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EPA Building Owner Guide for Asbestos Containing Materials

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Managing Asbestos In Place

A Building Owner’s Guide toOperations and Maintenance Programsfor Asbestos-Containing Materials

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Contents

ACKNOWLEDGEMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v

FOREWORD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii

1. WHY IS ASBESTOS A PROBLEM?

Introduction and Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

qBackground . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

qChapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

2. WHAT IS AN O&M PROGRAM?

Purpose and Scope of an Operations and Maintenance program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

qPurpose of O&M Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

qScope of an O&M Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

qChapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

3. HOW DOES THE PROGRAM START?

Laying the Foundation for an Effective O&M Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7q The Asbestos Program Manager . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

qBuildingInspectionandAssessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

qDeveloping an O&M Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

q IrnplementingandManaging an O&M

Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

q Cost Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9

qSelectingandhnplementing Alternative Abatement Actions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

q Chapter Summary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

4. WHAT DOES AN O&M PROGRAM INCLUDE?

O&M Program Elements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12

q Informing Building Workers, Tenants, and Other Occupants . . . . . . . . . . . . . . . . . . . . . . . . . . .12

q ACMSurveiUance-Reirwectionand Periodic Surveillance . . . . . . . . . . . . . . . . . . . . . . . . . . .14

qSupplement to Visual/Physical Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14

qWorkControl/Permit System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

q O&M Work Practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16

–Worker protection programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .17

–Basic O&M Procedures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

–O&M Cleaning Practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

–Procedures for Asbestos Fiber Release Episodes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

q Recordkeeping .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

qChapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .22

5. WHAT O&M TRAINING IS NECESSARY?

Types of Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 3

qChapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .25

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6. WHAT REGULATIONS AFFECT ASBESTOS MANAGEMENT PROGRAMS INBUILDINGS, ESPECIALLY O&M PROGRAMS?

Federal, State, and Local Regulations Affecting O&M Programs. . . . . . . . . . . . . . . . . . . . . . . . . . 26

qOSHA Regulations &EPA Worker Protection Rule .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26

–Small-scale, Short-duration Projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27

qEPA National Emission Standards for Hazardous Air Pollutants (NESHAP) Regulations. . . .27

–Notification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

–Emissions Control and Waste Disposal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28qResource Conservation and Recovery Act (RCRA); Comprehensive Environmental Response,

Compensation, and Liability Act (CERCLA, or "Superfund") . . . . . . . . . . . . . . . . . . . . . . . . . . 28

q Asbestos Hazard Emergency Response Act (AHERA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

qAsbestos Ban and Phaseout Rule . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

q Chapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

APPENDIX A.

Glossary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

APPENDIX B.

Sample Recordkeeping Forms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31

APPENDIX C.Illustrative Organzation Charts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

APPENDIX D.

Additional Assistance (EPA, NESW, OSHA; Training ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37

APPENDIX E.

Respiratory Protection Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38

APPENDIX F.

Existing EPA Guidance For ACM Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .39

APPENDIX G.

Sample List: Suspect Asbestos-Containing Materials. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

APPENDIX H.

References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .40

DISCLAIMER

This document was prepared under contract to an agency of the United States Government. Neither the United States Government

nor any of their employees makes any warranty, expressed or implied, or assume any legal liability for any third party’s use of or the

results of such use of any information, product, or process discussed in this document. Mention or illustration of company or trade

names, or of commercial products does not constitute endorsement by the U.S. Environmental Protection Agency.

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Acknowledgements

The time and effort that many individual contributed to the development of this document isgratefully acknowledged by the U.S. Environmental Protection Agency (EPA). The material in thispublication represents EPA’s approximately 11 years of experience in considering public input andfine tuning policies on managing asbestos-containing materials in buildings. This documentincorporates views expressed by safety and health professionals, property owners and managers,public officials, general industry representatives, workers, and the general public.

The primary EPA developer and coordinator of the finaldocument was Dr. Robert Jordan of the TechnicalAssistance Section, Environmental Assistance Divi-sion, Office of Toxic Substances. Without Bob’s con-stant oversight, combined with his technical knowledgeand concern that the document be representative of state-of-the-art asbestos management, this documentwould not have reached the public.

Joe Schechter, Chief of the Technical Assistance Sec-tion, managed the project and helped clarify and edit theGuide. Bob McNally Chief of the Assistance ProgramsDevelopment Branch, was instrumental in the forma-tive period of the Guide’s development and also devotedlong hours to its review Other important contributionswithin the Environmental Assistance Division came

from Tom Tom and Dave Kling. Sylvia Thomasprovided necessary assistance in revisions of the earlydrafts. Esther Tepper and Jane Gurin helped review theGuide in its final revisions, to make sure the documentwas written in easy-to-understand language.

The original work which provided the foundation for theproject was performed under a contract with BattelleMemorial Institute (No. 68-02-4294) by Dr. Dale Keyesand Dr. Jean Chesson, under the direction of EdieSterrett and Cindy Stroup of the EPA ExposureEvaluation Division. They prepared the first drafts of 

the document and were instrumental in establishing itsfinal format.

EPA staff also gratefully acknowledge the work of staff 

from the Georgia Tech Research Institute (GTRI).Through a cooperative agreement with EPA they

served as the overall project coordinator and providedthoughtful technical guidance throughout this entireprocess. The GTRI team also developed several key

sections of the Guide.

This publication was refined through a peer reviewmeeting held in October 1988 in Washington, DC, and

by a series of comment periods provided through May1990. The following individuals gave their time andprovided comments:

John Biechman, Safe Buildings AllianceWolfgang Brandner, U.S. EPA Region VII Frank Bull,  Bull, Brown & Kilgo ArchitectsEva Clay The Environmental Institute

William Cobbs, U.S. General Services Administration

Mark Demyanek, Georgia Tech Research

 InstituteMichael Duffy, Service Employees International

UnionPaul Fidducia, Winston and StrawnEugene Fisher,  Association of Wall and Ceiling

 IndustriesDouglas Greenaway Consultant (formerly,

 Building Owners and Managers Association

 International)David Harris,  National Institute of Building

SciencesSteve Hays, Gobbell Hays PartnersJoseph Hopkins, U.S. Department of EnergyDavid Mayer, Georgia Tech Research InstituteRichard Mendes,  New York City Department of 

 Environmental ProtectionMichael Miles, Tishman Spyer PropertiesRoger Morse,  ENTEK Environmental and 

Technical Services, Inc.Robert Navratil,  RREEF  Funds, Construction

and EngineeringAnthony Restaino, U.S. EPA Region V Richard Roth, Social Security Administration

Sims ROy, U.S. EPA, Office of Air QualityPlanning and Standards

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Scott Schneider, Workers’ Institute for  Asbestos in Public and Commercial Buildings, which

Occupational Safety and Health met several times during 1989–1990. The purpose of Henry Singer, U.S. General Services this multidisciplinary group was to identify the prob-

 Administration lems associated with asbestos in public and commercialThomas Warren, Rose Associates, Inc. buildings and to develop policy recommendations for

solving these problems. Many comments raised by theIn addition to these individuals, the EPA acknowledges Dialogue Group in the area of asbestos management

the contribution of the Policy Dialogue Group on were incorporated into this document.

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Foreword

In February 1988, the Administrator of the Environmental Protection Agency (EPA) recommendedto Congress that the Agency work during the next three years to enhance the nation’s technicalcapability in asbestos by helping building owners better select and apply appropriate asbestos controland abatement actions in their buildings. The publication of this guidance document is EPA’s mostextensive effort to date to carry out that recommendation. In fact,  Managing Asbestos In Place isthe most comprehensive asbestos guide published by EPA since the Agency expanded and updatedGuidance for Controlling Asbetos-Containing Materials in Buildings (also known as the PurpleBook) in June 1985. Based on the insights and recommendations of nationally recognized asbestos

experts, this new guide, along with a new operations and maintenance work practices manual

expected to be available in 1991, provides “state-of-the-art” instruction to building owners to helpthem successfully manage asbestos-containing materials in place.

 Managing Asbestos in Place does not supplant the1985 Purple Book as EPA’s principal asbestos guidance

document. Rather, based on our experience since 1985,

it expands and refines the Purple Book’s guidance for aspecial operations and maintenance (O&M) program.In particular, the guide more strongly emphasizes theimportance of in-place management. The guide’s pur-pose is two-fold. First, it offers building owners themore detailed and up-to-date instruction they need to

carry out a successful O&M program. Second, itinforms building owners, lenders, and insurers that aproperly conducted O&M program can in many cases

be as appropriate an asbestos control strategy asremoval. Furthermore, in some cases, an O&M pro-

gram is more appropriate than other asbestos controlstrategies, including removal.

Emphasizing the importance and effectiveness of a

good O&M program is a critical element of EPA’sbroader effort to put the potential hazard and risk of asbestos exposure in proper perspective. That effortcenters around communicating the following jive  facts,

which EPA hopes will help calm the unwarranted fearsthat a number of people seem to have about the merepresence of asbestos in their buildings and discourage

the spontaneous decisions by some building owners toremove all asbestos-containing material regardless of its

condition.

FACT ONE: Although asbestos ishazardous, the risk of asbestos-relateddisease depends upon exposure to

airborne asbestos fibers.

In other words, an individual must breathe asbestosfibers in order to incur any chance of developing anasbestos-related disease. How many fibers a personmust breathe to develop disease is uncertain. However,

at very low exposure levels, the risk maybe negligible orzero.

FACT TWO: Based upon available data,the average airborne asbestos levels inbuildings seem to be very low. Accordingly,

the health risk to most building occupantsalso appears to be very low.

A 1987 EPA study found asbestos air levels in a smallsegment of Federal buildings to be essentially the sameas levels outside these buildings. Based on that limiteddata, most building occupants (i.e., those unlikely todisturb asbestos-containing building materials) appearto face only a very slight risk, if any, of developing anasbestos-related disease.

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FACT THREE: Removal is often not abuilding owner's best course of action toreduce asbestos exposure. In fact, animproper removal can create a dangeroussituation where none previously existed.

FACT FIVE: EPA does recommend a pro-

active, in-place management programwhenever asbestos-containing material isdiscovered.

By their nature, asbestos removals tend to elevate theairborne level of asbestos fibers. Unless all safeguardsare properly applied, a removal operation can actuallyincrease rather than decrease the risk of asbestos-related disease.

FACT FOUR: EPA only requires asbestosremoval in order to prevent significantpublic exposure to airborne asbestosfibers during building demolition orrenovation activities.

As this guide will explain in some detail, in-placemanagement does not mean “do nothing.” It meanshaving a program to ensure that the day-to-day manage-ment of the building is carried out in a manner thatminimizes release of asbestos fibers into the air, and

ensures that when asbestos fibers are released, eitheraccidentally or intentionally proper control and cleanupprocedures are implemented. As such, it may be all that

is necessary to control the release of asbestos fibers,until the asbestos-containing material in a building isscheduled to be disturbed by renovation or demolitionactivities.

Asbestos removal before the wrecking ball swings into

action is appropriate to protect public health. At othertimes, EPA believes that asbestos removal projects,unless well-designed and properly performed, can

actually increase health risk.

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Why Is Asbestos a Problem?

Introduction: Asbestos in Buildings

is U.S. Environmental Protection Agency (EPA) guide is primarily directed to owners andanagers of office buildings, shopping centers, apartment buildings, hospitals, and similar facilitiesich may contain asbestos materials. Managers of industrial plants and other types of structuresy need to supplement this information with additional specialized guidance. This document giveslding owners, managers, workers, and other key building staff basic information on how to develop

d carry out high-quality operations and maintenance programs for managing asbestos in place toeguard the health of all building occupants. An operations and maintenance (O&M) program candefined as a formulated plan of training, cleaning, work practices, and surveillance to maintain

bestos-containing materials (ACM) in good condition.

this document you will find the following information:

The objectives of an O&M program, and anindication of the scope of O&M activities(Chapter 2);

Basic steps to take before starting an O&Mprogram, including an initial survey and evalua-tion of ACM (Chapter 3);

How to implement and manage the program,including some basic cost considerations

(Chapter 3);

O&M work practices that protect bothworkers and the general building environment

(Chapter 4);

Recordkeeping suggestions and requirements

(a section of Chapter 4);

Training recommendations and requirementsfor workers performing O&M activities (Chap-ter 5); and

An overview of federal regulations, includingthose affecting O&M programs (Chapter 6).

addition, the Appendices provide other useful infor-ion, including a glossary of useful terms, andtacts for additional assistance.

How O&MThere are steps which a building

Fits Inowner can take to prevent as-bestos fiber releases or resuspen-

sion of already-released fibers, or control fiber releasesquickly and safely if they occur. O&M programs aredesigned to achieve both these goals. This guide’spurpose, therefore, is to inform building owners abouthow to develop, implement and manage effective O&Mprograms, and to encourage their use.

EPA recommends a pro-active, in-place managementprogram whenever asbestos is discovered. In many

buildings, a well-run O&M program may be all that isnecessary to control the release of asbestos fibers until

the ACM in the building is abated through renovation ordemolition activities. Also, an emergency repair toequipment or building services, or an unexpectedincident such as ACM falling from a surface couldnecessitate a different control strategy However, bar-

ring such events, if ACM is properly managed, release of asbestos fibers into the air is minimized. The exposureto asbestos fibers, and therefore the risk of asbestos-related disease, can be reduced to a negligible level forall building occupants.

An O&M program may also provide an effective, lesscostly alternative to wholesale removal operations.

Some additional cost-related considerations are dis-cussed in Chapter 3.

The EPA National Emission Standards for Hazardous

An O&M program

can be defined

as a formulated

plan of training,

cleaning, work

practices, and

surveillance

to maintain

asbestos-

containing

materials in

good condition.

1

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Air Pollutants (NESHAP) regulations on asbestos may

require ACM removal prior to renovation and/ordemolition projects, to prevent significant asbestosreleases into the air (see Chapter 6). Additionally

removal of some ACM in a building will be necessary if the material has been damaged beyond repair.  However,at other times, removal is often not a building owner’s

best course of action to reduce asbestos exposure.

(Extraneous factors –for example, difficulty in obtain-ing insurance, or obtaining financing relative to a real

estate transaction-may actually represent the drivingforces in a decision to remove all ACM, rather than ahealth-based need for removal.) In fact, unless allsafeguards are properly applied by trained, experiencedindividuals, removing ACM can actually increase build-ing occupants’ risk of asbestos-related disease.

