Evaluator: XXX Evaluator: EGM/BL
Date: 05/10/2019
Page 1
07-15-19
ASCE 41-17 Tier 1 Seismic Evaluation
Building Name: California Hall
CAAN ID: 1270
Auxiliary Building ID: Not applicable
Address: Core Campus, Berkeley, 94720
Site location coordinates: Latitude 37.871667 o Longitudinal -122.260278 o
Plan West Elevation
UCOP SEISMIC PERFORMANCE LEVEL (OR “RATING”) BASED ON TIER 1 EVALUATION FINDINGS: V
BUILDING DATA
ASCE 41-17 Model Building Type (Governing Building Type bolded for Seismic Risk Model when multiple
types exist):
a. Longitudinal Direction: URMa: Unreinforced Masonry Bearing Walls (with Stiff Diaphragm) and
C2: Concrete Shear Walls (with Stiff Diaphragms)
b. Transverse Direction: URMa: Unreinforced Masonry Bearing Walls (with Stiff Diaphragm) and C2:
Concrete Shear Walls (with Stiff Diaphragms)
Square Footage: 56,454 sq. ft. (UCB Records)
Building Length: 200’-0” in N-S direction
Building Width: 70’-0” in E-W direction
Building Height: 68’-10” to top high point of roof
Story Height: 11’-6” (basement – First floor), 18’-6” (First floor – Second floor), 14’-10” (Second floor –
Attic), 24’-0” (Attic – roof at high point). Grade is located at the First floor.
Number of stories above grade: 3
Number of basement stories below grade: 1
Year of Original Construction and Code Year: Construction was completed in 1905. The drawings are dated
1904 (prior to the Building Code)
Year of Later Constuction and Code Year: 1968 (1967 UBC assumed) and retrofit 1991 (1988 UBC assumed)
COST RANGE TO RETROFIT (if applicable): High: $200-$400 per square foot
Building Name: California Hall Evaluator: EGM/BL
CAAN ID: 1270 Date: 05/10/2019
Page 2
BUILDING DESCRIPTION
General
California Hall is located on the core UC Berkeley campus to the west of the Doe Library and to the south
of the Moffitt Library. It is an unreinforced masonry building with one story below grade and three stories
above grade and measures 70’-0” in the east-west direction by 200’-0” in the north-south direction. It is
one of the oldest structures on the Berkeley campus having been constructed in 1905. California Hall
contains exterior load-bearing masonry walls and a hipped roof slab that supports clay tiles. A large
skylight runs down the length of the building in the N-S direction. At the time of construction, the skylight
delivered natural light deep into the interior space of each story through a series of rectangular slab
openings located at each floor level. It also contained a large lecture hall at the First Floor with a sloped
structural floor slab.
Several interior renovations have been completed to date including two major structural modifications in
1968 and 1991. California Hall is currently occupied by administrative offices and used for storage of office
furniture.
Structural System
The 1905 gravity load-carrying system is comprised of a 4” and 5” thick one-way reinforced concrete slab
that spans to steel “I” beams and girders. The beams range in depth from 9” to 12” and are typically
spaced 5’-6” apart. Their span ranges from 15’-6” to 23’-6”. The girders are 18”, 21”, and 24” deep and
span up to 28’-0”. They are supported by a row of steel columns on the building interior and by load-
bearing masonry walls at the building perimeter. The steel beams, girders, and columns are encased with
concrete fireproofing. The roof consists of a 3” thick concrete slab that spans to sloped steel beams and
girders.
In 1968, the lecture hall located at the first floor was demolished. The slab opening that remained was
infilled with a 3” thick one-way concrete slab that spans to reinforced concrete joists and girders. The
joists have an average width of 5” and are 10” deep. They are spaced at 2’-0” o.c and span up to 20’-3”.
The girders span 28’-0” and are 16” wide and 2’-3” deep. They are supported by two reinforced concrete
columns at the building interior and by masonry walls reinforced with shotcrete at the building perimeter.
In 1968, the skylight openings at each floor were infilled with concrete fill over metal deck that spans to a
combination of new and existing steel framing.
The 1905 lateral load-resisting system consists of unreinforced masonry walls in both directions. In the
longitudinal direction, the lateral system is comprised of exterior walls located on the east and west
elevation. In the transverse direction, the lateral system is comprised from four walls. These walls are
located on the north and south exterior elevation, and two interior walls are located adjacent to the main
entrance of the building.
In 1991, shotcrete was added to the inside face of the masonry walls. The shotcrete is 6” thick in the
basement story, on the north elevation, and on the south elevation. It is 4 ½” thick on all other walls. The
shotcrete walls are reinforced with a single layer of #4 bar spaced at 12” each way. Vertical and horizontal
ribs measuring 4 ½” deep x 9” wide were chipped into the existing masonry walls prior to the application
of the shotcrete. These ribs, along with epoxy dowels, bond the shotcrete to the masonry. The shotcrete
is anchored to the brick with ¾” diameter epoxy threaded rods spaced at 4’-0” in the horizontal direction
and 3’-0” o.c. in the vertical direction. The shotcrete walls are doweled into the existing foundation walls
Building Name: California Hall Evaluator: EGM/BL
CAAN ID: 1270 Date: 05/10/2019
Page 3
at the top of the basement slab. They do not contain their own foundation system. Connection plates
spaced at 4’-0” o.c. and 5’-0” o.c. were added to directly connect the reinforced concrete slab to the
masonry walls. The plates are bolted to the underside of the slab and contain a welded threaded rod that
is epoxy doweled into the wall. The girders are also directly connected to the masonry walls. Their bottom
flange is welded to a steel angle that is epoxy doweled to the masonry wall with a threaded rod.
The 1905 foundation consists of unreinforced concrete piers located below brick wall piers. These piers
were specified to extend down to “good” soil which varies in depth from 3’-0” to 22’-0” below the
basement floor level. The elevation of “good” soil is identified on the original construction drawings. The
interior masonry walls are supported by continuous unreinforced concrete wall footings and the interior
columns are supported by spread footings. No modifications to the foundation were made as part of the
1968 renovation or the 1991 seismic correction.
