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From: [email protected] To: Sanchez, Carlos Cc: Meyer, John ; Miller, Garyg ; Satya Dwivedula ; Craig Watts Subject: Re: National Remedy Review Board Date: Wednesday, June 22, 2016 5:33:50 PM Attachments: Attachment 1.pdf Attachment 2.pdf Attachment 3.pdf Sensitivity: Confidential Good Evening Carlos, Texas Surface Water Quality Standards (TSWQS) are ARARs, as in the case of Star Lake Canal and Patrick Bayou sites. Regarding the maximum allowable dioxin levels in the sediment that would be protective of the TSWQS, we do not have any calculated levels. While researching for an answer, we came across the following information that you might find useful; you probably have this already. 1. Sediment levels protective of human health from consumption of fish or crab (see Attachment 1): Even though these levels are not for the protection of surface water quality criteria, you might find them useful if the selected remedy involves dredging of the sediment. 2. A reference to a pilot study in the Lower Passaic River dredging project in 2005 (see Attachment 2): This was cited in the draft final interim FS, March 2014 (draft FS), and involved dredging of 4,000 cubic yards of sediment impacted with dioxins. It is worth looking into it to see if they calculated the allowable dioxin level in the sediment. If it was calculated, the methodology used for the calculation and the post-dredging data might be useful to you. 3. Model Simulations for Remedial Alternative 6N (see Attachment 3): These simulations were provided in Appendix A of the draft FS. We understand that you contacted the Army Corps of Engineers for information on maximum allowable dioxin levels. The Army Corps might be able to validate and use the simulations data in the draft FS and derive the allowable levels. Please let me know if you have questions. Thanks, Monica ---------------------------------------------------------------- From: Sanchez, Carlos [mailto:[email protected] ] Sent: Tuesday, June 21, 2016 8:53 AM To: Monica Harris <[email protected] > Cc: Meyer, John <[email protected] >; Miller, Garyg <[email protected] >; Satya Dwivedula <[email protected] >; Craig Watts <[email protected] > Subject: RE: National Remedy Review Board Good Morning Monica, We are trying to get clarification on ARARs for the San Jacinto Site. One that was mentioned was the Surface Water Standard for dioxin. Is this an ARAR? If it is, could you let us know what the dioxin level in the sediment would equate to a safe Surface Water Standard. Thanks for your help. CAS From: Monica Harris [mailto:[email protected] ] Sent: Friday, May 20, 2016 1:06 PM To: Sanchez, Carlos Cc: Meyer, John; Miller, Garyg; Satya Dwivedula; Craig Watts Subject: RE: National Remedy Review Board 069857
Transcript
Page 1: From: monica.harris@tceq.texas.gov Sanchez, Carlos Meyer, … · 2020-01-28 · Port of Houston Authority Sediment Sampling Requirements One sediment core should be taken for approximately

From: [email protected]: Sanchez, CarlosCc: Meyer, John; Miller, Garyg; Satya Dwivedula; Craig WattsSubject: Re: National Remedy Review BoardDate: Wednesday, June 22, 2016 5:33:50 PMAttachments: Attachment 1.pdf

Attachment 2.pdfAttachment 3.pdf

Sensitivity: Confidential

Good Evening Carlos,Texas Surface Water Quality Standards (TSWQS) are ARARs, as in the case of Star Lake Canal andPatrick Bayou sites. Regarding the maximum allowable dioxin levels in the sediment that would beprotective of the TSWQS, we do not have any calculated levels. While researching for an answer, wecame across the following information that you might find useful; you probably have this already.

1. Sediment levels protective of human health from consumption of fish or crab (see Attachment1): Even though these levels are not for the protection of surface water quality criteria, youmight find them useful if the selected remedy involves dredging of the sediment.

2. A reference to a pilot study in the Lower Passaic River dredging project in 2005 (seeAttachment 2): This was cited in the draft final interim FS, March 2014 (draft FS), and involveddredging of 4,000 cubic yards of sediment impacted with dioxins. It is worth looking into it tosee if they calculated the allowable dioxin level in the sediment. If it was calculated, themethodology used for the calculation and the post-dredging data might be useful to you.

3. Model Simulations for Remedial Alternative 6N (see Attachment 3): These simulations wereprovided in Appendix A of the draft FS. We understand that you contacted the Army Corps ofEngineers for information on maximum allowable dioxin levels. The Army Corps might be ableto validate and use the simulations data in the draft FS and derive the allowable levels.

Please let me know if you have questions.Thanks,Monica----------------------------------------------------------------

From: Sanchez, Carlos [mailto:[email protected]] Sent: Tuesday, June 21, 2016 8:53 AMTo: Monica Harris <[email protected]>Cc: Meyer, John <[email protected]>; Miller, Garyg <[email protected]>; Satya Dwivedula<[email protected]>; Craig Watts <[email protected]>Subject: RE: National Remedy Review BoardGood Morning Monica,We are trying to get clarification on ARARs for the San Jacinto Site. One that was mentioned was theSurface Water Standard for dioxin. Is this an ARAR?If it is, could you let us know what the dioxin level in the sediment would equate to a safe SurfaceWater Standard. Thanks for your help. CAS

From: Monica Harris [mailto:[email protected]] Sent: Friday, May 20, 2016 1:06 PMTo: Sanchez, CarlosCc: Meyer, John; Miller, Garyg; Satya Dwivedula; Craig WattsSubject: RE: National Remedy Review Board

069857

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Hi Carlos,Thanks for the update, and we will keep it to ourselves!

From: Sanchez, Carlos [mailto:[email protected]] Sent: Friday, May 20, 2016 12:57 PMTo: Monica HarrisCc: Meyer, John; Miller, Garyg; Satya DwivedulaSubject: National Remedy Review BoardHi Monica,We are on track to have the Board package ready by Monday.The Package can not be release to anyone other than the state (TCEQ).We can not release it to other agencies or stakeholders, not even Harris County, or the generalpublic. CASCarlos A. SanchezChief, Superfund AR/TX [email protected]

069858

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UNITED STATES ENVIRONMENTAL PROTECTION AGENCY Region 6

1445 Ross Avenue, Suite 1200 Dallas, TX 75202-2733

MEMORANDUM

SUBJECT: Rationale for selected US ACE Dredging Permit Conditions

Philip K. Turner, Ph.D. ~~.I,_ a!~ FROM: Life Scientist/Risk Assessot'tifl E'pA (6SF-TR)

Jon Rauscher, Ph.D. ~ ~ Senior Risk Assessor, dSEPA (6SF-T)

TO: Stephen Tzhone Remedial Project Manager, US EPA

DATE: November 02, 2009

This memorandum provides U.S. Environmental Protection Agency (EPA) rationale for certain conditions being requested on US Army Corp of Engineer (USACE) dredging permits near the San Jacinto River Waste Pits Superfund site. Justification is being provided for:

1. Required sediment sample number and distribution

One sediment composite core sample is required per each 5,000 cubic yards (cy) of dredged material. One sample per 5,000 cy follows Port of Houston Authority (PHA) requirements for sediment sampling that can be found on their website at http://www.portofhouston.com/pdf/channel/PHASedimentProcedures.pdf (also see Attachment A) EPA believes that this core sample may be a composite sample as dredged material is likely to be mixed and disposed of (where applicable) as bulk material.

An additional discrete sediment sample is required from the upper six inches of sediment surface to remain/be exposed after dredging activities including planned overdredges or advanced maintenance. This sample assures that dredging activities create acceptable sediment exposure.

2. Required sediment sample analysis

Laboratory sample analysis should follow EPA methods 1613, 8280b or 8290a. These methods are approved for EPA investigations and provide consistency through EPA programs.

069859

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Philip K. Turner, EPA Risk Assessor

Results should be reported as 2,3, 7 ,8-tetrachloro-p-dibenzodioxin (2,3, 7 ,8-TCDD) Toxicity Equivalents (TEQs) and 2,3,7,8-TCDD organic carbon normalized or 2,3,7,8-TCDD non-organic carbon normalized concentrations. Reporting as TEQs and 2,3,7,8-TCDD concentrations allows EPA flexibility in making comparisons with existing databases.