Background

The Asbestos Asbestos fibers can cause se-Issue

rious health problems. If in-haled. they can cause diseases

which disrupt the normal functioning of the lungs.Three specific diseases–asbestosis (a fibrous scarringof the lungs), lung cancer, and mesothelioma (a cancer of the lining of the chest or abdominal Cavity) -have beenlinked to asbestos exposure. These diseases do notdevelop immediately after inhalation of asbestos fibers;it may be 20 years or more before symptoms appear.

In general, as with cigarette smoking and the inhalationof tobacco smoke, the more asbestos fibers a personinhales, the greater the risk of developing an asbestos-

related disease. Most of the cases of severe healthproblems resulting from asbestos exposure have beenexperienced by workers who held jobs in industries such

as shipbuilding, mining, milling, and fabricating, wherethey were exposed to very high levels of asbestos in theair, without benefit of the worker protections nowafforded by law Many of these same workers were alsosmokers. These employees worked directly with as-bestos materials on a regular basis and, generally forlong periods of time as part of their jobs. Additionally

there is an increasing concern for the health and safetyof construction, renovation, and building maintenance

personnel, because of possible periodic exposure toelevated levels of asbestos fibers while performing their

 jobs.

Whenever we discuss the risk posed by asbestos, wemust keep in mind that asbestos fibers can be foundnearly everywhere in our environment (usually at verylow levels). There is, at this time, insufficient informa-tion concerning health effects resulting from low-level

asbestos exposure, either from exposures in buildingsor from our environment. This makes it difficult toaccurately assess the magnitude of cancer risk forbuilding occupants, tenants, and building maintenanceand custodial workers. Although in general the risk is

likely to be negligible for occupants, health concernsremain, particularly for the building’s custodial andmaintenance workers. Their jobs are likely to bringthem into close proximity to ACM, and may sometimes

require them to disturb the ACM in the performance of maintenance activities. For these workers in particular,a complete and effective O&M program can greatlyreduce asbestos exposure. This kind of O&M programcan also minimize asbestos exposures for other buildingoccupants as well.

What isThe term “asbestos” describes

Asbestos?six naturally occurring fibrous

minerals found in certain types of rock formations. Of that general group, the mineralschrysotile, amosite, and crocidolite have been most

commonly used in building products. When mined andprocessed, asbestos is typically separated into very thin

fibers. When these fibers are present in the air, they arenormally invisible to the naked eye. Asbestos fibers arecommonly mixed during processing with a material

which binds them together so that they can be used inmany different products. Because these fibers are so

small and light, they may remain in the air for manyhours if they are released from ACM in a building. Whenfibers are released into the air they may be inhaled by

people in the building.

Asbestos became a popular commercial product be-

cause it is strong, won’t burn, resists corrosion, andinsulates well. In the United States, its commercial use

began in the early 1900’s and peaked in the period fromWorld War II into the 1970’s. Under the Clean Air Act of 1970 the EPA has been regulating many asbestos-containing materials which, by EPA definition, are

materials with more than 1 percent asbestos. TheOccupational Safety and Health Administration’s(OSHA) asbestos construction standard in section K,“Communication of hazards to employees," specifieslabeling many materials containing 0.1% or more

asbestos. In the mid-1970’s several major kinds of asbestos materials, such as spray-applied insulation,fireproofing, and acoustical surfacing material, werebanned by EPA because of growing concern abouthealth effects, particularly cancer, associated withexposures to such materials.

In July 1989, EPA promulgated the Asbestos Ban andPhasedown Rule. The rule applies to new product

manufacture, importation, and processing, and essen-tially bans almost all asbestos-containing products inthe United States by 1997. This rule does not requireremoval of ACM currently in place in buildings.

Where is AsbestosIn February 1988, the

Likely to be FoundEPA released a report

in Buildings?titled  EPA Study of As-bestos-Containing Ma-

terials in Public Buildings: A Report to Congress. EPAfound that “friable” (easily crumbled) ACM can be

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found in an estimated 700,000 public and commercialbuildings. About 500,000 of those buildings are believed

to contain at least some damaged asbestos, and someareas of significantly damaged ACM can be found in overhalf of them.

According to the EPA study significantly damaged ACMs found primarily in building areas not generally

accessible to the public, such as boiler and machineryrooms, where asbestos exposures generally would beimited to service and maintenance workers. Friable

ACM, if present in air plenums, can lead to distributionof the material throughout the building, thereby possi-bly exposing building occupants. ACM can also be foundn other building locations.

Asbestos in buildings has been commonly used forhermal insulation, fireproofing, and in various building

materials, such as floor coverings and ceiling tile,

cement pipe and sheeting, granular and corrugatedpaper pipe wrap, and acoustical and decorative treat-ment for ceilings and walls. Typically it is found in pipe

and boiler insulation and in spray-applied uses such asireproofing or sound-deadening applications.

The amount of asbestos in these products varies widelyfrom approximately 1 percent to nearly 100 percent).

The precise amount of asbestos in a product cannotalways be accurately determined from labels or bysking the manufacturer. Nor can positive identification

of asbestos be ascertained merely by visual examina-ion. Instead, a qualified laboratory must analyzeepresentative samples of the suspect material. Appen-

dix G contains a sample list of some suspect materials.

When is Asbestos Intact and undisturbeda Problem?

asbestos materials donot Dose a health risk.

The mere presence of asbestos in-a building does notmean that the health of building occupants is endan-

ACM which is in poor

physical condition.

Under a proper oper-

ations and mainte-

nance program, cor-

rective action would

normally prevent

deterioration of the

insulation.

gered. ACM which is in good condition, and is notsomehow damaged or disturbed, is not likely to releaseasbestos fibers into the air. When ACM is properlymanaged, release of asbestos fibers into the air isprevented or minimized, and the risk of asbestos-relateddisease can be reduced to a negligible level.

However, asbestos materials can become hazardouswhen, due to damage, disturbance, or deteriorationover time, they release fibers into building air. Under

these conditions, when ACM is damaged or disturbed–for example, by maintenance repairs conducted without

proper controls — elevated airborne asbestos concen-trations can create a potential hazard for workers andother building occupants.

ACM with sound

structural integrity

on the exterior of a

domestic hot water

tank. Note that the

insulation jacketing

is intact and there

is no evidence of

disturbance.

3

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Chapter Summary

This document, directed to owners and managers of office buildings and similar facilities, should help

lay the ground work for developing and implementing effective operations and maintenance programs.

Major highlights in this section have focused on background information concerning asbestos andhave touched on the current asbestos-in-buildings situation. Important points to remember are the

following:

q Inhalation of asbestos fibers has been shown to q Asbestos-containing materials (ACM) are reg-

cause asbestosis, lung cancer and meso- ulated by EPA, OSHA, and the Consumerthelioma. Much of our knowledge of these Product Safety Cornmission (CPSC), and indi-health effects has come primarily from studiesof workers exposed routinely to very high levelsof asbestos in their jobs,

q

q Information health effects of low-level

asbestos exposure is less certain; custodial/ maintenance workers who sometimes disturb

asbestos as part of their job would benefit from q

properly executed O&M programs.

q Three of the six naturally occurring asbestosminerals, chrysotile, amosite, and crocidolite,have been most commonly used in building q

products.

q Asbestos became a popular commercial prod-

uct because of its strength, heat resistance, qcorrosion resistance, and thermal insulationproperties.

vidual state and local agencies.

Friable ACM can be found in about 700,000

public and commercial buildings. Many areaswhere asbestos is found are not accessible tothe general public.

Some common uses of asbestos have included

pipe/boiler insulation, spray-applied fireproof-ing, floor and ceiling tile. cement pipe/sheetingand paper pipe wrap.

Positive identification of asbestos requireslaboratory analysis; information on labels orvisual examination only is not sufficient.

Intact, undisturbed materials generally do notpose a health risk; they may become hazardouswhen damaged, disturbed, or deteriorated overtime and release fibers into building air.

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What Is an O&M Program?

Purpose and Scope of an Operations andMaintenance Program

Purpose of O&M

The principal objective of an O&M program is to minimize exposure of all building occupants to

asbestos fibers. To accomplish this objective, an O&M program includes work practices to (1)

maintain ACM in good condition, (2) ensure proper cleanup of asbestos fibers previously released,(3) prevent further release of asbestos fibers, and (4) monitor the condition of ACM.

Scope of an O&M Program

An effective O&M program should address all types of ACM present in a building. ACM that maybe managedas part of an O&M program in buildings can beclassified in one of the following categories:

1

2

3

Surfacing Material: Examples includeACM sprayed or troweled onto surfaces, suchas decorative plaster on ceilings or acousticalACM on the underside of concrete slabs ordecking, or fireproofing materials on struc-tural members.

Thermal System Insulation (TSI): Exam-ples include ACM applied to pipes, boilers,

tanks, and ducts to prevent heat loss or gain,or condensation.

Miscellaneous ACM: Examples includeasbestos-containing ceiling or floor tiles, tex-

tiles, and other components such as asbestos-cement panels, asbestos siding and roofingmaterials.

The O&M program, when developed and implementedin a particular facility should include specific direction

on how to deal with each of these general categories of ACM. Specified O&M work practices and procedures

should be employed by trained personnel during build-ing cleaning, maintenance, renovation, and general

operational activities that may involve surfacing, ther-mal, or miscellaneous ACM. Some elaboration of O&Mwork practices and procedures is found in Chapter 4.

The O&M program can be divided into three types of projects

q

q

q

those which are unlikely to involve any directcontact with ACM;

those which may cause accidental disturbanceof ACM;

those which involve relatively small distur-bances of ACM.

The first type may involve routine cleaning of shelvesand counter tops or other surfaces in a building

(provided ACM debris is not present). Generally such

An example

applied surfACM on a m

above a sus

ceil ing.

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An example of as-

bestos-containing

thermal system insu-lation on pipes in a

building’s mechanical

room.

activities would not be expected to disturb ACM. Thesecond type of project could include maintenance work above a suspended ceiling in an area that may havesurfacing ACM overhead. The third type of project—

small-scale, shor-duration maintenance, repair, or

installation projects involving minor disturbances of ACM – includes activities such as installation of new

light fixtures on or in an ACM ceiling. A single glovebagoperation to remove a small amount of ACM to repair a

pipe in a boiler room is another example of intentionalsmall-scale, short-duration disturbance.

An example of an

asbestos-containing

cement sheet product

(miscellaneous ACM).

Larger projects involving more complex procedures forthe intentional removal of ACM are considered asbestosabatement projects. These require asbestos control andabatement procedures that are outside the scope of an

O&M program. Before taking action, building ownersshould consult qualified professionals for advice and

alternative solutions. Guidance for building owners onthe management of abatement projects is included inEPA’s “Guidance for Controlling Asbestos-Containing

Materials in Buildings” June 1985, also known as the“Purple Book.”

Chapter-Summary

The purpose of an operations and MaintenanProgram is to minimize exposure of all buildin

occupants to asbestos fibers. Through supevised work practices, ACM can be managed

place. Important points to remember are:

ACM can be classified into three categories:

q Surfacing Material

q Thermal System Insulation (TSI)

q Miscellaneous Material

O&M Programs can be divided into three types project%

q Unlikely to involve direct contact with ACM

q Accidental disturbance of ACM.

q Small-scale, short-duration maintenance repair activity which may involve intention

disturbance of ACM.

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How Does the Program Start?

Laying the Foundation for an Effective O&M Program

comprehensive asbestos control program for a building should include these basic steps:

q

q

q

l

q

Appoint an Asbestos Program Manager anddevelop an organizational policy

Conduct a physical and visual inspection of thebuilding and take bulk samples of suspectmaterials to determine if ACM is present,establish an ACM inventory and assess theACM’s condition and potential for disturbance.

If ACM is located, develop an O&M program,based on the inspection and assessment data.

Implement and manage the O&M programconscientiously

Select and implement abatement actions other

than O&M when necessary

his chapter provides information about each of theseasic steps. In addition, see Appendix F for a chart of ferences outlining existing EPA guidance for each of ese steps.

he Asbestos Program Manager

he position of Asbestos Program Manager (APM) isequently held by the building engineer, superinten-nt, facilities manager, or safety and health director. Insmall organization, the building owner may have this

le. Regardless of who holds this position, EPA stressese need for the Asbestos Program Manager to beoperly qualified, through training and experience, andbe actively involved  in all asbestos-control activities.

PA accreditation under the Asbestos Hazard Emer-ncy Response Act (AHERA) or state certification as auilding Inspector/Management Planner would bepical of the requisite training.

the person selected is not adequately prepared, he ore should receive the training necessary to develop andanage an asbestos control program prior to beginning

the job. If for some reason this is not possible, thebuilding owner should strongly consider hiring a prop-

erly trained, experienced, and credentialed outsideconsultant or firm to provide direction to the owner orthe Asbestos Program Manager.

In general, the Asbestos Program Manager should havethe authority to oversee all asbestos-related activities inthe building, including inspections, O&M activities, andother abatement actions. The Asbestos Program Man-ager will either train building workers in O&M tech-niques or ensure that such worker training takes place.In addition, he or she should oversee the custodial andmaintenance staffs, contractors, and outside servicevendors with regard to all asbestos-related activities.

Building Inspection andAssessment

To determine whether an asbestos control and manage-ment program should be implemented, the ownershould have an initial building inspection performed tolocate and assess the condition of all ACM in thebuilding. A trained, experienced and qualified inspector,who is able to perform the sampling of suspect ACM forlaboratory analysis, should conduct the inspection. If aninspection is not performed, then certain suspectmaterials should be assumed to contain asbestos, and

treated accordingly (Refer to Appendix G for a samplelist of suspect ACM.)

EPA guidance on how to take “bulk” samples of suspectACM is contained in several publications (see AppendixH) and from EPA Regional Asbestos Coordinators(listed in Appendix D).

The building inspection by a qualified professionalserves as the basis for establishing an effective overallplan for dealing with the asbestos in the building. Theinspector should advise the owner and the Asbestos

To determine

whether an

asbestos control

and management

program should

be implemented,

the owner should

have an initial

building

inspectionperformed to

locate and assess

the condition of

all ACM in the

building.

7

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A properly trained

and protected build-

ng inspector collect-

ng a bulk sample of

suspected asbestos-containing thermal

system insulation.

program Manager of inspection findings. Of course, theinspection may show that ACM is not present and thatan asbestos-control program is not required.

