Electro-oxidation and
Isoquinoline Alkaloid Biosynthesis
D e p a r t m e n t o f C h e m i s t r y , U n i v e r s i t y o f C o n n e c t i c u t ,
S t o r r s , C T 0 6 2 6 9 - 3 0 6 0 , U . S . A .
P h e n o l o x i d a t i o n i s o n e o f t h e m a j o r o r g a n i c
r e a c t i o n s u s e d i n n a t u r e f o r t h e p r o d u c t i o n o f
v a r i o u s m e t a b o l i t e s , b o t h p r i m a r y a n d s e c o n d a r y ,
a n d i s e s p e c i a l l y i m p o r t a n t i n t h e b i o s y n t h e s i s
of the isoquinol ine alkaloids . Electro-oxidat ion,
c a n b e m o r e p r e c i s e l y c o n t r o l l e d t h a n a n y o f t h e
many known oxidation methods and, furthermore, is
a h e t e r o g e n e o u s r e a c t i o n w i t h t h e p o s s i b i l i t y o f
s u r f a c e p h e n o m e n a . I n t h i s a r t i c l e , t h o s e a r e a s
i n w h i c h e l e c t r o - o x i d a t i o n h a s b e e n , o r m a y b e ,
u s e d t o s t u d y b i o m i m e t i c s y n t h e s e s o f t h e i s o q u i n o l i n e
a l k a l o i d s w i l l b e s u m m a r i z e d .
I n t r o d u c t i o n
Of a l l o f t h e v a r i o u s a r o m a t i c r i n g s y s t e m s wh ich o c c u r i n
n a t u r a l m a t e r i a l s , e s p e c i a l l y s e c o n d a r y m e t a b o l i t e s , none a r e s o
e a s i l y o x i d i z e d a s t h e p h e n o l s y s t e m C h y d r o x y l a n d a r o m a t i c r i n g )
James M. Bobbitt
a n d t h e i n d o l e s y s t e m , a t l e a s t a c c o r d i n g t o t h e i r h a l f - w a v e
p o t e n t i a l s . 1 I t i s h a r d l y s u r p r i s i n g , t h e n , t h a t o x i d a t i o n o f
t h e s e g r o u p i n g s i s o n e o f t h e m a j o r b i o s y n t h e t i c r e a c t i o n s . The
s p e c i a l r o l e p l a y e d by p h e n o l o x i d - a t i o n i n n a t u r e h a s l o n g b e e n
a p p r e c i a t e d a n d h a s b e e n " e l l r e v i e w e d . ? The i s o q u i n b l i n e a l k a -
l o i d ~ " ~ a r e p r o b a b l y t h e m a j o r g r a u p o f ' a l k a l o i d s whose h i o s y n t < e -
s i s i s t h o u g h t t o i n v o l v e p h e n o l o x i d a t i o n , a n d many a t t e m p t s h a v e
b e e n made t o s y n t h e s i z e t h e s e m o l e c u l e s b y i n v i t r o o x i d a t i o n s . = , 7
T h e s e a t t e m p t s h a v e n o t a l w a y s b e e n s u c c e s s f u l , a n d , when t h e y h a v e
b e e n , y i e ' l d s h a v e g e n e r a l l y b e e n low i n t h e o x i d a t i o n s t e p . A f t e r
a s u c c e s s f u l , . b u t h a r d l y s y n t h e s i s o-f t h e t r i m e r i c i s o -
q u i n o 1 , i n e a l k a l o i d , p i l o c e r e i n e ( X X X I I I , R = i s o b u t y l ) , by c h e m i c a l
[K3Fe(CN)6] ' c o u p l i n g o f t h e monomer, l o p h o c e r i n e (XXX, R = i s o b u t y l )
i n a b o u t 0 . 3 % y i e l d , we t u r n e d o u r a t t e n t i o n t o e l e c t r o - o x i d a t i o n
a s a more p r o m i s i n g o x i d i z i n g s y s t e m .
C o n t r o l l e d - p o t e n t i a l e l e c t r o - o x i d a t i o n s a n d r e d u c t i o n s o f f e r a
number o f - a d v a n t a g e s . F i r s t , o n e c a n u s e j u s t e n o u g h o x i d i z i n g
o r r e d u c i n g p o t e n t i a l t o c a r r y o u t a d e s i r e d , s e l e c t i v e r e a c t i o n
w i t h l i t t l e f e a r o f o v e r o x i d a t i o n a n d c a n c o n t r o l t h i s p o t e n t i a l . . ,.
v e r y a c c u r a t e l y . Of c o u r s e , t h e m e t h o d w o r k s o n l y a s l o n g a s t h e
p r o d u c t i s l e s s e a s i l y o x i d i z e d o r r e d u c e d t h a n t h e s t a r t i n g ma-
t e r i a l . S e c o n d l y , o n e , c a n c o n t r o l t h e r a t e o f t h e r e a c t i o n b y
a d j u s t i n g t h e e l e c t r o d e s i z e a n d t h e p o t e n t i a l , a n d t h e r e b y t h e
c u r r e n t f l o w . T h i r d l y , o n e h a s t h e p o s s i b i l i t y o f c a r r y i n g o u t
r e a c t i o n s a t a n i n t e r f a c e w i t h i n t e r e s t i n g a n d s o m e t i m e s u n p r e -
d i c t a b l e r e s u l t s . F i n a l l y , o n e c a n c a r r y o u t b o t h o x i d a t i o n s
a n d r e d u c t i o n s i n t h e same r e a c t i o n s y s t e m by s i m p l y r e v e r s i n g
t h e c h a r g e o n t h e e l e c t r o d e s .
