Return of Private Foundation' or Section 4947(a)('I) Nonexempt Charitable Trust Treated as a Private Foundation Note- The organization may be able to use a copy of this return to satisfy state reporting requirements mnin , 2002 and endin ea _'~7u Initiarn Final return Amended return Address h 2002 I that c ange I I Name c Employer identification number C If exemption application is pending, check here ~ I I D 1 Foreign organizations, check here ~ LJ 2Foreign organizations meeting the 85% test check a here and attach computation E If private foundation status was terminated under section SW(b)(1)(A), check here F II the foundation is in a 60 month termination under section 507(b)(1)(13 ), check here rair matter value or au asses at ena at year J Accounting method (from Part ll, column c, line 16) O pier (specify) ~ $ 31 . 090, 914 . (Part l, column d must (a) Revenue and (b) Net investment (c) Ad~usled net (d) Disbursements expenses per books income income for charitable purposes (cash basis only) Expenses (The total of amounts in columns b, c, and d may not neces sooty equal the amounts in column a ) (see instructions) 1 contributions gifts, giants, et rxerveA (act xh) Ck - FlA C,e found is ml rep to an Sch B 2 Distributions from spill-interest trusts 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities Sa Gross rents Is friar remeaml 6d Net yaiN(lo :s) from sale of assets not on line 10 R b Gross son pams tar ail 16 ~ 94 0, 961 . sues m line fia 7 capital lam net rtimme (from Part N, brat 2) !~1 E B Net short-term capital gain 9 Income modifications 10a Grass sobs less returns and allowances b Less Cost o! goods sold C Gross OfOfIV(IOSS ~ SC ~ ~ ~ ~w~ 11 Other income ch c edue) .112 a rp~~sN 12 Total Add Ian s throu gh l l 13 Compensauw,of La's kW 14 Other employee a A 15 Pension plans, employee-bed m 76a Legal fees (attach schedule) N 6 Ptcountinq fees (attach sch) SEE $T 2 i e Other Drof fees (attach sch) SEE ST 3 E i 17 Interest p A 18 Taxes (attach schedule) SEE STMT 4 ~ 19 Deprecation (attach schedule) and depletion x v 20 Occupancy E 21 Travel, conferences, and meetings E 22 Printing and publications o P 23 Other expenses (attach schedule) SEE STATEMENT 5 5 24 Total operating and administrative s expenses Add lines 13 through 23 25 Contributions, grits, grants paid PART XV 26 Total expenses and disbursements 396,475 258 , 486 fl ~ _ ., ._ ._ ._ , ._ . V y~~ .~'} < . . " tL &F,~.~t`f`, , . w °~a . s F` . }} .. .` n ~ '~ io ~ . E .t . . . '. . . . } i h`t'3 K k`~F° o s away i 0 . 2,882, 628 7 F, " °T ''a' . O '&x i~ .e C". Farm 990 .PF~(2002) \` 7 a Excess of revenue over expenses and disbursements -3 790,499 ~t " s~ " .° bNaliesimenlimam Cl rc9a4 w enter 0 212 CAd1w0eAnelincome (ifregaOVaenter0) BAA For Paperwork Reduction Act Notice, see the instructions TEEA05Q3L 10122M2 Form 990-PF be partrnanl al the Tiaaaury Interco) Rs+arue Semm axs rio 15!5 0052 Use the IRS label [.ipygR AND MORRIS KAPLAN FOUNDATION otherwise, 11780 GREEN BAY ROAD, A205 print HIGHLAND PARK, IL 60035 or type 77, --777 401 .241 11 11 "1
Transcript
Return of Private Foundation' or Section 4947(a)('I) Nonexempt Charitable Trust
Treated as a Private Foundation Note- The organization may be able to use a copy of this return to satisfy state
reporting requirements mnin , 2002 and endin ea
_'~7u Initiarn Final return Amended return Address h
2002
I that c ange I I Name c Employer identification number
C If exemption application is pending, check here ~ I I D 1 Foreign organizations, check here ~ LJ
2Foreign organizations meeting the 85% test check a here and attach computation
E If private foundation status was terminated under section SW(b)(1)(A), check here
F II the foundation is in a 60 month termination under section 507(b)(1)(13 ), check here
rair matter value or au asses at ena at year J Accounting method (from Part ll, column c, line 16) O pier (specify)
~ $ 31 . 090, 914 . (Part l, column d must
(a) Revenue and (b) Net investment (c) Ad~usled net (d) Disbursements expenses per books income income for charitable
purposes (cash basis only)
Expenses (The total of amounts in columns b, c, and d may not neces sooty equal the amounts in column a ) (see instructions) 1 contributions gifts, giants, et rxerveA (act xh)
Ck - FlA C,e found is ml rep to an Sch B 2 Distributions from spill-interest trusts 3 Interest on savings and temporary
cash investments
4 Dividends and interest from securities Sa Gross rents
Is friar remeaml
6d Net yaiN(lo:s) from sale of assets not on line 10 R b Gross son pams tar ail 16 ~ 94 0, 961 . sues m line fia
7 capital lam net rtimme (from Part N, brat 2) !~1 E B Net short-term capital gain
9 Income modifications 10a Grass sobs less
returns and allowances
b Less Cost o! goods sold
C Gross OfOfIV(IOSS ~ SC ~ ~ ~ ~w~ 11 Other income ch c edue)
.112
a rp~~sN
12 Total Add Ian s through l l 13 Compensauw,of
La's kW 14 Other employee a
A 15 Pension plans, employee-bed m 76a Legal fees (attach schedule) N 6 Ptcountinq fees (attach sch) SEE $T 2
i e Other Drof fees (attach sch) SEE ST 3 E i 17 Interest p A 18 Taxes (attach schedule) SEE STMT 4
~ 19 Deprecation (attach schedule) and depletion x v 20 Occupancy
E 21 Travel, conferences, and meetings E 22 Printing and publications
o P 23 Other expenses (attach schedule) SEE STATEMENT 5
5 24 Total operating and administrative s expenses Add lines 13 through 23
25 Contributions, grits, grants paid PART XV
26 Total expenses and disbursements
396,475 258 , 486
fl ~ _.,._ ._ ._ , ._ � .
V y~~.~'}< ..
" tL
&F,~.~t`f`, ,. w
°~a . s
F`. }}
. .
.` n ~ '~ io ~. E.t .. . '. . . .
} i h`t'3
K k`~F°o s away i
0 . 2,882, 628 7F, "°T
''a' .
O '&x i~ .e C".
Farm 990.PF~(2002)
\`
7
a Excess of revenue over expenses and disbursements -3 790,499 ~t" s~ " .°
bNaliesimenlimam Cl rc9a4 w enter 0 212 CAd1w0eAnelincome (ifregaOVaenter0)
BAA For Paperwork Reduction Act Notice, see the instructions TEEA05Q3L 10122M2
Form 990-PF
be partrnanl al the Tiaaaury
Interco) Rs+arue Semm
axs rio 15!5 0052
Use the IRS label [.ipygR AND MORRIS KAPLAN FOUNDATION otherwise, 11780 GREEN BAY ROAD, A205 print
HIGHLAND PARK, IL 60035 or type
77, --777 401 .241
11 11 "1
" 36-6099675 ' nning of year End of year Book Value (b) Book Value (c) F air Market Value
~ Analysis of Changes in Net Assets or Fund Balances
476,469 31, 090, 914
Form 990.PF (2002) -----------------------------6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30
BAA iEEAatvr_ iorzvox
Atlaclsd sdieAUles and amounts m the Eascnvem Pal'1`I1~~ Balance Sheets cok~n %t~a be (w obi rear ~a wr
4 Pledges receivable 11~ - _ _ _ - Less allowance for doubtful accounts 0'
5 Grants receivable 6 RaeNahles due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions) 7 Other notes and bans receivable (attach sch) p ----------' Less allowance for doubtful accounts ~
S 8 Inventories for sale or use 9 Prepaid expenses and deferred charges T 10a Investments - U S and slate government
obligations (attach schedule) b Investments - corporate stock (attach schedule c Investments - corporate bonds (attach schedules
11 Investments - land, buildings, and equipment basis Less accumulated depreciation (attach schedule)
Less accumulated depreciation (attach schedule) SEE STMT 7 ~ 88,299 .
15 Other assets (describes SEE STATEMENT 8 16 Total assets (to be completed by all filers -
see instructions Also, see page 1, item I) L 17 Accounts payable and accrued expenses
18 Grants payable B 19 Deferred revenue
20 Loans from officers, directors, trustees, 8 other disqualified person: L 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (describe ~ )
I _---------------
Organizations that follow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31
N F 24 Unrestricted E U T N ZS Temporarily restricted D 26 Permanently restricted
S B Organiza4ons that do not follow SFAS 117, check here 5 A and complete lines 27 through 31 E L T A 27 Capital stock, trust principal, or current funds S N 28 Paid in or capital surplus, or land, building, and equipment fund
29 Retained earnings, accumulated income, endowment, or other funds O E R S 30 Total net assets or fund balances (see instructions)
31 Total liabilities and net assetslfund balances
602 .234
1 Total net assets or fund balances al beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1
2 Enter amount from Part I, line 27a 2 3 Other increases not included in line 2 (itemize) ~ 3 4 Add lines 1, 2, and 3 4 5 Decreases not included in line 2 (itemize) ~ SEE STATEMENT 9 5
35,307,877 -3 .790 .499
TMEn0303L 101t3002
n 990 PF 00 MAYER AND MO KAPLAN FOUNDATION 36-6099675 " - Page -: rtlVw Ca ital Gams and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e g , real estate, (b) Hog. acy,.rM (c) Dam acc~~ree (~ Owe sad 2-story brick warehouse, or common stack, 200 shares MLC Company) P - P"'~"'° ("'°'°~' " °'Y~ ~°"~ ('^ww " day. year) D - Daaom
a FROM PARTNERSHIPS P VARIOUS 12/31/02 b SEE SCHEDULE 1 P VARIOUS VARIOUS c d e
(e) Gross sales price (0 Depreciation allowed (g) Cost or other basis (h) Gain or Qass) (or allowable) plus expense of sale (e) plus (1) minus (g)
a -469 , 640 -469 , 640 . b 17 409,668 18,978,547 -1,568,879 . c d e Complete only for assets showin ain in column and owned b the foundation on 12/31/69 (I) Gains (Column (h)
Fair Market Value (1) Adjusted basis (k) Excess of column (i) gain minus column (k), but riot less as of 12/31/69 as of 17131/69 over column 0), if any than -0 ) or Losses (from column (h))
a ~ -469,690 . b -1 .568 .879 .
e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) {If (loss), enter -0 in Part I, line 7 } 2 -2 , 038 , 519 .
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)
If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter 0- in Part I, line 8 1 3 -2 , 038 , 519
pa±tY =1 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (Far optional use by domestic private foundations subject to the section 4940(a) lax on net investment income )
If section 49400(2) applies, leave this part blank
Was the organization liable for the section 4942 tax on the dislributable amount of any year in the base periods Yes X No
If 'Yes,' the organization does not qualify under section 4940(e) Do riot complete this part
1 Enter the appropriate amount in each column for each year, see instructions before making any entries
a 6 Base per od years Adjusted qualifying distributions Net value of Distribution ratio
Calendar year (or tax year noncharilable use assets (column (b) divided by column (c)) beginning in)
3 Average distribution ratio for we 5-year base period - divide the total an dine 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 0 .070358
4 Enter the net value of noncharitable-use assets for 2002 from Part X, line 5 l 4 32,226,322 .
5 Multiply line 4 by line 3 5 2 , 267 , 380*
6 Enter i% of net investment income (19G of Part I, line 27h) 6 I 2,126
Add lines 5 and 6 1 7 1 2,269,506 .
