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Eur. Phys. J. C (2020) 80:481 https://doi.org/10.1140/epjc/s10052-020-8009-4 Regular Article - Theoretical Physics Five-dimensional charged rotating minimally gauged supergravity black hole cannot be over-spun and/or over-charged in non-linear accretion Sanjar Shaymatov 1,2 ,3 , Naresh Dadhich 4 , Bobomurat Ahmedov 1,2,3 , Mubasher Jamil 5 ,6,a 1 Ulugh Beg Astronomical Institute, Astronomicheskaya 33, Tashkent 100052, Uzbekistan 2 National University of Uzbekistan, Tashkent 100174, Uzbekistan 3 Tashkent Institute of Irrigation and Agricultural Mechanization Engineers, Kori Niyoziy 39, Tashkent 100000, Uzbekistan 4 Inter University Centre for Astronomy and Astrophysics, Post Bag 4, Pune 411007, India 5 Institute for Theoretical Physics and Cosmology, Zheijiang University of Technology, 310023 Hangzhou, China 6 Department of Mathematics, School of Natural Sciences (SNS), National University of Sciences and Technology (NUST), H-12, 44000 Islamabad, Pakistan Received: 20 March 2020 / Accepted: 4 May 2020 © The Author(s) 2020 Abstract Generally a black hole could be over-charged/ spun, violating the weak cosmic censorship conjecture (WCCC) for linear order accretion while the same is always restored for non-linear accretion. The only exception, how- ever, is that of a five-dimensional rotating black hole with sin- gle rotation, which cannot be overspun even at linear order. In this paper we investigate this question for a five-dimensional charged rotating minimally gauged supergravity black hole and show that it could not be overspun under non-linear accretion, thereby respecting WCCC. However, in the case of single rotation WCCC is also respected for linear accre- tion when the angular momentum of the accreting particle is greater than its charge irrespective of the relative dominance of the charge and rotation parameters of the black hole. 1 Introduction Black holes have always been very exciting and interesting objects both for their amazing gravitational and the geomet- rical properties, but they have now taken the center-stage after the discovery of gravitational waves produced by the merger of two stellar mass black holes in the LIGO-VIRGO detection experiment [1, 2]. In the near future it is envisaged that gravitational wave observations may uncover some of the hidden properties of the black holes which were other- wise not accessible. One of the most fundamental questions in general relativity (GR) is of course testing of the cos- mic censorship conjecture (CCC) which has so far remained unproven [3]. The physical possibility of its violation in the a e-mail: [email protected] (corresponding author) weak form (WCCC) has of late been a very active area of research. 1 A gedanken experiment was envisaged in which over- charged/rotating test particles were bombarded into a black hole to see whether an extremal black hole could be turned into an extremal black hole [5]. The answer turned out to be negative and it was shown that particles with over- extremal parameters cannot reach the horizon of extremal black hole and thereby the horizon cannot be destroyed. Thus an extremal black hole obeys WCCC under linear test particle accretion. On the other hand it was also shown that a non- extremal black hole can never turn extremal [6] because, as extremality is approached, the allowed window of the param- eter space of particles with appropriate parameters to reach the horizon pinches off. Thus extremality or the zero black hole temperature can never be attained. However, the interest in this question got revived when it was argued that a non- extremal black hole cannot be converted into an extremal one and subsequently extremal to over-extremal but extremality could be jumped over to create an over-extremal state. That is, a black hole could be overcharged [7] or overspun [8] by a discrete discontinuous accretion process. Thus a naked singularity could be created defying WCCC. On the other hand, a naked singularity was also addressed with a different prospective that whether it could be created as an end state of gravitational collapse [914]. 1 The weak cosmic censorship conjecture essentially states that a cen- tral singularity is always hidden behind an event horizon and hence is never visible to an outside observer [3, 4] under test particle/field accre- tion. 0123456789().: V,-vol 123
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Eur. Phys. J. C (2020) 80:481 https://doi.org/10.1140/epjc/s10052-020-8009-4

Regular Article - Theoretical Physics

Five-dimensional charged rotating minimally gauged supergravityblack hole cannot be over-spun and/or over-charged in non-linearaccretion

Sanjar Shaymatov1,2,3, Naresh Dadhich4, Bobomurat Ahmedov1,2,3 , Mubasher Jamil5,6,a

1 Ulugh Beg Astronomical Institute, Astronomicheskaya 33, Tashkent 100052, Uzbekistan2 National University of Uzbekistan, Tashkent 100174, Uzbekistan3 Tashkent Institute of Irrigation and Agricultural Mechanization Engineers, Kori Niyoziy 39, Tashkent 100000, Uzbekistan4 Inter University Centre for Astronomy and Astrophysics, Post Bag 4, Pune 411007, India5 Institute for Theoretical Physics and Cosmology, Zheijiang University of Technology, 310023 Hangzhou, China6 Department of Mathematics, School of Natural Sciences (SNS), National University of Sciences and Technology (NUST), H-12, 44000 Islamabad,

Pakistan

Received: 20 March 2020 / Accepted: 4 May 2020© The Author(s) 2020

Abstract Generally a black hole could be over-charged/spun, violating the weak cosmic censorship conjecture(WCCC) for linear order accretion while the same is alwaysrestored for non-linear accretion. The only exception, how-ever, is that of a five-dimensional rotating black hole with sin-gle rotation, which cannot be overspun even at linear order. Inthis paper we investigate this question for a five-dimensionalcharged rotating minimally gauged supergravity black holeand show that it could not be overspun under non-linearaccretion, thereby respecting WCCC. However, in the caseof single rotation WCCC is also respected for linear accre-tion when the angular momentum of the accreting particle isgreater than its charge irrespective of the relative dominanceof the charge and rotation parameters of the black hole.

