____________ _ Date _____ _
A0-10
ev. l/20t.l4
.Report .Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978
2004 (5 U.S.C. app. §§ 101-111)
I. Person Repor
Brotman, Stanl
ting (Last name, First name. Middle initial)
ey S
2. Court or Organization
U.S.D.C, New Jersey
3. Date ofReport
05/12/2005
4. Title (Article
magistrate judge
U.S. District Jud
Ill Judges indicate active or senior status;
s indicate full- or part-time)
ge/Sr. Status
5. ReportTypc (check appropriate type)
@ Nomination, Date
@Initial @Annual @Final
6. Reporting Period
01/01/2004
to
12/31/2004
7. Chambers or
6030 M.H. Cohe
4th & Cooper St
Camden, NJ 08
Office Address
n US Courthouse
reets, Box I 029
102-1029
8. On the basis of the info1mation contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance
with applicable laws and regulations.
Reviewing Officer
IMPORTANT NOTES: The instructions accompanying this form must be followed. Compll'.te all parts, checking the NONE box for each part
where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; sec pp. 9-13 of filing instructions)
D NONE - (No reportable positions.)
1.
2.
Chairman
NAME OF ORGANIZATION/ENTITY
ABA Judicial Immigration Education Project
(Reporting individual only; see pp. 14-16 offiling instructions) II. AGREEMENTS.
NONE - (No reportable agreements.)
PARTIES AND TERMS
I.
1,_.,j
: i C)
--
DESCRIPTION
5.
Name of Person Reporting FINANCIAL DISCLOSURE REPORT Date of Report
Brotman, Stanley S 05/12/2005
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)
A. Filer's Non-Investment Income
NONE - (No reportable non-investment income.)
I.
SOURCE AND TYPE GROSS INCOME
(yours, not spouse's)
B. Spouse's Non-Investment Income - (If you were married during any portion of the reporting year, please complete this section. Dollar amount not required except for honoraria.)
D NONE - (No reportable non-investment income.)
SOURCE AND TYPE
I. 2004 Director, American Automobile Association, Club of South New Jersey
IV. REIMBURSEMENTS transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
D NONE (No such reportable reimbursements.) -
SOURCE
I. Seminar on "Law and Terrorism", !'.JC 3/10 - 3112/04, Durham, N.C. (Discussion, Lodge, Food)
2. NY Intellectual Property Law Association 3/26 - 3127/04 , New York City (Lodge, Food)
3. National Workshop for District Judges, FJC 4119 - 4/21/04, Phila, PA (Discussion, Trans., Lodge, Food)
4. Joint Workshop for 2nd & 3rd Circuit Judges, FJC 4/25 - 4/27/04, New Paltz, NY (Discussion, Trans., Lodge, Food)
Third Circuit Judicial Conference 11/2 - 11/5/04, Hershey, PA (Discussion, Trans., Lodge, Food)
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Brotman, Stanley S
Date of Report
05/12/2005
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
NONE - (No such reportable gifts.)
DESCRIPTION
1.
VI. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
DESCRIPTION VALUE CODE
1.
LIABILITIES.
NONE - (No reportable liabilities.)
CREDITOR
(4)
------
-FINANCIAL DISCLOSURE REPORT Page 1 of9
Name of Person Reporting
Brotman, Stanley S
Date of Report
05/12/2005
-- income, value, trnnscntions (incllldes those ofthe spouse and dependent children. See pp. 34-:57 of filing instructions.)VII. INVESTMENTS and TRUSTS
A.
Description of Assets (including tmst assets)
Place "(X)" alkr each asset exempt from prior disclosure
D NONE (No reportable income, assets, or transactions)
1. Advantage Primary Liq. Fd/Oppenheimer
2. U.S.Enviro Systems,Ine. e/s (formerly Cogenic Energy) System
3. General Electric c/s
4. Xerox Corporation c/s
5. PNC Bank c/s
6. Sun Nat.Bank, Vineland, NJ (chkg acct)
7. Israel Bonds
8. Wachovia Cap. Acct., formerly Command Money Fund/Prudential
9. Wachovia Corp.
10. Israel Bonds
11. Minotola National Bank, Vineland, NJ (checking)
12. TRUST:
13. - GlenmedeFund Inc-Tax Exempt Cash Port prin. cash&reserve
14. - Passaic Co. NJ Genl Imp! Mbia(dtd 12/l/92;due 12/01 /05)
15. - NJ St Hwy Au Esc (dtd 8/15/78;due l /1/11)
16. - Little Egg Hbr Mun Util Wtr & Swr(dtd 3/l/97;due 7/1/06)
17. - NJ St Edi Fae Auth Drew Univ. (dtd 3/15/97;due 3/1/04)
18. - Manalapan EnglishtownNJRegl BrdEd(dtd 6/1/93;due5/I/07)
B. I ncomc during.
reporting period
(I) (2)
Amount Type (e.g. Code 1 div. rent. or
(A-H) int.)
