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Failing to Plan is Planning to Fail The Importance of Strategic Planning for Drug Courts Aaron Arnold Director, Treatment Court Programs and Tribal Justice Exchange Annie Schachar Associate Director, Treatment Court Programs
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Page 1: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Failing to Plan is Planning to Fail The Importance of Strategic Planning for

Drug Courts

Aaron ArnoldDirector, Treatment Court Programs and Tribal Justice Exchange

Annie SchacharAssociate Director, Treatment Court Programs

Page 2: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Center for Court Innovation

Demonstration projects

Original research

Expert assistance

Center for Court Innovation 2

Justice reform through:

Page 3: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Demonstration Projects

Center for Court Innovation 3

Page 4: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Original Research

Center for Court Innovation 4

Page 5: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Expert Assistance

Center for Court Innovation 5

Page 6: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Drug Court Training

and Technical Assistance

BJA’s statewide drug court T/TA provider

Statewide strategic planning

Statewide training strategy

Evidence-based

practices

Online Learning System

Peer assessment and peer-facilitated learning

Teleservices pilot

projects

6Center for Court Innovation

Page 7: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

What is strategic planning?

7Center for Court Innovation

Page 8: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Center for Court Innovation 8

Set priorities

Focus attention & resources

Ensure common

goals

Assess & adjust

direction

Strengthen operations

Strategic planning is an organizational management

activity designed to….

Page 9: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Center for Court Innovation 9

Effective strategic planning articulates where an organization is going, the actions needed to make progress, and how it will know if it is successful.

Page 10: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Strategic Planning for

LOCAL DRUG COURTS

Center for Court Innovation 10

Page 11: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Strategic planning for local drug

courts helps courts to identify areas of

need, adhere to best practices, and improve outcomes.

Center for Court Innovation 11

Page 12: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

What does it entail?

Who does it?

How often?

What are the important outcomes?

Center for Court Innovation 12

Page 13: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Center for Court Innovation 13

The BIG PICTURE: Assemble planning committeeNeeds assessment Resource mapping Vision statementMission statement Communication statementGoals and objectives Performance measures Timeline

Page 14: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Who should be on your planning

committee????

►Identify and assemble key stakeholders

►At least one representative from each office that makes up your drug court team► Judge

► Prosecutor

► Defense

► Treatment provider

► Probation

► Court

► Etc.

Center for Court Innovation 14

Page 15: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Who should facilitate the

process????

►Consider bringing in an independent

facilitator to lead the workshop, e.g.:

►Center for Court Innovation

►American University

►AADCP

Center for Court Innovation 15

Page 16: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

How often??

Center for Court Innovation 16

Monitor adherence to best practices no

less than once per year

Formal strategic plan no less than once

every five years

Page 17: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

What outcomes can your court expect

from a strategic planning effort?

►Sustainable training plan

►Strategies for implementing and strengthening

evidence-based practices, for e.g.:

►Drug testing

►Treatment

►Risk need responsivity tools

►New approaches to partnerships and funding

►Adherence to national standards

Center for Court Innovation 17

Page 18: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

“I’d like to poll the audience, Regis…”

Center for Court Innovation 18

Tell us about a strategic plan that

your team has implemented. Or,

how do you think a strategic plan may benefit your court?

Page 19: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Strategic Planning for

STATE DRUG COURT

SYSTEMS

Center for Court Innovation 19

Page 20: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

State strategic planning affects the

local courts, too!