1 Introduction

Black holes have always been very exciting and interestingobjects both for their amazing gravitational and the geomet-rical properties, but they have now taken the center-stageafter the discovery of gravitational waves produced by themerger of two stellar mass black holes in the LIGO-VIRGOdetection experiment [1,2]. In the near future it is envisagedthat gravitational wave observations may uncover some ofthe hidden properties of the black holes which were other-wise not accessible. One of the most fundamental questionsin general relativity (GR) is of course testing of the cos-mic censorship conjecture (CCC) which has so far remainedunproven [3]. The physical possibility of its violation in the

a e-mail: [email protected] (corresponding author)

weak form (WCCC) has of late been a very active area ofresearch.1

A gedanken experiment was envisaged in which over-charged/rotating test particles were bombarded into a blackhole to see whether an extremal black hole could be turnedinto an extremal black hole [5]. The answer turned outto be negative and it was shown that particles with over-extremal parameters cannot reach the horizon of extremalblack hole and thereby the horizon cannot be destroyed. Thusan extremal black hole obeys WCCC under linear test particleaccretion. On the other hand it was also shown that a non-extremal black hole can never turn extremal [6] because, asextremality is approached, the allowed window of the param-eter space of particles with appropriate parameters to reachthe horizon pinches off. Thus extremality or the zero blackhole temperature can never be attained. However, the interestin this question got revived when it was argued that a non-extremal black hole cannot be converted into an extremal oneand subsequently extremal to over-extremal but extremalitycould be jumped over to create an over-extremal state. Thatis, a black hole could be overcharged [7] or overspun [8]by a discrete discontinuous accretion process. Thus a nakedsingularity could be created defying WCCC. On the otherhand, a naked singularity was also addressed with a differentprospective that whether it could be created as an end stateof gravitational collapse [9–14].

1 The weak cosmic censorship conjecture essentially states that a cen-tral singularity is always hidden behind an event horizon and hence isnever visible to an outside observer [3,4] under test particle/field accre-tion.

0123456789().: V,-vol 123

481 Page 2 of 12 Eur. Phys. J. C (2020) 80:481

This led to a spurt in activity where various authors studiedovercharging/spinning of the black holes in different settingsviolating WCCC; [see, e.g. 15–27]. In all this work, it wasassumed that a test particle follows a geodesic (or the Lorentzforce when charged) motion and back and radiation reaction;self-force effects were not included. It is expected, though,that when these effects will be taken into account, there wouldbe no overcharging/spinning and destruction of the black holehorizon [28–33]. Recently, charged scalar and test fields havealso been considered for testing WCCC [34,35]. What hap-pens is that particles/fields that could cause an over-extremalstate would not be able to reach the black hole horizon. Thiswas precisely how extremality was not destroyed or attained[5,6]. Note that in test particle accretion the black hole is per-turbed linearly, while a realistic accretion process like fluidflow would involve non-linear perturbations, which couldalter the situation completely. This is what has recently beendone.

An extensive analysis of non-linear accretion/perturbationshas been carried out in a breakthrough work [36] leading tothe expected result that the black hole horizon indeed cannotbe destroyed, thereby reestablishing the validation of WCCC.The same conclusion was also obtained for Kerr–AdS blackholes [37]. Following [36], a variety of work has been doneas regards non-linear perturbations [38–42] reinforcing theresult that a black hole cannot be over-charged/spun and thehorizon cannot be destroyed. Furthermore, the same analy-sis has been done in higher dimension [43] as well, show-ing that a five-dimensional Myers–Perry rotating black hole[44] though could be overspun at linear order but when sec-ond order perturbations are taken into account the situationreverses—no overspinning is allowed and WCCC is restored.In this case there is yet another subtler case of a black holewith single rotation that cannot be overspun even at linearorder, however, like all other cases it could be overspun whenboth rotations are present [45]. However, the six-dimensionalrotating black hole with two rotations cannot be overspununder a linear order perturbation [46]. A charged black holein higher dimensions could always be overcharged at linearorder [47].

In this paper we would like to examine this question oflinear and non-linear accretion for a charged rotating blackhole in five dimensions. In four dimensions, it was straight-forward to add a charge parameter in the � function of therotating solution; i.e.� = r2−2Mr+a2+Q2. Unfortunatelythis does not work in five dimensions, and in fact an analogueof a Kerr–Newman black hole has not yet been found. Thereexists a solution in the slow rotation limit [48–50], and somesolutions in supergravity and string theory [51–57]. Closestto the Kerr–Newman black hole is the one described by aminimally gauged supergravity black hole [58]. Black holeenergetics in terms of ergosphere and energy extraction ofthis solution has been investigated [59]. We shall take this

solution (by setting � = 0) of the minimally gauged super-gravity black hole for a charged and rotating black hole infive dimensions and study linear and non-linear accretion fortesting WCCC.

In particular it would be interesting to examine the case ofsingle rotation for linear accretion where a black hole cannotbe overspun [45] but could be overcharged [47]. It turns outthat the ultimate behavior would be determined by the relativedominance of angular momentum and charge of the accretingparticle. If the former is dominant, the black hole cannot beover-extremalized, while if it is the latter, it could be.

The paper is organized as follows: in Sects. 2 and 3, wedescribe the black hole metric and its properties and build upthe background for studying linear and non-linear accretionfor an over-extremalizing black hole in Sect. 4. Finally weconclude with a discussion in Sect. 5. We shall use the naturalunits, G = c = 1, throughout.

2 The black hole metric and its properties

The metric of a five-dimensional charged and rotatingblack hole in minimally gauged supergravity black holemodels [58] is given in the Boyer–Lindquist coordinates(t, r, θ, φ, ψ) by

ds2 = − (dt − a sin2 θdφ − b cos2 θdψ)

×[f(dt − a sin2 θdφ − b cos2 θdψ

)

+ 2q

�(b sin2 θdφ + a cos2 θdψ)

]

+�

(r2dr2

�+ dθ2

)+ sin2 θ

[adt − (r2 + a2)dφ

]2

+cos2 θ

[bdt − (r2 + b2)dψ

]2

+ 1

r2�

[abdt − b(r2 + a2) sin2 θdφ

− a(r2 + b2) cos2 θdψ]2

, (1)

where we have set � = 0 and the metric coefficients aregiven by

f (r, θ) = (r2 + a2)(r2 + b2)

r2�− μ� − q2

�2 ,

�(r, θ) = r2 + a2 cos2 θ + b2 sin2 θ,

�(r) = (r2 + a2)(r2 + b2) + 2abq + q2 − μr2 . (2)