EPA recommends TEQ calculations be performed using Toxicity Equivalence Factors (TEFs) published by the World Health Organization (WHO) in 2005 (see Attachment B)

3. Conditions determination

3a. Samples > 1000 ng/kg TEQ shall be disposed of in a hazardous waste landfill.

3b. Samples >33 ng/kg TCDD organic carbon normalized and <1000 TEQ; or >0.45 ng/kg non-organic carbon normalized and <1000 TEQ shall be disposed of in a hazardous waste landfill or an upland confined disposal area.

3c. Samples <33 ng/kg TCDD organic carbon normalized; or <0.45 ng/kg non-organic carbon normalized shall have no restrictions on disposal location.

Due to the numerous health advisories for fish consumption in the Houston Ship Channel and San Jacinto River, and the lack of formal risk assessment, EPA took a conservative human health protective approach. I 000 ng/kg TEQ is the maximum recommended concentration for protection of human health for residential soil (see Attachment C).

33 ng/kg 2,3,7,8-TCDD organic carbon normalized or 0.45 ng/kg 2,3,7,8-TCDD non­organic carbon normalized represent a conservative risk estimate for protection of human health from consumption of contaminated fish or crab. Calculations were based on the following:

• cancer slope factor for 2,3,7,8-TCDD = 1.56E x 105 per mg/kg/day • TEF= I • I x 10-5 excess lifetime cancer risk level • 70 kg body weight • 0.015 kg/day fish consumption rate • a median BSAF of 8.88 x 10·3 for 2,3,7,8-TCDD in catfish • 1.35% average total organic carbon (TOC) in the Houston Ship Channel

2

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ATTACHMENT A

069861

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Port of Houston AuthoritySediment Sampling Requirements

One sediment core should be taken for approximately every 500 linear feet over thedredge prism and represent a maximum sediment volume of 5,000 cubic yards.

Outfalls should have sediment samples obtained as representative of that area.

Core samples should be at least as great as the proposed dredge depth. Sediment samplescan be homogenized, for example a four foot core can result in one sediment sample anda nine foot core would become two sediment samples.

The Port of Houston Authority is available to review sampling plans and locations priorto field activities, if necessary.

A list of sediment sampling consultants and contractors will be provided upon request.

The table below lists the required sediment sample analytical constituents andparameters.

The Port of Houston Authority contracts analytical sediment sampling to the followinglaboratory, which is familiar with requirements and is able to meet parameters:

e-Lab Analytical, Inc., Shannon Tyrell/Sally Roan: 281-530-5656

Upon the completion of sediment sampling activities and analysis, an interested partymust submit a Sampling Analysis Plan with location map and analytical data to the Portof Houston Authority Environmental Affairs Department for approval/acceptance into aconfined disposal facility.

If you have any questions on your sediment sampling activities and PHA policies, pleasecontact Dana Blume at 713-670-2805.

Port of Houston AuthoritySediment SamplingListing of Chemicals of Concern

069862

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Chemical CAS Number 1

Sediment ReportingLimit Required forComparison toEcologicalScreeningThresholds(3) Analysis Method

CONVENTIONALS

Total Solids (%) Pg.17 (2)

Total Volatile Solids (%) Pg.20 (2)

Total Organic Carbon (%) DOE (3)

Grain SizeModified ASTM with

Hydrometer

METALS (mg/kg)Antimony 7440-36-0 0.3 GFAA

Arsenic 7440-38-2 16 GFAA

Cadmium 7440-43-9 0.7 GFAAChromium 7440-47-3 3.0 GFAA

Copper 7440-50-8 36 ICP

Lead 7439-92-1 38 ICP

Mercury 7439-97-6 0.3 7471

Nickel 7440-02-0 28 ICPSilver 7440-22-4 1.3 GFAA

Zinc 7440-66-6 80 ICPORGANOMETALLIC COMPOUNDS (mg/kg)

*Tributyltin 56573-85-4 0.1ORGANICS (mg/kg)Total LPAH

Naphthalene 91-20-3 0.84 8270

Acenaphthylene 208-96-8 1.2 8270

Acenaphthene 83-32-9 20 8270

Fluorene 86-73-7 30 8270Phenanthrene 85-01-8 3.0 8270

Anthracene 120-12-7 0.15 8270

2-Methylnaphthalene 91-57-6 0.84 8270Total HPAH

Fluoranthene 206-44-0 1.2 8270Pyrene 129-00-0 1.2 8270

Benz(a)anthracene 56-55-3 1.2 8270

Chrysene 218-01-9 1.2 8270

Benzofluoranthenes (b+k)205-99-2207-08-9

1.2 8270

Benzo(a)pyrene 50-32-8 1.2 8270Indeno(1,2,3-c,d)pyrene 193-39-5 1.2 8270

Dibenz(a,h)anthracene 53-70-3 1.2 8270

Benzo(g,h,i)perylene 191-24-2 1.2 8270

Chlorinated Hydrocarbons

1,3-Dichlorobenzene 541-73-1 1.5 8260

1,4-Dichlorobenzene 106-46-7 1.5 8260

1,2-Dichlorobenzene 95-50-1 1.5 82601,2,4-Trichlorobenzene 120-82-1 1.5 8270

069863

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Port of Houston AuthoritySediment SamplingListing of Chemicals of Concern

Chemical CAS Number 1

Sediment ReportingLimit Required forComparison toEcologicalScreeningThresholds(3) Analysis Method

Hexachlorobenzene (HCB) 118-74-1 1.5 8270Phthalates

Dimethyl phthalate 131-11-3 5.0 8270

Diethyl phthalate 84-66-2 5.0 8270

Di-n-butyl phthalate 84-74-2 5.0 8270Butyl benzyl phthalate 85-68-7 5.0 8270

Bis(2-ethylhexyl) phthalate 117-81-7 5.0 8270

Di-n-octyl phthalate 117-84-0 5.0 8270Phenols

Phenol 108-95-2 2.5 8270

2-Methylphenol 95-48-7 2.5 82704-Methylphenol 106-44-5 2.5 8270

2,4-Dimethylphenol 105-67-9 2.5 8270

Pentachlorophenol 87-86-5 2.5 8270

Miscellaneous Extractables

Benzyl alcohol 100-51-6 NA 8270

Benzoic acid 65-85-0 37 8270

Dibenzofuran 132-64-9 NA 8270Hexachloroethane 67-72-1 0.034 8270

Hexachlorobutadiene 87-68-3 0.0074 8270

N-Nitrosodiphenylamine 86-30-6 20 8270

Volatile Organics

Trichloroethene 79-01-6 5.0 P&T

Tetrachloroethene 127-18-4 0.10 P&T

Ethylbenzene 100-41-4 1.5 P&T

Total Xylene (sum of o-, m-, p-)95-47-6108-38-3106-42-3

5.0 P&T

Pesticides

Total DDT (sum of 4,4’-DDD, 4,4’-DDE and 4,4’-DDT)

72-54-872-55-950-29-3

0.5 --

Aldrin 309-00-2 0.003 8081

Alpha-Chlordane 12789-03-6 0.0015 8081Dieldrin 60-57-1 0.00094 8081

Heptachlor 76-44-8 0.035 8081

Gamma-BHC (Lindane) 58-89-9 0.0025 8081Total PCBs --- 2.52

8081

Source: USACE1 Chemical Abstract Service Registry Number.

069864

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2 This value is normalized to total organic carbon, and is expressed in mg/kg (TOC normalized)3 Some of these values should be adjusted if there is a concern regarding potential beneficial use ofgroundwater. Refer to TCEQ groundwater screening levels. Analytical testing results should be reported on adry weight basis.* Tributyltin must be sampled at shipyard locations – current and historical.