►Strengthens state support for local treatment

courts

►Promotes consistency and quality across the state

►Local credibility depends on the statewide

approach

►Center for Court Innovation has helped

Washington, Colorado, and New York

Center for Court Innovation 20

Page 21: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Center for Court Innovation 21

Case Study

The New York State Unified Court System

The Future of Drug Courts in

New York State: A Strategic Plan

(November 2015)

Page 22: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Comprised of judges, administrators, court

staff, and CCI

One judge from each judicial district

Co-chaired by two judges, advised by the statewide drug court

coordinator

Five sub-committees, each tasked with

examining a different subject area

ADVISORYCOMMITTEE

Center for Court Innovation 22

Page 23: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

The Subcommittees

Fidelity to the Drug Treatment

Court Model

Developing a Sustainable

Training Strategy

Data Collection and Evaluation

Strengthening Partnerships

Sub-Committee on Staffing and

Resource Management

Center for Court Innovation 23

Page 24: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Methodology

►Each subcommittee met several times in

person and by phone.

►Conducted research, held informal focus

groups with practitioners and experts,

conducted interviews, and surveyed drug

court staff throughout the state

►The results were a series of findings, each

with several related goals and objectives

Center for Court Innovation 24

Page 25: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Findings

►FINDING #1: New York does not currently use a

consistent fidelity review process to assess how

well the state’s drug courts are adhering to the

Key Components and related evidence-based

practices. A clearly-defined fidelity review model is

needed to ensure that the state’s drug courts are

in the best possible position to reduce recidivism,

promote sustained recovery, and operate in a

cost-effective manner.

Center for Court Innovation 25

Page 26: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Goals

►Goal #1: Adopt a clearly-defined fidelity review

model for all drug courts in the state. The

Office of Court Administration will lead the

development of a consistent fidelity review model

to be used by drug courts throughout the state.

This model will set clear requirements for the

composition of fidelity review teams, the review

process to be used, performance standards to be

measured, frequency of fidelity reviews, and other

key factors. Center for Court Innovation 26

Page 27: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Objectives

► Objective 1A: Adopt the Idaho peer review model as the

foundation for New York’s fidelity review process.

► Objective 1B: Form a committee to guide the design and

implementation of the fidelity review model.

• Judicial district administrators

• Multi-disciplinary drug court practitioners

• Center for Court Innovation

Center for Court Innovation 27

Page 28: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

The Layout

Table of Contents

Acknowledgements ..............................................................................................................1

Background ..........................................................................................................................3

The Need for a Strategic Plan ..............................................................................................5

Executive Summary .............................................................................................................9

I. Fidelity to the Drug Treatment Court Model .......................................................13

II. Developing a Sustainable Training Strategy .........................................................19

III. Data Collection and Evaluation .............................................................................26

IV. Strengthening Partnerships ....................................................................................31

V. Staffing and Resource Management .....................................................................39

Conclusion .........................................................................................................................46

Center for Court Innovation 28

Page 29: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Sample GOALS:

►Adopt a clearly-defined fidelity review model for all drug courts in the state.

►Establish guidelines for the ongoing training of drug court teams.

►Establish a framework for coordinating and funding training opportunities.

►Improve stakeholder interest in drug treatment courts.

►Increase collaboration between drug courts and the Division of Veterans Affairs.

►Create comprehensive statewide protocols for drug testing and enhance drug testing infrastructure.

Center for Court Innovation 29

Page 30: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Center for Court Innovation 30

Goal #1:

Objectives Tasks Performance

Measures

Timeline Assignment

Page 31: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Arizona Association of

Drug Court Professionals

STRATEGIC PLAN

Center for Court Innovation 31

Page 32: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

SUSAN ALAMEDA

AADCP Treasurer

Statewide Drug Court Coordinator

Treatment Services Specialist/ Drug

Court Coordinator, Adult Probation

Services Division, Arizona Supreme

Court

Center for Court Innovation 32

Page 33: Failing to Plan is Planning to Fail - Arizona State University · Arizona Association of Drug Court Professionals STRATEGIC PLAN Center for Court Innovation 31. SUSAN ALAMEDA AADCP

Thank you!

Questions? Technical assistance?

Aaron Arnold

Director, Treatment Court Programs & Tribal Justice Exchange

[email protected]

Annie Schachar

Associate Director, Treatment Court Programs

[email protected]

Center for Court Innovation


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