Ellen B Burns Financial Disclosure Report for 2009

8/3/2019 Ellen B Burns Financial Disclosure Report for 2009

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I A o + o ] FINANCIAL DISCLOSURE REPORT R c p o , . t R e q u i , e d b y t h e E t h i c sin Government Act of1978g ~ . . ~ / 2 o o 8 [ F O R C A L E N D A R Y E A R 2009 ( s u . s .c o / v , . ,0 ~ O / . H / )I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l ) 2 . C o n rt o r O r g a n i z a t i o n 3. Dale of ReportBURNS, ELLEN B. U. S . DISTRICT COURT, CT 4!21/2010

I 4 . T i t l e ( A a i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p ~ p r l a t e b , l- . ~ ) 6. Repor ting Perh~m a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t -t i m e ) [ ] N o m i ~ a t i o n , D a t e 0 1 1 0 1 1 2 0 0 9S E N I O R J U D G E [] Initial [] A .... I [] Final Io12/31 /20095 b . [] A m e n d e d Re p o r l7. Chambers or Office Addres~ 8. On the bas i s of the info rmation contained in thi s Report and anymodif ica tions pe r ta in ing the re to , i t i s , i n m y o p i n i o n , in complianceU N I T E D S T A T E S C O U R T H O U S E with app licable laws and regula tions .1 4 1 C H U R C H S T R E E TN EW HA V EN , CT 0 6 51 0 Reviewing Officer D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NON E box for each part where you have nv reportable information. Sign on last page.

I . P O S I T I O N S . m , ,o o , Z , g i .a i ~ i ~ u o t o , t+ : s , ,r ~ . + + + o Z / + i + ~ instructions.)D N O N E (No reportablepositions.)

P O S I T I O N N A M E O F ORGANIZATION/ENTITYI . Trus tee Emer i ta A l b e r t u s Ma g n u s C o l l e g e

N O N E ( No r ep o r t a b le a g reem en t s .)~ P A R T 1 E ~ A N D T E R M S


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F I N A N C I A L D I SC L O S U R E R E P O R T . .....~ P e r ~ o . . e p o . ~ n g O . , . o f a e p o .Page 2 of 9 BURNS, E L L E N B . 4 / 2 1 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E .


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FINANCIAL DISCLOSURE REPORT s .... f P e r s on R epo r l t i ng Date of Repor,Page 3 o f 9 B U R N S , ~ L L ~ : ~

[~] N O N E (No reportable g i f t s . )SOURCE DESCRIPTION V AL UE

1 .2.3.4.

5.

V I . L I A B I L I T I E S . a . c t . d e s those of sp ...... d dependent children; see pp. 32-33 of filing instructions.)[~] N O N E (No reportab le l iab i li t i es .)

CREDITOR D E S C R I P T I O N VAI.UE CODE1.

2.3.4.5.


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F IN A N C IA L D I SC L O S U R E REPORT[ NameefPe~un Reporting

I

D a t e o f R e p o r tP a g e 4 o f 9 B L R r ~ S . E L L E N U .

V I I . I N V E S T M E N T S a n d T R U S T S - i ~ o ~ , . . , ~ , ,. tr a ~ a c t i o n s ( I n c l u d e s a o s e of spouse and de~nden, ch~dreal see pp. 31-60 of f i l ing tnstruct ions.)~ N O N E (No reportable income, assets, or transactions.)..... "A. B. " ~ "D .

D~ c r i p t i on o f As ~ e l s I n c ome d u r i ng G r o s s v a l u e a t ~ d o f T r a n s a c t lo n ~ d u ~ a g r e p o ~ i n g ~ r i o d( i n c l ud ing ~ s l a s s e t s ) r~o~ing ~riod r e p o ~ i n g p e r i o d" ~,) -~, , , , (23 . . . . (i) ] ,2) (~) ....~ ( ~ , .....P l ac e " X) " a f t e r e a c h a s s e t Am~nt T~ .g., V a lu e V a lu e T~ (e.g., ] Date V a l u e Gain I d c n f i ly o f

exempt f~m prior di~l~ur C~: I ~iv . , rCn~ C~ 2 M~o~ b uy , s e l l ] M~lh- C~e 2 C od e I b ~ y e r / ~ l l C r( A - H) o r i n t . ) (J-P~ Cod~ 3 ~ption) ] Day (J-P~ (A-H) ( i f p f i v a t ~( Q-W ) ] ~ r an~ c t i on )

I. Webster Bank B Infarct L T

2. Me r r i ll Lyn ch mon e y ma r ke t a cco un t A In te res t J T3. Be l l Sou t h s t ock A Div idend K T

4. Ver l zon s t ock A Dividend K T5. A T&T s to ck A Dividend K T6. V a n K a m p e n F u n d A Div idend7 . U , S . S e r i e s E B o n d s N on e L T8 . Nuvee n Conn . P r emium Inc . Munic ipa l Fun A In te res t J Td9. Drey fus Conn . Munic ipa l money r na rk e l Fu A In te res t K Tnd

