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FREE NISM MOCK TESTFor NISM Series VI: Depository Operations Certification Examination

Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR +55 32 3836 55 55 +55 32 9685 55 55||www.default.com LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________NISM Series VI: Depository Operations Certification Examination FREE MOCK TESTThe examination seeks to create a common minimum knowledge benchmark for associated persons engaged or employed by a registered depository participant in (a) dealing or interacting with clients, (b) dealing with securities of clients, (c) handling redressal of investor grievances, (d) internal control or risk management, (e) activities having a bearing on operational risk, or (f) maintenance of books and records pertaining to the above activities.

The certification aims to enhance the quality of services as rendered by the Depository Participants.

Assessment StructureThe examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 60%. There shall be negative marking of 25% of the marks assigned to a question.

NISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q1. In stock lending/ borrowing process, what is the transaction fee charged by NSDL to lender's DP for moving securities from lender's account to Authorised Intermediary (AI)'s account?

0.05% OF THE VALUE OF SECURITIES LENT BY LENDER TO INTERMEDIARY0.01% OF THE VALUE OF SECURITIES LENT BY LENDER TO INTERMEDIARYRS. 25/- PER TRANSACTIONNO CHARGESNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q2. A DP who is a _____ should provide to NSDL and SEBI, any details regarding any suspension or termination or defaults or any disputes in relation to its dealing with the clearing corporation within 2 working days

CLEARING CORPORATIONSUB- BROKERCLEARING MEMBER OF A CLEARING CORPORATIONBANKER OF A CLEARING CORPORATIONNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q3. The account opening form should be signed by ______ in case of minor.THE GUARDIANTHE MINORBOTH OF THE ABOVENONE OF THE ABOVENISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q4. The pay-in and pay out dates for the settlement calendar is declared

BY SEBIBY NSDLAS PER THE SECURITIES CONTRACT REGULATION ACT, L957BY THE RESPECTIVE STOCK EXCHANGESNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q5. The 'statement of account' forwarded to an account holder shows

DETAILS AS AGREED BETWEEN THE ACCOUNT HOLDER AND NSDLDETAILS AS AGREED BETWEEN THE ACCOUNT HOLDER AND THE DPTHE BALANCE OF SECURITIES LYING TO THE CREDIT OF THE ACCOUNT HOLDER AS ON THE LAST DAY AND ALSO THE TRANSACTIONS, IF ANY, DONE DURING THE PERIOD FOR WHICH THE STATEMENT IS ISSUEDONLY THE BALANCE OF SECURITIES LYING TO THE CREDIT OF THE ACCOUNT HOLDER AS ON THE LAST DAY OF THE PERIOD FOR WHICH THE STATEMENT IS ISSUEDNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q6. In the context of dividend distribution,what is the full form of ECS?

EXTENDED CLEARING SYSTEMEXTENDED CREDIT SYSTEMELECTRONIC CREDIT SYSTEMELECTRONIC CLEARING SYSTEMNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q7. Is it mandatory for Banks,Financial Institutions,Primary Dealers and Satellite Dealers to subscribe to Commercial Paper (CPs) in Demat form only?

NO, IT IS NOT MANDATORY. CP'S CAN BE HELD IN PHYSICAL FORM WITH SEBI APPROVALNO, IT IS NOT MANDATORY. CP'S CAN BE HELD IN PHYSICAL FORM WITH RBI APPROVALYES, IT IS MANDATORYNO,IT IS NOT MANDATORY. CP'S CAN BE HELD IN PHYSICAL FORM WITH NSDL APPROVALNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q8. The interest payable on securities lent is ____

AS PER THE AGREEMENT BETWEEN THE LENDER, INTERMEDIARY AND NSDLAS PER THE AGREEMENT BETWEEN THE DP AND THE LENDERAS PER THE AGREEMENT BETWEEN THE LENDER AND THE INTERMEDIARYAS PER THE AGREEMENT BETWEEN THE LENDER AND NSDLNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q9. In case of pledged balance in demat form, the corporate benefits will flow to the

PLEDGEEPLEDGORPLEDGOR/ PLEDGEE AT THE DISCRETION OF THE PARTIES CONCERNEDPLEDGOR/ PLEDGEE AT THE DISCRETION OF THE ISSUING CONISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Q10. Which of the following Government Securities are available for demat and transfer?

ALL SECURITIES ISSUED BY THE CENTRAL AND STATE GOVERNMENTS. DP HAS TO MERELY WRITE TO NSDL G-SEC CELL AND COMPLETE SOME FORMALITIES TO ACTIVATE THE NEW SECURITY IN THE DEPOSITORY SYSTEMONLY SECURITIES ISSUED BY THE CENTRAL AND STATE GOVERNMENTS AFTER APRIL1987ONLY SECURITIES ISSUED BY THE CENTRAL GOVERNMENTONLY SECURITIES ISSUED BY THE STATE GOVERNMENTSNISM Series VI: Depository Operations Certification Examination FREE MOCK TESTNISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________For more such questions visit www.prepcafe.inFeaturesNo registration requiredUnlimited FREE accessReal testing environmentMultiple mock testsExtensive study materialsDiscussion forumReward point system available

NISM Certification ExaminationsFree Study Materials and Free Mocks Tests available at www.prepcafe.in LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________Thank YouFor more, visit www.PrepCafe.in

+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________ LOGO AREA+55 32 3836 55 55 +55 32 9685 55 55Default address Avenue, 4214, Postal code 80.250-210 / Curitiba PR BR www.default.com_____________________________________________________