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Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence...

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Exploratory IND: a study proposal from Novartis Rossella Belleli ECD BIOS Novartis 17 Nov 2005
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Page 1: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Expl

orat

ory

IND:

a s

tudy

pr

opos

al fr

om N

ovar

tisRo

ssel

la B

elle

liEC

D BI

OS

Nov

artis

17 N

ov 2

005

Page 2: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Pres

enta

tion

outli

ne

•W

hat i

s an

exp

lora

tory

(exp

)IND

com

pare

d to

a „

trad

ition

al“

IND

−In

trod

uctio

n to

„tr

aditi

onal

“ IN

D−

FDA

guid

ance

on

expI

ND

•Ex

ampl

eof

an

expI

ND

from

Nov

artis

−De

sign

−Po

ssib

le s

cena

rios/

outc

omes

−So

me

cons

ider

atio

ns•

Conc

lusi

ons

Page 3: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Intr

oduc

tion:

„Tr

aditi

onal

“ IN

D, 2

1CRF

312

/1

•W

hat i

s a

trad

ition

al IN

D (In

vest

igat

iona

l New

Dru

g ap

plic

atio

n)ht

tp:/

/ww

w.a

cces

sdat

a.fd

a.go

v/sc

ripts

/cdr

h/cf

docs

/cfc

fr/CF

RSea

rch.

cfm

?CFR

Part

=312

&sho

wFR

=1−

Docu

men

tatio

n*su

bmitt

ed to

FDA

to p

erfo

rm c

linic

al

inve

stig

atio

nus

ing

an in

vest

igat

iona

l new

dru

g−

The

amou

nt a

nd ty

peof

info

rmat

ion

depe

nds

on th

e sc

ope

of th

e cl

inic

al in

vest

igat

ion

plan

ned

−„S

tand

ard“

toxi

colo

gy p

rogr

am−

„Sta

ndar

d“ d

osin

g st

rate

gy(fr

om ~

1/10

HED

cal

cula

ted

from

N

OAE

L to

MTD

)

* In

vest

igat

or‘s

bro

chur

e, p

lann

ed p

roto

cols

, che

mis

try,

man

ufac

tory

an

d co

ntro

l inf

orm

atio

n, P

harm

acol

ogy

and

toxi

colo

gy

info

rmat

ion,

Pre

viou

s hu

man

exp

erie

nce

Page 4: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

„New

“ ex

plor

ator

y (e

) IN

D: F

DA d

raft

guid

ance

/1

http

://w

ww

.fda.

gov/

cder

/gui

danc

e/63

84df

t.pdf

•M

otiv

atio

n/ra

tiona

le−

Ther

e is

flex

ibili

tyin

the

type

and

am

ount

of d

ata

to b

e su

bmitt

ed

with

a „

trad

ition

al“

IND

depe

ndin

g on

the:

•go

alof

the

inve

stig

atio

n•

spec

ific

hum

an te

stin

gpr

opos

ed•

expe

cted

risk

s−

But:

spon

sors

hav

e no

t tak

en fu

ll ad

vant

age

of th

is fl

exib

ility

and

pr

ovid

e m

ore

info

rmat

ion

than

requ

ired!

Few

er th

an 1

0% o

f IN

Ds fo

r new

mol

ecul

ar e

ntiti

es (N

ME)

pro

gres

sbe

yond

the

inve

stig

atio

nal s

tage

(was

te o

f res

ourc

es, t

ime)

•O

bjec

tive:

cla

rify

wha

t clin

ical

and

pre

-clin

ical

app

roch

essh

ould

be

cons

ider

ed w

hen

plan

ning

exp

lora

tory

IND

stud

ies

Page 5: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

„New

“ ex

plor

ator

y (e

) IN

D: F

DA d

raft

guid

ance

/2

•De

finiti

onof

exp

IND

stud

y/ie

s: e

arly

pha

se I

stud

y/ie

s w

ith v

ery

limite

d hu

man

exp

osur

ean

d no

ther

apeu

tic in

tent

(no

asse

ssm

ent

of m

axim

um to

lera

ted

dose

).•

Poss

ible

goa

ls:

−U

nder

stan

ding

the

rela

tions

hip

betw

een

the

mec

hani

sm o

f act

ion

of a

dru

g an

d th

e tr

eatm

ent o

f a d

isea

se−

Prov

ide

phar

mac

okin

etic

info

rmat

ion

−Se

lect

the

mos

t pro

mis

ing

lead

prod

uct f

rom

a g

roup

of

cand

idat

es−

Expl

ore

a pr

oduc

t‘s b

iodi

strib

utio

n ch

arac

teris

tics

usin

g va

rious

im

agin

g te

chni

ques

•O

bjec

tive:

iden

tify

early

in th

e pr

oces

s pr

omis

ing

cand

idat

esfo

r fu

rthe

r dev

elop

men

t and

elim

inat

e th

ose

lack

ing

prom

ises

, sav

ing

reso

urce

s

Page 6: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

„New

“ ex

plor

ator

y (e

) IN

D: F

DA d

raft

guid

ance

/3

Safe

ty P

rogr

am D

esig

ns –

Exam

ples

1.Cl

inic

al s

tudi

es fo

r PK/

imag

ing

(mic

rodo

ses,

no

phar

mac

olog

ical

effe

ct )

2.Cl

inic

al s

tudi

es to

stu

dy p

harm

acol

ogic

al e

ffect

−M

ultip

le d

oses

up

to 7

day

s(2

-wee

k to

x in

a s

ensi

tive

spec

ies

+ to

xico

kine

tics;

non

-rod

ent 1

-wee

k to

x)−

Star

ting

dose

no

grea

ter t

han

1/50

NO

AEL

(No-

obse

rved

-ad

vers

e-ef

fect

-leve

l)−

Max

dos

e=

low

est o

f (1)

1/4

NO

AEL,

or (

2) ½

AU

C in

rat

or A

UC

in d

og o

r (3)

dos

e w

ith p

harm

acol

ogic

al e

ffect

−Fu

rthe

r esc

alat

ion

afte

r con

sulti

ng F

DA3.

Clin

ical

stu

dies

to e

valu

ate

the

mec

hani

sm o

f act

ion

rela

ted

to

effic

acy

Page 7: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

„New

“ ex

plor

ator

y (e

) IN

D vs

trad

ition

al IN

D

Exp

IND

•ex

plor

ator

y ob

ject

ive

•m

ultip

le c

ompo

unds

•lim

ited

expo

sure

/dos

e ra

nge

(1/5

0-1/

4NO

AEL)

•lim

ited

dura

tion

(up

to 7

day

s)•

smal

ler t

ox p

rogr

am (l

ess

stud

ies,

le

ss a

nim

als)