Here a and b are specific angular momenta parameters rela-tive to two axes and they are related to the angular momenta,Jφ, Jψ as follows:

a + b = 4

π

Jφ + Jψμ + q

, (3)

123

Eur. Phys. J. C (2020) 80:481 Page 3 of 12 481

with mass parameter μ = 8M3π

and charge parameter q =4Q√3π

of the black hole. The electromagnetic potential is givenby

A = −√3q

2�(dt − a sin2 θdφ − b cos2 θdψ). (4)

The horizon of the black hole follows from the relation� = 0, i.e.

r± = ±√

μ − 2q − (a + b)2 ±√μ + 2q − (a − b)2

2. (5)

From the above expression it is evident that a horizondoes not exist unless the following inequalities are satisfied:a2 +b2 +2|a||b| ≤ μ−2q and a2 +b2 −2|a||b| ≤ μ+2q.Let us rewrite the horizon given in the above equation interms of the black hole mass, charge and angular momentaas

r+ = 1

4√

3π(M +

√3Q2

) [α

+√√√√

α2 + 108π Jφ Jψ + 64√

3Q

(

M +√

3Q

2

)2⎤

⎥⎦ ,

(6)

where

α =(

32M3 − 27π(Jφ + Jψ

)2

− 72MQ2 − 24√

3 Q3)1/2

. (7)

Note that the black hole horizon exists if and only if α2 >

0, else it would be a naked singularity. Meanwhile, α = 0corresponds to the extremal charged rotating black hole. Thearea of the event horizon can be evaluated by setting dr =dt = 0 and r = r+ in the metric (1). The horizon metricreads

gαβ =

⎜⎜⎜⎜⎜⎜⎜⎜⎜⎜⎝

� 0 0

0

(r2 + a2 + a

[a(μ�−q2

)+2bq�]

�sin2 θ

)sin2 θ

[ab(μ�−q2

)+(a2+b2)q�]

2�sin2 2θ

0[ab(μ�−q2

)+(a2+b2)q�]

2�sin2 2θ

(r2 + b2 + b

[b(μ�−q2

)+2aq�]

�cos2 θ

)cos2 θ

⎟⎟⎟⎟⎟⎟⎟⎟⎟⎟⎠

. (8)

The horizon area is computed as

A =∫

�3

√det|gαβ |dθdφdψ = 2π2

r+

(μr2+ − abq − q2

),

(9)

which must not decrease in any physical process accordingto the famous area non-decrease theorem [60].

The angular velocities along the φ and ψ directions at thehorizon r = r+ are given by

�(φ)+ = a(r2+ + b2) + bq

(r2+ + a2)(r2+ + b2) + abq, (10)

�(ψ)+ = b(r2+ + a2) + aq

(r2+ + a2)(r2+ + b2) + abq, (11)

for which the Killing field, χ = χα∂α , takes the form

χ = χ(t) + �(φ)+ χ(φ) + �

(ψ)+ χ(ψ). (12)

Then surface gravity is defined by

2kχα = ∇α

(−χβχβ) |r=r+ , (13)

or by

k2 = −1

2

(∇αχβ

) (∇αχβ) |r=r+ . (14)

The surface gravity and electromagnetic potential at the hori-zon are, respectively, given by

k =(2r2+ + a2 + b2 − μ

)r+

μr2+ − abq − q2(15)

and

� = −χαAα|r=r+ =√

3qr2+μr2+ − abq − q2

. (16)

3 Varitional identities and perturbation inequalities

It is well known that the Lagrangian L for a diffeomor-phism covariant theory in n-dimensional manifold M can bedescribed by a metric gαβ with symmetrized covariant deriva-tive and curvature tensor and other physical fields ψ [61]. Thevariation of Lagrangian is then written as

δL = Eδφ + d�(φ, δφ), (17)

where we define all dynamical fields through φ = (gαβ, ψ)

and E as a parameter of Lagrangian, which consists of thefields φ. Then the equation of motion is given by E = 0,

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481 Page 4 of 12 Eur. Phys. J. C (2020) 80:481

while � represents the symplectic potential (n − 1)-formand is written as

ω(φ, δ1φ, δ2φ) = δ1�(φ, δ2φ) − δ2�(φ, δ1φ) , (18)

where δ1,2 refers to the variations. The Noether current 5-form relative a vector field ζ α is defined by

Jζ = �(φ, Lζ φ) − ζ · L , (19)

for which d Jζ = 0 is the equation of motion. Accordingto [62], one can define the Noether current in the followingform:

Jζ = dQζ + Cζ , (20)

where Qζ is referred to as the Noether charge, while Cζ =ζ αCα is the constraint of the theory; Cζ = 0 corresponds tothe case when the equations of motion are satisfied.

From Eqs. (19) and (20) for fixed ζ α , we write the linearvariational identity on a Cauchy surface �∫

∂�

δQζ − ζ · �(φ, δφ) =∫

ω(φ, δφ,Lζ φ)

−∫

ζ · Eδφ −∫

δCζ , (21)

where the first term on the right is defined by

δHζ =∫

ω(φ, δφ,Lζ φ) , (22)

which represents the variation of the Hamiltonian associatedwith the vector field ζ α . This reduces to δHζ = 0 if and onlyif ζ α is a Killing vector and a symmetry of φ, thus satisfyingboth the equation of motion E = 0 and Lζ φ = 0. On thebasis of a linear variational identity, the non-linear one onthe same surface is then defined by∫

∂�

δ2Qζ − ζ · δ�(φ, δφ)] =∫

ω(φ, δφ,Lζ δφ)

−∫

ζ · δEδφ −∫

δ2Cζ .

