FIX TestCase SessionLevel20010710

8/12/2019 FIX TestCase SessionLevel20010710

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FIX Session-level Test Cases and Expected Behaviors** DRAFT **

Last Revised: July 10, 2001


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Table of Contents

Table of Contents....................................................................................................................................................................................................................................2

FIX Session-level Test Cases and !"e#ted $e%avio&s..........................................................................................................................................................................'

(""li#ability........................................................................................................................................................................................................................................'

FIX Session-level State )at&i!...........................................................................................................................................................................................................*FIX Lo+on &o#ess State T&ansition ia+&a................................................................................................................................................................................/

FIX Lo+out &o#ess State T&ansition ia+&a...............................................................................................................................................................................

Test #ases............................................................................................................................................................................................................................................

$uyside-o&iented session initiato&3 Lo+on and session initiation test #ase....................................................................................................................................

Sellside-o&iented session a##e"to&3 Lo+on and session initiation test #ase...................................................................................................................................4

Test #ases a""li#able to all FIX systes.......................................................................................................................................................................................10


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FIX Session-level Test Cases and Expected Behaviors

ApplicabilityT%is do#uent 5as last &evised July 10, 2001 at 5%i#% tie FIX ve&sion *.' 5as t%e latest ve&sion of t%e FIX &oto#ol. 6ote t%at futu&e aendents to t%is

do#uent ay be found on t%e FIX 5ebsite and any ve&sion of t%is do#uent "ublis%ed on a late& date ta7es "&e#eden#e ove& t%is ve&sion of t%e do#uent. T%is

do#uent is a""li#able to all ve&sions of FIX *.X *.0, *.1, *.2, and *.'3 e!#e"t 5%e&e e!"li#itly indi#ated.


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FIX Session-level State Matrix

Precedence State Initiator Acceptor Description

1 is#onne#ted-6o

Conne#tionToday

8 8 Cu&&ently dis#onne#ted, %ave not atte"ted to es tablis% a #onne#tion 9today, and no )s+Se;6u

%ave been #onsued ne!t #onne#tion 9today 5ill sta&t atMsgSeqNumof 13

2 is#onne#ted-

Conne#tion

Today

8 8 Cu&&ently dis#onne#ted, %ave atte"ted to establis% a #onne#tion 9today and t%us )s+Se;6u

%ave been #onsued ne!t #onne#tion 9today 5ill sta&t atMsgSeqNumof last < 13 3

' ete#t $&o7en

6et5o&7

Conne#tion

8 8 =%ile #onne#ted, dete#t a b&o7en net5o&7 #onne#tion e.+. TC so#7et #losed3. is#onne#t t%e

net5o&7 #onne#tion and 9s%utdo5n #onfi+u&ation fo& t%is session.

* (5aitin+

Conne#tion

6 8 Session a##e"to& Lo+on a5aitin+ net5o&7 #onne#tion f&o #ounte&"a&ty

> Initiate

Conne#tion

8 6 Session initiato& Lo+on establis%in+ net5o&7 #onne#tion 5it% #ounte&"a&ty

/ 6et5o&7

Conne#tion

stablis%ed

8 8 6et5o&7 #onne#tion establis%ed bet5een bot% "a&ties

Initiat ion Logon

Sent

8 6 Session initiato& Lo+on send Logonessa+e.

??? !#e"tion: 2*%& sessions.

Initiat ion Logon

Re#eived

6 8 Session a##e"to& Lo+on &e#eive #ounte&"a&ty@s Logonessa+e.

??? !#e"tion: 2*%& sessions.

4 Initiat ion Logon

Res"onse

6 8 Session a##e"to& Lo+on &es"ond to #ounte&"a&ty@s Logonessa+e 5it% Logonessa+e to

%ands%a7e

10 Aandle

ResendRequest

8 8 Re#eive and &es"ond to #ounte&"a&ty@s ResendRequestsendin+ &e;uested essa+es andBo&

SequenceReset-Gap Fillessa+es fo& t%e &an+e ofMsgSeqNum&e;uested11 Re#eive

MsgSeqNumToo

Ai+%

8 8 Re#eive too %i+% ofMsgSeqNumf&o #ounte&"a&ty, ;ueue essa+e, and send ResendRequest

12 (5aitin+B&o#es

sin+ Res"onse to

ResendRequest

8 8 &o#ess &e;uestedMsgSeqNumPossDupFlag8 &esent essa+es andBo& SequenceReset-Gap Fill

essa+es f&o #ounte&"a&ty. Dueue in#oin+ essa+es 5it%MsgSeqNumtoo %i+%

1' 6o essa+es

&e#eived in

Inte&val

8 8 6o inbound essa+es non-+a&bled3 &e#eived in Aea&t$eatInt < 9&easonable "e&iod of tie3, send