A Interest
A None
B Dividend
A Dividend
B Dividend
A Interest
A Interest
B Interest
A Dividend
A Interest
A Interest
c Interest
c Interest
A Interest
B Interest
B lnterest
c Interest
c. D.
Gross value at end of Transactions drning reporting period report ing period
(I) (2) (1) Ifnot exempt from disclosure
Value Value Code 2 Method
(J-P) Code3
(Q-W)
J T
J T
L T
K T
K T
K T
J T
J T
K T
J T
J T
M T
K T
J T
K T
L T
L T
(2) (3)
Type (e.g. Date: Value buy, sell, Month- Code2 merger. Day (J-P)redemption)
Called 1/2 J
Maturity 3/1 L
(5)
Gain Identity of
Code I buyer/seller
(A-H) (if private transaction)
I. Income/Gain Codes: A = $I ,000 or less B =$1,00 l -S2,500 c = $2,501-$5,000 D = $5,001-$15,000 E = $15,001-$50,000
(See Columns Bl and 04) F - $50.001-$100,000 G = $100,001-$1,000,000 HI =•SI.000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes: ·"· S 15,000 or kss K = $15,00!-S50.000 L =· S50,00l-$100.000 M = $100,001-$250,000
(See Columns CI and D3 l N = S250.000-S500,000 0 = $500,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,001-$25,000,000
l'.l $2)_000.00 l-$511_0110,000 P4 $More than $50.000.000
3. Value Metlwd Codes 0 -- !\pprnisal R "'· Cost (Real Estate Only)
·
S •· Assessment T = Cash/Market
(See Cohmrn C21 l! = Ro,1k Value V =Other ------- -- · -- - · - -·--- --------------- -·-· -------· · ·----
W = Estimated
(3) (4) (5)
- ----· ---------
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 2of9 Brotman, Stanley S 05/12/2005
VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D.
Description of Assets Income during
reporting petiod Gross value at end (lf reporting period
Transactions during reporting period
(including tmst assets)
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
(I) (2)
Place "'(X)" after each asset exempt Amount Type (e.g.from prior disclosure Code I div. rent. or
(A-H) int.}
- Gloucester Cnty NJ G.O. (dtd 1011197; due 211108) B Interest
- General Electric Co. els
- Colgate Palmolive Co. els
- Johnson & Johnson els
- Merck & Co., Inc. els
- Royal Dutch Petroleum New els
- City Group, Inc. els
- Fed Nat'! Mtg Assn. els
- Bank of America els
- Automatic Data Processing, Inc. els
- Microsoft Corp. els .
- SBC Communications, Inc. els
- Intel Corp. els
- Chase Manhattan Corp.els
Daimler Chrysler els
IBM els
Pepsico, Inc. els
Sara Lee Corp. els .
B Dividend
A Dividend
A Dividend
A Dividend
B Dividend
B Dividend
A Dividend
B Dividend
A Dividend
A Dividend
B Dividend
B Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
(l) (2) (!) If not exempt from disclosure
(2)
Value Value Type (e.g. Date: Value Gain Identity of Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (J-P) Code3 merger Day (J-P) (A-H) (if private
(Q-W) redemption) transaction)
L T
L T
K T Partial Sale 9/22 K E
K T
K T Sale 10/5 K E
L T
L T
K T Sale 2126 K E
K T Stock Split 8130 K
K T
K T Part II/I J B Redemp
K T Sold 3123 K D
J T
J T
J T
M T
J T
J T
-·· ··----- ---· ·--- -----·- - -· ---·----
I. Income/Gain Code : A = S 1,000 orbs 8 = $I .001-$2.500 c = $2,501-$5,000 D = $5,001-$15,000 E = s15,00 l-$50,000
(See Columns BI and D4) F - $50.00 I -$H>0,0(!0 G = $I r10.orl1-$ i..OOO,OOO HI •• S i.000,00l-S5,000.000 H2 =· More than $5,000,000
2. Value Codes: •· Sl5,000 or loss K = $15,001-$50.000 L .•. 550,001-$100.000 M •. $I 00,001-$250.000
(See Colunrns Cl and D.1) N = S250.000-S50ll,OOD 0 = $500.001-$1,000,000 Pl =SI ,OOO,OOl-S5,000,000 P2 = $5,000,001-$25,000,000
P.l " $25.000.001-$5C1,01lO,OOO P4 - More 1ban $50,000,000
3. Value Method Codes Q -= Appraisal R · Coot (Real Estate Only) s · Assessment T • Caoh/Market
[See C\)lmnn C2J \; = B<X)k Value \I =Uthe,. w Estimated
(2)
·--------------------
----------------------------�
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 3of9, Brotman, Stanley S 05/12/2005
VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. Sec pp. 34-57 of filing instrnctions.)
