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EUREX Release 14.0
Eurex User Manual - System Security
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Eurex 2011
Deutsche Brse AG (DBAG), Clearstream Banking AG (Clearstream), Eurex Frankfurt AG, Eurex Clearing AG (Eurex Clearing) as well as
Eurex Bonds GmbH (Eurex Bonds) and Eurex Repo GmbH (Eurex Repo) are corporate entities and are registered under German law. Eurex
Zrich AG is a corporate entity and is registered under Swiss law. Clearstream Banking S.A. is a corporate entity and is registered under
Luxembourg law. U.S. Exchange Holdings, Inc. and International Securities Exchange Holdings, Inc. (ISE) are corporate entities and are
registered under U.S. American law. Eurex Frankfurt AG (Eurex) is the administrating and operating institution of Eurex Deutschland. Eurex
Deutschland and Eurex Zrich AG are in the following referred to as the Eurex Exchanges.
All intellectual property, proprietary and other rights and interests in this publication and the subject matter hereof (other than certain
trademarks and service marks listed below) are owned by DBAG and its affiliates and subsidiaries including, without limitation, all patent,
registered design, copyright, trademark and service mark rights. While reasonable care has been taken in the preparation of this publica-
tion to provide details that are accurate and not misleading at the time of publication DBAG, Clearstream, Eurex, Eurex Clearing, Eurex
Bonds, Eurex Repo as well as the Eurex Exchanges and their respective servants and agents (a) do not make any representations or war-
ranties regarding the information contained herein, whether express or implied, including without limitation any implied warranty of mer-
chantability or fitness for a par ticular purpose or any warranty with respect to the accuracy, correctness, quality, completeness or
timeliness of such information, and (b) shall not be responsible or liable for any third partys use of any information contained herein
under any circumstances, including, without limitation, in connection with actual trading or otherwise or for any errors or omissions con-
tained in this publication.
This publication is published for information purposes only and shall not constitute investment advice respectively does not constitute an
offer, solicitation or recommendation to acquire or dispose of any investment or to engage in any other transaction. This publication is not
intended for solicitation purposes but only for use as general information. All descriptions, examples and calculations contained in this
publication are for illustrative purposes only.
Eurex and Eurex Clearing offer serv ices directly to members of the Eurex exchanges respectively to clearing members of Eurex Clearing.
Those who desire to trade any products available on the Eurex market or who desire to offer and sell any such products to others or who
desire to possess a clearing license of Eurex Clearing in order to participate in the clearing process provided by Eurex Clearing, should con-
sider legal and regulatory requirements of those jurisdictions relevant to them, as well as the risks associated with such products, before
doing so.
Eurex derivatives (other than EURO STOXX 50 Index Futures contracts, EURO STOXX Select Dividend 30 Index Futures contracts,
STOXX Europe 50 Index Futures contracts, STOXX Europe 600 Index Futures contracts, STOXX Europe Large/Mid/Small 200 Index
Futures contracts, EURO STOXX Banks Futures contracts, STOXX Europe 600 Banks/Industrial Goods & Ser vices/Insurance/Media/Per-
sonal & Household Goods/Travel & Leisure/Utilities Futures contracts, Dow Jones Global Titans 50 IndexSM Futures contracts, DAX
Futures contracts, MDAX Futures contracts, TecDAX Futures contracts, SMIM Futures contracts, SLI Swiss Leader Index Futures
contracts, Eurex inflation/commodity/weather/property and interest rate derivatives) are currently not available for offer, sale or trading in
the United States or by United States persons.
Trademarks and Service Marks
Buxl, DAX, DivDAX, eb.rexx, Eurex, Eurex Bonds, Eurex Repo, Eurex Strategy WizardSM, Euro GC Pooling, FDAX, FWB,
GC Pooling, GCPI, MDAX, ODAX, SDAX, TecDAX, USD GC Pooling, VDAX, VDAX-NEW and Xetra are registered trade-
marks of DBAG.
Phelix Base and Phelix Peak are registered trademarks of European Energy Exchange AG (EEX).
The service marks MSCI Russia and MSCI Japan are the exclusive property of MSCI Barra.
iTraxx is a registered trademark of International Index Company Limited (IIC) and has been licensed for the use by Eurex. IIC does not
approve, endorse or recommend Eurex or iTraxx Europe 5-year Index Futures, iTraxx Europe HiVol 5-year Index Futures and iTraxx
Europe Crossover 5-year Index Futures.
Eurex is solely responsible for the creation of the Eurex iTraxx Credit Futures contracts, their trading and market surveillance. ISDA nei-
ther sponsors nor endorses the products use. ISDA is a registered trademark of the International Swaps and Derivatives Association, Inc.
IPD UK Annual All Property Index is a registered trademark of Investment Property Databank Ltd. IPD and has been licensed for the use by
Eurex for derivatives.
SLI, SMI and SMIM are registered trademarks of SIX Swiss Exchange AG.
The STOXX indexes, the data included therein and the trademarks used in the index names are the intellectual property of STOXX Lim-
ited and/or its licensors Eurex derivatives based on the STOXX indexes are in no way sponsored, endorsed, sold or promoted by STOXX
and its licensors and neither STOXX nor its licensors shall have any liability with respect thereto.
Dow Jones, Dow Jones Global Titans 50 IndexSM and Dow Jones Sector Titans IndexesSM are service marks of Dow Jones & Company,
Inc. Dow Jones-UBS Commodity IndexSM and any related sub-indexes are service marks of Dow Jones & Company, Inc. and UBS AG. All
derivatives based on these indexes are not sponsored, endorsed, sold or promoted by Dow Jones & Company, Inc. or UBS AG, and neither
party makes any representation regarding the advisability of trading or of investing in such products.
All references to London Gold and Silver Fixing prices are used with the permission of The London Gold Market Fixing Limited as well as
The London Silver Market Fixing Limited, which for the avoidance of doubt has no involvement with and accepts no responsibility whatso-
ever for the underlying product to which the Fixing prices may be referenced.
PCS and Property Claim Services are registered trademarks of ISO Services, Inc.
Korea Exchange, KRX, KOSPI and KOSPI 200 are registered trademarks of Korea Exchange Inc.BSE and SENSEX are trademarks/service marks of Bombay Stock Exchange (BSE) and all rights accruing from the same, statutory or oth-
erwise, wholly vest with BSE. Any violation of the above would constitute an offence under the laws of India and international treaties gov-
erning the same.
The names of other companies and third party products may be trademarks or service marks of their respective owners.