TestRequest

1* (5aitin+B&o#es 8 8 &o#ess inbound essa+es. Reset %ea&t beat inte&val-&elated tie& 5%en (68 inbound essa+e


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sin+ Res"onse to

TestRequest

non-+a&bled3 is &e#eived

1> Re#eive Logout

essa+e

8 8 Re#eive Logoutessa+e f&o #ounte&"a&ty initiatin+ lo+outBdis#onne#t. IfMsgSeqNumtoo %i+%,

send ResendRequest. If sent, 5ait a &easonable "e&iod of tie fo& #o"lete &es"onse to

ResendRequest. 6ote t%at de"endin+ u"on t%e &eason fo& t%e Logout, t%e #ounte&"a&ty ay be

unable to fulfill t%e &e;uest. Send Logoutessa+e as &es"onse and 5ait a &easonable "e&iod of tiefo& #ounte&"aty to dis#onne#t t%e net5o&7 #onne#tion. 6ote #ounte&"a&ty ay send a

ResendRequestessa+e if Logoutessa+e &es"onse %asMsgSeqNumtoo %i+% and t%en &e-initiate

t%e Logout"&o#ess.

1/ Initiate Logout

&o#ess

8 8 Identify #ondition o& &eason to +&a#efully dis#onne#t e.+. end of 9day, no &es"onse afte& ulti"le

TestRequestessa+es, too lo5MsgSeqNum, et#.3. Send Logoutessa+e to #ounte&"a&ty. =ait a

&easonable "e&iod of tie fo& Logout&es"onse. u&in+ t%is tie %andle 9ne5 inbound essa+es

andBo& ResendRequestif "ossible. 6ote t%at soe lo+outBte&ination #onditions e.+. loss of

databaseBessa+e safe-sto&e3 ay &e;ui&e iediate te&ination of t%e net5o&7 #onne#tion

follo5in+ t%e initial send of t%e Logoutessa+e. is#onne#t t%e net5o&7 #onne#tion and

9s%utdo5n #onfi+u&ation fo& t%is session.

1 (#tiveB6o&al

Session

8 8 6et5o&7 #onne#tion establis%ed, Logonessa+e e!#%an+e su##essfully #o"leted, inbound and

outboundMsgSeqNuma&e in se;uen#e as e!"e#ted, and Heartbeato& ot%e& essa+es a&e &e#eived5it%in HeartBeatInt< 9&easonable "e&iod of tie3.

1 =aitin+ fo&

Logona#7

8 6 Session initiato& 5aitin+ fo& session a##e"to& to send ba#7 Logon (CE.


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FIX Logon Process State Transition Diagram

Session Initiator (e.g. buside!

Action

Session Acceptor (e.g. sellside!

Action

Session Initiator (e.g. buside!

State

Session Acceptor (e.g. sellside!

State

Sta&t is#onne#ted-6o Conne#tion

Today

is#onne#ted-Conne#tion Today

(5aitin+ Conne#tion

Conne#t Initiate Conne#tion

ossible3 ete#t $&o7en 6et5o&7

Conne#tion

(5aitin+ Conne#tion

(##e"t Conne#tion 6et5o&7 Conne#tion stablis%ed 6et5o&7 Conne#tion stablis%ed

Initiate Logon Initiation LogonSent 6et5o&7 Conne#tion stablis%ed

Re#eive Initiation Logon Initiation LogonSent Initiation LogonRe#eived

Send Initiation LogonRes"onse Initiation LogonSent Initiation LogonRes"onse

"ossible3 Initiate Logout&o#ess

e.+. ifMsgSeqNumtoo lo53

ossible3 Re#eiveMsgSeqNumToo

Ai+%

ossible3 Send ResendRequest Initiation LogonRes"onse


Ai+%

Re#eive Initiation LogonRes"onse ossible3 (#tiveB6o&al Session

ossible3 Initiate Logout&o#ess

e.+. ifMsgSeqNumtoo lo53

Initiation LogonRes"onse

ossible3 Send ResendRequest ossible3 (#tiveB6o&al Session


Ai+%

ossible3 (#tiveB6o&al Session

ossible3 Aandle ResendRequest

(#tiveB6o&al Session (#tiveB6o&al Session


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FIX Logout Process State Transition Diagram

Logout Initiator" Action Logout Acceptor Action Logout Initiator State Logout Acceptor State