069865

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·ATTACHMENTB

069866

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September 1, 2009

Recommended Toxicity Equivalency Factors (TEFs) for Human Health Risk Assessments of Dioxin and Dioxin-Like

Compounds: EXTERNAL REVIEW DRAFT

Prepared by Risk Assessment Forum

NOTICE

THIS DOCUMENT IS AN EXTERNAL REVIEW DRAFT. It has not been formally released by the U.S. Environmental Protection Agency and should not at this stage be construed to represent Agency Policy. It is being circulated for comment on its technical accuracy and policy implications.

069867

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

NOTICE

This report is an external draft for review purposes only and does not constitute

Agency policy. Mention of trade names or commercial products does not constitute

endorsement or recommendation for use.

ABSTRACT

This document describes the U.S. Environmental Protection Agency’s (U.S.

EPA’s) updated approach for evaluating the human health risks from exposures to

environmental media containing dioxin-like compounds (DLCs). Dioxin and DLCs are

structurally and toxicologically related halogenated aromatic hydrocarbons.

Traditionally, the Toxic Equivalency Factor (TEF) Methodology, a component mixture

method, has been used to evaluate human health risks posed by these mixtures. The

U.S. EPA recommends the use of the consensus TEF values for

2,3,7,8-tetrachlorodibenzo-p-dioxin and DLCs published in 2005 by the World Health

Organization. The U.S. EPA recommends these TEFs be used for all effects mediated

through aryl hydrocarbon receptor binding by the DLCs including cancer and non-

cancer effects. Using information that summarizes the range of relative toxicities of the

DLCs, the U.S. EPA suggests that conduct of a sensitivity analysis be considered to

illustrate the impact the TEFs have on the predicted risk. The U.S. EPA will update

these recommendations in the future based on the evaluation of new toxicity data for

ii 069868

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

the DLCs and the results of new consensus processes undertaken to update the TEF

approach.

iii 069869

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Page LIST OF ABBREVIATIONS............................................................................................. v LIST OF ABBREVIATIONS OF DIOXINS AND DIOXIN-LIKE COMPOUNDS................vi KEY TERMS ..................................................................................................................vii PREFACE ..................................................................................................................... viii AUTHORS, TECHNICAL PANEL AND REVIEWERS.....................................................ix INTRODUCTION............................................................................................................. 1 THE TEF METHODOLOGY ............................................................................................ 2 BACKGROUND .............................................................................................................. 4 RECOMMENDATIONS................................................................................................... 9 CONCLUSIONS............................................................................................................ 16 REFERENCES.............................................................................................................. 17 APPENDIX A: RECOMMENDED TOXICITY EQUIVALENCY FACTORS (TEFs)

FOR HUMAN HEALTH RISK ASSESSMENTS OF DIOXIN AND DIOXIN-LIKE COMPOUNDS DOCUMENT REVIEWERS...................A-1

LIST OF ABBREVIATIONS............................................................................................. v LIST OF ABBREVIATIONS OF DIOXINS AND DIOXIN-LIKE COMPOUNDS................vi Key Terms......................................................................................................................vii PREFACE ..................................................................................................................... viii AUTHORS, TECHNICAL PANEL AND REVIEWERS.....................................................ix Introduction ..................................................................................................................... 1 The TEF Methodology..................................................................................................... 2 Background ..................................................................................................................... 4 Recommendations .......................................................................................................... 9 Conclusions................................................................................................................... 16 References.................................................................................................................... 17 APPENDIX A RECOMMENDED TOXICITY EQUIVALENCY FACTORS (TEFs)

FOR HUMAN HEALTH RISK ASSESSMENTS OF DIOXIN AND DIOXIN-LIKE COMPOUNDS DOCUMENT REVIEWERS.............................. 1

This information is distributed solely for the purpose of pre-dissemination peeguidelines. It has not been formally disseminated by the U.S. Environmental not be construed to represent any agency determination or policy.

r review under applicable information quality Protection Agency. It does not represent and should

TABLE OF CONTENTS

iv 069870

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

LIST OF ABBREVIATIONS

AHR aryl hydrocarbon receptor

DLC dioxin-like compound

ECEH European Centre for Environmental Health

ED50 effective dose that causes an effect in 50% of the test units

IPCS International Programme on Chemical Safety

NAS National Academy of Science

ReP relative potency or relative effect potency

ReP1997 World Health Organization ReP database developed in 1997

TCDD 2,3,7,8-tetrachlorodibenzo-p-dioxin

TEF toxic equivalency factor

TEQ toxic equivalence

U.S. EPA U.S. Environmental Protection Agency

WHO World Health Organization

v 069871

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

LIST OF ABBREVIATIONS OF DIOXINS AND DIOXIN-LIKE COMPOUNDS

Polychlorinated biphenyls:

TCB tetrachlorinated biphenyl

PeCB pentachlorinated biphenyl

HxCB hexachlorinated biphenyl

HpCB heptachlorinated biphenyl

OCB octachlorinated biphenyl

PCB polychlorinated biphenyl

Polychlorinated dibenzo-p-dioxins:

TCDD tetrachlorinated dibenzo-p-dioxin

PeCDD pentachlorinated dibenzo-p-dioxin

HxCDD hexachlorinated dibenzo-p-dioxin

HpCDD heptachlorinated dibenzo-p-dioxin

OCDD octachlorinated dibenzo-p-dioxin

PCDD polychlorinated dibenzo-p-dioxin

Polychlorinated dibenzofurans:

TCDF tetrachlorinated dibenzofuran

PeCDF pentachlorinated dibenzofuran

HxCDF hexachlorinated dibenzofuran

HpCDF heptachlorinated dibenzofuran

OCDF octachlorinated dibenzofuran

PCDF polychlorinated dibenzofuran

vi 069872

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

KEY TERMS

Dioxin-like: A description used for compounds that have chemical structures, physico-chemical properties and toxic responses similar to 2,3,7,8-tetrachlorodibenzo-p-dioxin (TCDD). Because of their hydrophobic nature and resistance towards metabolism, these chemicals persist and bioaccumulate in fatty tissues of animals and humans. Certain members of the dioxin, furan, and polychlorinated biphenyl (PCB) family are termed “dioxin-like” in this document and are assigned TEF values.

Index Chemical: The chemical selected as the basis for standardization of toxicity of components in a mixture. The index chemical must have a clearly defined dose-response relationship. For DLCs, TCDD is typically specified as the index chemical.

Relative Potency (ReP): The ratio of the potency of a compound to the standard toxicant in that specific study; a concept similar to toxic equivalency but based on a single study, species, or matrix, etc., and not averaged to obtain a general toxic equivalency value.

TEFs: TEFs are estimates of compound-specific toxicity relative to the toxicity of an index chemical (typically, TCDD). TEFs are the result of expert scientific judgment using all of the available data and taking into account uncertainties in the available data.

TEQ: Toxic equivalence (TEQ) is the product of the concentration of an individual DLC in an environmental mixture and the corresponding TCDD TEF for that compound.

vii 069873

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

PREFACE

This document updates the U.S. EPA’s approach for evaluating the human

health risks from exposures to environmental media containing dioxin and dioxin-like

compounds (DLCs). It is intended for guidance only. It does not establish any

substantive “rules” under the Administrative Procedure Act or any other law and will

have no binding effect on U.S. EPA or any regulated entity. Rather, it represents a

statement of current policy. The U.S. EPA’s National Center for Environmental

Assessment developed the initial draft of this document, which was then reviewed and

completed by a Technical Panel under the auspices of U.S. EPA’s Risk Assessment

Forum. The Risk Assessment Forum was established to promote scientific consensus

on risk assessment issues and to ensure that this consensus is incorporated into

appropriate risk assessment guidance. To accomplish this, the Risk Assessment

Forum assembles experts from throughout EPA in a formal process to study and report

on these issues from an Agency-wide perspective.

viii 069874

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

AUTHORS, TECHNICAL PANEL AND REVIEWERS 1

This document was prepared by authors from U.S. EPA’s Office of Research and Development and was then reviewed and completed by a Technical Panel under the auspices of U.S. EPA’s Risk Assessment Forum.