The building is clad with 8” thick stone panels. In the 1991 seismic correction, epoxy anchors were added
to connect the shotcrete to the masonry walls. However, these anchors do not appear to extend into the
stone cladding. At this time, the connection of the stone to the masonry is unknown.
Building Condition: Good. However, some settlement was observed near the south end of the structure.
Date of Site Visit: 03/26/2019, Bret Lizundia and Emma Meehan, Rutherford + Chekene
Limitations of walk-through: Not all rooms were entered.
SITE INFORMATION
Site Class (A-F): C Basis: Site Specific Zone Map of campus by GeoMatrix
Site Specific Ground Motion Study? Yes, 2015 Update to the Site-Specific Seismic Hazard Analyses and
Development of Seismic Design Ground Motions
BSE-1N Spectral Accelerations: Basis: 2015 Update to the Site-Specific Seismic Hazard Analyses and
Development of Seismic Design Ground Motions, Table 5 for 10 ft – 35 ft Soil based on depth of rock
readings from Site Specific Zone Map of campus by Geomatrix
SDS: 2.34g SD1: 0.72g
BSE-2E Spectral Accelerations: Basis: 2015 Update to the Site-Specific Seismic Hazard Analyses and
Development of Seismic Design Ground Motions, Table 6 for 10 ft - 35 ft Soil based on depth of rock
readings from Site Specific Zone Map of campus by Geomatrix
SXS: 3.16g SX1: 0.96g
Level of Seismicity: High
Performance Level: Collapse Prevention Structural Performance
Geologic Hazards:
Fault Rupture: No Basis: CGS website http://maps.conservation.ca.gov/cgs/informationwarehouse/
Liquefaction: No Basis: CGS website http://maps.conservation.ca.gov/cgs/informationwarehouse/
Landslide: No Basis: CGS website http://maps.conservation.ca.gov/cgs/informationwarehouse/
PREVIOUS RATINGS SUMMARY
Good - 1997 Preliminary Seismic Evaluation (SAFER), Forell/Elsesser Engineers, Inc.
Building Name: California Hall Evaluator: EGM/BL
CAAN ID: 1270 Date: 05/10/2019
Page 4
DOCUMENTATION
Architectural Drawings:
California Hall, University of California, Berkeley, California, John Galen Howard Architect,
September 1903, Sheets 1 to 13.
California Hall Alteration, University of California Berkeley, Germano Milono & Associates, January
1968, Sheets 1 to 24.
California Hall, Seismic Safety Corrections, University of California Berkeley, Hansen / Murakami /
Eshima, Inc. April 10, 1990, A-1 to A-13.
Structural Drawings:
California Hall, University of California, Berkeley, California, John Galen Howard Architect, January
13, 1904, Sheets 100 to 105 and 300 to 304.
California Hall Alteration, University of California Berkeley, Germano Milono, January 25, 1968,
Sheets S-1 to S-7
California Hall, Seismic Safety Corrections, University of California Berkeley, David Logan
Messinger & Associates Inc., April 10, 1990, S-1 to S-9.
Seismic Evaluations: 1997 Preliminary Seismic Evaluation (SAFER), Forell/Elsesser Engineers, Inc.
Geotechnical Reports: None
Other Documents: Master Planning Report for California Hall, University of California, Berkeley,
Cody Anderson Wasney Architects, January, 22 2009.
CONSTRUCTION DATA
Gravity Load Structural System: Concrete slab that spans to steel beams and joists supported by
steel columns and masonry bearing walls. Beams, joists and
columns are covered with concrete for fireproofing.
Exterior Transverse Walls: Unreinforced masonry bearing
walls with shotcrete on
interior face
Opening(s)? Openings occur
for doors,
windows, and
MEP services
Exterior Longitudinal Walls: Unreinforced masonry bearing
walls with shotcrete on
interior face
Opening(s)? Openings occur
for doors,
windows, and
MEP services
Roof Materials/Framing: 4” thick slab spanning to steel beams and columns covered with
concrete for fireproofing.
Intermediate Floors/Framing: 4” and 5” thick slab spanning to steel beams and columns covered
with concrete for fireproofing. At Level 1 1968 infill, a 3” thick slab
spans to concrete framing.
Ground Floor: 6” thick concrete slab-on-grade with 2” of additional concrete
poured in 1968
Building Name: California Hall Evaluator: EGM/BL
CAAN ID: 1270 Date: 05/10/2019
Page 5
Columns: Built-up steel columns covered
with concrete for fireproofing,
and (2) 16” square reinforced
concrete columns added in
1968
Foundation: Square
unreinforced
concrete piers
below columns
and continuous
wall footing
below
foundation wall
General Condition of Structure: Good
Evidence of Settling?: Basement slab in southeast corner of the building is cracking
approximately 20 ft from the exterior wall. Cracks in the surface
paving on the building exterior were observed in the same location.
The exterior wall is undamaged.
Special Features & Comments:
LATERAL-FORCE-RESISTING SYSTEM
Longitudinal Transverse
ASCE 41-17 Building Type: URMa: unreinf. masonry
bearing walls (w/ stiff
diaphragms)
URMa: unreinf. masonry
bearing walls (w/ stiff
diaphragms)
Diaphragms: 3”, 4”, and 5”conc. slab 3”, 4”, and 5” conc. slab
Vertical Elements: Steel columns encased with
concrete fireproofing, and
URM walls with shotcrete on
one side
Steel columns encased with
concrete fireproofing, and
URM walls with shotcrete on
one side
Connections: Steel beams bear on URM
walls. In 1991 corrections,
epoxy dowels into URM
walls. No reinforcement
between concrete
foundation and URM wall
transition.
Steel beams bear on URM
walls. In 1991 corrections,
epoxy dowels into URM
walls. No reinforcement
between concrete
foundation and URM wall
transition.