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Table of Contents Page 3
Table of Contents
1 Purpose and Use of the Manual. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.1 Purpose of the Manual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.2 How to Use . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.3 Structure of the Manual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.4 Duties of the Security Coordinator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2 System Description . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
2.1 Description of the Security System. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62.1.1 Purpose of the Eurex Security System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6
2.1.2 Duties of Eurex Market Supervision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
2.1.3 Duties of the members. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6
2.2 Notes on the Assignment of User IDs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.3 Security Profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.3.1 User Setup. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7
2.3.2 Setting Up Security Profiles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.3.3 Structure of a Security Profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9
2.3.4 Characteristics of the User Security Profile Maintenance Window . . . . . . . . . . . .9
2.3.5 Restrictions to the Maintenance of Security Profiles . . . . . . . . . . . . . . . . . . . . 10
2.3.6 Changes effective . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.3.7 User Security Maintenance Reports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.4 Trading Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.4.1 Purpose. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .10
2.4.2 Product Assignment Groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11
2.4.3 Trader Underlying Maintenance Report. . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
2.4.4 Trader Underlying Status Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
3 Description of Security Windows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
3.1 Product Assignment Maintenance [Modified]. . . . . . . . . . . . . . . . . . . . . . . 13
3.2 Product Assignment Maintenance Import . . . . . . . . . . . . . . . . . . . . . . . . 19
3.3 User Security Profile Maintenance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
3.4 PIN Maintenance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
3.5 RALs on the User Security Profile Maintenance Window Tabs . . . . . . . . . . . 29
4 Appendix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
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1 Purpose and Use of the Manual
1.1 Purpose of the Manual
The manual explains the security functions for which the members of the Eurex system are
responsible. It contains a detailed description of the process for the maintenance of the security
functions made available by the Eurex system. For each step, an example is given with some
recommendations on organization.
The Eurex security system protects the data of the members and their clients from unauthorized
access. It also determines the extent of access rights given to individual users of an exchange
member. In order to allow the exchange members as much flexibility as possible in arranging
their trading and/or clearing activities, Eurex Market Supervision gives them the responsibility of
supervising some security measures. For this reason, it is essential for the users to be well
acquainted with the functions necessary for the use of the security system.
1.2 How to Use
This document is intended for users of the Eurex and EEX exchanges. All information given
applies to Eurex and EEX, unless stated otherwise at the respective places in the document.
The electronic trading system Eurex is used for the Eurex and EEX exchanges, and is referred to
in this document by the generic term Eurex or Eurex system for all exchanges.
The time display is only explained here once, to avoid repeating notes.
Display of times:
A variety of reports and windows feature fields which display time. Plain time values displayed in
these fields are generated by the respective exchange system and correspond to the time kept by
the exchanges central back end. Time values displayed in brackets (e.g. in some windows of the
GUI trading application like the Message Log) are generated by the respective members front-
end systems. The reader should note that the time values published by each exchange
correspond to the respective exchange's system time and may differ from local time. The time
generated by the member front-end system depends on the setup installed by the member front-
end system administration and cannot be controlled by the respective exchanges.
Note: Data contained in the screenshots and samples in this publication are for illustrativepurposes only and should not be relied upon as a true representation of the current market.
1.3 Structure of the Manual
The manual is divided into the following sections:
Chapter 1 Purpose and Use of the Manual introduces the purpose and usage of this
manual.
Chapter 2 System Description gives a general summary of the most important functions
dealt with in the Eurex User Manual - System Security.
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Chapter 3 Description of Security Windows describes the security windows and their use.
Examples of these windows are also given. The referenced security reports are described in
the Eurex XML Report Reference Manual. The tables used in this manual can be found in
the appendix of the Eurex @X-ceed Trading User Guide.
The Appendix contains additional information.
1.4 Duties of the Security Coordinator
Each exchange member appoints a security coordinator within his staff. This person isresponsible for the maintenance of the security functions on the member side. For reasons of
security and supervision, the security coordinator should not be entrusted with trading and
clearing activities.
Moreover, this manual should only be available to the security coordinator and his deputy.
Duties and responsibilities of the security coordinator vary from member to member. However, a
few basic recommendations are provided by Eurex Market Supervision:
(A) A user security profile must be prepared for each new user of the system (see chapter 2.3
"Security Profile"). This specifies which system functions the user can access. It is the duty
of the security coordinator to maintain user security profiles after their setup by Eurex
Market Supervision. Access to the Eurex Security features must be limited to the securityadministrator and a deputy.
(B) The security coordinator also maintains the PINs and the associated rights for the traders.
(C) A user must be granted a trading license for at least one underlying before trading on the
Eurex system. The coordinator is responsible for granting such authorization within the
system (see chapter 2.4 "Trading Control").
(D) A trader must register before trading on the Eurex System.
(E) If a user no longer requires his ID, Eurex Market Supervision must be requested to delete the
user ID.
(F) No user ID may be shared. Each user ID may be used solely by its registered user.
(G) If a quote machine or an electronic eye is used, it must be registered with the exchange.
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2 System Description
2.1 Description of the Security System
2.1.1 Purpose of the Eurex Security System
The duty of the Eurex security system is to protect the data of the members and their clients from
unauthorized access and, also, to arrange the rights of access to commands and windows for
each user. The exchange and the members jointly carry the responsibility of maintaining the
security system.
2.1.2 Duties of Eurex Market Supervision
Eurex Market Supervision is responsible for the central security surveillance. With each
transaction, the following security checks are made:
The transaction must come from a system allowed on Eurex, by a user authorized to perform
this transaction.
The transaction must be entered by an authorized user of an exchange member. This means
that the user must be authorized by the exchange member and accepted by Eurex Market
Supervision.
A member conditionally excluded from trading, can neither enter orders, nor enter quotes, nor
receive any transfers.
If Eurex Market Supervision excludes a member from trading, that member cannot perform
any function on the Eurex system.
The functions selected by the member must be available at that time. More details concerning
product state dependencies can be found in section Product State Dependencies and the
appendix of the Eurex @X-ceed Trading User Guide. The details concerning the clearing
phases can be found in section Clearing Process and Possible Transactions of the Eurex
@X-tract Clearing User Guide.
2.1.3 Duties of the members
It is the members responsibility to maintain the security system for all the users.
The following security checks, which are carried out for each transaction, are based on the
control parameters determined by the member:
The user must have an access authorization to the selected function. Such authorizations are
granted by the member using the User Security Profile Maintenance window.
The user must be authorized to trade the selected product. Such authorizations are granted
using the Product Assignment Maintenance window.