A. B. c. D. Income during Gross value at end of Transactions during reporting period
Desc1iption of Assets reporting period reporting period (including tmst assets)
(I) (2) (I) (2) (I) If not exempt from disclosure
(3) (4) (5) Place "(Xl" atlcr each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code I div. rent. or Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller
(A-H) int.) (J-P) Code3 merger\> Day (J-P) (A-H) (if private (Q-W) redemption) transaction)
37. Specialty Retail Group, Inc. c/s None J T
38. THE GLENMEDE TRUST CO.(IRA I):
39. - Glenmede Fund, Inc.: Strategic Equity Part A Int/Div M T
40. THE GLENMEDE TRUST CO.(IRA2):
41. - Glenmede Fund, Inc. : Strategic Equity Part A Int/Div K T
42. THE GLENMEDE TRUST CO. INVESTMENT ADVISORY:
43. - Glenmede Fund, Inc.: Strategic EquityPart B Dividend L T
44. Verizon c/s A Dividend J T
45. Pepsico, Inc. c/s A Dividend J T
46. Motorola, Inc. c/s A Dividend J T
47. J.P.Morgan Chase c/s A Dividend K T
48. Intel c/s A Dividend K T
49. NJ Healthcare Fae. (dtd 7/1/94; due 7/1/03) A Interest J T
50. Edgewater NJ Series 1997 (dtd 9/15/97; due 7/2 004) A Interest J T Maturity 7115 J
51. Somerset Cty,NJ,Gen.Obl.Series A Interest K T l 998(dtd I 2/J/98;duel 2/1 /06)
52. Israel Bonds A Interest J T
53. Vodaphone AirTouch c/s A Dividend K T
54. -TRUST:
I. lncorne/Gain Codes: A = S 1,000 or Jess B = $1.001-$2,500 c = $2,501-S5,000 D = $5,001-$15,000 E = $15,001-$50,000
(See Columns BI and D4) F = $50.001-$!00,000 G = $100,001-$1,000,000 HI = $1,000,001-$5,000,000 H2 = More than $5,000,000
2. Value Codes: = S 15,000 or Jess K = $15,001-$50,000 L = SSO,OOJ-$!00,000 M = $100,001-$250,000
(See Columns CI mid D3) N = S250.000-S500,000 0 = $500.001-$1,000,000 Pl = Sl ,000,001-S5,000,000 P2 = $5,000,001-$25,000,000
j>} = $25.000.001-$50,000,00ll P4 = SMorc than $50,000,000
3. Yalu Mcthud Code' () .-. Appraisal R · .= Cost (Real Estate Only) s -.. t\....1:;scs meut T =• Cash/Market
(See Column C2 J ------ ··-··-
{] = Ro,)k Valut · - --- ·--
\! =Other w =Estimated ----···---··--·------ -----
·'·
(3) (4)
c
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Page 4of9 Brotman, Stanley S 0511212005
VII. INVESTMENTS and TRUSTS -- income, value, trnnscations (includes those oft he spouse and clcpenclent children. See pp. 34-57 of filing instmctions.)
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
67.
68.
69.
70.
71.
72.
A.