-1 8.2-
There are some disadvantages. Some instrumentation, namely
a potentiostat, is desirable, but several instruments have heen
developed in recent years and can be purchased for $1,000 - 2,000.
One also loses some of the specificity associated with certain
t 3 + 3 - - ions such as Fe , Cr , 10, , BH4 , G. since the usefulness of
these reagents depends upon coordination properties and ionic sizes
as well as their basic oxidation or reduction potentials. However,
it is hoped that the development of new electrode systems may correct
some of this. A major experimental problem involves electrode coat-
ing, either with product or with decomposition polymers. Much of this
coating can be alleviated with a change of solvents or with new
electrode systems. . .
9-18 Preparative organic electrochemistry in general' and the
electrolytic oxidations of phenols, 1gy20 specifically, have been
reviewed recently. The oxidation of phenols by one-electron oxi-
dizing agents has been recently summarized. ' 21
The possible reaction
paths can be verycomplex indeed', and a briif outline is given in
Scheme I. In general, a phenol ( I ) may lose a proton and'an elec-
tron to give a phenoxi-de radical (11) in which the radical is localizec
o n the oxygen and in the o and p positions. When a n ~ a l k y l group -
is present in the or p position, some radical character'may be ..
developed on the benzyl carbon (IV).. These radical species'generally
dimerize to yield products. Loss of a s e c o n d electron leads to
a phenoxonium ion (111) in which -the positive charge is mainly on
the and p positions or, in appropriate conditions, 0n.a benzyl
carbon - o or p_ to the phenol (V). Such phenoxonium ions generally
stabilize by reacting with any available nucleophile (even another
phenol ring)'or by losing a proton. Both the radical and the
Scheme I
on 0 -ea
o@ 0 $ 0 ~ 3 4 y + o d uc+s
X ^ TEE
positive ion can take part in var'ous abstraction processes.
It is not completely correct to call these reactions "phenol
oxidations" since the hydroxyl group of the phenol frequently
emerges from the reaction unchanged. Actually, it is the aromatic
ring which is made susceptible to oxidation by the strongly elec-
tron donating phenol group. When additional electron donating
groups are present on the ring, oxidation becomes even easier, 1,22,23
and with electron withdrawing groups, it becomes more difficult.
Half-wave potentials of p-substituted phenols have been correlated
with Hammet functions. 2 4
I n t h i s a r t i c l e , o n l y t h o s e p h e n o l o x i d a t i o n s w h i c h may h a v e
some b e a r i n g on t h e i s o q u i n o l i n e a l k a l o i d s w i l l b e c o n s i d e r e d ,
a n d f o r t h o s e r e a c t i o n s d i s c u s s e d , s t r e s s w i l l b e p l a c e d upon
t h e e l e c t r o c h e m i c a l a s p e c t s .
H y d r o x y l a t i o n R e a c t i o n s
I t h a s b e e n w e l l e s t a b l i s h e d t h a t t h e i s o q u i n o l i n e r i n g a n d
t h e l - b e n z y l g r o u p ( w h e n i t i s p r e s e n t ) o f t h e i s o q u i n o l i n e a l k a -
4 , 5 , 2 5 l o i d s a r e d e r i v e d b i o s y n t h e t i c a l l y f r o m t y r o s i n e (VI) .
S u c h a r e a c t i o n i n v o l v e s t h e a d d i t i o n o f h y d r o x y l g r o u p s t o t h e
p h e n o l g r o u p o f t y r o s i n e t o g i v e d i o r t r i h y d r o x y l a t e d a r o m a t i c
r i n g s ( V I I o r V I I I ) . T h e s e h y d r o x y l a t i o n s may t a k e p l a c e on
t y r o s i n e i t s e l f o r o n o t h e r s i m p l e m e t a b o l i t e s . 2 6 M e c h a n i s t i c
d e t a i l s o f t h e s e r e a c t i o n s a r e l a r g e l y l a c k i n g a n d t h e y a r e g e n -
+ e r a l l y c o n s i d e r e d t o b e c a r r i e d o u t b y H O " o r i t s e q u i v a l e n t . "
A t t h e o u t s e t , i t s h o u l d b e s t a t e d t h a t t y r o s i n e h a s n o t b e e n
h y d r o x y l a t e d e l e c t r o c h e m i c a l l y t o g i v e VII o r V I I I . H o w e v e r , t h e r e
a r e some a s p e c t s o f t y r o s i n e o x i d a t i o n a n d p h e n o l h y d r o x y l a t i o n
OH
BIT
which may b e - o f interest. Tyrosine itself was last oxidized
preparatively on a P b O anode by Takayama in 1933. 2 7 He found
that tyrosine was first oxidized to p-hydroxyphenylacetic acid
and then to benzoquinone and succinic acid. Under the same
conditions, phenylalanine yielded no phenylacetic acid, suggest:
ing that the phenol group of tyrosine was implicated in the
oxidation of the amino acid portion. More recently, Scott,
Dodson, McCapra and eyers electro-oxidized N-carbomethoxy- tyrosine (1x1 to the spirolactone (X) in 15% yield. The dienone
could be formed by an attack of carboxylate on an oxonium ion
such as I11 with the charge localized in the k-position. It
has not been established whether a dienone intermediate is in-
volved in the electro-oxidative degradation of tyrosine itself,
but it could show how the phenol is involved. Electro-oxidation
of peptides containing tyrosine h a s shown some promise as a
selective degradation technique. 2 9
The oxidation of phenol itself generally leads to benzoquinone
r rob ably via a hydroquinone) in good yields,3o although Fichter
had obtained dimeric and polymeric products. In a recent series
3 2 - 3 5 /- o f p a p e r s , R o n l a n a n d P a r k e r a n d t h e i r c o w o r k e r s h a v e shown
t h a t ( 1 ) o x i d a t i o n s o f p h e n o l s w i t h n o p - s u b s t i t u e n t l e a d t o - b e n z o q u i n o n e s , ( 2 ) t h a t when a p - s u b s t i t u e n t i s p r e s e n t , t h e
p r o d u c t i s e i t h e r a h y d r o x y d i e n o n e s u c h a s X I o r a h y d r o x y m e t h y l -
p h e n o l s u c h as X I 1 d e p e n d i n g u p o n e x p e r i m e n t a l c o n d i t i o n s C 3 )
t h a t t h e s e p r o d u c t s a r e a l m o s t s u r e l y p r o d u c e d b y p h e n o x o n i u r n
i n t e r m e d i a t e s s u c h a s I11 a n d V , ( 4 ) t h a t a t t a c k o f t h e n u c l e o p h i l e
( O H i n t h i s c a s e ) i s i n v a r i a b l y a t t h e p - p o s i t i o n a n d , f i n a l l y
( 5 ) t h a t t h e l e a d d i o x i d e a n o d e u s e d b y t h e m s e l v e s a n d b y F i t c h e r
i s p r o b a b l y a c t i n g a s a c h e m i c a l o x i d i z i n g a g e n t b e i n g c o n t i n u o u s l y
r e g e n e r a t e d .