It is the member's responsibility to apply for the deactivation of users leaving the company or no
longer using the Eurex system.
Note: In case a user is removed from the Eurex system, the related orders are not automatically
deleted but it is the responsibility of the member to remove them.
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2.2 Notes on the Assignment of User IDs
The users of the Eurex system must be allocated a special Eurex user ID, which they need to enter
when they log into the system. The user ID is set up by Eurex Market Supervision. This user ID
consists of 11 characters, the first five are the member ID numbers and the last six form the actual
user ID. The user ID consists of a code for the subgroup and a code for the user. Both fields
contain three characters (letters and numbers). The subgroup code serves to separate the traders
into groups.
The first three characters of the user ID represent the subgroup. The second set of three
characters is the user ID number.
The access restriction created by the subgroups is an essential security function. All traders in a
subgroup can maintain the quotes and orders entered by the members of this subgroup. Also, all
the traders of the subgroup can see the corresponding matched trades. However, the traders of a
subgroup normally have no access (including inquiry) to the orders, quotes and trades of another
subgroup. The following example shows how the user IDs help distinguish trading for clients
(Agent) and trading in one's own name (Principal or Market Maker).
Eurex Member
Member ID Subgroup/User ID number
ABCFR TRD 001
ABCFR TRD 002
ABCFR TRD 003
ABCFR PRN 001
ABCFR PRN 002
The system administrator must set up user specific accounts, as described in the Eurex Front
End Installation Guide, for access to the MISS. The user name must be between 1 and 20
characters in length.
2.3 Security Profile
2.3.1 User Setup
The setup of a user serves to adapt an individual security profile for each user to the current
member requirements. The security profile defines which functions are available to the user and
which areas of the system are accessible. Eurex Market Supervision must prepare such a profile
for each user before he can use the Eurex system.
The User Security Profile Maintenance window is used to maintain these profiles. See
Description of Security Windows for more information.
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2.3.2 Setting Up Security Profiles
Once an exchange member is allowed to trade via Eurex and a MISS is installed, Eurex Market
Supervision sets up the requested profiles for the new member.
Eurex Market Supervision recommends a rough classification into three areas:
(1) Security coordinator
(2) Back-office staff
(3) Trader
The security coordinator should only have access to the Product Assignment Maintenance
window and the User Security Profile Maintenance window. The back-office staff may have noaccess to the trading GUI and should have no access to the security maintenance windows. It is
strongly recommended that neither traders nor back-office staff have permissions to the Product
Assignment Maintenance window and to the User Security Profile Maintenance window.
For the user, six standard security profiles are available. These profiles can be copied from an
existing user. The security profile is selected during the setup of the new User ID. The standard
security profiles are as follows:
The trader and market maker profile types can be combined with BO (e.g. MM/BO).
If a member needs to set up, modify or delete Eurex user profiles, the Application for the Setting
Up/Modification/Deletion of User IDs in the Eurex System form needs to be completed. In case
of setting up a new trader or qualified back office employee, the application needs to be
submitted to Member Services & Admission, in the other cases to Clearing Data Control.
The Application for the Setting Up/Modification/Deletion of User IDs in the Eurex System form
is available on www.eurexchange.com. Furthermore, a new User ID can easily be requested
online in the Eurex Member Section.
Type User Authorization
HD Trader
QBO Qualified Back Office Staff
BO Back Office Employee
View View-only
MM Market Maker
SB Security Coordinator
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2.3.3 Structure of a Security Profile
The security profile determines the access rights of each user to a range of windows and
commands. The rights of access determine which functions may be performed by the user. The
selected authorization level is entered next to each RAL (Resource Access Level) code displayed
on the different tabs of the User Security Profile Maintenance window.
There are two types of RALs. Some RALs have the following four access levels:
level 0: Access not allowed
level 1: Only Inquiry
level 2: Inquiry, Add, Change and Approve allowedlevel 3: Inquiry, Add, Change, Approve and Delete allowed
An Approve action is possible for the member with RALs set to 2. But, if Market Supervision is
acting on behalf of a member/trader, RAL setting 3 is required for both, Market Supervision and
member/trader.
Some RALs have the following two access levels:
level 0: The user may not use that command and is not authorized to use the respective
window.
level 1: The user is allowed to use that command to work with the window using the
resource.
2.3.4 Characteristics of the User Security Profile Maintenance Window
Because of the high number of access levels and commands for which an access authorization
must be granted to each member, the User Security Profile Maintenance window is logically
grouped into four tabs: Trading,Clearing, Security and Administration. The resource access
levels available on each tab are listed in chapter 3.5.
In changing security profiles, the security coordinator should make use of the tables of resource
access levels for the respective GUIs (see Appendix) as well as the chapter Description of
Security Windows.
In the chapter Description of Security Windows, possible restrictions and remarks are noted for
each window. Many resource access levels can be used only in connection with other resource
access levels. It is therefore necessary to allow the user access to all these access levels and
commands or to access none of them. The Overview sections of the window descriptions
explain these connections.
In order to facilitate the copying of all user rights from one user to another user, a copy function
exists for Eurex Market Supervision.
The security coordinator advises Eurex Market Supervision from which existing user profile to
copy and can then make the necessary changes to the new user.
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2.3.5 Restrictions to the Maintenance of Security Profiles
It is not possible to increase a user's right of access over the member's access level or over the
maximum level granted by Eurex Market Supervision. Any such request is refused by the system
with an appropriate error message.
2.3.6 Changes effective
Changes in the access levels become effective immediately.
2.3.7 User Security Maintenance Reports
The following daily reports are described in detail in the Eurex XML Report Reference Manual:
The User Security Maintenance report (RPTTT110) serves to confirm all the system inputs
in connection with security profiles. It also provides a means of detecting the unauthorized
use of these setup functions. This report is arranged by users, for all the members.
The User Security Status report (RPTTT115) shows all access functions for each profile.
The Trader Underlying Assignment report (RPTTT120) serves as proof of changes made on
the Product Assignment Maintenance window. It displays the trader Product Group/product
assignment and maintenance of the Maximum Order Quantities.
The Trader Underlying Status report (RPTTT125) shows all actual access functions. It
displays the trader Product Group/product assignment and status of the Maximum OrderQuantities.
2.4 Trading Control
2.4.1 Purpose
The members determine which Product Groups/products a user may trade. In order to be able to
enter an order or quote, the trader must have an authorization to trade in this Product Group/
product and have access to the commands necessary. In this way, members can control the
activities of their system users. For instance, it is possible to set up the security profile in a way
that the trader can enter orders, but cannot access the quote or combination commands.