•le

ss d

rug

subs

tanc

e•

earli

er in

to m

an•

term

inat

es e

arlie

r uns

ucce

ssfu

l pr

ogra

ms

•do

es n

ot re

plac

e a

trad

ition

al IN

D

Trad

ition

al IN

D•

broa

der o

bjec

tive

•on

ly 1

com

poun

d•

dose

rang

e fro

m ~

1/10

HED

fro

m N

OAE

L up

to M

TD•

unlim

ited

dura

tion

•fu

ll to

x pr

ogra

m

•m

ore

drug

sub

stan

ce•

if su

cces

sful

, ear

lier i

nto

phas

e II

•ne

eded

for f

urth

er d

evel

opm

ent

Page 8: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: ra

tiona

le fo

r an

expI

ND

•3

com

poun

ds (A

,B,C

)hav

e be

en s

elec

ted

as s

uita

ble

for t

he ta

rget

or

gan

•Al

l hav

e po

tent

ials

give

n th

e pr

e-cl

inic

al P

K/PD

pro

file

•PK

pro

pert

ies

are

high

ly s

peci

es d

epen

dent

⇒un

cert

ain

whi

ch is

pr

edic

tive

for h

uman

s•

One

com

poun

d (C

) has

the

high

est p

oten

cy, b

ut c

anno

t be

furt

her

deve

lope

d ⇒

Sele

ct o

ne o

ut o

f tw

o co

mpo

unds

base

d on

hum

an P

K/PD

dat

a⇒

C=„t

ool c

ompo

und“

to p

rovi

de a

Pro

of o

f Mec

hani

smif

the

othe

r tw

o fa

ilH

uman

PK/

PD d

ata

avai

labl

eea

rlier

for d

ecis

ion

mak

ing

com

pare

d to

sta

ndar

d IN

DIf

all c

ompo

unds

hav

e no

PD

effe

ctw

ith e

noug

h dr

ug e

xpos

ure ⇒

term

inat

e th

e pr

ojec

t ear

lier ⇒

save

reso

urce

s/tim

e

Page 9: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: o

bjec

tives

Prim

ary

1.De

fine

PK p

rofil

eof

2/3

com

poun

ds in

hum

ans

2.As

sure

and

ass

ess

safe

tyun

der p

ropo

sed

cond

ition

s

Seco

ndar

y1.

Dete

rmin

e de

rived

PD

prof

iles

2.De

term

ine

phar

mac

olog

ical

dos

e3.

Com

pare

obt

aine

d PK

pro

files

and

, if p

ossi

ble,

als

o PD

pro

file

with

m

arke

ted

drug

Page 10: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: o

vera

ll st

udy

desi

gnIn

term

edia

te e

valu

atio

n

SAD

A, B

SAD

C (t

ool c

pd)

CO A, B

MD

best

cpd

If:bo

th c

ompo

unds

hav

e si

mila

rly p

os P

K/po

s PD

Or:

pos

PK

but n

o PD

If:bo

th c

ompo

unds

no

PK

If:on

ly 1

cpd

pos

PK/

pos

PDor

cle

arly

sup

erio

r

Scen

ario

s:

MD

best

com

poun

d

SAD:

sing

le a

scen

ding

dos

es

(one

wee

k be

twee

n do

ses)

CO:s

ingl

e do

se c

ross

-ove

r (o

ne w

eek

betw

een

dose

s)M

D:7

day

mul

tiple

-dos

ing

Part

A1

Part

BPa

rt C

Star

tEn

d (~

6 m

onth

s)

I III

Best

cas

e: I

IPa

rt A

2

Part

C

??