If ACM is found, the material’s characteristics, condi-tion, quantity and location within the building, as well asbuilding use, will affect how the building owner shoulddeal with the ACM. For example, operations andmaintenance procedures may be appropriate and suffi-cient in a particular building for ACM in good condition.But O&M procedures alone are not sufficient for ACMthat the inspector determines is significantly damaged,and may not be sufficient for some types of ACMsituated in highly accessible areas; in these instances,some form of full scale abatement — repair, encapsula-

tion, enclosure, encasement, or removal – will benecessary Removal of the ACM may also be appropriatewhen performed in conjunction with major buildingrenovations, or as part of long-term building manage-ment policies (such as staged removal in conjunctionwith renovation over the life of the building, as coveredby the EPA NESHAP requirements for removal before

demolition or renovation).

Developing an O&M Program

If ACM is found, the building owner should have anO&M program developed as soon as possible. Eitherthe Asbestos Program Manager or a qualified consult-

ant should develop the O&M program. The writtenO&M program should state clearly the O&M policiesand procedures for that building, identify and describthe administrative line of authority for that building, andshould clearly define the responsibilities of key partici-

pants, such as the Asbestos Program Manager andcustodial and maintenance supervisors and staff. Thewritten O&M program should be available and under-

stood by all participants involved in the managementand operations of the building.

In general, the O&M program developed for a particu-lar building should include the O&M program elementsdiscussed in the next chapter. However, the buildingowner should make sure that the O&M programdeveloped is site-specific and tailored for the buildingThe O&M program should take into account use,

function, and design characteristics of a particularbuilding.

Implementing and Managing

an W&M ProgramA well-developed O&M program is ineffective unless

the building owner is committed to implementing itproperly The building owner should convey this com-mitment to key personnel involved in a building’smanagement and operations — particularly the As-

bestos program Manager and custodial and mainte-nance supervisors and staff. The O&M program’s

success is contingent upon key personnel understanding the O&M program and committing themselves toimplementing it effectively

To the greatest extent possible, the building owner

should incorporate the O&M program into the existingsystem for managing a building’s operations. Eachbuilding owner, therefore, will determine the appropriate organizational structure on a case-by-case basisTwo possible arrangements are suggested in Figures 1

and 2 in Appendix C.

When managing an O&M program, the AsbestosProgram Manager should oversee all asbestos-relatedactivities. In instances where a building owner hires a

contractor to perform custodial and maintenance workthe Asbestos Program Manager should ensure that thecontractor is qualified to conduct work that may involveACM. Before hiring a contractor, the Asbestos Program

Manager should investigate to determine whether thecontractor’s staff is qualified, trained and equipped todeal with O&M asbestos activities. Thoroughly check-ing the references of a contractor is a good recom-mended practice.

The Asbestos Program Manager should also monitor

the work performed in the building by other contrac-tors, such as electricians and plumbers, who mightinadvertently disturb ACM. Instituting a work permitsystem, as discussed in the next chapter, may preventaccidental disturbances of ACM. Under this system, a

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ntractor must receive a work permit from thesbestos Program Manager before commencing work.

that time, the Asbestos Program Manager willform the contractor whether the project could disturbCM and provide any special instructions to make suree work is done properly Communication between the

bestos Program Manager and tenants occupying theilding is essential to prevent activities that might 

mpromise the O&M program.

addition, the Asbestos Program Manager shouldutinely and frequently check the work being per-rmed in the building by contractors and custodial andaintenance staff to see if their work is disturbingCM. By maintaining close surveillance over these

tivities, the Asbestos Program Manager can helpsure that work which may disturb ACM is being donefely Tenants should be required (by legal agreement

understanding) to notify the building owner or thebestos Program Manager before conducting even

mall planned renovations. This would help preventilding tenants from unknowingly disturbing ACM. Forth the work permit system and the renovation

tification requirement, clear and effective communi-ions to workers and tenants are crucial to the successthe O&M management program.

he Asbestos Program Manager should periodicallyview the written O&M plan to determine whether it

ould be updated. For example, if all ACM weremoved from some areas of the building during a recentnovation, or if some ACM was damaged, the O&Mogram should be revised accordingly The O&Mogram should remain in effect as long as there is ACMesent in the building.

Cost The costs associated with

Considerationsimplementing and manag-ing an O&M program may

ry significantly depending on the types-of ACM,ilding-specific factors, actual O&M proceduresopted, types of equipment used, and the useful life of e building. Owners may find it more cost-effective tontinue a well-supervised and managed O&M pro-am than to incur the costs of immediate, large-scalemoval. In addition to the direct costs of removal, other

sts related to ACM removal include moving buildingcupants, arranging alternative space for buildingcupants during the removal work, and restoring theilding after the removal is completed.

early many factors enter into the decision. Only bynducting a cost-effectiveness analysis of the long-m options (e.g., comparing (a) immediate removalth (b) phased removal plus O&M with (c) removal justfore demolition plus lifetime O&M) will owners bely able to determine which option is most cost-ective for their buildings. The prudent owner mayed to consult one or more qualified consultants orms for advice, if such expertise does not exist within

owner’s organization,

Selecting and ImplementingAlternative Abatement Actions

In some instances, due to the condition of ACM orupcoming building renovations, a building owner maydecide to take other abatement actions to deal withACM in the building. These response actions couldinclude encapsulation (covering the ACM with a sealant

to prevent fiber release), enclosure (placing an air-tightbarrier around the ACM), encasement (covering theACM with a hard-setting sealing material), repair, orremoval of the ACM. Qualified, trained, and experi-enced contractors should be used for any of theseactions. EPA’s Purple Book discusses most of thesealternatives in some detail. In general, repair, encap-sulation, enclosure, and encasement, are intended tohelp prevent the release of asbestos fibers. As aspects of 

O&M, these techniques manage ACM in place. SeeAppendix F of this document for additional federalreference sources on asbestos response actions.

When determining which response alternative to select,

the building owner and Asbestos Program Managermay consider seeking advice from qualified, independ-ent consultants with specific training and experience inasbestos management.

Asbestos consultants should have a background inengineering, architecture, industrial hygiene, safety, ora similar field. Experts who are Registered and/or withBoard Certified backgrounds are recommended. To

help ensure that no “conflict of interest” exists,

consultants should not be affiliated with the abatement contractors who may be used on a recommended ACM control project, nor with analytical laboratories which

 perform sample analyses. As with other similar busi-

ness decisions, building owners should interview sev-eral consultants and check references.

Renovations (including remodeling or redecorating) of buildings or replacement of utility system increases thepotential for disturbing ACM. Before conducting anyrenovation or remodeling work, the building owner

should have the Asbestos Program Manager reviewasbestos inspection and assessment records to deter-mine where ACM may be located, visually reinspect thearea, and evaluate the likelihood that ACM will bedisturbed. Any suspect or assumed ACM that could bedisturbed during the renovation work should either besampled and analyzed to determine whether it containsasbestos, or the work should be carried out as if thematerials did contain asbestos. The Asbestos ProgramManager should also ensure that no new ACM isintroduced into the building as part of the renovation

work.

Removal of the ACM before renovation begins maybenecessary in some instances. Removal is required by theAsbestos NESHAP regulations for projects whichwould break up more than a specified minimum amountof ACM; specifically at least 160 square feet of surfacing

Renovations

(includingremodeling or

redecorating) of

buildings or

replacement of

utility systems

increase the

potential for

disturbing ACM.

9

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Asbestos-containing

hermal system insu-

ation which has sus-

ained significant

amage in a mechan-

cal/boiler room of a

uilding.

or miscellaneous material or at least 260 linear feet of thermal system insulation (40 CFR 61.145-147). Build-

ing owners and managers are encouraged to contact

their state or local health or environmental departmentfor further clarification of these requirements (also, seeChapter 6 of this document). It is important to ensurethat new materials placed in the building do not containasbestos in order to comply with the recent EPAAsbestos Ban and Phase Out rule (see Chapter 6).

In general, building owners should thoroughly considerany decision to remove ACM. O&M, encapsulation,

encasement, enclosure, or repair may be viable alter-natives to removal. Building owners should assess

these in-place management techniques carefully before

deciding to remove undamaged ACM.

Under certain circumstances, however, such as whensome ACM must be removed during building renova-

tions, when the ACM has sustained a great deal of damage, or ACM disturbance will be difficult to manage

properly the building owner may decide to remove ACMin parts of the building.

When removal must occur, only qualified, trained and

experienced project designers and contractors shouldbe permitted to design and perform the work. Building

owners might consider contacting local, state, andfederal asbestos regulatory agencies to see if prospec-tive contractors have received citations for violatingasbestos regulations in the past. In addition, if thebuilding owner and Asbestos Program Manager are notproperly qualified themselves, they should retain a

qualified and independent project designer and a projectmonitor with training and experience in asbestosabatement to oversee and ensure that the asbestosabatement work is done safely. When these precautionsare taken, asbestos removal is more likely to proceedsafely and effectively

Proper completion of the ACM removal is best evalu-ated by means of the analytical procedures usingtransmission electron microscopy (TEM). (These aredescribed in 40 CFR Part 763, Appendix A to SubpartE.) Clearance protocols for statistically comparing

asbestos fiber levels inside the work area with outsidelevels are available. If the measured levels inside are notstatistically higher than the average airborne asbestosconcentration measured outside the abatement area,the cleanup is considered successful, and the space is

 judged ready for reoccupancy (For reference, seeAppendix H, U.S. EPA “Guidelines for Conducting theAHERA TEM Clearance Test . . . .")

0

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Chapter Summary

Laying the foundation for a comprehensive asbestos control program for a building includes somebasic steps. Important points contained in this discussion are the following

An Asbestos Program Manager needs to beproperly qualified through training and experi-ence, and be actively involved in all asbestoscontrol and disturbance activities.

An Asbestos program Manager should haveauthority to oversee and to direct custodial/ maintenance staff and contractors with regardto all asbestos-related activities.

An initial building inspection should be per-formed by a trained, qualified, experiencedinspector to locate and assess the condition of all ACM in the building.

The inspection results serve as the basis forestablishing an O&M program. O&M pro-cedures may not be sufficient for certain ACMthat is significantly damaged or in highlyaccessible areas.

An Asbestos Program Manager or qualifiedconsultant should develop the written O&Mprogram that is site-specific and tailored forindividual buildings. The O&M programshould take into account use, function anddesign characteristics of a building.

The success of any O&M program lies in thecommitment by the building owner to imple-ment it properly

When outside contractors are used for as-bestos-related activities, their references andtraining should be thoroughly checked andtheir subsequent work monitored.

Periodically review written O&M programs.

Alternatives or control options that may beimplemented under an O&M program include:

q repairl encapsulationq enclosureq encasementq removal (minor)

Removal of ACM before renovations may benecessary in some instances. (See NESHAPand State/Local regulations discussion inChapter 6.)

The succ

of any O

progra

depends o

building owcommitme

impleme

properl

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What Does an O&M Program

Include?O&M Program Elements

To achieve its objectives, an O&M program should include seven elements. Although these should

appear in any O&M program, the extent of each will vary from program to program depending on

the building type, the type of ACM present, and the ACM’s location and physical condition. For

example, if only nonfriable ACM is present, minimal notification might be needed, and custodial or

maintenance staff would most likely have fewer work practices to be followed. If friable ACM ispresent, a more detailed O&M program should be prepared and followed. Each of the first six

elements listed below is described in this chapter to provide an illustration of a basic O&M program

The seventh program element, training of the Asbestos Program Manager and custodial and

maintenance staff, is very important. If staff are not adequately trained, the O&M program will not

be effective. Chapter 5 is devoted exclusively to O&M training topics.

q

q

q

q

q

q

q

Informing Building Workers,Tenants, and Other Occupants

Building owners should inform building workers, occu

pants, and tenants about the location and physicacondition of the ACM that they might disturb, and stresthe need to avoid disturbing the material. Occupantshould be notified for two reasons: (1) building occupants should be informed of any potential hazard in theivicinity; and (2) informed persons are less likely tounknowingly disturb the material and cause fibers to bereleased into the air.

Building owners can inform occupants about thepresence of ACM by distributing written noticesposting signs or labels in a central location where

affected occupants can see them, and holding aware-ness or information sessions. The methods used may

depend on the type and location of the ACM, and on thenumber of people affected. Some states and localitieshave “right-to-know” laws which may require that al

occupants, workers, and visitors in buildings with ACMbe informed that asbestos is present.

In service and maintenance areas (such as boilerrooms), signs such as “Caution — Asbestos — Do NotDisturb” placed directly adjacent to thermal systeminsulation ACM will alert and remind maintenance

A successful O&M program should include the follow-ing elements:

Notification: A program to tell workers,

tenants, and building occupants where ACM islocated, and how and why to avoid disturbingthe ACM. All persons affected should beproperly informed.

Surveillance: Regular ACM surveillance tonote, assess, and document any changes in theACM’s condition.

Controls: Work control/permit system tocontrol activities which might disturb ACM.

Work Practices: O&M work practices toavoid or minimize fiber release during activities

affecting ACM.

Recordkeeping: To document O&M activ-ities.

Worker Protection: Medical and respiratory

If staff are

not adequately

trained, the O&M

program will not

be effective.

protection programs, as applicable.

Training: Asbestos Program Manager,

custodial and maintenance staff training.

and

1 2

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workers not to inadvertently disturb the ACM. In mostcases, all boilers, pipes, and other equipment with ACMin service areas where damage may occur should haveprominent warning signs placed next to the ACM. As analternative, color coding can be used to identify theACM in certain situations provided that all potentiallyinvolved parties understand the coding system.

Information sessions reinforce and clarify writtennotices and signs, and provide an opportunity to answerquestions. All employees and tenants or tenant repre-sentatives likely to disturb ACM should be included inthe notification program on a continuing basis. Buildingowners should inform new employees about the pres-ence of ACM before they begin work. Owners shouldprovide additional signs and information sessions inlanguages other than English where a significantnumber of workers, occupants, or visitors do not speak 

English. It maybe necessary to make special provisionsfor illiterate workers, such as providing clear verbalinformation or signs, about potential hazards of disturb-ing ACM. and showing them where ACM is located.

The specific information given to types of building

occupants will vary For example, since service workerscarry out certain tasks that office workers or tenants donot perform, they should receive additional informa-

tion. Most important, O&M workers should receive thetraining necessary for them to perform their taskssafely

Whatever its form, the information given to building

occupants and workers should contain the followingpoints to the extent they reflect building conditions:

q

q

q

q

q

q

ACM has been found in the building and islocated in areas where the material could bedisturbed.

The condition of the ACM, and the responsewhich is appropriate for that condition.