Additionally, the input of orders can be restricted to certain Product Groups/products only. The
Product Assignment Maintenance window is used for these restrictions. For more details, see
the Description of Security Windows chapter.
The Product Assignment Maintenance window contains a list of Product Groups and products
the current user may trade. The security coordinator can add or delete Product Groups/products
from this list at any time. With the appropriate set of access rights, a trader can request
information on a product even without having a trading license for that product.
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If a Product Group is assigned to a trader, all products of that group are assigned to the trader.
When a newly created product is added to the assigned Product Group or a product is moved
from a Product Group to the assigned one, it will be assigned automatically to the member/trader
with maximum order quantity set for the Product Group. The changes become effective
immediately.
2.4.2 Product Assignment Groups
All products are organized in product groups. The product group concept allows members'
security administrators to maintain maximum order quantities for on-exchange orders, spread
orders, and wholesale orders on product level and/or product group level for their traders.Eurex assigns the different product groups to Clearing Members and Trading Members. Clearing
Members in turn assign maximum order quantities for all product groups to their Non-Clearing
Members, who assign products and/or product groups, as well as maximum order quantities to
their individual traders and/or groups of traders. The assignment process is hierarchical, i.e., a
Trading Member cannot set limits for its traders before its respective Clearing Member has
defined the maximum quantities, and Eurex has assigned the respective product groups to both
the Clearing and Trading Member.
Product Assignment from Eurex to Traders
Maximum order quantities allocated to a product group are not automatically inherited by all
products within this group, but need to be set individually. When a new product is introduced,
however, Eurex allocates it to one of the existing product groups and the maximum order
quantities of the new product are automatically set to the product group-specific quantities.
Traders, who have been granted access to the respective product group, will automatically be
able to trade it.
Market Supervision
Clearing Member
Trading Member (NCM)
Trader/Sub-group of Traders
Product
Group
Product
Groupassigns
Max.
quantity assigns
Max. quantity forassigns
Product Group and/or Product
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2.4.3 Trader Underlying Maintenance Report
The Trader Underlying Maintenance report (RPTTT120) serves as a record of all the system
entries in connection with trading control. The report displays changes to the member product
group assignments and to the trader product assignments. Additionally, the maintenance of
maximum order quantities is contained in the report. It also provides a means of detecting the
unauthorized use of underlying control functions.
2.4.4 Trader Underlying Status Report
The Trader and Member Underlying Status report (RPTTT125) displays the state of the trader
product and trader product group assignments which is effective after the end-of-day processing.This includes the changes of the trader product assignments due to the move of a product
between product groups. Addtionally the report lists the corresponding maximum order
quantities per trader and product. Assignments and quantities applying to the exchange member
overall are indicated by leaving the participant ID blank.
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3 Description of Security Windows
3.1 Product Assignment Maintenance [Modified]
New for Eurex Release 14.0:
The MaxWhsQty field no longer represents the maximum wholesale quantity but the maxi-
mum risk amount
The Product Assignment Maintenance window is used to set up Product Group assignments/de-
assignment for members or for group of traders. Clearing Members are able to define the member
maximum order quantities for their Non Clearing Members in the window.
Product Assignment Maintenance window
Overview
The Product Assignment Maintenance window is used to assign and deassign Product Groups to
members, traders and trader subgroups. Additionally, it is possible to assign and deassign
individual products to traders and trader subgroups. The window can also be used to define the
Maximum Order Quantity for members, traders and trader subgroups.
The Product Assignment Maintenance window can be accessed via the Security menu of the
Main Menu window. On inquiry, the tree on the left side of the window displays the subgroups,
the individual groups and traders for the logged-in member. If the logged-in member is a CM, the
window additionally displays all NCMs of the member, but not the traders or the subgroups.
The right hand side of the Product Assignment Maintenance window displays the current
Product Group/product settings for the selected tree node. While a double click on the root or the
group level inquires the settings for all Product Groups/products on member level, a double click
on a trader node inquires the settings for the corresponding trader. Alternatively, the Memberand
the Product or Group fields at the top of the window can be used to filter for Product Groups orproducts assigned to a member or for members assigned to a Product Group or a product. Using
the fields Group or Product with Memberwill inquire if the selected Product Group or product is
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assigned to the chosen member. The Group column displays the Product Group/product
hierarchy.
The Clearercolumn in the window table displays the Clearing Member of a Product Group for a
member. Changes to the clearer will be displayed in a from/to style manner using arrows in the
window table and will be effective from the next business day. The Selection field shows the ID
of the member/trader whose details are displayed.
The Modifiable column allows members to change the Maximum Order Quantity for their traders.
They will be allowed to change the Maximum Order Quantity of the member product group and
the products of the product group only if the check box under this column is selected. This check
box is selected by default. It can be selected or deselected by Market Supervision.
The + button or Expand menu item can be used to expand all displayed groups of the Product
Assignment Maintenance window at once, and the - button or Collapse menu item can be used
to collapse all displayed groups of the window.
The window supports Find functionality. The Find item in the Window menu and Find icon in the
tool bar inquires on the content of the table. However, a lookup on the message contents is not
supported by this Find functionality.
The window supports the creation and maintenance of individual trader groups. The Add Group
submenu can be used to add new groups. Once a new group has been created, the user can add
traders to this group via drag and drop or remove traders from the group via the Remove Trader
functionality. The add and remove functionality is supported for individually defined groups only.The individual trader groups provide a quick overview of the settings of all traders of that group,
but modifications are not supported on that level. All individual groups are maintained in the GUI
and automatically stored locally in the profile of the security administrator. Eurex has no access
to these locally stored profiles. The regular subgroups are maintained by Eurex. Empty groups are
not stored.
Note: If a trader is included in two or more individual trader subgroups, the last executed
modification is always valid and overrules all existing entries in all subgroups (regardless if
individual or regular).
The Product Group concept supported by the window allows the user to maintain trader product
assignments and maximum order quantities on a Product Group level and/or on a level of
individual products. If the user maintains product assignments and maximum order quantities on
a Product Group level, any new product allocated to one of the Product Groups assigned to a
trader, is automatically assigned with the trader's Product Group-specific maximum quantities. If
a product moves from a Product Group assigned to a trader to a Product Group not assigned to
the trader, it is automatically deassigned from the trader.