Sta&t (#tiveB6o&al Session

6o essa+es &e#eived in Inte&val

(5aitin+B&o#essin+ Res"onse to

TestRequest

(#tiveB6o&al Session

6o essa+es &e#eived in Inte&val

Initiation LogonSent


TestRequest

(5aitin+ validation of lo+on

Re#eiveMsgSeqNumToo Ai+%


ResendRequest

Initiate Logout&o#ess

=aitin+ fo& Logona#7

Send Logout essa+e Lo+out endin+

Re#eive Logoutessa+e Lo+out endin+ Lo+out endin+


Ai+%

Send Logout &es"onse Lo+out endin+ (5aitin+ is#onne#t

ossible3 Send ResendRequest Lo+out endin+ ossible3 (5aitin+ B &o#essin+

Res"onse to ResendRequest

ossible3 &e#eive ResendRequest ossible3 (5aitin+ B &o#essin+

Res"onse to ResendRequest

ossible3 (5aitin+ Res"onse to

ResendRequest

Re#eive LogoutRes"onse is#onne#ted-Conne#tion Today (5aitin+ is#onne#t

is#onne#t is#onne#ted-Conne#tion Today is#onne#ted-Conne#tion Today


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Test cases

Buyside-oriented (session initiator) Logon and session initiation test case

Re#

ID

Pre-

condition

Test case $andator%

&ptional

'ondition%Stiulus )*pected +e,aior

1$ Conne#t and Send Logon

essa+e

)andato&y a. stablis% 6et5o&7 #onne#tion Su##essfully o"en TC so#7et 5it%

#ounte&"a&ty

b. Send Logon essa+e Send Logonessa+e

#. alid Logon essa+e as &es"onse is

&e#eived

IfMsgSeqNumis too %i+% t%en send

Resend Request

d. Invalid Logonessa+e is &e#eived 1. Gene&ate an He&&o&H #ondition in

test out"ut.

2. "tional3 Send Reectessa+e

5it%RefMsgSeqNum&efe&en#in+

Logonessa+e@sMsgSeqNum5it% Text&efe&en#in+ e&&o&

#ondition

'. Send Logoutessa+e 5it% Text

&efe&en#in+ e&&o& #ondition

*. is#onne#t

>.

e. Re#eive any essa+e ot%e& t%an a Logon

essa+e.

1. Lo+ an e&&o& 9fi&st essa+e not a

lo+on

2. is#onne#t


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Sellside-oriented (session acceptor) Logon and session initiation test case

Re#

ID

Pre-

condition

Test case $andator%

&ptional


1S Re#eive Logonessa+e )andato&y a. alid Logon essa+e 1. Res"ond 5it% Logon &es"onse

essa+e2. IfMsgSeqNumis too %i+% t%en

send Resend Request

b. Logonessa+e &e#eived 5it% du"li#ate

identity e.+. sae I, "o&t, Sende&Co"I,

Ta&+etCo"I, et#. as e!istin+ #onne#tion3

1. Gene&ate an He&&o&H #ondition in

test out"ut.

2. is#onne#t 5it%out sendin+ a

essa+e note sendin+ a Ree#t o&

Lo+out 5ould #onsue a

)s+Se;6u3

#. Logonessa+e &e#eived 5it%

unaut%enti#atedBnon-#onfi+u&ed identity e.+.

invalid Sende&Co"I, invalid

Ta&+etCo"I, invalid soue I add&ess,et#. vs. syste #onfi+u&ation3


test out"ut.


essa+e note sendin+ a Ree#t o&Lo+out 5ould #onsue a

)s+Se;6u3

d. Invalid Logonessa+e 1. Gene&ate an He&&o&H #ondition

in test out"ut.

2. "tional3 Send Reect

essa+e 5it%RefMsgSeqNum

&efe&en#in+ Logonessa+e@s

MsgSeqNum5it% Text&efe&en#in+

e&&o& #ondition

'. Send Logoutessa+e 5it%Text&efe&en#in+ e&&o& #ondition

*. is#onne#t

Re#eive any essa+e ot%e&

t%an a Logonessa+e

)andato&y Fi&st essa+e &e#eived is not a Lo+on

essa+e.

1. Lo+ an e&&o& 9fi&st essa+e not a

lo+on

2. is#onne#t


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Test cases applicable to all FIX systems

Re#

ID

Pre-

condition

Test case $andator%

&ptional


2 Re#eive $essage Standard

Header

)andato&y a. MsgSeqNum&e#eived as e!"e#ted (##e"tMsgSeqNumfo& t%e essa+e

b. MsgSeqNum%i+%e& t%an e!"e#ted Res"ond 5it% Resend Requestessa+e

#. MsgSeqNumlo5e& t%an e!"e#ted 5it%out

PossDupFlagset to 8

!#e"tion: SeqReset-Reset


essa+e


test out"ut.

d. Ga&bled essa+e &e#eived 1. Conside& +a&bled and i+no&e

essa+e do not in#&eent

inboundMsgSeqNum3 and

#ontinue a##e"tin+ essa+es.