Asbestos only presents a health hazard whenfibers become airborne and are inhaled. Themere presence of ACM does not represent ahealth hazard.

The ACM is found in the following locations

(e.g., ceilings in Rooms 101 and G-323, walls inthe lobby, above suspended ceilings in the firstfloor corridor, on columns in the main entry onpipes in the boiler room).

Do not disturb the ACM (e.g., do not push

furniture against the ACM, do not damageT S I ) .

Report any evidence of disturbance or damage

of ACM to (name, location, and phone numberof Asbestos Program Manager).

q

q

q

tional measures will be taken if needed toprotect the health of building occupants.

Routine maintenan

activities can caus

disturbance of ACM

workers are not pro

erly trained in oper

tions and mainte-

nance procedures.

Here, a worker care

lessly contacts AC

possibly damaging

Report any dust or debris that might comefrom the ACM or suspect ACM, any change inthe condition of the ACM, or any improper

action (relative to ACM) of building personnelto (name, location, and phone number of Asbestos Program Manager).

Cleaning and maintenance personnel are tak-ing special precautions during their work toproperly clean up any asbestos debris and toguard against disturbing ACM.

All ACM is inspected periodically and addi-

It is important to undertake an honest and openapproach to the ACM notification procedure. Ownersshould strive to establish clear lines of communicationwith all building occupants regarding asbestos issues.People who are informed of the presence, location andcondition of ACM in a building where they work or live,who understand that the mere presence of ACM is notnecessarily hazardous to them, and who accept thatACM can often be managed effectively in place, can be

An example of an

asbestos caution s

placed directly on a

section of asbestos

containing duct ins

lation. Signs such a

this help to ensure

that workers will no

inadvertently distu

ACM.

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Visual reinspections

of asbestos materials

at regular intervals

can detect changes in

material condition.

Here, surfacing ACM

has delaminated from

a ceiling in a building

O&M routines can

keep small problemsfrom becoming big

problems.

very helpful to the owner in eliminating or reducinghysteria on the part of other less informed building

occupants. On the other hand, if occupants suspect thebuilding owner is not being honest about asbestosactivities in the building, that owner’s credibility maybequestioned and the situation can become far more

difficult to manage.  If and when asbestos incidents

occur, it is especially important for the building owner to deal with occupants and contractors openly and 

honestly, for that is the best way to maintain occupant/ tenant confidence in both the owner and the building'sasbestos program.

ACM Surveillance

Reinspection and A visual reinspection

Periodic Surveillance of all ACM should be

conducted at regularintervals as part of the O&M program. Combined withongoing reports of changes in the condition of the ACM

made by service workers, the reinspection should helpensure that any ACM damage or deterioration will bedetected and corrective action taken.

According to recent EPA regulations covering schools(the Asbestos Hazard Emergency Response Act,“AHERA”), an accredited inspector must reinspect

school buildings at least once every three years toreassess the condition of ACM. The AHERA regula-tions for schools also require a routine surveillancecheck of ACM every six months to monitor the ACM’scondition. The AHERA Rule permits this surveillanceto be conducted by a trained school custodian ormaintenance worker. While these intervals are men-

tioned here as a guide, they may also be appropriate forother buildings. The Asbestos Program Managershould establish appropriate intervals, based on consul-

tation with the building owner and any other qualifiedprofessionals involved in the O&M program.

EPA recommends a visual and physical evaluation ofACM during the reinspection to note the ACM’s

current condition and physical characteristics. Throughthis reinspection, it is possible to determine both therelative degree of damage and assess the likelihood offuture fiber release. Maintenance of a set of visualrecords (photos or videotape) of the ACM overtime canbe of great value during reinspection.

Some asbestos consultants recommend examining set-tled dust for accumulations of asbestos fibers as anothersurveillance tool in an O&M program. While nouniversally accepted standardized protocols currentlyexist for sampling and analysis of settled dust, positiveresults (i.e., ACM is present in the dust) may indicatethe need for special cleaning of the affected area, orother action. Because the results of this testing aredifficult to interpret and evaluate at this time, building

owners should carefully consider the appropriateness ofthis testing to their situation.

Supplement to

As part of an O&M pro-

Visual/Physical gram, a carefully designed

Evacuation air monitoring program todetect airborne asbestos fi-

bers in the building may provide useful supplementalinformation when conducted along with a comprehen-sive visual and physical ACM inspection and reinspec-tion program. If the ACM is currently in good condition,increases in airborne asbestos fiber levels at some latertime may provide an early warning of deterioration or

disturbance of the material. In that way, supplementalair monitoring can be a useful management tool. If anowner chooses to use air monitoring in an “earlywarning” context, a knowledgeable and experiencedindividual should be consulted to design a proper

sampling strategy Appendix H contains a reference to auseful guide to monitoring airborne asbestos, which canbe consulted for further discussion of this subject.

If supplemental air monitoring is done, a baselineairborne asbestos fiber level should be established soonafter the O&M program is initiated Representative,multiple air samples should be collected throughout thebuilding during periods of normal building operation.This should be done over along enough period of time to

be representative of existing conditions, in order toadequately characterize prevailing fiber levels in thebuilding. This air monitoring should supplement, not

replace, physical and visual inspection. Visual inspec-

tion can recognize situations and anticipate futureexposure (e.g., worsening water damage), whereas airmonitoring can only detect a problem after it has

occurred, and fibers have been released.

Note that the collection of air samples for supplemen-

tary evaluation should not use aggressive air samplingmethods. Aggressive sampling methods, in which air isdeliberately disturbed or agitated by use of a leaf blower

or fans, should be used at the completion of an asbestosremoval project when the building or area is unoc-

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cupied, not for routine monitoring.

The most accurate and preferred method of analysis of 

air samples collected under an O&M program wouldrequire the use of transmission electron microscopy(TEM). Phase contrast microscopy (PCM), which iscommonly used for personal air sample analysis and as ascreening tool for area air monitoring, cannot distin-guish between asbestos fibers and other kinds of fibers

which may be present in the air. PCM analysis alsocannot detect thin asbestos fibers, and does not countshort fibers. TEM analysis is approximately ten timesmore expensive than PCM analysis. However, the moreaccurate information on actual levels of airborneasbestos fibers should be more beneficial to the buildingowner who elects to use supplemental air monitoring inthe asbestos management program. TEM analysis ismost reliably performed by laboratories accredited bythe National Institute for Standards and Technology(NIST; see Appendix D for telephone number), and whofollow EPA's quality assurance guidelines. (Appendix H,

U.S. EPA, Dec. 1989, “Transmission Electron Micro-scopy Asbestos Laboratories: Quality AssuranceGuidelines.”)

Selection of a reliable and experienced air monitoringfirm and analytical laboratory is important, if thebuilding owner elects to conduct supplemental airmonitoring under the O&M program. A consultantknowledgeable in air sampling and analysis protocolscan be contacted for recommendations if the buildingowner or Asbestos Program Manager has limitedknowledge in this area.

Periodic air monitoring, conducted simultaneously with

the visual reinspection or surveillance, would then be

used to see if asbestos levels have changed relative to thebaseline. Some building owners may wish to presentcurrent air monitoring results to building occupants inaddition to information regarding the physical reinspec-tions. Although this supplemental use of air monitoringas part of an O&M program may provide usefulinformation, it is likely to be very expensive, particularlyif the more accurate and recommended TEM analysis is

used. Use of only a small number of measurements ormeasurements taken only at one time maybe mislead-ing (i.e., overestimate or underestimate of fiber levels),and can lead to inappropriate decisions.

It should be noted that some of the exposures of persons

to airborne asbestos fibers in buildings may result fromepisodic events, such as repair work or the accidentaldisturbance of the ACM or of ACM debris by mainte-nance activities inside the building. Air monitoring maynot be done frequently enough to include such episodicevents; this can lead to a misleading interpretation of airsampling results. In particular, air sampling may under-estimate the exposure of O&M workers and building

occupants. A good reference sourcebook for additionalinformation on air sampling and analysis for asbestosfibers is “A Guide to Monitoring Airborne Asbestos inBuildings” (see Appendix H).

Work Control/Permit System

The O&M program should include a system to controlall work that could disturb ACM. Some building ownershave had success using a “work permit” program, whichrequires the person requesting the work to submit a JobRequest Form to the Asbestos program Manager(Appendix B, Form 2) before any maintenance work is

begun. The form gives the time and location of the

requested work, the type of maintenance needed, andavailable information about any ACM in the vicinity of the requested work. The contractor or other personauthorized to perform the work should be identified onthe work request.

Upon receiving a pre-work Job Request Form, theAsbestos Program Manager should take the following

steps:

1

2

3

4

Refer to written records, building plans andspecifications, and any building ACM inspec-

tion reports to determine whether ACM ispresent in the area where work will occur. If 

ACM is present, but it is not anticipated thatthe material will be disturbed, the AsbestosProgram Manager should note the presenceof the ACM on the permit form and provideadditional instruction on the importance of not disturbing the ACM.

If ACM is both present and likely to bedisturbed, the Asbestos Program Manager ora designated supervisor qualified by trainingor experience, should visit the site anddetermine what work practices should beinstituted to minimize the release of asbestosfibers during the maintenance activity

This determination should be recorded on theMaintenance Work Authorization Form (see

example in Appendix B, Form 3), which isthen sent to the in-house maintenance super-visor or to the maintenance contractor toauthorize the work.

The Asbestos Program Manager shouldmake sure that a copy of both the request andthe authorization forms (if granted) are placedin the permanent file.

An example of a

maintenance worke

conducting activiti

near a friable

asbestos-containing

ceiling. Under a

proper permitting

system, the buildin

Asbestos Program

Manager wouldevaluate and

authorize projects

such as this prior to

beginning work.

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5

6

7

8

It is important

to undertake anhonest and open

approach in ACM

notification.

Where the task is not covered by previously

approved standard work practices, the As-bestos Program Manager should make surethat the appropriate work practices andprotective measures are used for the job.

For all jobs where contact with ACM is likelythe Asbestos Program Manager or a desig-nated supervisor qualified by training or

experience should visit the work site whenthe work begins to see that the job is beingperformed properly For lengthy jobs where

disturbance of ACM is intended or likely,periodic inspections should be made for theduration of the project.

The Asbestos Program Manager’s observa-tions should be provided on an  Evaluation of Work Form (see Appendix B, Form 4). Anydeviation from standard and approved work 

practices should be recorded immediately onthis form and the practices should be imme-diately corrected and reported to the Asbestos

Program Manager.

Upon completion of the work, a copy of theevaluation form should be placed in thepermanent asbestos file for the building.

Building owners should consider using asbestos O&Mwork control forms similar to those which already may

be in use for non-ACM work in their facilities, orexpanding the existing forms to include the content of the request, approval, and evaluation forms illustrated inAppendix B.

The O&M management system should also addresswork conducted by outside contractors. Many building

owners contract for at least some custodial and mainte-nance services. A building’s asbestos work control/ 

permit system, as described above, should also covercontract work.

At a minimum, contracts with service trades orabatement companies should include the followingprovisions to ensure that the service or abatement

workers can and will follow appropriate work practices:

q

q

q

Proof that the contractor’s workers have been

properly notified about ACM in the owner’sbuilding and that they are properly trained andaccredited (if necessary) to work with ACM.

Copies of respiratory protection, medical sur-veillance, and worker training documentationas required by OSHA, EPA and/or state regula-

tory agencies.

Notification to building tenants and visitorsthat abatement activity is underway (per-

formed by owner).

q

q

q

q

q

q

q

Written work practices must be submitted bthe vendor or contractor for approval omodification by the Asbestos Program Manager. The vendor or contractor should theagree to abide by the work practices as finallaccepted by the Asbestos Program Manager

Assurance that the contractor will use propework area isolation techniques, proper equip

ment, and sound waste disposal practices.

Historical air monitoring data for representative examples of the contractor’s previouprojects, with emphasis on projects similar tthose likely to be encountered in the building

Provisions for inspections of the area by thowner’s representative to ensure that the areis acceptable for re-entry of occupants/tenants.

A resume for each abatement contractorsupervisor or maintenance crew chief, known

as the “competent person” in the OSHAstandard and EPA Worker Protection Rule

Criteria to be used for determining successfucompletion of the work (i.e., visual inspectionand air monitoring).

Any other information deemed necessary bthe owner’s legal counsel.

Notification to EPA (and other appropriatagencies) if the abatement project is largenough (see Chapter 6).

O&M Work Practices

q

1

2

3

The O&M program focuses on a special set ofwork practices for the custodial, maintenanceand construction staff. The nature and extentof any special work practices should be tailored

to the likelihood that the ACM will be disturbedand that fibers will be released. In general, fourbroad categories of O&M work practices arerecognized

Worker Protection Programs – Thesework practices help ensure custodial andmaintenance staff are adequately protectedfrom asbestos exposure.

Basic O&M Procedures – Basic pro-cedures are used to perform routine custodialand maintenance tasks that may involve ACM.

Special O&M Cleaning Techniques –Special techniques to cleanup asbestos fiberson a routine basis.

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4 Procedures for Asbestos Fiber ReleaseEpisodes – If moderate to relatively largeamounts of ACM are disturbed, the buildingowner should use these procedures to addressthe hazard.

A brief synopsis of worker protection and O&M work 

practices follows. (Note: A more detailed, technicallyoriented O&M “work practices” manual specifically

addressing topics such as work practices, worker  protection, and specific information on how to carry

out O&M plans, is being developed, with publication

expected in 1991.)

Worker ProtectionA worker protection

Programsprogram includes engi-neering controls, per-

sonal exposure monitoring, medical surveillance, and

personal protection. While engineering controls are thepreferred method of worker protection, there are fewengineering control options available for O&M work.This section discusses two key aspects of personal

protection: use of respiratory protection and protectiveclothing for workers in an asbestos O&M program.According to OSHA regulations (see Chapter 6), awritten respiratory protection program is necessarywhenever an O&M program specifies that serviceworkers wear respirators, or where respirators aremade available to employees. OSHA regulations alsorequire a respirator program whenever workers are

exposed, or are likely to be exposed, to fiber levels aboveOSHA’S “permissible exposure limits” such as the8-hour time weighted average (TWA) limit or the 30-minute “excursion limit” (EL). The 8-hour TWA limit

and the EL are described in more detail in Chapter 6. Inaddition, OSHA requires workers to wear specialprotective clothing under the same circumstances.