(23)

Since ζ α is assumed to be a Killing field, Eq. (21) for thelinear variation reduces to∫

∂�

δQχ − χ · �(φ, δφ) = −∫

δCχ , (24)

where χα = χα(t)+�

(φ)+ χα

(φ)+�(ψ)+ χα

(ψ) is the Killing vector

with the horizon angular velocity�(φ,ψ)+ . The Cauchy surface

� defines the bifurcation surface B at one end and spatialinfinity at the other. Let us then rewrite the left-hand side ofEq. (24) on the Cauchy surface � thus:∫

∂�

δQχ − χ · �(φ, δφ) =∫

∞δQχ − χ · �(φ, δφ)

−∫

BδQχ − χ · �(φ, δφ). (25)

The contribution to boundary integral at infinity then yields∫

∞δQχ − χ · �(φ, δφ) = δM − �

(φ)+ δ Jφ − �

(ψ)+ δ Jψ

(26)

with ADM mass M and angular momenta Jφ,ψ . FromEqs. (24)–(26), one can define the linear order variationalidentity (21) as

δM − �(φ)+ δ Jφ − �

(ψ)+ δ Jψ =

B[δQχ − χ · �(φ, δφ)]

−∫

δCχ , (27)

for given Cauchy surface � with a bifurcation surface B onwhich the equation of motion is satisfied.

On the other hand the non-linear variational identity (23)then reads

δ2M − �(φ)+ δ2 Jφ − �

(ψ)+ δ2 Jψ

=∫

B[δ2Qχ − χ · δ�(φ, δφ)]

−∫

χ · δEδφ −∫

δ2Cχ + E�(φ, δφ), (28)

where E�(φ, δφ) is the canonical energy on the Cauchy sur-face � as a non-linear correction to δφ.

For Eqs. (27) and (28), the symplectic potential 4-form isdefined by

�i jkh (φ, δφ) = 1

16πεi jkhαg

αβgγ η(�ηδgβγ − �βδgγ η)

− 1

4πεi jkhαF

αβδAβ, (29)

where the first term on the right is responsible for the GRpart, while the second is for the electromagnetic part wherethe Lagrangian is

L = ε

16π

(R − FαβFαβ

). (30)

Hence we have

E(φ)δφ = −ε

(1

2T αβδgαβ + jαδAα

), (31)

where ja = 14π

�bFab. Equation (29) yields the correspond-ing symplectic current

ωi jkh = 1

[δ2(εi jkhαF

αβ)δ1Aβ − δ1(εi jkhαFαβ)δ2Aβ

]

+ 1

16πεi jkhαwα, (32)

with

wi = Pi jkhαβ(δ2g jk�hδ1gαβ − δ1g jk�hδ2gαβ

),

Pi jkhαβ = giαgβ j gkh − 1

2gihg jαgβk − 1

2gi j gkhgαβ

−1

2g jkgiαgβh + 1

2g jkgihgαβ. (33)

123

Eur. Phys. J. C (2020) 80:481 Page 5 of 12 481

Taking into account Lζ gαβ = �αζβ +�βζα and �αAβ =Fαβ + �βAα , the Noether current 4-form is given by

(Jζ )i jkh = 1

8πεi jkhα�β(�[βχα]) + εi jkhαT

αβ ζ β

+ 1

4πεi jkhα�γ (FγαAβζ β) + εi jkhαAβ jαχβ;

(34)

the Noether charge Qζ and the constraint Cζ read

(Qζ )i jk = − 1

16πεi jkαβ�αζ β − 1

8πεi jkαβF

αβAγ ζ γ ,

(Cγ )i jkh = εi jkhα(T αγ + Aγ jα). (35)

4 Over-extremalizing black hole via gedankenexperiments

4.1 Extremal case

Here we consider a particle absorption by an extremal blackhole of mass M , angular momenta Jψ and Jφ and electriccharge Q. From Eq. (7), the extremality condition reads

32M3 = 27π(Jφ + Jψ

)2 + 72MQ2 + 24√

3 Q3. (36)

A particle of energy δM and angular momenta δ Jψ and δ Jφand charge δQ is thrown into the black hole horizon. Thisleads to an increase in the corresponding parameters of theblack hole, and a perturbed stationary state would be attainedwith the parameters M+δM , J+δ Jφ , J+δ Jψ , and Q+δQ.The condition for over-extremalization or WCCC violationwould require the following inequality:

96M2δM < 54π(Jφ + Jψ

) (δ Jφ + δ Jψ

)+ 72Q2δM

+144MQδQ + 72√

3 Q2δQ, (37)

for first order linear accretion. An extremal black hole willbe pushed to an over-extremal state if and only if

δM − 9π(Jφ + Jψ

)

4(4M2 − 3Q2)

(δ Jφ + δ Jψ

)

−3(

2MQ − √3Q2

)

(4M2 − 3Q2

) δQ < 0. (38)

We should then examine whether an over-extremal statesatisfying Eq. (38) does or does not occur. Let us suppose thata black hole with an initial given state is bombarded by testparticles of appropriate parameters described by the stress-energy tensor Tαβ . Consequently, the black hole parametersare increased by the following amounts [36]:

δM =∫

Hεi jkhαχ

γ

(t)

(δT α

γ + Aγ δ jα)

, (39)

δ Jφ = −∫

Hεi jkhαχ

γ

(φ)

(δT α

γ + Aγ δ jα)

, (40)

δ Jψ = −∫

Hεi jkhαχ

γ

(ψ)

(δT α

γ + Aγ δ jα)

, (41)

where the integration is over a surface element on the eventhorizon r+. We assume that at the end of the process, theblack hole attains another stationary state. Since the term∫B[δQχ −χ ·�(φ, δφ)] vanishes because of no perturbation

at the bifurcation surface [36], Eq. (27) then yields

δM − �(φ)+ δ Jφ − �

(ψ)+ δ Jψ = −

δCγ

= −∫

Hεi jkhα

γ

(t) + �(φ)+ χ

γ

(φ) + �(ψ)+ χ

γ

(ψ)

)

×(δT α

γ + Aγ δ jα)

, (42)

where χγ is the null generator of the horizon r+. Equa-tion (42) ensures that a particle crossed the horizon even-tually. Bearing in mind � = −χγAγ |r=r+ and using∫H δ(εi jkhα jα) = δQ for the perturbed charge fallen into

the horizon r+, we rewrite Eq. (42) as

δM − �(φ)+ δ Jφ − �

(ψ)+ δ Jψ − �+δQ

= −∫

Hεi jkhαχγ δT γα, (43)

where the volume element on the horizon is written asεi jkhα = −5ε[i jkhkα] We then write

−∫

Hεi jkhαχγ δT γα =

Hεi jkhχγ kαδT γα. (44)

This clearly shows that the right-hand side is only positivewhen the null energy condition is satisfied, i.e. δTαβkαkβ ≥0. This leads to the inequality

δM − �+(δ Jφ + δ Jψ

)− �+δQ ≥ 0. (45)

For the extremal black hole we have

�+ = 9π(Jφ + Jψ

)

4(4M2 − 3Q2), (46)

�+ =3(

2MQ − √3Q2

)

(4M2 − 3Q2

) , (47)

and the inequality (45) becomes

δM − 9π(Jφ + Jψ

)

4(4M2 − 3Q2)

(δ Jφ + δ Jψ

)

−3(

2MQ − √3Q2

)

(4M2 − 3Q2

) δQ ≥ 0. (48)

This inequality clearly contradicts the inequality (38). Thusan extremal black hole cannot be overspun and WCCC holds.