Clearing Members can define the member maximum order quantities for their NCMs in the
window. There are three maximum quantities:
Maximum Order Quantity (MaxOrdQty), transaction quantity limit which applies to regular
and strategy orders
Maximum Wholesale Quantity (MaxWhsQty), risk amount limit which applies to the maxi-
mum Eurex wholesale risk amount. The amount is represented by a multiple of the respective
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product currency unit. Currently, the multiplying factor is 1,000,000 for products traded in
KRW and 1,000 for all the other currencies.
Maximum Calendar Spread Quantity (MaxCalSprdQty), transaction quantity limit which
applies to future calendar spread combination orders.
Members can also define the MOQs that may be traded by a trader or a group of traders of the
member using this window. This group can be either a regular subgroup of the member or an
individually defined group.
Changes in Product Group/product maintenance can be applied to a member or to an individual
trader or to a trader group (i.e. to all the traders that are in the group at the time the user clicksthe Apply button). Product Groups/products can be assigned/deassigned and their maximum
quantities modified. All changes become effective by clicking the Apply button.
The window supports multiple selection and assignment of Product Groups/products from the
group/product table. The Maximum Order Quantity together with the Maximum Wholesale
Quantity and the Maximum Calendar Spread Quantity for the selected Product Group/products
can be entered through a pop-up. The user can select the single quantities from the context
menu or enter them by using the keyboard.
A Product Group/product is assigned per default with the same Maximum Order Quantity,
Maximum Wholesale Quantity and Maximum Calendar Spread Quantity (futures only) that is
valid for the member. If new settings are applied to a trader group, that means that all traders
without an assignment in the corresponding Product Group/product(s) will have identical
assignments afterwards. All settings of traders that already had an assignment remain
unchanged.
Assignments displayed in the Product Assignment Maintenance tables are sorted by group
name, followed by product ID. For a subgroup, the Asgn and the Maximum Order Quantity
columns display double faces and the quantity if all the traders have the same assignment. It
displays ? if the assignments are different.
To disallow a trader from entering regular and strategy orders, wholesale trades or future calendar
spreads, the respective maximum quantity can be set to zero.
All three maximum quantities are decoupled completely. The maximum limit for on-exchange
quantities, wholesale trade quantities and future calendar spreads is 999,999. The maximumquantity can not be greater than the respective quantities assigned to a member.
Note: In contrast to the other two quantities, the Maximum Wholesale Quantity is displayed in
multiples of the respective product currency unit. Currently, the multiplying factor is 1,000,000
for products traded in KRW and 1,000 for all the other currencies; i.e. the maximum value of
999,999 represents a risk amount of 999,999,000,000.00 KRW or 999,999,000.00 EUR/
GBP/USD/etc.
If a member is not assigned for a product group, the maximum order quantities for the product
group itself and for all products in the group are displayed blank in the window.
If the trader is not assigned for a product group to which there is a member assignment, the
window displays the member maximum order quantities for these product groups and products
to the trader.
Trading Restrictions for US-Traders:
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US-Traders are only allowed to inquire or trade in products "permitted" for American traders. A
US-trader is one whose trader sub group starts with a "U", e.g. the "U" in "USS" in
ABCFRUSS001.
If a US-trader attempts to inquire or trade in a "not permitted" product an appropriate error
message is displayed.
No trading assignment is possible for non-allowed US products.
Assignments displayed in the Product Assignment Maintenance tables are sorted by product ID.
If an error occurs, an exception code is displayed in the message bar.
Product Assignment Maintenance Menu
Menu Bar Item Description Shortcut
Window Save Settings Saves the window size and position together with the
configuration of the list box. Filter settings are not
stored.
Ctrl+S
Clear Settings Clears the saved settings.
Find... Opens the Find window Ctrl+F
Print Opens the Print Table window to print all or parts of
the table.
Ctrl+P
Export Opens a file chooser dialogue to specify a file to
receive the data.
Ctrl+E
Import... Opens a file chooser dialog to specify a file to be
imported
Ctrl+I
Full Table
Mode
Activates/Deactivates the Full Table Mode of the
window.
F11
Close Closes the window without any further action. Shift+F4
Select Reload Refreshes the data in the table. This button becomes a
Stop button while long inquiries are performed.
Ctrl+F5
Expand Expands all displayed groups of the Product
Assignment Maintenance
Collapse Collapses all displayed groups of the Product
Assignment Maintenance
Edit Copy Copies the selection. Ctrl+C
Paste Pastes the selection. Ctrl+V
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Maintenance Assign Assigns selected product(s) to an individual trader or a
trader group.
Modify Modifies the Maximum Order Quantity of selected
product(s) for an individual trader or a trader group.
Deassign Deassigns selected product(s) from an individual
trader or a trader group.
Clear Action Clears not applied actions.
Add
SubGroup
Name of a new group that has to be added (group
name is limited to 15 characters).
Rename
SubGroup
Renames currently selected group (group name is
limited to 15 characters).
Delete
SubGroup
Deletes currently selected group.
Help On this
Window
Opens the Help window. F1
Product Assignment Maintenance Select Table
Column Description
Asgn Displays current assignment level:Building icon - product assigned to memberPerson icon - product assigned to trader No icon - product not assigned to member
Clearer Displays the clearer name for a particular Product Group
Group Displays the Product Group/Product Hierarchy
Product Product ID
Description Long name of the product
MaxOrdQty Maximum Order Quantity
Menu Bar Item Description Shortcut
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MaxWhsQty Maximum Wholesale Quantity (incl. OTC Flexible Options) displayed as a risk
amount in multiples of the respective product currency unit. Currently, the
multiplying factor is 1,000,000 for products traded in KRW and 1,000 for all
the other currencies.
MaxCalSprd-
Qty
Maximum Calendar Spread Quantity (futures only)
Modifiable Determines whether the clearing member is allowed to change the member's
Maximum Order Quantities of the products belonging to the product group.
Eurex Market Supervision is able to set and clear the check box.
Action Action which becomes active by clicking the Apply button: Assign, Deassign or
Modify
Product Assignment Maintenance Buttons
Identifier Description
Apply Submits the assignments to the system and leaves the Product Assignment
Maintenance window open.This button is only available when at least one product is displayed in the right
table.
Cancel Closes the window without further action.
Product Assignment Maintenance Field Group
Identifier Description
Member Member ID
Group Displays the Product Group/Product Hierarchy
Product Product ID
Selection Inquire a member, member subgroup or a trader
Product Assignment Maintenance Select Table
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3.2 Product Assignment Maintenance Import
The Product Assignment Maintenance Import window supports the mass import of settings
that are manually maintainable via the Product Assignment Maintenance window.