Desc1iptiou of Assets (including tmst assets)
Place "'(Xl" aticr each asset exempt from prior disclosure
- Home Depot, Inc. els
- American International Group els
- Burlington Cnty NJ Gen Imp GO (dtd 7/5/98; due 711512009)
- American International Group c/s
- Exxon Mobil Corp. els
- Sayreville, NJ (dtd 911/00; 4.6% Due 9/1110)
- Mercer County, NJ Impt.(dtd 12115100 4.4%,due 11/1/10)
- NJ Healthcare FacFing Auth. Rev(dtd 111/98 4.2%;due711/05)
- Ocean City,NJ FSA G.O.(dtd 411/98 4.5%;due 4/1108)
THE GLENMEDE TRUST CO.(IRA I):
- Glenmede Fund, Inc.: Strategic Equity Part
THE GLENMEDE TRUST CO.(IRA2):
- Glenmede Fund, Inc.: Strategic Equity Part
THE GLENMEDE TRUST CO. TNVESTMENT ADVISORY:
- Glenmede Fund, Inc.: Strategic Equity Part
Verizon Communications cls
Parsippany-Troy Hills Twp.NJ (dtd 6/2f92;due 411/06)
Unique Mobility, Inc. els
B. Income during
reporting pe1iod
(Ii (2)
Amount Type (e.g. Code I div. rent. or
(A-H) int.)
A Dividend
A Dividend
B Interest
A Dividend
B Dividend
B Interest
B Interest
B Interest
B Interest
B Dividend
B Dividend
B Dividend
A Dividend
A Interest
A Dividend
c. D. Gross value at end of Tnmsactions during reporting period repo11ing period
( 1) (2) (1) lfnot exempt from disclosure
(2) (5) Value Value Type (e.g. Date: Value Gain Identity of Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller(.1-P) Code3 merger, Day (J-P) (A-H) (if private
(Q-W) redemption) transaction)
K T
J T
K T Called 7115 K
K T
K T
K T
K T
K T
K T
L T
K T
K T
J T
K T
J T
------------------· -- - ----
I. Income/Gain Codes: .A = S t ,000 or k;;s B = $1.00 1-S2.500 = $2,50 l -$5 ,000 D = $5,001-$15,000 E = S!5,001-$50,000
(Sec Columns HI and D4J F S50.oo 1-$1 no.ono G = $100,001-$1,000,000 HI = s1.000.001-$5,000.000 H2 =More than $5,000,000
2. Value Codes: ···SI 5,1100 or less K 0 $15.00l-S50.000 L 0• S50,00l-$100.000 M "$100,001-$250,000
(See Cohm111s CI and D.n N = S250.000-S5Ll0.ll00 0 = $500.00l-$1,000,000 Pl = Sl,000,00l-S5,000,000 P2 = $5,000,001-$25,000,000
[>.< · S25.000.001-$50.000,000 P4 ·· Sfvlor.: I han $50.000.000
Value Mcthud Code' <) Apprai<al R ·-- Cost (Real Estate Onlyj s Asscssn1cnt T '"Cash/Market
(See C'lumn C2J lJ = 3,,,lk Vcilue \I =Other w =Estimated
--------··-·--··---·----·· ----
!)
(3) (4) (5)
....
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 5of9 Brotman, Stanley S 05/12/2005
VIL INVESTMENTS and TRUSTS -- income, vahie, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instmctions.)
A.
Description of Assets (including trusr assets)
Place "(Xi" atler each asset exempt from prior disclosure
73. Unique Mobility, Inc. els
74. -TRUST:
75. - Glassboro,NJSchlDist,FSA, dtd 7/1101,4 3/4%,7/1/11
76. - Medtronic, Inc. c/s
77. - NJ SY EDL FACS Auth Re Ambac dtd 7/1/01 4.3% 7/1/11
78. THE GLENMEDE TRUST CO.(IRAI):
79. - Glenmede Fund, Inc.; Strategic Equity Fund
80. - Glenmede Maxi-Cap Index Fund
81. - Vanguard Institutional Index 500 FD
82. THE GLENMEDE TRUST CO.(IRA2):
83. - Glenmede Fund, Inc. • Strategic Equity Part
84. - Glenmede Max-Cap Index Fund
85. - Vanguard Institutional Index 500 FD
86. THE GLENMEDE TRUST CO. INVESTMENT ADVISORY:
87. - Vanguard Institutional Index 500 Fund
88. Kraft Foods, lnc.CLA c/s
89. NJSt.Transit Sys 1993 (dtd 4/10/93 4.60 due 611510 I)
90. Essex Cnty.Gen.O lig.(dtd 11/15/95 5.00 due 11/15/06)
B. Income during
reporting period
(I) (2)
Amount Type (e.g. Code I div. rent. or (A-H) . int.)