AUTHORS Belinda Hawkins, U.S. EPA, Office of Research and Development, National Center for

Environmental Assessment, Cincinnati, OH 45268 Janet Hess-Wilson, U.S. EPA, Office of Research and Development, National Center

for Environmental Assessment, Cincinnati, OH 45268 Glenn Rice (Document Co-lead), U.S. EPA, Office of Research and Development,

National Center for Environmental Assessment, Cincinnati, OH 45268 Jeff Swartout, U.S. EPA, Office of Research and Development, National Center for

Environmental Assessment, Cincinnati, OH 45268 Linda Teuschler (Document Co-lead), U.S. EPA, Office of Research and Development,

National Center for Environmental Assessment, Cincinnati, OH 45268

TECHNICAL PANEL Randy Wentsel (Chair), U.S. EPA, Office of Research and Development, Office of the

Assistant Administrator, Washington, DC 20460 David E. Cooper, U.S. EPA, Office of Solid Waste and Emergency Response, Office of

Superfund Remediation Technology Innovation, Washington, DC 20460 Michael DeVito, U.S. EPA, Office of Research and Development, National Health and

Environmental Effects Research Laboratory, Research Triangle Park, NC 27711 Tala Henry, U.S. EPA, Office of Prevention, Pesticides and Toxic Substances, Office of

Pollution Prevention and Toxics, Risk Assessment Division, Washington, DC 20460

Margaret McDonough, U.S. EPA, Region 1, Boston, MA 02114 Marian Olsen, U.S. EPA, Region 2, New York, NY 10007 Glenn Rice, U.S. EPA, Office of Research and Development, National Center for

Environmental Assessment, Cincinnati, OH 45268 Dan Stralka, U.S. EPA, Region 9, San Francisco, CA, 94105 Linda K. Teuschler, U.S. EPA, Office of Research and Development, National Center

for Environmental Assessment, Cincinnati, OH 45268 Marlene Berg, U.S. EPA, Office of Solid Waste and Emergency Response, Office of

Superfund Remediation Technology Innovation, Washington, DC 20460

RISK ASSESSMENT FORUM STAFF Seema Schappelle, U.S. EPA, Office of the Science Advisor, Washington, DC 20460 Kathryn Gallagher, U.S. EPA, Office of the Science Advisor, Washington, DC 20460

1 Additional reviewers are listed in Appendix A.

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Gary Bangs, U.S. EPA, Office of the Science Advisor, Washington, DC 20460

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INTRODUCTION

This document describes the U.S. Environmental Protection Agency’s (U.S.

EPA’s) updated approach for evaluating the human health risks from exposures to

environmental media containing dioxin and dioxin-like compounds (DLCs). Dioxin and

DLCs, including polychlorinated dibenzo-p-dioxins (PCDDs), polychlorinated

dibenzofurans (PCDFs), and polychlorinated biphenyls (PCBs), are structurally and

toxicologically related halogenated dicyclic aromatic hydrocarbons.2 Because the

combined effects of these compounds have been found to be dose additive, the U.S.

EPA has recommended use of the Toxic Equivalency Factor (TEF) Methodology and

the World Health Organization’s (WHO’s) TEFs to evaluate the risks associated with

exposure to mixtures of these compounds for human health (U.S. EPA, 1989, 2003)

and ecological risk assessments (U.S. EPA, 2008). The WHO has used a process

based on scientific consensus to develop TEFs for mammals, birds, and fish and has

re-evaluated them on a schedule of approximately every five years (Ahlborg et al.,

1994; Van den Berg et al., 1998, 2006; also see WHO’s website for the dioxin TEFs,

available at: http://www.who.int/ipcs/assessment/tef_update/en/). In this document, the

U.S. EPA is updating its human health approach by adopting the mammalian TEFs for

DLCs recommended in the WHO’s 2005 reevaluation of TEFs for human exposures to

DLCs (Van den Berg et al., 2006).

2 For further information on the chemical structures of these compounds, see U.S. EPA (2003, 2008).

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THE TEF METHODOLOGY

This section briefly describes the TEF methodology, which is based on the

concept of dose addition. Application of this methodology in human health risk

assessment has been described and reaffirmed for use by the Agency in U.S. EPA’s

Supplementary Guidance for Conducting Health Risk Assessment of Chemical Mixtures

(U.S. EPA, 2000). Under dose addition, the toxicokinetics and the toxicodynamics of all

components are assumed to be similar and the dose-response curves of the

components of a mixture are assumed to be similarly shaped. Following these

assumptions, the combined toxicity of the individual components can be estimated

using the sum of their doses, which are scaled for potency relative to that of another

component of the mixture for which adequate dose-response information is available

(U.S. EPA, 2000).

In practice, the scaling factor for each DLC is typically based on a comparison of

its toxic potency to that of a designated index chemical. For DLCs,

2,3,7,8-tetrachlorodibenzo-p-dioxin (TCDD) is typically specified as the index chemical.

The index chemical is well-studied toxicologically and must have a dose-response

function to apply the methodology to an environmental mixture. The toxicological data

considered for these comparisons of toxic potency are from both in vitro and in vivo

studies as well as structure-activity relationships and are based on the following classes

of measure: biochemical changes, toxicity and carcinogenicity. A comparative toxicity

measure from an individual toxicity assay is termed an estimate of relative potency

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(ReP).3 Based on the RePs that may be estimated from multiple toxicological assays,

each individual PCDD, PCDF, and PCB is assigned a single scaling factor termed the

TEF. By definition, the TEF for TCDD is 1.0 (U.S. EPA, 1989, 2000, 2003, 2008; Van

den Berg et al., 1998, 2006).

To apply TEFs to an environmental mixture of DLCs, each individual compound’s

exposure concentration is multiplied by its specific TEF, yielding the individual PCDD,

PCDF, or PCB dose that is equivalent to a dose of the index chemical, TCDD. These

TCDD equivalent doses are then summed. To estimate risk associated with the

mixture, this sum, which estimates the total index chemical equivalent dose for the

mixture components considered, is compared to the dose-response function for TCDD.

Equation 1 is the formula for calculating exposure concentration for n DLCs in a

mixture in TCDD toxic equivalence (TEQ). Exposure to the ith individual PCDD, PCDF,

or PCB compound is expressed in terms of an equivalent exposure of TCDD by

computing the product of the concentration of the individual compound (Ci) and its

assigned TEFi. TEQ is then calculated by summing these products across the n DLCs

compounds present in the mixture. The TEQ may be compared to the dose-response

slope for TCDD and used to assess the risk posed by exposures to mixtures of DLCs.

TEQ =∑ n

(Ci ×TEFi ) (Eq. 1) i =1

3 The term “relative effect potency” (ReP) also is used at times. We distinguish this term from ‘relative potency factors’ (RPF) method, which is a general dose additive method described in U.S. EPA (2000).

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BACKGROUND

Initially, U.S. EPA (1989) recommended the use of the TEF approach for DLCs.

Due to limitations in the available toxicity data for the DLCs, a number of additional

assumptions were associated with this approach as implemented. Besides the inherent

assumption of dose additivity, these assumptions included: the applicability of

extrapolations from short-term bioassays to long-term health effects; similarities

between interspecies metabolism; appropriateness of high-dose to low-dose

extrapolations; and the constancy of TEF relationships for different exposure routes,

health endpoints and dose levels (U.S. EPA, 1989, 2000, 2003; see also Birnbaum and

DeVito [1995] and Birnbaum [1999]). To capture the uncertainty in these assumptions,

all TEFs were provided as order-of-magnitude estimates, and the U.S. EPA described

their application as a “useful interim approach” (U.S. EPA, 1989).