Details: Sheets 100 to 103 (1904),
Sheets S-2 to S-7 (1991) for
connections
Sheets 100 to 103 (1904),
Sheets S-2 to S-7 (1991) for
connections
Estimated Fundamental Period, T (sec): 0.42 sec 0.42 sec
BSE-2E Spectral Acceleration, Sa: 2.274 g 2.274 g
Modification Factor, C: 1.0 (URMa and C2:
Table 4-7 in ASCE 41-17)
1.0 (URMa and C2:
Table 4-7 in ASCE 41-17)
Building Weight, W (kips): 17,070 kips 17,070 kips
Seismic Base Shear, V (kips): 38,820 kips 38,820 kips
System Modification Factor, Ms: 1.75 for URM walls,
4.5 for shotcrete and
concrete foundation walls
1.75 for URM walls,
4.5 for shotcrete and
concrete foundation walls
Building Name: California Hall Evaluator: EGM/BL
CAAN ID: 1270 Date: 05/10/2019
Page 6
Significant Structural Deficiencies, Potentially Affecting Seismic Performance Level Designation:
� Lateral System Stress Check (wall shear, column shear or flexure, or brace axial as applicable)
☐ Load Path
☐ Adjacent Buildings
☐ Weak Story
☐ Soft Story
☐ Geometry (vertical irregularities)
☐ Torsion
☐ Mass – Vertical Irregularity
☐ Cripple Walls
☐ Wood Sills (bolting)
☐ Diaphragm Continuity
☐ Openings at Shear Walls (concrete or masonry)
☐ Liquefaction
☐ Slope Failure
☐ Surface Fault Rupture
☐ Masonry or Concrete Wall Anchorage at Flexible Diaphragm
☐ URM wall height to thickness ratio
☐ URM Parapets or Cornices
☐ URM Chimney
☐ Heavy Partitions Braced by Ceilings
☐ Appendages
OVERALL SEISMIC DEFICIENCIES & EXPECTED SEISMIC PERFORMANCE
California Hall is a rectangular structure that contains symmetrically located masonry walls. It does not
contain significant irregularities. However, it does appear to lack adequate lateral shear capacity.
In the Tier 1 evaluation, the story shear was proportioned between the masonry and shotcrete walls by
relative rigidity. The stress in the masonry is 56 psi, 93 psi, and 91 psi from the Attic-Second Floor, Second
Floor-First Floor, and First Floor-Basement, respectively. This exceeds the Tier 1 stress limit of 30 psi for
clay masonry. The stress in the shotcrete is 221 psi, 368 psi, and 362 psi from the Attic-Second Floor,
Second Floor-First Floor, and First Floor-Basement, respectively. This exceeds the Tier 1 stress limit of 141
psi for concrete with a compressive strength of 5,000 psi.
A subsequent shear check was completed to compare the demands prescribed by new building design to
the wall capacities allowed by the concrete in combination with the reinforcing. The calculations were
performed in accordance with ASCE 7-10, and only the shotcrete walls were used in the calculation. This
check also indicated that the walls are overstressed.
The anchorage of the stone cladding to the masonry is unknown. These panels occur over main egress
paths, and it is recommended that the connectivity of the panels be verified in the field.
Building Name: California Hall Evaluator: EGM/BL
CAAN ID: 1270 Date: 05/10/2019
Page 7
Finally, a series of large central skylight openings were infilled at each floor level during renovations made
to California Hall. This infill serves as a crucial part of the diaphragm capacity and lateral load path. It is
beyond the scope of the Tier 1 checklist to confirm the adequacy of the infills. It is recommended that
further analysis be completed to understand if the infill slabs form reliable continuity of the floor
diaphragm.
Seismic Performance Level Rating
A Seismic Performance Level rating of Level V is assigned to California Hall based on the Tier 1 evaluation,
including review of the details and analytical results, because of the deficiencies identified above,
including highly stressed walls and the falling hazard posed by potentially unanchored stone veneer.
Recommended Next Step
It is recommended that an ASCE 41 Tier 3 nonlinear analysis be completed for this structure to determine
the adequacy of the shear walls and the diaphragm to resist the expected displacements. Since this
structure has not passed an ASCE 7-10 check, which is a linear force-based approach, it is unlikely that it
would benefit from a Tier 2 or linear Tier 3 procedure. A deformation-based approach afforded by Tier 3
analysis can be beneficial to a stiff shear wall structure such as California Hall. In addition, the 3D analytical
model can determine the force distribution between the masonry and the shotcrete. Finally, a field
investigation can be completed to verify the anchorage of the stone cladding to the masonry.
Seismic Retrofit Concept Sketches/Description (only if above-listed rating is V or greater):
• Shear capacity can be added by strengthening the existing walls with shotcrete or composite fiber.
• Remove existing diaphragm infills and replace them with a reinforced concrete slab that is
comprehensively connected to the original slab. Add collectors to interior shear walls.
• If no anchors are found in the field investigation, install stainless steel adhesive drilled dowels
from the interior of the building. The dowels will penetrate the shotcrete, masonry, and embed
into the stone veneer.
Appendices
A. Additional Images
B. ASCE 41-17 Tier 1 Checklists (Structural)
C. UCOP Seismic Safety Policy Falling Hazards Assessment Summary
D. Quick Check Calculations
Building Name: California Hall Evaluator: EMG/BL
CAAN ID: 1270 Date: 04/03/19 Date: 05/10/2019
Page 2
Plan
Second floor structural plan
Building Name: California Hall Evaluator: EMG/BL
CAAN ID: 1270 Date: 04/03/19 Date: 05/10/2019
Page 3
South elevation (looking northwest)
East elevation (looking northwest)
Building Name: California Hall Evaluator: EMG/BL
CAAN ID: 1270 Date: 04/03/19 Date: 05/10/2019
Page 4
West elevation (looking east)
North elevation (looking south)
Building Name: California Hall Evaluator: EMG/BL
CAAN ID: 1270 Date: 04/03/19 Date: 05/10/2019
Page 5
Attic floor below skylight (looking north)
Cracking in exterior paving at south elevation and outboard of area in
basement with settlement issues
Building Name: California Hall Evaluator: EMG/BL
CAAN ID: 1270 Date: 04/03/19 Date: 05/10/2019
Page 6
Interior corridor
Light fixture over main lobby entrance
UC Campus: Berkeley Date: 05/10/2019
Building CAAN: 1270 Auxiliary CAAN:
By Firm: RUTHERFORD + CHEKENE
Building Name: California Hall Initials: EGM Checked: BL
Building Address: Core Campus, Berkeley, 94720 Page: 1 of 3
ASCE 41-17
Collapse Prevention Basic Configuration Checklist
Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown
LOW SEISMICITY
BUILDING SYSTEMS - GENERAL
Description
C NC N/A U
LOAD PATH: The structure contains a complete, well-defined load path, including structural elements and connections, that
serves to transfer the inertial forces associated with the mass of all elements of the building to the foundation. (Commentary:
Sec. A.2.1.1. Tier 2: Sec. 5.4.1.1)
Comments: Transition between URM walls and foundation concrete walls relies on friction and shear key. Diaphragm connectivity to URM walls was improved in 1990 retrofit with the inclusion of epoxy dowels to
transfer load from diaphragm to walls.
