPC for 30 min resulted in an increase in the number of binding sites for 1-anilino-
naphthalene-8-sulfonate (ANS) from 0.16 to 1.10 per molecule of protein. No significant
changes in the apparent dissociation constant of WPC for ANS were observed after HHP
treatments except for an increase from 1.8 × 10-5 M to 3.3 × 10-5 M after 30 min. There were no
significant changes in the number of binding sites of WPC for cis-parinaric acid (CPA) after
HHP treatments. However, increased binding affinities of WPC for CPA were observed after the
come-up time or 10 min HHP treatment, with a decrease of apparent dissociation constant from
2.2 × 10-7 M to 1.1 × 10-7 M. The binding sites of WPC may become more accessible to the
aliphatic hydrophobic probe CPA after come-up time or 10 min HHP treatment. These results
127
indicate that HHP affects the hydrophobicity of whey proteins. Aliphatic hydrophobicity is
enhanced after the come-up time and 10 min HHP treatment.
HHP treatments increased the number of binding sites and the apparent dissociation
constants of WPC for benzaldehyde. HHP treatment for 10 min increased the binding affinity of
WPC for diacetyl, but no significant changes in the number of binding sites were observed after
10 min of HHP treatment. There were increases in the number of binding sites of WPC for
heptanone and octanone after HHP treatment for the come-up time. HHP treatments of 10 min
resulted in an increase in the apparent dissociation constant of WPC from 2.5 × 10-8 M to 3.9 ×
10-8 M for heptanone, from 2.2 × 10-8 M to 3.1 × 10-8 M for octanone, and from 1.9 × 10-8 M to 2.7
× 10-8 M for nonanone.
As observed by headspace analysis, HHP treatments did not result in significant changes
in the retention for benzaldehyde in WPC solutions. Flavor retention of 100 ppm and 200 ppm
heptanone and octanone in HHP treated (10 min) WPC was significantly lower than in untreated
WPC and HHP treated WPC for come-up time or 30 min. Significant decreases were only
observed at 100 ppm for flavor retention of nonanone in HHP treated (10 min) WPC solutions.
These results suggest that HHP treatments of 0.2% WPC can modify the flavor-binding
properties of WPC; the effects depend on flavors and HHP treatment time. Further research is
required to evaluate the full potential of application of HHP to modify functional properties of
WPC and its benefits to the food industry.