2. Gene&ate a H5a&nin+H #ondition in

test out"ut.

e.PossDupFlagset to 8K OrigSeningTime

s"e#ified is less t%an o& e;ual to

SeningTimeandMsgSeqNumlo5e& t%an

e!"e#ted

6ote: OrigSeningTimes%ould be ea&lie&

t%an SeningTimeunless t%e essa+e is

bein+ &esent 5it%in t%e sae se#ond du&in+

5%i#% it 5as sent.

1. C%e#7 to see if MsgSeqNum%as

al&eady been &e#eived.

2. If al&eady &e#eived t%en i+no&e t%e

essa+e, ot%e&5ise a##e"t and

"&o#ess t%e essa+e.

f.PossDupFlagset to 8K OrigSeningTime

s"e#ified is +&eate& t%an SeningTimeand

MsgSeqNumlo5e& t%an e!"e#ted

6ote: OrigSeningTimes%ould be ea&lie&

t%an SeningTimeunless t%e essa+e is

bein+ &esent 5it%in t%e sae se#ond du&in+

5%i#% it 5as sent.

1. Send Reect(session-leel!

essa+e &efe&en#in+ ina##u&ate

SeningTime FIX *.2:

SessionRee#tReason

HSendin+Tie a###u&a#y

"&obleH3

2. In#&eent inboundMsgSeqNum

'. Send Logoutessa+e &efe&en#in+

ina##u&ate SeningTimevalue

*. =ait fo& Logoutessa+e

&es"onse note li7ely 5ill %ave

ina##u&ate SeningTime3 o& 5ait 2

se#onds 5%i#%eve& #oes fi&st


11/24

>. is#onne#t

Gene&ate an He&&o&H #ondition in test

out"ut.

+.PossDupFlagset to 8 and

OrigSeningTimenot s"e#ified

6ote: (l5ays set OrigSeningTimeto t%e

tie 5%en t%e essa+e 5as o&i+inally sent-

not t%e "&esent SeningTimeand set

PossDupFlag 98 5%en &es"ondin+ to a

Resend Request


essa+e &efe&en#in+ issin+OrigSeningTime FIX *.2:

SessionRee#tReason HRe;ui&ed

ta+ issin+H3

2. In#&eent inbound

MsgSeqNum

%.BeginStringvalue &e#eived as e!"e#ted

and s"e#ified in testin+ "&ofile and at#%es

BeginStringon outbound essa+es.

(##e"tBeginStringfo& t%e essa+e

i.BeginStringvalue e.+. HFIX.*.2H3 &e#eived

did not at#% value e!"e#ted and s"e#ified

in testin+ "&ofile o& does not at#%BeginStringon outbound essa+es.

1. Send Logoutessa+e &efe&en#in+

in#o&&e#tBeginStringvalue

2. =ait fo& Logoutessa+e&es"onse note li7ely 5ill %ave

in#o&&e#t $e+inSt&in+3 o& 5ait 2

se#onds 5%i#%eve& #oes fi&st

'. is#onne#t

*. Gene&ate an He&&o&H #ondition in

test out"ut.

. Sener!ompIDand Target!ompIDvalues

&e#eived as e!"e#ted and s"e#ified in testin+

"&ofile.

(##e"t Sener!ompIDand

Target!ompIDfo& t%e essa+e

7. Sener!ompIDand Target!ompIDvalues

&e#eived did not at#% values e!"e#ted and

s"e#ified in testin+ "&ofile.

1. Send Reect (session-leel!

essa+e &efe&en#in+ invalid

Sener!ompIDo& Target!ompID FIX *.2:

SessionRee#tReason HCo"I

"&obleH3



in#o&&e#t Sener!ompIDo&

Target!ompIDvalue




12/24

in#o&&e#t Sener!ompIDo&

Target!ompID3 o& 5ait 2 se#onds

5%i#%eve& #oes fi&st

>. is#onne#t

/. Gene&ate an He&&o&H #ondition in

test out"ut.l.Bo"#engt$value &e#eived is #o&&e#t. (##e"tBo"#engt$fo& t%e essa+e

.Bo"#engt$value &e#eived is not #o&&e#t. 1. Conside& +a&bled and i+no&e



#ontinue a##e"tin+ essa+es


test out"ut.

n. SeningTimevalue &e#eived is s"e#ified in

MTC Mnive&sal Tie Coo&dinated also

7no5n as G)T3 and is 5it%in 2 inutes of

atoi# #lo#7-based tie.