Respiratory Protection/Worker Protection Pro-grams The selection of approved respirators, suitablefor the hazards to which the worker is exposed, is only

one aspect of a complete respiratory protection pro-gram. Other elements include written operating pro-cedures for respirator use; outlining personnel respon-sibilities for respirator cleaning, storage, and repair;medical examination of workers for respirator use;training in proper respirator use and limitations;respirator fit testing respirator cleaning and care; andwork-site supervision. All of these are described in

detail in the OSHA respirator standard, 29 CFR1910.134. The O&M respirator program can be admin-istered by the facility safety and health manager or theAsbestos Program Manager, if properly qualified.

Proper respiratory protection is an integral part of allcustodial and maintenance activities involving potential

exposure to asbestos. When in doubt about exposureduring a certain work operation, building owners shouldprovide respiratory protection to custodial and mainte-nance workers. OSHA specifies general types of 

respirators for protection against airborne asbestosduring “construction” activities, which include abate-ment, renovation, maintenance, repair, and remodeling.

Personal air sampling is not the same as area airmonitoring. Personal air sampling (required by OSHA)is designed to measure an individual worker’s exposureto fibers while the worker is conducting tasks that maydisturb ACM. The sampling device is worn by the

worker and positioned so that it samples air in theworker’s breathing zone. In contrast, area (or ambient)air sampling is conducted to get an estimate of thenumbers of airborne asbestos fibers present in a

building. It is used as an assessment tool in evaluatingthe potential hazard posed by asbestos to all buildingoccupants. (See the previous discussion of area airmonitoring on page 14.)

When adequate care is taken to prevent or minimize andcontrol fiber release, routine, small-scale/short-dura-

tion maintenance or custodial tasks are not likely togenerate high levels of airborne asbestos compared tolarge asbestos removal projects; and respirators which

filter breathing air may be used. OSHA, EPA, andNIOSH are on record as  not recommendingsingle use, disposable paper dust masks for useagainst asbestos; in fact, OSHA has  disallowed 

 their use against airborne asbestos fibers.

The options that may be used include:

q A half-face or full facepiece, negative pressure,air-purifying respirator with replaceable high-efficiency filters.

Pictured below are

different examples

air-purifying, nega

pressure respirato

equipped with high

efficiency cartridg

which can be usedprotect workers

against asbestos

exposure. On the l

are examples of ha

mask facepieces

equipped with high

efficiency cartridg

and on the right ar

examples of full

facepiece, high-

efficiency masks.

1

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q A half or full facepiece powered air-purifying

respirator (PAPR) with replaceable high-effi-ciency filters. This has a battery powered pumpwhich assists breathing and provides positivepressure in the facepiece.

Pictured above are

two different types of

powered air-purifying

respirators (PAPR's)

equipped with high-

efficiency filters. On

the left is an example

of a tight fitting, full

facepiece PAPR, and

on the right is an

example of a loose-

fitting helmet style

PAPR.

Under the OSHA standards for asbestos, any employeerequired to wear a negative pressure respirator canrequest a powered air-purifying respirator, and theemployer is required to provide a fully functional andapproved unit, provided it will afford the worker at leastequal protection.

Currently only respirators approved by NIOSH and theMine Safety and Health Adminstration (MSHA) arepermitted for use. If they are air-purifying respirators,

the filtration device(s) must be rated as “high-effi-

ciency”

Selecting the most appropriate respirator for eachO&M task requires knowledge of the levels of airborneasbestos fibers and other possible air contaminants

generated by the task or likely to be present where thetask is performed. This knowledge is best gainedthrough personal air monitoring conducted during

worker performance of the actual task. (Obviously theworkers must have respiratory protection while thisinitial personal air sampling is carried out.) In fact,

OSHA and EPA require air monitoring under certaincircumstances (see Chapter 6). To learn more about thedifferent types of respirators available and the degree of 

protection they provide, see Appendix E. Owners mayalso wish to contact the nearest OSHA office, a localtrained and qualified industrial hygienist (preferably

Certified), or an occupational health professional formore information on respirators. The expertise of thesespecialists should be used to ensure proper selection, fittesting, and training of workers in respirator use.

Building owners and other facility managers may not befamiliar with some of the terms used in discussions of respirators, airborne fiber levels, and related topics.

Appendix E contains more information on these topics

and gives the minimum EPA-recommended levels orespiratory protection to be provided during typicaO&M tasks.

For additional information on respirator programs

respirator types, and respirator use, the building owneror Asbestos Program Manager may want to use thefollowing references

q “Respiratory Protection An Employer’s Manual,” NIOSH, October 1978;

q “A Guide to Respirator Protection for the

q

q

q

q

q

Asbestos Abatement Industry” EPA/NIOSH1986;

OSHA respirator s tandard (29 CFR1910.134);

OSHA asbestos regulations (29 CFR1910.1001 and 1926.58);

“Occupational Exposure Sampling StrategyManual; NIOSH #77-173, January 1977.

“Respirator Decision Logic," NIOSH, May

1987; and

“NIOSH Guide to Industrial Respiratory Protection” September 1, 1987.

Protective Clothing/Worker Protection Pro-grams In addition to the use of respirators, some O&M

procedures may require workers to wear protectiveclothing. Most often, protective clothing is disposable

and consists of coveralls, a head cover, and foot coversmade of a synthetic fabric which does not allow asbestosfibers to pass through. This type of clothing preventsworkers’ regular clothing from becoming contaminatedwith asbestos fibers. Contaminated clothing could be

taken home, creating a possible risk to the worker’sfamily members.

OSHA and EPA regulations require workers to wearprotective clothing whenever they are exposed, or likely

to be exposed, to fiber levels above OSHA’s permissiblelevels (see Chapter 6). It is important that workers be

properly trained in the use, removal and disposal ofprotective clothing after use. All O&M activities may

not require the use of protective clothing. It is importantfor the Asbestos Program Manager to assess this need

on a case-by-case basis.

Basic O&M Basic O&M procedures to mini-

Procedures mize and/or contain asbestos fi-

bers may include wet methods

use of mini-enclosures, use of portable power toolsequipped with special local ventilation attachments, andavoidance of certain activities, such as sawing, sanding

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and drilling ACM. Maintenance activities can be dividedinto three categories with regard to their potential for

disturbing ACM:

1 Those which are unlikely to involve any direct

disturbance of ACM; for example, cleaningshelves or counter tops with a damp cloth.

2 Those which may cause accidental distur-

bance of ACM; for example, working on afixture near a ceiling with surfacing ACM.

3 Those which involve intentional small-scalemanipulation or disturbance of ACM; for

example, removing a small segment of TSIACM to repair a pipe leak.

The O&M program should include work practices foreach type of ACM that is present in the building(surfacing, TSI, and miscellaneous) as well as for eachtype and category of maintenance activity performed(e.g., general cleaning, electrical work, plumbing).

Special work practices such as wet wiping, areaisolation, and HEPA vacuuming, and the use of personalprotective equipment such as respirators and protective

clothing, may be needed where disturbance of ACM islikely. The need for these practices varies with the

situation. For example, removing light fixtures locatednear surfacing ACM may disturb the material and mightinvolve the use of special cleaning, possibly area

isolation, and respiratory protection. Periodic emptyingof a trash can near heavily encapsulated asbestos-containing plaster may not disturb the material at all, sono special work practices would generally be necessaryThese work practices and procedures are intended toensure that disturbance of any ACM during O&M

activities should be minimized, or carried out undercontrolled conditions when the disturbance is requiredby the nature of a specific O&M task.

In addition, ACM may readily release asbestos fibersinto the air when certain mechanical operations areperformed directly on it. For example, fiber releases can

occur when workers are drilling, cutting, sanding,breaking, or sawing vinyl asbestos floor tile.

The action of drilling, cutting, abrading, sanding,chipping, breaking, or sawing is the critical factor here,since it is likely to cause a release of fibers. Maintenance

or repair operations involving those actions should beeliminated or carefully controlled with basic O&Mprocedures in order to prevent or minimize asbestos

fiber release.

Certain activities that occur in the vicinity of ACM canalso cause damage which may result in asbestos fiberrelease. For example, maintenance and custodial strollmay damage ACM accidentally with broom handles,ladders, and fork lifts while performing other tasks.Activities performed in the vicinity of ACM shouldalways be performed cautiously to prevent fiber release.

To summarize, if in doubt about the possibility of 

disturbing ACM during maintenance activities, ade-quate precautions should be taken to minimize fiberrelease; these will protect workers as well as the

building environment. Basic O&M procedures, includ-ing use of wet methods and specially equipped tools,should be used to protect building occupants.

O&M Cleaning Special cleaning practicesPractices are appropriate for a building

with exposed surfacing orthermal system insulation ACM, especially if the ACMis friable. If gradual deterioration or damage of ACM has

occurred or is occurring, asbestos-containing dust ordebris could be present. If the building inspection hasdetermined that asbestos-containing dust or debris ispresent in some areas, then the O&M program shouldinclude special cleaning practices to collect residualasbestos dust. Routinely cleaning floors using wetmethods is an example of one such practice. Custodialand maintenance workers in the course of normal work 

can also identify and report areas which are in need of 

special cleaning or repair. Special cleaning techniquesshould supplement, not replace, repair or abatement actions for damaged, friable ACM. The cleaningprogram should include an initial cleaning followed, asneeded, by subsequent periodic or episodic cleanings.

Building owners and custodial and maintenance staff should ensure that special O&M cleaning is done

correctly Proper cleaning is important for two reasons:

q

q

The use of improper techniques to clean up

asbestos debris caused by previous deteriora-tion or damage may result in widespreadcontamination, and potentially increase air-

borne asbestos fiber levels in the building.

Improper cleaning may cause damage to theACM, thus releasing more airborne asbestosfibers.

O&M cleaning will involve the use of wetcleaning or wet-wiping practices to pick up asbestosfibers. Dry sweeping or dusting can result in asbestosfibers being re-suspended into the building’s air andtherefore should not be used. Once wet cloths, rags, ormops have been used to pickup asbestos fibers, theyshould be properly discarded as asbestos waste whilestill wet. They should not be allowed to dry out, since

the collected fibers might be released at some later timewhen disturbed. The use of special vacuum cleaners,

commonly referred to as HEPA vacuums, may bepreferable to wet cleaning in certain situations. These

vacuums are equipped with filters designed to removevery small particles or fibers — such as asbestos — byfiltering those particles from the air passing through thevacuum. Since the exhaust air from an ordinary vacuumcleaner is not filtered sufficiently it is possible for tinyasbestos fibers to pass through the filter and back intothe building air.

If in doubt a

the possib

of disturb

ACM duri

maintenan

activities

adequate

precaution

should be t

to minimi

fiber relea

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Special

procedures are

generally needed

to minimize thespread of fibers in

the building after

asbestos fiber

release occurs.

Here, a worker uses

a HEPA vacuum

(backpack type) to

clean ACM debris

from one of several

carpeted areas in a

room where surfacing

material had fallen.

It is important for O&M workers to use caution whenemptying HEPA vacuums and changing the filters.Exposures could result from such activities. Workersshould move the HEPA vacuum to a physically isolatedarea of the facility and put on proper personal protective

equipment before emptying the dust and debris intoproperly labeled, sealed, and leak-tight containers fordisposal as asbestos-containing waste. When custodial

workers do not work with ACM, trained maintenanceworkers can be used to empty the HEPA vacuums andchange their filters. Decisions regarding special clean-ing practices should be based on the building inspectionand ACM assessment data, including the potential forACM disturbance. In general, the building would notneed special O&M cleaning when the building containsonly nonfriable (not easily crumbled) ACM; ACM whichhas been encapsulated, encased, or enclosed behind air-tight barriers; or ACM known to be undamaged/ undisturbed since the last special cleaning. Further-more, where ACM is confined to a single room or area,special cleaning of just that area rather than other partsof the building may be sufficient.

If ACM has been released onto a carpeted area of abuilding, it may not always be possible to adequately

clean the carpeted area. “Steam" cleaning and HEPAvacuuming methods are sometimes employed for this

purpose. A preliminary study carried out by EPA in1989 showed that hot water vacuums were moreeffective in carpet cleaning than HEPA vacuums, underthe test conditions. Further field studies are planned toconfirm these findings.

For carpets, successful cleaning will likely depend ofactors such as the amount of ACM released onto thcarpet, how long the situation has existed, traffic ovethe area, as well as the structure and composition of thcarpet itself. It is prudent to evaluate individuasituations on a case-by-case basis. The Asbestoprogram Manager should consider the need for workerengaged in cleaning asbestos fiber-contaminated ca

pets to wear proper respiratory protection. It may alsbe prudent to arrange for this type of cleaning to bdone after normal working hours or when the facility iless occupied. Additionally it maybe more cost effectivto properly dispose of contaminated carpets and othefabrics as asbestos-containing waste if a permanenasbestos control option is being undertaken in thbuilding.

Where the ACM is damaged and located in an “aplenum” – where fibers can be transported by th

heating, ventilation, or air conditioning (HVAC) systemthroughout the building – special cleaning practicemay be extended to the entire building, including thHVAC system itself.

Procedures forSpecial procedures ar

Asbestos Fibergenerally needed to rnin

Release Episodesimize the spread of fibethroughout the buildin

after asbestos fiber releases occur, such as the particollapse of an ACM ceiling or wall. These procedureare needed whether the ACM disturbance is intention

or unintentional To provide building owners with somguidance, under EPA regulations for schools a “majofiber release” is defined as one involving more tha

three square or linear feet of ACM. The procedures t

be followed will vary according to the site of the majorelease episode, the amount of ACM affected, th

extent of fiber release from the ACM, the relationship othe release area to the air handling systems, anwhether the release site is accessible to buildinoccupants. Depending on the severity of the episodeasbestos abatement consultants and contractors may bneeded to develop a strategy for conducting the clean

up operations.

In general, for major fiber releases, the area should bisolated by closing doors and/or erecting temporar

barriers to restrict airflow as well as access to the siteSigns should be posted as necessary immediate

outside the fiber release site to prevent persons noinvolved in the cleanup operation from inadvertententering the area. If asbestos fibers could enter thHVAC system, the system should be modified to prevefiber entry, or should be shut down and sealed off. Thfinal step should be to employ thorough cleanuprocedures to properly control the ACM, a careful visuinspection, and final clearance air monitoring to verifsatisfactory cleanup.

Similar procedures can be used for much smaller fibrelease events: where the amount of ACM is on th

2 0

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order of three square or linear feet or less. The HEPAvacuuming, wet wiping, and worker protection pro-cedures outlined in this guidance document, as well aswetting ACM wastes and properly placing them in anappropriate leak-tight container (such as a properlylabeled, 6-mil-thick plastic bag), are examples of some of the procedures which could be used for both major andminor fiber releases.

