Jason Leopold
EXECUTIVE OFFICE OF THE PRESIDENT
OFFICE OF SCIENCE AND TECHNOLOGY POLICY WASHINGTON, D.C. 20502
April 13, 2018
Senior Investigative Repo11er/BuzzFeed News
Re: OSTP-FOIA-17-94
Dear Mr. Leopold:
This is a final response to a Freedom of Infonnation Act (FOIA) request submitted to the Office of Science and Technology Policy (OSTP) on August S, 2017,1 and received by OSTP onAugust 7, 2017. The request specifically requested "copies of the Acting Director's calendar/schedule from January 20, 2017 through the date the search for responsive records is conducted." On August 9, 2017, the request was modified to seek "appointments from the Acting OSTP Director's calendar from January 20, 2017 through May 8, 2017" as well as "to cover the time period from May 9, 2017, through August 9, 2017." The responsive records were to include "the Acting Director's meetings with patties external to the Executive Office of the President, such as his meetings with other Federal agencies and with stakeholders."
On August 9, 2017, OSTP issued an interim release containing one document totaling thirteen pages, which were released in part pursuant to Exemption Six of the FOIA.2 OSTP performed a search of its files for the additional records and located one record totaling 7 pages. After review, OSTP determined that the document should be withheld in part pursuant to Exen1ptions Five and Six of the FOIA.3 Below is an explanation of the exemptions and their application to the responsive record.
FOIA Exemption Five
Exemption Five of the FOIA pennits the withholding of"inter-agency or intra-agency n1e1norandums or letters which would not be available by law to a patty other than an agency in litigation with the agency."4 Accordingly, Exemption Five traditionally incorporates the civil discovery privileges: the deliberative process privilege, the attorney-client privilege, and the attorney work product privilege, among others.5 In this instance, the infonnation being withheld under Exemption Five is protected from disclosure by the deliberative process privilege.
I 5 U.S.C. § 552. 2 5 u.s.c. § 552. 3 5 U.S.C. § 552(b)(5)-(6). • Id. 5 U.S. v. Weber Aircraft Co,p., 465 U.S. 792,800 (1984).
In order to qualify for the deliberative process privilege, the information must meet three requirements. First, it must be internal to the executive branch agencies. 6 Second, the information mustbe pre-decisional, meaning it was prepared prior to an agency decision.7 Third, it must constitute adirect part of the deliberative process by offering recommendations or expressing opinions on legal or policy matters. 8 Furthermore, while factual information is not usually considered deliberative, whenthe "facts themselves reflect the agency's deliberative process" it may also qualify for withholding.9
Such a situation exists in cases where agency personnel "exercis[ e] their judgment" in compiling factual summaries and use discretion to differentiate between significant and non-significant facts. 10 Inthis case, the information being withheld includes details about meetings with members of other Federal government agencies. The information withheld includes specific issues regarding ongoing matters and highlights areas that Federal government personnel believed warranted special consideration. The singling out of a particular issue area for attention is a discretionary determination by agency personnel and a deliberative act. Finally, the deliberative infmmation withheld was created prior to any final agency action on the requested subject matters. Release of this infornmtion would chill internal debate and inhibit the free-flow of ideas among federal employees, thereby violating the interests protected by Exemption Five. 11
FOIA Exemption Six