Furthermore, we must show that the new perturbed state isalso indeed extremal. We need to ensure that it is indeed notpossible to over-extremalize an extremal black hole. From

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481 Page 6 of 12 Eur. Phys. J. C (2020) 80:481

the first law of black hole dynamics we write

δM = k

8πδA + �(φ)δ Jφ + �(ψ)δ Jψ + �δQ, (49)

where M = M(A, Jφ, Jψ, Q) and the horizon area, A =A(Jφ, Jψ, Q). For the extremal black hole, we will considera variation in the mass,

δMext =(

∂M

∂A

∂Aext

∂ Jφ+ ∂M

∂ Jφ

)δ Jφ

+(

∂M

∂A

∂Aext

∂ Jψ+ ∂M

∂ Jψ

)δ Jψ

+(

∂M

∂A

∂Aext

∂Q+ ∂M

∂Q

)δQ

= k

8πδA + �

(φ)+ δ Jφ + �

(ψ)+ δ Jψ + �+δQ, (50)

where

k = ∂M

∂A, (51)

δA = ∂Aext

∂ Jφδ Jφ + ∂Aext

∂ Jψδ Jψ + ∂Aext

∂QδQ. (52)

The surface gravity goes to zero k → 0 for an extremal blackhole. As a result, Eq. (50) yields

δMext = �+(δ Jφ + δ Jψ

)+ �+δQ, (53)

which characterizes an extremal black hole M = Mext(Jφ,

Jψ, Q). The black hole exists provided M ≥ Mext(Jφ, Jψ, Q),and if the opposite is the case, M < Mext(Jφ, Jψ, Q),an over-extremal state occurs. If a particle with angularmomenta and charge crosses the horizon of an extremal blackhole this results in a black hole’s angular momenta and chargebeing enhanced to Jφ +δ Jφ , Jψ +δ Jψ and Q+δQ. In viewof Eqs. (45) and (53), we then write for the final mass

M + δM ≥ M + �+(δ Jφ + δ Jψ

)+ �+δQ

= Mext(Jφ, Jψ, Q) + δMext

= Mext(Jφ + δ Jφ, Jψ + δ Jψ, Q + δQ). (54)

As is clear from the above equation, the final black hole massis not less than the initial extremal mass and hence it has notbeen over-extremalized. All this is in agreement with thethird law of black hole thermodynamics [5,6,63,64]. Thusan extremal black hole cannot be converted into an over-extremal state, and there occurs no violation of WCCC.

Next, we investigate the over-extremal state for a near-extremal black hole for linear and non-linear perturbationsthrough gedanken experiments.

4.2 Near-extremal case

In this subsection we apply new gedanken experiment devel-oped by Sorce and Wald [36] to an over-extremalized near-extremal black hole. According to the gedanken experiment

one should take into account a one-parameter family offields φ(λ) and the background spacetime is characterizedby Tαβ = 0 and jα = 0. For this we have already consid-ered a hypersurface as � = �1 ∪ H endowed with specificproperties. So this hypersurface contains such a region fromwhich a bifurcation surface B starts and continues up thehorizon portion H of � till it becomes spacelike �1. Afterthat it reaches spatial infinity to become asymptotically flat.Based on the particular characteristics of the �, we workon the second order variational identity for a near-extremalblack hole. Let us recall Eq. (28),

δ2M − �(φ)+ δ2 Jφ − �

(ψ)+ δ2 Jψ

=∫

B[δ2Qχ − χ · δ�(φ, δφ)]

−∫

χ · δEδφ −∫

δ2Cχ + E�(φ, δφ)

=∫

B[δ2Qχ − χ · δ�(φ, δφ)] + EH (φ, δφ)

−∫

Hχ · δEδφ

−∫

Hεi jkhα

γ

(t) + �(φ)+ χ

γ

(φ) + �(ψ)+ χ

γ

(ψ)

)

×(δ2T α

γ + Aγ δ2 jα)

=∫

B[δ2Qχ − χ · δ�(φ, δφ)] + EH (φ, δφ)

+∫

Hεi jkhχγ kαδ2T γα + �+δ2Q, (55)

where χα is tangent to H and we applied the gauge conditionχαδAα = 0 on H . In the last step, we impose the null energycondition δ2Tαβkαkβ ≥ 0 to rewrite the above equation

δ2M − �(φ)+ δ2 Jφ − �

(ψ)+ δ2 Jψ − �+δ2Q

=∫

B[δ2Qχ − χ · δ�(φ, δφ)] + EH (φ, δφ) . (56)

Let us then evaluate the first and second terms on theright-hand side of Eq. (56) and rewrite these terms for a one-parameter field φMGS(λ),∫

B[δ2Qχ − χ · δ�(φ, δφMGS)] and EH (φ, δφMGS),

(57)

where δφMGS is the perturbation caused by matter fallinginto the minimally gauged supergravity black hole with thefollowing parameters:

M(λ) = M + λδM,

Jφ(λ) = Jφ + λδ Jφ,

Jψ(λ) = Jψ + λδ Jψ,

Q(λ) = Q + λδQ. (58)

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Eur. Phys. J. C (2020) 80:481 Page 7 of 12 481

Note here that we choose δM , δQ, and δ Jφ,ψ in such a waythat they are consistent with the linear order perturbation,Eq. (45). However, δ2M = δ2 Jφ,ψ = δ2QB = δE =EH (φ, δφMGS) = 0 is satisfied for this one-parameter fam-ily of fields. Thus, by imposing the condition χα = 0 at thebifurcation surface B we have

δ2M − �(φ)+ δ2 Jφ − �

(ψ)+ δ2 Jψ − �+δ2Q

=∫

B[δ2Qχ − χ · δ�(φ, δφMGS)]

≥ − k

8πδ2AMGS . (59)

This is the non-linear variational identity for the one-parameter family of perturbation.

