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Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems CD Laboratory Workshop Ronald Nissel November 15, 2016
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Page 1: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Filter Bank Multi-Carrier (FBMC)for Future Wireless Systems

CD Laboratory Workshop

Ronald NisselNovember 15, 2016

Page 2: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Motivation

Slide 2 / 27

Page 3: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Multicarrier Modulation

xl,k...Transmitted data symbol

00

13

17

Time index, k

Freq

uenc

yin

dex,

l

−2 −1 0 1 2

0

0.5

1

1.5

p(t)

tT0

−5 0 5

−50

0

P(f

)

f

F0= f T0

FBMCOFDM(LTE,WLAN)

Current generation of wireless systems use OFDM.Can we do better?

Slide 3 / 27

Page 4: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

5G Design Paradigm: Flexible Time-Frequency Allocation

Time

Freq

uenc

y

Robust communcation(reduced spectral efficiency)

Low latency, high velocity(high efficiency if L >> K)

Large area(high efficiency if K >> L)

Required time-frequencyresources for one symbol

L ... Number of subcarriers per blockK ... Number of time-symbols per blockF ... Frequency-spacingT ... Time-spacing

F

T ∝ 1F

Slide 4 / 27

Page 5: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

How does FBMC work?

Slide 5 / 27

Page 6: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

FBMC: Time-Frequency Localized Prototype Filter

(Complex) orthogonal for TF = 2

Slide 6 / 27

Page 7: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

FBMC Offset-QAM: Transmit Real-Valued Symbols

Orthogonal only in the real domain: TF = 0.5

Slide 7 / 27

Page 8: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Comparison of Multicarrier Schemes

MaximumSpectral

EfficiencyTF = 1

Time-Localization

Frequency-Localization

(Bi)-Orthogonal

IndependentTransmitSymbols

PureOFDM yes yes no yes yes

Windowed/FilteredOFDM

no yes yes yes yes

FBMC-OQAM yes yes yes realonly yes

CodedFBMC-OQAM yes yes yes

yes,after de-

spreadingno

Slide 8 / 27

Page 9: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Comparison of Multicarrier Schemes

−50 −40 −30 −20 −10 0 10 20 30 40 50

−100

−80

−60

−40

−20

0

Normalized Frequency, f/F

Power

SpectralDensity

(dB)

−50 −40 −30 −20 −10 0 10 20 30 40 50

−100

−80

−60

−40

−20

0

Normalized Frequency, f/F

Power

SpectralDensity

(dB)

LTE like:TF = 1.07

No OOBreduction

TF = 1.3

TF = 1.3

CP-OFDM

WindowedOFDM

FilteredOFDM

FBMCOQAMTF = 1(complex)

21 sub-carriers

Slide 9 / 27

Page 10: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Real World Testbed Measurements

Slide 10 / 27

Page 11: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Vienna Wireless Testbed

TX antenna

RX

Transmitter:

Receiver:

Slide 11 / 27

Page 12: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Channel Estimation in FBMC1

1“On Pilot-Symbol Aided Channel Estimation in FBMC-OQAM”,R. Nissel,et.al.,2016Slide 12 / 27

Page 13: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Channel Estimation in FBMC

24

68

1012

14

24

68

1012

0

0.5

1

1.5

Channel

Time-positio

n k

Subcarrier-position l

Data symbolsPilot symbols

Time, t

Frequency, f LS estimation,

Interpolation

Slide 13 / 27

Page 14: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Channel Estimation in FBMC

Cancel the imaginary interference at the pilot positions:

Time

Frequency

1 Auxiliary 2 Auxiliary Coding

Novel Contribution:I We suggest the usage of two auxiliary symbols.I We extended the coding approach to more than 8 symbolsI Downloadable MATLAB code: www.nt.tuwien.ac.at/downloads/I Validated by real world measurements

Slide 14 / 27

Page 15: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Achievable Rate Improvement: FBMC vs. OFDM (LTE)

−10 −5 0 5 10 15 20 25 30

0

5

10

15

20

25

30

SNROFDMD

(dB)

Achieva

bleRate

Improvem

ent(%

)

1 Auxiliary symbol(low complexity)

2 Auxiliary symbols(low complexity)

Coding(high complexity)