It is important to recognize that different levels of training are needed for workers involved with fiberrelease episodes. A major release will generally require“asbestos abatement worker training,” rather than the

degree of training considered adequate for O&Mworkers.

EPA suggests that building owners and AsbestosProgram Managers consult with state and local regula-tory officials before establishing formal training pro-cedures for each type of situation.

The following table should be useful in determining

when to apply certain O&M work practices in buildings.The table illustrates the O&M work practices thatshould be used by custodial and maintenance staff,depending on the likelihood of ACM disturbance.

Summary of When to Apply Key O&M Work Practices

Likelihood of ACM Disturbance

Accidental Disturbance DisturbanceContact Unlikely Possible Intended or Likely

Management Responsibilities

Need Pre-Work Approval from Asbestos Review by Program Yes YesProgram Manager Manager

Special Scheduling or Access Control No Yes Yes

Supervision Needed No Initial, At Least YES

HVAC System Modification None As Needed1 Shut Downl

Area Containment None Drop cloths, Mini-enclosures Y e s2

Personal Protection

Respiratory Protection Available For Use Yes Y e s

Protective Clothing None Review by Asbestos Program YesManager

Work Practices

Use of Wet Methods No As Needed Y e s

Use of HEPA Vacuum Available For Use Available For Use As Needed

1) In the area where work takes place2) Type of containment may vary. For example, small-scale, short-duration tasks may not require full containment.

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EPA recommends

that building

owners makeavailable all

written elements

of the O&M

program to the

building’s O&M

staff as well as

to tenants and

other building

occupants.

Recordkeeping

All the building asbestos management documentsdiscussed in this Guide (inspection and assessmentreports, O&M program plan, work practices andprocedures, respirator use procedures, fiber releasereports, application for maintenance work and work approval forms, evaluations of work affecting ACM, andreinspections/surveillance of ACM) should be stored in

permanent files. In addition, for employees engaged inasbestos-related work, federal regulations (see Chapter6) require that employers retain:

q personal air sampling records, for at least 30years. Personal air samples are those collectedin the worker’s breathing zone during perform-ance of work involving asbestos exposures.

q objective data used to qualify for exemptionsfrom OSHA’s initial monitoring requirementsfor the duration of the exemption.

q medical records for each employee subject to

the medical surveillance program for theduration of their employment plus 30 years.

q all employee training records for one ybeyond the last date of each worker’s empment.

In addition, OSHA requires that employers provideach employee their record of exposure and mesurveillance under the Records Access Standard

CFR 1910.20) and the Hazard Communication Stan(29 CFR 1910.1200). Seethe OSHA Construction (29 CFR 1926.58) or the EPA Worker Protection R(40 CFR 763 Subpart G) for more details of recordking requirements.

EPA recommends that building owners make avaiall written elements of the O&M program tobuilding’s O&M staff as well as to tenants and obuilding occupants, if applicable. Building ownersalso encouraged to consult with their legal couconcerning appropriate recordkeeping strategies standard part of their O&M programs. Additionstate and local regulations may also require additi

recordkeeping procedures.

Chapter Summary

Although the elements discussed in this chapter should appear in any O&M program, the extent towhich each applies will vary depending on the building type, the type of ACM present, and the ACM'slocation and physical condition. To achieve its objectives an O&M program should include thefollowing:

A notification program to inform building

occupants, workers, and tenants about thelocation of ACM and how to avoid disturbingACM.

Periodic surveillance and reinspection of ACM

at regular intervals by trained workers orproperly trained inspectors. Air monitoring todetect airborne asbestos fibers in the building

may provide useful supplemental informationwhen conducted along with a comprehensivevisual and physical ACM inspection/ reinspec-

tion program. Air samples are most accuratelyanalyzed using transmission electron micros-copy (TEM).

A “work Control/permit” system, which somebuilding owners have used successfully tocontrol work that could disturb ACM. Thissystem requires the person requesting work tosubmit a Job Request Form to the AsbestosProgram Manager before any work is begun.

O&M work practices to avoid or minimize fiberrelease during activities affecting ACM.

Recordkeeping. OSHA and EPA have specificrequirements for workers exposed to asbestos.

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What O&M Training Is

Necessary?Types of Training

Training of custodial and maintenance workers is one of the keys to a successful O&M program. If building owners do not emphasize the importance of well-trained custodial and maintenancepersonnel, asbestos O&M tasks may not be performed properly This could result in higher levels of asbestos fibers in the building air and an increased risk faced by both building workers and occupants.

OSHA and EPA require a worker training program forall employees exposed to fiber levels (either measuredor anticipated) at or above the action level (0.1 f/cc,8-hour time-weighted average–  the TWA) and/or theexcursion limit (1.0 f/cc, 30-minute TWA—see Chapter6). According to the EPA regulations governing schools,all school stall custodial and maintenance workers whoconduct any activities that will result in the disturbanceof ACM must receive 16 hours of O&M training. Somestates and municipalities may also have specific trainingrequirements for workers who may be exposed toasbestos, or who work in a building with ACM present.

With proper training, custodial and maintenance staff can successfully deal with ACM in place, and greatlyreduce the release of asbestos fibers. Training sessionsshould provide basic information on how to deal with alltypes of maintenance activities involving ACM. How-ever, building owners should also recognize that O&Mworkers in the field often encounter unusual, “non-textbook” situations. As a result, training shouldprovide key concepts of asbestos hazard control. If these

concepts are clearly understood by workers and theirsupervisors, workers can develop techniques to address

a specific problem in the field. Building owners whoneed to provide O&M training to their custodial andmaintenance staff should contact an EPA environmentalassistance center (see Appendix D) or equally qualified

training organization for more information.

At least three levels of maintenance worker training canbe identified

LEVEL 1: AWARENESS TRAINING. For custo-dians involved in cleaning and simple main-tenance tasks where ACM may be acciden-

tally disturbed.For example, fixing a light fixture in a ceiling coveredwith surfacing ACM. Such training may range from twoto eight hours, and may include such topics as:

qBackground information on asbestos.q Health effects of asbestos.qWorker protection programs.qLocations of ACM in the building.qRecognition of ACM damage and deterioration.q The O&M program for that building.q Proper response to fiber release episodes.

Training of

custodial and

maintenance

workers is

one of the

keys to a

successful

O&M

program.

2

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A properly protected

and trained worker

conducts a glovebagremoval job on a sec-

tion of thermal sys-

tem insulation. Under

a proper operations

and maintenance pro-

gram, any worker in-

volved in such activ-

ities would have Level

1 and 2 training.

LEVEL 2: SPECIAL O&M TRAINING. Formaintenance workers involved in general

maintenance and asbestos material repairt a sks .

For example, a repair or removal of a small section of damaged TSI, or the installation of electrical conduit inan air plenum containing ACM or ACM debris. Suchtraining generally involves at least 16 hours. This level of training usually involves more detailed discussions of the topics included in Level 1 training as well as:

q

q

q

q

q

q

q

Federal, state, and local asbestos regulations.Proper asbestos-related work practices.Descriptions of the proper methods of handling

ACM, including waste handling and disposal.Respirator use, care, and fit-testing.Protective clothing donning, use, and handling.Hands-on exercises for techniques such asglovebag work and HEPA vacuum use andmaintenance.Appropriate and proper worker decontamination

This is an example

of a large-scale

asbestos removal

project (note missing

scaffold safety rails).

Such projects are wellbeyond the scope of

an O&M program. The

EPA NESHAP regula-

tions require that as-

bestos materials be

removed from build-

ings prior to demoli-

tion or renovation

when the asbestos

will be disturbed.

LEVEL 3: ABATEMENT WORKER TRAININGFor workers who may conduct asbestoabatement.

For example, conducting a removal job, constructing aenclosure, or encapsulating a surface containing ACMThis work involves direct, intentional contact wiACM. The recognized “abatement worker” trainincourses approved by EPA or states, under the EP

AHERA model accreditation plan for schools, whicinvolve 24 to 32 hours of training, would fulfill this leveof training.

If this level of training is provided to in-house staff, may save time and money in the long run to use thesindividuals to perform such activities. This level training is much more involved than Levels 1 and 2although it should include some of the same element(e.g., health effects of asbestos). It will typically includa variety of specialized topics, such as:

q

q

q

q

q

q

q

q

Pre-asbestos abatement work activities.

Work area preparation.Establishing decontamination units.Personal protection, including respirator selection, use, fit-testing, and protective clothingWorker decontamination procedures.Safety considerations in the abatement worarea.A series of practical hands-on exercises.Proper handling and disposal of ACM wastes

The Asbestos Program Manager should consider conducting the training program for Levels 1 and 2 if he oshe has sufficient specific asbestos knowledge an

training. If the Asbestos Program Manager does noconduct the training, the building owner should hire aoutside consultant or send workers to an appropriatO&M training course. A trained (preferably Certifiedindustrial hygienist or equally qualified safety and healtprofessional should conduct the training on respiratouse and fit-testing. A health professional should conducthe training on health effects.

OSHA or EPA Regional Offices, as well as state and locaagencies and professional associations, may be able tsuggest courses or direct you to listings of traininproviders for each of the three levels. Appendix Dprovides the addresses and/or phone numbers fo

OSHA, EPA, and EPA-sponsored training providers

Where custodial and maintenance services are performed by a service company under contract, or whersome installation or repairs are performed by employees of trade or craft contractors and subcontrac

tors, those workers may need to have training at level 12, or 3 as appropriate for their work. The Asbesto

Program Manager or building owner should verify thathese employees receive appropriate training beforthey begin any work.

2 4

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n summary, good training is crucial to the success of an maintenance workers that following the appropriate

O&M program. Strong support for O&M training by work procedures is critical to protecting their own

he building owner should convince custodial and health as well as the health of other building occupants.

Chapter Summary

Properly trained custodial and maintenance workers are critical to a successful O&M program. Thefollowing items are highlighted training requirements:

q OSHA and EPA require worker training pro- Level 2 Special O&M training for mainte-

gram for all employees exposed to fiber levels nance workers involved in general maintenance

at or above the action level (0.1 f/cc, 8-hr. TWA) and incidental ACM repair tasks. At least 16

and/or the excursion limit (1.0 f/cc, 30-minute hours.

TWA – see Chapter 6).

Level 3 Abatement worker training for

q Some states and municipalities may have workers who may conduct asbestos abatement.

specific worker training requirements. This work involves direct, intentional contactwith ACM. “Abatement worker” training

q At least three levels of maintenance worker courses that involve 24 to 32 hours of training

training can be identified: fulfill this level of training.

Level 1 Awareness training for workersinvolved in activities where ACM may beaccidentally disturbed. May range from 2-8hours.

Strong support

by the building

owner can

convince workers

that following

appropriate

procedures is

critical toprotecting their

own health as

well as the health

of other building

occupants.

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Building owners

are governed by a

variety of federal,

state, and local

regulations which

influence the way

they must deal

with ACM in

their facilities.

What Regulations Affect

Asbestos ManagementPrograms in Buildings,Especially O&M Programs?

Federal, State, and Local Regulations AffectingO&M Programs

Building owners are governed by a variety of federal, state, and local regulations which influence thway they must deal with ACM in their facilities. Some of these regulations, particularly at the statand local level, may change frequently Building owners should contact their state and localgovernment agencies, in addition to organizations such as the National Conference of StatLegislatures (NCSL), the National Institute of Building Sciences (NIBS), or EPA environmentaassistance centers, for updated information on these requirements. (Appendix D lists phone numberfor these organizations.)

OSHA Regulations There are several im-

and the U.S. portant Occupational

EPA Worker Safety and Health Ad-

Protection Rule ministration (OSHA)and EPA regulations

that are designed to protect workers. They are summarized here, as guidance. OSHA has specific require-ments concerning worker protection and proceduresused to control ACM. These include the OSHAconstruction industry standard for asbestos (29 CFR1926.58), which applies to O&M work, and the general

industry asbestos standard (29 CFR 1910.1001). State-delegated OSHA plans, as well as local jurisdictions,may impose additional requirements.

For most operations and maintenance activities inbuilding areas where only non-friable ACM is present orwhere friable ACM is in good condition, applicableOSHA permissible exposure limits are not likely to beexceeded. However, it is possible that some O&Mactivities will disturb ACM to such an extent that theOSHA limits are exceeded, unless good work practicesare followed.

The OSHA standards generally cover private sectworkers, and public sector employees in states whichave an OSHA state plan. Public sector employees, sucas city or county government employees, or certaschool employees, who are not already subject to a sta

OSHA plan are covered by the EPA “Worker ProtectioRule” (Federal Register: February 25, 1987; 40 CF

763 Subpart G, Asbestos Abatement Projects; WorkProtection, Final Rule). Note: As this document goes

 press, 0SHA is considering a substantial number changes to its regulations.

The OSHA standards and the EPA Worker Protectio

Rule require employers to address a number of itemwhich are triggered by exposure of employees asbestos fibers. Exposure is discussed in terms of fibe

per cubic centimeter (cc) of air. A cc is a volumroximately equivalent to that of a sugar cube.app

Two main provisions of the regulations fall into th

general category of “Permissible Exposure Limi(PELs)” to airborne asbestos fibers. They are:

2 6

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1 8-Hour Time-weighted average limit(TWA)– 0.2 fiber per cubic centimeter (f/cc)

of air based on an 8-hour time-weightedaverage (TWA) sampling period. This is themaximum level of airborne asbestos, onaverage, that any employee may be exposed toover an 8-hour period (normal work shift).

2 Excursion limit (EL) – 1.0 f/cc as averagedover a sampling period of 30 minutes.

These levels trigger mandatory requirements, whichinclude the use of respirators and protective clothing,

the establishment of “regulated areas," the posting of danger signs as well as the use of engineering controlsand specific work practices.

OSHA regulations also establish an "Action Level": 0.1f/cc for an 8-hour TWA. Employee training is required

once the action level of 0.1 f/cc and/or the “ExcursionLimit” is reached. This training must include topics

specified by the OSHA rules. If an employee is exposedat or above the action level for a period of 30 days ormore in a calendar year, medical surveillance is required

according to the OSHA construction industry asbestosstandard.

OSHA also requires medical examinations under its“General Industry Standard” for any employee exposed

to fiber levels in the air at or above the OSHA “actionlevel” (0.1 f/cc) and/or the “excursion limit” (1. Of/cc). In

both cases – the action level and excursion limit – theOSHA medical examination requirement applies if theexposure occurs for at least one day per year.