C NC N/A U
Op
Op
Op
ADJACENT BUILDINGS: The clear distance between the building being evaluated and any adjacent building is greater than
0.25% of the height of the shorter building in low seismicity, 0.5% in moderate seismicity, and 1.5% in high seismicity.
(Commentary: Sec. A.2.1.2. Tier 2: Sec. 5.4.1.2)
Comments: There are no adjacent structures.
C NC N/A U
MEZZANINES: Interior mezzanine levels are braced independently from the main structure or are anchored to the seismic-
force-resisting elements of the main structure. (Commentary: Sec. A.2.1.3. Tier 2: Sec. 5.4.1.3)
Comments: There are no mezzanines.
BUILDING SYSTEMS - BUILDING CONFIGURATION
Description
C NC N/A U
WEAK STORY: The sum of the shear strengths of the seismic-force-resisting system in any story in each direction is not
less than 80% of the strength in the adjacent story above. (Commentary: Sec. A2.2.2. Tier 2: Sec. 5.4.2.1)
Comments: Walls are continuous to the foundation.
C NC N/A U
SOFT STORY: The stiffness of the seismic-force-resisting system in any story is not less than 70% of the seismic-force-
resisting system stiffness in an adjacent story above or less than 80% of the average seismic-force-resisting system stiffness
of the three stories above. (Commentary: Sec. A.2.2.3. Tier 2: Sec. 5.4.2.2)
Comments: Walls are continuous to the foundation and are assumed to be controlled by shear
deformation which is linearly related to story height. Level 1- Level 2 is 18’-6” and Level 2-Attic is 14’-10”. The ratio of the story height is 80% which is larger than the 70% trigger.
UC Campus: Berkeley Date: 05/10/2019
Building CAAN: 1270 Auxiliary CAAN:
By Firm: RUTHERFORD + CHEKENE
Building Name: California Hall Initials: EGM Checked: BL
Building Address: Core Campus, Berkeley, 94720 Page: 2 of 3
ASCE 41-17
Collapse Prevention Basic Configuration Checklist
Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown
C NC N/A U
VERTICAL IRREGULARITIES: All vertical elements in the seismic-force-resisting system are continuous to the foundation.
(Commentary: Sec. A.2.2.4. Tier 2: Sec. 5.4.2.3)
Comments: Shotcrete added in 1990 terminates at the top of the basement slab.
C NC N/A U
GEOMETRY: There are no changes in the net horizontal dimension of the seismic-force-resisting system of more than 30%
in a story relative to adjacent stories, excluding one-story penthouses and mezzanines. (Commentary: Sec. A.2.2.5. Tier 2:
Sec. 5.4.2.4)
Comments:
C NC N/A U
MASS: There is no change in effective mass of more than 50% from one story to the next. Light roofs, penthouses, and
mezzanines need not be considered. (Commentary: Sec. A.2.2.6. Tier 2: Sec. 5.4.2.5)
Comments:
C NC N/A U
TORSION: The estimated distance between the story center of mass and the story center of rigidity is less than 20% of
the building width in either plan dimension. (Commentary: Sec. A.2.2.7. Tier 2: Sec. 5.4.2.6)
Comments: Walls are symmetrically located.
MODERATE SEISMICITY (COMPLETE THE FOLLOWING ITEMS IN ADDITION TO THE ITEMS FOR LOW SEISMICITY)
GEOLOGIC SITE HAZARD
Description
C NC N/A U
LIQUEFACTION: Liquefaction-susceptible, saturated, loose granular soils that could jeopardize the building’s seismic
performance do not exist in the foundation soils at depths within 50 ft (15.2m) under the building. (Commentary: Sec. A.6.1.1.
Tier 2: 5.4.3.1)
Comments: Per the CGS website http://maps.conservation.ca.gov/cgs/informationwarehouse/
C NC N/A U
SLOPE FAILURE: The building site is located away from potential earthquake-induced slope failures or rockfalls so that it is unaffected by such failures or is capable of accommodating any predicted movements without failure. (Commentary: Sec. A.6.1.2. Tier 2: 5.4.3.1)
Comments: Per the CGS website http://maps.conservation.ca.gov/cgs/informationwarehouse/
C NC N/A U
SURFACE FAULT RUPTURE: Surface fault rupture and surface displacement at the building site are not anticipated.
(Commentary: Sec. A.6.1.3. Tier 2: 5.4.3.1)
Comments: Per the CGS website http://maps.conservation.ca.gov/cgs/informationwarehouse/
UC Campus: Berkeley Date: 05/10/2019
Building CAAN: 1270 Auxiliary CAAN:
By Firm: RUTHERFORD + CHEKENE
Building Name: California Hall Initials: EGM Checked: BL
Building Address: Core Campus, Berkeley, 94720 Page: 3 of 3
ASCE 41-17
Collapse Prevention Basic Configuration Checklist
Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown
HIGH SEISMICITY (COMPLETE THE FOLLOWING ITEMS IN ADDITION TO THE ITEMS FOR MODERATE SEISMICITY)
FOUNDATION CONFIGURATION
Description
C NC N/A U
OVERTURNING: The ratio of the least horizontal dimension of the seismic-force-resisting system at the foundation level to the building height (base/height) is greater than 0.6Sa. (Commentary: Sec. A.6.2.1. Tier 2: Sec. 5.4.3.3)
Comments: On Grid 5, B=70 ft, H=58.33 ft (average roof height), B/H = 1.2 Sa = 2.274g for UCB at BSE 2
0.6x Sa = 1.364 B/H < 0.6 Sa
C NC N/A U
TIES BETWEEN FOUNDATION ELEMENTS: The foundation has ties adequate to resist seismic forces where footings, piles, and piers are not restrained by beams, slabs, or soils classified as Site Class A, B, or C. (Commentary: Sec. A.6.2.2. Tier 2: Sec. 5.4.3.4)
Comments: Soil Site Class C.