A Dividend
A Interest
A Dividend
A Interest
A Dividend
B Dividend
B Dividend
A Dividend
A Dividend
B Dividend
A Dividend
A Dividend
B Interest
B Interest
c. D. Gross value at end of Transactions dwing reporting period reprn1ing period
(l) (2) (I) Ifnot exempt from disclosure
(2) Value Value Type (e.g. Date: Value Gain Identity of Code 2 Method bny, sell, Month· Code2 Code I buyer/seller (J-P) Code3 merger, Day {J-P) (A-H) (if private
(Q·W) redemption) transaction)
J T
K T
K T
K T
J T
L T Sale 6/01 L
L T Part.Sale 11/23 J
J T
K T Sale 6/01 K
K T Part Sale 11/23 J
K T
J T
K T
K T
·-
I. Income/Gain Codes: A =SI ,000 or less B = $1.0U 1-S'.UOO c = S2,501-S5,000 D = $5,00 l-$15,000 E = $15,001-$50,000
(Sec Column> BI and ll4) I- '$50.001-$ l(JO.fll)f) G '' $100,00J-$1,000,000 Hl $ l ,000.001-$5.000.000 H2 =More than $5,000,000 " Value Codes: '-· SI 5,000 or less K = $15.00 l-$50,000 L ' · · $50,001-$100,000 M = $100,001-$250,000
(See Columns Cl and D.1) N = s2so.ooo-sso1;_noo () = $500.001-$1,000,000 Pl = S 1,000,001-S5,000,000 P2 = $5,000,00l-S25,000,000
P:< Sc.5.000.001-$511.000,000 P4 ' $More than $50.000,000
3. Value Mcth1id Codes i\pprnisal R - Cost (Real Esmte Only) s Assessment T --· Cash/Market (Set C11lunrn C:21 L =Ro )"- Valut v =Other w =Estimated
-----·--··- ·----- ---· ------· ---·-·
(3)
'FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Page 6of9 Brotman, Stanley S 05/1212005
VII. INVESTMENTS and TRUSTS -- income. value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instrnctions.)
91.
92.
93.
94.
95.
96.
97.
98.
99.
100.
101.
102.
103.
104.
105.
106.
107.
108.
;\,
Dcsc1iption of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
TRUST
- NJ SPORTS&EXPOSITION dtd 111/02 4.6% due 311112
- Pfizer, Inc. els
- Target Corp. els
- United Parcel Service els
NJ ST.HSG&MTG FIN ACY BOND dtd 2/05/02;due 511108 3.65%
Maplewood Twp,NJ dtd 12101/95;due 12/1/04 4.50%
Hudson Cty NJ Corr.Fae. dtd 12/15102; 1211105 2.00%
State oflsrael Bond dtd 2101102 4.0%
State oflsrael Bond dtd 1210 II02 4.0%
Amgen, Inc. c/s
Mercer Cnty,NJ lmp.Auth.dtd 8101/02;due 8101109 3.25%
Davis N.Y. Venture Fund Class C
Evergreen Managed Income Fund, PFD SHS SER
Lucent Technologies, els
Allianz RCM Innovation Fund formerly PIMCO Pea lnnov. Fund
Prudential Financial, Inc ..
·CD Franklin Bank, Austin, TX; 1.350 dtd 8/20/03, due 5/20/04
B. Income during
reporting period
(I) (2)
Amount Type (e.g. Code I div. rent. or (A-H) int.)
B Interest
A Dividend
A Dividend
A Dividend
A Interest
A Interest
c Interest
A Interest
A Interest
A Dividend
A Interest
A Dividend
B Interest
A Dividend
A Interest
A Dividend
B Interest
c. D. Gross value at end of Transactions during reporting period rep011ing period
(1) (2) (1) If not exempt from disclosure
(2) Value Value Type (e.g. Date: Value Code 2 Method buy, sell, Month- Code 2 (J-P) Code3 merger Day (J-P)
(Q-W) redemption)
K T
K T Sale 11/15 K
K T
K T
K T
K T Maturity 12/l K
M T
J T
J T
J T
K T
K T
L T
J T
J T
J T
L T Maturity 5120 L
(4) (5)
Gain Identity of Code I buyer/seller (A-H) (if private
transaction)
·--·------··-·---··--- -··- .