T h u s i t w o u l d a p p e a r u n l i k e l y t h a t 2 - h y d r o x y l a t i o n o f t y r o s i n e
s u c h a s t h a t n e e d e d f o r a l k a l o i d b i o s y n t h e s i s c a n b e a c c o m p l i s h e d
e l e c t r o c h e m i c a l l y , a t l e a s t w i t h t h e p r e s e n t t e c h n i q u e s . H o w e v e r ,
t h e p h e n o l g r o u p may p l a y a r o l e i n t h e o x i d a t i o n o f t h e a m i n o a c i d
p o r t i o n o f t h e m o l e c u l e .
Decarboxyl- Reactions
The next step in isoquinoline alkaloid biosynthesis involves
the decarboxylation of the amino acids, VII and/or VIII to
0-phenylethylamines to form, eventually, the isoquinoline portion
of the alkaloids. It is conceivable that electro-oxidation may.
be applicable to this reaction, especially since tyrosine appears
to be decarboxylated readily as shown above,27 but decarboxyla-
tion is so well known in amino acid m e t a b o l i ~ m , ~ ~ that we will
not speculate.
There is, however, a possibility that oxidative decarboxyla-
tion may play a role in the following step in the biosynthesis,
the ring formation. The tetrahydroisoquinoline ring is derived
from two fragments, a P-phenylethylamine such as XI11 and a second
portion which forms C-1 and any groups attached to it (Scheme 11).
This second portion is thought to be either an aldehyde which
would lead directly to the isoquinoline (XV) or a pyruvic acid
derivative which would lead to an amino acid (XIV) requiring
subsequent decarboxylation. 3 6 The pyruvic acid hypothesis was
put forth by ~ a h n ~ ~ and is somewhat more reasonable because
the pyruvic acid derivatives required for alkaloid synthesis are
known to be available in tissue and are far more stable than
the corresponding aldehydes. However, Hahn was not able to
decarboxylate XIV under any conditions which may be considered
physiological, and the hypothesis was discredited.
Scheme I1
It has recently been e~tablished,~' however, that the cactus
alkaloids anhalamine (XVII, R=H> and anhalonidine (XVII, R = C H )
are indeed formed biosynthetically by way of the amino acids
XVI which are also found in the plant. This established the
Hahn hypothesis for the first time, although the decarboxylation
of XVI was not possible under "physiological" laboratory condi-
tions. When XVI ( R = H and CH were decarboxylated enzymatically, 3
however, the products were the dihydroisoquinolines (XVIII), thus
suggesting the possibility of an oxidative decarboxylation followed
by some reduction step to the desired product.
3 9 We have investigated the oxidative decarboxylation of some
amino acids (XIX) similar to XVI on graphite felt electrodes, and
have found that the reactions are extremely facile when the aromatic
ring is sufficiently activated by p'henol groups. In each case the
dihydroisoquinoline (XX) was indicated spectroscopically CXXa was
also isolated), and the product, XXI, was isolated after reduction
with NaBH4. Overall yields were about 80% except for XIXd. In
general, when no phenol groups are present (XIXd) in the ring, de-
carboxylation takes place slowly at + 0 . 6 - 0.8 v (E. a standard
calomel electrode). When one phenol group is present (XIXa, b,
and c) decarboxylation takes place at 0.0 - 0.25 v . It is pertinent
to note that ring closure with pyruvate (or the aldehyde) takes
p l a c e e a s i l y o n l y when a p h e n o l g r o u p i s 2 o r p t o t h e p o i n t o f
r i n g c l o s u r e . We a r e now s t u d y i n g t h e e f f e c t o f t h e v a r i o u s
f u n c t i o n a l g r o u p s o n t h e r e a c t i o n . .. . .
E l e c t r o - o x i d a t i v e d e c a r b o x y l a t i o n i s , o f c o u r s e , q u i t e . a . & l l
known r e a c t i o n . 'O I t c a n t a k e two p a t h s , a s shown i,? SchemG 111.