UC Campus: Berkeley Date: 5/10/2019
Building CAAN: 1270 Auxiliary CAAN:
By Firm: RUTHERFORD + CHEKENE
Building Name: California Hall Initials: EGM Checked: BL
Building Address: Core Campus, Berkeley, 94720 Page: 1 of 3
ASCE 41-17
Collapse Prevention Structural Checklist For Building Type C2-C2A
Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown
Low And Moderate Seismicity
Seismic-Force-Resisting System
Description
C NC N/A U
COMPLETE FRAMES: Steel or concrete frames classified as secondary components form a complete vertical-load-carrying system. (Commentary: Sec. A.3.1.6.1. Tier 2: Sec. 5.5.2.5.1) Comments: Shotcrete is applied to existing masonry walls. Masonry walls are load bearing.
C NC N/A U
REDUNDANCY: The number of lines of shear walls in each principal direction is greater than or equal to 2. (Commentary: Sec. A.3.2.1.1. Tier 2: Sec. 5.5.1.1)
Comments: 2 lines of walls occur in the longitudinal direction, and 4 lines of walls occur in the transverse direction.
C NC N/A U
SHEAR STRESS CHECK: The shear stress in the concrete shear walls, calculated using the Quick Check procedure of Section 4.4.3.3, is less than the greater of 100 lb/in.2 (0.69 MPa) or 2√f’c. (Commentary: Sec. A.3.2.2.1. Tier 2: Sec. 5.5.3.1.1)
Comments: The story shear is proportioned between the masonry and the shotcrete based upon relative rigidity. The calculated stresses in the shotcrete walls are 362 psi, 368 psi, and 221 psi between Basement-First Floor, First Floor-Second Floor, and Second Floor to Attic respectively. These stresses exceed the limit of 141 psi for 5000 psi concrete. The shotcrete walls were subsequently checked using ASCE 7-10 for the total story shear and are inadequate.
C NC N/A U
REINFORCING STEEL: The ratio of reinforcing steel area to gross concrete area is not less than 0.0012 in the vertical direction and 0.0020 in the horizontal direction. (Commentary: Sec. A.3.2.2.2. Tier 2: Sec. 5.5.3.1.3)
Comments: At a minimum, ρ = 0.0027 (#4 @ 12” o.c. E.W., E.F. in a 6” wall)
Connections
Description
C NC N/A U
WALL ANCHORAGE AT FLEXIBLE DIAPHRAGMS: Exterior concrete or masonry walls that are dependent on flexible diaphragms for lateral support are anchored for out-of-plane forces at each diaphragm level with steel anchors, reinforcing dowels, or straps that are developed into the diaphragm. Connections have strength to resist the connection force calculated in the Quick Check procedure of Section 4.4.3.7. (Commentary: Sec. A.5.1.1. Tier 2: Sec. 5.7.1.1)
Comments: Building has rigid diaphragms.
UC Campus: Berkeley Date: 5/10/2019
Building CAAN: 1270 Auxiliary CAAN:
By Firm: RUTHERFORD + CHEKENE
Building Name: California Hall Initials: EGM Checked: BL
Building Address: Core Campus, Berkeley, 94720 Page: 2 of 3
ASCE 41-17
Collapse Prevention Structural Checklist For Building Type C2-C2A
Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown
C NC N/A U
TRANSFER TO SHEAR WALLS: Diaphragms are connected for transfer of seismic forces to the shear walls. (Commentary: Sec. A.5.2.1. Tier 2: Sec. 5.7.2)
Comments:
C NC N/A U
FOUNDATION DOWELS: Wall reinforcement is doweled into the foundation with vertical bars equal in size and spacing to the vertical wall reinforcing directly above the foundation. (Commentary: Sec. A.5.3.5. Tier 2: Sec. 5.7.3.4)
Comments: Epoxy dowels into the foundation walls were added to match vertical wall reinforcing in the 1990 seismic retrofit.
High Seismicity (Complete The Following Items In Addition To The Items For Low And Moderate Seismicity)
Seismic-Force-Resisting System
Description
C NC N/A U
DEFLECTION COMPATIBILITY: Secondary components have the shear capacity to develop the flexural strength of the components. (Commentary: Sec. A.3.1.6.2. Tier 2: Sec. 5.5.2.5.2)
Comments: Steel columns occur in the building.
C NC N/A U
FLAT SLABS: Flat slabs or plates not part of the seismic-force-resisting system have continuous bottom steel through the column joints. (Commentary: Sec. A.3.1.6.3. Tier 2: Sec. 5.5.2.5.3)
Comments: There are no flat slabs.
C NC N/A U
COUPLING BEAMS: The ends of both walls to which the coupling beam is attached are supported at each end to resist vertical loads caused by overturning. (Commentary: Sec. A.3.2.2.3. Tier 2: Sec. 5.5.3.2.1)
Comments: There are no coupling beams.
Diaphragms (Stiff Or Flexible)
Description
C NC N/A U
DIAPHRAGM CONTINUITY: The diaphragms are not composed of split-level floors and do not have expansion joints. (Commentary: Sec. A.4.1.1. Tier 2: Sec. 5.6.1.1)
Comments:
UC Campus: Berkeley Date: 5/10/2019
Building CAAN: 1270 Auxiliary CAAN:
By Firm: RUTHERFORD + CHEKENE
Building Name: California Hall Initials: EGM Checked: BL
Building Address: Core Campus, Berkeley, 94720 Page: 3 of 3
ASCE 41-17
Collapse Prevention Structural Checklist For Building Type C2-C2A
Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown
C NC N/A U
OPENINGS AT SHEAR WALLS: Diaphragm openings immediately adjacent to the shear walls are less than 25% of the wall length. (Commentary: Sec. A.4.1.4. Tier 2: Sec. 5.6.1.3)
Comments: Central stairs and elevator openings are immediately adjacent to interior walls and span approximately the entire length of the wall.