Page 11: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: s

tudy

des

ign

part

A1

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

mar

kete

d re

fere

nce

Wee

k6 d

ay

1

B 1

/2

B 1

/2

B 1

/2

B 1

/2

B 1

/2

A 1/

2

A 1/

2

A 1/

2

A 1/

2

A 1/

2

Wee

k x

day1

*

B 1

/4

B 1

/4

B 1

/4

B 1

/4

Plac

ebo

A 1/

4

A 1/

4

A 1/

4

A 1/

4

Plac

ebo

Wee

k5 d

ay

1

B 1

/8B

1/1

6B

1/5

0Pl

aceb

o2

j

B 1

/8B

1/1

6Pl

aceb

oB

1/5

02

i

B 1

/8Pl

aceb

oB

1/1

6B

1/5

02

h

Plac

ebo

B 1

/8B

1/1

6B

1/5

02

g

B 1

/4B

1/8

B 1

/16

B 1

/50

2f

2

A 1/

8A

1/16

A 1/

50Pl

aceb

o2

e

A 1/

8A

1/16

Plac

ebo

A 1/

502

d

A 1/

8Pl

aceb

oA

1/16

A 1/

502

c

Plac

ebo

A 1/

8A

1/16

A 1/

502

bN

=20

A 1/

4A

1/8

A 1/

16A

1/50

2a

1A1

Wee

k4 d

ay

1W

eek3

day

1W

eek2

day

1

Wee

k1 d

ay

1N

Sequ

enc

eCo

hort

Part * Af

ter F

DA c

onsu

ltatio

n, if

the

¼ d

ose

is s

afe

and

show

s po

sitiv

e PK

, but

no

or

not e

noug

h PD

resp

onse

Page 12: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: d

esig

n pa

rt B

mar

kete

d re

fere

nce

A do

se x

B do

se y

2*f

B do

se y

mar

kete

d re

fere

nce

A do

se x

2*e

A do

se x

B do

se y

mar

kete

d re

fere

nce

2*d

mar

kete

d re

fere

nce

B do

se y

A do

se x

2*c

A do

se x

mar

kete

d re

fere

nce

B do

se y

2*b

B do

se y

A do

se x

mar

kete

d re

fere

nce

2*a

3B

wee

k9

day1

wee

k8

day1

wee

k7

day1

NSe

quen

ceCo

hort

Part Cros

s-ov

er s

tudy

if b

oth

com

poun

ds h

ave

posi

tive

PK a

nd P

D si

gnal

afte

r par

t A1

x, y

= s

ugge

sted

PD

effe

ctiv

e do

ses

dete

rmin

ed fr

om p

revi

ous

SAD

phas

eN

on-p

aram

etric

met

hods

to c

hoos

e th

e „b

est“

com

poun

d,

base

d on

qua

litat

ive

and

quan

titat

ive

crite

ria•

* Sa

mpl

e si

ze m

ay b

e m

odifi

ed b

ased

on

part

A1

Page 13: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: d

esig

n pa

rt C

mar

kete

d re

fere

nce

Fron

trunn

er d

ose

u10

-12*

5C

Wee

k 9

or 1

2; D

ay

8W

eek

8 or

11;

Day

1-7

NCo

hort

Part

Lim

ited

mul

tiple

dos

ing

with

com

poun

d th

at s

how

ed b

est P

K/PD

pr

ofile

to c

olle

ct b

iom

arke

r dat

aW

ill n

ot b

e pe

rform

ed w

ith c

ompo

und

Cu

= su

gges

ted

PD e

ffect

ive

dose

det

erm

ined

from

pre

viou

s SA

D (a

nd C

O) p

hase

* Sa

mpl

e si

ze m

ay b

e m

odifi

ed b

ased

on

prev

ious

par

t/s

and/

or o

nan

ad

ditio

nal b

iom

arke

rs s

tudy

with

the

mar

kete

d re

fere

nce

Page 14: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: s

ome

cons

ider

atio

ns /

1

•Su

itabl

e ci

rcum

stan

ces

for e

xpIN

D

•Ex

plor

ator

yna

ture

of t

he s

tudy

: not

eno

ugh

info

rmat

ion

avai

labl

e to

se

lect

one

of t

he 3

com

poun

ds fo

r a tr

aditi

onal

IND

⇒ne

ed to

gen

erat

e da

tafo

r dec

isio

n m

akin

g an

d le

arni

ng p

urpo

ses

•H

iera

rchi

cals

et o

f obj

ectiv

es (P

K, P

D, a

dditi

onal

bio

mar

kers

)

•Ad

aptiv

e st

rate

gy: i

nfor

mat

ion

colle

cted

dur

ing

the

stud

y ar

e us

ed

for d

ecid

ing

diffe

rent

stu

dy d

esig

n op

tions

(par

t B b

ased

on

part

A1

...) a

nd m

odify

ing

sam

ple

size

Page 15: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Nov

artis

exa

mpl

e: s

ome

cons

ider

atio

ns /

2

•Q

ualit

ativ

e as

sess

men

t of P

K/PD

pro

files

+ sa

fety

driv

es th

e do

se

esca

latio

nfo

r eac

h co

mpo

und

(no

MTD

to b

e es

tabl

ishe

d)

•Q

ualit

ativ

e as

sess

men

t of P

K/PD

pro

files

driv

es th

e co

mpo

und

com

paris

on⇒

use

of n

on-p

aram

etric

met

hods

to c

hoos

e be

twee

n th

e tw

o co

mpo

unds

•O

pen

issu

es: w

ithin

the

dose

-esc

alat

ion

cons

trai

nts

of th

e ex

pIN

D,

the

PD e

ffect

may

not

be

deta

ctab

le

⇒ch

alle

nge

FDA

with

inte

rim re

sults

to fu

rthe

r esc

alat

e

⇒a

full

IND

may

be

open

ed w

ith o

ne o

r a b

acku

p co

mpo

und

Page 16: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Conc

lusi

ons

/1

ExpI

ND:

opp

ortu

nity

to te

st d

rugs

in h

uman

s ea

rlier

com

pare

d to

a

trad

ition

al IN

DAd

vant

ages

+M

ultip

le c

ompo

unds

can

be te

sted

sim

ulta

neou

sly

+M

ore

desi

gn fl

exib

ility

beca

use

of re

duce

d ris

kSe

vera

l seq

uent

ial s

tudi

esca

n be

pla

nned

Sing

le a

nd m

ultip

le d

oses

Cros

sove

r

+To

xico

logy

pro

gram

abb

revi

ated

+Sm

alle

r qua

ntity

of d

rug

(from

3-1

0kg

to <

500g

)+

Shor

ter t

imel

ines

(fro

m 1

8 m

onth

s to

8 m

onth

s to

FIM

)+

Effe

ctiv

e to

elim

inat

e no

n pr

omis

ing

cand

idat

es e

arly

on

Page 17: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Conc

lusi

ons

/2

Rest

rictio

ns/D

isad

vant

ages

−„O

bjec

tives

mus

t be

expl

orat

ory“

−Sa

fety

risk

ssh

ould

be

min

imiz

ed−

Dose

rang

e(s

tart

-sto

p do

se) l

imite

d,in

par

ticul

ar w

ithlo

w

NO

AEL

−Do

sing

dur

atio

n lim

ited

(up

to 7

day

s)−

Toxi

colo

gy p

acka

gere

duce

d, b

ut m

ay h

ave

to b

e st

agge

red

if m

ultip

le c

ompo

unds

are

test

ed, d

ue to

cap

acity

lim

its−

Onc

e th

e ex

pIN

D ob

ject

ives

are

ach

ieve

d, it

sho

uld

be c

lose

d an

d a

trad

ition

al IN

Dm

ight

be

open

ed in

stea

d−

Star

t of p

hase

II d

elay

ed

Page 18: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Than

ks to

:

Mic

hael

Loo

by, M

arku

s Jo

hn, G

erar

dus

Brui

n, B

ill R

obin

son

(Nov

artis

)

Page 19: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

The

expI

ND

will

acc

eler

ate

disc

over

y an

d de

velo

pmen

t of n

ew p

harm

aceu

tical

age

nts

•Pot

entia

l del

ayed

pro

gres

sion

to

Pha

se 2

•MTD

not

est

ablis

hed

•Lar

ger q

uant

ity o

f AP

I

•Slo

wer

dec

isio

ns

•Lat

e an

d co

stly

attr

ition

Dis

adva

ntag

es

•Pre

dict

able

AP

I req

uire

men

t

•Fas

ter p

rogr

essi

on to

clin

ical

tria

ls

•Cap

abilit

y to

eva

luat

e ca

ndid

ates

ba

sed

on h

uman

dat

a

•Bet

ter d

evel

opm

ent d

ecis

ions

m

ade

mor

e qu

ickl

y

•Ear

ly a

nd le

ss c

ostly

attr

ition

•Ful

l tox

icol

ogy

prof

ile

•Esc

alat

ion

to M

TD in

clin

ical

tria

ls

•Pro

gres

sion

dire

ctly

to P

h 2

Ben

efits

•5 –

6 st

udie

s

•170

rode

nt a

nd 6

NR

•3 –

6 m

onth

s

•9 –

12 s

tudi

es

•220

rode

nt a

nd 3

8 N

R

•9 –

18 m

onth

s

Prec

linic

al R

esou

rces

10 -

300

g1

–3

Kg

Act

ive

Phar

mac

eutic

al

Ingr

edie

nt (A

PI)

expI

ND

Con

vent

iona

l IN

D

Page 20: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

Drug

sub

stan

ce re

quire

d to

sup

port

FIH

stu

dies

(Rod

ent a

nd n

onro

dent

equa

lly s

ensi

tive)

7478

1To

tal

55 5 12 2CPD

(g)

CPD

(g)