A set of guiding criteria were developed subsequently for TEF approaches

(Barnes et al., 1991; U.S. EPA, 1991, 2000). These criteria included the development

of TEFs through scientific consensus. The assignment of consensus TEFs for the

DLCs has been reevaluated as new data have become available (e.g., Ahlborg et al.,

1994) and through consensus judgment of expert panels (e.g., WHO deliberations

detailed in Van den Berg et al., 1998, 2006). The TEF values published in Van den

Berg et al. (1998) were recommended for use by U.S. EPA in its National Academy of

Science (NAS) review draft dioxin reassessment (U.S. EPA, 2003). In its review, NAS

supported the use of the TEF approach (NAS, 2006), stating that “Even with the

inherent uncertainties, the committee concludes that the TEF methodology provides a

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reasonable, scientifically justifiable, and widely accepted method to estimate the relative

potency of DLCs.”

In 2005, a WHO expert panel updated TEF values for DLCs (Van den Berg et al.,

2006). They reaffirmed the characteristics necessary for inclusion of a compound in the

WHO’s TEF approach (Van den Berg et al., 1998). These include

• structural similarity to polychlorinated dibenzo-p-dioxins or polychlorinateddibenzofurans;

• capacity to bind to the aryl hydrocarbon receptor (AHR);

• capacity to elicit AHR-mediated biochemical and toxic responses; and

• persistence and accumulation in the food chain.

Van den Berg et al. (2006) also reevaluated the support for assuming dose

additivity and observing similarly shaped dose-response curves. Evaluations of a

number of studies of DLCs, including a mixture study from the National Toxicology

Program that evaluated neoplastic and non-neoplastic endpoints (Walker et al., 2005),

led the panel to state that the observed toxicity is consistent generally with these two

assumptions underlying the TEF approach. In addition, the NAS supported the use of

an additivity assumption in its report on U.S. EPA’s NAS review draft dioxin

reassessment (U.S. EPA, 2003), concluding that “from an overall perspective, this

assumption appears valid, at least in the context of risk assessment” (NAS, 2006).

The TEF values were revised further by evaluating new toxicological data in

conjunction with in vivo ReP distributions formed using a mammalian ReP database

(Haws et al., 2006). The database was comprised of ReP values from all identified

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studies that could yield an estimate of an ReP for a DLC; the RePs were not weighted

according to study characteristics (e.g., in vivo, in vitro, chronic, acute, etc.). Haws and

collaborators extended the original WHO ReP database, developed at the Karolinska

Institute (ReP1997 database) in which some studies were represented more than once in

the form of dissertations, conference proceedings, and/or peer-reviewed publications.4

In the development of a refined ReP database, Haws et al. applied a set of study

exclusion criteria to the ReP1997 database to identify RePs that likely provided “the most

representative measure of a biological response.” If a study met any of the exclusion

criteria, the RePs derived from the study were not included in the quantitative analyses

of all RePs. Haws et al. (2006) modified the ReP1997 database using the following

exclusion criteria:

• Replicate RePs, when RePs from the same original study were presented in multiple publications

• Multiple RePs from a single study that used different assays to measure the same response. In this case an effort was made to identify the single most representative ReP from a study

• Study included only a single dose level of test and/or reference compound

• Data omitted from the final peer-reviewed publication

• Authors indicated in the original publication that the ReP is not valid due to experimental problems

• Data entry errors

4 The ReP1997 database was used in the WHO-European Centre for Environmental Health (ECEH)/International Programme on Chemical Safety (IPCS) TEF evaluation in 1997 and included not only published manuscripts, but also manuscripts in press, conference proceedings, theses, dissertations, and unpublished studies through June of 1997 that compared compounds to TCDD or PCB 126. Since the ReP1997 database was intended to be all inclusive, some studies are represented more than once in the form of dissertations, conference proceedings, and/or peer-reviewed publications.

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• ReP based on replicates in an in vitro study (average value calculated and retained)

• ReP based on non-AHR-mediated response

• ReP based on non-mammalian species

• Response for test or reference compound not statistically different from controls and not biologically meaningful

• Reference compound (e.g., TCDD) not included in study or in identical study from the same laboratory

• Multiple RePs derived from the same data using different calculation techniques

• Multiple RePs reported for laboratory validation study (samples sent to two different labs for analysis and RePs calculated for both)

• Multiple RePs calculated based on different test conditions

• RePs based on data at end of study and at end of some extended recovery period

• ReP based on mixtures study

• ReP from an unpublished study that could not be obtained

The most recent WHO TEFs were developed using a refined approach. The

WHO expert panel considered data from Haws et al. (2006) who present a statistical

distribution of the RePs for each DLC, calculated from the assembled in vivo and in vitro

studies that were not eliminated by the exclusion criteria. For each individual DLC, the

WHO expert panel examined where the existing TEF value from Van den Berg et al.

(1998) fell within the in vivo ReP distribution developed in Haws et al. (2006). The

panel then updated the TEF, or determined no change was needed, based on its

position in the ReP distribution, on new toxicological data, and on expert judgment (Van

den Berg et al., 2006). Because the ReP distributions were unweighted, the TEFs were

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determined using point estimates from toxicological studies, not by using specific points

within the ReP distributions. A stepwise scale was used to assign the TEFs using half

order of magnitude increments on a logarithmic scale (e.g., 0.03, 0.1, 0.3, etc.) instead

of the increments used in previous efforts (e.g., 0.01, 0.05, 0.1, etc.), with uncertainty

assumed to be at least + half a log.

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RECOMMENDATIONS

The U.S. EPA recommends use of the consensus mammalian TEF values from

Van den Berg et al. (2006) in the assessment of human health risks posed by exposure

to mixtures of TCDD and DLCs. These TEFs are presented in Table 1.

The U.S. EPA agrees with Van den Berg et al. (2006) that the TEFs are most

appropriate for dioxin exposures via the oral exposure route and that the bioavailability

of DLCs encountered through other sources of exposure need to be evaluated in risk

analyses. However, the TEFs may be applied to other exposure routes, (i.e., dermal or

inhalation) as an interim estimate. U.S. EPA recommends that, if considered in an

assessment, the fractional contribution of dermal and inhalation route exposures to the

predicted TEQ be identified.

Dioxin and DLCs are associated with several different human health effects. The

U.S. EPA recommends these TEFs be used for all cancer and non-cancer effects that

are mediated through AHR binding by the DLCs. U.S. EPA recognizes that this issue

will require further evaluation as additional toxicity data become available. Eventually,

endpoint-specific TEFs or separate TEFs for systemic toxicity and carcinogenicity

endpoints may need to be developed.

Van den Berg et al. (2006) also identified a number of candidate compounds that

may need to be included in future developments of TEFs for DLCs:

• PCB 37

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• Polybrominated dibenzo-p-dioxins and polybrominated dibenzofurans (PBDFs)

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TABLE 1

Recommended Toxicity Equivalency Factors (TEFs) for Human Health Risk Assessment of Polychlorinated Dibenzo-p-Dioxins, Dibenzofurans and Dioxin-Like

Polychlorinated Biphenyls

Compound TEF

PCDDs

2,3,7,8-TCDD 1

1,2,3,7,8-PeCDD 1

1,2,3,4,7,8-HxCDD 0.1

1,2,3,6,7,8-HxCDD 0.1

1,2,3,7,8,9-HxCDD 0.1

1,2,3,4,6,7,8-HpCDD 0.01

OCDD 0.0003

PCDFs

2,3,7,8-TCDF 0.1

1,2,3,7,8-PeCDF 0.03

2,3,4,7,8-PeCDF 0.3

1,2,3,4,7,8-HxCDF 0.1

1,2,3,6,7,8-HxCDF 0.1

1,2,3,7,8,9-HxCDF 0.1

2,3,4,6,7,8-HxCDF 0.1

1,2,3,4,6,7,8-HpCDF 0.01

1,2,3,4,7,8,9-HpCDF 0.01

OCDF 0.0003

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TABLE 1 cont.