1 0 . C o n n . S t a t e H o u s i n g F i n a n c e B o n d A In te res t K TI 1 . N u v e e n L a r g e C a p V a l u e F u n d A A In te res t K T1 2 . R i d g e f ie l d C T L O T A B o n d A In te res t J T1 3 . U n i v . C T S e r i e s A B o n d A In te res t J TI ~ . . El iL i l l y s t ock A Dividend J T1 5 . Spr in t Nex t e l Communica t i on s t ock A Dividend J T1 6 . Drey fus Sho r t In t . GovL Fund A Div idend J T1 7 . Time W a r n e r s to ck A Dividend J T

I . Income Gain Codes : A = $ 1 , 0 0 0 o r l e s s B ~$1 ,001 - $2 .500 C -$L501 - $ 5.000 D ~$5.001 - 515.000 E =515.001 - 550,000(See Cdurnns BI and IM) F =$50,001 -$100.000 G - - -$ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 , 0 0 ~ Il l =$1.0~0.001 - 55,000,000 82 = M o r e th a n $5 .000.0002 . Val t~ Codes J =t tS.0~O or le~s g =$ 15,001 - $50.[;00 L =$50.001 . $100,000 M(S~ : Co l~ r ra~ Cl and D3) N ~ $ 2 5 0 . 0 0 1 - $ 5 0 0 . D 0 0 O =$ 50 0.0 01 . $ 1.0 00 .0 00 P I = $1 ,0 00 ,0 01 . $ 5.0 00 .0 00 P 2 =$5,000,001 . $ 2 5 .0 0 0 .0 0 0P3 -$ 25.000 .001 - 550.000.000 P4 = More than $50.000.000

3. Vmlue Method Cod~ Q - A p p r ~ t i, ~ d R ~Co~t IReal Eraate Only) S - A .~ s s r a e n t T " ~ , 7 ~ s h M a r k e l( ~ C o l a r nn C 2 ) U = B o o k V a l u~ V -,Other W =Estimated


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FINANCIAL DISCLOSURE REPORT N . . . . f p . . .. . R e p o r t i . : O a , e o r R e p , , nP a g e 5 o f 9 ~ U R N S . ~ I . L ~ : N 8. 4 / 2 ~ i ~ o l oV I I . I N V E S T M E N T S a n d T R U S T S - ~ . e o , . e , . Q t . e . , .. . . .. ~ t i . . ~ (I,,cludes those of spouse and dependent children; see pp. 34-60 o L f i t l n g irtstruct~ons.)

N O N E (N o reportable income assets, or transactio~s.)- L - ...... ~. " c. t~.

D e s c r i p t io n o f A s s e t s I n c o m e d u r in g Gross value al end of T r a n s a c t i o n s d u r i n g r e p o a i n g p ~ r i o d( i n c l u d i n g t r u s t a s s e t : ; ) r e p o r t i n g p e r i o d r e p o r t i n g p e r i o d(I) (2) -(IS . . . . (2 } (I } (2) " (~) (4) ......... (5 )

P l a c e " ( X ) " a R e r e a c h a s s e t A m oo n t T yp e ( e .g ., Value Va lue T y p e ( . e . g . , , Date Value Ga in I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t , C o d e 2 M e t h o d buy, sell, M o n t h - C o d e 2 Code I buyer /se l le r( A - H ) o r i n t . ] , ( . I - P ) C o d e 3 r e d e m pt i o n ) D a y ( . I . p ) (A-Ill ( i f p r i v a t e( O - W ) t r a n s a c t i o n )

1 8 , IBM stock A Div idend J T

1 9 . Al ca t e l Lucen t A Div idend J T! 2 0 . Matte! , Inc. s tock A Dividend J T

2 1 . Pf ize r , Inc. s tock A Div idend J T2 2 . Sa r a Lee Corp . s t ock A Div idend J T

2 3 . V o d a p h o n e A i r T o u c h s t o c k A Div idend J T

2 4 . C o r m . S t a t e S e r i e s F B o n d A Interes t K T2 5 . CT HEFA Re v . Fa i r f i e l d Bond A Interes t J T2 6 . So . Cen t r a l Conn . Reg iona l Wa t e r Aut ho r i t y N on e J TB o n d27 . Uni t ed I l l umina t ing Ho l d ings Co rp . A Dividend J T2 8 . Har t f o rd F inanc i a l Se r v i ce s A Div idend J T2 9 . C o n n . S T S e r i e s B B o n d A In te res l J T3 0 . Conn . ST. SPL Ta x Ob l . Bond A Interes t K T3 1 . Kr a f t F oods s to ck A Dividend J T3 2 . N o v a r t i s A g . S p o n A D R A Dividend J T3 3 . Bank o f Amer i ca ( f o rmer ly MBNA A mer ica C In te res t L TB a n k C D )3 4 . A I G A m e r ic a C l a s s i c V a n u i t y N on e J T