I. lncome/Gain Codes: A = Sl,000 t)r i.,,, B = $ 1 ,001-$2,500 C = S2,501-S5,000 D =$5,00l-$15,000 E = S 15,001-$50,000
(Sec Columns HI and D4) = S50.001-$100,000 G = $100,001-$1,000,000 H 1 = $1,000.001-S5,000.000 H2 = More than S5,000,000
2. Value Codes: - S 15,000 or less K = $15,001-£50,000 L -" $50,001-$100,000 M = $100,001-$250,000
ISee Ct)htmn Cl and D.1) N = S250,000 -S500 ,000 0 = $500.001-$1,000,000 Pl = l.OOO,OOl-S5,000,000 P2 = $5,000,001-$25,000,000
P.1 • · S2 .000.00!-$5U,Otll>,OOO P4 " SMore than $50.000,000
3. Value {V1cthud C\)tk:s () Apprnisal R =Cost (Real Estate Only) S ·' A.sscssment T = Cash/Market
I See Colunm C2 J lJ =Rot)\.. V01iut \I =Other W = Estimated
-------·-···
(4)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Page 7of9 Brotman, Stanley S 05/1212005
VII. INVESTMENTS and TRUSTS -- income, value, trnnscations (includes those of the spouse and dependent children. See pp. 34-57 of tiling instructions.)
A.
Dcsc1iption of Assets (including trnst assets)
Place "(X)'' aIler each asset exempt from prior disclosure
109. CD Nicolet Bank, Green Bay WI, 1.70 dtd 5121103, due 5/20/04
110. S.J. Port. Corp., NJ Rev, 3.50, dtd 12/01/02, due 611104
ll l. CD Cap.One Bank, McClain, VA , 2.0 dtd 11126103, due 11/26/04
ll2. TRUST
113. - Goldman Sacks Group els
114. - United Parcel Service els
115. - Dell, Inc. c/s
116. - S&P 500 Depository Receipts
117. - Mercer County, NJ Imp. Auth .. 3.0, dtd 2/15103 due 9/1103
118. - Anheuser Busch Cos, Inc.
119. - Intel Corp., els
120. - Pfizer, Inc., els
121. RUST
122. - Cisco Systems, els.
123.
1 24. - Comcast Corp., els
125. - Devon Energy Corp., els
126.
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(I) (2) (1) (2) (1) If not exempt from disclosure
(2) (3) (5) Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of Code I div. rent. or Code 2 Method buy, sell, Month- Code 2 Code I buy >r/sellcr (A-H) int.) (J-P) Code 3 merger, Day (.T-P) (A-H) (if private
(Q-W) redemption) transaction)
B Interest L T Maturity 11/22 L
A Interest K T
B Interest L T Maturity 11126 L
A Dividend K T
A Dividend K T
A Dividend K T
A Interest L T
A Interest L T
A Dividend K T
A Dividend J T
A Dividend J T
None K T Buy 3123
Sold 9/23 K
None K T Buy 3123
A Dividend J T Buy 3123
Stock Split 11116 J
------·--· ----- --- ·- -- --- · ]_ odes· !\ = R = $1.001-S .500 cIncome/Gain C S1,000 or less
(See Columns HI and D4) F = $50.001-$1 f>0,00()
2. Value Cocks. " S 15,000 or k"
(See Colun111s CI a11d D.il N S 50.000-S500.000=
P3 $ 5.000.001-1>'50,0illl,OOO
3. Yalu Method (\Kie> <) Appraisal
(See Col um" C ; 1; = Bl)nk V 1hK·
G $I 00,001-$1,000,000 HI
K $15,00 l-S51l.OOO L -
() = $500.001-$ 1,000,000 Pl
p
R Cost (Real lcstme Only) s
\' =Other w ---·-·-······------------= $2,501-55,000
·-- SJ .OOO.OOl-S5.000.000· SS0,001-$100.000
= s1,000,001-$5,000,000
)Mure than $50.000.000 --Asscssn1c-11t -=Estimated ---··- - ··-----
D = $5,001-$15,000 F. =SI 5,001-$50,000
f12 -- More than $5,000,000
M = $100,001-$250,000
P2 = $5,000,001-S25,000,000
T ,., Cash/Market
�------- ---·----·---··--·- --- -----·---
(4) (5)
I.
· $50.001-$1 O(J,000
FINANCIAL DISCLOSURE REPORT Date of Report Name of P.:rson Reporting
Page 8of9 Brotman, Stanley S 0511212005
VII. INVESTMENTS and TRUSTS -- income, value, trnnscations (includes 1hose of the spouse and dependent children. See pp. 34-57 of filing instmctions.)
A.