Stud

ySt

udy

55 700

12 5 5 2 2

DR

F +

2-w

k ro

dent

*

7-da

y G

LP n

onro

dent

CV

Safe

ty P

harm

Mut

agen

icity

DR

F +

2-w

k G

LP ro

dent

DR

F +

2-w

k G

LP n

onro

dent

CV

Safe

ty P

harm

CN

S Sa

fety

Pha

rmPu

lmSa

fety

Pha

rmM

utag

enic

ityC

last

ogen

icity

Prop

osed

Exp

lora

tory

IND

R

equi

rem

ents

Full

IND

Req

uire

men

ts

•Ass

ume

500

mg/

kg M

TD a

nd 5

0 m

g/kg

NO

AEL

in ro

dent

s

* Inc

lude

s in

viv

o m

icro

nucl

eus,

CN

S an

d pu

lmon

ary

asse

ssm

ent o

nst

udy

anim

als

DR

F =

dose

rang

e-fin

ding

Page 21: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

How

wou

ld a

sim

ulat

ion

of th

e ex

pIN

Dco

ncep

t app

ear i

n a

situ

atio

n w

here

bot

h do

se a

nd A

UC

crit

eria

wer

e m

et

Exp

erim

enta

l D

ata

Com

poun

d #8

from

the

data

set

2 w

eek

rode

nt to

xici

ty s

tudy

NO

AE

L do

se 3

0 m

g/kg

≡17

7 m

g/m

2N

OA

EL

AU

C =

197

0 ug

.h/m

LN

onro

dent

qual

ifica

tion

177

mg/

m2

No

findi

ngs

NR

NO

AE

L D

ose

= 36

0 m

g/m

2A

UC

= 3

450

ug.h

/mL

CN

S, C

V, r

espi

rato

ry,

geno

toxi

city

No

findi

ngs

FIH

Par

amet

ers

Sta

rting

Dos

e (1

/50

rode

nt N

OA

EL

dose

) = 3

.5 m

g/m

2 (to

tal d

ose

for a

60k

g pe

rson

: 5.7

mg)

Sto

p D

ose

(1/4

rode

nt N

OA

EL

dose

) =44

mg/

m2

(tota

l do

se fo

r a 6

0kg

pers

on: 7

1mg)

Sto

p E

xpos

ure

(1/2

rode

nt N

OA

EL

AU

C) =

985

ug.h

/mL

Sta

rt do

se =

31

mg/

m2

Sto

p do

se =

555

mg/

m2

Sto

p ex

posu

re =

466

0 ug

.h/m

L

Page 22: Exploratory IND: a study proposal from Novartis · week9 day1 week8 day1 week7 day1 N Sequence Cohort Part ¾ Cross-over study if both compo unds have positive PK and PD signal afte

Belle

li R.

exp

IND

How

wou

ld a

sim

ulat

ion

of th

e ex

pIN

Dco

ncep

t app

ear i

n a

situ

atio

n w

here

bio

avai

labi

lity

in th

e no

nrod

ents

peci

es w

as lo

w

Exa

mpl

e #4

9 fro

m th

e da

tase

tE

xper

imen

tal

Dat

a2

wee

k ro

dent

toxi

city

stu

dyN

OA

EL

dose

49

mg/

kg ≡

236

mg/

m2

NO

AE

L A

UC

= 2

.75

ug.h

/mL

Non

rode

ntqu

alifi

catio

n23

6 m

g/m

2Lo

w e

xpos

ure

rela

tive

to ro

dent

NR

NO

AE

L D

ose

= 20

0 m

g/m

2A

UC

= 0

.3 u

g.h/

mL

CN

S, C

V, r

espi

rato

ry,

geno

toxi

city

No

findi

ngs

FIH

Par

amet

ers

Sta

rting

Dos

e (1

/50

rode

nt N

OA

EL

dose

) = 4

.7 m

g/m

2(to

tal d

ose

for a

60k

g pe

rson

: 7.6

mg)

Sto

p D

ose

(1/4

rode

nt N

OA

EL

dose

) =59

mg/

m2

(tota

l dos

e fo

r a 6

0kg

pers

on: 9

6mg)

Sto

p E

xpos

ure

(NR

AU

C) =

0.3

ug.h

/mL

Sta

rt do

se =

6.2

mg/

m2

Sto

p do

se =

27.

8 m

g/m

2 S

top

expo

sure

= 0

.62

ug.h

/mL

Out

com

eE

xpos

ure

in th

e N

R is

low

er th

an in

the

rode

nt a

t the

NO

AE

L eq

uiva

lent

dos

e. T

he N

R e

xpos

ure

beco

mes

the

AU

C ta

rget

for

capp

ing

dosi

ng a

nd th

e tri

al is

sto

pped

at a

saf

e do

se.


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