Exemption Six of the FOIA protects the privacy interests of individuals. 12 It permits an agencyto protect information within "personal and medical files and similar files" if disclosure "would constitute a clearly unwananted invasion of personal privacy."13 To determine whether infmmationmay be withheld under Exemption Six, an agency must undertake a three-step analysis. First, the agency must dete1mine whether a protectable privacy interest would be compromised by the disclosure of the record. 14 If no privacy interest is identified, the information may not be withheld pursuant to theexemption. 15 Second, the agency must dete1mine whether the release of the document would fmiherthe public interest by shedding light on the operations and activities of the govermnent. 16 In cases where no public interest exists "even a modest privacy interest," will outweigh it every time. 17 Finally,the agency must balance the identified privacy interests against the public interest in disclosure. 18 Inthis case, the names and e-mail addresses of candidates who were interviewed for positions at OSTP, but not selected for a position are being withheld. E-mail addresses of OSTP employees were, likewise, withheld. Individuals who apply for positions within the Federal government and are not selected have a privacy interest in ensuring that the details surrounding their unsuccessful applications not be distributed publicly. Similarly, OSTP employees have a privacy interest in maintaining the confidentiality of their email addresses as their release would potentially subject them to harassing
6 See 5 U.S.C. § 552(b)(5). 7 Mapother v. Dep't of Justice, 3 F.3d 1533, 1537 (D.C. Cir. 1993); Schell v. Health and Human Serv. 's, 843 F.2d 933,941 (6th Cir. 1988). 8 Access Reports v. Dep 't of Justice, 926 F.2d 1192, 1196 (D.C. Cir. 1991). 9 Am. Whitewater Affiliation v. FERC, 1986 U.S. Dist. LEXIS 17067 (D.D.C. Dec. 1, 1986) (citing Skelton v. U.S. Postal Serv., 678 F.2d 35, 38-39 (5th Cir. 1992)); see also Mapother, 3 F.3d at 1538.10 Montrose Chemical Corp. of California v. Train, 491 v. F.2d 63, 67-68 (D.C. Cir. 1974). 11 Russell v. Dep't of the Air Force, 682 F.2d 1045, 1048 (D.C. Cir. 1982).
12 5 U.S.C. § 552(b)(6). 13 Id. 14 See Multi AG Media LLCv. Dep't of Agric., 515 F.3d 1224, 1229 (D.C. Cir. 2008). 15 Id. 16 See id 17 Nat'/ Ass 'n of Retired Fed. Employees v. Horner, 879 F.2d 873, 879 (D.C. Cir. 1989). 18 Dep't of Defense v. Fed. Labor Relations Auth., 510 U.S. 487,497 (1994).
2
contact from the public regarding their issue areas. Moreover, the release of this infmmation would not shed light on the operations of the federal government. Accordingly, the privacy interests inherent in the withheld infmmation outweighs the public interest in release and the information may be withheld pursuant to Exemption Six.19
Accordingly, this completes the processing of the request and OSTP now considers the request closed. Pursuant to the FOIA and OSTP regulations, a requester may submit a written appeal contesting any adverse determination.20 Any appeal related to the processing of this request must either be sent: 1) via e-mail to [email protected]; or 2) by mail to Chief FOIA Officer, Office of Science and Technology Policy, Eisenhower Executive Office Building, 1650 Pennsylvania Ave., NW., Washington, DC 20504.21 In the appeal letter, please specify OSTP Control No. 17-94, "the records requested, and the basis for the appeal."22Any appeal must be sent to one of the above listed addresses no later than ninety (90) calendar days of the date of this letter. 23
Finally, requesters also have the right to seek dispute resolution services from OSTP's FOIA Public Liaison or the Office of Government Information Services (OGIS). To employ these services, please contact Andrew Mendoza via telephone at (202) 456-4444 or by way of e-mail at [email protected]. To contact OGIS, please do so in any of the following ways:
mail.
Office of Government Infmmation Services National Archives and Records Administration 8601 Adelphia Road-OGIS College Park, MD 20740-6001 E-mail: [email protected]: (202) 741-5770Fax: (202) 741-5769Toll-free: 1 (877) 684-6448
If there are any questions, please do not hesitate to contact me via telephone or by way of e-
Sincerely,
Andrew G. Mendoza Legal Counsel and Policy Advisor
19 5 U.S.C. § 552(b)(6).
20 5 U.S.C. § 552(a)(6)(A)(i)(lll)(aa); 32 C.F.R. § 2402.?(a). 21 32 C.F.R. § 2402.?(b). 22 Id.
23 5 U.S.C. § 552(a)(6)(A)(i)(Ill)(aa).
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Terah Lyons 6/9/2017 3:00:00 PM 6/9/2017 3:30:00 PM T. EOP/OSTP Wackier, Ted M. EOP/OSTP;Klein, Ethan A. EOP/OSTP
Laity, Jim A. EOP/OMB;Whiteman, Chad S. EOP/OMB;Thomas, Amanda L. EOP/DMB;McGinley, Mike H. EOP/WHO;Moran, John S, EOP/WHO;Jain, Va run M.