Compound TEF

PCBs*

3,3',4,4'-TCB (77) 0.0001

3,4,4',5-TCB (81) 0.0003

3,3',4,4',5-PeCB (126) 0.1

3,3',4,4',5,5'-HxCB (169) 0.03

2,3,3',4,4'-PeCB (105) 0.00003

2,3,4,4',5-PeCB (114) 0.00003

2,3',4,4',5-PeCB (118) 0.00003

2',3,4,4',5-PeCB (123) 0.00003

2,3,3',4,4', 5 -HXCB (156) 0.00003

2,3,3',4,4',5'-HxCB (157) 0.00003

2,3',4,4',5,5'-HxCB (167) 0.00003

2,3,3',4,4',5,5'-HpCB (189) 0.00003 1 2 3 4 5 6 7 8

Source: Van den Berg et al. (2006); WHO’s website on dioxin TEFs, available at: http://www.who.int/ipcs/assessment/tef_update/en/.

*Note: TEFs that were previously assigned to PCB 170 and PCB 180 (Ahlborg et al., 1994) were withdrawn during the WHO-ECEH/IPCS TEF re-evaluation in 1997, and a TEF for PCB 81 was established, such that the number of PCB compounds with TEFs assigned was reduced from 13 to 12 (Van den Berg et al., 1998).

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• Mixed halogenated dibenzo-p-dioxins and mixed halogenated dibenzofurans

• Hexachlorobenzene

• Polychlorinated naphthalenes and polybrominated naphthalenes

• Polybrominated biphenyls

U.S. EPA will consider an update of the recommendations in this document when TEFs

for these candidate compounds are developed. At a minimum, if occurrence or

exposure data are available for these candidate compounds, this information should be

included in the risk analyses.

For analytic transparency, the U.S. EPA recommends that the fraction of the

TEQ attributable to each PCDD, PCDF, or PCB compound be identified in the risk

characterization and that the compounds making the largest contributions to the TEQ be

specified as appropriate to the assessment. For example, U.S. EPA (2003) notes that

the majority of the TEQ (based on Van den Berg et al., 1998) from dietary exposures is

typically associated with the concentrations of only five compounds (i.e., TCDD,

1,2,3,7,8-PCDD, 2,3,4,7,8-PeCDF, 1,2,3,6,7,8-HxCDD, PCB 126) whose ReP variability

appears to be small relative to other compounds.5 Thus, if dietary exposures are

important to the assessment being conducted, the fraction of the TEQ attributable to

these five compounds should be presented and discussed in the risk characterization.

In addition, the implications of the fraction of the TEQ attributable to TCDD should be

discussed in the analyses because the dose-response data for TCDD are used to

5 Note that the TEF for 2,3,4,7,8-PeCDF changed from 0.5 to 0.3 from Van den Berg et al., 1998 to 2006, respectively.

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evaluate risks, and the confidence in the risk estimate increases with increases in the

fraction of the TEQ attributable to TCDD.

The U.S. EPA suggests that a sensitivity analysis be considered when using

TEFs in major risk assessments to illustrate the impact the TEFs have on the predicted

risk, which is consistent with good risk assessment practices (U.S. EPA, 2000).

However, the U.S. EPA recognizes that ranges and appropriate distributions of the

uncertainty associated with each TEF will need to be developed to facilitate the conduct

of advanced sensitivity analyses and uncertainty analyses. Although limited to the

available ReP data (i.e., not necessarily an unbiased sample of equivalent factors), the

ReP ranges developed by Haws et al. (2006) may provide a starting point for sensitivity

analyses.

Haws et al. (2006) discuss the limitations of the current ReP database for use in

quantitative uncertainty analysis. The RePs were calculated using various approaches,

ranging from comparing dose-response curves to developing ratios of ED50s6 to

estimating values from graphs of dose-response data. The RePs also represent a wide

variety of study types and endpoints, including biochemical changes, systemic toxicity

and carcinogenicity; some of these data may provide estimates that are more consistent

with individual PCDD, PCDF, or PCB compound toxicity at higher levels of biological

organization and such considerations will need to be included in the development of a

TEF distribution. Finally, they note a number of issues associated with the

dose-response data (e.g., non-parallel dose-response curves, differences in maximal

response among PCDD, PCDF, or PCB compounds within a study, incomplete

6An ED50 is an effective dose that causes an effect in 50% of the test units.

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dose-response data due to insufficient dose levels). Despite these challenges, U.S.

EPA recognizes that the development of a more refined ReP database and additional

examination of the uncertainties inherent in a TEF process would improve TEF-based

risk assessments.

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CONCLUSIONS

The U.S. EPA recommends use of the consensus mammalian TEF values from

Van den Berg et al. (2006) in the assessment of human health risks posed by mixtures

of TCDD and DLCs (Table 1). The U.S. EPA will update these recommendations in the

future based on the evaluation of new toxicity data for the DLCs and the results of new

consensus processes undertaken to update the TEF approach.

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

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REFERENCES

Ahlborg, U.G., G. Becking, L. Birnbaum et al. 1994. Toxic equivalency factors for dioxin-like PCBs. Report on a WHO-ECEH and IPCS consultation, December, 1993. Chemosphere. 28(6):1049-1067.

Barnes, D., A. Alford-Stevens, L. Birnbaum, F. Kutz, W. Wood and D. Patton. 1991. Toxicity equivalency factors for PCBs? Qual. Assur. 1(1):70-81.

Birnbaum, L.S. 1999. TEFs: a practical approach to a real-world problem. Hum. Ecol. Risk Assess. 5:13-24.

Birnbaum, L.S. and M.J. DeVito. 1995. Use of toxic equivalency factors for risk assessment for dioxins and related compounds. Toxicology. 105(2-3):391-401.

Haws, L.C., S.H. Su, M. Harris et al. 2006. Development of a refined database of mammalian relative potency estimates for dioxin-like compounds. Toxicol. Sci. 89(1):4-30.

NAS (National Academy of Science). 2006. Health Risks from Dioxin and Related Compounds: Evaluation of the EPA Reassessment. National Academies Press, Washington, DC. Available at http://www.nap.edu/catalog.php?record_id=11688.

U.S. EPA. 1989. Interim Procedures for Estimating Risks Associated with Exposures to Mixtures of Chlorinated Dibenzo-p-dioxins and -Dibenzofurans (CDDs and CDFs) and 1989 Update. U.S. Environmental Protection Agency, Risk Assessment Forum, Washington, DC. EPA/625/3-89/016.

U.S. EPA. 1991. Workshop Report on Toxicity Equivalency Factors for Polychlorinated Biphenyls Congeners. U.S. Environmental Protection Agency, Washington, DC. EPA/625/3-91/020.

U.S. EPA. 2000. Supplementary Guidance for Conducting Health Risk Assessment of Chemical Mixtures. U.S. Environmental Protection Agency, Washington, DC. EPA/630/R-00/002. August.

U.S. EPA. 2003. Chapter 9. Toxic Equivalency Factors (TEF) for Dioxin and Related Compounds in Part II: Health Assessment for 2,3,7,8-Tetrachlorodibenzo-p-dioxin (TCDD) and Related Compounds in Exposure and Human Health Reassessment of 2,3,7,8- Tetrachlorodibenzo-p-dioxin (TCDD) and Related Compounds. U.S. Environmental Protection Agency, Washington, DC. NCEA-I-0836. December.

U.S. EPA. 2008. Framework for Application of the Toxicity Equivalence Methodology for Polychlorinated Dioxins, Furans, and Biphenyls in Ecological Risk Assessment. U.S. Environmental Protection Agency, Risk Assessment Forum, Washington, DC. EPA/100/R-08/004. June.

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

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4 5 6

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Van den Berg, M., L. Birnbaum, A.T. Bosveld et al. 1998. Toxic equivalency factors (TEFs) for PCBs, PCDDs, PCDFs for humans and wildlife. Environ. Health Perspect. 106(12):775-792.

Van den Berg, M., L.S. Birnbaum, M. Denison et al. 2006. The 2005 World Health Organization re-evaluation of human and mammalian toxic equivalency factors for dioxins and dioxin-like compounds. Toxicol. Sci. 93(2):223-241.

