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Equity in IDEA and PBMAS
What does this mean?
Objectives:
• Identify purpose of the USDE’s IDEA-B regulations• Identify potential changes in PBMAS• Develop knowledge of the representation, placement and
discipline indicators• Share the proposed timeline for changes to meet
compliance
Promote equity in IDEA. Help states meaningfully identify districts with significant
disproportionality. Ensure children with disabilities are properly identified for
services. Address the well-documented and detrimental over-
identification of certain students for special education services.◦ Source: Federal Register/Vol. 81, No. 243/December 19, 2016, p. 92376.
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Timeline:
December 19, 2016: Final regulations under IDEA-B posted in the Federal Register
January 18, 2017: Final regulations went into effect
July 1, 2018: States must be in compliance with these regulations (IE: Identify districts that are not in compliance)
Requires states to collect and examine data based on RACE and ETHNICITY for:
• Identification and identification with a particular impairment
• Placement in particular educational settings
• Disciplinary removals from placement, including suspensions and expulsions
Requires states to apply prescribed calculations for:
• 7 race/ethnicities and 6 disabilities with regards to identification
• 7 race/ethnicities with regards to 2 educational placements
• 7 race/ethnicities with regards to incidence, duration, and type of disciplinary placements
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Requires districts, if identified as having significant disproportionality, to:
• Review and revise policies
• Publicly report on revisions to policies, practices, or procedures
• Use set-aside funds for comprehensive coordinated early intervening services
Applies a standard methodology to all states
IDEA PBM PBMAS PL MSR SD RP SPED USDE
Individuals with Disabilities Education Act Performance-Based MonitoringPerformance-Based Monitoring Analysis System Performance Level
Minimum Size RequirementsSignificant Disproportionality Reasonable Progress Special Education
U.S. Department of Education
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PBMAS Before Final Regulations
USDE Final Regulations
10 Indicators Evaluating Placement, Discipline, and Representation
98 Indicators Evaluating Placement, Discipline, and Representation
Range of Performance Levels Pass/Fail Thresholds
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PBMAS Before Final Regulations
USDE Final Regulations
Continuous Improvement Planning (if PL 3)
Financial penalty if any one of the 98 indicators’ threshold missed; must review, and if appropriate, revise policies, procedures, and practices; must publicly report on the revision of policies, procedures, and practices
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PBMAS Before Final Regulations
USDE Final Regulations
If racial/ethnic group orcomparison group MSRs not met, then PL = Not Assigned.
If racial/ethnic group MSRs not met, then SD calculation not required. However, if comparison group MSRs not met, then Alternate Risk Ratio must be used to calculate SD.
All Students Comparison Other Students Comparison
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PBMAS Before Final Regulations
USDE Final Regulations
Disproportionality Rate Risk Ratio/Alternate Risk Ratio
Required Improvement if Improvement from Prior Year to Current Year Sufficient in Relation to a Subsequent Year
Reasonable Progress Only if Improvement in EACH of TwoConsecutive Prior Years in Relation to Current Year
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PBMAS Before Final Regulations
USDE Final Regulations
In representation indicators, exclusions were applied for Hospital Class, State Supported Living Centers, Residential Care and Treatment Facilities, and Regional School for the Deaf.
Still under review by TEA – we can only confirm today that court-ordered students placed in Residential Facilities or Group Homes can be excluded.
Although the final regulations require a somewhat different approach, our transition to disproportionality rates was a step in the right direction and provided districts with multiple years of Report Only data they could use to anticipate, and potentially avoid, being identified for significant disproportionality once the USDE regulations were finalized.
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Representation Disability and Race/Ethnicity Areas:
1. Hispanic/Latino2. American Indian or
Alaska Native3. Asian4. Black or African American5. Native Hawaiian or Other
Pacific Islander6. White7. Two or More Races
1. AU2. ED3. OHI4. ID5. SI6. SLD
To address the federal regulations, we will need to make the following changes to the Representation Indicator:◦ Instead of assigning PLs based on the aggregated number of
students enrolled in special education, assign PLs based onthe disaggregated number of students enrolled in specialeducation based on race/ethnicity and disability category.◦ This disaggregation will result in 49 distinct measures of special
education representation.◦ Because this disaggregation will include disaggregating data on
African American and Hispanic students, we no longer need those two separate indicators.
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These 49 different measures will identify districts that exceed the threshold for a “disproportionate” level of students of a particular race/ethnicity or disability category served in special education.
States need to set thresholds for what is consideredsignificantly disproportionate and designate any district thatexceeds that threshold as having significant disproportionality.
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Instead of:◦ a PL 0, 1, 2, or 3, the 2017 PBMAS Representation
Indicator will assign a PL of Significant Disproportionality (SD);◦ an “all students” comparison, the 2017 PBMAS
Representation Indicator will be based on an “all otherstudents” comparison;◦ assigning PL based on the disproportionality rate, SD PL
will be assigned based on a risk ratio.