8 Enter qualifying distributions from Part XII, line 4 1 8 / Z, kSt11, bLtS .
It line 8 is equal to or greater wan line 7, check the box in Part VI, line lb, and complete that part using a 19G tax rate See we Part VI instructions
BAA Form 990-PF (2002)
TEEa0304L 10/23102
orm 99aPF (100 MAYER AND MORRIS KAPLAN FOUNDATION 36-6099675 Page 4
'artrtitl ~~~w. Excise Tax Based on Investment Income secnon 4s4o a 4sa , 4940(e), or 4948 - see instruceons
x enler'N/A' on line I � ° S?~2 ~.'?L=e~l L, n 1 a Exempt operating foundations described m section 4940(d)(2), check Mrc ~ ON T
Dale of ruling letter - -_ - (attach copy of ruling letter if necessary - see instructions)
b Domestic organizations that meet the section 4940(e) requirements in Part V, 1 2 , 126 ;OS o p ' C% check here ~ Xaand enter 1% of Part I, line 27b .i ;q~;.° :v �e�; °t
e All other domestic organizations enter 2% of line 216 Exempt foreign organizations enter 4% of Part I, line 12, column (6)
2 Tax under section 577 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 0
3 Add lines 1 and 2 3 2 , 126
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 0 .
5 Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -Q- 5 2 126 .
6 Credits/Payments c 4;'^z`",A°` ` a 2002 estimated tax pmts and 2001 Overpayment credited to 2002 6a 2 , 000.
b Exempt foreign organizations -tax withheld at source
0 "`°=" °° c Tax paid with application for extension of time to file (Form 886 6c 1,00
dBackup withholdin g erroneously withheld
7 Total credits and payments Add lines 6a through 6d 7 3, 000
8 Enter any penalty for underpayment of estimated tax Check here X~ if Form 2220 is attached 8 2 .
9 Tax due If the total at Imes 5 and 8 is more than line 7, inter amount owed W 9
10 Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount overpaid W 10 8 72
11 Enter the amount on line 10 m be Credited to 2003 estimated tai 11~ 872 ~ Refunded W 11
la During the lax year, did the organization attempt to influence any national, state, or local legislation or did it t°--° Yes No
participate or intervene in any political campaign? 1 a X
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions far definitpn)7 1 b X
11 the answer is Yes' lo Ia or 16, attach a detailed description of the activities and copies o/ any materials published ` t ~;` -%=° or distributed by the organization m connection with the activities
c Did the organization file Form 1120-POL for this year? ,1 c X
d Enter the amount (d any) of tax on political expenditures (section 4955) imposed during the year (1) On the organization ~ $ 0 (2) On organization managers ~ $ 0
e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on
organization managers ~ $ 0
2 Has the organization engaged in any activities that have not previously been reported to the IRS 2 X
If 'Yes, attach a detailed description o/ the activities ``y;' ~ G~~" ~'
3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles w^` ='^ of incorporation, or bylaws, or other similar instruments I/ Yes,' attach a conformed copy of the changes 3 V X
4a Did the organization have unrelated business gross income of $1,000 or more during the years ' 4a X
b If 'Yes,' has it filed a tax return on Form 990-T for this year? 4b X
5 X 5 Was three a liquidation, termination, dissolution, or substantial contraction during the ywr7
If 'Yes,' attach the statement required by General Instruction T
6 Are the requirements of section 508(e) (relating to sections 4941 Through 4945) satisfied either
* 8y language in the governing instrument or
~ By stale legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the stale law remain in the governing instrument?
7 Did the organization have at least $5,000 in assets al any time during the years ll'Yes,' com0lefe Part I( column (c), and PartXV Ba Enter the stales to which the foundation reports or with which it is registered (see instructions) ~-_-_
ILLINOIS b If the answer u 'Yes' to line 1, has the organization furnished a copy of Form 990 PF to the Attorney General (or designate) of each state as required by General Instruction G7 If 'Na,'attach uplana6on
9 Is the organization claiming status as a private opnaGng foundation within the meaning of section 4%2(7)(3) or 1%20)(~ for calendar year 2002 or the taxable year beginning in 2002 (see instructions for Part Xlh7 If 'Yes,'completePartXIV
10 Did any persons become substantial contributors during the tax year? I/ 'Yes,' attach a schedule listing their names and addresses
11 Did the organization comply with the public inspection requirements for its annual returns and exemption applications 11 X
Web site address ~ N/A 12 The books are in care ot- MORRIS A . KAPLAN -_--_PA_____Telephone no - (847)_681=5051-
Located at " 1780 GREEN BAY ROAD, HIGHLAND RK_ ZL ZIP +4 ~ 60035 13 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Forth 1041 - Check here N/A --~
and enter the amount of lax-exempt interest received or accrued during the year ~I 13 I N/A gpp Form 990.PF (2002)
File Forth 4720 if any item is checked m the 'Yes' column, unless an exception applies ;?y~ Yes No
1 a During we year did the organization (either directly or indirectly) w~;n ; s<`g ;", ; '
(1) Engage in the sale or exchange, or leasing of property with a disqualified persons Yes ~X No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified persons Yes X No
C3) 'fYS" "°'`" Furnish goods, services, or facilities to (or accept them horn) a disqualified P ~ erson Yes X No
~ ~ ';~ ~`£`
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons Yes X No M;
'~` � °'' (5) Transfer any income or assets to a disqualified person (or make any of either available ~'V"s',' .'a for the benefit or use of a disqualified person) Yes Do ''"' ~°,'t'~~ k~ . e
(6) Agree to pay money or property to a government official7 (Exception . Check 'No' if the ~",KSw ~'~~ ~=t~ oa organization agreed to make a grant to or to employ the official for a period after termination ~ cry~~ of government service, d terminating within 90 days ) Yes X~ No ~ o a; "< ~ 3
b it any answer is 'Yes' to 1 a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4441(d)3 or in a current notice regarding disaster assistance (see instructions) 1 b N A
Organizations relying on a current notice regarding disaster assistance check here ~° a'o r;
c Did the organization engage in a prior year in any of the acts described in la, other than excepted acts, a" ~ 'w- ` Ihal were not corrected before the first day of the lax year beginning in 2002 1 e X ~,
^~k~n '3 2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a
private operating foundation defined in section 4942Q)(3) or 4942Q)(5)) '~+°, '~ <
I I,, a A1 the end of tax year 2002, did the organization have any undistributed income (lines 6d and 6e, Part XIII) for lax year(s) beginning before 2002? []Yes X~ No i,} aap
If 'Yes,' list the years ~ 20 _ , 20 _ , 19-- , 19-
b If 'Yes,' did it have excess business holdings in 2002 as a result of (1) any purchase by the organization or disqualified persons after May 26, 7969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7) ) to dis ose of holdings ~ acquired by giN or bequest, or (a) the lapse of the 70~, 15-, or 20-year lust phase ho Pding periods (Use Schedule C, Form 4720, to determine i/ the organization had excess business holdings in 2002)
4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes
b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2002
Sa During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
(2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drrve7
(3) Provide a grant to an individual for travel, study, or other similar purposes?
(4) Provide a grant to an organization other than a charitable, etc, organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)?
(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals
Yes El No
B Yes XB No Yes X No
Yes N No
=si, .
Yes XO No
b IF any answer is 'Yes' to Sa(1)-(5), did any of the transactions fail to quaky under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see inslructions)7 Organizations relying on a current notice regarding disaster assistance check here
c If the answer is 'Yes' to question Sa(4), does the organization claim exemption from the lax because it maintained expenditure responsibility for the grant? NIL []Yes a No
If 'Yes,' attach the statement required by Regulations section 53 490.5-5(d) 6a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums
on a personal benefit contracts Yes X No
b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit conlract7
If you answered 'Yes to 66 also file 8870
Form 990-PF (2002) TEEP0305L 10f23102 BAA
xr,PLrx
b Are there any years listed in 2a for which the organization is not applying the provisions of section 4442(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (If applying section 4942(a)(2) to all years listed, answer 'NO' and attach statement - see instructions )
c If the provisions of section 4942(a)(2) aye being applied to any of the years listed in 2a, list the years here X20 ,20 ,19 ,19
3a Did the organization hold more than a 2% direct or indirect interest in any business enterprise al any lime during the year? E]Yes R] No
A
(other than those included online 1- see (b) Title and average (c) Compensation
hours per week devoted to position
------------------------ Total number of other employees paid over $50,00
3 Five hiahest-paid independent contractors 6 If none. enter'None'
-------------------------------------
Total number of others receiving over $50,000 for professional services
P:iSummary of Direct Charitable Activities
List the foundation's tour largest direct charitable activities during the fax year Include relevant statistical information such as the number of Expenses organizations and other beneficiaries saved, conferences convened, resear c h papers prod uc ed, etc
Fp_ai x ;" Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc, purposes a Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets (see instructions) d Total (add lines la, b and c) e Reduction claimed for blockage or other factors reported on lines la and lc (attach detailed explanation) I le i
2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 from line ld 4 Cash deemed held for charitable activities Enter 1-1/2% of line 3 (for greater amount, see instructions) 5 Net value of nonchanUble-use assets Subtract line 4 from line 3 Enter here and on Part V, line 4 6 Minimum investment return Enter 5% of line 5
foundations and certain not com lete this art 1 1,611,316 .
2c 2,126
1 Minimum investment return from Part X, line fi 2a Tax on investment income fog 2002 from Part VI, line 5 b Income tax for 2002 (this does not include the tax from Part VI ) c Add lines 2a and 2b
3 Dislribulahle amount before adjustments Subtract line 2c from line 1 4a Recoveries of amounts treated as qualifying distributions b Income distributions from section 4947(a)(2) trusts c Add lines 4a and 4b
5 Add lines 3 and 4c 6 Deduction from distributable amount (see instructions) 7 DistnbuUble amount as adlusled Subtract line 6 from line 5 Enter
All other program-related investments See instructions 3
DiStflblltable Amount (see instructions) (Section 49420(3) and Q)(5) private
foreign oroanizations check here 11"
'Pair°XIE"" Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 1 a 2,882 , 628 . b Program-related investments - Total from Part IX~B 1 b
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes 2
3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) 3a b Cash distribution test (attach the required schedule) 3b
4 Qualifying dishi6utions Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 2,882,628
5 Organizations that qualify under section 4440(e) for the reduced rate of tax on net investment income Enter l% of Part I, line 27b (see instructions) 5 2, 126
6 Adjusted qualifying distributions. Subtract line 5 from line 4 ~6~ 2,880,502
Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies /or the section 4940(e) reduction o! tax in those years
BAA Form 990-PF (2002)
rt~s :o.- 'o, ~'r:t~ i", "~~'; e Excess from 2002 1,273 , 438 '
Bqp Form 990.PFy(2002)
TEen0308L 11n2A2
Form 99aPF (2002) MAYER AND MORRIS KAPLAN FOUNDATION 36-6099675 Page 8
Pa~tXltt Undistributed Income (see instructions)
oa (c d
Corpus Years prior to 2001 2001 2002
1 Distributable amount for 2002 from Part XI, °n`~ . t1, dine 7 ~ f- =s~ t ~ t ~~='n A'4=- 1 609, 190 .
2 Undistributed ted income , d any, as of the end of 2001 '°'~3v~ "~"'°H°~~ °"c' ~5~`~°~ ~39"' a Enter amount for 2001 only ''0' "XoF,
;
-'s . ~`s 6 Total tar prior years 20 , 19 , 19 0 . ~°%' ~i < <"~'n
3 usdutrihutbnsrar wer , don m2002 t?~~'.,`~=.~~'-` . To " ,S"° s`":s`" o"- 4o l o~ olo a From 1997 460 560 . R,?o
cr ~ ~~3.u ` 5,.~.°~' s.~~'s~`s°~ 6 From 1998
E61 763 . 557 c From 1999 .557 . ~`~ " ~ `^°~°¢}~c ' " . '"."'" ..ya;~s~I °`"
d From 2000 "o, ol o~
, 168 . 'r l o ll,
e From 2001 , 897 . .:;,;°.:.,' ; 1 Total of lines 3a through e 402, 995 ~o
4 Qualifying distributions for 2002 from Past ~;`E~f' .'e16,
01,
(`, tf'F`s :.~ .` o`S,~'y..Y° ;fR~Et :`~' «
Xn. dine a $ 2,882,628 . ~F=:,,` . V 'I" "̀;Yr,~tt ~< a Applied to 2001, but not more than line 2a 0
a a ;~ '+tF°. ~ b Applied to undistributed income of prior years (Election required - see instructions)
c Treated as distributions out of corpus (Election required - see instructions) 0 `°" ` ' ` ~ "e ~`
d Applied l0 2002 dislribulahle amount "1, 609,'190 e Remaining amount distributed out of corpus 1,273, 9381 . , ~ a' ` ° "'; ~ R` r °.°a
5 Excess distributions carryover applied to 2002 0 ^ 0 . (If an amount appears in column (d), the same amount must be shown in column (a) ) ,.,', ,r°, lo 0 11 t V~k'~ ~' ''~~~Y a
6 Enter the net total of each column as indicated below-
a Corpus Add lines 3t, 4c, and 4e Subtract line i 9, 67 6, 383
b Prior years' undistributed income Subtract line 4b from line 2b 0
c Enter the amount of prior years' undistribut- ed income for which a notice of deficiency
Ki~ 'ESL^mtY~fV..^Y ~."'b.Tn`a`.,Fa
has been issued, or on which the section ,^ r "o No "o 4942(a) tax has been previously assessed 0
c
d Subtract line 6c from line 6b Taxable ~ .~r;;~'~` '
amount - see instructions 0
e Undistributed income far 2001 Subtract line 4a from ; ~`� line 2a Taxable amount -sxinstructions instructions 0 . ~u`~}
f Undistributed income for 2002 Subtract lines '' . z . ,~' oo ~` 4d and 5 from line 1 This amount must be ^'"°~'° , ^~'° "°¢;�"R~`"~V distributed in 2003
7 Amounts treated as distributions out of o; ;' . corpus to satisfy requirements imposed by section 170(b) (1)(E) or 4942(9)(3) (see instructions) 0 .
8 Excess distributions carryover from 1997 not << ; ; applied on line 5 or livery/ (see instructions) 460,560
9 Excess distributions carryover to 203 Subtract lines 7 and 8 from line 6a 4, 215,823
10 Analysis of line 9 a Excess from 199& 619 , 763
Poo b Excess from 1999 601, 557 c Excess from 2000 1, 001, 168
F d Excess from 2001 719 897 ~'E« `°~ ° ~--
675 Forth A
1 Information Regarding Foundation Managers "
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors SEE STATEMENT 12 - GENERAL EXCLUSIONS
BAA rEEnn3osL iort3roz Form 990.PF (2002)
instructions and 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling
is effective for 2002, enter the dale of the ruling b Check box to indicate whether the organization is a rivate o eratin foundation described
2a Enter the lesser of the adjusted net Tax ear Prior 3 income from Part I or the minimum investment return from Part X for a) 2002 (b) 2007 (c) 2 each year listed
b 85% of line 2a c Qualifying distributions from Part XII,
line 4 for each year listed d Amounts included in line 2c not used directly
for ache conduct of exempt activities a Qualifying distributions made directly for acfrve conduct of exempt activities Subtract line 2d from line 2c
3 Complete 3a, b, or c for the alternative lest relied upon
a'Assels' alternative lest - enter (1) Value of all assets (2) Value of assets qualifying under
section a942G)(3)(8)(i) b'EndowmenP alternative test-Enter 2/3 of minimum inveshnenl return shown in Part X line 6 for each year listed
c; 'Support' alternative lest - enter (1) Total support other than gross
investment income (merest, dividends, rents, payments on securities loans (section 572(a)(5)), or royalties)
(2) Support from general public and 5 or more exempt organizations as provided in section 49420)(3)(B)(ui)
(3) Largest amount of support from an exempt organization
(4) Gross investment income
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (hut only it they have contributed more than $5,000) (See section 507(d)(2) ) MORRIS A. KAPLAN BURTON B. KAPLAN
b List any managers of the foundation who own 10% or mope of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 1096 or greater interest NONE
2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc, Programs : Check here 0 11 if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the organization makes gifts, grants, etc, (see instructions) to individuals or organizations under other conditions, comolele items 2a . b . c . and d
a The name, address, and telephone number of the person to whom applications should be addressed JASON HEENEY, 1780 GREEN BAY RD #205, HIGHLAND PARK, IL 60035
b The form in which applications should be submitted and information and materials they should include SEE STATEMENT 11 - APPLICATION PROCEDURES/DOCUMENT CHECKLIST
c Any submission deadlines
Form 10
SEE ATTACHED
Total AA TEEno3ia ioMoz Form 990.PF (200 2)
itn6uGons Paid Dunn the Year or Approved for Future Pa me
Recipient If recipient is an individuaL Foundation any relaGanship show N an tounEation manager or status of
a Paid dunng the year VARIOUS - SEE SCHEDULE 2 (NONE IN/A
Total b Approved for future payment
Purpose of grant or contribution Amount
2,659,186 .
Form 990-PF(2o02) MAYER AND AS KAPLAN FOUNDATION " 36-6099675 Page'11
Part~ Analysis of Income-Producing Activities
3n512,513,ar514 (d) (e)
Amount Related or exempt function income
-2
18 36,970 a PARTNERSHIP INCOME b
Line No I Explain below how each activity far which income is reported in column (e) of Part XVI-A contributed importantly to the ~ accomplishment of the organizations exempt purposes (other than by providing funds for such purposes) (See instructions )
BAA Form 990-PF (2002) TEEnosoiL oirr3JQ3
Enter gross amounts unless otherwise indicated
1 Program service revenue
a
6 c d e
g Fees and contracts ham government agencies 2 Membership dues and assessments 3 Interest on savirqs and temporarycash investments 4 Dividends and interest from securities 5 Net rental income or (lass) from real estate a Debt-financed property b Not debt-financed property
6 Net rental income or (lost) from personal property
7 Other investment income B Gain or (toss) ham sales of ousts other than inventory 9 Net income or Qoss) from special events 10 Gross profit or (lass) from sales of inventory 11 Other revenue
Unrelated business income 6clw (a) (b) W
Business Amount Exclu- code sum
code
933
12 Subtotal Add columns (b), (d), and (e) 6,837 -1,346,588 I 13 Total Add line 12, columns (b), (d), and (e) 73 -1,339,351 (See worksheet in the instructions for line 13 to verify calculations )
artXY!-H°. Relationship of Activities to the Accomplishment of Exempt Purposes
Form 99o-PF (2002) MAYER AND MORRIS KAPLAN FOUNDATION Information Regarding Transfers To and Transactions Exempt Organizations
Wish Nonchantable
X
d If the answer to any of the above is 'Yes,' complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporling organization If the organization received less than fair market value in an transaction or sharin arrange ment, show in column (~ the value of we goods, other assets, or services received
~ Line no (b) lvnaunt involved (c) Name of nonchantable exempt organization (d) Description of transfers, transactions, and sharing arrangeme A
Yes XNo
Did the organization directly or indirectly engage in any of the following with any other organization described in section 507 (c) of we Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizahons7
a Transfers from the reporting organization to a noncharitable exempt organization of (1) Cash
Other assets b Other Transactions
(1) Sales of assets to a nonchantable exempt organization (2) Purchases of assets from a noncharitable exempt organization (3) Rental of facilities, equipment, or other assets (4) Reimbursement arrangements (5) Loans or loan guarantees (6) Performance of services or membership or fundraising solicitations
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees
X
X
2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?
b If 'Yes .' comolele the Following schedule
7a of pequry, I declare jut I hare examined this roWm indudinq ao mmpbte Dedaraoan of prepuer (other than tupayv a REuaary) is
~i'/) ufl/ SiqruNra of 'K,., icer a e e,_1
Prs7vv's Here paid sqwtw.
Prr parers 1154 Firm s game (or yours
d sau M t Only address mde
BAA
Schedule B (Form sso, sso-EZ, Schedule of Contributors or 990-PF)
Do oanmM,ai me ireasun Supp lementary information for i~� ~~i a,.,., seM~ line 1 of Form 990, 99QEZ and 990-PF (sea instructions)
OMB No 1545 0017
LOOL
Employer identiflaition number aryanuvhon
Cauhon~ Organizations that are not covered by the General Rule and/or the Specral Rules do not !de Schedule B (Form 990, 990 EZ, or 990 PF) but must check the box m the heading of then Form 990, Form 990-EZ, or on line I of their Form 990-PF, to certify that they do not meet the filing requirements o/ Schedule B (Form 990, 990 EZ, or 990-PF)
Schedule B (Form 990, 990-EZ, or 990-PF) (2002)
TEEAO701L OIr13/03
Organization type (check one)
Filers of Section :
Form 990 or 990-EZ ~ 501(c)( ) (enter number) organization
4947(a)(1) nonexempt charitable trust not treated as a private foundation
527 political organization
Form 990-PF 501(c)(3) exempt private foundation ~
4947(a)(1) nonexempt charitable trust treated as a private foundation
X 501(c)(3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule (Note, Only a section 501(c)(7), (8), or (10) organization can check boxes) for both the General Rule and a Special Rule - see instructions )
General Rule -
191 For organizations filing Form 990, 990-EZ, or 990-PF that received, during we year . $5,000 or more (n money or property) from any one contributor (Complete Parts I and II )
Special Rules -
RFor a section 501(c)(3) organization filing Forth 990, or Form 990-EZ, that met the 33-1/3% support test of the regulations under sections 509(a)Sl)/170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of $5,000 or 2qo of the amoun on line 1 of tfiese forms (Complete Parts I and II )
For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor, during the year, aggregate contributions or bequests of mole than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or animals (Complete Parts I, II, and III )
For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor, during the year, some contributions for use exclusively for religious, charitable, etc, purposes, but these contributions did not aggregate to more than $1,000 (If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc, purpose Do not complete any of the Parts unless the General Rule applies to this organization because it received nonexclusrvely religious, charitable, etc, contributions of $5,000 or more during the year) ~ $
BAA For Paperwork Reduction Act Notice, see the instructions for Form 990 and Form 990-EZ
- --------------------------------------
$N ncash
(Complete Part II if there is a noncash contribution )
(a) (b) (c) Number Name, address and 21P +q Aggregate Type of contribution
contnbuhons
------------------------------------- Person
l SN n ash (Complete Part II if there
is a noncash contribution )
(a) (b) (c) (d) Number Name, address and ZIP + 4 Aggregate Type of contribution
contributions
Person Payro l l Norn ash
(Complete Par! II if (here is a noncash contribution
(a) (b) Number Name, address and ZIP+4 Aggregate Type of contribution
W (d) Description of noncash property given FMV (or estimate) Date reserved
(see instructions)
dule B (Form 990 990-EZ, or 990-PF (200 Page 1 to 1 of Part III of oyeriuahon EmployitrideMifiulian number
'ER AND MORRIS KAPLAN FOUNDATION 36-6099675 L !!U Exclusively religious, charitable, etc, individual contributions to section 501(c)(7), (8), or (10)
organizations aggregating more than $1,000 (or the year (Complete cots (a) through (e) and the following line entry ~
For organizations completing Part III, enter total of exclusively religious, charitable, etc, contributions of $1,000 or less for the year (Enter this information once - see instructions .) ~ $ NIP
No from ~ Purpose of gift DescnpUon of how gift is held Use al gift
Underpayment of Estimated Tax by Corporations 2002 omarm~en, of me r~~mu~y ' See separate instructions
Inte~ml Rave~ue Serno ~ Attach to the corporation's tax return Name Employer identification number
MAYER AND MORRIS KAPLAN FOUNDATION 36-6099675 Note* In most cases, the corporation does not need to file Farm 22217 (See Part 1 below for exceptions ) The IRS will figure any penalty
owed and bill the corporation 11 the corporation does not need to file Form 2220, it may still use it to figure the penalty Enter the amount from line 34 on the estimated tax penalty line o/ the corporation's income tax return, but do not attach Form T?20
P'dYf ~~ ^,d Reasons for Filing -Check the boxes below that apply to the corporation If any boxes are checked, the corporation must file Form 2220, even d it does not owe the penalty If the box on line 1 or line 2 applies, the corporation may be able o lower or eliminate the penalty
1 The corporation is using the annualized income installment method 2 The corporation is using the adjusted seasonal installment method 3 X The corporation is a 'large corporation' figuring its first required installment based on the prior year s tax
Patt-ll ~< Figuring the Underpayment
4 Total tax (see instructions) 4 2,126 .
5a Personal holding company lax (Schedule PH (Form 1120), line 26) included on line 4 Sa : "
b Look-back interest included on line 4 under section 460(b)(2) for completeC Y~``k% long-term contracts or section 167(g) for depreciation under the income � ;~ : forecast method 5 b ` ;t t i
c Credit for Federal tax paid on fuels (see instructions) Sc `X1.m d Total Add lines Sa through Sc y'5d
6 Subtract line Sd from line 4 If the result is less than $500, do not complete or file this form The corporation does not owe the penalty 6 2 126
7 Enter the tax shown on the corporation s 2001 income tax return (see instructions) Caution- /!zero or the faryear was for/ess than 12months, skip this line and enter the amount from fine 6 on line 8 7 1 , 15 2 9
B Enter the smaller of line 6 or line 7 It the corporation is required to skip line 7, enter the amount from line 6 8 1 , 629
9 Installment due dates Enter in columns (a) Through (d) the 15th day of we 4th (Fomr 990- PF!/ers Use 5th month), 61h, 9th, and 12th months of the corporation's tax year s 5/15/02 6/15/02 9/15/02 12/15/02
10 Required installments If the box on line 1 and/or line 2 above is checked, enter the amounts from Schedule A, line 40 If the box on line 3 (but not 1 or 2) is checked, see instructions for the amounts to enter If none of these boxes are checked, =^~"` enter 25% of line 8 above in each column ^ 10 907 . 656 532 . 532 .
11 Estimated lax paid or credited for each period (see instructions) For column (a) only, enter the amount from fine 71 on line 15 11 2,000 . Complete lines llthrough l8alone column before going to the next column.
72 Enter amount, if any, horn line 18 of the preceding column 12 1,593 937 905
13 Add lines 11 and 12 13 ,. ;a;°"`;'° ` 1,593 937 405 . 'FA s c,
14 Add amounts on lines 16 and 17 of the preceding column 14
15 Subtract line 14 from line 13 If zero or less, enter 0 15 ~ 2,000 ~ 1,593 . 937 905 .
16 If the amount on line 75 is zero, subtract line 73 from line 14 Otherwise, enter-0- 16 °i c.�" 0 . 0
77 Underpayment If line 15 is less than or equal to line 10, subtract line 15 from line 10 Then go to line 12 of the next column Otherwise, go to line la 17 127
18 Overpayment If line 10 is less than line 15, subtract line 10 from line 15 Then go to line 12 of the next column 18 1, 593 . 937 905
Complete Part/// on page 2 to figure the penaNy /!!here aye no entrres on line 17, no penalty is owed BAA For Paperwork Reduction Act Notice, see separate instructions Form 2Y[0 (2002)
cxz03i2L i21ieW
caczaaixL ivieroz
Form ?220 (2002) MAYER AND MORRIS KAPLAN FOUNDATION 36-6099675 Page 2
PBrt~lll ", : Figuring the Penalty
a c d
19 Enter the dale of payment or the 15th day of the 3rd month after the close of the lax year, whichever is earlier (see instructions) (Form 990.PFand Farm 990-T!/ers " Use 5th month instead of 3rd month ) 19 5/13/03
20 Number of days from due date of installment on line 9 to the dale shown on line 19 20 149
21 Number of days on line 20 after 411512002 and before 1/1/2003 21 1 6
22 Underpayment Number of days on line 77 X an line 21 x 6%
3F>5 22 0 33
23 Number of days on line 20 after 12/31/2002 and before 4/12003 23 90
24 Underpayment Number of days on line 77 X on line 23 X 5%
365 yq 1 .57
25 Number of days on line 20 after 3/31/2003 and before 7/72003 25 43
26 Underpayment Number of days on line 17 X on line 25 X 0 ' I
36.5 26
27 Number of days on line 20 after 6/302003 and before 10/1/2003 27
28 Underpaymenl Number at days on line 77 X on line 21 K "%
365 pg
29 Number of days on line 20 after 9/302003 and before 1/1/2004 29
30 Underpayment Number of days on line 17 x an line 29 X 'Yo
365 30
31 Number of days on line 20 after 12/31/2003 and before 2/76/2004 31
32 Underpayment Number of days on line 17 X on line 31 X '%
366 32
33 Add lines 22, 24, 26, 28, 30, and 32
34 Penalty Add columns (a) through (d), of line 33 Enter the total here and on Form 7120, line 33, Form 1120-A, line 29, or the comparable line for other income tax returns
"For underpayments paid after March 37, 2003' For lines 26, 28, 30, and 32, use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin To obtain this information on the Internet, access the IRS Web Site al www irs gov . You can also call 7 800-829 7040 to get interest rate information
STATEMENTB FORM 990-PF, PART II, LINE 15 OTHER ASSETS
STATEMENTIO FORM 990-PF, PART VIII, LINE 1 LIST OF OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES
TITLE AND CONTRI- EXPENSE AVERAGE HOURS COMPEN- BUTION TO ACCOUNT/
NAME AND ADDRESS PER WEEK DEVOTED SATION EBP & DC OTHER MORRIS A KAPLAN CHAIRMAN $ 0 . $ 0 $ 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
BURTON B KAPLAN TREASURER 0 0 . 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
JESSICA KAPLAN LUNDEVALL SECRETARY 0 . 0 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
JASON HEENEY EXECUTIVE DIREC 79,508 0 0 1780 GREEN BAY ROAD SUITE 205 90 HIGHLAND PARK, IL 60035
ANNE KAPLAN TRUSTEE 0 . 0 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
ROBERT KAPLAN TRUSTEE 0 0 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
JEAN KAPLAN TRUSTEE 0 . 0 0 . 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
MICHAEL KAPLAN TRUSTEE 0 . 0 0 . 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
CHARLES KAPLAN TRUSTEE 0 . 0 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
BETH KAPLAN I(ARMIN PRESIDENT 0 0 0 . 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL
CURT KAPLAN TRUSTEE 0 . 0 0 . 1780 GREEN BAY ROAD SUITE 205 NONE
2002 FEDERAL STATEMENTS PAGE 3 CLIENT 1558-130 MAYER AND MORRIS KAPLAN FOUNDATION 36-6099675 6/16103 03 01PM
STATEMENTS FORM 990-PF, PART III, LINE 5 OTHER DECREASES
NET UNREALIZED GAINS/LOSSES $ 476,964 TOTAL $ 476,464
2002 FEDERAL STATEMENTS PAGE 4
:LIENT 1558-130 MAYER AND MORRIS KAPLAN FOUNDATION 36-6099675 6/16/03 03 01PM
STATEMENT 10 (CONTINUED) FORM 990-PF, PART VIII, LINE 1 LIST OF OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES
TITLE AND CONTRI- EXPENSE AVERAGE HOURS COMPEN- BUTION TO ACCOUNT/
NAME AND ADDRESS PER WEEK DEVOTED SATION EBP & DC OTHER HIGHLAND PARK, IL 60035
HILARY KAPLAN LORETTA PRESIDENT $ 0 $ 0 . $ 0 . 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
DAVID KAPLAN TRUSTEE 0 . 0 . 0 1780 GREEN SAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
SARAH KAPLAN TRUSTEE 0 . 0 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
AURA DE LA FUENTE TRUSTEE 0 0 . 0 1780 GREEN BAY ROAD SUITE 205 NONE HIGHLAND PARK, IL 60035
TOTAL 79,508 T-0 T-0.
36-609?575
Part XV - Line 1b - Annlication Procedures and Document Checklist
Your funding request v111 not be considered until all required documents are provided Once these macar--&Is ate received, our Board will aclmovledqa receipt of your proposal and advise you at Ch. dace when you=, application ill be considered
DOCUMENT "J-
a . SmaKAR: a Cover Lector
b Proposal
H . PIl81rCMAL I2ROY7dTICH a . Audi[
b Budget
e Complete I .A .S . Pates 990
C . XNCCXX a F,ndiag Comssirssnca
b Potential Support
O . BOAIID OP DIYS(.='OIIS a List of Members
b Members' Finaacsal Support
8 . CSRSSPSGiiOX a Tax Exemption Letter
6 L+CCet [ram EX . OLr and Board Chair
Y . Sv11L0AT2~1
3 The second atop, iG our Board requests a dull proposal, will be cue aubataeion at ch. following information and documents (to be presented I= the 5squodc- listed below)
a_ smmar a . Cove[ Lector 6 Proposal ~4s<h includes description. of
orgam.=ac.,on . including agency purpose . hascary, current programs, staffing, needs addressed by services . results expe<cad, and scrat.gion to accomplish goals 11 you are seeking support Car a special pra7ecC . include a specific peo3eee budget and progra.m description ?lease document your agency', qualifications for getting the )oh done .
H . PI8QNQ8L 721ypII]pTtpy a . Audited financial statement for the lane
fiscal year . h Income and expense budget for the year in
which support Is sought < Complete I R S To= 990 an filed lot the
previous year, including Schedule A . C . I3fC0YH
a Line at actual carsi,cmanca aver S1 400 received coward your pro3acted budget, including names of grantors and amounts ceeevvad :tom each
h Lisc at all aourcae being asked Car support sad their responses to daces
O . BOAiD OP OL9.SCTOSLS a Liar o1 Board members, with their
business or professional alfilLacions h Amount of CiaazcLal support Board members
eane_shucad to the prior year 8 . 0CInPSGrZOH
Copy at your tax exempt status lesser h Cedar ca " ,iqned [can your Board Chair
and Executive OireeCar Ladicacing that your I R S tax exemption letter is valid sad Ln effect
P- H7A(.PAS20N a ExpLain how you ~t11 evaluate the
per:ocaance of your agency, when this -ill he dens, and when we can expect to receive chin evaluation He mill be interested in Learning haw a grant Gram our Gau¢dacsa¢ has been applied to help your pecloszance and Cho achievement of your goals
MAW AND MORRIS KA?L,s1N FOIINDWON
FORM 990-PF
STATEMENT 11
rrer.xcarzou eaoCRnanas
1 The lira[ step which ma c be Call ... d by Ill applicants (~hacSer seakiag renewed support or requesting a first time grant), is aubmzseian a1 a two-page sonar( request Letter and budgec Plead. do ¢-t skip this first requIr ..1.0c. After reviewing your initial Lector, ve W-11 write to you tadveaeiag -bather a" Board I, Incarnated in considering a lull proposal This screening process is intended to Limit the same and expense of she full application process [a chase argaas:aciaas vies the groacent Likelihood of receiving support
OOCQNEN': C~MG[I,=ST
IL our Board iavieaa your agency to auSat.e a lull proposal (seep ,Y2 detailed under application procedures) . please utilize this checklist to coal--ra that all required documents ate included in she materials auhniCCed Than, please return this Cc= irh your grant application
YER AND MORRIS KAPI,}1N FO ATION
FORM 990-PF
36-6_ 099575
8 . An institution mare than once during our fiscal year .
STATEMENT 12 Part 7CV - Line 1d - General Exclusions
GENERAL EXCLUSIONS
Grants are generally not given to :
1 . Sectarian institutions, organizations or programs in which the funds will be used primarily for the study and/or propagation of a particular faith .
2 . Purchase of tickets to testimonial events, or, goodwill advertising in yearbooks and dinner programs .
3 . Medical, scientific or academic research .
4 . Individuals
5 . Capital and endowment campaigns, or, building and equipment acquisition, expansion and rehabilitation fundraising drives .
6 . Health care institutions, including residential care, medical treatment programs, clinics or recreational programs for medical or psychiatric patients .
7 . National health, welfare, education or cultural organizations, or their state and local affiliates .
36 6099675 SCHEDULE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME FORM 990 PF PART IV
17,409,668 18,978.547 (1,568 SUB TOTAL
MAYER & MORRIS KAPLAN FOUNDATION CAPITAL GAIN TRANSACTIONS
DECEMBER 31, 2002
DATE OF # OF SALE SHARES SECURITY SOLD
4/8/02 300 JOHNSON & JOHNSON
9/10/02 402 STANDARD & POORS DEP RECPTS
Total Morgan Stanley
See attached Gardner Russo & Gardner schedule Var '02 Short term capital gains and tosses
Var '02 Lang term capital gains and losses
See attached Northern Trust Company schedule Var '02 Short term capital gains and losses Var '02 Long term capital gains and losses
See attached Seneca Capital Management schedule
Var '02 Total capital gains and losses
1/1/02 458 44237 MAVERICK FUND Var '02 JAGUAR FUND Var '02 Ell REALTY SEC FD capital gain distributions
12/23/02 48875855 Ell REALM SECURITIES FUND
12/24/02 5860 OAKMARKINTERNATIONAL FUND 5/17/02 7245 JANUS WORLDWIDE FUND
LESS UBTI PORTION OF CAPITAL GAINS FROM K 1 12/31/02 CHESAPEAKE P7NRS L P K 2 UBTIPORTlON (706) (706) 12/31/02 CHESAPEAKE PTNRS L P K 1 UBTI PORTION (227) (227)
816.940,028 $18,978,547 ($2,038,519) TOTAL CAPITAL GAINS (LOSSES), NET
MAYER & MORRIS KAPLAN FOUNDATION CAPITAL GAIN TRANSACTIONS
DECEMBER 31 . 2002
DATE OF # OF SALE SHARES SECURITY SOLD
STORIE PARTNERS K 1 STORIE PARTNERS K 1 STORIE PARTNERS K 1 disposal ASTORIA CAPITAL PARTNERS K 1 CRM ROARING BROOK L P K 1 BAY HARBOUR 90 1, LTD K I BAY HARBOUR 90 1, LTD K 1 disposal CHESAPEAKE PTNRS L P K 1 CHESAPEAKE PTNRS l P K 1 FLAG GROWTH CAPITAL LP FUND WM BLAIR MEZZANINE CAP FD III K 1
Total K Is
SELL GAIN/ PRICE COST LOSS
(145.836) (263)
90,325 (23,097) (26,691)
(137,077) (261,499) 16.637 5,352
15,769 (2,327)
(468 .707) (468,707)
Capital Gains Report January 1, 2002 - December 31, 2002
MAYER & MORRIS KAPLAN FDN- #045-56152 December 31, 2002
SHARES/ UNITS DESCRIPTION BOUGHT SOLD PROCEEDS COST GAIN/LOSS
06-21-01 OI-04-02 270 Healthsouth Corp 06.21-01 01-07-0? 60 Healthsou[h Corp 06-22-0I O1-07-02 270 Healthsouth Corp 06.25-01 01-08-02 120 Healthsouth Corp 06-25-01 01-09-0? 90 Healthsouth Corp 06.28-01 01 .09-02 80 Healthsouth Corp 06-28-0I 01 .10.02 130 Healthsouth Corp 06-28-0I 01-11-02 20 Healthsouth Corp 06-29.01 01 .11-02 440 Healthsouth Corp 12-21-00 01 .18-02 180 Tenet Heal[hcare Corporation 12-21-00 01-22-02 40 SPX Corp 12-21-00 O1-22-02 110 Tenet Hea![hcare Corporation 07-17-01 O1-29-02 60 New York Times CI A 07-17-01 01-31-02 20 New York Times CI A 07-I8-OI OI-31-02 80 New York Times CI A 07-I9-01 01-31-02 SO New York Times CI A 04-05-01 02-01-02 50 Amer Std Cos Inc 04-06.01 02-01-02 50 Amer Std Cas Inc 07-19-01 02-01-02 40 New York Times CI A 07-20-01 02-01-02 10 New York Times Cl A 07-20.01 02-04-02 40 New York Times CI A Q7-2401 02-04-02 70 New York Times Cl A 07-26-01 02-04-02 70 New York Times CI A 04-06-01 02-OS-02 120 Amer Std Cos Inc 04-09-01 02-OS-02 70 Amer Std Cos Inc 04-27-01 02-OS-02 110 Amer Std Cos Inc 07-26-01 02-OS-02 50 Kew York Times CI A 10-25-01 02-0602 230 Brocade Communications Sys 10-26-01 02-06-02 10 Brocade Communications Sys 12-20.01 02-14-02 140 Grant City Sores Inc 12-21-01 02-1402 210 Circuit Cory Sores Inc 12-21-00 02-14-02 200 Echostar Communications
UNITED STATES TREAS NTS DTD 02/15/2000 6 .5X DUE 02-15-2010 BED
PAR VALUES 10,000 .00 SOLO 04-11-02 10,865 .63 10,806 .64 ACQUIRED 03-13 .02
SPRINT CAP CORP DEB 6 .9X DUE 05 .01-2019 BED
58 .99
The Northern Trust Company 50 South LaSalle Street, Chicago, Illinois 6 675
(312) 6706000
REi INVESTMENT MANAGEMENT ADVISORY MAVER 6 MORRIS KAPLAN FOUNDATION
FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUEi 10,000 .00 SOLD 04-IO-02 9,537 .50 9 .885 .94 ACQUIRED 02-25-02
FNMA N7 5 625% DUE 05-14-2004 BED
PAR VALUEi 10,000 .00 SOLO 04-30-02 10,362 .89 10,361 .52 ACQUIRED 03-OB-02
CAPITAL ONE BK SR GLOBAL BK NT 5 .25% DUE 06-15-2005 BED
PAGE 20
ACCOUNT N0 . 2i-03380
EMPLOYER I/D N0 . 36-6099675
GAIN/LOSS
348 .44-
1 .37
102 .65-
3,720 .22-
9,290 .12-
is
21659-03045
3 .91 PAR VALUES 10 .000 .00 SOLD 04-17-02 10,382 .03 10,178 .12 ACQUIRED 04-17-02
UNITED STATES TREAS NTS DTD 02/15/2000 6 .5X DUE 02-15-2010 BED
The Northern Trust Company 50 South LaSalle Street, Chicago Ilhnou 6D675
(712) 670.6000
RED INVESTMENT MANAGEMENT ADVISORY MAYER E MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUEi 51000 .00 SOLD 04-11-02 4,173 .60 4,687 .94 ACQUIRED 10-12-01
PAR VALUES 51000 .00 SOLD 04-11-02 4,173 .60 4 .694 .10 ACQUIRED 10-12-01
SPRINT CAP CORP GTY REG 5 .875% DUE 05-01-2004 BED ISIN U5852060AE21
PAN VALUES 15000 .00 SOLD 04-15-02 14,332 .50 15,417 .10 ACQUIRED I1-07-01
FHLMC GOLD POOL G01186 7 .5 02-01-2031
PAR YALUEs 3,422 .76 SOLD 04 .15 .02 3 .422 .76 3,538 .28 ACQUIRED 01 .09 .02
UNITED STATES TREAS NTS UTO 10/31/1997 5 .75% DUE 10-31-2002 REG
PAR VALUES 5 .000 00 SOLD 04-17-02 5,099 .41 5,115 .04 ACQUIRED 03-07-02
UNITED STATES TREAS NTS DiD 08/16/1993 5 .75% DUE OB-15-2003 REG
PAGE 21
ACCOUNT N0 . 23-03SB0
EMPLOYER I/D N0 . 36-6099675
GAIN/LOSS
514 .34-
520 .70-
11084 .80 .
115 .52-
15 .63-
21660-03045
435 .94- PAR VALUEi 45 .000 .00 SOLO 04-24-02 56 .700 00 57,135 .94 ACQUIRED 05-03-01
UNITED STATES iREAS BDS BDS 5 375% DUE 02-15-2031 RED
The Northern Trust Company 50 South LaSalle Sum. Chicago, IWnolt 6 675
(312) 630-6000
REi INVESTMENT MANAGEMENT ADVISORY MAYER 6 MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12.31-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS X9$1&
PAR VALUEi 10 .000 .00 SOLD 04-17-02 10,850 .78 10 .748 .44 ACQUIRED 03-26-02
PAR VALUEi 10,000 .00 SOLD 04-17-02 10,850 .78 10,748 .83 ACQUIRED 03-27-02
IIRUNITED STATES TREAS NTS Di0 00887 4 .62 5XDUE 05-15-2006 REG DO NOT USE SEE SEC 03995180
PAR VALUEi 65 .000 .00 SOLD 04-17-02 65,457 .03 67930 .08 ACQUIRED 11-02-01
FORD MTR CR CO GLOBAL LANDMARK SECS-GLOBLS 6 .875% DUE 02-01-20D6 BED
PAR VALUEi 10 .000 .00 SOLD 04-24-02 10,126 .80 10,343 .10 ACQUIRED 09-D6-O1
UNITED STATES TREAS BDS 8 .125% 8/15/2019 USO1000 8 .125% DUE OB-15-2019 REG
PAGE 22
ACCOUNT N0 . 2S-Oi3B0
EMPLOYER 1/D N0 . 36-6099675
GAIN/LOSS
102 .34
101 .95
2 .473 .05-
216 .30-
lJ
21661 .03045
`J
30 .38- PAR VALUEi 2 .060 .43 SOLD 04-25-02 2,068 .43 2 .098 .81 ACQUIRED 09-26-01
FNMA POOL 0 0629296 6 .5X DUE 02-01 .2012 REG
The Northern Trust Company SO South I .aSalle Street, Chicago, IWnoie 6 675
(312) 670.6000
REi INVESTMENT MANAGEMENT ADVISORY MAYER i MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUES 5,000 .00 SOLD 04-24-02 4,829 .10 5,010 .94 ACQUIRED 1D-16-DI
FNMA POOL p 545150 6 5X DUE 11-01-2016 REG
PAR VALUEi 1715 .71 SOLD 04-25 .02 1,715 .71 1,770 .26 ACQUIRED 10-19 .01
FNMA POOL p 535996 7 .5% DUE 06-01 .2031 REG
PAR VALUEi 2 .539 .55 SOLO 04-25-02 2,539 .55 2 .638 .35 ACQUIRED O1-SO-02
FNMA POOL A 588958 6 .5X DUE 06-01-2031 REG
PAR VALUES 1,150 .88 SOLD 04-25-02 1,150 .88 1,136 85 ACQUIRED 05-02-01
FNMA POOL 0 0609476 6 .5% DUE 30-01-2031 REG
PACE 23
ACCOUNT N0 . 2i-03580
EMPLOYER I/D N0 . 36-6099675
GAIN/LOSS
181 .84-
54 .55-
98 .80-
14 . 03
0
zissz-oao4s
RED INVESTMENT MANAGEMENT ADVISORY MAYER i MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
DATE SOLO/ SALES DESCRIPTION OF PROPERTY ACQUIRED PROCFFnR
PAR VALUES 307 .69 SOLD 04-25-02 307 .69 ACQUIRED 01-30-02
FNMA POOL 0 0628193 6 5% DUE 02-01-2032 REG
PAR YALUEi 70 .06 SOLD 04-25-D2 70 .06 ACQUIRED 01-09-02
FNMA POOL 0 545500 6 .5X DUE 03-01-2032 REG
70 .03
215 .30- ACQUIRED 10 .03-01
AMERICREDIT AUTOMOBILE flECEIVABLES TR 2001-D Ni CL A-4 4 .41X DUE 11-12-2008 BED
The Northern Trust Company 50 South LaSalle Street, Chicago, Illmoic 6 675
(712) 670-6000
COST BASIS
309 .85
PAR VALUES 1 .321 .28 SOLD 04-25-02 1,321 .28 1,327 .68 ACQUIRED 01-30-02
FNMA POOL 1t 254261 6 .5% DUE 04-01-2032 REG
PAR VALUES 128 .41 SOLD 04-25-02 128 .41 128 .32 ACQUIRED 03-13-02
BRITISH TELECOMMUNICATIONS P L C NT STEP UP DUE 12-15-2005 BED
PAR VALUEi 10,000 .00 SOLO 05-03-02 10 .641 .70 10,857 00
PAGE 24
ACCOUNT N0 . 23 .03380
EMPLOYER I/D NO 36-6099675
GAIN/LOSS
2 .16-
0 .03
6 .40-
0 .09
21663-03045
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUEi 10,000 .00 SOLD OS-07-02 10,017 .97 9 .998 .63 ACQUIRED 10-17-01
NEW ENGLAND TELEPHONE 6 TELEGRAPH CO ., FORTY YEAR, 7 .875% DEBENTURE DUE 11-15-2029rREGISTERED, ONE-TIME PUT PAYABLE 11-15-96 a PAR, LAST NOTF . 10-15
PAR VALUE : 20,000 .00 SOLO 05-07-02 20,701 .40 22,013 .00 ACQUIRED 12-14-01
SPRINT CAP CORP DEB 6 .9% DUE OS-O1-2019 BED
PAR VALUES 51000 .00 SOLO 05 .07-02 3,851 .05 4,689 .85 ACQUIRED 30-12-01
FNMA POOL 0 545500 6 .5X DUE 03-01-2012 REC
PAR VALUEi 54 .114 .92 SOLO 05-D9-D2 54,520 .78 54,377 .04 ACQUIRED 01-30-02
BRITISH TELECOMMUNICATIONS P L C NT STEP UP DUE 12-15-2005 BED
PAR VALUEi 10,000 . 00 SOLO 05-30-02 10 .689 .60 10,857 .00 ACQUIRED 30-OS-O1
AT&T WIRELESS SVCS INC NT 8 .125% DUE 05-01-2012 BED
167 .40-
The Northern Trust Company 50 South LaSelle Sveet, Chicago, IWnou 6D675
(312) 630-6000
RED INVESTMENT MANAGEMENT ADVISORY MAYER 6 MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
PAGE 25
ACCOUNT NO . 23-033!0
EMPLOYER I/0 N0 . 36-6099675
GAIN/LOSS
19 .34
1,i09 .60-
838 .80 "
143 .74
21664-03045
GAIN/LOSS
208 .25-
569 .55-
11 .15-
124 .90-
2i .44-
ACpUIRED 06 .28-01
UNITED STATES TREAS NTS DTD 10/31/1997 5 .75X DUE 10-31-2002 REG
PAR VALUES 5,000 .00 SOLD 05-14-02 5,088 .09 51099 .22 ACQUIRED 04-24-02
BRITISH TELECOMMUNICATIONS P L C NT STEP UP DUE 12-15-2005 BED
PAR YALUEi 5 .000 .00 SOLD 05-14-02 5 .303 60 5,428 .50 ACQUIRED 10-03-01
UNITED STATES TREAS NiS DiD 10/31/1997 5 75% DUE 30-31-2002 REG
PAR VALUES 10,000 .00 SOLD 05-15-02 10,175 .00 10,198 .44 ACQUIRED 04-24-02
FNMA 6 625X DUE 11-15-2010 REG
The Northern Trust Company 50 South LaSalle Street, CFucago, IWnoic 6 675
(312) 630fi000
RED INVESTMENT MANAGEMENT ADVISORY MAYER 8 MORRIS KAPLAN FOUNDATION
FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-D2
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACOIlIREO PROCEEDS DAM
PAR VALUEi 5,000 .00 SOLD D5-13-02 4,766 .75 4,975 .00 ACQUIRED 04-11-02
TIME WARNER INC 9 .15% DUE 02-01 .2023 REG
PAR VALUE, 5 .000 .00 SOLD 05-13-02 5 .215 .05 5,784 .60
PACE 26
ACCOUNT N0 . 23-03580
EMPLOYER I/D N0 . 36-6099675
u
21665-03045
77 .40- PAR VALUES 10,000 .00 SOLD 05-20-02 10,391 .70 10,471 .10 ACQUIRED 07 .18 .01
CONOCO FOG CO NT 5 .45% DUE 30-15-2006/10-11-2001 BEO
The Northern Trust Company 50 South LaSalle Street, Chicago . Illinois 6 675
(312) 630fi000
RE : INVESTMENT MANAGEMENT ADVISORY MAYER 8 MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
O1-D1-02 THROUGH 12-31-02
DATE SOLO/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUEi 5,000 .00 SOLD 05-15-02 5,298 .05 5,326 45 ACQUIRED 05-13-02
FHLMC NTS 4 .875X DUE 03-15-2007 BED
PAR VALUEi 5 .000 .00 SOLD 05-15-02 4 .977 .93 4,997 .75 ACQUIRED 04-24-02
FHLMC GOLD POOL G01186 7 5 02-01-2037
PAR VALUEi 2,302 .41 SOLD 05-15-02 2,302 .43 2 .380 .14 ACQUIRED 01-09-02
TOYOTA AUTO RECEIVABLES 2000-6 OWNER TR ASSET BACKED NT CL Ai 6 76% 011E 08-15-2004 BED
PAR VALUE : 1 .258 .35 SOLD 05-15-02 1,258 .35 1,287 .15 ACQUIRED 04-17 .02
CAPITAL ONE BK SR GLOBAL BK NT 8 .25X DUE 06-15-2005 BED
PAGE 27
ACCOUNT N0 . 23-03380
EMPLOYER I/0 N0 . 36-6099675
GAIN/LOSS
28 .40-
19 .82-
77 .71-
28 .80 "
21666-03045
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUES 10,000 .00 SOLD 05-21-02 10,121 .10 9,985 .60 ACQUIRED 10-03-01
PHILLIPS PETE CO NT 8 .5% DUE 05-25-2005 BED
PAR YALUEi 2,000 .00 SOLD 05-21-02 22 .180 40 22,292 .80 ACQUIRED 11-05-01
VALERO ENERGY CORP NEW VALERO NEW DEAL 30 YEAR 7 5% DUE 04-15-2032 BED
PAR VALUEi 51000 .00 SOLD 05-21-02 5 .055 .05 4,957 .00 ACQUIRED 04-30-02
FORD MTR CR CO FORD MOTOR CREDIT CO CPN 6 .5 MAT 1/25/07 6 .5% DUE 01-25-2007 BED
PAR YALUEi 10,000 .00 SOLD 05 .21 .02 10,092 40 9 .947 50 ACQUIRED 10-22-01
UNITED STATES TREAS NTS DTD 10/31/1997 5 75X DUE 30-31-2002 REG
PAR VALUES 10,000 .00 SOLD 05-22-02 10,166 .80 10,198 .44 ACQUIRED 04-24-02
USA INTERACTIVE CON STOCK
31 .64-
The Northern Trust Company 50 South LaSslle Street . Chicago, IWnou 6D675
(311) 630fi000
REi INVESTMENT MANAGEMENT ADVISORY MAYER 6 MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
PAGE 28
ACCOUNT N0 . 23-03380
EMPLOYER I/0 N0 . 36-6099675
GAIN/LOSS
135 .50
112 .40-
98 .0s
144 .90
21667-03045
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
UNITED STATES iREAS NTS DTO 08/16/1993 5 .75 :6 DUE 08-15-2003 REG
PAR VALUE : 15,000 .00 SOLO 07-12-02 15x624 .02 15567 .19 ACQUIRED 04-17-02
FHLMC GOLD POOL G01186 7 .5 02-01-2031
PAR VALUEi 1 .562 .03 SOLD 07-15-02 1,562 .03 1 .614 .75 ACQUIRED 01-09-02
TOYOTA AUTO RECEIVABLES 2000-8 OWNER TR ASSET BACKED NT CL A3 6 .76X DUE 08-15-2004 BED
PAGE 36
GAIN/LOSS
5 .106 .70-
56 .83
52 .72-
24 .54-
l I
21675-03045
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUEt 51000 .00 SOLD 07-16-02 51056 .84 5,099 .22 ACQUIRED 04-24-02
PAR VALUES 5,000 .00 SOLO 07-16 .02 5 .056 .83 5,065 .82 ACQUIRED 06-28-02
FORD MiR CR CO NT 5 .8% DUE 01-12-2009 BED
PAR VALUE : 10,000 .00 SOLD 07-16-02 9 .279 .90 9,291 .80 ACQUIRED 03 .07-02
DEERE i CO GLOBAL NT 6 .95% DUE 04-25-2014 BED
PAR VALUEi 5 .000 .00 SOLD 07 .17-02 5,408 .15 4,995 .05 ACQUIRED 04-10-02
GENERAL MiRS ACCEP CORP NT OTD 09/12/2001 6 .875% DUE 09-15-2011 BED
PAR VALUES 10 .000 .00 SOLO 07-17-02 9,794 .80 9 .969 .90 ACQUIRED 09-05-01
BRITISH TELECOMMUNICATIONS P L C NT 8 .875% DUE 12-15-2030 6E0
PAR VALUES 5,000 .00 SOLD 07-23-02 5,389 75 5,715 .60 ACQUIRED 12-13-01
FNMA POOL " 628881 6 .5X DUE 03-01-2032 REG
i25 .85-
The Northern Trust Comany 50 South LaSalle Street, Chicago, IWnoic 6F67 5
(712) 630-6000
RED INVESTMENT MANAGEMENT ADVISORY MAYER S MORRIS KAPLAN FOUNDATION
A
FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
PAGE 37
ACCOUNT N0 . 23-03380
EMPLOYER I/D N0 . 36-6099675
GAIN/LOSS
42 .38-
8 .99-
11 .90-
415 .]0
175 .10-
21676-OS045
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUEi 147,476 .03 SOLO 07 .24-02 151,992 .48 146,600 .39 ACQUIRED 04 .01-02
UNITED STATES TREAS NTS DTD 08/16/1993 5 75X DUE 08-15-2003 REG
PAR VALUEi 45,000 .00 SOLD 07-25-02 46,907 .21 46,701 .56 ACQUIRED 04-17-02
FNMA POOL 0 545350 6 .5% DUE 11-01-2016 REG
PAR VALUEi 1,398 .78 SOLD 07-25-02 1,398 .78 1,443 .26 ACQUIRED 10-19-D1
FNMA POOL 0 545500 6 SX DUE 03-01-2032 REG
PAR VALUE : 921 .22 SOLD 07 .25-02 921 .22 925 .68 ACQUIRED 01 .30-02
FNMA POOL A 628881 6 .5% DUE 03-01-2032 REG
PAR VALUES 2,081 .83 SOLD 07-25-02 2,081 .83 2,069 .47 ACQUIRED 04-01-02
FNMA POOL M 535996 7 5% DUE 06-01-2031 REG
12 .36
The Northern Trust Company 50 South LeSalle Street, Chicago, Illinois 6 675
(712) 630-6000
REi INVESTMENT MANAGEMENT ADVISORY MAVER 6 MORRIS KAPLAN FOUNDATION
Y
FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
PAGE 38
ACCOUNT N0 . 23-03380
EMPLOYER I/D H0 . 36-6099675
GAIN/LOSS
5,392 .09
205 .67
44 .48-
4 .46-
21677-03045
PAR VALUEi 5,000 .00 SOLD OB-O1-02 5,651 .60 5,573 .20 ACQUIRED 11-05-01
MORGAN STANLEY MORCAN STANLEY DEAN 7 .25% DUE 04-01-2032/04-Ui-2002 BED
80 .40
The Northern Trust Company 50 South LaSalle Street, Chicago, IWnou 6 675
(711) 630fi000
RE : INVESTMENT MANAGEMENT ADVISORY MAYER i MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12 .31-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS 9A$IS
PAR VALUE : 1,582 .81 SOLD 07-26-02 1 .582 .81 1,644 .39 ACQUIRED 01 .30-02
FNMA NT 5 .625% DUE 05-14-2004 BED
PAR VALUE : 5,000 .00 SOLD 07-30-02 5,266 .25 5,180 .76 ACQUIRED 03-08-02
GANNETT CO INC HT 6 .375% DUE 04-01-2012 BED
PAR VALUEi 5,000 .00 SOLD 08 .01-02 5,359 .70 4,977 .45 ACQUIRED 03-11-02
LB-UBS COML MTC TR 2D00-C3 COML MTG PASSTHRU CiF CL A-2 7 .95% DUE 05-15-2025 BED
PAR VALUES 25,000 .00 SOLD OB-O1-02 29,156 .25 27,545 .90 ACQUIRED 01-02-02
PAR VALUES 10,000 00 SOLD OB-O1-02 11,662 .50 11,004 .69 ACQUIRED O1-D2-02
PHILLIPS PETE CO NT 8 .5% DUE 05-25.2005 BED
PAGE 39
ACCOUNT N0 . 23-03380
EMPLOYER I/D N0 . 36-6099675
GAIN/LOSS
61 .58-
85 .49
382 .25
1 .610 .35
657 .81
The Northern Trust Company 21678-03045 so South LAs.ue Street . Chicago , nw,ois 60675
(312) 670-6000 PAGE
40
ACCOUNT N0 . 23-03380
RED INVESTMENT MANAGEMENT ADVISORY EMPLOYER I/D N0 . 36-6099675 MAYER i MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF CAWS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-O1-D2 THROUGH 12-51-02
DATE SOLO/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS 3AM GAIN/LOSS
PAR VALUEi 5,000 .00 SOLD OB-07-02 5,111 .10 4,995 .15 115 .95 ACQUIRED D3-27-D2
NEW ENGLAND TELEPHONE i TELEGRAPH CO . . FORTY YEAR, 7 .875% DEBENTURE DUE 11-15-2029,REGISTERED, ONE-TIME PUT PAYABLE 11-15-96 B PAR, LAST NOTF . 10-15
PAR VALUES 5,006 .00 SOLD DH-12-02 4,445 .35 5,503 .25 1 .057 .90 " ACQUIRED 12-14-01
FNMA DTD 10/25/2001 4 375% DUE 10-15-2006 REG
PAR VALUES 10,000 .00 SOLD OB-14-02 10,369 .80 9,705 .98 663 82 ACQUIRED D3-28-D2
PAR VALUEi 10,000 .00 SOLD DB-14-02 10,369 .80 10,080 .70 289 .10 ACQUIRED 07-09-02
FNMA POOL M 628881 6 .5X DUE 03-01-2052 REG
PAR VALUES 61 .744 92 SOLD OB-15-02 63 .577 .97 61,378 .31 2,199 .66 ACQUIRED 04-01-02
FHLMC GOLD POOL G01186 7 .5 D2-O1-2031
21679-03045
ACQUIRED 01-09-02
TOYOTA AUTO RECEIVABLES 2000-B OWNER TR ASSET BACKED NT CL A3 6 76X DUE 08-15-2004 BED
PAR VALUEi 1,197 .20 SOLD 08-15-02 1 .197 .20 1,224 .60 27 .40- ACQUIRED 04-17-02
MEADWESTVACO CORP 6 .85X DUE 04-01-2012 BED
PAR VALUEi 5,000 .00 SOLD OB-19-02 ACQUIRED 03-26-02
FORD MiR CR CO FORD MOTOR CREDIT CO CPN 6 .5 MAT 1/25/07 6 .5% DUE D1 .25-2007 BED
PAR VALl1Ei 10,000 .00 SOLD 08-20-02 ACQUIRED 10-22-01
FNMA POOL 0 545500 6 .5% DUE 03-01-2032 REC
PAR VALUES 1,453 .35 SOLO 08-26-02 ACQUIRED 01-30-02
FNMA POOL N 628881 6 .5X DUE 03-01-2032 REG
1,453 .35 1 .460 .39 T .04-
The Northern Trust Co many 50 South LaSml1e Street, Chicago, Illunol~ 6 675
(312) 630-6000
RED INVESTMENT MANAGEMENT ADVISORY MAYER 6 MORRIS KAPLAN FOUNDATION
A
FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACOUIREU PROCEEDS BASIS
PAR YALUEt 1 .891 .48 SOLD 00-15-02 1,893 .46 1 .957 .38
PAGE 41
ACCOUNT N0 . 23-OSS80
EMPLOYER I/D N0 . 36-6099675
GAIN/LOSS
63 .90-
5,227 .45 4,966 .90 260 .55
9,810 .80 9 .947 .50 136 .70-
21680-03045
REi INVESTMENT MANAGEMENT ADVISORY MAYER i MORRIS KAPLAN FOUNDATION
A
FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-31-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQUIRED PROCEEDS BASIS
PAR VALUES 442 .94 SOLO 08-26-02 442 .94 440 .31 ACQUIRED 04-01-02
FNMA POOL M 535996 7 .5X DUE 06-01-2031 REG
PAR VALUEi 1,635 .28 SOLD OB-27-02 1 .635 .28 1,698 .90 ACQUIRED 01-30-02
FNMA POOL 0 545150 6 .5X DUE 11-01-2016 REG
PAR VALUES 2,051 .54 SOLD OB-28-02 2 .051 .54 2,116 .77 ACQUIRED 30-19-D1
UNITED STATES TREAS NTS 6 .75% 15/5/2005 USD1000 6.75% DUE 05-15-2005 REG
PAR VALUEi 5,000 .0 SOLD 08-28 .02 5 .555 .08 5,417 .19 ACQUIRED 05-01-02
GRAND MET INVT CORP 7 .45% DUE 04 .15-2015 REG PUT
PAR VALUEi 5,000 .00 SOLD OB-28-02 5 .972 .95 5,440 .65 ACQUIRED 03-15-02
VALERO ENERGY CORP NEW VALERO NEW DEAL 30 YEAR 7 SX DUE 04-15-2032 BED
532 .30
The Northern Trust Company SO South LaSzOe Sveet, Chicago, IWnoic 6 675
(717) 670-6000 PAGE
42
ACCOUNT H0 . 23-03380
EMPLOYER I/0 N0 . 36 .6099675
GAIN/LOSS
2 .63
63 .62-
65 .2i-
117 .89
ACCOUNT NO 23-03380
RED INVESTMENT MANAGEMENT ADVISORY EMPLOYER I/0 N0 . 36 .6099675 MAYER 6 MORRIS KAPLAN FOUNDATION
" FEDERAL SCHEDULE OF GAINS AND LOSSES ACCOUNT TRANSACTIONS TAXABLE DURING THE PERIOD
01-01-02 THROUGH 12-i1-02
DATE SOLD/ SALES COST DESCRIPTION OF PROPERTY ACQj/1$ED PROCEEDS BASIS GAIN/LOSS
PAR VALUEi 5 .000 .00 SOLD 08-30-02 5 .181 .50 4,957 .00 224 .50 ACQUIRED 04-10-02
2002 Grants Report The Mayer Morris Kaplan Family Foundation
0
0
2002 Grants Report The Mayer Morris Kaplan Family Foundation
29 East Madison Street, Suite 1700 Chicago IL for general opera 1105 West Chicago Avenue ChIcago IL for general opera 400 North Michigan Avenue Chicago IL for two years ($5, 230 West Superior Street Chicago IL for general opera 1920 North Lincoln Avenue Chicago IL for general opera 500 N Dearborn St Suite 1028 Chicago IL for general opera 500 N Dearborn St Suite 1028 Chicaao IL for two tables at I
,()00
3121 W Byron Street 3121 W Byron Street
or Asia 600 South Michigan Avenue Inc 930 Miramonte Drive
1130 South Wabash, Suite clo Wieboldt Foundation 2035 West Wabansia
I Expen 1111 N Wells, Suite 300 c/o Union Park 270 Mohegan Avenue 5535 South Ellis Avenue
one .000 lEducation Now London
3
Dramatists Foundation for Educati Foundation for Women Human Rhythm Projec Humanities Festival
go Opera Theater go Public Art Group go Scores go Shakespeare Theatei go Sinfonietta go Symphony Orchestra go Symphony Orchestra Rite
House
Cleveland Elementary School Cleveland Elementary School Columbia College Chicago, Q Community Environmental Co Community Film Workshop Community Organizing Award Community TV Network Community Youth Creative Le Congo Square Theatre Compi Connecticut College Court Theatre Crossroads Fund
3035 N Hoyne, 2nd Floor 70 East Lake St 1259 South Wabash 1211 South Western Avenue BOO E Grand Ave 188 W. Randolph, Suite #1601 220 South Michigan Avenue 220 South Michigan Avenue P 0 Box 1448
10 16 West Argyle Street 2507 North Greenview Avenue
IL for general opera $5,000 jArls IL for general opera $7,500 Arts IL for general opera $10,000 Arts IL for the after-scho $5,000 Education IL for general opera $10,000 Arts IL for general opera $5,000 Arts IL for general opera $25,000 Arts IL Itoward the Capit $75,000 Arts Nly Ifor neneral supp $2,000 Family
]0 IL for the Cleveland $3,015 ]Education 30 IL for Harcourt read $9,922 lEducation 30 IL Ifor general opera $5,000 jArts Barbara CA Ifor neneral ODera 1 $2.500 Environment
10,000 1 Education
0
4
2002 Grants Report The Mayer Morris Kaplan Family Foundation
Dance Center of Columbia College 1306 South Michigan Ave Chicago IL for general opera $5,000 Automatic Grantee Daniel Murphy Scholarship Foundation 330 South Wells, Suite 910 Chicago IL for a three year g $20.000 Education Deborah's Place 2822 West Jackson Boulevard Chicago IL for general opera $1,000 Special Initiatives Deeply Rooted Productions 3712 North Broadway, #148 Chicago IL for general opera $1,000 Arts DePaul University 1 East Jackson Boulevard Chicago IL for general opera $5,000 Automatic Grantee DePaul University I East Jackson Boulevard Chicago IL for Kim Browns t $2,700 Education Developing Communities Project, Inc . 212 East 95th Street Chicago IL for community or $15,000 Community Organi Domestic Violence Solutions P 0 Box 1536 Santa Barbara CA for general opera $1,000 Family Donors Forum of Chicago 208 South LaSalle Street Chicago IL for FLAG funding $500 Special Initiatives Environmental Defense Center 906 Garden St Santa Barbara CA for general opera $1,000 Environment Ethiopian Community Association of Chlcag 4750 North Sheridan Chicago IL for general opera $10,000 Family Executive Service Corps 30 West Monroe Street Chicago IL for general opera $15,000 Special Initiatives Facing Hlstory and Ourselves 222 North LaSalle, Suite 1414 Chicago IL for general opera $5.G00 Education Family Focus 310 South Peoria Street Chicago IL for Family Focus $5,000 Family Family Matters 7731 N . Marshfield Ave Chicago IL for general opera $10,000 Family Famous Door Theatre Company P.0 Box 57029 Chicago IL for general opera $7,500 Arts Field Museum of Natural History Roosevelt Road at Lake Shore Dnv Chicago IL for general opera $5,000 Automatic Grantee FOCUS ON THE ARTS for a grantor gift $600 Arts Future Teachers of Chicago 513 West 72nd Street Chicago IL for general opera $15,000 Education Gads Hill Center 1919 West Cullerton Street Chicago IL for general opera $10,000 Family Garfeld Park Conservatory Ahlance 300 N Central Park Ave Chicago IL for general opera $10,000 Environment Geneva Foundation 3800 West Grand Avenue Chicago IL for general opera $10,000 Family Girt Scouts of Chicago 222 S Riverside Plaza, Suite 2120 Chicago IL for the Annual 20 $1,000 Special Initiatives Goodman Theatre 170 N Dearborn St Chicago IL for general opera $5 .000 Automatic Grantet Goodman Theatre 170 N Dearborn St Chicago IL for general supp $2,000 Arts Guild Complex 1212 N Ashland, Suite 210 Chicago IL Ifor general opera $7,500 Arts Harvard Business School Fund Soldiers Field Boston MA 1contribution $1,000 Education Harvard Business School Fund Soldiers Field Boston MA for financial aid $500 Education Harvard Business School Fund Soldiers Field Boston MA for general opera $500 Education Harwood Museum Alliance 4080 NDCBU/238 Ledoux Street Taos NM for general opera $500 Arts Hadwig Dances, Inc 2936 N Southport, Suite 21 0 Chicago IL for the Ravinia D $500 Arts Hedwig Dances, Inc 2936 N Southport, Suite 21 0 Chicago IL for general opera $7,500 Arts High Jump 59 W North Boulevard Chicago IL for general opera $15,000 Education Highland Park Community Foundation P 0 Box 398 1 Highland Park IL :~y E $5,000 ISpecial initiatives Hohland Park Communitv Foundatlon P 0 Box 398 IHiqhland Park ilL jlfoo-~r lt~Ze ~CEn
ury ff $5,000 ISpecial Initiatives
0
3130 Big Tree Lane 961 West Montana Sti 210 South Desplaines 1114W Grace Street
the .500
clo The Steens Family Foundation c/o The Steens Family Foundation 203 North Wabash Ave 36 E Wacker Drive P 0 Box 500 650 N Dearborn St, Suite 350 121 Steuart Street 618 South Michigan Avenue 618 South Michigan Avenue 618 South Michigan Avenue 302 Silver Avenue 1511 W. Berwyn Ave. 1200 South Lake Shore Drive 1707 North Halsted Street 1279 North Milwaukee, suite 250 P 0 Box 54 165 Green Bay Road P 0 Box 59133 456 Illinois Road 2156 W. Wellington 4753 North Broadway, Suite 602 820 Davis Street 6912 North Glenwood 2001 North Clark 3435 North Sheffield 3914 North Clark Street
0 ~ Initiatwes IL ror ine izu) annu a0i
IL for support of Da $11 IL for a two-year gr $~ IL for general opera $5 IL for general opera $~ IL for cieneral oDera §7
5
Hollywood YVilshire YMCA Holocaust Educational Foundation Horizons Community Services Horizons for Youth House of the Good Shepherd Howard Area Community Center Hubbard Street Dance Chicago Hyde Park Art Center I Have a Dream Foundation I Have a Dream Foundation
Jewish Community Federation a Jewish Council on Urban Affairs Jewish Council on Urban Affairs Jewish Council on Urban Affairs Jewish Home for the Aged Joel Hall Dancers & Center John G Shedd Aquarium Juvenile Protective Association Kaleidoscope, Inc Kids can make a difference Kohl Children's Museum Korean American Women In Nei La Casa Norte
)mmunity Cancer Project Research Foundation . Inc
Hall
2002 Grants Report The Mayer Morris Kaplan Family Foundation
IL for general opera $5,000 IL for tuition for Shr $2,500 IL for bill from IHAD $1,000 IL for general opera $1,000 IL for the I Oth Ann! $1,000 IN for the "On Your $1,000 IL for general opera $5,000 CA designated for th $100,000 IL for the endowme $1 .000 IL in support of Co $40,000 IL for the celabratio $5,000 CA for general opera $5,000 IL to support Chica $10,000 IL for general opera $5,000 IL for two years ($2 $25,000 IL for general opera $7,500 ME for general opera P .000 IL for general opera $2,500 IL for general opera , P.500
Tzedakah
Tzedakah
Initiatives
0
7,500 Arts $500 Arts 2,000 Arts 5,000 Automatic 1,000 Education
0 ~
Education
eles County Museum )gra Dance Theater ~gra Dance Theater Vra Dance Theater era of Chicago ough School Foundation ane League Thodos and Dancers
Millicent Rogers Museum Millicent Rogers Museum Moog Center for Deaf Education Mujeres Lathes En Accion Muntu Dance Theatre of Chicago Museum of Contemporary Art Museum of Contemporary Art Museum of Contemporary Art Museum of Science and Industry Music Theatre Workshop National Multiple Sclerosis Society Nature Conservancy Ten Sleep Preservi Natya Dance Theatre Near Northwest Neighborhood Network Neighborhood Writing Alliance Neopolitan Lighthouse Nepalese Youth Opportunity Foundation Newberry Library Noble Street Charter High School North Lawndale Colleqe Preparatory Scl
2002 Grants Report The Mayer Morris Kaplan Family Foundation
212 West Washington Blvd Suite Il Chicago IL Ifor general opera 212 West Washington Blvd Suite I Chicago IL for the Revinla D 212 West Washington Blvd, Suite I Chicago IL for general supp 20 North Wacker Drive Chicago IL for general opera 250 South Rossmore Ave Los Angeles CA for general opera 833 North Orleans Street Chicago IL for two years ($1 2905 South Leavitt Street Chicago IL for child care sch 1430 West George Street Chicago IL for general opera Dearborn Station Chicago IL Ifor general opera 14 East Jackson Boulevard Chicago IL for general opera NBC Tower, Suite 1400 Chicago IL for the Millenlurn P 0 Box A Taos NM for the"Tango VI P 0 Box A Taos NM for membership 12300 South Fo~j Drive St Louis MO for general supp 1823 West 17th Street Chicago IL for general opera 6800 South Wentworth Avenue Chicago IL for general opera 220 East Chicago Avenue Chicago IL for general opera 220 East Chicago Avenue Chicago IL for the evening ol 220 East Chicago Avenue Chicago IL Ifor the annual fur 57th Street and Lake Shore Drive Chicago IL for general opera 7359 North Greenview Ave Chicago IL for general opera 910 W VanBuren St . 4(h Ff . Chicago IL for general opera 1095B Road 56 Ten Sleep WY for general opera 954 W Washington, Unit #5N Chicago IL for the Ravinia D 2750 West North Avenue, Suite 210 Chicago IL for general opera 1313 East 60th Street Chicago IL for general opera P 0 Box 24709 Chicago IL for general opera 203 Valley Street Sausalito CA for general opera 60 West Walton Street Chicago IL for general opera 1010 Noble St Chicago IL for general opera 1616 South Soauldino Chjcaoo IL for 51h j)avment
6
Grantee
Education Special India Environment
anization of the NorthEast 1329 W Wilson Avenue Chicago IL for general opera $15,000 ice of Prevention Fund 122 South Michigan Avenue Chicago IL for general opera si5,000 (inson's Disease Foundation, Inc 710 West 168th Street New York NY for general opera $500 nership to Educate and Advance Kids 569 West Drversey Parkway, #353 Chicago IL for general opera F5.000 asus Players 1145 West Wilson Avenue Chicago IL for two-years gen -1-7, 0-00 brming Arts Chicago 410 South Michigan Avenue Chicago IL for general opera $500 5pectives Charter School 1915 South Federal ChIcaao IL for general opera V-0.000
rbara CA for general opera $1,000 IL for general opera $45,000 IL for general opera $20,000 IL for general opera $5.000 IL to support the Ap $10,000 IL for general opera $10,000 IL for a two-year gr $7,500
Park IL for the Annual Fu $5,000 Park IL for the Annual Fu $5,000 Park IL for the Beach Bo $500 Park IL for general opera $500
IL for the Redmoon $1 .000 IL for general opera $500 CO I for general opera $500 IL for general opera $7,500 IL for general opera $1,000 IL for the fund $1,000 IL for general opera '000 IL for n a ~pe 7 .500 CA for the EYES
I N $ E t' ' 'al K000
Prison Action Commil Pros Arts Studio Public Allies Rainbow HouseFA-rco Raven Theatre
Rivendell Theatre Ensemt Roadworks Productions Roberta Bachmann Lewis Rochelle Lee Fund-To-Ma
Education Education
2002 Grants Report The Mayer Morris Kaplan Family Foundation
thwestern University Athletic Department Evanston IL for the Wildcat lhwestem University School of Music 711 1 Elgin Road Evanston IL for support of U Lhwestern University Settlement 1400 Augusta Boulevard Chicago IL for general ope 'a Dame High School for Girls 3000 N. Michtgan Ave Chicago IL In honor of Dia Town School of Folk Music 4544 North Lincoln Avenue Chicago IL for general ope Ole Puppet and Dance Theater 1918 South Canalport, 1 F Chicago IL for general ope mrd Neighborhood House 600 North Leavitt Street Chicago IL for general ope inlands Project 25 E Washington St Chicago IL for Openlands
of Santa Barbara
astival Association irsery School Theater
1000 W 20th Place
400 Ins Lane 400 Ins Lane 400 Iris Lane 686 Red Oak Lane 2936 N. Southport Avenue 2936 N Southport Avenue P 0 Box 1340 1711 W Belle Plaine, #3B 1144 West Fulton Market, Suit(
Fund 203 North Wabash, Suite 1800 a ParHt 5153 North C111 r Street
331 East 71 st St.
Education Arts
Initiatives on Is
Initiatives
0 1
7
2002 Grants Report The Mayer Morris Kaplan Family Foundation
0
49
2002 Grants Report The Mayer Morris Kaplan Family Foundation
48
0
2002 Grants Report The Mayer Moms Kaplan Family Foundation
a
40
10
I Name of E Type or nnt ite by the
due date for filing your return See instructions
KAPLAN FOUNDATION 36-6099675 slreeL and ~ W WNW mmkoer It a P 0 box see osInictons
17 80 GREEN BAY ROAD, #20! Z;i~. tmn, ~ P..t ff.. For a foxmg. ddNxoW, ..
HIGHLAND PARK, IL 60035 Check type of return to be filed (file a separate application for each return)
H Form 990 Form 990 T (corporation) Form 990 131 H Form 990 T (Section 401 (a) or 408(a) trust) Form 4720
Form 5227 Form 6069 Form 990 EZ
Form 990 PF Form 990 T (trust other than above)
FIFZD501L 07/25,02
A e an Form8868 6piprication for Extension of Time tol Pec..b~ 2000) Exempt Organization Return NOW No 1545 1709
0., .rumem of 0. T,...q Internal R.~ ... File a separate application for each return 0 It you are filing for an Automatic 3-Month Extension, complete only Part I and check this box 0 It you are filing for an Additional (not automatic) 3-Month Extension, complete only Part 11 (on page 2 of this form) Note Do not complete Part# unlessyou have already been granted an automatic 3-mom* extension on a previously Ated Fonin 88M
VA Automatic 3-Month Extension of Time - Only submit original (no copies needeco Note . Form 990. rcorporafrons requesting an automatic 6-month extension - check this box and complete Part I only
All other corporations (including Form 990-C filers) must use Form 7004 to request an extension of time to file income tax returns Partnerships, REMICs and trusts must use Form 8735 to recuast an extension of time to file Farm 1065 1066 or 7047
It the organization does not have an office or place of business in the United States, check this box If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEM if this is for the whole group, check this box IN` 11 If it is for part of the group, check this box and atta& a list with the names and EINs of all members the extension will cover
I I request an automatic 3-month (6 month, for 990-T corporation) extension of time until 8/15 2o 03 to tile the exempt organization return for the organization named above The extension is for the organization s return for
calendar year 20 02 or tax year beginning 20 and ending .20
2 If this tax yew is for less tha~ Q months, check reason Initial reZinn 11 Final return Change in accounting period
3a If this appiicabon is for Form 990 BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits See instructions $ 3,000
b If this application is for Form 990 PF or 990 T . enter my refundable credits and estimated tax payments made Include any prior year overpayment allowed as a credit $ 2,000
PS e rapp c Balance Due Subtract line 3b from line I our
pa enl=s %,irn or, if required, deposit with FTD coupon or, if required, by using EFT le= Xede
ax P Sy ff~') See instructions $ 1,000 .
Signature and Verification untie, Naao. . of :W~, I d .1a,. that I hx~ . NxNmamad fts nihim, awkx1mg ac~panywj schx~la% and stauximmix, and W the feet of my 1NroNe%Ndge anid W1 .1 it M U%iai co~t and ,~p[.W, and 11,at I am .1fN.xd to pi". Dr. fonm
S,n .W,. BAA For Paperwork Reduction Act Notice, see instructform Form 8868 (12-2000)