Walker, N.J., P.W. Crockett, A. Nyska et al. 2005. Dose-additive carcinogenicity of a defined mixture of "Dioxin-like Compounds.” Environ. Health Perspect. 113(1):43-48.

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This information is distributed solely for the purpose of pre-dissemination peer review under applicable information quality guidelines. It has not been formally disseminated by the U.S. Environmental Protection Agency. It does not represent and should not be construed to represent any agency determination or policy.

APPENDIX A

RECOMMENDED TOXICITY EQUIVALENCY FACTORS (TEFS) FOR HUMAN HEALTH RISK ASSESSMENTS OF DIOXIN AND DIOXIN-LIKE COMPOUNDS

DOCUMENT REVIEWERS

INTERNAL PEER REVIEWERS Mike DeVito, U.S. EPA, Office of Research and Development, National Health and

Environmental Effects Research Laboratory, Research Triangle Park, NC 27711 Lynn Flowers, U.S. EPA, Office of Research and Development, National Center for

Environmental Assessment, Washington, DC 20460 Glenn Suter, U.S. EPA, Office of Research and Development, National Center for

Environmental Assessment, Cincinnati, OH 45268

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ATTACHMENT C

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UNITED STATES ENVIRONMENTAL PROTECTION AGENCY WASHINGTON, D.C. 20460

APR 13 1998 OFFICE OF

SOLID WASTE AND EMERGENCY RESPONSE

OSWER Directive 9200.4-26

MEMORANDUM

SUBJECT: Approach for Addressing Dioxin in Soil at CERCLA and RCRA Sites

FROM: Timothy Fields, Jr. Acting Administrator /s/ Office of Solid Waste and Emergency Response

TO: Director, Office of Site Remediation and Restoration Region I

Director, Emergency and Remedial Response Division Region II

Director, Division of Environmental Planning and Protection Region II

Director, Hazardous Waste Management Division Regions IX

Director, Waste Management Division Region IV

Director, Waste, Pesticides, & Toxics Division Region V

Director, RCRA Multimedia Planning & Permitting Division Region V

Director, Superfund Division Regions III, V, VI, VII

Assistant Regional Administrator, office of Ecosystems Protection and Remediation Region VIII

Director, Hazardous Waste Program Region VIII

Director, Office of Environmental Cleanup Region X

Director, Office of Waste and Chemical Management Region X

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PURPOSE

The purpose of this Directive is to recommend preliminary remediation goals (PRGs) or starting points for setting cleanup levels for dioxin in soil at Comprehensive Environmental Response, Compensation and Liability Act (CERCLA) and Resource Conservation and Recovery Act (RCRA) corrective action sites. These recommended levels are to be used pending the release of the U.S. Environmental Protection Agency (EPA) comprehensive dioxin reassessment report and cross-program assessment of the impacts of the report. One ppb (TEQs, or toxicity equivalents) is to be generally used as a starting point for setting cleanup levels for CERCLA removal sites and as a PRG for remedial sites for dioxin in surface soil involving a residential exposure scenario. For commercial/industrial exposure scenarios, a soil level within the range of 5 ppb to 20 ppb (TEQs) should generally be used as a starting point for setting cleanup levels at CERCLA removal sites and as a PRG for remedial sites for dioxin in surface soil. These levels are recommended unless extenuating site-specific circumstances warrant a different level.

The dioxin levels discussed in this Directive are also generally recommended for actions taken under RCRA at corrective action sites. The recommended levels of 1 ppb (TEQs) for residential soils and within the range of 5 ppb to 20 ppb (TEQs) for commercial/industrial soils should generally be used as starting points in setting soil cleanup levels at RCRA corrective action sites. These levels are generally consistent with soil cleanup levels set at RCRA facilities throughout the country where dioxin is a principal contaminant of concern at the facility. However, because states are the primary implementors of the RCRA Corrective Action program, this Directive does not prescribe specific procedures for implementation under RCRA.

This Directive sets forth the policy basis for these recommended levels and prescribes procedures for implementing these recommendations.

BACKGROUND

To date, EPA has generally selected 1 ppb as a cleanup level for dioxin in residential soils at Superfund and RCRA cleanup sites where dioxin is a principal contaminant of concern at the facility. EPA has also, to date, generally selected a cleanup level for dioxin within the range of 5 ppb to 20 ppb for commercial/industrial soils at Superfund and RCRA cleanup sites where dioxin is a principal contaminant of concern at the facility. The levels that EPA has selected at these sites are protective of human health and the environment. Based on presently available information, and using standard default assumptions for reasonable maximum exposure scenarios, the upper-

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bound lifetime excess cancer risk from residential exposure to a concentration of 1 ppb dioxin is approximately 2.5 x 10-4, which is at the higher end of the range of excess cancer risks that are generally acceptable at Superfund sites. The calculated upper-bound excess cancer risk associated with a lifetime commercial/industrial exposure to 5 ppb, or the lower end of the range recommended for commercial/industrial soils, is approximately 1.3 x 10-4, which is also within the CERCLA risk range. It should be noted that there is more difficulty in generalizing about the cancer risk associated with commercial/industrial cleanup levels than there is with residential cleanup levels due to the greater variability in exposures associated with commercial/industrial scenarios. Accordingly, the consultation process for Superfund sites referenced in the implementation section of this Directive should be used to ensure the selection of appropriate, protective dioxin levels at CERCLA commercial/industrial sites. Similarly, for RCRA corrective action sites, please refer to the implementation section of this Directive.

EPA is presently completing work on a comprehensive reassessment of the toxicity of dioxin, to be embodied in the documents entitled "Health Assessment Document for 2,3,7,8 tetrachlorodibenzo-p-dioxin (TCDD) and Related Compounds" and "Estimating Exposure to Dioxin-like Compounds." The reassessment report, which is scheduled to be issued in 1998, will represent the culmination of an Agency-wide effort to collect, analyze and synthesize all of the available information about dioxin. It has undergone significant internal and external review and is one of the most comprehensive evaluations of toxicity of a chemical ever performed by the Agency. Following release of the report, the Office of Solid Waste and Emergency Response (OSWER) will participate in a cross-program review of the implications of the report for the regulation and management of dioxin by EPA. We anticipate that this review will culminate in OSWER guidance addressing the management of dioxin at CERCLA and RCRA sites.

The Office of Solid Waste and Emergency Response does not believe it is prudent to establish new, and possibly varying, precedents for Superfund or RCRA dioxin levels just prior to the release of this reassessment report. As with any other pollutant, it is important that EPA ensure appropriate national consistency in remediation efforts. The Agency has used 1 ppb as a residential cleanup level and between 5 ppb and 20 ppb as a commercial/industrial cleanup level at CERCLA and RCRA cleanup sites for dioxin in soil in the past; it is anticipated that OSWER will be issuing guidance, informed by the reassessment effort, that will provide a basis for the selection of dioxin cleanup levels in the near future. In the interim, for sites that require the establishment of a final dioxin soil cleanup level prior to the release of the reassessment report and

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development of OSWER guidance, EPA should generally use 1 ppb (TEQs) as a starting point for residential soil cleanup levels for CERCLA non-time critical removal sites (time permitting, for emergency and time critical sites) and as a PRG for remedial sites. EPA should generally use a level within the range of 5 ppb to 20 ppb (TEQs) as a starting point for cleanup levels at CERCLA non-time critical removal sites (time permitting, for emergency and time critical sites) and as a PRG for remedial sites for commercial/industrial soil. These levels should also be used as starting points in setting soil cleanup levels at RCRA corrective action sites.