2. Valt~ C~ J =$ 1 5 ,0 ~ o r I ~ K = $ 15 . ~ 1 - $ 5 0 . ~ L = $ 5 0 , 001 - $ 1~ . ~ M =$ I~,001

3, Val~ Meth~ ~m Q =A p ~ i s a l R ~t (Real ~ ~y) S=As~ T ~ M~


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F I N A N C I A L D IS C L O S U R E R E P O R T N~eofVr,o, Reporting DateofReportPage 7 o f 9 B U R N S , E L L ~ r ~ B . 4 / 2 V 2 0 ~ 0

VII. INVESTMENTS an d TRUSTS -i.co~.,, ~ , ~ , , . , . . .. . . .~~ (No reportable income, assets, or transactions.)O N E

A, B. C. D.D e s c r i p t i o n o f A s s e t s I n co m e d u r i n g G r o s s v a l u e a t e n d o f T r a n ~ c f i o n s d u ~ n g ~ ~ r t i ng( i ~ c l u di n g l ~ s t ~ s e ~ ) reining ~fi~ reining period

(~) (2) " O) "P l a ~ " ( X ) " a f t e r e a c h a s s e t Am~nl T~ (e.g.. Va~e V a l u e T~ (e.g., ~te Value Gain ]demity of x e m p ~ f r o m p r i o r d i ~ l o s u ~ C o d e I div . , re in , C~e 2 M e ~ h ~ bu y . ~ l l , M~th - C o d ~ 2 C o d e I buys/seller( A-H ) or in t . ) (J-P) C o d e 3 ~ d e m p t i o n ) Da y (J-P) (A-H) ( i f p r i v a t e

( Q-W ) ~sn~ction)

52. Drey f~ Pe ru . S t a t e Mum B o n d FD ~ S e t A l n t e r ~ t J T B u y 1 I / 6 JCL A53. A0L None J T B u y 1 I / 4 J54. Tmmbull ~ Bond A Interest J T B u y 9 /9 J

~ S e e C o l u m n s B I a n d D 4 ] F -$50.001 - St00 .(X)0 G - - ~ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 , 0 0 0 HI =$1,000,001 - $5.000,000 H : ~ = M o r e ~ a n ~ 5 , 0 0 0 .0 0 02 . Value Codes J =$15.000 or I~s K = $ 1 5 . 0 0 1 - $ 5 0 .0 0 0 L =$50.001 - $100.000 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 ,0 0 0(SColunl~s CI a nd D3) hi -$250.001 - $ 5 0 0 . 0 0 0 O = $ 5 0 0 . 0 0 1 - $ 1 , 0 0 0 . 0 0 0 P! ~$1.000.001 - $5.000.000 P 2 ~ $ 5 , 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 . 0 0 0P3 "~25.000.001 - $50.000.000 P4 -Mor~ than $50.000,0003 . V a l u e M e t h o d C . n d e s Q -Appra i s a l R ~ : ~ o s ~ ( R e a l I L ~ t a l e O n l y ) S = A s s e ,w ~ n e a t T = C ~ , h M a r k e ~(Se~ C o l u m n C 2 ) U =Book Valu~ V ~


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INamef P~r$oo R~por(ing Date of ReportFINANCIALD I S C L O S U R E REPORT~ B U R N S , E L L E N B .a g e 8 o f 9 ~/~o~0

V I I I. ~ D I T IO N A L I N F O ~ A T I O N O R E X P L A N A T I O N S . a ~ a ~ ,,,~ n o y n , p , ,,~ )ID EA R C, IN C . B a nkr up tPeopIe s Un i t ed F inanc i a l , Inc . A D iv idend T B uy 4 / I 6 / 0 7 ( i n a dve r t e n t ly omi t t e d f rum p r i o r r e po r t~ )


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Ia m e o f Pe rso n Re p o rt in g Da t e o f Re p o rtF I N A N C I A L D I S C L O S U R E R E P O R T[ BURNS, ELLEN B. 4/21/2010

Page 9 o f 9I X . C E R T I F I C A T I O N .

i c e r t i f y t h a t a l l i n f o r m a t io n g i v e n a b o v e ( in c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , I f a n y ) i sa c c u r a t e ~ t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d wa s w i t h h e l d be c a u s e i t m e t a p p l i c a bl e s t a t u t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c lo s u r e .

I f u r th e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e I nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d ic i a l C o n f e r e n c e r e g u l a t i o n s .

Signature .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W i L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M IN A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSMai l s i gned o r i g i n a l a nd 3 ad d i t io n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m in i s t ra t i v e O f f i c e o f t h e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 54 4

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Ellen B Burns Financial Disclosure Report for 2009

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