Product Assignment Maintenance Import window
Once the window is opened, a file chooser immediately pops up to select a file for import. After
a file is selected, the file chooser is closed and the filename is displayed in the Bulk Load field.
Furthermore, the content of the imported file is displayed in the table of the Product Assignment
Maintenance - Import window. In addition to the columns of the imported file, a Status and
LineNo column is displayed in the table, informing about the result of the import, and the
corresponding line number of the imported file.
The Product Assignment Maintenance - Import window supports .csv, .xls and .txt files of
maximum length 10,000 rows. If the imported file exceeds 10,000 rows, the import process
stops and an error message is displayed. Press the Process button again to import the next
10,000 rows, and repeat this process, as required, until all the file is imported.
Product Assignment Maintenance Message Bar
Mouse Usage Description
DC-L Opens the Product Assignment Maintenance - Message Log window
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The layout of the imported files must coincide with the layout of files which have been exported
from the Product Assignment Maintenance [Modified] window.
Note: Any one imported file can only contain product assignment data on either member or
trader level. The import of data on subgroup level is not supported.
After the sucessful import, the data is displayed in the table for review. Lines where import errors
occured are marked with the status ERROR in the table. A detailed error description for each
individual row is displayed in the status bar, if the row is selected. Records that passed the
syntax validation are displayed with status PASSED.
Using the All and Errors radio buttons, the table can be set to display all imported rows or the
rows including errors only.
The fields MaxOrdQty, MaxWhsQty, MaxCalSprdQty are optional. The Traderfield is only
optional on member level. If these fields are not filled, their value will not be changed during
import. The Modifiable flag is not supported. Group and Product are optional as well, but at least
one of them must be specified. If both are specified, the Group must be the correct product
group for the given Product. If Traderis not specified, the settings are applied to the member. If
a certain trader should be adressed, the Traderfield must be filled in with the complete subgroup
and user ID number.
Once the Process button is clicked, rows with the status PASSED are submitted to the backend.
If the transmission to the backend was successful, the respective rows are set to the status
SUBMITTED. If a BESS or backend validation fails, the respective row is marked with thestatus ERROR and a red background color. A detailed error message is displayed in the status
bar, if the row is selected.
The window can be closed using the Cancel button. If there is still unapplied data, a
confirmation dialog pops up to ask for confirmation.
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Menu Bar Item Description Shortcut
Window Save Settings Saves the current settings Ctrl+S
Clear Settings Clear the window settings
Sort Opens the Sort Table dialog
Find Opens the Find dialog Ctrl+F
Print Opens the Print Table dialog Ctrl+P
Export... Opens the Export Table dialog to export the
table content in Excel or CSV format
Ctrl+E
Import... Opens the Import dialog to select a file for
import in Excel or CSV format.
Ctrl+I
Full Table Mode Activates/Deactivates the Full Table Mode of
the window
F11
Cancel Closes the window without any fur ther action Shift+F4
Select Reload Reload the selected file Ctrl+F5
Help On this Window Opens the Help window. F1
Product Assignment Maintenance Import Table
Column Description
LineNo Line number in the imported file, from which the data of that row wasimported.
Status Status of the imported row: PASSED, ERROR or SUBMITTED.
Member Member ID
Trader Trader ID of the affected user
Asgn Assignment state of the member or trader: M = assign to member, T = assign
to trader, (space/empty) = not assigned to member.
Group Eurex product group
Product Eurex Product ID
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MaxOrdQty Maximum order quantity on-exchange. If this field is left blank, the MaxOrdQty
is not changed.
MaxWhsQty Maximum wholesale quantity for OTC business. If this field is left blank, the
MaxWhsQty is not changed.
MaxCalSprdQty Maximum calender spread quantity for futures spreads. If this field is left
blank, the MaxCalSprdQty is not changed.
Action Indicates the type of action to be performed: Add, Modify or Delete
Product Assignment Maintenance Import Buttons
Identifier Description
Folder Opens the file chooser to select a file.
Process Processes the data.
Cancel Closes the window without further action.
Product Assignment Maintenance Import Field Group
Identifier Description
Bulk Load Displays the import file name.
All Display all imported rows.
Errors Display rows with errors only.
Product Assignment Maintenance Import Message Bar
Mouse Usage Description
DC-L Opens the Product Assignment Maintenance Import - Message Log window
Product Assignment Maintenance Import Table
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3.3 User Security Profile Maintenance
The User1 Security Profile Maintenance window allows members to display and maintain the
security profiles of users.
User Security Profile Maintenance window
Overview
The User Security Profile Maintenance window is used to control the access of users to the
exchanges functions. It displays the system functions and the users current access levels in
several tabs. The tabs group the functions by functional areas. A detailed description on the use
of the User Security Profile Maintenance window is available in the "Eurex User Manual
System Security".
The User Security Profile Maintenance window is accessible from the Security menu.
When the window is opened, the member ID is displayed in the field MbrId. This field is read-
only. The tabs are empty. Only the Cancel button is enabled. The focus is on the TrdId field.
1. For historic reasons the word Trader appears on the window even though the person concerned might be a trader, clearer or super-
visor. Traders, clearers, supervisors etc. are collectively referred to as users in the text for this window except when reference is made
to a label or associated field name on the window.
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Inquire User Access Levels:
A valid user ID is entered in the TrdId field and the Enterkey is pressed. The tabs are then filled
with the users access levels. All users are able to inquire their own security profile.
Modify User Access Levels:
To modify a functions access level, it is first selected in the table. The values from the selected
row are displayed in the edit line beneath the table. The valid range of values for each access
level (0,1 or 03) varies from access level to access level. A context-sensitive menu lets the user
select from one of the valid values. Clicking Update accepts the new value.
All changes of a users access levels are submitted to the back end by clicking Submit or Apply.
The system checks to make sure that a user does not get a higher access level than Market
Supervision has granted the member with whom he is associated.
The operation may be cancelled by clicking Cancel.
If an error occurs, an exception code is displayed in the message bar. The row with the error is
highlighted in red. Clicking such a row produces a more detailed error message in the status bar.
User Security Profile Maintenance Menu
Menu Bar Item Description Shortcut
Window Save Settings Saves the current settings Ctrl+S
Clear Settings Returns all window settings to the default values
Print Opens the Print Table window to print all or parts
of the table
Ctrl+P
Export Opens a file chooser dialogue to specify a file to
receive the data.
Ctrl+E
Close Closes the window without any further action Shift+F4
Help On this Window Opens the Help window F1
User Security Profile Maintenance Select Field Group
Identifier Type Description CT
MbrId D Member ID
TrdId Em User whose securities profile should be changed.