The OSHA “Construction Industry Standard” (29 CFR1926.58) for asbestos, is generally applicable for theworkers who carry out the kinds of work discussed in

this O&M guidance document. The OSHA construc-tion industry asbestos standard applies to demolitionand asbestos removal or encapsulation projects, as wellas to repair, maintenance, alteration, or renovation if ACM is involved. ACM spills or emergency clean-up

actions are also covered by this regulation.

According to those regulations, participation in amedical surveillance program is required for anyemployee who is required to wear a negative pressure,air-purifying respirator. Preplacement, annual, and

termination physical exams are also required for theseemployees. However, a termination exam is onlynecessary under the construction industry standard

(which applies to custodial and maintenance employees)if a physician recommends it. While not mandatory EPA

and NIOSH recommend physical examinations, includ-ing cardiac and pulmonary tests, for any employeerequired to wear a respirator by the building owner.These tests determine whether workers will be undulystressed or uncomfortable when using a respirator.

Additional requirements of the OSHA asbestos stand-ards, such as the use of air filtration systems and hygienefacilities, involve procedures which are most applicableto large-scale asbestos abatement projects. However,

these rules also include a number of recommendationsfor procedures which might be appropriate for a variety

of O&M programs for buildings.

Small-scale, “Appendix G" which is spe-

Short-duration cified as a non-mandatory

Projects section to the OSHA regula-tion 29 CFR 1926.58, may

become mandatory under certain circumstances where“small-scale, short-duration” asbestos projects areconducted. These projects are not precisely defined interms of either size or duration, although their natureand scope are illustrated by examples presented in thetext of the regulation. Properly trained maintenanceworkers may conduct these projects. Examples mayinclude removing small sections of pipe insulation orcovering for pipe repair, replacing valves, installing

electrical conduits, or patching or removing smallsections of drywall. OSHA issued a clarification of the

definition of a “small-scale, short-duration” (SS/SD)project in a September 1987 asbestos directive. Thedirective focuses on intent, stating that in SS/SD

projects, the removal of ACM is not the primary goal of the job. If the purpose of a small-scale, short-durationproject is maintenance, repair, or renovation of the

equipment or surface behind the ACM—not abatementof ACM—then the appendix provisions may apply If theintent of the work is abatement of the ACM, then thefull-scale abatement control requirements apply

In any event, this appendix section of the OSHA

construction standard outlines requirements for the useof certain engineering and work practice controls suchas glovebags, mini-enclosures, and special vacuumingtechniques. Similar information on these proceduresmay be found in the EPA’s AHERA regulations for

schools. (See final AHERA rule, Appendix B, for SS/SDprojects.)

U.S. EPA National EPA's rules concern-

Emission Standards ing the application,

for Hazardous Air removal, and disposal

Pollutants (NESHAP) of ACM, as well

(40 CFR 61 Subpart M) as manufacturing,spraying and fabri-

cating of ACM, were issued under the asbestosNESHAP. The asbestos NESHAP regulation governsasbestos demolition and renovation projects in allfacilities. The NESHAP rule usually requires owners oroperators to have all friable ACM removed before a

building is demolished, and may require its removalbefore a renovation. For renovation projects wherefriable ACM will be disturbed, the NESHAP rule mayrequire appropriate work practices or procedures forthe control of emissions. It is prudent to note that anyACM which may become friable poses a potentialhazard that should be addressed. The building ownershould consider that in many instances, the removal of friable ACM prior to demolition could be less expensive

than removals while the building is still occupied andbeing used. Some revisions to the current. NESHAPrule are anticipated by the end of 1.990.

In general

applicable OSH

permissible

exposure limits

are not likely to

be exceeded fo

most O&Mactivities in

building areas

where only non

friable ACM is

present or wher

friable ACM is i

good condition

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Existing NESHAP Requirements Summary*

Demolition Renovation

AMOUNT*

(in 1 yr.)

NOTIFICATION

> 260 ln. ft. <260 ln. ft. > 260 ln. ft. <260 ln. ft.

or > 160 sq. ft. or <160 sq. ft. or > 160 sq. ft. or > 160 sq. ft.

YES

20 DAYS

N O T

REQUIRED

NOT

REQUIRED

NOTY E S

REQUIRED

AS SOON

AS POSSIBLENOT REQUIRED

NOTYE S

REQUIRED

Y E SNOT

REQUIRED

HOW FAR IN ADVANCE*

EMISSION CONTROLS

(Work Practices)

DISPOSAL

STANDARD

*May be changed on promulgation of Revised NESHAP Rule in 1990

YES

10 DAYS

YES

Y E S

Chapter Summary

A variety of federal, state, and local regulations govern the way building owners must deal with ACM

in their facilities. State and local regulations maybe more stringent than federal standards and oftenchange rapidly Building owners should periodically check with the appropriate Federal, State, andlocal authorities to determine whether any new asbestos regulations have been developed or whethercurrent regulations have been amended. Specific federal regulations that may affect asbestos-relatedtasks and/or workers are highlighted here:

q OSHA Construction Industry Standard forAsbestos (29 CFR 1926.58).

q OSHA General Industry Standard for Asbestos

(29 CFR 1910.1001).

q OSHA Respiratory Protection Standard(29 CFR 1910.134).

q EPA Worker Protection Rule (40 CFR 763Subpart, G).

q EPA National Emission Standards for Haz-ardous Air Pollutants (NESHAP) (40 CFR 61Subpart M).

q EPA Asbestos Hazard Emergency ResponseAct (AHERA) Regulations (40 CFR 763 Sub-part E),

q EPA Asbestos Ban and Phaseout Rule (40 CFR763 Subpart I).

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Appendix A.

Glossary of Terms

ACM

Asbestos Program Manager

Air Plenum

Asbestos Abatement

Delamination

EPA

Friable Asbestos

Glovebag

HEPA Filter

Industrial Hygienist

Medical Surveillance

Miscellaneous ACM

NESHAP

NIOSH

Personal Air Samples

Prevalent Level Samples

Surfacing ACM

TSI

TWA

Asbestos-Containing Material. Any material containing more than one percent asbesto

A building owner or designated representative who supervises all aspects of the faciliasbestos management and control program.

Any space used to convey air in a building or structure. The space above a suspended ceilinis often used as an air plenum.

Procedures to control fiber release from asbestos-containing materials in a building or tremove it entirely These may involve removal, encapsulation, repair, enclosurencasement, and operations and maintenance programs.

Separation of one layer from another.

U.S. Environmental Protection Agency

Any materials that contain greater than one percent asbestos, and which can be crumblepulverized, or reduced to powder by hand pressure. This may also include previously nofriable material which becomes broken or damaged by mechanical force.

A polyethylene or polyvinyl chloride bag-like enclosure affixed around an asbestocontaining source (most often, TSI) so that the material maybe removed while minimizinrelease of airborne fibers to the surrounding atmosphere.

High-Efficiency Particulate Air Filter. Such filters are rated to trap at least 99.97% of aparticles 0.3 microns in diameter or larger.

A professional qualified by education, training, and experience to anticipate, recognizevaluate and develop controls for occupational health hazards.

Aperiodic comprehensive review of a worker’s health status. The required elements of aacceptable medical surveillance program are listed in the Occupational Safety and HealtAdministration standards for asbestos.

Interior asbestos-containing building material on structural components, structurmembers or fixtures, such as floor and ceiling tiles; does not include surfacing material thermal system insulation.

National Emission Standard for Hazardous Air Pollutants-EPA Rules under the Clean AAct.

The National Institute for occupational Safety and Health, which was established by thOccupational Safety and Health Act of 1970. Primary functions of NIOSH are to conduresearch, issue technical information, and test and certify respirators.

An air sample taken with a sampling pump directly attached to the worker with thcollecting filter and cassette placed in the worker’s breathing zone. These samples arrequired by the OSHA asbestos standards and the EPA Worker Protection Rule.

Air samples taken under normal conditions (also known as ambient background samples

Asbestos-containing material that is sprayed-on, troweled-on or otherwise applied surfaces, such as acoustical plaster on ceilings and fireproofing materials on structurmembers, or other materials on surfaces for acoustical, fireproofing, or other purpose

Thermal system insulation – asbestos-containing material applied to pipes, fittingboilers, breeding, tanks, ducts or other interior structural components to prevent heloss or gain or water condensation.

Time-weighted Average. In air sampling, this refers to the average air concentration ocontaminants during a particular sampling period.

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Appendix B.

Sample Recordkeeping Form:

Form 1. A sample form for recording information during ACM reassessament.

Reinspection of Asbestos-Containing Materials

Location of asbestos-containing material (address, building, room, or general description]

Type of asbestos-containing material(s):

1. Sprayed-or troweled-on ceilings or walls2. Sprayed-or troweled-on structural members3. Insulation on pipes, tanks, or boiler4. Other (describe)

Abatement Status:

1. The material has been encapsulated , enclosed , neither , removed .

Assessment:

1.

2.

3.

4.

5.

6.

Evidence of physical damage

Evidence of water damage:

Evidence of delamination or other damage:

Degree of accessibility of the material:

Degree of activity near the material:

Location in an air plenum, air shaft, or airstream:

7. Other observations (including the condition of the encapsulant or enclosure, if any):

*Recommended Action:

Signed: Date:(evaluator)

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Form 2. A sample application form for maintenance work approval.

Job Request Form for Maintenance Work

Name: Date:

Telephone No. Job Request No.

Anticipated finish date:Requested starting date:

Address, building, and room number(s) (or description of area) where work is to be performed:

Description of work 

Description of any asbestos-containing material that might be affected, if known (include location and type):

Name and telephone number of requestor:

Name and telephone number of supervisor

Submit this application to

(The Asbestos Program Manager)

NOTE An application must be submitted for all maintenance work whether or not asbestos-containing material might beaffected. An authorization must then be received before any work can proceed.

Granted (Job Request No. )With conditions*Denied

*Conditions

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Form 3. A sample maintenance work authorization form.

Maintenance Work Authorization Form

AUTHORIZATION

Authorization is given to proceed with the following maintenance work:

No.

PRESENCE OF ASBESTOS-CONTAINING MATERIALS

Asbestos-containing materials are not present in the vicinity of the maintenance work.

ACM is present, but its disturbance is not anticipated however, if conditions change, the Asbestos Program Manager

will re-evaluate the work request prior to proceeding.

ACM is present, and maybe disturbed.

Work Practices if Asbestos-Containing Materials Are Present

The following work practices shall be employed to avoid or minimum disturbing asbestos:*

Personal Protection if Asbestos-Containing Materials Are Present**

The following equipment/clothes shall be used/worn during the work to protect workers:

(manuals on personal protection can be referenced)

Special Practices and/or Equipment Required:

Signed: Date:(Asbestos Program Manager)

3 3

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Form 4. A sample work evaluation form

This evaluation covers the following maintenance work:

Location of work (address, building, room number(s), or general description):

Date(s) of work

Description of work 

Work approval form number:

Evaluation of work practices employed to minimize disturbance of asbestos:

Evaluation of work practices employed to contain released fibers and to clean up the work area:

Evaluation of equipment and procedures used to protect workers:

Personal air monitoring results; (i-house worker or contract?)

Worker name Results:

Worker name Results:

Handling or storage of ACM waste:

signed Date:(Asbestos Program Manager)

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Appendix C

Illustrative Organization Chart

Building Owner

LawyerAsbestos Program

Manager

Asbestos (Respiratory Rot.

Consultant Prog. Administrator)

USEPA Reg. Ash.Coordinator,

State & LocalGov. Advisor,

OSHA

Communications Physical PlantP e r s o n Manager

RecordkeepingPerson

,Other Bldg.

custodial Maintenance services Asbestosstaff  Staff  Contractors Contractors

Figure 1. A sample organization for a building owner witha large in-house management staff. Shaded boxes indicateoutside assistance.

Owners and Managers Who Employ an Extensive In-house Management Staff

IN-HOUSE STAFF (FIGURE 1)

Asbestos Program Manager: Has authority and overallresponsibility for the asbestos control program. May developthe O&M program. Coordinates all activities. May alsoadminister the respiratory protection program.

Physical Plant Manager: (may also be the AsbestosProgram Manager) Participates in establishing work practicesfor cleaning and maintenance activities, and in trainingcustodial and maintenance staff to use them. Assists inimplementing the O&M program and in conducting periodicreinspection of the ACM. Ensures that outside contractorsfollow O&M procedures.

Communications Person: (Public Affairs Officer, Nurse,Physician, Industrial Hygienist) Assists in preparation and

distribution of information about ACM in the building. Personshould be a good speaker and communicator.

Recordkeeping Person: (Executive Assistant, Secretary)Responsible for maintaining records.

OUTSIDE ASSISTANCE

EPA Regional Asbestos Coordinator, NESHAP Coor-dinator and State/Local Government Advisors: Pro-vide getter-id guidance and answer specific questions.

OSHA Regional Office: May he helpful in answeringquestions about existing regulations, and providing guidancefor worker protection.

Asbestos Consultant(s)*: (Industrial Hygienists, HealthProfessionals, Architects, Engineers, and others) May assist invarious aspects of the asbestos O&M program, including itsdevelopment and implementation. May also conduct materialinspections and provide work practice recommendations.

Lawyer: Provides advice on legal requirements (such as lawsand statutes) and liability aspects of the program.

Asbestos Contractor*: May provide services for ACMabatement and for building decontamination following a fiberrelease episode.

*It is important for owners and Asbestos Program Manager’s toconsider potential “conflict of interest” issues pertaining to thosepersons or firms used to sample, inspect, assess, analyze, recom-mend response actions, design response actions, and conductasbestos response actions.

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Building Owner

Lawyer

Asbestos Asbestos ProgramConsultant Manager

USEPA Reg. Ash.Coordinator,State & Local

GovernmentAdvisor,

OSHA

Maintenance

Services

(elect., phone,

plumbing, etc.)CustodialServices

ConstructionServices

Contractors

Figure 2. A sample organization for owners of buildingswhere services are provided by contract. Shaded boxesindicate outside assistance.

Owners and Managers

IN-HOUSE STAFF (FIGURE 2)

Who Contract For Services

Asbestos Program Manager: Has overall responsibilityfor the asbestos control program. May develop and implementthe O&M program. Establishes training and experience re-quirements for contractor’s workers. Supervises and enforceswork practices with assistance of work crew supervisors.Conducts periodic reinspection and responsible for rec-ordkeeping. This person should be properly trained in O&Mprogram development and implementation (see Chapter 5).