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Step 1: 70.6 – 27.5 = 43.1Step 2: 43.1/27.5*100 = 156.7The district’s Asian Representation Rate in SPED is 156.7% higher than the rate of Asian students in the district.
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NUMERATORS DENOMINATORS
SPED Students All Students SD Year 1
Sample District’s Data 340 3,456
District Rate Asian SPED SPED Students
Asian SPED 70.6 240 340
Asian Students All Students
All Students 27.5 950 3,456DisproportionalityRate 156.7
Step 1: 25.3/4.0 = 6.3The district’s Asian students are 6.3 times as likely as other students to be enrolledin SPED.
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NUMERATORS DENOMINATORS
SPED Students All Students SD Year 1
Sample District’s Data 340 3,456
District Rate Asian SPED Asian Students
SPEDAsian
25.3 240 950
Other SPED Other StudentsOther Students 4.0 100 2,506
Risk Ratio 6.3
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2 PlacementAreas
> 40% in Regular Class
% of students served in special education in separate placements
Step 1: 37.8 – 14.9 = 22.9Step 2: 22.9/14.9*100 = 153.7The district’s Asian Regular Class <40% Rate is 153.7% higher than the rate ofAllStudents in the district.
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NUMERATORS DENOMINATORS
District Rate
Setting <40% SPED Students SD Year 1
All Students
14.9 321 2,154
Asian 37.8 31 82Disproportionality
Rate 153.7
Step 1: 37.8/14.0 = 2.7The district’s Asian students are 2.7 times as likely as other students to be in the Regular Class <40%.
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NUMERATORS DENOMINATORS
District Rate
Setting <40% SPED Students SD Year 1
Sample District’s Data
14.9 321 2,154
Asian 37.8 31 82
Other <40% Other SPEDOther Students 14.0 290 2,072
Risk Ratio 2.7
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This indicator measures the percent of students ages 6-21 served in special education (SPED) in separate placements.
Calculation
number of students ages 6−21 served in special education and placed in instructional settings 30, 50, 60, 70, 71, 86, 87, 96 and 97
number of students ages 6−21 served in special education
Settings –30 (State Supported Living Centers)50 (Residential Nonpublic School Program) 60 (Nonpublic Day School)70 (Texas School for the Blind and Visually Impaired) 71 (Texas School for the Deaf)86(Residential Care and Treatment Facility – Separate Campus)87(Residential Care and Treatment Facility – Community Class) 96 (Off Home Campus – Separate Campus)97 (Off Home Campus – Community Class)
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PBMAS currently has three discipline indicators thatevaluate the placement of students with disabilitiescompared to the placement of all students in:◦ Disciplinary Alternative Education Programs (DAEP)◦ In-School Suspension (ISS)◦ Out of School Suspension (OSS)
They will be discontinued beginning with the 2017 PBMAS, and 35 new discipline indicators will be developed as a result of the final regulations.
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Indicator Numbers Indicator Name
1 – 7 Out-of-School Suspensions and Expulsions ≤10 Days (for Seven Race/Ethnic Groups)
8 – 15 Out-of-School Suspensions and Expulsions >10 Days (for Seven Race/Ethnic Groups)
16 – 22 In-School Suspensions ≤10 Days (for Seven Race/Ethnic Groups)
23 – 29 In-School Suspensions >10 Days (for Seven Race/Ethnic Groups)
30 – 35 Total Disciplinary Removals, Including ISS, OSS, expulsions, removals by school personnel to an interim alternative education setting, and removals by a hearing officer(for Seven Race/Ethnic Groups)
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We will be unable to develop the 35 indicators forinclusion in the 2017 PBMAS.
Instead, we plan to develop them for inclusion in the 2017 Discipline Data Validation Release, which typically occurs in November.
That release will identify:• SD Year 1 districts (based on 2015- 2016 data),• SD Year 2 districts (based on 2016-2017 data), and • SD Year 1 districts (based on 2016-2017 data).
All of those results will subsequently be incorporatedinto, and reported a second time, in the 2018 PBMAS.
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Should we expect this?
Many districts and charters identified for significant disproportionality in multiple areas
Or this?
A few districts/charters identified for significant disproportionality in one or more areas
TEA has a few options….
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The federal regulations are very prescriptive. There are only four components where we have some degree of flexibility:
1. Consecutive Years2. Minimum Size Requirements3. Thresholds4. Reasonable Progress
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States can decide whether the penalties kick in fordistricts based on one year, two years, or three years ofSD for a particular indicator.
Using just one year of SD is the most punitive option. Advantages of using multiple years of SD:◦ Less punitive to districts◦ Requires the SD to be identified beyond a single year◦ Allows certain districts to (potentially) receive the benefit of
Reasonable Progress, thereby avoiding the SD determination for a particular year
The maximum number of years available for the first roundof SD determinations is two: 2017 and 2018.
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What are minimum size requirements? (MSRs)
Why are MSRs important?