Reset Password E If checked, the user's password is reset.
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User Security Profile Maintenance Table
Identifier Description
Description Short description of the function
Id RAL position index
AccLev Resource Access Level valid values are (0,1) or (0,...,3) depending on the
access level concerned
User Security Profile Maintenance Edit Field Group
Identifier Type Description CT
Description D Short description of the function
Id D New ID (=position index)
AccLev E Resource Access Level valid values are (0,1) or (0,...,3)
depending on the access level concerned
*
User Security Profile Maintenance Buttons
Identifier Description
Update Enters new AccLev data into the table
Submit Submits the assignments to the system, and closes the window.This button is only available when the table displays a user's security profile.
Apply Submits the assignments to the system, and leaves the window open.This button is only available when the table displays a user's security profile.
Cancel Closes the window without further action.
User Security Profile Maintenance Message Bar
Mouse Usage Description
DC-L Opens the User Security Profile Maintenance - Message Log window
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3.4 PIN Maintenance
The PIN Maintenance window is used to support the assignment, modification and deletion of a
trader PIN and administer Eurexs support of trading-on-behalf.
Note: PINs are codes used by Eurex to verify the identity of a trader making a request for them to
act on their behalf in the event of an emergency or to reverse a trade.
PIN Maintenance window
Overview
The PIN Maintenance window is available for both members and Market Supervision, and is
accessible from the Security menu. It is also available in the Trading Board, hence the Securitymenu is added to the Trading Board menu, and the PIN Maintenance window connected to the
TraderID field of the Trading Board.
The window introduces the maintenance of rights in the context of the PIN Procedure on trader
level. But the system also supports a member default setting (PIN and rights), which applies to
all traders, who do not have a PIN assigned.
The rights a trader may have are displayed in the table. The full name of the column headings
are displayed in a tooltip when the mouse is hovered over the columns. See also the table
description below.
The members security coordinator uses the window to maintain the traders PINs and their
associated rights, while traders use this window to view their own PIN and rights. (PIN displaycan be disabled via RAL settings, see below).
For members, the Memberfield is disabled and pre-populated with the member ID of the logged
in user.
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Like RALs, the changes that are made via the PIN Maintenance window become effective
immediately.
If a trader with their PIN Procedure RAL set to 1 opens the PIN Maintenance window, it is
displayed with the Memberentry field disabled and pre-populated with the member ID of the
logged in user. The Traderfield is also disabled, but pre-populated with the respective trader ID.
The window automatically inquires the information on opening. According to the RAL setting (1)
the trader's rights are displayed but not the PIN.
If the PIN Procedure RAL is set to 2, and if the user RAL can be inquired (RAL 101 User
Resource Setup >= 1), the users may also change their PIN. However, they cannot delete or
initially set it. If no PIN is defined, the special value 0 is used for the PIN in order to indicatethis.
The member's security coordinator (with the PIN Procedure RAL set to 3) can inquire upon
information about any trader of that member. Therefore, the Traderentry field is editable. If it is
left blank for an inquiry, the PIN Maintenance window displays a list of all traders of that
member. It is again required that inquiring upon the user RAL is allowed. To maintain the PINs
and rights of a trader, the table can directly be edited by the security coordinator. If the rights of
a trader differ from the default member settings, the relevant trader PIN entry field becomes
mandatory and a four-digit PIN needs to be filled in.
Eurex uses the PIN Maintenance window to inquire the PIN and rights of a trader should they
require trading-on-behalf services. However, Eurex does not support the maintenance of PIN
Procedure rights.
The available functionality of the PIN Maintenance window is controlled by the RAL 274 "PIN
Procedure" as shown in the table below:
RAL Inquire PIN Procedure Maintain PIN Procedure
0 No access. Trader can not see his PIN or
rights.
No access.
1 Only data for the logged in user are
displayed. A trader can see his rights, but
not his PIN.
No access.
2 Only rights for the logged in user are
displayed. A trader can see his rights and
his PIN.
A trader may change his own PIN, but
not delete or initially set it.
3 Member security coordinator level: The
user may see all the rights and PINs of
every trader of a member.
Member security coordinator level: The
user may change the PINs and rights for
every trader of a member.
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PIN Maintenance Menu
Menu Bar Item Description Short Cut
Window Save Settings Saves the window size and position together with
the configuration of the list box. Filter settings are
not stored.
Ctrl+S
Clear Settings Clears the saved settings.
Print Opens the Print window dialogue. Ctrl+P
Export Opens a file chooser dialogue to specify a file to
receive the data.
Ctrl+E
Full Table
Mode
Activates/Deactivates the Full Table Mode of the
window.
F11
Close Closes the window with no further action. Shift+F4
Maintain Modify Opens a dialogue window that allows to specify
values which are to be applied to the selected rows
of the table.
Help On this
window...
Opens the Help window F1
PIN Maintenance Fields
Identifier Type Description Value/Syntax CT
Member D Member String [5] *
Trader Eo/D Trader String [6] *
PIN Maintenance Table
Column Description Edit
Member Member N
Trader Trader N
PIN PIN Y
Mis-M Allow mistrade action on member level Y
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3.5 RALs on the User Security Profile Maintenance Window Tabs
RALs marked with an asterisk (*) will be removed in the future.
Mis-S Allow mistrade action on subgroup level Y
Mis-T Allow mistrade action on trader level Y
ToB-M Allow trading-on-behalf action on member level Y
ToB-S Allow trading-on-behalf action on subgroup level Y
ToB-T Allow trading-on-behalf action on trader level Y
OTC-M Allow OTC action on member level Y
OTC-S Allow OTC action on subgroup level Y
OTC-T Allow OTC action on trader level Y
Action Action to be performed on this record on applying. N
PIN Maintenance Buttons
Identifier Description
Inquire Start the inquiry
Submit Submits the changes and closes the window (unless there is an error)
Apply Applies the changes and leaves the window open
Cancel Cancel any changes and close window
ID Description On Tab...