I f t h e r a d i c a l d i m e r i z e s , i t i s t h e K o l b e r e a c t i o n . . I f f u r t h e r . .
o x i d a t i o n t a k e s p l a c e t o y i e l d r t h e c a r b o n i u m i o n w h i c h i s s t a b i l -
i z e d by r e a c t i o n w i t h a n u c l & o p h i l e , i t i s t h e H o f e r - M o e s t r e a c t i o n . 4 1
I n r e c e n t y e a r s , it h a s become a p p a r e n t t h a t t h e c a r b o n i u m i o n
r e a c t i o n b e c o m e s more i m p o r t a n t when e l e c t r o n r i c h g r o u p s a r e i n
t h e a - p o s i t i o n o f t h e c a r b o x y l i c a c i d . F o r e x a m p l e , p h e n y l a c e t i c
a c i d s a r e d e c a r b o x y l a t e d i n m e t h a n o l t o g i v e b e n z y l m e t h y l e ' t h e r s . 4 2 , 4 3
The e x t e n t o f n o r m a l K o l b e c o u p l i n g t h e c a ~ b o n i u m i o n r e s o t i o n ,
i n f a c t , h a s b e e n c o r r e l a t e d w i t h t h e e l e c t r o n d o n a t i n g o r w i t h -
d r a w i n g p r o p e r t i e s o f v a r i o u s i u b s t i t u e n t s i n t h e p - p o s i t i o n o f ., .,: p h e n y l a c e t i c a c i d . q q I n t h a t s t u d y , t h e m e t h o x y l g r o u p was t h e . . ,
m o s t s t r o n g l y d o n a t i n g g r o u p i n v e s t i g a t e d , a n d it l e d t o c o m p l e t e
c a r b o n i u m i o n r e a c t i o n . F u r t h e r m o r e t h e p o t e n t i a l r e q u i r e d f o r
t h e r e a c t i o n was low ( + 1 . 3 9 v v s S . C . E . r a t h e r t h a n + 2 . 5 v f o r
p h e n y l a c e t i c a c i d i t s e l f ) . From t h i s , i t w o u l d a p p e a r t h a t o x i -
d a t i o n i s t a k i n g p l a c e f i r s t i n t h e a r o m a t i c r i n g . T h i s r e a c t i o n
h a s b e e n e x p l o r e d i n some o t h e r a r o m a t i c s y s t e m s q 5 a n d t h e name
" p s e u d o K o l b e " r e a c t i o n h a s b e e n a s s i g n e d t o t h o s e i n s t a n c e s i n
w h i c h t h e f i r s t o x i d a t i o n a p p e a r s t o t a k e p l a c e i n t h e a r o m a t i c
r i n g r a t h e r t h a n t h e c a r b o x y l g r o u p . No p r e c i s e mechan i sm h a s
b e e n s u g g e s t e d t o e x p l a i n t h e d e c a r b o x y l a t i o n r e a c t i o n a l t h o u g h
o n e c a n e a s i l y s e e t h a t s t a b i l i z e d b e n z y l c a r b o n i u m i o n s m u s t
TIT
play an important role. Thus, the oxidative decarboxylation of
XIX to XX might be considered a ps6udo Kolbe reaction with an
extremely electron rich ring system. The electron pair on the - nitrogen serves as the nucleophile. In this context, the electro-
oxidative decarboxylation of simple N-acyl aminoacids has been
carried out by Linstead, Shephard and Weedon. 46
Phenol Coupling Reactions
The oxidative coupling of phenols has always been the major
point of interest in biomimetic syntheses of the isoquinoline
S c h e m e 111
a l k a l o i d s , * * a n d a n u m b e r o f c h e m i c a l o x i d i z i n g a g e n t s h a v e
b e e n e ~ p l o r e d . ~ T h e c o u p l i n g r e a c t i o n c a n b e v i s u a l i z e d a s a
r a d i c a l c o u p l i n g o f I1 ( f r o m S c h e m e I ) a s s h o w n i n S c h e m e I V .
A l t h o u g h r a d i c a l c o u p l i n g r e a c t i o n s c e r t a i n l y d o t a k e p l a c e a s
s u c h , o t h e r m e c h a n i s m s a r e p o ~ s i b l e . ~ I n f a c t , t h e r e i s a s t r o n g
f e e l i n g t h a t t h e s e r e a c t i o n s i n l i v i n g s y s t e m s p r o b a b l y t a k e
4 7 p l a c e b y a c o n c e r t e d t w o - e l e c t r o n p r o c e s s , a n d a l l o f t h e r e -
a c t i o n s d i s c u s s e d i n t h i s a r t i c l e c o u l d w e l l b e s u c h . A t h i r d
v a r i a t i o n , a n o n - c o n c e r t e d t w o - e l e c t r o n o x i d a t i o n i n v o l v i n g a
p h e n o x o n i u m i n t e r m e d i a t e i s p o s s i b l e , 3 5 a n d h a s b e e n s h o w n b y . R o n l a n t o t a k e p l a c e i n e l e c t r o - o x i d a t i o n s . F i n a l l y , i t i s
p o s s i b l e t h a t o n e r i n g i s o x i d i z e d t o a q u i n o n e s y s t e m o f some
t y p e a n d a s e c o n d a r o m a t i c s y s t e m a d d s t o i t b y way o f a M i c h a e l
r e a c t i o n . " S u c h r e a c t i o n s h a v e b e e n o b s e r v e d i n t h e i s o q u i n o -
l i n e s b y ~ m e z a w a ~ ~ a n d ~ u p c h a n ~ ' a n d t h e i r c o w o r k e r s .
By a n y o f t h e a b o v e m e c h a n i s m s , t w o t y p e s o f p r o d u c t s . a r e
p o s s i b l e , c a r b o n - o x y g e n - c a r b o n d i m e r s ( f r o m I I a a n d 1 1 b o r l i e )
a n d c a r b o n - c a r b o n d i m e r s ( f r o m I I b a n d I I c ) . When t w o p h e n o l
Scheme IV
groups are present in the same molecule, intramolecular coupling
may take place.