Desc1iption of Assets (including tmst assets)
Place "(Xl" a1ler each asset exempt from prior disclosure
127. - Walt Disney Co., cls
128. - Johnson Controls, els
129. - Lowes Cos, Inc. cls
130. - Oracle Systems, els
131. - 3M Co, els
132. - Walt Disney, Co., els
133. - Home Depot, lnc., els
134. - Lowes Cos, Inc. els
135. - Wachovia Corporation, els
136. - Kellogg Co., els
137. - Proctor & Gamble Co., els
138. - Cisco Systems, els
139. - Medtronic, lnc.,cls
140. - Varian Medical Systems, Inc., els
141. - York PA Subn School District dtd 12115/04, due 2115/05, 3%
142. - Commerical Bk. Thomasville, GA CTF Dep. dtd 5104 due 5105
143. - Lehman Bro. 2.35% dtd 11124104 due 5124/05
144. - Corus Bk., 2.1% d.td 8129103 due 8129/05
B. c. D. Income during: Gross value at end of Transactions during reporting period
reporting pe1iod repm1ing period
(I) (2) (I) (2) {I) Ifnot exempt from disclosure
(2) (3)
Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of Code 1 div. rent. or Code2 Method buy, sell, Month- Code2 Code I buyer/seller
(A-H) int.) (J-P) Code3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)
A Dividend J T Buy 3123
A Dividend K T Buy 3/23
A Dividend K T Buy 3123
None K T Buy 3/23
A Dividend K T Buy 8119
A Dividend J T Buy 8119
A Dividend J T Buy 8119
A Dividend J T Buy 8119
A Dividend K T Buy 8119
A Dividend J T Buy 9122
A Dividend J T Buy 9122
None K T Buy 11122
A Dividend K T Buy 11122
A Dividend K T Buy I 1/29
B Interest L T Buy 12115
B Interest L T Buy 5/20 L
B Interest L T Buy 11118 L
B Interest L T Buy 12/03 L
-·---- -
[ncome/(iain Codes- A = $1,000 ,ir less B = $1.001-$2.500 c = £2,501-S5,000 D = $5,001-$15,000 E = $15,001-$50,000
(See Column I> I and D4) F G •• $1(10,001 -$1.000,000 Hl '' $1,000.001-$5.000.000 H2 ,, More than S5,000,000
2. Value Codes· ,, S 15,000 or less K $15.001-$50.000 L ., SS0,001-$100.000 M = $I 00,001-$250,000
(See Columns CI :ind [)3) N = S250.000-S5\l0,000 () = $500.0ll l-$ I ,000,000 Pl = S I ,000,001-S5,000,000 P2 = $5,000,001-$25,000,000
1'3 '' $25.000.00 J-$5fl,OOO,OOO 1'4 $1Vlorc than $50.000.000
I! '------ - ·
3 Valui.:: tvlcthod C\)dc1.;
(See C1l111nn C.:21
Q 0- Appraisal
lS = Bot1k Value --
---· --------------
R
v
- Cost (Real Estate Only) s .=- Assl·ssme11t
=Otha w = Estimrw:d · ---------------- --- ---·-
T •• Cash/Market
(4)
-
(I) (2)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Page 9of9 Brotman, Stanley S 05/12/2005
-- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)VIL INVESTMENTS and TRUSTS
n.
Income during reporting period
A.
Desc1iption of Assets (including tmst assets)
Place "(Xf atier each asset exempt from prior disch)sure
145. Freescale Semiconductor, c/s
I. lncome/Gnin Codes: A = S 1,000 or leS'
(See Columns 13 l and D4) F = S50.001-$100,000 Value Codc:s: ··SI 5,il(>(l or kss
(See Columns CI and D3) N = S250.000-S500,0ll0
P.\ Sc :i.000.00 I -$Sll,Otlf>,00<1
3. Value: Mcthud Cmk> () 1\pprnisal
(See c,,lurnn C? ! l! = f-!O\)k Value
c. D. Gross value at end of Transactions during repo11ing period rep011ing period
(I) (2) (I) If not exempt from disclosure
(2) (3) (5) Value Codc2
Value Meth<)ci
Type (e.g. buy, sell,
Date:
Month-Value
Code2 Gain Code I
Identity of buyer/seller
(J-P) Code 3 (Q-W)
merger, redemption)
Day (J-P) (A-H) (if private transaction)
J T Spin Off 7/1 J
c = $2,501-$5,000 D = $5,00'l-$15,000 E = S 15,001-$50,000
HI -· Sl,000,001-$5.000,000 J-12 = More than $5,000,000
L -- S50,00l-$100.000 M = $100,0(11-$250,000
Pl = S1,000,001-$5,000,000 P2 = $5,000,001-$25,000,000
P4 '· SMorc than $50,000,000
S Asscs ment T = Cash/Market
W Estimated
Amnuut Code I (A-H)
Type (e.g. div. rent. or i nt .)