OFDM no cyclic prefix

Improvement due tobetter spectrum utilization

Improvement due tono cyclic prefix

FBMC

Slide 15 / 27

Page 16: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Real World Throughput Measurements

−10 −5 0 5 10 15 20 25 30

0

5

10

15

20

25

30

SNROFDMD

(dB)

ThroughputIm

provem

ent(%

)

1 Auxiliary symbol(low complexity)

2 Auxiliary symbols(low complexity)

Coding(high complexity)

FBMC

95 % confidenceinterval obtainedby bootstrapping

mean

Slide 16 / 27

Page 17: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

MIMO in FBMC2

2“Enabling Low-Complexity MIMO in FBMC-OQAM”, R. Nissel and M. Rupp, 2016Slide 17 / 27

Page 18: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Enabling MIMO in FBMC By Hadamard Spreading (+1,-1)

Coded FBMC-OQAM:

Time

Code

Frequency

Novel Contribution:I Matrix formulation: new analytical insightsI We investigate the block interference and the influence of time-varying channelsI Downloadable MATLAB code: www.nt.tuwien.ac.at/downloads/I Validated by real world measurements

Slide 18 / 27

Page 19: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Real World MIMO Measurements

−5 0 5 10 15 20 25 30

10−4

10−3

10−2

10−1

Estimated Signal-to-Noise Ratio for OFDM (dB)

BitErrorRatio

OFDMFBMC

−5 0 5 10 15 20 25 30

10−4

10−3

10−2

10−1

Estimated Signal-to-Noise Ratio for OFDM (dB)

BitErrorRatio

95 % confidenceinterval for FBMCobtained bybootstrapping 2×1 MIMO

Alamouti’s Space-TimeBlock Code

2×2 MIMOMaximum-LikelihoodDetection (2×bit rate)

2×2 MIMO (2×bit rate)Zero-Forcing Equalizer

16-QAM

Slide 19 / 27

Page 20: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Bit Error Probability for FBMC in Doubly SelectiveChannels3

3“OFDM and FBMC-OQAM in Doubly-Selective Channels: Calculating the Bit ErrorProbability”, R. Nissel and M. Rupp, 2016, submitted

Slide 20 / 27

Page 21: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Closed-Form BEP Expression

−5 0 5 10 15 20 25 30 35

10−3

10−2

10−1

100

BitErrorProbability,BitErrorRatio

TheoryGauss approx.Simulation

−5 0 5 10 15 20 25 30 35

10−3

10−2

10−1

100

SSiiggnnaall--ttoo--NoNoiissee RRaattiioo [[ddBB]],, sseeee ((1188))

BitErrorProbability,BitErrorRatio

OFDM (noCP)

CP-OFDM

FBMC

Vehicular A, 500km/h

OFDM (noCP)

CP-OFDM ≈FBMC

Doubly- flat

Pedestrian A, 10km/h64-QAM

Slide 21 / 27

Page 22: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Outlook

Slide 22 / 27

Page 23: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Doubly-Selective Channels in FBMC

Questions:I Are one-tap equalizers good enough?I How good is FBMC compared to OFDM?I Which prototype filter

I HermiteI PHYDYAS

Fair comparison:

Sign

al-t

o-In

terf

eren

ceR

atio

Subcarrier Spacing

Optimal Subcarrier Spacing

Limiting factor:Doppler spread

(time-variant channel)

Limiting factor:delay spread

(multipath delays)

Slide 23 / 27

Page 24: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Doubly-Selective Channels in FBMC

510

15

24

68

1012

0

0.5

1

1.5

OFDM Symbol

LS estimation of the piecewise mean channel

Subcarrier

|ˆ hLS

l,k|

510

15

24

68

1012

0

0.5

1

1.5

OFDM Symbol

LS estimation of the piecewise mean channel

Subcarrier

|ˆ hLS

l,k|

50100

150200

24

68

1012

0

0.5

1

1.5

time index

MMSE channel estimation

Subcarrier

|H[l,m]|

50100

150200

24

68

1012

0

0.5

1

1.5

time index

MMSE channel estimation

Subcarrier

|H[l,m]|AMMSE

I Channel estimation using time-frequency correlation

I Channel equalization

Slide 24 / 27

Page 25: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Further Questions in FBMC

Bit error probability, including channel estimationI Similar to our submitted paper (which assumes perfect channel knowledge),I But now also include channel estimation.

mmWave transmissionsI TestbedI Jointly with Erich and Martin

Further investigate real world hardware effectsI QuantizationI Non-linear power amplifier

Slide 25 / 27

Page 26: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Conclusions

Slide 26 / 27

Page 27: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Conclusions

In contrast to most other research groups:I Downloadable MATLAB code: www.nt.tuwien.ac.at/downloads/I Theory is validated by real world testbed measurements

Main contribution in 2016:I Channel estimation in FBMCI MIMO in FBMCI Bit error probability for FBMC in doubly-selective channels

Outlook: A lot of open questions for the next years!