Electrochemical coupling of phenols has not been assiduously
pursued until quite recently. Fichter and his coworkers 31,51
obtained carbon-carbon and carbon-oxygen-carbon dimers on lead
dioxide anodes, but there is some question about whether the
electrodes were actually functioning as electron-transfer agents. 34
In a classic paper, Vermillion and earl focussed interest on this area again with an excellent,voltametric study and some
preparative examples. Specifically, they coupled vanillin CXXII)
to a carbon-carbon dimer, dehydrovanillin (XXIII) in about 65%
yield. No carbon-oxygen-carbon dimers were reported. The first
paper from our laboratory3 on the electro-oxidation of phenolic
tetrahydroisoquinolines appeared in 1966. This was followed
54 shortly thereafter by papers from Kametani, Ohkubo, and Takano
and ~ o h n s t o n on p-cresol (XXIV) and several hydr~xyaceto~henones
respectively (XXVIII). Kametani obtained low yields of a carbon-
carbon dimer (XXV), a carbon-oxygen-carbon dimer CXXVI) and
Pummerer's ketone (XXVII). The latter compound was also obtained
by Scott from electro-oxidation5 but the experiment was never
reported in detail. Reasonable yields (7-53%) of carbon-carbon
dimers (XXIX) were obtained from the acetophenones CXXVIII). AS
stated above, Nilsson, Parker, and Ron12n3+ obtained mainly
hydroxylation from simple phenol oxidation. They did, however,
obtain some polymeric carbon-carbon linked materials and carbon-
carbon dimers from 2,6-and 2.4-xylenols. In a separate paper,
~ o n l a n ~ ~ found that phenoxonium ions could be generated from
hindered phenols which would react with different phenols and
anisoles t o give carbon-carbon coupling.
Simple Tetrahydroisoquinolines. -- Only two coupled products
derived from a simple isoquinoline (defined as an isoquinoline
with only alkyl substituents) are known to exist in nature, <he
trimeric alkaloid pilocereine (XXXIII, R=isobutyi) and its
isomer of unknown structure, piloceredine. While pilocereine
has been synthesized by chemical oxidation of the monomer, lopho-
cerine (XXX, R=isobutyl), 6,8 . it has not yet been prepared by electro-oxidation.
Corypalline (XXX, R=H) and its alkyl substituents were chosen
5 7 for study primarily because of their availability and secondly
because the oxygenation at C-6 and C-7 seemed to be much like
that of the more complex alkaloids. Only corypalline is a
naturally occurring material. Studies over a period of time
58-60 showed that corypalline could be dimerized electrochemically
in overall yields ranging from 44 to 85% depending upon experi-
mental conditions. Chemical and catalytic oxidations have also
been carried out on corypalline (see ref. 59 for summary). In
general, the product was mainly carbon-carbon dimer (XXXI, R=H)
with about 5% carbon-oxygen-carbon dimer (XXXII, R=H). When
R was varied from H to methyl to ethyl and the oxidations were
carried out on a platinum anode in aqueous systems, the product
distribution shifted toward the carbon-oxygen-carbon dimer, the
ethyl derivative giving only the carbon-oxygen-carbon dimer.
This was interpreted5' as follows. The normal pcoduct in the
absence of steric hindrance is the carbon-carbon dimer as it
should be from theoretical considerations. When a steric
Scheme V
h i n d r a n c e b u i l d s u p a r o u n d t h e i n c i p i e n t c a r b o n - c a r b o n b o n d , a
c a r b o n o x y g e n b o n d f o r m s i n s t e a d . On t h e o t h e r h a n d , when t h e
o x i d a t i o n s w e r e c a r r i e d o u t on t h e s o d i u m s a l t s o f t h e p h e n o . l s z
- * . ; , i n w e t a c e t o n i t r i l e . t h e p r o d u c t s w e r e m a i n l y c a r b o n - c a r b o n ' .., .
d i m e r s , e v e n when R was m e t h y l ( t h e e t h y l d e r i v a t i v e w a s n o t ' ~'.
. ~
i n v e s t i g a t e d u n d e r t h e s e c o n d i t i o n s ) .
When t h e i s o m e r s o f c o r y p a l l i n e (XXXIV a n d XXXV) w e r e o x i d i z e d ' "
i n b a s i c a c e t o n i t r i l e s y s t e m s , i t was f o u n d , ' c o n t r a r y t o e x p e c -
t a t i o n , t h a t t h e y y i e l d e d c a r b o n - o x y g e n d i m e r s (XXXV-land XXXVII
r e s p e c t i v e l y ) w i t h v e r y l i t t l e , i f a n y , o f t h e " c a r b o n - c a r b o n ,
d i m e r . ow ever, when t h e e l e c t r o n s o n n i t r o g e n w e r e e f f e c t i v e l y
r e m o v e d by w o r k i n g i n a c i d o r by a c y l a t i o n ( o f t h e -N-nor c o m p o u n d s ) '
t h e p r o d u c t s o f c o r y p a l l i n e a n d i t s i s o m e r s w e r e a l l ' c a r b o n - c a r b o n
d i m e r s . , T h u s , i t a p p e a r e d t h a t t h e r e a c t i o n s o f XXXIV a n d X X V i n
b a s e w e r e a n o m a l o u s a n d i n v o l v e d t h e e l e c t r o n p a i r on . n i t r o g e n ' .
T h e r e a c t i o n t a k e s p l a c e a t a p o t e n t i a l o f l e s s t h a n t O . l v (c. , S.C.E.) w h i c h c o r r e s p o n d s t o t h e o x i d a t i o n o f t h e p h e n o l g r o u p .