EDP/OMB;Wackler, Ted M. EOP/OSTP;Bremberg, Andrew P. EOP/WHD;Veprek, Andrew M. EOP/WHO;Katz, Jeremy L. EOP/WHO;Catanzaro, Michael J. EOP/WHD;Starling, Ray A. EOP/WHO;Olmstead, Sheila M. EOP/CEA;Langburd, Nataliya EOP/CEA;Pinkos, Stephen M. EOP/OVP;Neumayr, Mary B. EOP/CEQ;Hickey, Mlke J. EOP/OMB;Burgess, Scott H. EOP/OMB;Winters, Paul A.
EOP/OMB;Eshbaugh, Mark J. EOP/NSC;Laing, Sally S. EOP/USTR;Willems, Clete R. EOP/NSC;Stradtman, Jennifer A. EOP/USTR:;Miller, Ashley A. EOP/USTR;Dougherty,
� Echols, Mabel E. {{½ Brooke, Francis J. EOP/OVP;Salvi, Mary E. EOP/WHO;Herz, James P.
. .
6/9/2017 2:00:00 PM 6/9/2017 2:30:00 PM EDP/OMB EOP/OMB;Dankert, Charles M. EOP/OMB
Epperson, Dawn
6/9/2017 10:30 00 AM 6/9/2017 11:15 00 AM T. EOP/OSTP Wackier, Ted M. EOP/OSTP Sharon Hays 6/12/2017 11:30 00 AM 6/12/2017 12:00:00 PM
Xu, Stephanie B.
Call Wells Griffith 6/12/2017 11:00 00 AM 6/12/2017 11:30 00 AM EOP/OSTP Kratsios, MichaelJ. EOP/OSTP;Wackler, Ted M. EOP/OSTP
Mark Bathrick 6/13/2017 12:30:00 PM 6/13/2017 1:00:00 PM
Laity, Jim A. EOP/OMB;Whiteman, Chad s. EOP/OMB;Thomas, Amanda L EOP/OMB;McGinley, Mike H. EOP/WHO;Moran, John$. EOP/WHO;Jain, Va run M. EOP/OMB;Wackler, Ted M. EOP/OSTP;Bremberg, Andrew P. EOP/WHO;Veprek, Andrew M. EOP/WHO;Katz, Jeremy L. EOP/WHO;Catanzaro, Michael J. EOP/WHO;Starllng, Ray A. EOP/WHO;Olmstead, Sheila M. EOP/CEA;Langburd, Nataliya EOP/CEA;Pinkos, Stephen M. EOP/OVP;Neumayr, Mary B. EOP/CEQ;Hickey, Mike J. EOP/OMB;Burgess, Scott H. EOP/OMB;Wlnters, Paul A. EOP/OMB;Eshbaugh, MarkJ. EOP/NSC;Laing, Sally S. EOP/USTR;Willems, Clete R.
IF"cs· •c. EOP/NSC;Stradtman, Jennifer A. EOP/USTR;Miller, Ashley A. EOP/USTR;Dougherty, Emily I .
Echols, Mabel E. ... 6/14/2017 4:0D:00 PM 6/14/2017 4:30:00 PM EOP/OMB \i ds��,�-F��is J. EOP/OVP;Salvi, Mary E. EOP/WHO
Tom Cremins 6/14/2017 10:30 00 AM 6/14/2017 11:00 OD AM
Marshall, Robert W CIV DUSN,
Ted and Rob Sync 6/14/2017 11:00 ODAM 6/14/2017 1:00:00 PM (Management) 'Robert Marshall';Wackler, Ted M. EOP/OSTP Joel Parriott 6/16/2017 10:30 00 AM 6/16/2017 11:00 00 AM
Wackier, Ted M. "" iii 6/20/2017 3:00:00 PM 6/20/2017 3:30:00 PM EOP/OSTP Bruce, Afua A.