Following the above procedure we apply this new ver-sion of gedanken experiment to probe over-extremalizationof a near-extremal black hole. Let us recall the extremalitycondition Eq. (36),

32M3 − 27π(Jφ + Jψ

)2 − 72MQ2 − 24√

3 Q3 = 0.

Thus a near-extremal state is characterized as

f (λ) = 32M(λ)3 − 27π[Jφ(λ) + Jψ(λ)

]2

−72M(λ)Q(λ)2 − 24√

3 Q(λ)3 , (60)

where f (0) = α2, a bit larger than zero, and M(λ), Jφ(λ),Jψ(λ) and Q(λ) are defined by Eq. (58). To jump from a sub-extremal to an over-extremal state we must obtain f (λ) < 0,and for that we now expand f (λ) up to second order in α andλ as

f (λ) = α2 + f1λ + f2λ2 + O(λ3, λ2α, λα2, α3), (61)

where

f1 = 24(

4M2 − 3Q2)⎡

⎣δM − 9π(Jφ + Jψ

)

4(4M2 − 3Q2)

(δ Jφ + δ Jψ

)

−3(

2MQ − √3Q2

)

(4M2 − 3Q2

) δQ

⎦ , (62)

f2 =⎧⎨

⎩12(

4M2 − 3Q2)⎡

⎣δ2M

− 9π(Jφ + Jψ

)

4(4M2 − 3Q2)

(δ2 Jφ + δ2 Jψ

)

−3(

2MQ − √3Q2

)

(4M2 − 3Q2

) δ2Q

+96M(δM)2 − 27π(δ Jφ + δ Jψ

)2

+72(M(δQ)2 + 2QδMδQ + √

3Q(δQ)2)⎫⎬

⎭. (63)

In Eq. (62), the expression in brackets is written for an optimalchoice of the linear order correction

δM − 9π(Jφ + Jψ

)

4(4M2 − 3Q2)

(δ Jφ + δ Jψ

)+3(

2MQ − √3Q2

)

(4M2 − 3Q2

) δQ =

27π Jφ Jψ + 4√

3Q(

2M + √3Q)2

(27π Jφ Jψ + 4

√3Q(

2M + √3Q)2)2 (

9π(Jφ + Jψ)2 + 4√

33 Q

(2M + √

3Q)2)2

×⎡

⎣6π

(

M +√

3Q

2

)⎛

⎝144√

3πQ

(

M +√

3Q

2

)2

[δ Jψ J 3φ + 2Jψ J 2

φ (δ Jφ + 2δ Jψ) + 2Jφ J2ψ

(δ Jψ + 2δ Jφ) + δ Jφ J3ψ ] + 243π2 Jφ Jψ(Jφ + Jψ)2(δ Jψ Jφ + δ Jφ Jψ) + 16Q2

(2M + √

3Q)4 [

Jφ(δ Jφ + 2δ Jψ)

+Jψ(δ Jψ + 2δ Jφ)])+ 256Q2

(

M +√

3Q

2

)4 (9√

3π Jφ Jψ + 4Q(

2M + √3Q)2)

δQ

]α. (64)

4.3 With two rotations

4.3.1 Linear order accretion

In view of Eq. (64), we rewrite f (λ) for a linear order cor-rection as

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481 Page 8 of 12 Eur. Phys. J. C (2020) 80:481

Fig. 1 f (λ) against λ for the given values of the test particle and blackhole parameters

f (λ) = α2 −6(

2M + √3Q)−1

(27π Jφ Jψ + 4

√3Q(

2M + √3Q)2)1/2 (

9π(Jφ + Jψ)2 + 4√

33 Q

(2M + √

3Q)2)2

×⎡

⎣6π

(

M +√

3Q

2

)⎛

⎝144√

3πQ

(

M +√

3Q

2

)2

[δ Jψ J 3φ + 2Jψ J 2

φ (δ Jφ + 2δ Jψ) + 2Jφ J2ψ

(δ Jψ + 2δ Jφ) + δ Jφ J3ψ ] + 243π2 Jφ Jψ(Jφ + Jψ)2(δ Jψ Jφ + δ Jφ Jψ) + 16Q2

(2M + √

3Q)4 [

Jφ(δ Jφ + 2δ Jψ)

+Jψ(δ Jψ + 2δ Jφ)]⎞

⎠+ 256Q2

(

M +√

3Q

2

)4 (9√

3π Jφ Jψ +4Q(

2M + √3Q)2)

δQ

⎦ α λ + O(λ2), (65)

from which it is evident that it is always possible to obtainf (λ) < 0 for suitable values of given parameters. Thus ablack hole could be over-extremalized. To ensure this, wetry to explore f (λ) numerically. From Eq. (5), the extremalcondition μ − 2q = (a + b)2 yields

√32

27π

(M − √

3Q)

= Jφ + Jψ

M +√

32 Q

. (66)

From Eq. (66) it is clear that near-extremality requiresQ2 < M2/3, which in turn allows us to choose Q = 0.5M .For given Q = 0.5M , f (0) = α2 corresponding to thenear extremality defines the angular momenta numerically,Jφ + Jψ = 0.322011 for the given value α = 0.01. For thisthought experiment one can take different values of the blackhole parameters and even smaller values of α. Setting M = 1,let us choose δ Jφ = 0.001 Jφ , δ Jψ = 0.001 Jψ andδQ = 0.003 Q in order for the test particle approximationto remain valid. Let us now evaluate Eq. (65) numerically,whereby f (0.1) = −0.00045 < 0. That is, it could be over-extremalized under linear order accretion. It thus indicatesviolation of WCCC at the linear order. The obtained numer-ical results are shown in Fig. 1.