The o x i d a t i o n o f . . t e t r a h y d r o i s e q u i n o l i n e r i n g s c o n t a i n i n g m e t h y l e n e -
6 0 d i o x y g r o u p s i n s t e a d o f - p h e n o l t a k e s p l a c e a t w e l l o v e r v 1 . 0 v . :
The m e c h a n i s m shown i n Scheme VI was s u g g e s t e d f o r t h e o x i d a t i o n o f
XXXIV. I t i n v o l v e s t h e ' r e m o v a l o f o n e e l e c t r o n f r o m t h e n i t r o g e n
a n d o n e from. t h e p h e n o l a t e t o g i v e a c a t i o n d i r a d i c a l w h i c h i s ~ t ~ b i l -
i z e d b y e l e c t r o n m i g r a t i o n ( p r o b a b l y a s - . t h e e l e c t r o n ' s w e r e b e i n g
r e m o v e d ) t o a n a z i r i d i n i u m d i e n o n e i n t e r m e d i a t e ( , X X X V I I I ) . w h i c h
c a n a d d - p h e n o l a t e t o ' y i e l d p r o d u c t . Compound X X X V c a n f o r m a
c o $ r e s p o n d i r r g i n t e r m e d i a t e w h i l e c o r y p a l l i n e ( X X X , R = H ) c a n n o t - .
O n e - m i g h t a l s o p r o p o s e t h a t t h e p h e n o l was o x i d i z e d t o a p h e n o x o n i u m
i o n s i m i l a r t o 111 f o l l o w e d , o r a c c o m p a n i e d , by i n t e r n a l n u c l e o p h i l i c
-199 -
reaction. Perhaps the actual mechanism may be somewhere between
these extreme possibilities. The formation of the bond on C - 5
in this manner is similar to the quinone addition reactions men-
4 9 , 5 0 tioned previously and may well explain the formation of the
interesting 5,8 bond in thalidasine (see dotted line in structure). 6 1
If steric hindrance were an important factor in this case, the
carbon-carbon dimer of XXXV should be favored since it is the
least hindered diphenyl derivative of the set.
When the sodium salt of l-methylcorypalline (.XXX, R=CH ) was 3
oxidized in acetonitrile, a good yield of carbon-carbon dimer
(69%) was obtained. 62 The reaction showed some remarkable stereo-
chemical features. The dimerization of racemic XXX (R=CH ) can 3
give rise to three pairs of enantiomers (XXXIXa, b, c) due to the
two chiral centers at C-1 of the isoquinoline rings and restricted
rotation around the diphenyl bond (Scheme VII). In previous work
all three products had been obtained from a catalytic oxygenation, 5 9
separated, and characterized spectroscopically, although no precise
structures had been assigned. The electrolytic oxidation gave
only one of the three; XXXIXb, containing the same configuration
at C-1 of the two rings and the rotational configuration shown. The
structures of the three enantiomers were elucidated by oxidizing
optically active forms of XXX (R=CH3); electrochemically to give
XXXIXb, with K F e C C N ) to give a mixture of XXXIXb and XXXIXc, and
with oxygen on platinum to give all three (& racemization of C-1
before or during coupling). Thus, in the oxidative coupling re-
action, only isomers having identical configurations at C-l couple
with one another, and only one of two possible rotations configu-
Scheme VII
rations is formed.
These results were explained by proposing a surface mechanism
in which the isoquinoline rings are adsorbed to the electrode
with the methyl group at C-l sticking up (Scheme VIII). It has
been shown, by correlation with rnethylene blue, that the isoquino-
line rings are adsorbed in a planar fashion.63 If the molecules
of XXX ( R = C H ) are adsorbed in this fashion and react at the sur- 3
face as such, only isomers having the same configuration at C-1
can come close enough to couple at the 8-position. Coupling
between unlike configurations is prevented by methyl interference.
The formation of only one rotational isomer is rationalized by
assuming that the isoquinoline rings are not adsorbed paralle.1
with the surface, but are tilted with the aromatic ring being
ciosep to the surface than the aliphatic, heterocyclic ring. If
the rings are coupled in such a tilted form and lifted from the sur-
face, the correct isomer (XXXIXb) is obtained. It is worth noting
that XXXIXb is actually more hindered than XXXIXc because the
methyl groups are much closer together (in the same quadrant if
the rings are completely perpendicular to one another). Since
the mechanism of the coupling in Scheme VIII is in some doubt,
the drawing has been made simply to show how the rings must
approach one another and may lie on the surface.
1-Benzyltetrahydroisoquinolines--Intermolecular Coupling.--
Intermolecular coupling of benzylisoquinolines generally seems
to involve carbon-oxygen-carbon coupling and can be extremely
complex. Coclaurine (XL) is the main precursor of about 100
4 dimeric alkaloids known as the bisbenzylisoquinoline alkaloids,
three of which are shown in Scheme IX. Coupling between the
isoquinoline portions is called "head-to-head" and coupling
between the benzyl rings is called "tail-to-tail" coupling. Thus,
oxyacanthine involves head-to-head coupling whereas tubocura,rine
involves head-to-tail coupling. Trilobine contains three diphenyl
ethers and therefore needs three coupling reactions. Other modes
of coupling are known and the natural materials have various
degrees of methylation. Two model systems were studied in prep-
aration for the actual electro-oxidation of coclaurine. These
were armepavine and its derivatives CXLI) as a model for the
tail-to-tail coupling and l-benzyl-7-hydroxy-6-methoxy-l,2,3,4-
tetrahydroisoquinoline and its derivatives (XXX, R=C H CH2) as a 6 5
model for head-to-head coupling.