Slide 27 / 27

Page 28: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Backup Slides

Slide 1 / 9

Page 29: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Ambiguity Function OFDM

Slide 2 / 9

Page 30: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Ambiguity Function CP-OFDM

Slide 3 / 9

Page 31: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Block InterferenceNo guard-symbols:

KT KT KT

Block 1 Block 2 Block 3

Time

Tran

smit

Pow

er

Guard time-slot:

KT T KT T KT

Block 1 Block 2 Block 3

Set time slotto zero

Time

Tran

smit

Pow

er

Slide 4 / 9

Page 32: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Block Interference

0 50 100 150 200 250

0

10

20

30

40

50

Spreading Length (Symbols)

Signal-to-InterferneceRatio(dB)

0 50 100 150 200 250

0

10

20

30

40

50

Spreading Length (Symbols)

Signal-to-InterferneceRatio(dB) One guard slot per block

(reduced efficiency)

No guard symbols(maximum spectral efficiency)

1 ms for 15 kHz subcarrier spacing, (125µs for 120 kHz)

Slide 5 / 9

Page 33: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Block Interference

0 50 100 150 200 250

0

5

10

15

20

Spreading Length (Symbols)

Efficiency

Loss

(%)

0 50 100 150 200 250

0

5

10

15

20

Spreading Length (Symbols)

Efficiency

Loss

(%)

One guard slot per block

LTE efficiency loss due to the CP

1ms for 15 kHz subcarrier spacing, (125µs for 120 kHz)

Slide 6 / 9

Page 34: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Time-Variant Channels

0 10 20 30 40 50

0

10

20

30

40

Signal-to-Interference

Ratio(dB)

Velocity (km/h) for F=15 kHz and fc=2.5 GHz

TheorySimulation

0 50 100 150 200 250 300 350 400

Velocity (km/h) for F=120 kHz and fc=2.5 GHz

0 1 2 3 4 5 6 7

x 10−3Normalized maximum Doppler shift νmax/F

0 10 20 30 40 50

0

10

20

30

40

Signal-to-Interference

Ratio(dB)

Velocity (km/h) for F=15 kHz and fc=2.5 GHz

Spreading Length K = 8

Spreading Length K = 32

One guard time slot per block

Slide 7 / 9

Page 35: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Flexible Subcarrier Spacing, TF = 1 (no CP)

Channel Model: VehicularA, 250 km/h

5 10 15 20 25 30 35 40 45

0

5

10

15

20

25

30

35

Subcarrier Spacing (kHz)

Signal-to-Interference

Ratio(dB)

TheorySimulation

5 10 15 20 25 30 35 40 45

0

5

10

15

20

25

30

35

Subcarrier Spacing (kHz)

Signal-to-Interference

Ratio(dB)

OFDM

FBMC-OQAMHermite

FBMC-OQAMPhydyas

15 kHz(LTE)

Slide 8 / 9

Page 36: Filter Bank Multi-Carrier (FBMC) for Future Wireless Systems ...FBMC OFDM (LTE,WLAN) Current generation of wireless systems use OFDM. Can we do better? Slide 3 / 27 Dependable Wireless

Dependable Wireless Connectivity for the Society in Motion

Peak-To-Power Average Ratio and Signal Power Over Time

Pr(P

APR

≤PA

PR0)

6 8 10 12

10−4

10−3

10−2

10−1

100

PAPR0 (dB)0 0.1 0.2

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

Sign

alPo

wer

Time (ms)

1Aux.1Aux.flipped

2Aux.Cod.

6TFBMC

1Aux.

1Aux.flipped

2Aux.

Cod.

OFDM

Slide 9 / 9


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