OUTSIDE ASSISTANCE

EPA Regional Asbestos Coordinator and State/LocalGovernment Advisors: Provide general guidance andanswer specific questions,

OSHA Regional Office: May be helpful in answeringquestions about existing regulations and providing guidancefor worker protection.

Asbestos Consultant(s)*: (Industrial Hygienists, HealthProfessionals, Architects, Engineers, and others) May assistAsbestos Program Manager in various aspects of the asbestosO&M program, including development and implementation.May also conduct the inspection and provide work practicesrecommendations.

Lawyer: Provides advice on legal requirements (laws andstatutes) and liability aspects of the program.

Asbestos Contractor*: May provide services for ACMabatement and building decontamination following a fiberrelease episode.

*It is important for owners and Asbestos Program Manager’s toconsider potential “conflict of interest” issues pertaining to thosepersons or firms used to sample, inspect, assess, analyze, recom-mend response actions, design response actions, and conductasbestos response actions.

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APPENDIX D.

Additional Assistance and Training

EPA REGIONAL CONTACTS

Additional assistance can be obtained from your U.S.EPA Regional Asbestos Coordinators, NESHAP Re-gional Coordinators, and OSHA Regional Offices. Their

telephone numbers are listed below

EPA Region 1: (CT,ME,MA,NH,RI,VT)

Asbestos Coordinator (617) 565-3835NESHAP Coordinator (617) 565-3265

EPA Region II: (NJ,NY,PR,VI)

Asbestos Coordinator (201) 321-6671

NESHAP Coordinator (212) 264-6770

EPA Region III: (DE,DC,MD,PA,VA,WV)

Asbestos Coordinator (215) 597-3160NESHAP Coordinator (215) 597-6550

EPA Region IV: (AL,FL,GA,KY,MS,NC,SC,TN)

Asbestos Coordinator (404) 347-5014NESHAP Coordinator (404) 347-2904

EPA Region V: (IL,IN,MI,MN,OH,WI)

Asbestos Coordinator (312) 886-6003NESHAP Coordinator (312) 353-2088

EPA Region VI: (AR,LA,NM,OK,TX)

Asbestos Coordinator (214) 655-7244NESHAP Coordinator (214) 655-7229

EPA Region VII: (IA,KS,MO,NE)Asbestos Coordinator (913) 551-7020NESHAP Coordinator (913) 551-7020

EPA Region VIII: (CO,MT,ND,SD,UT,WY)

Asbestos Coordinator (303) 293-1442NESHAP Coordinator (303) 294-7685

EPA Region IX: (AZ,CA,HI,NV,AS,GU)

Asbestos Coordinator (415) 556-5406NESHAP Coordinator (415) 556-5526

EPA Region X: (AK,ID,OR,WA)

Asbestos Coordinator (206) 442-4762NESHAP Coordinator (206) 442-1757

OSHA REGIONAL OFFICES

Region I – Boston, MA:(617) 223-6710Region II – New York, NY: (212) 944-3432Region III – Philadelphia, PA (215) 596-1201Region IV – Atlanta, GA (404) 347-3573Region V – Chicago, IL: (312) 353-2220Region VI – Dallas, TX: (214) 7674731

Region Vll – Kansas City, MO (816) 374-5861Region Vlll – Denver, CO: (303) 844-3061Region IX – San Francisco, CA: (415) 995-5672Region X – Seattle, WA (206) 442-5930

Toxic Substances Control Act (TSCA)Assistance Hotline

Copies of the EPA Guidance Documents, Technical Bulletins,and other publications cited here can be obtained by calling theTSCA Assistance Hotline, in Washington, D.C., at: (202)554-1404.

Approved Training Centers

Certain training centers and satellite centers were initiallyfunded by EPA to develop asbestos training courses. They andother training providers approved by EPA or states, offercourses for professionals such as asbestos inspectors andmanagement planners involved with ACM detection andcontrol, for asbestos abatement project designers, projectsupervisors and abatement workers, and others. In general,

qualified professionals trained as inspectors and asbestosmanagement planners would be good choices to design anO&M plan. Original training centers are located at thefollowing sites:

Georgia Institute of TechnologyGTRI/EDL/ESTD29 O’Keefe BuildingAtlanta, GA 30332(404) 894-3806

University of KansasAsbestos Training Center6600 College Blvd. Suite 315Overland Park, KS 66211

(913) 491-0181

Pacific AsbestosInformation CenterUniversity CA/Extension2223 Fulton St.Berkeley, CA 94720(415) 643-7143

Tufts UniversityCurtis HallAsbestos Information Center474 Boston AvenueMedford, MA 02155(617) 381-3531

University of Illinois at ChicagoMidwest Asbestos Information CenterBOX 6998

Chicago, IL 60680(312) 996-6904

Additional training providers are listed in the Federal Register on a regular basis. Call (202) 554-1404 for information. Inaddition, information on how to receive a copy of an O&MCourse produced by an EPA contractor maybe obtained at the

same number.

OTHER ORGANIZATIONS

National Conference of State Legislatures (NCSL)Denver, CO – (303) 623-7800

National Institute of Building Sciences (NIBS),Washington, D.C. – (202) 289-7800

American Board of Industrial Hygiene (ABIH),Lansing, MI – (517) 321-2638

National Institute for Standards and Technology (NIST),Gaithersburg, MD – (contact for lab accreditation) –(301) 975-4016

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APPENDIX E:

Respiratory ProtectionRecommendations

EPA recommends that the following guidelines be followed forrespiratory protection during various custodial and mainte-nance tasks. These guidelines are issued to cover tasks that do

not always create routine fiber levels high enough to triggerOSHA respiratory protection requirements. Therefore, build-ing owners should note they go beyond OSHA requirements.

q Routine maintenance where contact withACM is unlikely. No respiratory protection re-quired. (Air-purifying respirator with high-efficiencyfilters should be available if needed: half-face or fullfacepiece).

q Routine maintenance where there is reason-able likelihood of ACM disturbance. Air-purify-ing respirator with high-efficiency filters (half-face or

full facepiece).

q Maintenance or repair involving intentionalsmall-scale disturbance of ACM. Powered air-purifying respirator with high-efficiency filters, or air-purifying respirator with high-efficiency filters (half-face or full facepiece). If glove bags are used to containthe ACM during disturbance, either half-face or fullfacepiece air-purifying respirators with high-effi-ciency filters may be used.

q Any O&M activity requiring sawing, cutting,drilling, abrading, grinding, or sanding ACM.(NOTE: specially equipped tools with local exhaustventilation should be used for these activities. See 29

CFR 1910.) Powered air-purifying respirator withhigh-efficiency filters, or full facepiece, air-purifyingrespirator equipped with high-efficiency filters shouldbe used.

q Cleanup after a minor asbestos fiber release.Air-purifying respirator with high-efficiency filters(half-face or full facepiece).

q Cleanup after a major asbestos fiber release.Air-supplied respirators, either the “Type C" airlinerespirator equipped with a backup high-efficiencyfilter or SCBA (Self-Contained Breathing Apparatus).

The U.S. EPA, in collaboration with NIOSH, has issued aguidance document, “A Guide to Respiratory Protection forthe Asbestos Abatement Industry” which recommends levelsof respiratory protection for those engaged in large-scaleasbestos abatement projects that are beyond routine O&Mprocedures. Air-supplied self-contained, and “type C“ airlinerespirators are the focus of the EPA/NIOSH document. Theserespirators allow workers to breathe fresh air supplied throughhoses and face masks, and are generally used only by asbestosabatement workers engaged in large-scale asbestos removalprojects. They are usually not considered either practical ornecessary for most custodial and maintenance jobs.

An industrial hygienist or environmental/occupational heprofessional should assist workers with respirator selecand fitting, and train them in respirator use. Fit-testing (wmeans determining whether a particular brand and sizrespirator properly fits an individual worker) is essential, srespirators which leak at the face seal provide significantlyprotection. OSHA requires fit-testing initially and everymonths for employees required to wear a negative presrespirator for protection against asbestos, or for individexposed at or above the OSHA-specified limits.

A respirator’s effectiveness is also influenced by how handled, cleaned, and stored. Custodial and maintenance should clean their respirators after each use, and disinfect respirators at the end of a day’s use. This improves comand also reduces the chances of skin irritation or infectAfter cleaning the respirator, custodial and maintenance should place the respirator (with the worker’s name) in a cand sanitary location and store the unit in a secure placefuture use. Respirators should be visually inspected by the before and after each use, during cleaning and at least monwhen not in use. Inspection records should be maintaiaccordingly When the respirator’s high-efficiency filtersdiscarded, they should be disposed of as asbestos waste.

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APPENDIX F

Existing EPA Guidance for Each Step That a Building Owner May Taketo Conrol ACM

Action

Appoint Asbestos Program

Manager and Develop anOrganizational Policy.

Inspect the facility to determineif ACM is present. Take bulksamples of suspect ACM andassess the material’s condition.

Establish an O&M program.

Implement and ConscientiouslyManage the O&M Program;Assess the Potential forExposure to Asbestos and SelectResponse Actions.

Select and ImplementAbatement Actions Other ThanO&M When Necessary

Existing EPA Guidance/Regulations*

“Guidance for Controlling Asbestos-Containing Materials in Buildings” (“Purple Book”)

EPA publication number: 560/5-85-024

“Guidance for Controlling Asbestos-Containing Materials in Buildings” (“Purple Book”,chapter 2) EPA publication number 560/5-85-024

“Simplified Sampling Scheme for Surfacing Materials” (“Pink Book”) EPA publicationnumber: 560/5-85-030a

“Asbestos-Containing Materials in Schools; Final Rule and Notice” (Asbestos HazardEmergency Response Act, or AHERA). Federal Register– October 30, 1987. (sections763.85 to 763.88)

Model training course materials for accrediting asbestos building inspectors in accordancewith AHERA (inspection/assessment materials).

“Purple Book, Chapter 3

AHERA regulations, sections 763.91 and 763.92

EPA Guidance for Service and Maintenance Personnel.560/5-85-018

“Purple Book”, Chapter 4

Model training course materials for accrediting asbestosaccordance with AHERA (assessment materials).

AHERA regulations, section 763.88 and 793.92

“Purple Book”, Chapter 6

EPA publication number

management planners in

AHERA regulations, section 763.93 (including 763.85 through 763.92)

AHERA regulation, appendix A Determining Completion of Response Actions-Methods.

“Abatement of Asbestos-Containing Pipe Insulation” U.S. EPA Asbestos-ii-BuildingsTechnical Bulletin 1986-2.

U.S. EPA National Emission Standards for Hazardous Air Pollutants (NESHAP)Regulations (40 CFR 61)

Model training course materials for accrediting asbestos management planners inaccordance with AHERA (assessment materials).

*Most of these guidance materials are available through EPA’s TSCA Assistance Hotline, at (202) 554-1404.

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APPENDIX G:

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

Cement PipesCement WallboardCement SidingAsphalt Floor TileVinyl Floor Tile

Vinyl Sheet FlooringFlooring BackingConstruction Mastics (floor tile, carpet, ceiling tile, etc.)Acoustical PlasterDecorative PlasterTextured Paints/CoatingsCeiling Tiles and Lay-in PanelsSpray-Applied InsulationBlown-in InsulationFireproofing MaterialsTaping Compounds (thermal)Packing Materials (for wall/floor penetrations)High Temperature GasketsLaboratory Hoods/Table TopsLaboratory GlovesFire BlanketsFire CurtainsElevator Equipment Panels

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

q

Elevator Brake ShoesHVAC Duct InsulationBoiler InsulationBreeching InsulationDuctwork Flexible Fabric Connections

Cooling TowersPipe Insulation (corrugated air-cell, block, etc.)Heating and Electrical DuctsElectrical Panel PartitionsElectrical ClothElectric Wiring InsulationChalkboardsRoofing ShinglesRoofing FeltBase FlashingThermal Paper ProductsFire DoorsCaulking/PuttiesAdhesivesWallboardJoint CompoundsVinyl Wall CoveringsSpackling Compounds

NOTE: This list does not include every product/material that may contain asbestos. It is intended as a general guide to show which types omaterials may contain asbestos.

APPENDIX H:

USEPA. 1984. U.S. Environmental Protection Agency  Na-tional Emission Standards for Hazardous Air Pollutants. 40CFR 61. April 5, 1984.

USEPA. 1985. U.S. Environmental Protection Agency  Meas-uring airborne asbestos following an abatement action.Washington DC: USEPA. EPA 600/4-85-049. (“Silver Book”)

USEPA. 1985. U.S. Environmental Protection Agency As-bestos in buildings: Simplified sampling scheme for surfacingmaterials. Washington DC: USEPA. EPA 560/5-85-030A.(“Pink Book)

USEPA. 1985. U.S. Environmental Protection Agency Guid-ance for controlling asbesdos-containing materials in build-ings. Washington DC EPA 560/5-85-024. (“Purple Book”)

USEPA. 1985. U.S. Environmental Protection Agency  As-bestos in buildings: Guidance for service and maintenance

 personnel. Washington DC: EPA 560/5-85-018. (“CustodialPamphlet”)

USEPA. 1986. U.S. Environmental Protection Agency  Abate-t f b t t i i i i l ti W hi t DC

USEPA. 1987. Asbestos  Abatement Projects; Worker Protetion, Final Rule. 40 CFR 763. February 1987.

USEPA. 1987. U.S. Environmental Protection Agency Abestos-Containing Materials in Schools; Final Rule a

 Notice. 40 CFR 763. Federal Register, October 30, 1987.

USEPA. 1988. EPA Study of Asbestos-Containing Materiain Public Buildings: A Report to Congress. February 198

USEPA. 1989. Asbestos Ban and Phaseout Rule. 40 CF763.160 to 763.179. Federal Register July 12, 1989.

USEPA. 1989. Guidelines for Conducting the HERA TEClearance Test to Determine Completion of an Asbest

 Abatement Project. Washington DC: EPA 560/5-89-001.

USEPA. 1989. Transmission Electron Microscopy Asbest Laboratories: Quality Assurance Guidelines. Washington DEPA 560/5-90-002.

U.S. Department of Labor: OSHA Regulations. 29 CF1910.1001 – General Industry Asbestos Standard and 29 CF1926.58 – Construction Industry Asbestos Standard. Jun1986; Amended, September, 1988.

U S D tm t f L b OSHA R l ti 29 CF


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