Preliminary oxidations of "coclaurine and armepavine indicated
a complete lack of coupling products. 64 Instead, a fragmentation
of the benzyl sidechain took place resulting in the formation of
a dihydroisoquinoline (XLIA) and a quinone methide (XLIB ) as
shown in Scheme X for armepavine itself (XLI, R=CH3). The frag-
mentation is similar to the sequence used previously in scheme' VI
for the oxidation of XXXIV and could take place by simultaneous
oxidation of oxygen and nitrogen with a movement of.electrons as
shown in Scheme X. It could equally well occur by removal Of two
electrons through the phenol with nitrogen serving as a nucleophile
again. The yield of the dihydroisoquinolinium ion (XLI,A, R=CH3)
was as high as 86%. The fragmentation also took place with N-nor-
armepavine (XLI, R=H) with the fortuitous result that. starting
material trapped the quinone methide to give XLIV in about 5%
Scheme IX
yield. This type of fragmentation was first shown to take place
in enzyme oxidations65 and provides an interesting similarity
between enzyme oxidations and electro-oxidation.
Scheme X
IÃ 1
When t h e n i t r o g e n o f X L I CR=Hl was a c y l a t e d w i t h e t h y l c h l o r o -
f o r m a t e , o x i d a t i o n o f t h e r e s u l t i n g N - c a r b e t h o x y d e r i v a t i v e p r o -
d u c e d no f r a g m e n t a t i o n and r e a s o n a b l e ~ i e l d s o f c o u p l e d p r o d u c t s . 6 4
The m a j o r p r o d u c t was t h e c a r b o n - c a r b o n d i m e r XLII(R=CO E t ) 2
w h i c h was b e n z y l a t e d , r e d u c e d w i t h L L A ~ H ~ " a n d d e b e n z y l a t e d t o . y i e l d t h e n o n - n a t u r a l l y o c c u r r i n g XLII(R=CH ) , p r e v i o u s l y i s o - l a t e d
3
f r om a c h e m i c a l o x i d a t i o n . 6 7 When t h e c r u d e r e a c t i o n m i x t u r e was
t r e a t e d i n t h e same manne r , t h e a l k a l o i d d a u r i c i n e (XLIII,R=.CHnl
c o u l d lie i s o l a t e d i n a b o u t 8 % y i e l d a f t e r e x t e n . s i v e c h r o m a t o g r a p h y .
The m a t e r i a l was i d e n t i c a l w i t h s y n t h e t i c d a u r i c i n e 6 ' a n d i t s
p r e p a r a t i o n i n t h i s manne r r e p r e s e n t s i t s f i r s t s y n t h e s i s by b i o -
m i m e t i c me thods
q u i n o l i n e (XXX, R=C6H5CH2) was i n v e s t i g a t e d a s a model f o r h e a d -
t o - h e a d c o u p l i n g . 6 g O x i d a t i o n u n d e r v a r i o u s c o n d i t i o n s g a v e
r e a s o n a b l e y i e l d s ( T a b l e I) o f b o t h t h e c a r b o n - c a r b o n d i m e r
(XXXI, R=C H C H ) a n d t h e c a r b o n - o x y g e n - c a r b o n d i m e r C X X X I I , 6 5
R = C H CH2). Only o n e c a r b o n - c a r ~ o n d i m e r was o b t a i n e d i n a c c o r d 6 5
w i t h t h e s i m i l a r o x i d a t i o n o f X X X C R = C H 1 a s d e s c r i b e d e a r l i e r . 3
T a b l e I
O x i d a t i v e C o u p l i n g o f X X X ( R = C H C H ~ )
S o l v e n t C-C/C-0-C R a t i o Combined Y i e l d ( % )
99% C H C N 2 .2 6 5
75% C H C N , 25% H20 1.1 6 7
50% C H C N , 50% H20 0 .28
2 5 % C H C N , 7 5 % H20 0.12
100% H20 0.09
However, two isomers of the carbon-oxygen-carbon dimer were
formed, indicating that this type of coupling is not stereoselec-
five. The ratio of carbon-carbon to carbon-oxygen-carbon dimers
was found to depend upon the solvent used in the -oxidation [Table I).
Acetonitrile systems tended to produce carhon-carbon dimers while
aqueous systems tended to produce carbon-oxygen-carbon dimers. This
same phenomenon can be seen with the simple isoquino1i:es (compare
ref. 59 with 60), but does not seem to apply to compounds contain-
ing oxygen in the benzyl ring like coclaurine. While,it is apparent
that the carbon-carbon dimers are products of surface reactions,
any conclusions about the carbon-oxygen-carbon dimers or the
phenomenon in general would be only speculation.
At present, the oxidation of N-carbethoxycoclaurine (XLV,R=H)
is under study. There is an appreciable difference between the
oxidation potential needed to- couple the isoquinoline portion of
this molecule (about t0.2 v. as found for XXX, R = C H C H and 2
+0.3 v needed to couple the benzyl hydroxyl group (as found for
XLI, R=C02Et). Thus, it should be possible to make the head-to-
head coupling at one potential and then the tail-to-tail coupling
at a higher potential, thereby pointing out a significant'advantage
of electro-oxidative coupling. The oxidation of XLV (R=H) does
lead to some head-to-head carbon-oxygen-carbon dimer, but the
reaction is accompanied by severe electrode coating, thus exem-
plifying a serious disadvantage of electrochemical reactions.
For this reason, interest has now been shifted to the benzyl
derivatives of XLV (R=C H CH), and yields of about 70% of the 6 5
two carbon-oqygen-carbon isomers (XLVI, R=C6H5CH2) have been
obtained on graphite felt anodes. The products have been debenzy-
lated, and coupling reactions for the tail-to-tail reaction are
underway. No carbon-carbon dimers were observed.