Flexible Diaphragms
Description
C NC N/A U
CROSS TIES: There are continuous cross ties between diaphragm chords. (Commentary: Sec. A.4.1.2. Tier 2: Sec. 5.6.1.2)
Comments: Building has rigid diaphragms.
C NC N/A U
STRAIGHT SHEATHING: All straight-sheathed diaphragms have aspect ratios less than 2-to-1 in the direction being considered. (Commentary: Sec. A.4.2.1. Tier 2: Sec. 5.6.2)
Comments: Building has rigid diaphragms.
C NC N/A U
SPANS: All wood diaphragms with spans greater than 24 ft (7.3 m) consist of wood structural panels or diagonal sheathing. (Commentary: Sec. A.4.2.2. Tier 2: Sec. 5.6.2)
Comments: Building has rigid diaphragms.
C NC N/A U
DIAGONALLY SHEATHED AND UNBLOCKED DIAPHRAGMS: All diagonally sheathed or unblocked wood structural panel diaphragms have horizontal spans less than 40 ft (12.2 m) and aspect ratios less than or equal to 4-to-1. (Commentary: Sec. A.4.2.3. Tier 2: Sec. 5.6.2)
Comments: Building has rigid diaphragms.
C NC N/A U
OTHER DIAPHRAGMS: Diaphragms do not consist of a system other than wood, metal deck, concrete, or horizontal bracing. (Commentary: Sec. A.4.7.1. Tier 2: Sec. 5.6.5)
Comments: Building has rigid diaphragms.
Connections
Description
C NC N/A U
UPLIFT AT PILE CAPS: Pile caps have top reinforcement, and piles are anchored to the pile caps. (Commentary: Sec. A.5.3.8. Tier 2: Sec. 5.7.3.5)
Comments: There are no pile caps.
UC Campus: Berkeley Date: 5/10/2019
Building CAAN: 1270 Auxiliary CAAN:
By Firm: Rutherford+Chekene
Building Name: California Hall Initials: EGM Checked: BL
Building Address: Core Campus, Berkeley 94720 Page: 1 of 1
UCOP SEISMIC SAFETY POLICY
Falling Hazard Assessment Summary
Note: P= Present, N/A = Not Applicable
Description
P N/A
Heavy ceilings, features or ornamentation above large lecture halls, auditoriums, lobbies, or other areas where large numbers of people congregate (50 ppl or more)
Comments:
P N/A
Heavy masonry or stone veneer above exit ways or public access areas
Comments: Anchorage of stone cladding to exterior masonry walls is unknown.
P N/A
Unbraced masonry parapets, cornices, or other ornamentation above exit ways or public access areas
Comments:
P N/A
Unrestrained hazardous material storage
Comments:
P N/A
Masonry chimneys
Comments:
P N/A
Unrestrained natural gas-fueled equipment such as water heaters, boilers, emergency generators, etc.
Comments:
P N/A
Other:
Comments:
P N/A
Other:
Comments:
P N/A
Other:
Comments:
Falling Hazards Risk: Low
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Flat Load Tables
Seismic Weight Dead Load
ROOF
Skylight psf psf Remarks
Copper framing around glass 28 28 3/4" thick copper band assumed
1/2" wire glass 7 7
Girders / Joists 8 8 Steel trusses below skylight
Lighting, MEP, misc. 2 2
Total 44 44
1- No ceiling or partitions occur. MEP consists of sprinklers, a singe duct, and electrical
Seismic Weight Dead Load
ROOF
Typical Roof psf psf Remarks
Clay tile roof 15 15
Waterproofing 2 2
Slab 50 50 4" slab above steel beams
Girders / Joists 55 55 Steel framing encased in concrete fireproofing
Lighting, MEP, misc. 3 3
Total 125 125
1- No ceiling or partitions occur. MEP consists of sprinklers, few ducts, and electrical
Seismic Weight Dead Load
ATTIC
1968 Central Floor Infill psf psf Remarks
Slab 33 33 2" LWC fill over 2" deck
Beams/girders 50 50 Steel framing encased in concrete fireproofing
MEP 5 5 Mechanical, electrical and plumbing
Ceiling, lighting and misc. 4 4
Columns 6 0 Steel columns with concrete fireproofing
Partitions 5 0
Total 103 92
1- No floor finish at attic.
Seismic Weight Dead Load
ATTIC
Original Floor psf psf Remarks
Slab 50 50 4" NWC slab
Beams/girders 58 58 Steel framing encased in concrete fireproofing
MEP 5 5 Mechanical, electrical and plumbing
Ceiling, lighting and misc. 4 4
Columns 6 0 Steel columns with concrete fireproofing
Partitions 5 5 Partitions below
Total 128 122
1- No floor finish occurs
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Seismic Weight Dead Load
2ND FLOOR
Typical Floor psf psf Remarks
Flooring 5 5 Floor tiles
Slab 63 63 5" NWC slab
Beams/girders 49 49 Steel framing encased in concrete fireproofing
MEP 5 5 Mechanical, electrical and plumbing
Ceiling, lighting and misc. 4 4
Columns 9 Steel columns with concrete fireproofing
Partitions 10 10
Total 144 135
Seismic Weight Dead Load
1ST FLOOR
Original Floor psf psf Remarks
Flooring 5 5 Floor tiles
Slab 63 63 5" NWC slab
Beams/girders 43 43 Steel framing encased in concrete fireproofing
MEP 5 5 Mechanical, electrical and plumbing
Ceiling, lighting and misc. 4 4
Columns 8 Steel columns with concrete fireproofing
Partitions 10 10
Total 137 129
Seismic Weight Dead Load
1ST FLOOR
1968 North Floor Infill psf psf Remarks
Flooring 5 5 Floor tiles
Slab 38 38 3" NWC slab.