"' 6/20/2017 12:00:00 PM 6/20/2017 12:45:00 PM Wackier, Ted M. EOP/OSTP Leonard, Rachael L. EOP/OSTP;Bruce, Afua A. EOP/OSTP n:J)�p))t!;i�
Leblanc, Mark E. EOP/OSTP;Kraner, Maureen M. EOP/OSTP;Chretien, JP EOP/OSTP;Epstein, Gerald L EOP/OSTP;Miles, Aaron R.
Kamrud, Kam J. EOP/OSTP;Wackler, Ted M. EOP/OSTP;Kratsios, MichaelJ. ,�L\?L i
" 6/20/2017 1:00:00 PM 6/20/2017 2:00:00 PM EOP/OSTP EOP/OSTP;Baldovsky, Steven J. EOP/OSTP;Klein, Ethan A. EOP/OSTP wacl(1er, 1ec M. ��• ,�_,,, ;r;amruc, i-amJ. ' '"" N .,�� U�AC
Fall, Chris P. AFMC 711 HPW/RH;DOUMONT, NICHOLAS R Capt USAF AFMC711 Meeting with Dr. Geiss 6/21/2017 4:00:00 PM 6/21/2017 5:00:00 PM EOP/OSTP HPW/RH;CRIVELLO, RUTH A CIV USAF AFMC 711 HPW/RH UAS security summit 6/28/2017 1:00:00 PM 6/28/2017 5:00:00 PM
EO P /OSTP:@1(§)_2{;:f"(Y'.;, :. 6/29/2017 11:00 OOAM 6/29/2.017 12:DO:OO PM Brykczynski, Bill Bernice T. Lewis, Mark J
Dan Byers 6/30/2017 12:00:00 PM 6/30/2017 1:00:00 PM Battershell,
Call -Ted Wackier I Carol Battershell 7/5/2017 4:30:00 PM 7/5/2017 5:00:00 PM Carol Mielke, Dawn M. EOP/OSTP;Wackler, Ted M. EOP/OSTP
C5):"(6J1T' Wackier, Ted M.
7/5/2017 4:00:00 PM 7/5/2017 4:30:00 PM EOP/OSTP
Cfif4 7/5/2017 2:30:00 PM 7/5/2017 3;DO:OO PM GDl@:c 7/5/2017 6:00:00 PM 7/5/2017 8;00:00 PM Tom Cremins 7/6/2017 12:30:00 PM 7/6/2017 1:00:00 PM
:�l;�� & OSTP call Xu, Stephanie B. EO P /OSTP @Jf§J1;"T'?J/s
7/7/2017 3:45:00 PM 7/7/2017 4:15:00 PM EOP/OSTP
Wackier, Ted M. EOP/OSTP;Kr�-�;:o_\
1';_1.'.:,
h,�_�
I_J'._EOP/OSTP;Leonard,
WH Fellow lnterview:IP)1((?JE'J±_ Xu, Stephanie B. Rachael L,_
E!.J-\'./O�J\f .. ,�J.-�i�£8L6l:':J.Si:.£t\tS'i£&.{;;Casey, Winter
7/11/2017 9:30 OOAM 7/11/2017 10:30 00 AM EOP/OSTP EOP/Osri:£..fllJL((;i)_,d��f,A;Gillfillan, RossT. EOP/OSTP
Wackier, Ted M. EOP/OSTP Kratslos Michael J. EOP/OSTP;Leonard, Xu, Stephanie B. Rachael L._EOf/OSJ,e_;(91J:(�2£:ff:'&:(I\k?1/fi§Z&b'.t±t;;casey, Winter
WH Fellow Interview :(J?)}J§J\. 7/11/2017 8:30 00 AM 7/11/2017 9:30 00 AM EOP/OSTP EOP/OSTF[Q),+,Cijr:,J;(!;f/:{hf";j;Gillfil!an, Ross T. EOP/OSTP
Leonard, Rachael L EOP/OSTP;Wackler, Ted M. EOP/OSTP;Gillfillan, Ross T. Xu, Stephanie B. EOP/OSTP;Wilmer, Jack W. EOP/OSTP;Casey, Winter EOP/OSTP;Calendar-
WH Fellow lnterview{QJ:!(qh\Ji1JJ ::-r: 7/12/2017 3:00:00 PM 7/12/2017 4:00:00 PM EOP/OSTP Kratsios, Michael J. EOP/OSTP
Leonard, Rachael L EOP/OSTP;Wilmer, Jack W. EOP/OSTP;Casey, Winter Xu, Stephanie B. EOP/OSTP;Gillfillan, Ross T. EOP/OSTP;Wackler, Ted M.
