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CHAPTER 2 Free Energy of Pure Substances Why does a ball tumble down a slope? This question can be answered easily using the idea of ‘‘energy’’ and conservation of energy. Why does water become steam when it is heated? The ability to answer this question requires knowledge of another basic thermodynamic concept ‘‘entropy,’’ besides energy. For example, the stability of a water and steam system composed of an immense number of H 2 O molecules depends on not only the energy level of each molecule, but also the stability of H 2 O molecules as a group. This chapter describes the basics of energy and entropy, and ‘‘free energy’’ including both. 2.1 Energy Relating to Microstructure 2.1.1 Units of Energy There are various kinds of energies such as thermal energy, chemical reaction energy, electric energy, nuclear energy, and action energy of a living cell. However, it was confirmed by the experiments of James Pre- scott Joule in 1843 that these different energies can be exchanged with each other, and the first law of thermodynamics, which is the energy- conservation law, was founded. In the modern metric system, the SI unit of energy is appropriately the joule (J), and it has the following relation to other SI units: J energy joule ¼ N power newton m distance meter ¼ Kg mass m=s 2 acceleration m distance ¼ Pa pressure pascal m 3 volume ¼ Wb magnetic flux weber A current ampere ¼ V electric potential volt A current ampere s time second ¼ C charge coulomb V potential volt ðEq 2:1Þ Heat energy is expressed as the thermochemical calorie, which by definition is exactly 4.184 J. The calorie used is the field of nutrition (Calorie) is, in fact, a kilocalorie. A nutritional Calorie is 4184 J (Ref 1). © 2008 ASM International. All Rights Reserved. Thermodynamics of Microstructures (#05232G) www.asminternational.org
Transcript
Page 1: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

CHAPTER 2Free Energy of Pure

Substances

Why does a ball tumble down a slope? This question can be answered

easily using the idea of ‘‘energy’’ and conservation of energy. Why does

water become steam when it is heated? The ability to answer this

question requires knowledge of another basic thermodynamic concept

‘‘entropy,’’ besides energy. For example, the stability of a water and

steam system composed of an immense number of H2O molecules

depends on not only the energy level of each molecule, but also the

stability of H2O molecules as a group. This chapter describes the basics

of energy and entropy, and ‘‘free energy’’ including both.

2.1 Energy Relating to Microstructure

2.1.1 Units of Energy

There are various kinds of energies such as thermal energy, chemical

reaction energy, electric energy, nuclear energy, and action energy of a

living cell. However, it was confirmed by the experiments of James Pre-

scott Joule in 1843 that these different energies can be exchanged with

each other, and the first law of thermodynamics, which is the energy-

conservation law, was founded.

In the modern metric system, the SI unit of energy is appropriately the

joule (J), and it has the following relation to other SI units:

Jenergy

joule¼ N

power

newton� m

distance

meter¼ Kg

mass� m=s2acceleration

� mdistance ¼ Pa

pressure

pascal� m3

volume

¼ Wbmagnetic flux

weber� A

current

ampere¼ V

electric potential

volt� A

current

ampere� s

time

second¼ C

charge

coulomb� V

potential

volt

ðEq 2:1ÞHeat energy is expressed as the thermochemical calorie, which by

definition is exactly 4.184 J. The calorie used is the field of nutrition

(Calorie) is, in fact, a kilocalorie. A nutritional Calorie is 4184 J (Ref 1).

© 2008 ASM International. All Rights Reserved.Thermodynamics of Microstructures (#05232G) www.asminternational.org

Page 2: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

The concept of an energy field is useful to describe how the position of an

object dictates the energy ascribed to that object. In a gravitational field,

the kilogram force (kgf ) is the force applied over one meter to move the

kilogram object that meter. That energy 1 kgf � m equals 9.80665 J. By

definition, the Newton (N) equals 0.101972 kgf � and 1 N � m is 1 J.

Likewise in an electric field, a charge moving across a voltage requires

energy. A Coulomb (C) of charge moved one volt is a Joule. At the atomic

level, the electron volt is the amount of energy needed to move one elec-

tron through one volt, that is, increase its potential one volt. The charge on

the electron is 1.602 � 10�19 C, so 1 eV equals 1.602 � 10�19 J.

The energy per electron can be converted to the energy per quantity of

matter with the concept of the mole. A mole is the mass (in grams)

numerically equal to the molecular mass (weight) of a substance. It is

the amount of atoms in a system that contains as many elementary units

(Avogadro’s number, 6.02 � 1023) as there are atoms of carbon in

0.012 kg of the pure nuclide 12C. The elementary unit may be an atom,

molecule, ion, electron, photon, or specified group of such units (Ref 2).

In Fig. 2.1 the energy content of matter is expressed both as eV per

atom and kJ per mole. The conversion factor is

1 eV=atom ¼ 1:602� 10�19 C� � � V � 6:02� 1023=mol ¼ 96:48 kJ=mol

(Eq 2:2)

The comparison of various kinds of energies is shown in Fig. 2.1.

(Phase transformations)

(Fission)

Dislocation

VaporizationVacancy

Fusion

Allotropic transformation

Grain boundary

(Lattice defects)26protons+30neutrons

(Ionization)

(Chemical reaction)

Ene

rgy

per

mol

e

Ene

rgy

per

atom

(or

nuc

leon

)

Fig. 2.1 Comparison of energies concerning microstructures of a material (convertedinto values per atom for energies of dislocation and grain boundary) with

chemical energies

14 / Thermodynamics of Microstructures

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Page 3: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

[Exercise 2.1] The energy required for severe plastic deformation of

pure iron pieces (about 8 kJ/mol) is mostly consumed as thermal

energy (about 95%), and only about 5% of the energy (about

400 J/mol) is stored in the pieces as lattice defects. The breakdown is

presumed to be (i) about 75% to multiplied dislocation (DEd,), (ii)

about 10% to excess vacancy (DEv,), and (iii) the remainder of about

15% to strain energy. Solve for the density of dislocation (rd), and den-

sity of vacancy (rv), formed by severe plastic deformation, assuming

the energy of dislocation per line of unit length* to be Ded ¼ 5 �10�9 J/m, and the energy of vacancy formation to be Dev ¼ 1.5 eV.

(See Exercise 2.9 for the formation energy and the equilibrium concen-

tration of vacancies.)

[Answer] The total energy of multiplied dislocation is DEd ¼ 400 �0.75 J/mol ¼ 300 J/mol.

The density rd can be obtained by dividing this energy by the molar

volume of pure iron V (7 � 10�6 m3/mol) to convert it into the energy

per unit volume, and dividing it again by the energy of dislocation line

per unit length Ded (5 � 10�9 J/m).

rd ¼DEd

V � Ded ¼300 J=mol

7 � 10�6 m3=mol � 5� 10�9 J=m¼ 9 � 1015=m2

This value is close to the limiting value of the dislocation density in a

metal (1016/m2).

Next, the total energy of vacancy is DEv ¼ 40 J/mol. Because the

energy per vacancy is Dev ¼ 1.5 eV � 9.648 � 104 J � atom/mol

according to Eq 2.2, the density is

rv ¼DEv

Dev¼ 40 J=mol

1:5 � 9:648 � 104 J � atom=mol¼ 3� 10�4=atom

This value is about three times as much as the equilibrium density

(�10�4) at the temperature just below the melting point.

*The elastic strain energy of a dislocation per unit length can be approxi-

mated by Eb2/2(1 þ n), where E denotes Young’s modulus, n denotes

Poisson ratio, and b is Burgers vector. It can be estimated that Ded �5 � 10�9 J/m because E ¼ 200 � 109 Pa, n � 0.28, b ¼ 2.5 � 10�10 m

for body-centered cubic (bcc) Fe. The value can be converted into the

dislocation energy per atom length (7.7 eV) if it is multiplied by one

interatomic distance 2.5 � 10�10 m. The dislocation energy shown in

Fig. 2.1 is the converted value.

Chapter 2: Free Energy of Pure Substances / 15

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Page 4: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

2.1.2 Energy of Atoms and Molecules and MacroscopicEnergy (Ref 3,4)

Internal Energy of Gas Molecules. The total of kinetic energy of

atoms or molecules that compose a material and potential energy such as

the binding energy between atoms is called internal energy (U). A physi-

cist, D. Bernoulli, in 1738 in Switzerland related pressure of the gas and

internal energy of the gas molecule and opened the way to ‘‘the kinetic

theory of gases’’ by James Clark Maxwell after about 100 years.

[Exercise 2.2] Show that the internal energy of monatomic ideal gas

can be expressed as Bernoulli’s equation:*

Ugas ¼ (3=2)PV ¼ (3=2)RT (Eq 2:3)

where P, V, and T are the system parameters (pressure, volume, and tem-

perature) and R is the universal gas constant.

[Answer] If a monatomic gas is considered a group of point particles,

each with mass (m) flying about in a disorderly manner, the internal

energy per mole is the total kinetic energy of these particles, and it can

be approximated by

Ugas ¼ (1=2) m(�v)2 � N0 (Eq 2:4)

Here, (�v)2 is the mean (average) velocity of particles squared. N0 is

Avogadro’s constant.

As shown in Fig. 2.2(a), notice one of N0 particles (the black point)

enclosed in a piston of height h, cross section A, and volume, V ¼ Ah.Let the velocity components in the directions X-Y-Z be vX vY vZ(m/s). The frequency at which particles collide with the ceiling side of

the piston at the unit time is vZ/2h. The change in the momentum per

collision is 2mvz. Therefore, the change of the momentum per unit time

is 2mvz � vz=2h ¼ mv2z=h kg � m=s2ð Þ.

*Equation 2.3 is applicable to the case of monatomic molecules (inert gases

such as He, Ar, or metallic gases of Fe, Cu, and so on), and its general for-

mula can be expressed as follows because energies of atomic vibration and

rotation in molecules are to be added in cases of gases of polyatomic mole-

cules (H2, H2O, and so on) that have more than two atoms bound together.

Ugas ¼ ( f=2)PV ¼ ( f=2)RT (Eq 2:3a)

Here, f is the degrees of freedom of motion in a molecule, f � 5 in case

of diatomic molecules such as H2, and f ¼ 6 to 13 in cases of triatomic

molecules such as H2O.

16 / Thermodynamics of Microstructures

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Page 5: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

Because the force (N) ¼ the momentum change per unit time

(kg � m/s2) according to particle dynamics, the pressure (P) by collision

of N0 molecules (the force per unit area) can be expressed by

P ¼ mXN0

1

v2z=Ah

P ¼ m � N0�v2

3VN=m2 ¼ Pa� �

(Eq 2:5)

Here, it is assumed that

XN0

1

v2z ¼XN0

1

v2x ¼XN0

1

v2y ¼N0

3�v2

by isotropy at the speed.

(a) Constant temperature constant pressure (b) Heating at constant pressure (c) Heating at constant volume

(Heat energy)(Heat energy)

Fig. 2.2 The internal energy (DU) of monatomic ideal gases. (a) Gas at constant tempera-ture (T) and pressure (P). The change in energy (Q) and temperature according to

heating at (b) constant pressure and (c) constant volume.

Single crystal PolycrystalNucleus of solidification Dendrite

Supercooled liquid phase

(a) Enthalpy according to grain-boundary tension (b) Enthalpy according to interface tension

Fig. 2.3 Enthalpy according to grain-boundary or interface tension, peculiar tomicrostructures.

Chapter 2: Free Energy of Pure Substances / 17

© 2008 ASM International. All Rights Reserved.Thermodynamics of Microstructures (#05232G) www.asminternational.org

Page 6: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

From Eq 2.4 and 2.5, the relation of P ¼ 2/3 Ugas/V can be obtained,

and if the ideal gas equation PV ¼ RT is used, Bernoulli’s equation in

question can be obtained.

Because m � N0 ¼ M corresponds to molecular weight, the following

relation is obtained by Eq 2.3 and 2.4:

�v2 ¼ 2Ugas=M ¼ 3RT=M (Eq 2:6)

The mean square velocity of ideal gas molecules is understood to be pro-

portional to the absolute temperature T.Enthalpy of Gas Molecules. The energy H that is the combination of

PV and internal energy U is called an enthalpy.*

H ¼ U þ PV (Eq 2:7)

The following exercise using the ideal gas helps explain the meaning of

this energy.

[Exercise 2.3] Investigate the energy balance when the ideal gas is

heated on the condition of (i) constant pressure (DP ¼ 0) and (ii)

constant volume (DV ¼ 0), and compare the increases in temperature.

[Answer] (i) Because not only the internal energy of gas molecules

increases from U to U þ DU but also the volume expands from V to

V þ DV, the energy balance can be expressed at constant pressure:

Heat

quantity

from

outside

DQ ¼

Change

of

internal

energy

DU þ

Work

to

outside

P � DV ¼

Change

of

enthalpy

DH (Eq 2:8)

Therefore, the energy-conservation law at constant pressure holds with

regard to H (Fig. 2.2b).

(ii) On the other hand, because the work to outside is P � DV¼ 0 when it

is heated without changing the volume, all of the energy by heating is con-

verted into internal energy as in the following equation at constant volume:

*The term PV in Eq (2.7) often plays the leading part in thermodynamics

of microstructures. For example, a polycrystalline material of mean grain

radius �R has an excessive enthalpy DH ¼ 2sV/ �R by internal pressure

DP ¼ 2s/ �R according to grain-boundary tension s to a single crystal

(Fig. 2.3a). Crystal nuclei formed in a liquid phase (radius �r) and apexes ofcrystals (radius of curvature �r) also have an excessive enthalpy DH ¼2sV/�r according to interface tension s (Fig. 2.3 b). As a result, grain growth

occurs in (a), and supercooling can be observed in (b). See Sections 5.2

‘‘Gibbs-Thomson Effect’’ and 8.1 ‘‘Basic Subjects of Nucleation’’ for

details.

18 / Thermodynamics of Microstructures

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Page 7: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

Heat

quantity

from

outside

DQ ¼

Change of

internal

energy

DU (Eq 2:9)

Therefore, the energy-conservation law at constant volume holds with

regard to U (Fig. 2.2c).

When Eq 2.8 and 2.9 are applied to Bernoulli’s equation (Eq 2.3) of

monatomic ideal gas, the rise in temperature DT by heating can be obtained:

(i) at constant pressure: DQ ¼ DH ¼ (5=2)R � DT (Eq 2:8a)

(ii) at constant volume: DQ ¼ DU ¼ (3=2)R � DT0 (Eq 2:9a)

Therefore, DT ’ ¼ (5/3)DT and the rise in temperature at constant volume

is larger.

2.1.3 Heat Capacity and Enthalpy of Transformation (Ref 5)

Heat Capacity at Constant Volume and Constant Pressure.The heat quantity (per mole) that is required to raise the temperature

of a substance by 1 K is called the heat capacity. However, it is also

called specific heat (per unit mass) or molar heat in physics.

There are two kinds of heat capacity:

Heat capacity at constant volume: CV ¼ DQDT

� �V

¼ @U

@T

� �V

(Eq 2:10)

Heat capacity at constant pressure: CP ¼ DQDT

� �P

¼ @H

@T

� �P

(Eq 2:11)

When these equations are integrated, one can obtain the equations to

calculate U and H from the values of CV and CP respectively:

Internal energy: U ¼ U0 þðT0

CVdT (Eq 2:12)

Enthalpy: H ¼ H0 þðT0

CPdT (Eq 2:13)

Here U0 and H0 are values at T ¼ 0 K.

Because the value of CP under ordinary pressure has been measured

precisely for years and an enormous store of data has accumulated, the

value of H at each temperature can be obtained by Eq 2.13. On the other

Chapter 2: Free Energy of Pure Substances / 19

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Page 8: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

hand, because the analysis on the thermal vibration energy of a crystal is

carried out on condition that interatomic distance is constant as described

in Section 2.3, the obtained theoretical value is CV. CP and CV are

converted mutually by*

CP � CV ¼ @U

@V

� �T

þP

� �� @V

@T

� �P

¼ a2Vb

� �T (Eq 2:14)

Here, a ¼ (@V=@T)P=V is the volumetric thermal expansion coefficient

and b ¼ �(@V=@T)T=V is the isothermal compressibility.

[Exercise 2.4] Show that the following relation of J.R. Mayer (1842)

is valid between CP and CV for the ideal gas.

CP ¼ CV þ R (Eq 2:19)

[Answer] From the ideal gas equation PV ¼ RT, the volumetric ther-

mal expansion coefficient a and the isotropic compressibility b of the

ideal gas are

*Equation 2.14 can be derived; at first, from Eq 2.11:

CP ¼ (@H=@T)P ¼ (@U=@T)P þ P(@V=@T)P (Eq 2:15)

If U is regarded as a function of V and T,

(@U=@T)P ¼ (@U=@V)T � (@V=@T)P þ (@U=@T)V¼ (@U=@V)T � (@V=@T)P þ CV (Eq 2:16)

The first part of Eq 2.14 can be obtained by rearranging Eq 2.15 and

2.16.

Next, if the relation between entropy S and internal energy U (to be

described later) DU ¼ T � DS � P � DV and one of Maxwell relations

(@S/@V)T ¼ (@P/@T)V are used:

(@U=@V)T þ P ¼ T(@S=@V)T ¼ T(@P=@T)V (Eq 2:17)

Because (@V/@T)P dT þ (@V/@P)T dP ¼ 0 at constant volume (DV ¼ 0),

(@P=@T)V ¼ �(@V=@T)P=(@V=@P)T ¼ a=b (Eq 2:18)

Rearranging Eq 2.17 and 2.18, the second part of Eq 2.14 can be

obtained.

20 / Thermodynamics of Microstructures

© 2008 ASM International. All Rights Reserved.Thermodynamics of Microstructures (#05232G) www.asminternational.org

Page 9: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

a ¼ 1

V

@V

@T

� �P

¼ 1

T

b ¼ � 1

V

@V

@P

� �T

¼ 1

P

When these are substituted into Eq 2.14, Mayer’s equation can be

obtained:

CP � CV ¼ a2Vb

� �� T ¼ PV

T¼ R

Because the heat capacity at constant volume of the ideal gas is

CV ¼ ( f/2) R according to Eq 2.3a, the difference (R) between CP and

CV is quite large. However, in case of a solid, because CV � 3R as men-

tioned in Section 2.3 but a2V/b � 10�3 J/K�2 � mol in Eq 2.14, the

difference between CP and CV is only about 10% even at temperatures

near the melting point.

Enthalpy of Transformation. When a substance is heated or cooled,

transformations such as fusion, solidification, evaporation, or condensa-

tion will occur, and absorption or emission of a specific heat quantity

can be observed. This heat quantity was called ‘‘latent heat’’ in the past.

However, because latent heat is the change of enthalpy in accordance

with phase transformation as described, it has recently been called the

enthalpy of melting, the enthalpy of evaporation, or the enthalpy of

transformation as a generic name.

[Exercise 2.5] The enthalpy of boiling for H2O is DHb ¼ 40.7 kJ/mol,

and the enthalpy of melting is DHm ¼ 6.0 kJ/mol. Investigate the compo-

nents of these heat quantities.

[Answer] First, the enthalpy change in accordance with the phase

transformation from water to water vapor can be classified as (i) the

energy required to cut the mutual bindings of H2O molecules and to

change them into vapor molecules DUb and (ii) the energy required for

the expansion of volume P � DV. Because DV(water ! vapor) � Vvapor,

the value for (ii) can be estimated:

P � DV � P � Vvapor � R � Tb � 3:1 kJ=mol

Therefore, most (about 90%) ofDHb of boiling enthalpy is consumed by the

internal energy change DUb to cut the intermolecular bindings of H2O.

DHb(water ! vapor, 40:7 kJ=mol) ¼ DUb(37:6 kJ=mol)

þ P � DV(3:1 kJ=mol)

Chapter 2: Free Energy of Pure Substances / 21

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Page 10: Free Energy of Pure Substances - asminternational.org · 2.1.2 Energy of Atoms and ... can be expressed as Bernoulli’s equation:* Ugas ¼ (3=2)PV ¼ (3 ... The following exercise

Next, the volume change is DV (ice ! water) < 0 in the case of phase

transformation from ice to water. However, because P � DV¼�0.17 J/mol

and it is very small, the enthalpy of melting DHm is approximately equal to

the change of internal energy DUm.

DHm(ice ! water, 6:0 kJ=mol) � DUm

As is generally known, the heat capacity of water is CP (water) ¼1

cal/g � K ¼ 75.3 J/K mol. This value is about twice as large as the heat

capacity of ice as shown in Fig. 2.4(b), and it is remarkably large com-

pared to the values of heat capacity for ordinary liquids (0.9 to 1.2 times

that of solids). The cause of this anomaly is thought to be the hydrogen

bonds between H2O molecules.

The enthalpy of melting and the enthalpy of evaporation of a metal is

in general approximately proportional to the melting point Tm and the

boiling point Tb and the following general rules for them are:

R.E. Richards’ rule (1897) for enthalpy of melting:

DHm � RTm (Eq 2:20)

F.T. Trouton’s rule (1884) for enthalpy of boiling:

DHb � 92Tb (Eq 2:21)

Here, the coefficient R in the Richards rule is the gas constant

(8.314 J/K � mol).

According to Eq 2.22 in the next section, the ratio of the enthalpy

change DH and the temperature T corresponds to the change of

‘‘entropy’’ DS. Therefore, Eq 2.20 and Eq 2.21 can be expressed as

Ent

halp

y

Temperature Temperature

Hea

t cap

acity

water vapor water

water

ice

ice water vapor

(a) (b)

Fig. 2.4 (a) Enthalpy (DH) at ordinary pressure and (b) heat capacity at constant pressure ofH

2O. The heat capacity of water is abnormally large. In case of mercury, for

instance, CP is 27.7 J/K mol.

22 / Thermodynamics of Microstructures

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