Beams/girders 45 45 RC beams and joists below 3" thick NWC slab
MEP 5 5 Mechanical, electrical and plumbing
Ceiling, lighting and misc. 4 4
Columns 8 Steel columns with concrete fireproofing
Partitions 10 10
Total 114 106
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Story Weight120 pcf 150 pcf 170 pcf wglass = 15 psf
Floor Levels
ROOF
Skylight
ROOF
Typical Roof
ATTIC
1968 Central
Floor Infill
ATTIC
Original Floor
2ND FLOOR
Typical Floor
1ST FLOOR
Original Floor
1ST FLOOR
1968 North
Floor Infill
ROOF
Skylight
ROOF
Typical Roof
ATTIC
1968 Central
Floor Infill
ATTIC
Original
Floor
2ND FLOOR
Typical Floor
1ST FLOOR
Original
Floor
1ST FLOOR
1968 North
Floor Infill
Wall height
below floor
level (ft)
Wall height
tributary to each
floor level
(ft)
Wall Area
below (ft2)
Wall
Weight
below
(kips)
Wall Seismic
Weight (kips)
Wall height
below floor
level (ft)
Wall height
tributary to
each floor level
(ft)
Wall Area
below (ft2)
Wall
Weight
below
(kips)
Wall
Seismic
Weight
(kips)
Wall height
below floor
level (ft)
Wall Area
below
(ft2)
Wall
Weight
below
(kips)
Wall Seismic
Weight (kips)Length (ft)
Trib. Wall
Height
[above &
below]
(ft)
Glass
Seismic
Weight
(kips)
Total
Seismic
Weight
(kips)
Roof 4,284 11,655 0 0 0 0 0 44 125 103 128 144 137 114 10.5 1,648
Parapet 3.00 3.00
Attic 0 0 2,142 11,858 0 0 0 44 125 103 128 144 137 114 14.83 10.42 1,121 1,995 1,401 14.83 10.42 231 514 361 14.83 318 801 400 64 10.42 10 3,911
Second Floor 0 0 0 0 14,000 0 0 44 125 103 128 144 137 114 18.50 16.67 1,063 2,359 2,177 18.50 16.67 217 603 559 18.50 292 918 859 102 16.67 26 5,633
First Floor 0 0 0 0 0 10,403 3,597 44 125 103 128 144 137 114 11.50 15.00 1,982 2,736 2,547 11.50 15.00 301 519 561 11.50 474 927 923 43 15.00 10 5,878
Basement
Notes:
1 - Roof height is the average between the top of parapet and top of steel truss supporting the skylight. 17,070
2 - Seismic base is at basement level.
3 - Wall weight includes area of exterior brick walls with shotcrete.
4 - The exterior stone cladding is granite. Weight of 170 pcf is assumed.
5 - Glass weight includes area of exterior windows with an assumed weight of 15 psf.
Floor Area (ft2)
1Floor Weight (psf) Brick Wall Weight
3Exterior Glass Weight
5Shotcrete Wall Weight
3Stone Cladding Weight
4
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Period
Ct= 0.02
hn (ft)= 58.33
B= 0.75
T= 0.42 sec
Notes:
1- The period calculated per ASCE 41-17 Equation 4-4.
2- Ct and B are for "all other framing system" per ASCE 41-17 Section 4.4.2.4.
3- The roof height is the average between the top of parapet and top of steel truss
supporting the skylight.
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Site Parameters
Period Sa
0 1.2636
0.06 3.159
0.30 3.159
0.55 1.733
0.80 1.194
1.00 0.960
1.25 0.768
1.50 0.640
1.75 0.549
2.00 0.480
2.25 0.427
2.50 0.384
2.75 0.349
3.00 0.320
3.25 0.295
SXS = 3.159 g
SX1 = 0.960 g
To = 0.06 s
Ts = 0.30 s
Sa= 2.274 g
T = 0.42 s
Notes:
1- Site Specific spectral accelerations based upon soil type and rock profile are provided in report "2015 Update to the Site-Specific Seismic Hazard
Analyses and Development of Seismic Design Ground Motions, UC Berkeley, 15 July 2015 by URS Corporation. Procedure as specified in ASCE 7-16,
Section 21.4 is used to develop Design Response Spectrum shown above.
2 - In closest boring near Doe Memorial Library and the Moffitt Library, rock is 10 ft below grade.
0
0.5
1
1.5
2
2.5
3
3.5
0 0.5 1 1.5 2 2.5 3 3.5
Sp
ect
ral A
cce
lera
tio
n (
g)
Period (sec)
BSE-2E Response Spectrum
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Seismic Force Distribution
Sa= 2.27
W= 17,070 kips
C= 1.0
Per ASCE 41-17
Table 4-7
V= 38,820 kips
k= 1.00
Floor Levels Story Height Total Height, H Weight, W W x Hk
coeff Fx Story Shear, V
(ft) (ft) (kips) (kips) (kips)
Roof 13.50 58.33 1,648 96,145 0.19 7,346 7,346
Attic 14.83 44.83 3,911 175,359 0.35 13,398 20,744
Second Floor 18.50 30.00 5,633 168,995 0.33 12,912 33,655
First Floor 11.50 11.50 5,878 67,594 0.13 5,164 38,820
Basement
58.33 17,070 508,092 1 38,820
Notes:
1- Base of building is assumed to be at Level 1 which is at grade. Partial basement is ignored.
2- Modification Factor, C, per ASCE 41-17, Table 4-7
Per ASCE 41-17 Section 4.4.2.2, K = 1.0 for periods less than
0.5 sec and K = 2.0 for T >2.5 sec. It varies linearly in
between 0.5 sec and 2.5 sec period.