(##e"t SeningTimefo& t%e essa+e

o. SeningTimevalue &e#eived is eit%e& nots"e#ified in MTC Mnive&sal Tie

Coo&dinated also 7no5n as G)T3 o& is not

5it%in 2 inutes of atoi# #lo#7-based tie.

Rational:

e&ify syste #lo#7s on bot% sides a&e in

syn# and t%at Sendin+Tie ust be #u&&ent

tie

1. Send Reect(session-leel!essa+e &efe&en#in+ ina##u&ate

SeningTime FIX *.2:

SessionRee#tReason

HSendin+Tie a###u&a#y

"&obleH3



ina##u&ate SeningTimevalue



ina##u&ate SeningTime3 o& 5ait 2

se#onds 5%i#%eve& #oes fi&st>. is#onne#t


test out"ut.

".MsgT"pevalue &e#eived is valid defined

in s"e# o& #lassified as use&-defined3.

(##e"tMsgT"pefo& t%e essa+e

;.MsgT"pevalue &e#eived is not valid

defined in s"e# o& #lassified as use&-

defined3.



MsgT"pe FIX *.2:

SessionRee#tReason HInvalid

)s+Ty"eH3


13/24

2. In#&eent inbound

MsgSeqNum

'. Gene&ate a H5a&nin+H

#ondition in test out"ut.

&.MsgT"pevalue &e#eived is valid defined

in s"e# o& #lassified as use&-defined3 but notsu""o&ted o& &e+iste&ed in testin+ "&ofile.

13 If N FIX *.2

a3 Send Reect(session-leel!essa+e &efe&en#in+ valid but

unsu""o&tedMsgT"pe

23 If FIX *.2

a3 Send +usiness $essage

Reectessa+e &efe&en#in+

valid but unsu""o&ted

MsgT"pe FIX *.2:

$usinessRee#tReason

HMnsu""o&ted )essa+e

Ty"eH3

'3 In#&eent inboundMsgSeqNum

*3 Gene&ate a H5a&nin+H #ondition intest out"ut.

s.BeginString% Bo"#engt$% andMsgT"pe

a&e fi&st t%&ee fields of essa+e.

(##e"t t%e essa+e

t.BeginString% Bo"#engt$% andMsgT"pe a&e

not t%e fi&st t%&ee fields of essa+e.

1. Conside& +a&bled and i+no&e





test out"ut.

' Re#eive $essage Standard

Trailer

)andato&y a. alid !$e&'Sum (##e"t )essa+e

b. Invalid !$e&'Sum 1. Conside& +a&bled and i+no&eessa+e do not in#&eent




test out"ut.

#. Ga&bled essa+e 1. Conside& +a&bled and i+no&e






14/24

test out"ut.

d. !$e&'Sumis last field of essa+e, value

%as len+t% of ', and is deliited by NSA.

(##e"t )essa+e

e. !$e&'Sumis not t%e last field of essa+e,

value does not %ave len+t% of ', o& is not

deliited by NSA.

1. Conside& +a&bled and i+no&e


inboundMsgSeqNum3 and#ontinue a##e"tin+ essa+es


test out"ut.

* Send Heartbeatessa+e )andato&y a. 6o data sent du&in+ "&eset %ea&tbeat

inte&val HeartBeatIntfield3

Send Heartbeatessa+e

b. ( Test Requestessa+e is &e#eived Send Heartbeatessa+e 5it% Test

Requestessa+eOs TestReqID

> Re#eive Heartbeat essa+e )andato&y alid Heartbeatessa+e (##e"t Heartbeatessa+e

/ Send Test Request )andato&y 6o data &e#eived du&in+ "&eset %ea&tbeat

inte&val HeartBeatIntfield3 < Hsoe

&easonable "e&iod of tieH use 20P ofHeartBeatIntfield3

1. Send Test Request essa+e

2. T&a#7 and ve&ify t%at a Heartbeat

5it% t%e sae TestReqIDis&e#eived ay not be t%e ne!t

essa+e &e#eived3

Re#eive Reectessa+e )andato&y alid Reect essa+e 1. In#&eent inboundMsgSeqNum

2. Continue a##e"tin+ essa+es

Re#eive Resend Request

essa+e

)andato&y alid Resend Re;uest Res"ond 5it% a""li#ation level

essa+es and SequenceReset-(ap

Fillfo& adin essa+es in &e;uested

&an+e a##o&din+ to H)essa+e

Re#ove&yH &ules.