Where do states have the option to applyMSRs?◦ On the two numerators (N1 and N2)◦ On the two denominators (D1 and D2)
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Minimum Size Requirements
• Per the federal regulations, if the race/ethnic group MSR (N1 or D1) not met, then the district is not evaluated for SD.
• However, if N1/D1 MSR are met but N2 or D2 MSR notmet, then the STATE N2 and D2 must be used to evaluatethe district for SD. This is called the Alternate Risk Ratio.
• The federal regulations state that N1/N2 MSR of 10 and D1/D2 MSR of 30 are “presumptively reasonable.”
The threshold refers to the risk ratio number that states will use to assign SD.
Any district that exceeds that threshold will be identified as SD (either Year 1, Year 2, Year 3, etc.)
If the state decides to implement Reasonable Progress (RP), a district may avoid the federal sanctions that would otherwise kick in (or continue) for a particular year - as long as it meets RP for all indicators where it exceeded the established thresholds.
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Thresholds - TEA modeling data for the Representation - Risk ratio 2.0
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Thresholds - TEA modeling data for the Representation - Risk ratio 2.5
Thresholds - TEA modeling data for the Representation - Risk ratio 3.0
For the Representation Indicator, states may set differentthreshold for different disability categories but may not setdifferent thresholds for different racial/ethnic groups.
States may also set different thresholds for the Placement Indicators and the Discipline Indicators – but again maynot set different thresholds for different racial/ethnicgroups.
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Indicator Category Allowable Thresholds
Representation• (7 indicators – one for each race/ethnic
group)
1 threshold
Representation• (42 indicators – 6 disability categories x 7
race/ethnic groups)
Up to 6(1 for each disability category)
Placement• (7 <40% indicators – one for each
race/ethnic group)
1 threshold
Placement• (7 separate settings indicators – one for
each race/ethnic group)
1 threshold
Discipline• (35 indicators – 5 disciplinary removals x
7 race/ethnic groups)
Up to 5(1 for each type of disciplinary removal)
§300.647(d)(2): A State is not required to identify a district for significant disproportionality until…the district has exceeded the risk ratio threshold and has failed to demonstrate reasonable progress.
Reasonable Progress is lowering the risk ratio in each of twoconsecutive prior years.
The State does not have the option to postpone a finding of SD if the district has only achieved a decrease over a multiple year period.
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Example SD Year 1 SD Year 2 SD Year 3 RP?
District A 4.9 4.3 3.6 Yes
District B 4.9 3.6 4.3 No
• In this example, the risk ratio threshold is ≥3.0.• Both districts started at the same place two years ago (SD Year 1).• Both districts exceed the threshold in the current year (SD Year 3).• Both districts reduced their risk ratio between SD Year 1 and SD Year 3.• However, per federal regulations, District B does not get RP because
its ratio increased from 3.6 to 4.3 between SD Years 2 and 3.Copyright © Texas Education Agency 2017. All rights reserved.
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More information, including a proposal for calculating Reasonable Progress, will be shared at a future time.
We believe our PBMAS Required Improvement calculation is a valid and meaningful calculation, and we will continue to explore how/if we can incorporate it into a Reasonable Progress calculation.
Based on the parameters of federal requirements, however, it is unlikely that as many districts will receive RP as typically receive RI in PBMAS.
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By July 1, 2018,states must identify districts that
are subject to the federalsanctions (based on any one of
the 98 indicators).
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Options: A district that has SD for any of the 98 indicators
in 2018 is subject to the federal sanctions.
or
A district that has SD for the same indicator inboth* 2017 and 2018 and does not meetReasonable Progress is subject to the federal sanctions.
*After 2018, this option can include three years.
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Red font indicates districts are under federal sanctions.
2017 PBMAS 2018 PBMAS
SD (Year 1) for 7 <40% indicators
SD (Year 1) for 7 Separate Settings indicators
SD (Year 1) for 49 Representation indicators
2017 PBM Discipline Data Validation
SD (Year 1) for 35 Discipline indicatorso 2015-2016 Data
SD (Year 2)o 2016-2017 Data
SD (Year 1)o 2016-2017 Data
SD (Year 2) for each of 98 indicators
RP (Year 2) for each of 98 indicators
SD (Year 1) for each of 98 indicators
Red font indicates districts are under federal sanctions.
DRAFT TIMELINE
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2019 PBMAS 2020 PBMAS
SD (Year 3) = districts that exceed the threshold for three consecutive years and did not meet RP in 2019
RP (Year 3) = districts that exceeded the threshold for three consecutive years but met RP in 2019
SD (Year 1 and Year 2 )
SD (Year 3) and (Year 4) = districtsthat exceeded the threshold for three orfour consecutive years and did not meetRP in 2020
RP (Year 3 and Year 4) = districts that exceeded the threshold for three or four consecutive years but met RP in 2020
SD (Year 1 and Year 2)
Etc...
Clearer Skies Ahead
• TAA from TEA • 2017 PBMAS Manual • More information to ESCs and from ESCs to YOU!
Ann Jinkins