Fonrr~~990-PF INTERNALt0696ife...

UaethaIRS VICTOR E SPKAS FOUNDATION label 50-01101-3722400

Otherwise, Number and street (or P O box number if mail is not delivered to street address) print

BANK OF AMERICA N A , TRUSTEE or typo See Specific P O BOX 831091

Instructions City or down state, and 21P code

DALLAS

5

75283-1041

o H Check type of organization X Section 501(c 3 exempt private foundation Section 4947 a 1 nonexemp t charitable Vust Other taxable rlva~e foundallon

I Fair market value of all assets at end J Accounting method X Cash Accrual > of year ((romPart ll,col (c), line Bother (specrfy)_____

16) " 35 , 009 , 966 (Part l, column (d) must be on cash bass )

Room/suite B Telephone number (see page 10 of the insINCIi0n5)

800 357-7094 c if exemption application is

pmdnp dud~bn ~

D 1 Foreign oMnnhelonadn¢kNn

,

LJ 3 FarUpnoryen2etim . meeting the 05% iut CmA non eM enedri computation

,

E Ilpnwblounee~matemwsslemYneua

under melon 507(n)( tHA) ,3,.& he. 10-0

F If theIounEeuon la in a 60 mmN iwmne~m unaoawvan507(EXIgB1~~n~n 1

(d) Disbursements (c) Adjusted net for charitable

income purposes

90TRI Analysis of Revenue and Expenses (The total o/ amounts in columns (b), (c) and (co may not necessarily equal we amounts in

CL column (a) (see page 10 of the instructions)

~J ~ S CrnInWama Ra BnnU Nc ncs+adleneNzN~d~im) N

Chwk 1 ~f the loundatim u not required to Z ~ attach $ch B w cn 2 Distributions from split-interest trusts O d 3 Interesl on savings and itimporary cash investments

4 Dividends and interest from securities

5 e Grass rents

y b (Neirental incuneapas) 11 .952 ]

6 a Net gain or (less) from sale of assets not m line 10 u b G teas salts price to all y assets miina6a 8 .021,482

7 Capital pain net income (from Part IV line 2)

e Net short-term capital gain

9 Income modifications 10a Grams sales less relwru

and allw2nce5 ~-- b Less Cost of go:ids sold

c Gross profit a (loss) (attach schedule)

11 Other income (attach schedule)

(a) Revenue and (b) Net investment expenses per income

books

27 Subtract line 26 from line 12 e EauvolrwemuonraVannusaMalsbuneni

b Net Investment Income (if negative, enter -0-)

JSA I E1410 3 00 For Paperwork Reduction Act Notice, see the instructions

- _ 'L1 NE F14523 0151 50-01101-3722400

ca,n 990"PF (zooi)

Fonrr~~990-PF INTERNALt0696"ife Foundation OMB NO 15x5-0052

or Section 49471a)(1) Nonexempt Charitable Trust 2001 Department cllnaTreasury Treated as a Private Foundation

Internal Revenue Semca Note The organization ma be able to use a c d this return to satisfy state reporting re uIrements For calendar year 2001 or tax ear be Innln , 2001, and ending G Check all that app ly Initial return Final return Amended return x Address change Name than

Name of orpanizEbon IA Employer IdentifIcation number

17 Compensation oldficers directors truslees; dc

~ y 14 Other employee salaries and wages

~ ~ 15 Pension plans, employee benefits p x 16e Legal lees (attach schedule) . STMT 2

b Accounting fees (attxh schedule)STMT 3 c Other professional fees (attach schedule)

-~ .. 17 Interest n c 18 Taxes (attach schedule) (... page 14 of iSiThELLAS) a 19 Depreciation (attach schedule) and depletion

LL/ a 20 Occupancy

q 21 Travel, conferences and meetings

a 22 Priming end publications ~w q 23 Other expenses (attach schedule)$TM'P 5 vim `w 24 Total operating end administrative expenses

a O Add lines 13 through 23

25 Contributions, grits yenta paid

a(

STMT 6

Organizations that follow SFAS 117, check here " I and complete lines 24 through 26 and lines 30 and 31

24 Unrestricted

25 Temporarily restricted 26 Permanently restricted

Organizations that do not follow SFAS 177, check here and complete lines 27 through 37

27 Capital stack trust principal, a current funds .

28 Paid-in a regret surplus, or land, bldg and equipment lurid

29 Retained earnings, accumulated intone, endowment a other funds 30 Total net assets or fund balances (see page 17 of the

instructions)

31 Total liabilities and net assets/lurid balances (see page 17 of

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return)

2 Enter amount from Part I, line 27a s Other increases riot included in line 2 (itemize)" SEE STATEMENT 8 4 Add fines 1, 2, and J 5 Decreases not included in line 2 (itemize* _ SEE STATEMENT 9 R TOtAI lIPt RSRPIC Of fllfl(I !IAIAf7CP5 Af PIIA !1I VPRf rim. G TI/111C II/7P S) . P0A II fllI11T/~ IF7l II/7P

7 32 , 341 , 316 2 -425 , 906 3 224 765 . 4 32 , 140 , 175 5 9 , 599 6 32 , 130 , 576

Form 990-PF (2001) JSA t E1420 l 000

F14523 0151 50-01101-3722400

Attached schedules and amounts in the Balance Sheets description column should bafor .

1 Cash-non-interest-bearing

Y Savings and temporary cash investments

3 Accounts receivable ll~

Less allowance for doubtful accounts 4 Pledges receivable ll~

Less allowance for doubtful accounts

5 Grants receivable

6 Recervables due from officers directors, trustees and other

disqualified persons (attach schedule) (see page 15 of the instructions) 7 Other notes and loans receivable (attach schedule)

Less allowance for doubtful accounts B Inventories for sale or use

9 Prepaid expenses and deterred charges

10 a Investments U S and stale govemment odigatim5 (attach schedule)

b Investments - corporate stock (attach schedule)

c Investments - corporate bonds (attach schedule) Invesimenis-land buildings

>> and equipment basis __________ 836058_ Less accumulated depreciatim (attach schedule) --------------~----

12 Investments - mortgage loans

13 Investments - other (attach schedule) 14 Land buildings and ,

equipment bass Less accumulated deprecation , (attach schedule) -----______________

15 Other assets (describe "_ _ _ _ _ _ STMT 7 )

16 Total assets (to be completed by all filers - see page 16 of

17 Accounts payable and accrued expenses

18 Grams payable

19 Deferred revenue 20 Lams from officers, directors trustees and other disqualified persms

21 Mortgages and other notes payable (attach schedule)

22 Other liabilities (describe 0 . )

(e) List and describe the kind(s) of property sold (e g real estate, 2-story brick warehouse, or common stock, 200 shs MLC Cc )

SEE PART IV SCHEDULE

(e) Gross sales price (0 Depreciation allowed (p) Cost or other basis (or allowable) plus expense of sale

c

Complete onl y for assets showing gain in column h and owned b the foundation on 12/31

(I) F M V as of 12/31/69 U) Adjusted basis (k) Excess of cd (i) as of 12/31/69 over cd 0), if any

722,21

If section 4940(d)(2) applies, leave this part blank

Was the organization liable for the section 4942 lax on the distributable amount of any year in the base penod? F]Yes ~X No If "Yes," the organization does not qualify under section 4940(e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries

a) Base penod years calendar year (b) «) Dislri uam 2~io Adjusted qualilpng Oistnbulius Net value d rqrichanladaise assets a55eis (cd (b) 0vided W cd (c))

2000 2 .060 .397 41 .969 .636_ 0 04920981400

4 Enter the net value of noncharilable-use assets for 2001 from Part X, line 5

6

0

JS~ I ES4)03000

F19523 0151 50-01101-3722400

b

e

If gain, also enter in Part I, line 7 2 Capital gain net income or foal capital loss) { If (loss), enter -0- in Part I, line 7 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 0( the instructions) it n-i ore. _n- o.n i i- a

(For optional use by domestic private foundations subject to the section 4940(a) lax on net investment income )

3

ecpunea (c) Dale (d) Dale sold acquired (mo day yr ) (mo . OaY, n )

(h) Gain or (loss) (e) plus (I) minus (g)

(I) Gains (Col (h) pain minus cot (k), but nod less than -O-)or

Losses (from cd (h))

1998 1 , 733 , 007 35 179 501 . 1997 1 , 661 , 286 33 958 517 . 1996 1 , 382 , 577 29 , 257 , 869

2 Total of line 1, column (d) . . . . . 2 3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5, or by

the number of years the foundation has been in existence d less than 5 years 3

5 Multiply line 4 by line 3

6 Enter 1 % of net investment income (1% of Part I, line 27b)

7 Add lines 5 and 6

8 Enter qualifying distributions from Part XII, line 4 II line 8 is equal to or gre ater Than line 7 check the boy in Part VI line 1D

5

0 04926184143 0 04892104093 0 04725487697

0 24227308262

0 04845461652

I 2,075,910 that pan using s 1% sac rate See the Part A instructions on page 18

Fam990-112F (2001)

4

1 e Exempt operating foundations described in section 4940(4)(2) check here ji~ U and enter 'N/A' an line 1

Date of ruling letter - _ --- _ - _- (attach copy of ruling letter If noceuery-see Inalructlms)

b Domestic or enizahons that meet the section 4940(e) requirements in Part V, check

here " X and enter 1% of Part I line 27b c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, cd (b)

2 Tax under section 511 (domestic section 4947(a)(1) trusts and unable foundations only Others enter -0-)

7 Add lines 1 and 2

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts end taxable foundations only Others enter -0-),

5 Tax based on investment Income Subtract line 4 from line 7 II zero or less, enter-0-

6 Credits/Payments a 2001 estimated tax payments and 2000 overpayment credited to 2001 6e 37 , 158

b Exempt foreign organizations - tax withheld at scarce 6 b NONE

c Tax paid with application for extension of time to file (Form 8868) 6c NONE

d Backup withholding erroneously withheld _ 6d

7 Total credits end payments Add lines 6a through 6d 8 Enter any penalty for underpayment of estimated tax Check hereX if Form 2220 is attached 9 Tax due If the total of lines 5 and 8 is more than line 7 enter amount owed 1

10 Overpayment If line 7 is more than the total of lines 5 and 8 enter the amount overpaid 10

F14523 0151 50-01101-3722400

1 e During the tax year, did the organization attempt to influence any national slate or local legislation a did Yes No

it participate or intervene m any political campaign? 1 e X

b Did it spend more than $100 during the year (artier directly or indirectly) for political purposes (see page

19 of the instructions for definition)? 1 b X

1/ the answer is 'Yes'to 1a or 1b attach a detailed description of the activities and copies o/any matenals

published or distributed by the organization in connectiort with the activities c Did the organization file Form 1120-POLfor this year? 1c N A

d Enter the amount (if any) of tax on political expenditures (secUm 4955) imposed dunng the year (1) On the organization ll~ $ (2) On organization managers " $

a Enter the reimbursement (if any) paid by the organization during the year la pdiUCal expenditure tax imposed on organization managers p- E

2 Has the organization engaged in any activities that have nod previously been reported to the IRS? 2 X II "Yes 'attach a detailed descnpitim of the activities

3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, a other similar instruments? If 'Yes,'attach a conformed copy of the changes , 9 X

4 a Did the organization have unrelated business gross income o151 000 a more during the year? 4a X b I! "Yes,' has it filed a tax return on Form 990-T (a this year? , 4 b N A

5 Was there a liquidation, termination, dissolution, or substantial contraction during the yeah 5 X 11 'Yes,' attach the statement required 6y General Instruction T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either

By language in the governing instrument or By sate legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the sate law remain in the governing instrument? 6 X 7 Did the organization have at least $S 000 in assets et any time during we year? II "Yes,' camplefe Part 11, cd (c), and Part XV 7 X

B e Enter the stales to which the foundation reports or with which it is registered (see page 19 of the

instructions) 0, MISSOURI________________________________________________________________ b If the answer is 'Yes' to line 7 has the organ2a0m furnished a copy of Farm 990.PF to the Attorney

General (or designate) of each state as required by General Instruction G7 11 'No,' attach explanatim 81b X 9 Is the organization claiming status as a private operating foundation within we meaning of section 49420(3)

or 49420(5) for calendar year 2001 or the taxable year beginning in 2001 (see instructions for Part XIV on page 25)7 11 'Yes 'complete Part XN 9 X

10 Did any persons become substantial contributors during the tax yeaf711'Yes,'attach a schedule listing then names and addresses 10 X 11 Did the organization comply with the public inspection requirements for its annual returns and exemption applicahm? t t X

Web site address " NONE 12 The books meincare of "_HANI_C_OF_ AM-RTCA~ N A _- Tefephmeno "816-979-7405

Located at ~1200 -MAIN ST 14TH FLOOR,-KANSAS -CITY, MO_-__ ZIP-4 6410_5______________ 11 Section 4947(a)(1) nonezempl charitable trusts filing Form 990.PF in lieu of Form 1041 " Check here "II

and enter the amount of tax-exempt interest received or accrued during the year 0-1 17 I

jSJk Farm 990-PF (2001) t E1440 a o00

5 Form 990-PF(2001)

Form 4720 May Be

JSA 1E14504000

50-01101-3722400 F14523 0151

File Form 4720 II any item Is checked In the "Yes" column, unless en exception applies

t e During the year did the organization (either directly a indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? O Yea ~X No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person'! Yes X No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified persons Yes X No

(4) Pay compensation to, or pay or reimburse we expenses o(, a disqualified persons " AX Yes No

(5) Transfer any income or assets to a disqualified person (or make any of ether available

for the benefit or use of a disqualified person)? . . . . , , 11 Yes ~X No

(6) Agree to pay money or property to a government official? (Exception Check 'Ne

if the organization agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days ) D Yes ~X No

b If any answer is "Yes" l0 1a(1)-(6) did any of the acts fail to qualify under the exceptions descnbed in Regulations

section 53 4941(d)3 or in a current notice regarding disaster assistance (seepage 19 of the mstructions)? I~'I

Organizations relying on a current notice regarding disaster assistance check here IIP L-I

c Did the organization engage in a prior year in any of the acts described in is other than excepted acts,

that were not corrected before the first day of the tax year beginning in 20017

2 Taxes on (allure to distribute income (section 4942) (does not apply for years the organization was a private

operating foundation defined in section 4942Q)(3) a 49420(5))

a At the end of tax year 2001, did the organization have any undistributed income (lines 6d

and 6e Part XIII) for tar year(s) beginning before 20017 0 Yes EZNo If 'Yes,' list the years if .

b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2)

(relaying to incorrect valuation o1 assets) to the year's undistributed incomes (If applying section 4942(a)(2)

to all years listed answer "No" and attach statement-see page 19 0l we instructions }

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, lisp the years here

1__________ ._________ _ .________

3 a Did the organization hold more than a 2% direct or indirect interest in any business

enterprise at any time during we year's 0 Yes OX No

b If *Yes 'did it have excess business holdings in 2001 as a result of (1) any purchase by the organiZaUon

or disqualified persons alter May 26 1969, (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gilt or bequest, or (3)

the lapse o! the 10- 15- of 20-year first phase holding periods (Use Schedule C Form 4720, to determine

ii the organrzaGon had excess business holdings m 2001) 3 b

4 n Did the organization invest during the year any amount in a manner that wouM )eoperdia its charitable purposes? 4e

b Did the organization make any investment in a prior year (bud after December 31, 1969) That could jeopardize its charitable

purpose that had riot been removed from jeopardy before the first day of the tax year beginning in 2001 ? 4b

5 e During the year did the organization pay or incur any amount to (1) Carry on propaganda or otherwise attempt to influence IegisIaUOn (section 4945(e))? Yes No

(2) Influence the outcome of any specific public election (see section 4955) a to carry

on, directly or indirectly any voter registration drive? , , Yes X No

(3) Provide a grant to an individual (or travel, study, or other similar purposes e Yes BX No

(4) Provide a grant to an organization other than a charitable, etc , organization described

in section 509(a)(1), (2), or (3), a section 4940(d)(2)? , EJ Yes EZ No

(5) Provide for any purpose other than religious, charitable scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? El Yes X No

b If any answer is 'Yes' to 5a(1)-(5) did any of the transactions fail to qualify under the exceptions described in

Regulations section 53 4945 or in a current notice regarding disaster assistance (see page 20 of we instructions)? 5b

Organizations relying on a current notice regarding disaster assistance check here . . .

c II the answer is 'Yes' to question Sa(4), does the organization clam exemption from the lax because it maintained expenditure responsibility for the grant? N/$ El Yes a No

It 'Yes,' attach the statement required by Regulations section 53 4945-5(co

6 a Did the organization during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract! , . a Yea ~X No

b Did the organization, during the year, pay premiums, directly a indirectly, m a personal benefit contract? 6b 11 you answered 'Yes'to 66 also file Form 8870

Form 990-PF (2001)

---------- ---------- -------------------------------- Total

I Total number of others receiving over $50,000 for professional sernce5

Summary of Direct Charitable Activities

List the foundations lour largest direct charitable aclrvilie5 Ounng the fax year Include relevant slalstiral information such as the number of organizations and other beneficianes smell cmferences covered research papers produced etc

7 NOT APPLICABLE

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2

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3

--------------------------------

4

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Fam 990-PF (2001) JSA I eiaso 3 000

F14523 0151 50-01101-3722400

Information About Officers. Directors, Trustees . Foundation Managers, Highly Paid Employees, and Contractors

1 List all off leers, directors trustees foundation managers and their compensation see gage 20 of the Instructions ) (b) (c)cvnpersaum ja) comneuemsio

(e) Name and address fours per reek (If not pale, enter ~mpiq. . e.n .si pens (°) ~~ accaiN

devoted lop~ilim nw Ana a .l.~nammp .n.eoon other allwrerces

------------------------------------

------------------------------------

------------------------------------

-------------- ------- 1 I I I 2 Compensation of five hlgheshpald employees (other than those Included on line 1 - see page 21 of the instructions)

If none, enter "NONE "

a Name and address of eats employee id more than $50 000 1b) T~l~and average ma) Gonin euems to

pa per Week (c) Compensation a pi,.. e.n.m pens (a) Expense account devoted loposition enUESisrtsdmnpsnuuon other allprences

NONE

-------------------------------------------------------------------------- ------------------------------------- -------------------------------------

I Total number of other employees paid over $50,000 3 Five highest-paid independent contractors for professional services - (see page 21 of the Instructions) If none, enter

NONE

---------------------------------------

---------------------------------------

-----------------------------------------------

Amount

minimum investment Return (All domestic tounoations must complete see page 22 of the instructions )

7 Fair market value of assets nod used (or held (or use) directly in cartying out charitable, etc , purposes

e Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets (see page 22 of the instruchonsl d Total (add lines 1 a, b, and c) e Reduction claimed for blockage or other factors reported on fines 1a and

is (attach detailed explanation) I to I 2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 from line 1 d 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see page 23

of the instructions) 5 Net value of noncharitable-use assets Subtract line 4 from line 3 Enter here and on Part V, line 4 6 Minimum investment return Enter 5% of line 5

1a

2

4

Distnbutable Amount (see page 23 of the instructions) (Section 49420(3) and Q)(5) private operating foundations and certain foreign organizations check here j, and do not complete this part )

1 Minimum investment return from Part X, line 6 1 1 . 761 . 688 2 a Tax on investment income for 2001 from Part VI, line 5 Za 16 , 790 b Income lax for 2007 (This does not include the lax from Part VI F2 b e Add lines 2a and 2b Zc 16 , 790

3 Dislributable amount before adjustments Subtract line 2c from line 1 . 3 1 744 , 898 4 a Recoveries of amounts treated as qualifying distributions 4a NONE b Income distributions from section 4947(a)(2) trusts 4b c Add lines 4a and 4b 4c NONE

5 Add lines 3 and 4c . . 5 1 744 , 898 6 Deduction from distribulable amount (see page 23 of the instructions) 6 NONE 7 Distnbutable amount as ad justed Subtract line 6 from line 5 Enter here and on Part XIII, line 1 ~ 7 1 , 744 , 898

Qualifying Distributions (see page 23 of the instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes a Expenses, contributions, grits, etc - total from Part I, column (d), line 26 _ 1 a -2 1 075 , 910 b Program -relatedinvestments -Total from Part IX-B tb NONE

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes 2 NONE

3 Amounts set aside for specific charitable projects that satisfy the . . . . a Suitability test (prior IRS approval requited) 3e NONE b Cash distribution test (attach the required schedule) . 3b NONE

4 Qualifying dhtributiorn Add lines 1 a through 3b Enter here and on Part V, line 8 and Part XIII, line 4 4 2 , 075 , 910 5 Organizations that quality under section 4940(e) for the reduced rate of lax on net investment

income Enter 1% of Part I, line 27b (see page 24 of the instructions) . . . 5 16 , 790 6 Adjusted qualifying dbtribullom Subtract line 5 from line 4 6 2 059 , 120

Note The amount on line 6 will be used m Part V, column (b), in subsequent years when calculating whether the foundation qualifies (or the section 4940(e) reduction of tax in those years

JSA Form 990-PF (2001) 1E1470 4 o00

F14523 0151 50-01101-3722400

NONE

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2

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All other program-related investments See pope 22 d the rtslnucYiorts

NONE

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Add lines 1

F14523 0151 50-01101-3722900

44-6008340 Form 990 PF(2001) Papa 8

Undistributed Income (see page 24 of the instructions)

(a) (6) (c) (d) 1 Distributable amount for 2001 from Part %1, Corpus Years prior to 2000 2000 2001

line 7 , , 1 , 744 , 898

2 Undistributed income if any as of the and of 2000 e Enter amount for 2000 only NONE

b Tolaltorpnoryears 1999 NONE

7 Excess distributions car ewer. d any, l0 2001 -

e From 1996 NO

b From 1997 NO

c From 1998 65 , 302 d From 1999 NO

e From 2000 32 , 055

f Total of lines 3a through e 97 , 357

4 Ouali(yinp distributions for 2001 from Part

X11 line 4 . 2 .075 .910

e Applied to 2000 but not more than line 2a NONE

b Applied to undistributed income of prior years (Election required -sea page 24 d Ina instruclions) NONE

c Treated as distributions out of corpus (Election requited - see page 24 of the instructions) NONE

d Applied to 2001 dislributable amount 1 1 744 , 898

e Remaining amount distributed al of corpus 331 , 012 5 Excess distributions carryover applied to 2001 NO NONE

(it an amount appears in column (d), the same amount must be shown in column (a))

s Enter the net total of each column as indicated below

e Corpus Add lines 3t 4c, and 4e Subtract line 5 428 , 369

b Prior years undistributed income SubVact line 4b from line 2b NONE

c Enter the amount of prior years undistributed income for which a notice of deficiency has been issued or on which the section 4942(a) lax has been Deviously assessed NONE

d Subtract line 6c from line 6b Taxable amount - see page 25 0l the instructions NONE

e Undistributed income for 2000 Subtract line 4a from line 2a Taxable amount - see page 25 a the instructions NONE

1 Undistributed income for 2001 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2002 NONE

7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(E) a 4942(8)(3) (see page 25 of the instructions) NO

8 Excess distributions carryover from 1996 not applied on line 5 or line 7 (see page 25 of the instructions) . , NO

9 Excess distrlbutions carryover to 2002 Subtract lines 7 and 8 from line 6a 428 , 369

10 Analysis of line 9

a Excess from 1997 NO

b Excess from 1998 65 , 302

c Excess from 1999 NO

d Excess from 2000 32 , 055 . e Excess from 2007 331,012

Fa�, 990-PF (2001 )

JSA ieueo+aoo

2e Enter the issser of the adjusted net income from P art 1 a the minnnum investment return from Parl % !or each year listed

b 85% of line 2a

c Qualifying distributions firolinloian xii in~ . .fo. .emr. ..e.i .a

d nmouniainauaaamnn.zcnoi u sed directlyforacir n icandud of ii emwu~s ,

a Qualifying di .firlb.U .n . ad . av.wy t« eaew mnaaa of exempt ocAnAlesi subtract line 2d 1. 1 . .. U

3 Complete 7e b or cfaN. e1lernelrvm test nIiM upon

e M�i, Imnrmbv. test am .,

0 ) value of .11 assets. (2) vam.aeu.ma.eidyne

une..s.nion a9azpX3NBNi1

b ena.m.m an.maw.i.~i Emsr2~ of minimum w1mw1 nW m sloxn m

Part X line filneechy .ar listed

SuvPeh iamnmiiviimsi enter

(1) io1GISUp0onolherNen gross invasmentinixerm boi..n aMaena, rams perminis on secunims i..ms (senion 5t 2(a)(5))

royeiess) (2) SuPVOnIromgeneral

public end 5 or mom .... Pit on,snomborm as om.+aea ~n aerom a9aYUl(a)leNiop

(3) Largest amount of support from an . .. mpi

organization

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other lectors RESTRICTED TO IMPROVING THE QUALITY OF HEALTH

CARE IN THE KANSAS CITY AREA

ie,<so a ooa Finn 990-PF (soot) F14523 0151 50-01101-3722600

1 a If the foundation has received a ruling or determination letter that it is a pirriate operating foundation and the ruling is effective for 2001, enter the date of the ruling

b Check box to indicate whether the organization is a private operating foundation descnbed in secljon

Supplementary Information (Complete this part only if the organization had $5,000 or more In assets at any time during the year " sae page 26 of the instructions )

1 Information Regarding Foundation Managers s List any managers of the foundation who have contributed more than 2°,6 of the total contributions received by the loundahon

before the close of any tax year (bud only if they have contributed more than E5,000) (See sec4on 507(d)(2) )

NONE

b Lisp any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

NONE

2 Information Regarding Contribution, Grant, GAt, Loan Scholarship, etc, programs Check here 1 ~ if the organization only makes cmtnbulions to preselected charitable organizations and dog nd accept unsolicited requests for funds

IlthaorpanizElionmakes gdls grants etc (seapape26dlMrtstnctiors)IOindiHduaLSQaqamzaliaisunderalheremdilims tongue ilemsY3b c and d

e The name address, and telephone number of the person to whom applications should be addressed

b The form in which applications should be submitted and information and materials they should include LETTER OF NO MORE THAN 3 PAGES WITH APPROPRIATE ATTACHMENTS

c Any submission deadlines

VARIOUS TIMES DURING CALENDAR YEAR

3 Grants I cne tear or w roves ror i if recipients an inCmduN, Foundalim shpt/ any felationsNp

to sleds d

any foundation manager . ..- .k1-1.,1 .. .,1 .,~, .�. ~ recipiait

Purpose o! gram v tonlributim

Form 990-PF (2001)

tE1a9t 7070

F14523 0151 50-01101-3722400

Recipient

Name and address (home or business)

a Paid during the year SEE GRANT LIST ATTACHED

b Approved for future payment NONE

Amount

1,970,135

NONE

1

exempt

c

d

e

f

g FeaS and cmt2cts fmm governmeni agencies 2 Membership dues and assessments

Interest on savings and temporary cash investments 4 Dividends end interest from securities

5 Net rental income or (loss) from real estate

e Debt-financed property

b Not debt-financed property 6 Net rental income or (loss) from parsorvil property

7 Other investment income

8 Gain or (loss) Iron sales of assets dhu khan mvenlay

9 Net income or (lass) from special events

10 Gross profit a (lass) from sales of inventory 11 Other revenue e

b STUDENT LOAN INTER

c FEDERAL TAX REFUND

d

18

Form 990-PF (zooi)

JSA I E 1492 4 000

F14523 0151 50-01101-3722400

Form 990-PF

Enter gross amounts unless otherwise indicated

1 Program service revenue

e

b

d4-6008340

(b) I _ IC) I (d)

14

e

12 Subtotal Add columns (b) (d) and (e) 1,885 400 284

13 Total Add line 12 columns (b), (d), and (e) 111 1,885,684

See worksheet in line 13 instructions on e 26 to vent calculations

Relationship of Activities to the Accomplishment of Exempt Purposes Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to

Line No the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See page 27 0( the instructions )

1 Did the organization directly or indirectly engage in any of the following with any other organization described in section

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

e Transfers from the reporting organization to a noncharitable exempt organization of

(1) Cash . . . . .

(2) Other assets

b Other Transactions

(1) Sales of assets to a noncharilable exempt organization

(2) Purchases of assets from a noncharitable exempt organization

(3) Rental of facilities, equipment or other assets , , ,

(4) Reimbursement arrangements

(5) Loans or loan guarantees

(6) Performance of services or membership w fundraising solicitations

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees

d 11 the answer to any of the above is 'Yes,' complete the following schedule Column (b) should always show the fair marked

value of the goods, other assets, or services given by the reporting organization II the organization received less than fair

market value in any transaction or sharing arrangement, show in column (d) the value of the goods other assets, or services

2 e Is the organization directly or indirectly affiliated with or related to one or more tax-exempt organizations

described in section 501(c) of the Code (other khan section 501(c)(3)) or in section 5277 ~ Yes ~X No

b If 'Ves .' complete the followma schedule

Jv tE14977000

F14523 0151

Form 990 PF Z001 94-6008340 Page 12

Information Regarding Transfers To and Transactions and Relationships With Nonchantable

Under penalties d penury, I declare that I nave examined INS velum, including accompanying uhe0ules and slalrinenls and to the best of my kroMedge and belief it s

true caracl and complete Declaration d pRpysEf (other than IaxpayM cifiduciary) is based On all ~ti0n of which pfeRalafi99dny Wiow100g0 / 1 / n `

w 1 Signature d officer Q trustee d S c i . Preparers ' o~ u c y a Y 0 signature

a j Firm's name (a yours '

if self-employed), address

and ZIP code

FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

Kind of Property Description Date Date sold acquired

ross sale epreuahon Cost a MV Add basis Excess Gain price less allowed/ other as of as of FMV wer w

ex en ses W sale ba s is bs

TOTAL SHORT-TERM CAPITAL GAIN DIVIDENDS 7,703

TOTAL LONG-TERM CAPITAL GAIN DIVIDENDS 31,089

1600 AOL TIME WARNER INC COM 04/15/1999 09/28/2001 PROPERTY TYPE SECURITIES

52,910 111,990 -59,080


72,752 134,186 -61,434


1,653 2,341 -688

1575 AMERICAN INTERNATIONAL GROUP INC C 08/27/1998 08/16/2001 PROPERTY TYPE SECURITIES

127,555 74,172 53,383

525 AMERICAN INTERNATIONAL GROUP INC CO 04/28/1998 08/16/2001 PROPERTY TYPE SECURITIES

42,518 23,992 18,526

2288 AMERICAN INTERNATIONAL GROUP INC C 04/28/1998 09/28/2001 PROPERTY TYPE SECURITIES

176,628 104 .558 72,070

262 AMERICAN INTERNATIONAL GROUP INC CO 03/30/1998 09/28/2001 PROPERTY TYPE SECURITIES

20,226 11,410 8,816

1650 AMGEN INC COM 11/27/1998 02/12/2001 PROPERTY TYPE SECURITIES

122,508 31,324 91,184

1550 AMGEN INC COM 11/27/1998 05/30/2001 PROPERTY TYPE SECURITIES

102,692 29,426 73,266 .

2500 BP AMOCO PLC SPONS ADR (UK/USD) SE 01/06/2000 02/06/2001 PROPERTY TYPE SECURITIES

131,156 119,711 11,445

E17b100D 117665 0151 04/25/2002 10 41 18 50-011013722400 18

FORM 990-PF - PART IV

CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

Kind of Property Description 31 Date Date sold acquired

Gross sale Depreciation Cost a FMV Add basis cess o Gain price less allowed/ other as of as of FMV over or

expenses of sale allowable basis 12/31169 1 21' .1 1 Ir -9 ad basis bss

2275 BP AMOCO PLC SPONS ADR (UK/USD) SE 01/06/2000 05/01/2001 PROPERTY TYPE SECURITIES

122,643 108,937 13,706 .

875 BAKER HUGHES INC COM 08/27/1999 02/06/2001 PROPERTY TYPE' SECURITIES

38,117 29,341 8 .776

1500 BAKER HUGHES INC COM 08/27/1999 12/27/2001 PROPERTY TYPE SECURITIES

55,465 50,299 5,166

500000 CIT GROUP INC NOTE 10/20/1998 07/2612001 PROPERTY TYPE SECURITIES

507,290 497,870 9,420

4000 CISCO SYSTEMS INC COM 02/17/1999 07/26/2001 PROPERTY TYPE SECURITIES

75,078 95,688 -20,610

3500 CISCO SYSTEMS INC COM 12128/1998 07/26/2001 PROPERTY TYPE SECURITIES

65,693 82,250 -16,557

200 CISCO SYSTEMS INC COM 12/28/1998 11/30/2001 PROPERTY TYPE SECURITIES

4,020 4,700 -680

1950 CISCO SYSTEMS INC COM 12/0211998 11/30/2001 PROPERTY TYPE SECURITIES

39,194 38,327 867

875 COCA COLA CO 02/01/2000 05/02/2001 PROPERTY TYPE SECURITIES

41,745 49,748 -8,003

2925 DELL COMPUTER CORP COM 08/05/1998 07/26/2001 PROPERTY TYPE SECURITIES

79,265 76,141 . 3,124 .

3000 E M C CORP MASS COM 05/29/1998 01/24/2001 PROPERTY TYPE SECURITIES

238,111 31,118 206,993

1E173°1 o°° 117665 0151 04/25/2002 10 41 18 50-011013722400 19 -




ross sale Depreciation Cost or FMV Add basis =S

s of Gain price less allowed/ other as of as of wer manses of sale ad basis

o


30,330 32,868 -2,538


11,218 6,848 4,370

1350 EL PASO CORP COM 05/27/1998 10/10/2001 PROPERTY TYPE SECURITIES

69,509 38,211 31,298

1384 EL PASO ENERGY CORP 05/27/1998 02/06/2001 PROPERTY TYPE SECURITIES

93,063 39,173 53,890

625 ELECTRONIC ARTS 12/22/1999 02/15/2001 PROPERTY TYPE SECURITIES

33,202 25,781 7,421


44,838 33,000 11,838


42,041 28,875 13,166

1244 31 GNMA MTGE BACKED MODIFIED PASS T 10/23/1981 01/31/2001 PROPERTY TYPE SECURITIES

1,244 748 496


1,226 737 489


1,239 745 494


1,248 750 498

'°°° 117665 0151 04/25/2002 10 41 18 50-011013722400 20 -




roes sal e epreuatim Cost v FMV Ad) basis Exixiss of Gain price less allowed/ other as of as of FMV over or

ex n ale allowable hasts 12/3116

9

12131169 ad basis


1,267 762 505


4,055 2 .438 1,617


1 .187 714 473

1200 13 GNMA MTGE BACKED MODIFIED PASS T 10123/1981 08/31/2001 PROPERTY TYPE SECURITIES

1,200 722 478


1,203 724 479

1218 GNMA MTGE BACKED MODIFIED PASS THR 10/23/1981 10/3112001 PROPERTY TYPE SECURITIES

1,218 732 486

1223 GNMA MTGE BACKED MODIFIED PASS THR 10/2311981 1113012001 PROPERTY TYPE SECURITIES

1,223 735 488

2800 GENERAL ELEC CO 12/08/1998 05/02/2001 PROPERTY TYPE SECURITIES

135 .864 83 .977 51,887


1,858 1,500 358


55,753 44,979 10,774


14,868 11,607 . 3,267

1°°° 117665 0151 04/25/2002 10 41 18 50-011013722400 21 -



Kind of Property Description Date Date sad acquired

ross sa le epreciation Cost a MV Add basis cess Gain price less allowed/ other as of as of FMV over or

x nses of I d is - (loss)

5175 GUIDANT CORP 10/31/2000 08/21/2001 PROPERTY TYPE SECURITIES

182,537 279,263 -96 .726

2575 INTEL CORP COM 01/21/1999 07/25/2001 PROPERTY TYPE SECURITIES

73,128 87,550 -14,422

150 LUCENT TECHNOLOGIES INC COM 08121/1998 01/2412001 PROPERTY TYPE . SECURITIES

2,941 6,056 -3,115

8000 LUCENT TECHNOLOGIES INC COM 12/10/1997 01/24/2001 PROPERTY TYPE SECURITIES

156,834 147,434 9,400

1000000 LUCENT TECHNOLOGIES INC NOTE 02/16/2000 02/12/2001 PROPERTY TYPE SECURITIES

934,640 997,630 -62,990

087 MCDATA CORP CL A COM 05/29/1998 02/23/2001 PROPERTY TYPE SECURITIES

2 1 1

679 MCDATA CORP CL A COM 05/29/1998 04/12/2001 PROPERTY TYPE SECURITIES

14,173 4,191 9,982

1325 MEDTRONIC INC COM 08/11/1998 07/25/2001 PROPERTY TYPE SECURITIES

63,452 35,560 27,892

1200 MERCK & CO INC 12/10/1998 02/01/2001 PROPERTY TYPE SECURITIES

99,537 89,130 10,407


86,880 85 .416 1,464 .


121,848 722,554 -706

"'°'°°° 117665 0151 04/25/2002 10 41 18 50-011013722400 22



Kind of Property Description 31 Date Date sold acquired

roes sa le Depreciation Cost a FMV Add basis Excess of in price less allowed/ other as of as of FMV over or

expenses f al ad basi s bss


177,234 177,585 -351

1775 MERRILL LYNCH & CO INC COM 02/07/1996 05/02/2001 PROPERTY TYPE SECURITIES

116,365 26,420 89,945

1650 MERRILL LYNCH & CO INC COM 02/07/1996 09/28/2001 PROPERTY TYPE' SECURITIES

66,237 24,559 41,678

400 MICROSOFT CORP 02/18/1999 07/25/2001 PROPERTY TYPE SECURITIES

26,471 29,256 -2,785

225 MICROSOFT CORP 01/14/1999 07/25/2001 PROPERTY TYPE SECURITIES

14,890 16,109 -1,219

1300 MORGAN STANLEY DEAN WITTER & CO 08/05/1998 01/11/2001 PROPERTY TYPE SECURITIES

112,381 52,439 59,942

1100 MORGAN STANLEY DEAN WITTER & CO 04/23/1998 01/11/2001 PROPERTY TYPE SECURITIES

95 .092 43,788 51,304

1500 OPENWAVE SYS INC COM 08/23/2000 11/2712001 PROPERTY TYPE SECURITIES

16,199 133,500 -117,301

650 QUALCOMM INC COM 01/11/2000 08/02/2001 PROPERTY TYPE SECURITIES

43,796 98,922 -55,126


17,157 41,852 -24,695


52,094 105,993 -53,899

730 '°°° 117665 0151 04/2512002 10 41 18 50-011013722400 23 - JSA 1E7



Kind of Property Description Date Date sold 12 acquired

roes sal e Depreciation Cost a FMV Add basis Excess of MIF price less allowed/ other as of as of FMV over or

expenses sa le allowable basis 12131169 12131/6o ad basi s

250 SPRINT CORP (PCS GROUP) 08/29/2000 07/26/2001 PROPERTY TYPE SECURITIES

6,300 12,263 -5,963

1200 SPRINT CORP (PCS GROUP) 01/06/2000 07/26/2001 PROPERTY TYPE SECURITIES

30,239 56,730 -26,491

2150 SPRINT CORP (PCS GROUP) 08/27/1999 07/26/2001 PROPERTY TYPE' SECURITIES

54,178 64,992 -10,814

3115 SUN MICROSYSTEMS INC 03/26/1998 11/30/2001 PROPERTY TYPE SECURITIES

42,674 16,719 25,955

2400 TARGET CORP 02/08/1996 01/04/2001 PROPERTY TYPE SECURITIES

88,227 15,266 72 .961

2400 TARGET CORP 02/08/1996 07/25/2001 PROPERTY TYPE SECURITIES

88 .821 15,266 73 .555

1350 TIME WARNER INC COM 04/29/1999 01/11/2001 PROPERTY TYPE SECURITIES

94,564 94,821 -257

700 TYCO INTL LTD NEW COM 11/01/1999 11/19/2001 PROPERTY TYPE SECURITIES

40,558 25 .060 15,498

1050 TYCO INTL LTD NEW COM 12/02/1998 11/19/2001 PROPERTY TYPE SECURITIES

60,837 34,348 26,489

250000 U S TREASURY NOTES DTD 08/15193 03/24/1998 07/26/2001 PROPERTY TYPE SECURITIES

258,555 . 251,992 6,563

500000 U S TREASURY NOTES DTD 2/29/96 5 02/02/1998 02/28/2001 PROPERTY TYPE SECURITIES

500,000 503,281 -3 .281

"°'°°° 117665 0151 04/25/2002 10 41 18 50-011013722400 24 JSA 1E1

FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME


loss sal e Depreciation Cost or FMV Add basis Excess Of (iarn price less allowed/ other as of as of F MV over or

ex enses of sale allowable hn~ls I 2L3

1169 17/1 1 /A .9 ad is ( loss )

1000000 U S TREASURY NOTES DTD 9/30/96 09/26/1996 09/30/2001 PROPERTY TYPE SECURITIES

1,000,000 998,560 1,440

500000 U S TREASURY NOTES DTD 2/15/91 7 02/20/1991 02/15/2001 PROPERTY TYPE SECURITIES

500,000 497,734 2,266

4950 WORLDCOM INC 07/12/1991 07/25/2001 PROPERTY TYPE SECURITIES

66,575 37,291 29,284

588 WORLDCOM INC GA NEW MCI GROUP COM 07/12/1991 07/26/2001 PROPERTY TYPE SECURITIES

8,926 4,488 4,438

150 WORLDCOM INC GA NEW MCI GROUP COM 10/10/1991 07/26/2001 PROPERTY TYPE SECURITIES

2 .277 1,094 1,183

TOTAL GAIN(LOSS) 722,216

"'°'°°° 117665 0151 04/25/2002 10 41 18 50-011013722400 25

VICTOR E SPEAS FOUNDATION 44-6008340 Acct# 50-01101-3722400

990-PF Part XV 3(a) Contributions Paid During the Year FYE 12/31/2001

Recipient Name and Address Relationship Foundation Status

Amount

Exempt NONE $ 147,000 00

Statement for Part XV 3(a)

COMMUNITY RESOURCE NETWORK 115 East 31st St Kansas City, MO 64108 Purpose: In Support of 2001 Operating

CAMPFIRE BOYS AND GIRL Heartland Council 4601 Madison Avenue Kansas City, MO 64112-1278 Purpose: Project AIM

SUPPORT KANSAS CITY, INC. 4600 Madison Avenue, Ste 1100 Kansas City, MO 64112-3027 Purpose: Startup Costs

SHEPHERD'S CENTERS OF AMERICA One West Armour Blvd Ste 201 Kansas City, MO 64111 Purpose: Health Provider Health Program

8012 State Line Road, Ste 202 Shawnee Mission, KS 66208 Purpose: Stepping Stones Counselor Kit and Gifts to Solace Plus Brochures

421 East 137th Street Kansas City, MO 64145 Purpose: In Support of Capital Project & Behavioral Intervention Support Team 8 Unrestricted Contribution

44-6008340

NONE

NONE

NONE

NONE

NONE

Exempt

Exempt

Exempt

Exempt

Exempt

1 $ 200,000 00

I $ 79,000 00

1 $ 150,000 00

$ 20,000 00

$ 25,00000



P

$ 31,600 00

NONE 73,550 00 Exempt

44-6008340 Statement for Part XV 3(a)

an

MENTAL HEALTH ASSOCIATION OF THE HEARTLAND 739 Minnesota Ave Kansas City, KS 66101 Purpose In Support of Housing Director Startup and Develop of Resource Directory

NATIONAL ALLIANCE FOR THE MENTALLY ILL OF GREATER KANSAS CITY 406 West 34th Street, Ste 506 Kansas City, MO 64111 Purpose In Support of Fam Care Software Development

MID AMERICA ASSISTANCE COALITION One West Armour Blvd, Ste 20 Kansas City, MO 64111 Purpose. Upgrading MAAC Link Program

ASSETS IN MOTION 7930 Stateline Road Kansas City, MO Purpose : In Support of Various Expenses

NATIONAL YOUTH INFORMATION NTWRK 11 East 40th Kansas City, MO 64111 Purpose: To Create an Internet Presence

NORTHLAND THERAPEUTIC RIDING CTR P O Box 1267 Kearney, MO 64060 Purpose : In Support of Start-Up of Program 8 Web Fees and Annual Audit

NONE

NONE

NONE

NONE

NONE

Status Exempt

Exempt

Exempt

Exempt

Exempt

nt

$ 55,00000

$ 29,700 00

29,000 00

26,31000



NONE $ 20,000 00 Exempt

44-6008340 Statement (or Part XV 3(a)

Name and Address

AMETHYST PLACE 1102-1104 Benton Blvd Kansas City, MO 64127 Purpose: Housing Program for Drug 8 Alcohol Recovery Patients

ARMOUR HOME 8110 Wornall Road Kansas City, MO 64114 Purpose: In Support of Capital Campaign

Nat'I Council on Alcoholism 8 Drugs 633 East 63rd Kansas City, MO 64110-3301 Purpose: In Support of New Technology Needs

FARRIS THEATRE 301 West Main, P O Box 711 Richmond, MO 64085 Purpose: Launching Jellybean Con Prog .

CENTRAL EXCHANGE EDUCATION CTR 6201 College Blvd Overland Park, KS 66211 Purpose: Launching Real Women Project

DE LA SALLE EDUCATION CENTER 3740 Forest Kansas City, MO 64109-3200 Purpose: In Support of Central MO Help Desk

NAT'L KIDNEY FOUNDATION 1900 West 47th Place, Ste 310 Westwoad, KS 66205 Purpose Nutritional Supp. Assist . Prog.

ns

NONE

NONE

NONE

NONE

NONE

NONE

Foundation Status Exempt

Exempt

Exempt

Exempt

Exempt

Exempt

Amount

I $ 69,292 00

I$ 50,000 00

1 $ 27,000 00

$ 10,000 00

$ 50,000 00

$ 60,00000



Exempt I $ 75,000 00

Exempt NONE $ 75,000 00


a

SYNERGY SERVICES 400 East Sixth Street Parkvdle, MO 64152 Purpose : Upgrade Fam Care Database

PAN-EDUCATIONAL INSTITUTE 10922 Winner Road Independence, MO 64052 Purpose : Upgrading Chemis Web Base App

DELLA LAMB 500 Woodland Kansas City, MO 64106 Purpose: Fam Care Implementation Program

MATTIE RHODES CENTER 1740 Jefferson Street Kansas City, MO 64108 Purpose: Capital Campaign

FRIENDSHIP HOUSE P O Box 10025 Kansas City, MO 64171 Purpose: Family Residential Treatment Ctr

SHEPHERD'S CENTER - NORTHLAND 4805 NE Antioch Road, Ste 9 Kansas City, MO 64119 Purpose : Support of Volunteer Fundraiser

NILES HOME FOR CHILDREN 1911 East 23rd Street Kansas City, MO 64127 Purpose : Fam Care's Software & Tech Upgrades

NONE

NONE

NONE

NONE

NONE

NONE

unaati Status

Exempt

Exempt

Exempt

Exempt

Exempt

1 $ 60,000 00

$ 60,000 00

1 $ 67,000 00

$ 50,000 00

$ 4,00000

Status

$ 15,000 00

NONE Exempt 10,500 00

44-600834U Statement for Part XV 3(a)



Recipient Name and Address

ASTHMA 8 ALLERGY FOUNDATION 13408 E Meadow Drive Peculiar, MO 64078 Purpose: Community Memberships & New Computer Equipment

MISSOURI HOSPICE ORGANIZATION 3905 Stonewall Avenue Independence, MO 64055 Purpose : Upgrade Computer Equipment Website and Community Membership

AMERICAN SOCIETY OF LYMPHOLOG P O Box 22301 Kansas City, MO 64113 Purpose: Computer, Web Design and Community Membership

JOSHUA CHILD 8 FAMILY DEVELOPMENT 13013 Fuller Avenue, Ste C Grandview, MO 64030 Purpose: Community Membership &

Computer Equipment and Website

LIGHTHOUSE PRESCHOOL 8630 North Oak Trafficway Kansas City, MO 64155 Purpose: Computer Network

NOVA CENTER, INC 12604 South Third Grandwew, MO 64030 Purpose Van, Computer Equip & Website

NONE

NONE

NONE

NONE

NONE

Exempt

Exempt

Exempt

Exempt

Exempt

$ 7,25000

$ 14,800 00

19,000 00

30,00000



P

I $ 1,50000

1 $ 3,00000

NONE Exempt $ 113,540 03


CLEARINGHOUSE FOR MID-CONTINENT P O Box 22680 Kansas City, MO 64113-0680 Purpose' Annual Membership Dues

GRANTMAKERS IN HEALTH 1100 Connecticut Ave NW Washington, DC 20036 Purpose : In Support of Annual Activities

CHILDREN'S CTR FOR VISUALLY IN 3101 Main Street Kansas City, MO 64111 Purpose : Upgrade 8 Expansion of Computer System

DIAL-A-RIDE 500 Woodland Kansas City, MO 64106 Purpose: Purchase Vehicles

CHILDREN'S BENEFITS SERVICE FOR FAMILIES One West Armour Blvd, Ste 301 Kansas City, MO 64111 Purpose : Programmatic Outreach Needs

HEALTHY KANSAS CITY P O Box 411415 Kansas City, MO 64141-1415 Purpose Fund Operating Expenses & E-Health Project

NONE

NONE

NONE

NONE

NONE

Foundation Status

Exempt

Exempt

Exempt

Exempt

Exempt

Amount

1 $ 33,093 00

$ 40,000 00

$ 30,00000

Statement for Part XV 3(a)

VICTOR E SPEAS FOUNDATION 44-6008340 AccY# 50-01101-3722400


Recipient Name and Address Relationship Foundation Amount Status

BENILDE HALL NONE Exempt $ 25,000.00 1600 Paseo Blvd Kansas City, MO 64108 Purpose: Support Capital Campaign

EPILEPSY FOUNDATION OF KS & W. MO NONE Exempt $ 28,000 00 6550 Troost, Ste B Kansas City, MO 64131 Purpose: Support of Technology Upgrade

CANBE NONE Exempt $ 50,000 00 P O Box 3743 Olathe, KS 66063-3743 Purpose : Ramp-Up Membership Org.

OMER A CHAUDRY NONE Exempt $ 3,50000 424 East 65th Street Kansas City, MO 64131 Purpose. Scholarship for Books 8 Tuition

MIDWEST BIOETHICS CTR NONE Exempt $ 2,50000 1021-1025 Jefferson Street Kansas City, MO 64105 Purpose: All They've Done Program

AL CONTRIBUTIONS PAID I I I 1,970,135 03

44-6008340

F14523 0151 50-01101-3722400 STATEMENT 1

VICTOR E . SPEAS FOUNDATION

FORM 990PF, PART I - OTHER INCOME

DESCRIPTION

STUDENT LOAN INTEREST FEDERAL TAX REFUND

44-6008340

REVENUE AND NET

EXPENSES INVESTMENT PER BOOKS INCOME --------- ------

284 . 284 . 8,121 .

------------ ------------ TOTALS 8,405 . 284 .

REVENUE AND

EXPENSES PER BOOKS

ADJUSTED NET

INCOME

NET INVESTMENT

INCOME

350 . 2,061 .

------------2,411 . i

350 . 2,061 .

------------ ------------ ------------ TOTALS 2,411 . NONE NONE

F14523 0151 STATEMENT 2 50-01101-3722400


FORM 990PF, PART I - LEGAL FEES

DESCRIPTION

BETTY J . BOND, ATTY MORRISON b HECKER, LLP

44-6008340

CHARITABLE PURPOSES

REVENUE AND NET


ADJUSTED NET CHARITABLE INCOME PURPOSES ------ --------

DESCRIPTION

2,590 . 2,590 . ------------ ------------ ------------

------------ TOTALS 2,590 . NONE NONE 2,590 .

STATEMENT 3 50-01101-3722400 F14523 0151


FORM 990PF, PART I - ACCOUNTING FEES

44-6008340

TAX PREPARATION FEES

STATEMENT 4 50-01101-3722400 F14523 0151


FORM 990PF, PART I - TAXES

DESCRIPTION

PROPERTY TAXES-FARM RENTAL ESTIMATED 2001 EXCISE TAX PAYM FOREIGN TAXES

44-6008340

REVENUE AND NET


2,933 . 2,933 . 37,158 . 1,963 . 1,963 .

------------ ------------ TOTALS 42,054 . 4,896 .

F14523 0151 50-01101-3722400 STATEMENT 5

VICTOR E . SPEAS FOUNDATION 44-6008340

FORM 990PF, PART I - OTHER EXPENSES

REVENUE AND NET ADJUSTED

EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES ----------- --------- ------ ------ --------

RENT EXPENSES 55,072 . 55,072 .

CONSULTANT FEES 7,250 . 7,250 . ------------ ------------ ------------

TOTALS 62,322 . 55,072 . 7,250 .

STATEMENT 6 F14523 0151 50-01101-3722400

VICTOR E 9PFA4 FOUNDATION 44-6008340

INVE9'RIENTS - LAND, BUILDINGS, EQUIPMENT

FI7(ED ASSET DETAIL

METHOD/ BEGINNING ENDING

ASSET DESCRIPTION CLASS BALANCE ADDITIONS DISPOSALS BALANCE --------------------- ------- ---------- ---------- ---------- ----------

VARIOUS ASSETS M7D 10,854 10,854

WIRING K7D 2,879 2,879 ---------- ---------- ----------

TOTALS 13,733 13,733

ACCUKTLXTED DEPRECIATION DETAIL

BEGINNING ENDING

BALANCE ADDITIONS DISPOSALS BALANCE --------- ---------- ---------- ----------

10,191 663 10,854

1,999 353 2,352 --------- ----------

12,190 13,206

F14523 0151 50-01101-3722400 STATEMENT 7


FORM 990PF, PART II - OTHER ASSETS

ENDING ENDING DESCRIPTION BOOK VALUE FMV ----------- ---------- ---

MUTUAL FUNDS-EQUITY 4,050,000 . 3,805,372 . ASSET BACKED SECURITIES 17,264 . 29,589 . CLOSELY HELD EQUITIES 50 . 5 .

--------------- --------------- TOTALS 4,067,314 . 3,834,966 .


FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES

STATEMENT 8

F14523 0151 50-01101-3722400

DESCRIPTION

2001 MUTUAL FUND ADJUSTMENT 2000 SALES ADJUSTMENT 2000 ACCRUED INTEREST PAID

4

AMOUNT

7,111 . 211,604 .

6,050 .

TOTAL 224,765 .


FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES

STATEMENT 9

F14523 0151 50-01101-3722400

DESCRIPTION

2002 MUTUAL FUND ADJUSTMENT 2001 SALES ADJUSTMENT ROUNDING

AMOUNT

4,432 . 5,166 .

1 .

TOTAL 9,599 .


FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES

CONTRIBUTIONS EXPENSE ACCT TITLE AND TIME TO EMPLOYEE AND OTHER

DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES ------------------- ------------ ------------- ----------

TRUSTEE 231,062 . NONE NONE PART-TIME

---------- ----------GRAND TOTALS 231,062 . NONE

STATEMENT 10 F14523 0151 50-01101-3722400

NAME AND ADDRESS ----------------

BANK OF AMERICA, N .A . P . 0 . BOX 419119 KANSAS CITY, MO 64141-6119

NONE

P . 0 . BOX 419119 KANSAS CITY, MO 64141-6119 TELEPHONE : (816) 979-7481

STATEMENT 11

50-01101-3722400 F14523 0151


FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS

DAVID P. ROSS, SENIOR VICE PRESIDENT BANK OF AMERICA, N.A .

44-6008340

2220 D.panm.m d th~ Tne~ury ImomW Rmnw S.Mo

Name VICTOR E

Underpayment of Estimated Tax by Corporations t See separate Instructions 2001

ltion number " Attach to t1

SPEAS FOUNDATION Employer

7V-V11V1-3/LL4VV 144-OVVC .JYV

Note In most cases, the corporation does not need to ale Form 2220 (See Part I below (or exceptions) The IRS will figure any penalty owed and bill the corporation I( the corporation does not need to ale Form 2220, it may still use it to figure the penalty Enter the amount from line 36 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220 Reasons for Fling - Check the boxes below that apply to the corporation If any boxes are checked, the corporation must file Form 2220, even if it does not owe the penalty If the box on line 1 or line 2 applies, the corporation ma be able to lower or eliminate the penalty

t ~ The corporation is using the annualized income installment method 2 The corporation is using the adjusted seasonal installment method

3 X The corporation is a 'large corporation' figuring its first required installment based on the prior year's tax. Note The corporation also must ale Form 2220 if it has a suspended research credit allowed (or the current year (see the instructions for

line 4) or it is an indirectly affected taxpayer (see instructions) Figuring the Underpayment

16 .790

4 .19

11 Estimated tax paid or credited for each period (see

instructions) For column (a) only, enter the amount from line

11 on line 15

Complete lines 12 Miouph 1B of .one, column be/ore

polnp to we next column

12 Enter amount, it any, from line 18 of the preceding column

13 Add lines 11 and 12

14 Add amounts on lines 16 and 17 0l the preceding column

15 Subtract line 14 from line 13 I(zero or less, enter-0-

16 If the amount on line 15 is zero, subtract line 13 from line

14 Otherwise, enter-0- , ,

17 Underpayment If line 15 ¢ less khan or equal to line 10 subtract

line 15 from line 10 Then go to line 12 of the next column

Otherwise go to line 18

18 Overpayment II line 10 is less than line 15, subtract line 10

~ompiere ran m on page t m nguie me penarry. ff male are For Paperwork Reduction Act Notice, sea separate instructions

JSA 1 F0959 Z 000

F14523 0151

Form2220 (2001)

50-01101-3722400

4 Total tax (see instructions) , ,

5 e Personal holding company tax (Schedule PH (Form 1120) line 26) included m line 4

b Look-back interest included m line 4 under seclim 460(b)(2) for completed Imgtertn

contracts or seclim 167(g) for depreciation under the intone forecast method

c Credit for Federal tax paid on fuels (see Instructions) BSc I

d Total Add lines Sa through Sc

6 Subtract line Sd from line 4 If the result is less than $500, do not complete or file this form The corporation does not owe the penalty

7 Enter the tax shown on the corporation s 2000 income tax return Caution See instructions before completing this line

8 Enter the smaller of line 6 or line 7 If the corporation must skip line 7, enter the amount from line 6

9 Installment duo dates Enter in columns (a) through (d) the 151h day of the 41h (Form 990-PP filers Lisa Slh month) 61h

91n, and 121h months of the corpaatioris tax year Exception Enter October 1 2001 instead d September 15 2001 Ill

10 Required Installments If the box on line 1 and/or line 2 above is checked, enter the amounts from Schedule A line 40 If the box on line 3 (but nod 1 or 2) is checked, see instructions for the amounts to enter II none of these boxes are checked amen 25% of line 8 above in each column

7

Figuring the Penalty

36 PeneMy Add columns (a) through (d), of line 35 Enter the total here and m Form 7120, line 33, Form 1120-A line

JSA

IF 0955 s 000

50-01101-3722400 F14523 0151

19 Enter the dale d payment a the 151h day d the 3rd mvilh alder the clime oft he lax year, whshever v5 alhier (sea instructions) (Fonn996PFandFarm990.TMore Use 5th month instead of 3rd MM[h)

20 Number d days from due dale d installmanl m line 910 the

dale shovn on line 19

21 Number o1 days m line 10 after 411"01 and before 7/1/7001

22 Underpayment m line 17 x Number d nays m line 21 x BYa

365

23 Number a( days on line 20 alter 6130,2001 and before 1/1/2002

24 Underpayment on line 77 x Number d days on line 23 x 7%

365 ZrJ Number of days on Im. Z0 after lI(31/7001 and before <'12002

26 Underpayment online 77 x Number o (days on line 25 6%

365

27 Number of days online ZO after 3131/7001 and before 7/112002,

28 Underpayment on line 17 x Number d days m line 17 x '°n

365

29 Number of days online 20 after 6/30rZOW and before 10/12003

30 Underpayment on line 17 x Number of days m line 29 x'°6

365

31 S&Br oBa'hAu'd1EHE~7.'lbn3Toaz and before l/l/2003

32 Underpayment m line 17 x Number o1 days m line 31 x '°o

365

33 name.. of days on line 20 after 12n112002 and bettors 211612003

34 Underpayment m line 17 x Number d days m line 33 x '4o

365

35 Add lines 22 24 26 28 30 72 and 74 , ,

'For underpayments paid after March 31, 2002 For lines 28, 30, 32, and 34, use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin To obtain this information on the Internet, access the IRS Web Site at www vs gov You can also call 1-800-829-104010 gel interest rate information

Fmn2220 (zoot)

F14523 0151 50-01101-3722400 STATEMENT

VICTOR E . SPEAS FOUNDATION 44-6008340 Schedule D Detail of Long-term Capital Gains and Losses

Date Date Gross Sales Cost or Other Long-term Descrip tion Acq uired Sold Price Basis Gain/Loss

CAPITAL GAINS LOSSES HELD FOR INVESTMENT PURPOSES

SEE ATTACHED STATEMENT 7 , 98-2 , 690, 7 , 299 , 266 . 683 424 .

TOTAL CAPITAL GAINS LOSSES HELD FOR INVESTMENT PURP SES 7 , 982 , 690 . 1 7,299,266 . 683 424 .

Totals 1 7,982,690 . 7,299,266 .1 683,424

JSA

I F0970 1000

RENT AND ROYALTY INCOME Taxpayer's Name Identifying Number

7-f()()RZdf1

Lean Amount to

Rent or Royalty

Depreciation Depletion

Investment Interest Expanse

Other Expenses

Net Income (Loss) to Others

Net Rent or Royalty Income (Loss)

Deductible Rental Loss (II PnoIsceF

(b) Cost m (c) Data (d) (e)

PCFiS Bas uriaOusted bass acqurtaE CICS

50-01101-3722400 4523 0151

DESCRIPTION OF PROPERTY

RENTAL INCOME OTHER INCOME

OTHER EXPENSES

DEPRECIATION (SHOWN BELOW)

LESS Beneficiary's Portion

AMORTIZATION

LESS Beneficiary's Portion DEPLETION

LESS Beneficiary's Portion

TOTAL EXPENSES

0 (a) Descriplim d property

ds

11,952 .

(g) Depreciation (i) Life (1) Basis for in (h~ or (I) Depreciation depreciation

prior ~s Method

rate lorIhisyear

F14523 0151 50-01101-3722400

SUPPLEMENT TO RENT AND ROYALTY SCHEDULE

OTHER INCOME

FARM SALES 67,024 .

67,024 .

OTHER DEDUCTIONS

CHEMICALS 11,250 . GASOLINE FUEL 6 OIL 400 . REPAIRS AND MAINTENANCE 300 . SUPPLIES 173 . FERTILIZER AND LIME 14,215 . SEEDS AND PLANTS 10,002 . OTHER EXPENSES 11,539 . CONSERVATION EXPENSES 2,507 . FREIGHT 6 TRUCKING 3,508 . CUSTON HIRE - MACHINE WORK 293 . STORAGE, WAREHOUSING 291 .

54,478 .

RENT AND ROYALTY SUMMARY

DEPLETION/ OTHER DEPRECIATION EXPENSES ------------ --------

11,952 .

11,952 .

55,072 . ---------- ----------

55,072 .

67,024 .

67,024 .

STATEMENT 1

50-01101-3722400 F14523 0151


PROPERTY

FARM PROPERTIES

TOTALS

TOTAL INCOME

44-6008340

ALLOWABLE NET INCOME

VICTOR E 9PEA9 FOUNDATION 2001 1G-6008340 Description of Proporty

DEPRECIATION Date Unadjusted 179 evp Ending MA Current-year

placed in Cost Bus reduction Reduction Basis for Accumulated Accumulated Me- ACRE CRS 179 Current-year Asset description service or basis % in basis in basis depreciation depreciation depreciation thod Gmv Life class class expense depreciation

VARIOUS ASSETS 09/01/1994 10 , 854 100 000 10 , 854 10 , 191 10 , 854 150D NY 7 663

HIRING 09/27/1996 2 , 879 100 000 2 , 679 1 , 999 2 , 352 150D HY 7 353

Less Retired Assets

Subtotals 13,133 13,133 12 , 190 13 ,206 1 , D16 Listed Property

Less Retired Assets

Subtotals TOTALS 13 , 733 13 ,733 12 , 190 13 ,206 1 016 AMORTIZATION

Dale Cost Ending placed in or Accumulated Accumulated Current-Year

Asset description service basis amortization amortization Code Life amortization

I I~ I~-~ I

TOTALS . I I 'Assets Retired JSA Sxsoa4 5 000

F14523 0151 50-01101-3722400

06-008

ACCOUNT PAGE 2 50-01-101-3722400 IR TUA VICTOR E SPEAS FNOTN

--------------------------------------------------------------------------------------------------------------------------------------------------------------UNITS ASSET FEDERAL MARKET MARKET ESTIMATED ESTIMATED CURRENT

DESCRIPTION TAX COST PRICE VALUE RATE INCOME YIELD --------------------------------------------------------------------------------------------------------------------------------------------------------------

CASH AND CASH EQUIVALENTS

MONEY MARKET FUNDS

766,165 .990 NATIONS PRIME FUND 766,165 .99 766,165 .99 2 15 16,457.25 2 1 PRIMARY A SHARES (INCOME INVESTMENT) CUSIP NO . 638581108

1,537,345 .810 NATIONS PRIME FUND 1,5371345 81 1,537,395.81 2 .15 33,022 19 2.1 PRIMARY A SHARES CUSIP N0: 638581108

TOTAL MONEY MARKET FUNDS 2,103,511 .80 2,103,511 80 49,479 .44 2 .1

TOTAL CASH AND CASH EQUIVALENTS 2,103 .511 80 2,303,511 .80 49,479 44 2 1

FIXED INCOME

GOVERNMENT AND AGENCY

500,000 UNITED STATES TREAS NT 511,984 .38 100 .37 501,875 00 6 2s 31,250 .00 6 .2 DTD 01/31/97 6.25/ DUE 01/31/02 MOODYS . AAA SBP AAA CUSIP N0 . 9128272G6

1,000,000 UNITED STATES TREAS NT 1,002,031 25 102 .15 1,021,560 00 7 50 75,000 00 7 .3 OTU 05/15/92 7 5004 DUE 05/15/02 IIOOOYS . AAA 58P AAA CUSIP NO . 912827F49

5a0,000 UNITED STATES TREAS NT 505,898 44 102 .46 512,145 00 6 .00 30,000 00 5 .9 OTC 07/31/97 6 .00/ DUE 07/31/02 1100DYS . AAA 58P AAA CUSIP N0: 9128273[4

L I S T D F A S S E T S

AS OF 12/51/01

o5-aaa

L I S T O F A S S E T S

AS OF 12/31/U1

ACCOUNT PAGE 3 50-01-101-3722400 IR NA VICTOR E SPEAS FNDTN

------------------------------------------------------------------------------------------------------ ----------------------------------------------------UNITS ASSET FEDERAL MARKET MARKET ESTIMATED ESTIMATED CURRENT


250,000 UNITED STATES TREAS NT 252,578 1i 106 u 265,625,00 5 .88 14,687 50 5 5 DTO 11/15/95 5 875/ DUE 11/15/05 MOODYS AAA S&P : AAA CUSIP N0 . 912827V82

500,000 UNITED STATES TREAS NT 502,050 78 108 .90 544,510 00 6 50 12,500 .00 6 0 ' DTO 10/15/96 6 500/ DUE 10/15/06 MOODYS AAA 58P AAA CUSIP NO' 912827Z62

1,000,000 UNITED STATES TREAS N7 1,011,562 .50 108 06 1,080,630 .00 625 62500 00 5 8 DTD 02/18/97 6 .250% DUE 02/15/07 MOOUYS " AAA SBP AAA CUSIP N0 . 9128272J0

250,000 UNITED STATES TREAS NY 256,289 06 107 59 268,985 .00 6 13 15,312 50 5 .7 DSO 08/15/97 6 125/ DUE 08/15/07 MOODYS AAA S&P " AAA CUSIP NO 9128273E0

500,000 FEDERAL HOME IN BKS 500,000 00 107.81 539,065 00 7 27 36,150 .00 6 7 CONS 00 CALL 08/25/04 x100 .00 DTU 08/25/99 7 270/ DUE 08/25/09 MOOOYS . AAA SBP AAA CUSIP N0 : ili3M9NV0

500,000 FEDERAL NATL nTG ASSN 499,845 00 106 59 512,995 .00 6 .96 34,S00 .00 6 5 MTN CALL 09/05/07 x100 00 DTD 09/05/97 6 .9607. DUE 09/05/12 MOOUYS " AAA 58P~ AAA CUSIP N0: 31364C7C6

TOTAL GOVERNMENT AND AGENCY 5,044,239 .54 5,267,610 00 332 .400 00 6 3

ASSET BACKED SECURITIES

06-008


AS OF 12/il/O1

ACCOUNT PAGE 4 5D-01-101-3722400 IR TUA VICTOR -E SPEAS FNOTN

--------------------------------------------------------------------------------------------------------------------------------------------------------------UNTTS ASSET FEDERAL MARKET MARKET ESTIMATED ESTIMATED CURRENT


28,713 570 GOVERNMENT NATL MTC ASSN 17,264 .05 101 .05 29,589 62 8 00 2,297 09 7 8 POOL p002885 OTO 02/01/74 8 .000/ DUE 12/15/03 MOOOYS " AAA 58P " AAA CUSIP N0 : 362028F23

TOTAL ASSET BACKED SECURITIES 17,264 .05 29,589 62 2,297 .09 7 8

CORPORATE BONUS l

750,000 MERRILL LYNCH d CD INC 762,060.00 103 60 777,000 00 6.13 45975 00 5 .9 MTN DID 04/06/98 6 .130% DUE 04/07/Oi MOODYS . AA3 SBP " AA-CUSZP NO . 590185077

500,000 FORD Iil'R CR CO 502,810 .00 102 .21 511,055 00 6 .11 30,625 .00 6 0 N7 i OTU 04/28/98 6 .125/ DUE 04/28/03 MDUDYS . A2 SBP . BBBr CUSIP NO 345397RW5

500,000 OU PONT E I DE NENOURS 8 CO 498,710 .00 107 .15 535795 .00 6 .75 31,750 .00 6 3 NT DID 10/20/99 6 .750/ DUE 10/15/04 MOODYS AA3 58P : AA-CUSIP NO . 263534BH1

500,000 GTE NORTH INC 501,025 .00 103 .10 515,540 00 6 40 32,000 00 6 .2 DEB E i DID 12/16/97 6 .400% DUE 07/15/115 MOOUYS . AA3 5&P : Af NSIP N0 : 362337AH0

06-00&


AS OF 12/31/01

ACCOUNT PAGE 5 50-01-101-3722400 IR TUA VICTOR E SPEAS FNDTN

--------------------------------------------------------------------------------------------------------------------------------------------------------------UNITS ASSET FEDERAL MARKET MARKET ESTIMATES ESTIMATED CURRENT


500,000 CHASE MANHATTAN CORP 506,620 .00 302 .88 514,400 .00 6 00 10,000 00 5 8 SUB NT DTD 11/06/98 6 .000% DUE 11/01/05 HOODYS . A1 SBP : A+ CUSIP NO . 16161ABT4

500,000 DISNEY HALT CO 499,265 .00 104 .08 520,415 00 6 75 33,750 00 6 5 SR NT U7D 03/27/96 6 .750% DUE 03/30/06 MOODYS . A3 58P " A- CUSZP NO . 254687AM8

500,000 MDRGAN J P 8 CO INC 522,620 .00 104 .20 521,025 .00 6 .70 33,500 00 6 .4 SUB NT OTC 10/24/97 6 .700 DUE 11/01/07 MOODYS A1 58P : A+ CUSIP NO 6168808M1

500,000 GTE CORP 507,990 .00 107 01 515,055 00 7 51 57,550 .00 7 .0 DEB i OTD 04/01/97 7 510/ DUE 04/01/09 MOODYS A2 S&P A+ CUSIP NO 362i20AV5

750,000 PROCTER 8 GAMBLE CO 754,672 .50 108 05 810,190 00 6 88 51,562.50 6 4 GLBL NT OTb 09/16/99 6 875/ DUE 09/15/09 I n00DY5 " AA3 54P : AA- CUSIP N0 . 742718BM0

250,000 CONSOLIDATED EDISON [0 N Y INC 249,400 .00 109.51 273,845 .00 8 1i 20,312 .50 7 .4 DEB 00-A DTO 05/08/00 8 125/ DUE 05/01/10 MOOOYS : A1 58P . Ay CUSIP N0 : 209111DE0


AS OF 12/31/01


--------------------------------------------------------------------------------------------------------------------------------------------------------------- l1NIT5 ASSET FEDERAL MARKET MARKET ESTIMATED ESTIMATED CURRENT

DESCRIPTION TAX COST PRICE VALUE RATE INCOME YIELD ---------------------------------------------------------------------------------------------------------------------------------------------------------------

TOTAL CORPORATE BONDS 5,305,172 .50 5,514,520 .00 349,025 .00 i-3

TOTAL FIXED INCOME 10,366,676 .09 10,611,719 .62 681,722 .09 Z-5 -

EQUITIES

CAPITAL GOODS

19,400 GENERAL ELEC CO 544,485 83 40 .08 777,552.00 72 13,968 .00 1 8 CON CUSIP N0 . 369604103

12,950 TYCO INTL LTD 399,224 57 58 .90 762,755 .00 .05 647 .50 .1 NEW CUM CUSIP N0 . 902124106

2,575 UNITED TECHNOLOGIES CORP 177803 .75 64 .63 166,422 .25 .90 2,317 50 1 4 CON CUSIP ND : 913017309

TOTAL CAPITAL GOODS 1,121,514 .15 1,706,729 u 16,933 00 1 .0

COMMUNICATIONS

12,025 AOL TIME WARNER INC 538,032 62 52 .10 386,002 50 CON CUSIP NO 00184A105

7,750 SPRINT CORP IFON GROUP? 354,253 27 20 .08 155,620 .00 .50 1,875 .00 2 5 con CUSIP N0 : 852061100

14,350 SPRINT CORP (PCS GROUP) 120,877 44 24.41 350,281 50 COM SER 1 CUSIP NO . 852061506

06-008

06-008


AS OF 12/31/01




4,875 VERIZON COMMUNICATIONS 229,978 .13 47 46 231,367 .50 1 .54 7,507 50 S 2 C019 CUSIP NO 92343V104

4,000 VIALOM INC 185,800 .00 44 15 176,600 00 CL B CUSIP N0 . 925524308

4,300 WESTERN WIRELESS CORP 262,454 .96 28 25 121,475 Oo CL A CUSIP NO' 95988E204

13,500 WORLOCOM INC GA NEW 100,617 .62 14 .08 190,080 00 WORLDCOH GROUP CON CUSIP N0 : 98157D106

TOTAL COMMUNICATIONS 1,992,014 .04 1,611 428 50 11,182 .50 7

CONSUMER CYCLICAL

11,000 CARNIVAL CORP 149,242 50 28 08 308,880 .00 42 4,620 00 1 5 CON PANAMA CUSIP NO . 143658102 i

4,075 ELECTRONIC ARTS INC 168,093 .75 59 .95 244,296 .25 II CON CUSIP NO 285512109

5,300 STARW000 HOTEL54RESORTS NRLONU 184,864 00 29 .85 158,205 00 ,80 4,24D .00 2 7 PAIRED CTF CUSIP NO' B5590A203

TOTAL CONSUMER CYCLICAL 502,200 25 711381 .25 8,860 .00 1 .2

L I S T O F A S SET S

AS OF 12/31/01

ACCOUNT PAGE 8 50-01-101-3722400 IR NA VICTOR E SPEAS FNDTN

-------------------------------------------------------------------------------------------------------------------------------------------------------------- UNITS ASSET FEDERAL MARKET MARKET ESTIMATED ESTIMATED CURRENT


CONSUMER STAPLES

4,425 COCA COLA CO 251,123.61 47 .15 208,638 .75 72 3,186 .00 1 .5 COH CUSIP NO 191216100

8,400 PEPSICO INC 339,565 .00 48 .69 408,996 00 58 4,872.00 1 2 cam CUSIP N0 . 711448108

4,800 PROCTER 8 GARBLE CO 424,759 92 79 13 179,824 00 1 52 7,296 .00 1 9 COM CUSIP N0 : 742718109

TOTAL CONSUMER STAPLES 1,015,448 .55 997,458 .75 15,354 00 1 .5

ENERGY

5,675 BP P L C 271,743 .57 46 51 263,944 .25 1 .29 7,120 75 2 8 SPONSORED ADR UNITED KINGDOM CUSIP NO . 055622104

8,375 BAKER HUGHES INC 280,838.03 36 47 con CUSIP N0 : 057224107

10,550 EL PASO CORP 297,136 .01 44 61 con CUSIP NO . 28336L109

6,800 EXXON MOBIL CORP 224,630 .97 39 .30 COM CUSIP N0 : 30231G102

267,240 00 .92 6,256 00 2 .3

06-008

505,416 25 46 3,852 50 1 .3

470,635 .50 .85 8,967 .50 1 .9


AS OF 12/31/01

ACCOUNT PACE 9 50-01-101-3722400 IR TUA VICTOR E SPEAS FNDTN



TOTAL ENERGY 1,074,348 .58 1,307,256 .00 26,396 .75 2 0

FINANCE

8,175 AMERICAN INTL GROUP INC 313,155 58 79 40 649,095 00 17 1,173 40 2 cam CUSIP NO 026874107

12,800 CITIGROUP INC 597,205 .57 50 48 646,144 00 .64 8,192 00 1 .3 con CUSIP N0 . 172967101

7,200 FREUDIE MAC 133,260 00 65 40 470,880 00 80 5,760.D0 1 .2 COM CUSIP NO 313400301

2,825 HOUSEHOLD INTL INC 184,896 25 57 .94 163,680 .50 88 2,486.00 1 5 II cam CUSIP NO 441815107

2,500 MARSH 8 MCLENNAN COS INC 282,625 .00 107 .45 268,625 00 2 12 5,300 .00 2 0 cam CUSIP NO 571748102

12,375 MERRILL LYNCH 8 CO INC 184,195 69 52 .12 644,985 .00 .64 7,920 00 1 2 I Cam CUSIP ND . 590188108

9,700 MORGAN STANLEY DEAN WITTER8C0 382,247 .11 55 94 542,618 00 92 8,924 00 1 6 COM NEW CUSIP NO . 617446448

TOTAL FINANCE 2,277,585 .40 3,386,027 50 39,955 40 1-2

ob-oae

06-008

CUM CUSIP N0. 364760108

7,050 HOME DEPOT INC 246,661 .87 51 .01 359,620 .50 .20 1,410 .00 4 cam CUSIP NO 437076102


AS OF 12/il/O1

ACCOUNT PAGE 10 50-01-101-3722400 IR TUA VICTOR E SPEAS FNUTN



HEALTH DARE

10,100 AMGEN INC 191 .792 18 56 .44 570,044 .00 cam CUSZP N0 : 031162100

5,600 GENENTECH INC 295,162 28 54 .25 303,800 .00 COM NEW CUSIP N0 . 368710406

4 .975 LILLY ELI 8 CO 360,741 48 78 .54 386,809 .50 1 .24 6,107 00 1 .6 con CUSIP ND : 532457108

8,650 MEDTRONIC INC 232,144.37 51 .21 442,966 50 .23 1989 .50 4 con LUSIP N0 . 585055106

14 .025 PFIZER INC 482,798 .13 39 85 558,896 .25 .52 7,293 .00 1 3 con GUSIP N0 : 717081103

6,250 SCHERING PLOUGH CORP 296,236 .25 15 .81 223,812 .50 .69 4,000 .00 1 .8 COM CUSIP NO 806605101

TOTAL HEALTH CARE 1808,824 .69 2,486,328 .75 19,389.50 8

RETAILING

10,700 GAP INC DEL 278,442 .67 11 .94 149,158 .00 .09 952 .30 6


AS OF 12/31/01




14,900 TARGET CORP 94,244 25 41 05 611,645 .00 ,22 3,278 00 .5 con CUSIP NO 87612E106

11,125 NAL MART STORES INC 423,687 .64 57 55 640,243 .75 .28 1,115 .00 5 Con CUSIP N0 : 911142103

TOTAL RETAILING 1,041,016 .43 1,760,667 25 8,755 .30 5

TECHNOLOGY

3,950 AUTOMATIC DATA PROCESSING INC 192,311 .00 58 .90 232,655 .00 .46 1,817.00 8 con CUSIP NO 053015103

17,650 CISCO SYS INC 346,905 01 18 11 319,641 .50 COM CUSIP N0 . 17275R102

8,175 DELL COMPUTER CORP 212,805 47 27 .18 222,196 .50 Con CUSIP N0 . 247025109

17,775 EMC CORP MASS 180,316 .93 13 .44 238,896 00 Con CUSIP N0 . 268648102

12,525 INTEL CORP 425,181 .25 11 .45 393,911 .25 08 1,002 00 .3 Con CUSIP N0 : 458140100

10,975 MICROSOFT CORP 538,624 22 66 25 727,093 .75 Con CUSIP N0 . 594918104

06-008

06-008

COM CUSIP N0 . 00130H105

TOTAL UTILITIES 147,531 .45 134,887 .50

MUTUAL FUNDS-EQUITY

108,254 .500 NATIONS INTERNATIONAL VALUE FD 1915,000 .00 15 .96 1,727,741 .82 .20 21,650 .90 1 .3 PRIMARY A SHARES CUSIP N0 : 638581470


AS OF 12/31/01



DESCRIPTION TAX COST PRICE VALUE RATE INCOME YIELD ----------------------------------------------------------------------------------------------- ------ -------------------------------------------------------

6,000 NOKIA CORP 267,450 .00 24 .53 147,180 00 .21 1,266 00 9 SPONSORED AflR FINLAND CUSIP N0 . 654902204

9,200 NORTEL NETWORKS CORP NEW 44Z,794 .66 7.46 68,632 .00 .08 690 00 1 0 CON CANADA GUSIP NO . 656568102

7,900 ORACLE CORP 265,143 .75 13 B1 109,099 .00 COM CUSIP N0 : 68389%105

3,340 4UALCOMH INC 189,378 .90 50 .50 168,670 .00 COH CUSIP NO . 747525103

22,385 SUN MICROSYSTEMS INC 120,144 .49 12 30 275,335.50 CON CUSIP N0: 866810104

TOTAL TECHNOLOGY 3,381,097 68 2,903,310 50 4-,-77500 2

UTILITIES

8,250 AES CORP 347,533.45 16 35 134,887 .50

06-008

L I 5 T O F A S S E T S

AS OF 12/31/01

ACCOUNT PAGE 13 50-01-101-3722400 IR TUA VICTOR E SPEAS FND7N



70,671 685 NATIONS SMALL COMPANY FUND 1,160,000 .00 14 88 1,051,594 67 PRIMARY A SNARES FORMERLY NATIONS SMALL CO GRW FD GUSIP NO . 638581587

89,453 841 NATIONS CLASSIC VALUE FUND 975,000 .00 11 47 1,026,035 .56 04 3,757 06 4 PRIMARY A SHARES LUSIP NO 63859N315

TOTAL MUTUAL FUNDS-EQUITY 4,050,000 00 3,8D5,372 .05 25,407 .96 7

TOTAL EQUITIES 18,613,603 22 20,810,847 .30 177,209 41 9

NOTES AND MORTGAGES

NOTES

100 CLARK, MELVIN STUDENT 11414 05 1,414 05 42 .42 3 0 NOTE DTO 10/15/83 i/. CUSIP NO . 990340176

100 MELODY STONE NOTE DATED 1/29/99 2,969 03 2969 03 89 07 3 .0 FOR 54,680 .00 @ 3/ MATURES ON 4/30/2006 (CONSOLIDATED) CUSIP NO 995061272

100 GILMORE JR, HUGH MpRVIN 2,500 00 2,500 .00 150 .00 6 0 STUDENT LOAN NOTE DTD 03/15/94 3/. MAT 11/15/07 CUSIP NO . 990363087

100 SNOWDEN, JASON CHRISTOPHER 6,000 .00 6,000 .00 180 00 i 0 STUDENT LOAN NOTE UTU 7/30/96 3/ MAT 11/i0/07 CUSIP N0. 990312571

06-008

L I S T D F A S S E T S

AS OF 12/31/01


--------------------------------------------------------------------------------------------------------------------------------------------------------------

UNITS ASSET FEDERAL MARKET MARKET ESTIMATED ESTIMATED CURRENT DESCRIPTION TAX COST PRICE VALUE RATE INCOME YIELD

--------------------------------------------------------------------------------------------------------------------------------------------------------------

100 SEVIER, CIA-HATTAE SAUNSIDERAE J 1,500 .00 1,50 00 45 00 3 0 STUDENT LOAN NOTE DTU 11/30/96 3/. MAT 11/15/08 CUSIP N0 : 990419905

100 SNOWDEN, JASON CHRISTOPHER 3,500 .00 3,500 .00 105 .00 3.0 STUDENT LOAN NOTE DTD 10/30/97 3/ NAT 11/15/08 [USIP N0 : 990421877

lOD HEIOER, ALLISON A 1,500 00 1,500 .00 45 .00 3 .0 STUDENT LOAN NOTE OTD 10/15/96 i/ MAT 11/30/08 CUSIP NO . 990287260

100 KUNZ . JUSTINE MALEE 1,500 .00 1,500 .00 45 .00 3 0 STUDENT LOAN NOTE DTD 10/30/96 3% MAT 11/30/09 LUSIP N0 : 990375149

100 LEACH, MEREDITH A 1,500 .00 1,500 .00 45 .00 3 0

STUDENT LOAN NOTE DTO 10/15/96 3/ MAT 11/i0/09 CUSIP ND : 990384612

100 VALOIVIA, MATTHEW LEMUEL 1,500 .00 1,500 .00 45 .00 3 .0 STUDENT LOAN NOTE OTO 10/IS/96 3/ MAT 11/30/09 CUSIP NO 990428468

TOTAL NOTES 23,883 .08 23,883 .08 791 .49 3 .3

TOTAL NOTES AND MORTGAGES 21,883.08 23,883 OB 791 .49 3 .3

REAL ESTATE

06-008



DESCRIPTION TAX COST PRICE VALVE RATE INCOME YIELD I --------------------------------------------------------------------------------------------------------------------------------------------------------------

50 150 ACRES SPEAS FARM 44,091 .75 140,000 .00 70,000 00 -205 .50 - i SEC 19 THN 41 RNGE 29 BATES CNTY HO I CUSIP N0 . 990473431

50 520 AC SPEAS FARM SECTIONS 17 19 2471500 .00 680,000 00 540,000 00 16,961 50 5 0 B 21) T65 R40 ATCHISON CNTY MO CUSIP NO 990480584

50 1040 ACRES SPEAS 532,274 00 1,300,000 00 650,000 .00 -7,624 00 -1 2 SECTIONS B & 16 TNP 62N RGE 38N HOLT CNTY HO CUSIP NO 990600751

TOTAL REAL ESTATE 823,867 .75 1,060,000 .00 9,132 .00 .9

CLOSELY HELD

CLOSELY HELD-EQUITY

5 CONSUMERS OIL CO HARYVILLE h0 50 00 1 .00 5 00 COM (CH) CUSIP NO 990140394

TOTAL CLOSELY HELD-EQUITY 50 00 5 00

TOTAL CLOSELY HELD TO-0 0 5 .00

TOTAL FOR ACCOUNT 32,131,591 94 35,009,966 BO 920,334 .43 2 .6

TOTAL ASSETS 12,111,591 94 35,009,966 80

Less Current Year Depreciation 1,01600

32,130,575 94

L i S 7 O F A S S E T S

AS OF 12/31/01

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