4 Syn#%&oniQe se;uen#e

nube&s

"tional (""li#ation failu&e Send Sequence Reset - Reset

essa+e o& anually &eset to 1 out-of-

band.10 Re#eive Sequence Reset

(Gap Fill!

)andato&y Re#eive Sequence Reset (Gap Fill!essa+e

5it% 6e5Se;6o )s+Se;6u

)s+Se;6u t%an e!"e#t se;uen#e nube&

)s+Se;6u to e!"e#ted se;uen#e nube&

)s+Se;6u N t%an e!"e#ted se;uen#e

nube&

1. If )s+Se;6u e!"e#ted

Issue Resend Request to fill

+a" bet5een e!"e#ted

)s+Se;6u

)s+Se;6u.

2. If )s+Se;6u N e!"e#ted

se;uen#e nube& ossu"Fla+

98


15/24

I+no&e essa+e

'. If )s+Se;6u N e!"e#ted

se;uen#e nube& 5it%out

ossu"Fla+ 98

is#onne#t 5it%out sendin+ aessa+e

Gene&ate an He&&o&H #ondition

in test out"ut

*. if )s+Se;6u e!"e#ted

se;uen#e nube&.

Set ne!t e!"e#ted se;uen#e

nube& 6e5Se;6o

11 Re#eive Sequence Reset

(Reset!

)andato&y a. Re#eive Sequence Reset (reset! essa+e

5it%Ne)SeqNo t%an e!"e#ted se;uen#e

nube&

13 (##e"t t%e Sequence Reset

(Reset!essa+e 5it%out &e+a&ds

itsMsgSeqNum23 Set e!"e#ted se;uen#e nube&

e;ual to 6e5Se;6o

b. Re#eive Sequence Reset (reset! essa+e

5it%Ne)SeqNo to e!"e#ted se;uen#e

nube&



itsMsgSeqNum

23 Gene&ate a H5a&nin+H #ondition in

test out"ut.

#. Re#eive Sequence Reset (reset! essa+e

5it%Ne)SeqNoN t%an e!"e#ted se;uen#e

nube&



itsMsgSeqNum23 Send Reect(session-leel!


MsgT"pe FIX *.2:

SessionRee#tReason Halue is

in#o&&e#t out of &an+e3 fo& t%is

ta+H3

'3 o 6T In#&eent inbound

MsgSeqNum

*3 Gene&ate an He&&o&H #ondition in


16/24

test out"ut

>3 o 6T lo5e& e!"e#ted se;uen#e

nube&.

12 Initiate lo+out "&o#ess )andato&y Initiate Lo+out 13 Send Logoutessa+e

23 =ait fo& #ounte&"a&ty to &es"ond5it% Logoutessa+e u" to 10

se#onds note ay not be

&e#eived if #ouni#ations

"&oble e!ists3. If not &e#eived,

+ene&ate a 95a&nin+ #ondition

in test out"ut.

'3 is#onne#t

1' Re#eive Logout essa+e )andato&y a. Re#eive valid Logout essa+e in &es"onse

to a soli#ited lo+out "&o#ess

is#onne#t 5it%out sendin+ a

essa+e

b. Re#eive valid Logout essa+e

unsoli#itied

1. Send Logout&es"onse essa+e

2. =ait fo& #ounte&"a&ty to

dis#onne#t u" to 10 se#onds. Ifa! e!#eeded, dis#onne#t and

+ene&ate an 9e&&o& #ondition in

test out"ut.

1* Re#eive a""li#ation o&

adinist&ative essa+e

)andato&y a. Re#eive field identifie& ta+ nube&3 not

defined in s"e#ifi#ation.

!#e"tion: undefined ta+ used is s"e#ified in

testin+ "&ofile as use&-defined.


essa+e &efe&en#in+ invalid ta+

nube& FIX *.2:

SessionRee#tReason HInvalid

ta+ nube&H3


'. Gene&ate an He&&o&H #ondition in

test out"ut.

b. Re#eive essa+e 5it% a &e;ui&ed fieldidentifie& ta+ nube&3 issin+. 1. SendReect(session-leel!essa+e &efe&en#in+ &e;ui&ed ta+

issin+ FIX *.2:

SessionRee#tReason HRe;ui&ed

ta+ issin+H3



test out"ut.

#. Re#eive essa+e 5it% field identifie& ta+

nube&3 5%i#% is defined in t%e s"e#ifi#ation

but not defined fo& t%is essa+e ty"e.


essa+e &efe&en#in+ ta+ not

defined fo& t%is essa+e ty"e


17/24


18/24

test out"ut.

%. Re#eive a essa+e in 5%i#% a field

identifie& ta+ nube&3 5%i#% is not "a&t of a

&e"eatin+ +&ou" is s"e#ified o&e t%an on#e


essa+e &efe&en#in+ du"li#ate

field identifie& ta+ nube&3


'. Gene&ate an He&&o&H #ondition intest out"ut.

i. Re#eive a essa+e 5it% &e"eatin+ +&ou"s

in 5%i#% t%e H#ountH field value fo& a

&e"eatin+ +&ou" is in#o&&e#t.


essa+e &efe&en#in+ t%e in#o&&e#t

H#ountH field identifie& ta+

nube&3



test out"ut.

. Re#eive a essa+e 5it% &e"eatin+ +&ou"s

in 5%i#% t%e o&de& of &e"eatin+ +&ou" fields

does not at#% t%e s"e#ifi#ation.


essa+e &efe&en#in+ t%e &e"eatin+

+&ou" 5it% in#o&&e#t field

o&de&in+2. In#&eent inboundMsgSeqNum


test out"ut.

7. Re#eive a essa+e 5it% a field of a data

ty"e ot%e& t%an HdataH 5%i#% #ontains one o&

o&e ebedded NSA values.


essa+e &efe&en#in+ field

identifie& ta+ nube&3 5it%

ebedded NSA



test out"ut.

is#a&d as valid &es"onseBout#oe

tooo&

Conside& +a&bled and i+no&e essa+e

l. Re#eive a essa+e 5%en a""li#ation-level

"&oessin+ o& syste is not available

"tional3

13 If N FIX *.2

a3 Send Reect(session-leel!

essa+e &efe&en#in+

a""li#ation essa+e

"&o#essin+ is not available

23 If FIX *.2

a3 Send +usiness $essage

Reectessa+e &efe&en#in+


19/24


20/24

1/ Dueue out+oin+ essa+es )andato&y a. )essa+e to sendB;ueue 5%ile dis#onne#ted Dueue out+oin+ essa+es. 6ote t%e&e

a&e t5o valid a""&oa#%es:

13 Dueue 5it%out &e+a&ds to

MsgSeqNum

a3 Sto&e data fo& essa+es

23 Dueue ea#% essa+e 5it% t%e ne!t

MsgSeqNumvalue

a3 Sto&e data fo& essa+es in

su#% a anne& as to use and

9#onsue t%e ne!t

MsgSeqNum

6ote: Sendin+Tie Ta+>23: ust

#ontain t%e tie t%e essa+e is sent

not t%e tie t%e essa+e 5as ;ueued.

b. Re-#onne#t 5it% ;ueued essa+es 1. Co"lete lo+on "&o#ess #onne#t,

and Logonessa+e e!#%an+e3

2. Co"leteMsgSeqNum &e#ove&y

"&o#ess if a""li#able.

'. Re#oended s%o&t delay o&

TestRequestBHeartbeatto ve&ify

MsgSeqNum&e#ove&y #o"leted.

*. 6ote t%e&e a&e t5o valid ;ueuin+

a""&oa#%es:

a3 Dueue 5it%out &e+a&ds to

MsgSeqNum

i3 Send ;ueued essa+es

5it% ne5MsgSeqNum

values +&eate& t%an

Logonessa+e@s

MsgSeqNum3

b3 Dueue ea#% essa+e 5it% t%e

ne!tMsgSeqNumvalue

i3 note Logonessa+e@s

MsgSeqNum5ill be

+&eate& t%an t%e ;ueued

essa+esOMsgSeqNum*

ii3 Counte&"a&ty 5ill issue

ResendRequest

&e;uestin+ t%e &an+e of

issed essa+es


21/24

iii3 Resend ea#% ;ueued

essa+e 5it%

PossDupFlagset to 8

6ote: Sendin+Tie Ta+>23: ust

#ontain t%e tie t%e essa+e is sent

not t%e tie t%e essa+e 5as ;ueued.

1 Su""o&t en#&y"tion "tional a. Re#eive Logonessa+e 5it% valid,

su""o&ted+n&r"ptMet$o

1. (##e"t t%e essa+e

2. e&fo& t%e a""&o"&iate

de#&y"tion and en#&y"tion et%od

&eadiness

'. Res"ond 5it% Logonessa+e

5it% t%e sae+n&r"ptMet$o

b. Re#eive Logonessa+e 5it% invalid o&

unsu""o&ted+n&r"ptMet$o


essa+e &efe&en#in+ invalid o&

unsu""o&ted+n&r"ptMet$o

value FIX *.2:

SessionRee#tReason

He#&y"tion "&obleH3



invalid o& unsu""o&ted

+n&r"ptMet$ovalue


&es"onse note #ould %ave de#&y"t

"&obles3 o& 5ait 2 se#onds

5%i#%eve& #oes fi&st

>. is#onne#t


test out"ut.

#. Re#eive essa+e 5it% valid

Signature#engt$and Signaturevalues.

(##e"t t%e essa+e

d. Re#eive essa+e 5it% invalid

Signature#engt$value.



Signature#engt$value FIX

*.2: SessionRee#tReason

HSi+natu&e "&obleH3



test out"ut.


22/24

e. Re#eive essa+e 5it% invalid Signature

value.



Signature value FIX *.2:

SessionRee#tReason

HSi+natu&e "&obleH3



test out"ut.

& #onside& de#&y"tion e&&o& o&

essa+e out of o&de&, i+no&e essa+e

do not in#&eent inbound

MsgSeqNum3 and #ontinue a##e"tin+

essa+es

f. Re#eive essa+e 5it% a valid

Se&ureData#envalue and a Se&ureData

value t%at #an be de#&y"ted into valid, "a&se-

able #lea&te!t.

(##e"t t%e essa+e

+. Re#eive essa+e 5it% invalid

Se&ureData#envalue.

1. Conside& de#&y"tion e&&o& o&

essa+e out of o&de&, i+no&e





test out"ut.

%. Re#eive essa+e 5it% a Se&ureDatavalue

t%at #annot be de#&y"ted into valid, "a&se-

able #lea&te!t.



Se&ureDatavalue FIX *.2:

SessionRee#tReason H

e#&y"tion "&obleH3



test out"ut.

i. Re#eive essa+e 5it% one o& o&e fields

not "&esent in t%e unen#&y"ted "o&tion of t%e

essa+e t%at Hust be unen#&y"tedH

a##o&din+ to t%e s"e#.

'. Send Reect(session-leel!

essa+e &efe&en#in+ field

identifie& ta+ nube&3 issin+

f&o unen#&y"ted se#tion FIX

*.2: SessionRee#tReason H

e#&y"tion "&obleH3

*. In#&eent inboundMsgSeqNum

>. Gene&ate an He&&o&H #ondition in


23/24

test out"ut.

. Re#eive essa+e 5it% in#o&&e#t %andlin+

of Hleft ove&H #%a&a#te&s e.+. 5%en len+t% of

#lea&te!t "&io& to en#&y"tion is not a ulti"le

of 3 a##o&din+ to t%e s"e#ified

+n&r"ptMet$o.


essa+e &efe&en#in+ in#o&&e#t

%andlin+ of Hleft ove&H #%a&a#te&s

du&in+ en#&y"tion FIX *.2:

SessionRee#tReason H

e#&y"tion "&obleH3



test out"ut.

1 Su""o&t t%i&d "a&ty

add&essin+

"tional a. Re#eive essa+es 5it%

OnBe$alfOf!ompIDand

Deli,erTo!ompIDvalues e!"e#ted as

s"e#ified in testin+ "&ofile and 5it% #o&&e#t

usa+e.

(##e"t essa+es

b. Re#eive essa+es 5it%

OnBe$alfOf!ompIDo&Deli,erTo!ompID values not s"e#ified in

testin+ "&ofile o& in#o&&e#t usa+e.

1. Send Reect (session-leel!

essa+e &efe&en#in+ invalidOnBe$alfOf!ompIDo&

Deli,erTo!ompID FIX *.2:

SessionRee#tReason HCo"I

"&obleH3



test out"ut.

14 Test ossResend %andlin+ )andato&y a. Re#eive essa+e 5it% ossResend 98

and a""li#ation-level #%e#7 of )essa+e

s"e#ifi# I indi#ates t%at it %as al&eady been

seen on t%is session

13 I+no&e t%e essa+e.

23 Gene&ate a H5a&nin+H #ondition in

test out"ut

b. Re#eive essa+e 5it% ossResend 98

and a""li#ation-level #%e#7 of )essa+e

s"e#ifi# I indi#ates t%at it %as 6T yet

been seen on t%is session

13 (##e"t and "&o#ess t%e essa+e

no&ally.

20 Siultaneous Resend &e;uest

test

)andato&y Re#eive a Resend Requestessa+e 5%ile

%avin+ sent and a5aitin+ #o"lete set of

&es"onses to a Resend Requestessa+e.

13 e&fo& &esend of &e;uested

essa+es.

23 Send Resend Requestto &e;uest

issed essa+es


24/24

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FIX TestCase SessionLevel20010710

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