WH Fellow lnterview::C,QJ{§)Jt)l\;('.'. 7/12/2017 11:00 00 AM 7/12/2017 12:00:00 PM EOP/OSTP EOP/OSTP;Calendar - Kratsios, Michael J. EOP/OSTP
Kratsios, Michael J. EOP/OSTP;Casey, Winter EOP/OSTP;Wilmer, Jack W. Xu, Stephanie B. EOP/OSTP;Wackler, Ted M. EOP/OSTP;Leonard, Rachael L.
WH Fellow lnterview:��Xf!§J%/.f;) 7/13/2017 2:00:00 PM 7/13/2017 2:30:00 PM EOP/OSTP EOP/OSTP;Gillflllan, Ross T. EOP/OSTP GEISS, KEVIN T SES USAF AFMC 711 HPW/RH;DOUMONT, NICHOLAS R Capt
Phone Call: Dr. Geiss & Mr. Wackier Kamrud, Kam J. USAF AFMC 711 HPW/RH;Wackler, Ted M. EOP/OSTP;CRIVELLO, RUTH A (Personnel & Site Visits) 7/13/2017 11:10 00 AM 7/13/2017 11:30 00 AM EOP/OSTP CIV USAF AFMC 711 HPW/RH
WH Fellow Interview: (f?)i(§)";Kl; Xu, Stephanie B.
7/13/2017 4:00:00 PM 7/13/2017 5:00:00 PM EOP/OSTP Kratsios, Michae!J. EOP/DSTP;Wackler, Ted M. EOP/OSTP
WH Fellow lnterview:@I{{f�J{I? Xu, Stephanie B.
7/13/2017 1:00:00 PM 7/13/2017 2:00:00 PM EOP/DSTP Kratsios, MichaelJ. EDP/OSTP;Wackler, Ted M. EOP/DSTP
��6�ellow lnterview:{R)}(R};Af
Xu, Stephanie B. 7/13/2017 11:30 00 AM 7/13/2017 12:30:00 PM EDP/OSTP Kratsios, MichaelJ. EOP/DSTP;Wackler, Ted M. EOP/OSTP
,\'.',,.v, and MK 7/14/2017 2:30:00 PM 7/14/2017 3:00:00 PM Wackier, Ted M.
Call with Paul Shawcross 7/14/2017 2:00:00 PM 7/14/2017 2:30:00 PM EOP/OSTP Shawcross, Paull. EOP/OMB Tom Cremins 7/18/2017 12:00:00 PM 7/18/2017 1:00:00 PM
Zunker, Diana C. USA Performance Demo 7/18/2017 10:00 00 AM 7/18/2017 11:00 00 AM EDP/OSTP Murphy, Stacy L. EOP/OSTP;Wackler, Ted M. EOP/OSTP;Ayers, Rebecca S.
Invitation: WHLDP Interview Panel@ Wed I :��S
/OOW��ti;l A.