019 Four-Eye-principle Security
020 StopButton Security
022 Currency and Exchange Rate Clearing
PIN Maintenance Table
Column Description Edit
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062 Exchange Holidays Administration
066* Pre-TradingRiskControl Administration
067 Risk Limits Administration
087 General Trader Authorization Administration
089 Clearer Access Administration
091 Assignment Status Inquiry Clearing
101 User Resource Setup Security
102 Fee Inquiry Clearing
104 Daily Margin Inquiry Clearing
105 Margined Position Inquiry Clearing
106 Margin Requirement Information Clearing
110 Cash Account Summary Inquiry Clearing
111 Cash Transaction Entry Clearing
112 Specific Equity Collateral Assignment Entry Clearing
113 Security Movement Inquiry Clearing
114 Guarantee Inquiry Clearing
116 Security Account Details Inquiry Clearing
120 Excess Collateral Inquiry Clearing
124 Fee Adjustments Clearing
129 Settlement Price Inquiry Clearing
130 Order Inquiry Trading
131 Combination Order Inquiry Trading
132 Inside Market (incl. Strategy Market) Trading
133 Extended Inside Market (incl. Strategy Order Book Depth) Trading
134 Quote Inquiry Trading
ID Description On Tab...
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Description of Security Windows Page 31
135 Combination Quote Inquiry Trading
136 BO Messages Clearing
138 Own Trade Inquiry Trading
140 Ticker Inquiry Trading
142 Historical Position Transaction Inquiry Clearing
143 Market Supervision Information Administration
145 Product State Trading
146 Time and Sales Sheet Trading
147 Change Password Security
148 Login Security
149 Reset Password Administration
150 EFP Trade Entry Trading
152 Trader Product Assignment Security
153 Product Groups Security
165 Trade Separation Clearing
166 Trade Open/Close Adjustment Clearing
167 Trade Account Transfer Clearing
168 Historical Trade Transfer Clearing
170 In-the-Money Inquiry/Exercise Clearing
171 Exercise Entry/Abandon Exercise Entry Clearing
172 Optnl 4EP Appr Security
175 Report Selection Clearing
176 Member Positions Clearing
177 Member Clearing Information Administration
178 Member Relationships Clearing
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179 Transfer Member Positions Clearing
181 Real time Member Position Transfer Clearing
182 Give-Up Maintenance Clearing
183 Give-Up Delete Undesignate Clearing
185 Take-Up Maintenance Clearing
189 Give Up Inquiry Clearing
190 Take Up Inquiry Clearing
191 Position Inquiry Clearing
193 Zero Cost Quantities Inquiry Clearing
194 Member List Inquiry Administration
195 Non-Clearing Member List Inquiry Clearing
196 Notification Inquiry Clearing
197 Notification Allocation Inquiry Clearing
199 Exercise Inquiry Clearing
200 Exercise Assignment Inquiry Clearing
205 Product Overview Trading
206 Contract Overview Trading
209 Block Trade Entry Trading
210 Strategy OTC Block Trade / Approve Trading
211 EFP-Fin/Index Futures Trade Entry Trading
212 EFS Trade Entry Trading
213 EBI Trade Processing Trading
215 Enter Strategy Request Trading
217 Enter Strategy Order Trading
218 Modify Strategy Order Trading
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219 Delete Strategy Order Trading
220 Inquire Own Strategy Order Trading
221 Enter Strategy Quote Trading
222 Delete Strategy Quote Trading
223 Inquire Own Strategy Quote Trading
224 Inquire Strategy Theoretical Price Trading
225 Enter Strategy Cross Request Trading
230 Market Depth Trading Trading
238 Flexible Contract Inquiry Trading
239 Flexible Contract Trading Trading
240 Flexible Trade Adjust / ITM Inquiry Clearing
241 CSD Information Clearing
246 Automatic Exercise Clearing
247 Vola Trade Entry Trading
251 Options Order Entry Trading
253 Options Order Modify Trading
255 Options Order Delete Trading
262 Options Quote Entry Trading
263 Options Quote Delete Trading
264 Options Quote Request Trading
269 Options Mass Quote Delete Trading
271 Options Delete All Orders Quotes Trading
272 Options Mass Quote Entry Trading
273 Heartbeat Trading
274 PIN Procedure Security
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275 Market Maker Quote Limit Trading
276* Block Auction Request Trading
277* Strategy Block Auction Request Trading
280 Change Subgroup Administration
281 Cross Request Trading
284 Futures Combination Cross Request Trading
285 Order Mass Delete Trading
286 Combination Order Mass Delete Trading
287* Block Auction Quote Trading
288* Strategy Block Auction Quote Trading
289* Inquire Block Auction Trading
290* Inquire Strategy Block Auction Trading
292* Inquire Own Block Auction Trading
293* Inquire Own Strategy Block Auction Trading
305 Futures Order Entry Trading
308 Futures Order Modify Trading
309 Futures Order Delete Trading
320 Futures Quote Entry Trading
321 Futures Quote Delete Trading
322 Futures Quote Request Trading
326 Futures Delete All Orders Quotes Trading
335 Notification Entry Maintenance Clearing
337 Futures Deliverable Position Inquiry Clearing
339 Allocation Inquiry Clearing
ID Description On Tab...
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340 Deliverable Bond Maintenance Clearing
344 Options Margin Parameters Clearing
345 Maintain Security Clearing
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Eurex User Manual - System Security
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Appendix Page 36
4 Appendix
RALs not accessible for Members
The following RALs are reserved for Eurex internal use:
1, 2, 4, 5, 6, 7, 8, 9, 10, 11, 13, 14, 16, 18, 21, 23, 24, 26, 27, 29, 32, 34, 35, 37, 39,
40, 42, 43, 44, 45, 46, 47, 48, 49, 50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61, 72, 73,
74, 75, 76, 77, 78, 79, 80, 81, 82, 83, 84, 88, 90, 103, 109, 137, 154, 157, 159, 160,
164, 169, 174, 180, 187, 208, 214, 216, 248, 249, 291, 294, 295, 296, 297, 298, 300,
301, 331, 338, 341, 347, 348, 349.
The following RALs are not used:
3, 10, 12, 15, 17, 25, 28, 30, 31, 33, 36, 38, 41, 49, 63, 64, 65, 68, 69, 70, 71, 85, 86,
92, 93, 94, 95, 96, 97, 98, 99, 100, 107, 108, 115, 117, 118, 119, 121, 122, 123, 125,
126, 127, 128, 139, 141, 144, 151, 155, 156, 158, 161, 162, 163, 173, 184, 186, 188,
192, 198, 201, 202, 203, 204, 207, 226, 227, 228, 229, 231, 232, 233, 234, 235, 236,
237, 242, 243, 244, 245, 250, 252, 254, 256, 257, 258, 259, 260, 261, 265, 266, 267,
268, 270, 278, 279, 282, 283, 299, 302, 303, 304, 306, 307, 310, 311, 312, 313, 314,
315, 316, 317, 318, 319, 323, 324, 325, 327, 328, 329, 330, 332, 333, 334, 336, 342,
343, 346, 350.