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Average Wall Stress Check Under ASCE 41-13 BSE-2E Site Specific Spectra
Average Stresses
Ms = 1.75
Ms = 4.5
f'c = 5000 psi Based upon general notes, Dwg S-1 / 1990
Ms = 4.5
f'c = 2500 psi Assumed per building vintage, ASCE 41-17, Table 10-2
Em = 420 psi See note 2 and 3
Ec = 4287 psi See note 4
Ec/Em = 10.2
Story Story Shear
Masonry
Wall Area
Shotcrete
Wall Area
Shear Force
in Masonry
Walls
Shear Force in
Shotcrete Walls
Average Shear
Stress, Masonry
Walls
Tier 1 Shear Stress
Limit, Clay Masonry
Walls
Masonry Walls
OK?
Average Shear
Stress,
Shotcrete Walls
Tier 1 Shear
Stress Limit,
Shotcrete Walls
Shotcrete Walls
OK?
Concrete Wall
Area
Average Shear
Stress, Concrete
Walls
Tier 1 Shear Stress
Limit, Concrete
Walls
Concrete Walls
OK?
(kips) (in2) (in
2) (kips) (kips) (psi) (psi) (psi) (psi) (in
2) (psi) (psi)
Roof - Attic 7,346 63,359 14,688 2,182 5,164 20 30 OK 78 141 OK
Attic - Second Floor 20,744 63,359 14,688 6,162 14,581 56 30 NG 221 141 NG
Second Floor - First Floor 33,655 62,202 14,242 10,086 23,569 93 30 NG 368 141 NG
First Floor - Basement 38,820 89,802 15,048 14,323 24,497 91 30 NG 362 141 NG
Concrete Walls at basement
First Floor - Basement 38,820 87,610 98 100 OK
Story Story Shear
Masonry
Wall Area
Shotcrete
Wall Area
Shear Force
in Masonry
Walls
Shear Force in
Shotcrete Walls
Average Shear
Stress, Masonry
Walls
Tier 1 Shear Stress
Limit, Clay Masonry
Walls
Masonry Walls
OK?
Average Shear
Stress,
Shotcrete Walls
Tier 1 Shear
Stress Limit,
Shotcrete Walls
Shotcrete Walls
OK?
Concrete Wall
Area
Average Shear
Stress, Concrete
Walls
Tier 1 Shear Stress
Limit, Concrete
Walls
Concrete Walls
OK?
(kips) (in2) (in
2) (kips) (kips) (psi) (psi) (psi) (psi) (in
2) (psi) (psi)
Roof - Attic 7,346 79,196 21,600 1,941 5,404 14 30 OK 56 141 OK
Attic - Second Floor 20,744 79,196 21,600 5,482 15,261 40 30 NG 157 141 NG
Second Floor - First Floor 33,655 70,749 19,296 8,895 24,761 72 30 NG 285 141 NG
First Floor - Basement 38,820 149,606 21,600 15,693 23,126 60 30 NG 238 141 NG
Concrete Walls at basement
First Floor - Basement 38,820 123,840 70 100 OK
Notes:
1- Force distribution between masonry and shotcrete is based upon relative rigidity , Wall Area x Shear modulus = A x 0.4x E.
2- Em = 700 f'm per ASCE 41-17 Section 11.2.3.7 & TMS 402 Section 1.8.2.2.1.
3- f'm = 600 psi for Unreinforced Clay Units per ASCE 41-17, Table 11-2a.
4- Ec = wc1.5
x 33 x sqrt(f'c) per ACI 318 Section 8.5.1.
5- Shear stress in shear walls is per ASCE 41-17, Equation 4-9 where the respective Ms factors for each material are used.
6 - Ms factor per ASCE 41-17 Table 4-8.
Clay URM
Shotcrete
Concrete
Transverse (E-W direction)
Longitudinal (N-S direction)
RUTHERFORD + CHEKENE TIER 1 EVALUATION
Average Wall Stress Check Under ASCE 7-10 Site Specific Design Response Spectra
Sa (ASCE 7-10) = 1.71 See Note 3
Sa (BSE-2E) = 2.27
Sa (ASCE 7-10 DBE)/Sa BSE 2 = 0.75
R = 4 Detailing is equivalent to an Ordinary Bearing Wall System
Story
BSE-2E
Story Shear
ASCE 7-10
Story Shear
Shotcrete Wall
Area
Shotcrete Average
Shear Stress
Reinforcing
Ratio
Shear Stress
Limit Wall OK?
(kips) (kips) (in2) (psi) (psi)
Roof - Attic 7,346 5,509 14,688 94 0.0037 218 OK
Attic - Second Floor 20,744 15,558 14,688 265 0.0037 218 NG
Second Floor - First Floor 33,655 25,241 14,242 443 0.0037 218 NG
First Floor - Basement 38,820 29,115 15,048 484 0.0028 185 NG
Story
BSE-2E
Story Shear
ASCE 7-10
Story Shear
Shotcrete Wall
Area
Shotcrete Average
Shear Stress
Reinforcing
Ratio
Shear Stress
Limit Wall OK?
(kips) (kips) (in2) (psi) (psi)
Roof - Attic 7,346 5,509 21,600 64 0.0037 218 OK
Attic - Second Floor 20,744 15,558 21,600 180 0.0037 218 OK
Second Floor - First Floor 33,655 25,241 19,296 327 0.0037 218 NG
First Floor - Basement 38,820 29,115 21,600 337 0.0028 185 NG
Notes:
1- Entire story shear is assumed to be resisted by shotcrete only
2 - Reinforcing for 1990 walls is #4@ 12" o.c. e.w, f'c = 5000 psi, φ= 0.60, αc x sqrt (f'c), αc = 2.0 for given wall aspect ratios, fy = 60 ksi per 1990 drawings
3- Wall thickness is 4.5 " above First Floor and 6" below First Floor
4 - Site Specific spectral accelerations are based upon the soil type and rock profile provided in the report "2015 Update to the Site-Specific Seismic Hazard Analyses and Development of Seismic Design Ground Motions,
UC Berkeley, 15 July 2015 by URS Corporation for ASCE 7-10. The procedure as specified in ASCE 7-10, Section 21.4 is used to develop the Design Response Spectrum.
Transverse (E-W direction)
Longitudinal (N-S) Direction
5 - In closest boring near Doe Memorial Library and the Moffitt Library, rock is 10 ft below grade.