None
B = $1.001-$2.500
G 0 $100,orn-$1,000,000
K $15,001-$50.001)
() = $500.00 l-$1,000,000
R ·. Cc»t (Real Estme Only)
V = Cnher
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Brotman, Stanley S 05/12/2005
(Indicate part of Report.) VIII. ADDITIONAL INFORMATION OR EXPLANATIONS
(a) Entries I and 2 of the 2003 Financial Disclosure Report reflect former Money Market Funds which with change in managers have been consolidated into one Money Market Fund in my Oppenheimer Account entitled "Advantage Primary Liq Fd. Entry l with its new designation "Advantage Primary Liq Fd" survives.
{b) Entry 90 of the 2003 Financial Disclosure Report includes "Glenmede Maxi-Cap Index Fund" as an asset which was in fact sold on 6128/01. Such sale was inadvertently omitted in the 2001 Financial Disclosure Report and is reflected herein as entry 80.
( c) Entry 94 of the 2003 Financial Disclosure Report includes "Glenmede Maxi-Cap Index Fund" as an asset which was in fact sold on 6/28/01. Such sale was inadvertently omitted in the 200 l Financial Disclosure Report and is reflected herein as entry 84.
(d) Entry 13 of this report reflects a consolidation of entries 16 and 36 of the 2003 Financial Disclosure Report.
(e) Entries 39, 41, 43, 65, 67, 69 of this report have been amended to note the correct name of the assets in each of such entries is "Glenmede Fund, Inc.: Strategic Equity Part".
(f) The Entry number reflected in entry 9 of Section VIII of the 2003 Financial Disclosure Report should have been #128, not #134.
Date ____ --S_·-_j,_,_"'7- / __ v_s; __ _
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Brotman, Stanley S 05/12/2005
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the·acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 50 l et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
Report, page
Report, page
Cl (/)
UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY
CHAMBERS OF
STANLEY S. BROTMAN SENIOR JUDGE
August 22, 2005
Hon. Mary M. Lisi, Chair
Committee on Financial Disclosure
Administrative Office
of the U.S. Courts One Columbus Circle, N.E.
Suite 2-301
Washington, DC 20544
Re: Financial Disclosure Report - 2004
Dear Judge Lisi:
MITCHELL H. COHEN US COURTHOUSE
ONE JOHN F. GERRY PLAZA
FOURTH & COOPER STS., BOX 1029 CAMDEN, NJ 08101-1029
Phone: (856) 757-5062 Fax: (856) 757-5478
This is to acknowledge the receipt of your letter of August 2, 2005 calling my attention to certain additional information required by Section 102 of the Act which is still needed to
complete my report.
I respond accordingly:
As to Part VII of the 7:
Line 122
Line 124
Line 125
Is amended to insert in Column D(3) Value Code "K"
Is amended to insert in Column D(3) Value Code "K"
Is amended to insert in Column D(3) Value Code "J"
As to Part VII of the 8: 0
Line 127
Line 128
Line 129
Line 130
Line 131
Line 132
Line 133
Line 134
Line 135
, .., o-(f)Z
Is amended to insert in Column D(3)Value Code "J" c:J> Al :z:
Is amended to insert in Column D(3)Value Code "K" 010 CJ)>'iiIs amended to insert in Column D(3 )Value Code "K" -'1
Is amended to insert in Column D(3)V alue Code "K" ,_:-)r-q
Is amended to insert in Column D(3)Value Code "K"
Is amended to insert in Column D(3)Value Code "J"
Is amended to insert in Column D(3)Value Code "J"
Is amended to insert in Column D(3)Value Code "J"
Is amended to insert in Column D(3)Value Code "K"
,._,= = (.J1 AJ :i:=- rnc: en ("') N m.C" -
<)> m -.. a 0 N
Line 136 Is amended to insert in Column D(3)Value Code "J"
Line 137 Is amended to insert in Column D(3)Value Code "J"
Line 138 Is amended to insert in Column D(3)Value Code "K"
Line 139 Is amended to insert in Column D(3)Value Code "K"
Line 140 Is amended to insert in Column D(3)Value Code "K"
Line 14 1 Is amended to insert in Column D(3)Value Code "L".
I understand that the written response to your letter will be considered an amendment to
my 2004 report and is releasable to members of the public, and is included within the
certification of Part IX of the report.
I trust the information contained herein satisfactorily responds to your request of August
2, 2005. Should you require any further information, please advise.
Sincerely,
SSB/jk