4.3.2 Non-linear order accretion

We here consider the second order particle accretion O(λ2)

so as to understand what might happen in the non-linearregime. Let us start from Eq. (63), where the non-linear termsare given by

δ2M − 9π(Jφ + Jψ

)

4(4M2 − 3Q2)

(δ2 Jφ + δ2 Jψ

)

−3(

2MQ − √3Q2

)

(4M2 − 3Q2

) δ2Q

≥ − k

8πδ2A = 1

12(4M2 − 3Q2

)α2

×(N1(M, Q, Jφ, Jψ

)δM2

+N2(M, Q, Jφ, Jψ, δ Jφ, δ Jψ

)δM

+N3(M, Q, Jφ

)δ J 2

ψ

+N4(M, Q, Jφ, Jψ

)δ Jφδ Jψ

+N5(M, Q, Jφ, Jψ, δ Jφ, δ Jψ

)δMδQ+N6

(M, Q, Jψ

)

×δ J 2φ + N7

(M, Q, Jφ, Jψ, δ Jφ, δ Jψ

)δQ

+N8(M, Q, Jφ, Jψ

)δQ2

). (67)

Here the function Ni is related to the black hole parameters ina complicated way. When we take into account a non-linearterm O(λ2) by using Eq. (67) and optimal choice of linearorder correction, the function f (λ) takes the form

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Eur. Phys. J. C (2020) 80:481 Page 9 of 12 481

f (λ) >

⎜⎜⎜⎝

α −3(

2M + √3Q)−1

λ

(27π Jφ Jψ + 4

√3Q(

2M + √3Q)2)1/2 (

9π(Jφ + Jψ)2 + 4√

33 Q

(2M + √

3Q)2)2

×⎡

⎣6π

(

M +√

3Q

2

)⎛

⎝144√

3πQ

(

M +√

3Q

2

)2 [δ Jψ J 3

φ + 2Jψ J 2φ (δ Jφ + 2δ Jψ) + 2Jφ J

2ψ(δ Jψ

+2δ Jφ) + δ Jφ J3ψ

]+ 243π2 Jφ Jψ(Jφ + Jψ)2(δ Jψ Jφ + δ Jφ Jψ) + 16Q2

(2M + √

3Q)4 [

Jφ(δ Jφ + 2δ Jψ)

+Jψ(δ Jψ + 2δ Jφ)])+ 256Q2

(

M +√

3Q

2

)4 (9√

3π Jφ Jψ + 4Q(

2M + √3Q)2)

δQ

])2

+O(α3, α2λ, αλ2, λ3). (68)

This clearly shows that always f (λ) > 0. Thus, it veri-fies the expected result that a five-dimensional charged rotat-ing black hole in minimally gauged supergravity cannot beover-extremalized for non-linear order accretion, while theopposite is true for linear order accretion. Under non-linearaccretion WCCC is therefore always obeyed.

4.4 With single rotation

4.4.1 Linear order accretion

Let us consider a particular case of single rotation, for whichEq. (65) takes the following form:

f (λ) = α2 −48 × 33/4Q3/2

(2M + √

3Q)3

(9√

3π J 2ψ + 4Q

(2M + √

3Q)2)2

×(

3π Jψδ Jψ + 4Q(

2M + √3Q)

δQ

)αλ

+O(λ2). (69)

It is clear from the above equation that overspinning/charging is quite possible in general. However, let us con-sider the various cases separately.

• δQ = 0. Note that in the limit Q → 0 one can reachf (λ) > 0, for which the black hole could not be over-spun, thereby verifying the validity of the WCCC fora black hole having a single rotation. This verifies therecently obtained result Ref. [45] that WCCC is obeyedfor single rotation even at linear order accretion. Considerthe numerical example: for Q = 0.5, Jψ = 0.322011,δ Jψ = 0.001, and α = 0.01 with λ = 0.1 we getf (λ) = 0.000041 > 0. Thus WCCC would always holdgood for a neutral particle.

• δ Jψ = 0. It is well known that a four-dimensionalcharged black hole could be overcharged [47]. To bea bit more quantitative let us reconsider Eq. (69), forQ = 0.5, Jψ = 0.322011, δQ = 0.003, and α = 0.01with λ = 0.1: we get f (λ) = −0.00048 < 0. With thiswe again verify the result of Ref. [47] that WCCC couldas in four dimensions be violated.

Thus a five-dimensional black hole with single rotationcould be overcharged but not overspun. The natural ques-tion then arises what happens to five-dimensional chargedblack hole with a single rotation—could it be overcharged oroverspun under bombardment of over-charged particles?

• We know that a black hole cannot be overspun but itcould be over-charged. When both charge and rotationare present, the outcome should depend on which one isthe greater. The question is: does this dominance referto black hole rotation and charge parameters or that ofthe impinging particles? It turns out that it refers to theparameters of the impinging particles. We will show thisby numerical examples. Let us begin with δ Jψ < δQ.The question is, what might happen in this case? Toanswer this question we must approach, as in previouscases, the problem quantitatively. For given Q = 0.5,Jψ = 0.322011, δQ = 0.003, δ Jψ = 0.0001, and α =0.01 with λ = 0.1 leads to f (λ) = −0.0002445, and sothe black hole could be over-extremalized violating theCCC. Let us now interchange the black hole parametersand keep the rest of the parameters unchanged. That is,Q = 0.353553, Jψ = 0.499394, δQ = 0.003, δ Jψ =0.0001, and α = 0.01 with λ = 0.1 will give f (λ) =−0.00001495 < 0, implying over-extremalization.

• δ Jψ > δQ. Let us again consider the numerical exercise:Take a) Q = 0.5, Jψ = 0.322011 and b) Q = 0.353553,Jψ = 0.499394 for given δQ = 0.0003, δ Jψ = 0.001,

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481 Page 10 of 12 Eur. Phys. J. C (2020) 80:481

Fig. 2 From left: f (λ) for δ Jψ δQ and δ Jψ δQ against λ for the given values of the test particle and black hole parameters

and α = 0.01 with λ = 0.1. That leads to a) f (λ) =6.3832×10−6 > 0 and b) f (λ) = 50.1196×10−6 > 0.It cannot be over-extremalized, and WCCC continues tohold ground.