(��l��l�r5i;�)7{;J�s1�:'L:-t Rachael L. EOP/05IP;W?�,kler1,!e.d_fv1· 7/19/2017 1:00:00 PM 7/19/2017 4:00:00 PM WHLDP Sessions EDP ;om(5);(9,1%C/Jj;{;y{,J;ik!:i;iifi;J} Zunker, Diana C. Babb-Brott, Deerin 5. EOP/OSTP;Leonard, Rachael l. EOP/OSTP;Wackler,
8/1/2017 10:00 00 AM 8/1/2017 10:45 00 AM EOP/OSTP Ted M. EOP/OSTP Tom Cremins 8/1/2017 12:00:00 PM 8/1/2017 1:00:00 PM Meeting with OSTP Ted Wackier and 0MB Matt O'Kane to discuss Vega Derived Precourt, Charles;Williams, Wendy;Wackler, Ted M. EOP/OSTP;O'Kane, launch Vehicle (Charlie Precourt and MattJ. EOP/OMB;Liquori, Bill J. EOP/NSC;Armor, Jim;Mielke, Dawn M. Wendy Williams) 8/1/2017 4:15:00 PM 8/1/2017 S:15:00 PM Coleman, Sandy EOP/OSTP jl\� 8/2/2017 4:00:00 PM 8/2/2017 4:30:00 PM
Wackier, Ted M. 8/2/2017 1:00:00 PM 8/2/2017 1:30:00 PM EOP/OSTP
Chavonda Jacobs Young 8/3/2017 12:00:00 PM 8/3/2017 1:00:00 PM
Zunker, Diana C. Babb-Brott, Deerin S. EOP/OSTP;Leonard, Rachael L EOP/OSTP;Wackler, Interview: Dr. Guillermo Mendoza 8/3/2017 10:00 00 AM 8/3/2017 10:45 00 AM EOP/OSTP Ted M. EOP/OSTP Brian / Ted sync at NSF 8/3/2017 8:30 00 AM 8/3/2017 10:00 00 AM @1(§};:t3j;Ji;lfu (f?)f@Y,tBi'Fii, 8/4/2017 12:00:00 PM 8/4/2017 1:00:00 PM
Zunker, Diana C. DL-OSTP-BA;Wackler, Ted M. EOP/OSTP;Kratsios, Michael J. Jared Stout 8/7/2017 12:00 00 AM 8/8/2017 12:00 00 AM EOP/OSTP EOP/OSTP;Leonard, Rachael L. EOP/OSTP;Lee, Jennifer M. EOP/OSTP
Kim, Min H. EOP/OSTP
FMF!A Interview 8/7/2017 10:00 00 AM 8/7/2017 10:30 00 AM (Intern) Wackler, Ted M. EOP/OSTP Zunker, Diana C. Wackier, Ted M. EOP/OSTP;Leonard, Rachael L. EOP/OSTP;Whitman, Lloyd
Interview: Kamie Roberts 8/7/2017 11:00 ODAM 8/7/2017 11:45 ODAM EOP/DSTP J. EDP/OSTP Zunker, Diana C.
.,, ,0 ! 8/7/2017 3:30:00 PM 8/7/2017 4:15:00 PM EOP/OSTP Kratsios, MichaelJ. EOP/OSTP;Wackler, Ted M. EOP/DSTP
Kim Sab!on(Q)JL(filJi:bL:L::£:j Xu, Stephanie B. Kratsios, MichaeIJ. EDP/DSTP;Fall, Chris P. EOP/OSTP;Wackler, Ted M.
8/8/2017 10:00 00 AM 8/8/2017 11:00 00 AM EOP/OSTP EOP/OSTP;Burgess-Gregg, Mary LL. EOP/OSTP;Kamrud, Kam J. EDP/OSTP
Meeks, Daris D. EOP/OVP;Winfree, Paul L. EOP/WHO;Herz, James P. EOP/OMB;Schoiy, Daniel K. EOP/OMB;Black, Samuel J. EOP/OMB;Brooke, Francis J. EOP/OVP;Parker, John Paul (JP) P. EOP/OVP;Uquori, Bill J. EOP/NSC;Shawcross, Paul J. EOP/OMB;Wackler, Ted M. EOP/OSTP;Kratsios, Michael J.
Space Foundation briefing re: annual White, Peter J. EOP/OSTP;Pasquantino, John C. EOP/OMB;Mok, Emily A. EOP/OMB;Hu, Grace Space Report 8/8/2017 1:00:00 PM 8/8/2017 2:00:00 PM EOP/WHO EOP/OMB;White, Karnela G. EOP/OMB Xu, Stephanie B. EOP/OSTP
Xu, Stephanie B. I J. EOP/OSTP;Wackler, Ted M. EOP/OSTP'.-,Q)If?) WHLDP 8/9/2017 2:30:00 PM 8/9/2017 3:00:00 PM EOP/OSTP /: