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Transition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa University of Rochester Laboratory for Laser Energetics SPIE Annual Meeting Liquid Crystals VII San Diego, CA 3–8 August 2003
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Page 1: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

Transition Metal Dithiolene Complexes as Near-IR Dyesfor Liquid Crystal Device Applications

K. L. Marshall, B. Schudel, and I. A. LippaUniversity of RochesterLaboratory for Laser Energetics

SPIE Annual MeetingLiquid Crystals VII

San Diego, CA3–8 August 2003

Page 2: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5965

The unique physical and optical properties of transitionmetal dithiolenes make them excellent candidatesfor near-IR liquid crystal device applications

• Zerovalent dithiolene core affordshigh solubility in liquid crystal (LC) hostsand the largest wavelength-range ofany near-IR dye class (up to 1600 nm).

• Both thermal stability andphotochemical stability are excellentcompared to organic dyes.

• Positive or negative dichroismcan be produced by changing theligand structure.

• Mesogenic dithiolene complexes preserve both LC host order and device contrastwhen used at high concentrations.

• Nickel ditholenes with chiral ligands have low melting points and can induce bothchirality and optical absorption when added to a nematic LC host.

• Potential applications include optical modulation, switching, nonlinear optics, andsensor protection out to telecom wavelengths (1.5 mm).

Summary

Page 3: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5966

The development of an ideal dye candidate for LC deviceapplications represents a formidable challengefor synthetic chemists

• High solubility in the host matrix

• Good long-term chemical, thermal, and optical stability

• Low impact on LC order parameter

• Large molar absorptivity

• Low conductivity

• Broad range of lmax

• Large dichroic ratio

Page 4: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5967

The selection of available dyes for near-IR applications islimited to a handful of candidates in ten chemical “classes”

Transition metal dithiolenes stand out as the most promising and interestingcandidates by virtue of their solubility, stability, and wavelength range.

P. Gregory, High-Technology Applications of Organic Colorants (Plenum Press, New York, 1991).

Species

Cyanine 735–1100

Azulenium 728 —

748–879

Iminium 725–1090

700–845

600–1600 10

748–810 2–3

Phthalocyanines 630–830

Azo 700–900 2–3

Indoanilines 660–800

OrganiccationicOrganiccationicOrganiccationicOrganiccationicOrganiccationic

Dye Class

Organiczerovalent

Organometalliczerovalent

Organic or organometalliczerovalent

Organiczerovalent

Solventslmax Range(nm)

Pyrilium/Thiapyrilium

Quinones/Anthraquinones

Squarilium/Croconium

Transition metaldithiolenes

Organometallic(zerovalent or anionic)

0.01–0.05(Q-switch 5)

Nonpolar(hexane, toluene)

Polar(acetone, methanol)

Polar(acetone, methanol)

Polar(acetone, methanol)

Polar(acetone, methanol)

Polar(acetone, methanol)

Nonpolar(hexane, toluene)

Nonpolar(hexane, toluene)

Nonpolar(hexane, toluene)

Nonpolar(hexane, toluene)

Solubility in LCHosts (wt%)

Page 5: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5968

Transition metal dithiolenes have been investigatedfor a wide variety of applications

Passiveabsorbers for

imagingapplications

Q-switchingsaturableabsorbers for lasers

“Redoxswitch” for

aliphaticolefins

Guest-host dyesfor liquid crystal

near-IR electro-opticalapplications

Unimolecularmetals exhibiting

metal-likeconductivity

down to 0.6∞K

Optical limitingand all-optical

switching

Page 6: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

• Overlap of electron-rich sulfur orbitals with metal d-orbitals shifts the nearIR lmax to longer wavelengths (up to 1600 nm) and imparts exceptionalthermal and photochemical stability.

• Zerovalent oxidation state of the central metal allows high solubility innonpolar hosts—including liquid crystals.

• Change in oxidation state of the metal both eliminates the near IR lmaxand strengthens visible region absorption.

• The near-IR lmax shifts by 20 to 30 nm depending on the central metal.

G4948

The availability of metal d-orbitals is responsiblefor the unique physical and optical propertiesin transition metal dithiolene complexes

S

S

H

H

S

S

H

HM

Electron-poor

Electron-rich

Pt Ni Pd

+

Page 7: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G4947

Transition metal dithiolenes have a number of importantproperties for near-IR LC device applications

• High solubility in LC hosts (up to 10% wt/wt)†

• Can be mesogenic – preserves the LC order parameter at higherconcentrations

• Alkylthio terminal groups impart higher solubility and lower melting pointsto their parent complexes than do phenyl-containing substituents.

• Complexes containing chiral ligands have low melting points and caninduce both chirality and optical absorption when added to a nematic host.

† K. L. Marshall and S. D. Jacobs, “Near-Infrared Dichroism of a Mesogenic Transition MetalComplex and Its Solubility in Nematic Hosts,” Mol. Cryst. Liq. Cryst. 159, 181–196 (1988).

Ph =

where X = HPhPhRSR

and R = CnH2n + 1OCnH2n + 1N(CH3)2

XS

SX

M

S

S

X

XM = Ni, Pd, Pt

Page 8: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G4954

Symmetrical zerovalent alkythio-substituted transitionmetal dithiolenes are synthesized in six steps

Yields: 27%–68% (simple—SR groups); 5%–10% (bulky chiral—SR groups)

NiCl2 • 6H2OMeOHAr

RBrCH3CN

Reflux

SS

S

S

SS

S

S– Na+

S– Na+S

S4 CS2 + 4 Na

RS

RS

SR

SR

RS

RS

SR

SR

Na+ S–

Na+ S–

NaOMeMeOH

ArNBu4BrReflux

SR

SRS

S– Na+

+ SS– Na+

DMF

Ar

ZnCl2Et4NBr

S

S

2[NBu4+]

FeCl3 or l2CH3COCH3

O2

2–

S

SNi

S

S

S

SZn

S

S

S

SNi

S

S

SR

SR

Page 9: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5969

The solubility of nickel dithiolene complexesin Merck E7 was evaluated experimentallyand by computational methods

Experimental

• Guest-host mixtures prepared at concentrations ranging from0.3–1.0 wt% and filtered (0.5-mm membrane pore size).

• Samples were checked microscopically for signs of dye precipitation.

Computational

• Semi-empirical structural energy minimization calculations wereconducted using Spartan 5.0 (Wavefunction, Inc.).

• Ab initio calculations of nickel dithiolene solvation energies in severalhosts† using Jaguar 3.5 (Schroedinger, Inc.) were also attempted.

• All calculations were done using a 32-processor SGI Origin 2000 server.

† “Design and Synthesis of Near-Infrared Absorbing Dyes for the LiquidCrystal Point Diffraction Interferometer (LCPDI),” Laboratory for Laser EnergeticsLLE Review 81, 37–47, NIS document No. DOE/SF/19460-335 (1999).

Page 10: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5970

Computational chemistry software is not sufficientlyadvanced to conduct solubility calculations in eitheranisotropic hosts or host mixtures

• Fallback strategy: use single-component, isotropic host with molecularstructure similar to E7 to establish qualitative solubility trends (CB15).

• Jaguar uses the host dielectric constant, molecular weight, and densityto calculate a “probe radius” using its own Poisson–Boltzman solver.

• Assumes the solvent host molecules are rigid and spherical.

Cyclohexane CB15

Calculated probe radius for CB15 (3.647) exceedsJaguar’s maximum limit of 3.1!

Page 11: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

Terminal Melting lmax in(X) Group Point (∞C) E7 (nm) Cyclohexane CB-15 Merck E7

Solubility Solubility Solubilitylimit DGsolv limit DGsolv limit(wt%) (wt%) (wt%)

–SC8H17 73 1020 0.5% 6.9435 1.0% –7.6725 0.50%

–SC7H15 81.5 1020 0.5% 6.2764 0.5%–1% –7.7164 0.50%

–SC4H9 101 1020 0.3%–0.5% 3.9248 0.5%–1% –7.7190 0.50%

–PhC4H9 228–230 910 0.05% 3.2985 0.3%–0.5% –14.4373 0.50%

–PhN(CH3)2 280–283 1056 0.3%–0.5% 0.0812 0.3%–0.5% –17.4080 0.05%

–PhOC9H19 184–189 970 0.025% 5.2212 0.1%–0.3% –21.6724 0.30%

–PhOC4H9 246–248 970 0.001% 0.9780 0.1%–0.3% –21.6950 0.30%

G5971

Alkylthio-substituted nickel dithiolenes have both lowermelting points and better general solubility than theirphenyl-containing counterparts

Larger positive value of DGsolv indicates better solubility.

Page 12: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5972

Either positive or negative dichroism can be obtained froma common core by employing different terminal groups

0.0

0.5

1.0

1.5

2.0

2.5

3.0

Ab

sorb

ance

(O

.D. u

nit

s)

“9-dye” mixture in E7Total dye concentration: 3.2%10-mm path length

Field off

Field on

H

Ni

H

H9C4

C4H9

BisBuSDNi

117∞C 178.6∞CC N I

S

S S

S

X

X

Ni

X

X

S

S

S

S

whereX = SR

Thioalkyl-substitutednickel dithiolene

3.0

2.4

1.8

1.2

0.6

0.0

Ab

sorb

ance

(O

D u

nit

s)

400 500 600 700 800 900 1000 1100 1200

Wavelength (nm)

No fieldapplied

Fieldapplied

1% BisBuSDNi in K-1524-mm path length

Page 13: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5973

Bulky chiral terminal groups dramatically lower the meltingpoints of the resulting nickel dithiolene complexes

A new class of “liquid chiral dyes” for the near IR!

X-group Spacer(n)

MP(∞C)

lmax (nm)(a) E7(b) Toluene

Helicalpitch

length(E7, mm)

3

6

9

3

6

9

3

6

9

3

6

9

–46

–52

< 25

< 25

–46

–52

–45

–46

–45

–49

< 25

–50

–43

108.5 1020a

30

80

1020a

1009b

1009b

1009b

1008b

1008b

1008b

1005b

1005b

1010b

1011b

1011b

1011b

n[H2C]

S

SNi

S

SS

n[H2C]X

[CH2]n X

X

X

S

S

S[CH2]n

0

0

O

OH

O

OO

OO

H

CH3CH3

OO

OPh

O

H

Page 14: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5939

Enantiomerically enriched nickel dithiolenes imparttheir chirality to a nematic LC host when addedas a dopant

• Samples viewed under polarizing microscope, crossed polarizers,100¥ magnification

E7 nematic host 0.5 wt% S2MeBu dye in E7

80 mm

Page 15: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5039

Transition metal dithiolenes find application in a liquid crystalpoint-diffraction interferometer (LCPDI) for the 1-mm region

• Addition of a dye to the LC host is required to match the intensityof the sample and reference portions of the incident beam.

• Field-induced dichroism is undesirable; mixtures of positive andnegative dichroic dyes are required to maintain constant contrast.

C. Mercer and K. Creath, “Liquid-Crystal Point-Diffraction Interferometerfor Wave-Front Measurements,” Appl. Opt. 35, 1633 (1996).

LC guest–host mixture

Glass substrate

Reference portion

Phase-shiftedportion

Glass microsphere

ITO conductivecoating Cell spacer

Alignmentlayer

Page 16: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5974

Chiral transition metal dithiolenes provide two modes oftunability when added as dopants to a nematic LC host

• Device concept for sensor protection from both fixed andfrequency-agile laser threats.

Selective reflection band tunableby electric field or temperature

Electronic absorption bandtunable by synthesis

200 400 600 1200 1400 1600800 1000

nm

RH

V2

LHl2

l1

l2 = np

RH

V1

LH

LH

LH chiraldye LC cell

BroadbandRH circular

polarizer

l2

l1

l2 π np

Page 17: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5975

Transition metal dithiolenes offer exciting new researchopportunities in both materials chemistryand device applications

• Their high solubility, mesomorphic capability, excellent thermal andphotochemical stability, structure-dependent dichroism, and broadwavelength range are valuable attributes for near-IR LC device applications.

• Addition of enantiomerically enriched terminal groups to the dithiolenecore gives rise to a new family of “liquid chiral dyes” with a host ofapplication possibilities (nonlinear optics, sensor protection).

Research Topics

• Design and develop dithiolene dyes with both a lmax near 1.5 mm andgood LC host solubility for telecom and sensor protection applications.

• Prepare complexes based on other transition metals.

• Determine structure–property relationships in chiral dithiolene metalcomplexes to maximize helical twisting power for applications.

• Modify chiral dithiolene structures to induce liquid crystalline behavior.

Can transition metal dithiolenes show ferroelectric LC phases?

Conclusions

Page 18: for Liquid Crystal Device Applications · T ransition Metal Dithiolene Complexes as Near-IR Dyes for Liquid Crystal Device Applications K. L. Marshall, B. Schudel, and I. A. Lippa

G5976

Acknowledgments

S. M. Corsello

S. Kinsella

A. Ayub

M. Moore

K. Bussey

E. Wolcott


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