• δ Jψ = δQ. Let us consider the values of the param-eters to be as follows: a) Q = 0.5, Jψ = 0.322011and b) Q = 0.353553, Jψ = 0.499394 for givenδQ = 0.003, δ Jψ = 0.003, and α = 0.01 withλ = 0.1, we get a) f (λ) = −0.000417867 < 0 and b)f (λ) = −0.000116191 < 0. This shows that the blackhole could reach an over-extremal state when impingingparticles have angular momentum equal to charge.

What emerges from this analysis is that a black hole withsingle rotation for linear accretion obeys WCCC so long asδQ < δ Jψ , and the opposite is true for δQ ≥ δ Jψ irrespec-tive of the relative dominance of the black hole rotation andcharge parameters. In Fig. 2 we verify the above numericalanalysis for δQ > δ Jψ and δQ < δ Jψ , respectively. Inter-estingly, in the case of equality of angular momentum andcharge of impinging particles it is the charge’s interaction thatplays a dominant role for the over-extremalizing process.

4.4.2 Non-linear order accretion

Let us rewrite Eq. (68) in the case of a single rotation,

f (λ) =

⎜⎜⎜⎝

α −48 × 33/4Q3/2

(2M + √

3Q)3(

3π Jψδ Jψ + 4Q(

2M + √3Q)

δQ

)

(9√

3π J 2ψ + 4Q

(2M + √

3Q)2)2 λ

⎟⎟⎟⎠

2

+ O(α3, α2λ, αλ2, λ3). (70)

From this, it is clear that the black hole cannot be over-extremalized when second order perturbations, O(λ2), aretaken in account. For non-linear accretion, WCCC thusalways holds good.

5 Conclusions

It is well known that there does not exist a true analogue of thefour-dimensional Kerr–Newman rotating charged black holein five dimensions. On the other hand there exists an analogueof a Kerr rotating black hole in five or more dimensions [44].Strangely, electric charge cannot be injected onto a rotatingblack hole. However, there exists a very close cousin of theKerr–Newman black hole in a minimally gauged supergrav-ity solution of rotating and charged black hole [58]. To thisblack hole we have in this paper extended the analysis ofover-extremalization under a linear and non-linear accretionprocess [43].

In general it turns out that, as for all other cases, over-extremalizing is possible for linear order, while it gets mirac-ulously reversed when non-linear perturbations are included.The five-dimensional black hole in question thus falls in linewith all other black holes: WCCC could be violated at linearorder but it is always restored at non-linear order accretion.However, there is a subtle exception for a rotating black holein five dimensions, which has two rotation axes permittingtwo rotation parameters.

Very recently, some of us [45] have demonstrated aremarkable property of a black hole with single rotation.Unlike a four-dimensional black hole, it cannot be overspuneven at the linear order accretion while it could be overspunwhen both rotations are present. This property is, however,carried through for the five-dimensional rotating charged

black hole under study. A charged black hole could alwaysbe overcharged under linear accretion. In this case there areboth rotations and charge present. Hence the question: whenwould it be over-extremalized and when not? As expected it

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Eur. Phys. J. C (2020) 80:481 Page 11 of 12 481

turns out that when the rotation parameter of the impingingparticle is greater than its charge, over-extremalizing is pro-hibited while the opposite is the case when charge is greaterthan or equal to the rotation parameter. It is interesting thatin the case of equality of rotation and charge parameters, itis the latter’s contribution that dominates. In all this, the rel-ative dominance of charge or rotation of the black hole is,however, irrelevant.

As pointed out in [45], a black hole with single rotation infive dimensions is a different entity, like extremal black hole.The latter can never be over-extremalized and, interestingly,so is the case for the former. It seems that when a black holehas the maximum number of rotations that are permitted ina given spacetime dimension, it can be overspun under lin-ear order accretion, while if it has less than the maximumallowed, it cannot be overspun. In four dimensions, the max-imum allowed number of parameters is one and that is whyit can be overspun, while in five dimensions the maximumnumber allowed is two. That is why it can perhaps only vio-late WCCC when both rotations are present, but not for singlerotation.

It may be noted that for non-linear accretion we have aneat analytical expression showing f (λ) > 0, indicating theabsence of over-extremalization. However, for linear orderperturbations we had to resort to a numerical evaluationbecause calculations were too involved and complicated. Forover-extremalization, any specific example is good enoughto show that it occurs, while for its absence one has to showthat that it is never possible. We do, however, consider anoptimal choice of parameters which would indicate that theresult would hold good in general for any other choice ofparameters. Most importantly it is the non-linear regime thathas the final and determining say, which has been establishedrigorously and analytically.

Acknowledgements BA and SS acknowledge Inter-University Cen-tre for Astronomy and Astrophysics, Pune, India, and Goethe Univer-sity, Frankfurt am Main, Germany, for warm hospitality. ND wishesto acknowledge visits to Albert Einstein Institute, Golm and to Astro-nomical Institute, Tashkent supported by the Abdus Salam InternationalCentre for Theoretical Physics, Trieste under the Grant No. OEA-NT-01. This research is supported in part by Projects No. VA-FA-F-2-008and No. MRB-AN-2019-29 of the Uzbekistan Ministry for InnovativeDevelopment and by the Abdus Salam International Centre for Theo-retical Physics under the Grant No. OEA-NT-01.

Data Availability Statement This manuscript has no associated dataor the data will not be deposited. [Authors’ comment: Given that thiswork is theoretical, no associated numerical or computational data isneither necessary nor applicable.]

Open Access This article is licensed under a Creative Commons Attri-bution 4.0 International License, which permits use, sharing, adaptation,distribution and reproduction in any medium or format, as long as yougive appropriate credit to the original author(s) and the source, pro-vide a link to the Creative Commons licence, and indicate if changeswere made. The images or other third party material in this article

are included in the article’s Creative Commons licence, unless indi-cated otherwise in a credit line to the material. If material is notincluded in the article’s Creative Commons licence and your intendeduse is not permitted by statutory regulation or exceeds the permit-ted use, you will need to obtain permission directly from the copy-right holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.Funded by SCOAP3.

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