1-Benz~ltetrahydroisoquinolines-Intramolecular Coupling.--
When two phenol groups are present in separate rings of the same
molecule, intramolecular coupling becomes a possibility. Thus,
the crucial step in the biosynthesis of morphine would appear to
X I Z xiizzi ne the oxidative coupling of reticuline (XLVII, R=CH ) to salu-
3
taridine (XLVIII) which is subsequently converted to morphine
and its derivatives. In 1932, Robinson7' first suggested the
possibility of such a reaction, and, since that time, it has
become almost a classic problem to bring about this reaction or
reactions similar to it in the laboratory. This work has been
recently reviewed./ However, with the exception of Barton's
71 . synthesis of XLVIII in 0.024% yield, all attempts have resulted
in a coupling leading to isosalutaridine or pallidine (IL,
R=CH3).7 Yields in the coupling step have ranged from 0 to 4%. 7,72
We have now managed to bring about the coupling reaction, albeit
also by a coupling, of N-carbethoxy-N-norreticuline (XLVII,
R = C O E t ) to the dienone (IL, R=CO Et) in about 18% yield. 2 7 3 The
electro-oxidation was carried out on a graphite felt anode in
basic 2-butanol solution at a potential of about + 0 . 2 v. E. S.C.E. However, all attempts to improve the yield or to convert
the dienone (IL, R=COnEt) to known materials have been fruitless.
Although these results have not been spectacular, the answer to
preparative preparation of the morphinandienone system may still
0
0 0 - > -
be in electrochemical oxidation. Miller, Falck and Stermitz 74
have managed to couple the methyl ethers of the benzylisoquinoline
compounds to dienones in yields up to 65% (for example LI to L I I ) .
The reaction was carried out on a platinum anode in acetonitrile
in the presence of palladium chloride.
Such intramolecular coupling can also produce aporphine alkaloids
such as corytuberine (L), also derivable from reticuline (XLVII,
R = C H ) . 5 While such products have. been obtained frequently from 3
chemical oxidations, we have, as yet, seen none in the electro-
oxidative work.
1-Phenylethyltetrahydroisoquinolines.--Intramolecular Coupling.-
Two compounds were investigated in this series, LIII, R=H and
LIII, R = O C H . 75 In each case, a dierfone was isolated from oxida-
tions carried out in aqueous systems on a graphite anode. The
potentials used were higher than usual, being +0.7 to 0.8 v (vs
S.C.E.). The yields of the two dienones (LIV, R=H and OCH3) were
23% and 3 6 % , respectively, and were roughly comparable to the
yields from chemical oxidations. 76-78 Since LIV ( R = O C H ) has
78 . two isomers (one of which is the alkaloid kreysiginone) it was
hoped that the electro-oxidation would yield predominately one
isomer. However, the isomers were formed in about equal pro-
portions
N-Benzylphenethylamine Alkaloids~Attempted Intramolecular
Coupling.--An extensive series of alkaloids can be obtained by
the intramolecular coupling of oxygenated N-benzylphenethyl
arnine~,~' and considerable progress has been made in the synthesis
of the substances by chemical oxidation. 80*81 We have submitted
three of these amines and their derivatives (LV, LVI, and LVII)
to electro-oxidation82 under various conditions. In cases where
the nitrogen was not acylated, no products were isolable. When
the nitrogen was trifluoroacety1ated,'O only dimers were isolated
in yields of about 10%. Mass spectrometry of the dimers indicated
that they were probably joined at the positions marked with an
arrow on the structures.
Conclusions
Although this work is still very much in progress, it is possible
rn to make some preliminary observations. From the viewpoint of
isoquinoline alkaloid synthesis and biosynthesis, electro-
oxidation produces high yields of i'ntermolecular coupled pro-
ducts and mediocre yields of intramolecular coupled products.
Furthermore, it may offer clues to biosynthesis, especially in
regard.to decarboxylation reactions. From the standpoint of
preparative organic electrochemistry, the isoquinoline alkaloids
present a set of pblyfunctionai molecules of known structure
which can be used to study such reactions as phenol oxidation,
oxidative decarboxylation, and stereoselective reactions. In . . .~
particul.&, t h e interactions between amine groups and phenol
groups have been most fruitful.
ACKNOWLEDGMENT
The a u t h o r ' s work h a s b e e n c a r r i e d o u t w i t h P r o f e s s o r . J . T.
S t o c k o f t h i s D e p a r t m e n t a n d h a s b e e n s p o n s o r e d , i p . p a r t , by
G r a n t No. GP-7601 f r o m t h e N a t i o n a l S c i e n c e F o u n d a t i o n a n d G r a n t
CA-10494 f r o m t h e N a t i o n a l I n s t i t u t e s o f H e a l t h . T h e . ; a u t h o r
w o u l d l i k e t o t h a n k D r . A l v i n ~ o n l a n o f t h e Lund 1 n s t i t u . t e o f '
T e c h n o l o g y ( L u n d , Sweden ) a n d D r . I . G . C . C o u t t s - o f t h e - T r " - & n t .
P o l y t e c n i c I n s t i t u t e ( N o t t i n g h a m , E n g l a n d ) f o r r e a d i n g t h i s '
m a n u s c r i p t a n d P r o f e s s o r L e n n a r t E b e r s o n o f t h e - u n i v e r s i t y o f
Lund f o r h i s h o s p i t a l i t y w h i l e i t was b e i n g w r i t t e n .
. . , . ~
..
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Received 8th August, 1973