For CERCLA remedial sites, consistent with 40 CFR § 300.430(f)(5)(iii)(D), EPA should commit to reviewing Records of Decision (RODs) (i.e., RODs in which this Directive has been used to develop dioxin soil cleanup levels) promptly following the release and analysis of the reassessment report and OSWER guidance, and, if necessary, to making changes to the RODs and cleanup actions, based on the information contained in the reassessment report and in the OSWER guidance. Similarly, in the case of non-time critical removal actions (time permitting, for emergency and time critical actions), EPA should commit to reviewing Action Memoranda promptly following the release and analysis of the reassessment report and OSWER guidance, and, if necessary, to making changes to the Action Memoranda and cleanup actions, based on the information contained in the reassessment report and the OSWER guidance. EPA should similarly commit to reviewing RCRA cleanup decisions (i.e., decisions for which this Directive has been used) promptly following the release and analysis of the reassessment report and OSWER guidance.

IMPLEMENTATION

Regional management should consult with the appropriate Office of Emergency and Remedial Response (OERR) Regional Centers on all proposed Fund and Potentially Responsible Party-lead site decisions under CERCLA, including other Federal agency-lead and state-lead site decisions, involving the development of dioxin soil cleanup levels for non-time critical removal sites (time permitting, for emergency and time critical removal sites) and remedial sites. Consultation should be initiated at the risk assessment stage. For Federal agency-lead sites, OERR will, in turn, notify the Federal Facilities Restoration Reuse Office of ongoing consultations. The Office of Site Remediation Enforcement will provide support if enforcement issues are identified. For consultation procedures, refer to the OSWER "Headquarters Consultation for Dioxin Sites", 9200.4-19, December 13, 1996, plus the OSWER "Consolidated Guide to Consultation Procedures for Superfund Response Decisions", 9200.1-18FS, May 1997.

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In the case of EPA-lead RCRA corrective action sites, Regions should provide the Office of Solid Waste Permits and State Programs Division (OSW/PSPD) with proposed dioxin soil cleanup levels (i.e., prior to notice and comment) in order to ensure appropriate implementation of this Directive. For state-lead RCRA corrective action sites, it is also recommended that states use the dioxin levels recommended by this Directive as starting points in setting soil cleanup levels. States are encouraged to share their approaches with the Regions in a manner consistent with established procedures for EPA support and oversight of state RCRA Corrective Action programs.

The levels in this Directive are recommended unless extenuating site-specific circumstances warrant different levels, a more stringent state applicable or relevant and appropriate requirement (ARAR) establishes a cleanup level at CERCLA sites, or a more stringent state requirement applies at RCRA sites. We recommend that levels other than 1 ppb (TEQs) for residential soils and outside the range of 5 ppb to 20 ppb (TEQs) for commercial/industrial soils be used only where evidence exists that risks posed by the site differ from risks estimated using standard national default guidance values. These recommendations apply to RCRA corrective actions, CERCLA non-time critical removal actions (time permitting, for emergency and time-critical actions) and CERCLA remedial actions where cleanup levels are to be developed for dioxin in soil, regardless of whether dioxin itself drives the decision-making process.

The recommended levels found in this Directive, generally considered protective of human health and the environment, apply to surface soils. Please note that with respect to human health, these levels are based on the direct contact exposure pathway. The recommended levels in this Directive do not apply to other exposure pathways, such as migration of soil contaminants to ground water or to agricultural products. While the focus of this Directive is on soils, these recommended levels also apply to sediments in the event that this environmental medium is considered to be a direct exposure pathway for human receptors.

This document provides guidance to EPA staff. The guidance is designed to communicate national policy on dioxin cleanups for soil. The document does not, however, substitute for EPA's statutes or regulations, nor is it a regulation itself. Thus, it cannot impose legally-binding requirements on EPA, states, or the regulated community, and may not apply to a particular situation based upon the circumstances. EPA may change this guidance in the future, as appropriate.

If you have any questions concerning this Directive, please contact either Marlene Berg at (703)603-8701 in Headquarters or Elmer Akin of Region 4 at (404)562-8634, as Marlene and Elmer are

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co-chairs of the Superfund Dioxin Workgroup. For the RCRA Corrective Action program, please contact Robert Hall of the Office of Solid Waste Permits and State Programs Division at (703)308-8484. Attached, for your information, is a list of Regional points of contact who are serving on the dioxin workgroup.

Attachment: Superfund Dioxin Workgroup: Regional Points of Contact

cc: Mike Shapiro, OSWER Peter Grevatt, OSWER Steve Luftig, OERR Elaine Davies, OERR Larry Reed, OERR Gershon Bergeisen, OERR David Bennett, OERR Bruce Means, OERR Betsy Shaw, OERR Paul Nadeau, OERR Tom Sheckells OERR Murray Newton, OERR John Cunningham, OERR Dave Evans, OERR Joe LaFornara, OERR Mark Mjoness, OERR Jim Woolford, FFRRO Elizabeth Cotsworth, OSW Barry Breen, OSRE Tudor Davies, OW Craig Hooks, FFEO Earl Salo, OGC Bill Sanders, OPPT Bill Farland, ORD Regional Counsel, Regions I-X Peggy Schwebke, Region 5 Superfund Dioxin Workgroup

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Table 4-2Release Case Studies

Draft Final Interim Feasibility Study ReportSan Jacinto River Waste Pits Superfund Site

March 2014090557-01

ProjectEnvironmental

Dredging Activity BMPs Source of Release Estimate Contaminant Mass Released Primary Reference

1995 Grasse River NTCRA Pilot Study

3,000 cy of sediment and debris removed

using hydraulic dredge for sediments

Dredging operation

BMPs and silt curtains

Caged fish monitoring

Adjacent fish tissue concentrations increased 50x; 0.9 km downstream fish tissue

concentrations increased 5x

"Non-Time Critical Removal Action (NTCRA) Pilot Dredging in the Grasse River" presentation to the NAS Panel on Risk-management Strategy for PCB-

Contaminated Sediments. November 8, 1999.

1999-2000 Fox River SMU 56/57

Dredging Pilot Study

82,000 cy removed using hydraulic

cutterhead dredge

Dredging operation

BMPs and silt curtains

Water quality monitoring data collected 100 to 200 feet

downstream of the dredge, outside of silt curtains

Average 2.2% of dredged PCB mass released into water

column, with roughly 30% as dissolved phase PCBs

Steuer, J.J., 2000. A mass-balance approach for assessing PCB movement during remediation of a

PCB-contaminated deposit on the Fox River, Wisconsin. USGS Water-Resources Investigations

Report 00-4245.

2004 Duwamish/ Diagonal Early

Action

70,000 cy removed using clamshell

mechanical dredge

Dredging operation

BMPs

Fate/transport and food web modeling to simulate measured fish tissue PCB increases during

and after dredging

Fish tissue increases simulated assuming an average 3%

(range: 1 to 6%) of dredged PCB mass released and

available for bioaccumulation

Stern, J. H., 2007. Temporal effects of dredge-related releases on fish tissue concentrations:

Implications to achieving net risk reduction. SETAC North America 28th Annual Meeting, Nov. 2007,

Milwaukee, WI.

2005 Grasse River Remedial Options Pilot

Study

25,000 cy removed using hydraulic

cutterhead dredge

Dredging operation

BMPs and silt curtains

Water quality monitoring data collected more than 2,000 feet

downstream of the dredge, outside of silt curtains

Average 3% of dredged PCB mass released into water

column, with more than 50% as dissolved phase PCBs

Connolly J.P., J.D. Quadrini , and L.J. McShea, 2007. Overview of the 2005 Grasse River Remedial

Options Pilot Study. In: Proceedings, Remediation of Contaminated Sediments—2007. Savannah, GA.

Columbus (OH): Battelle.

2005 Lower Passaic River

Dredging Pilot Study

4,000 cy removed using clamshell

mechanical dredge

Dredging operation BMPs and rinse tank

Water quality monitoring data collected 400 feet downstream of

the dredge over the 5 day dredging event

Average 3 to 4% (range: 1 to 6%) of dredged dioxin mass released into water column

Lower Passaic River Restoration Project Team, 2009. Revision and Updates

to the Environmental Dredging Pilot Study. Project Delivery Team Meeting. March 2009.

2009 Hudson River Phase I

Dredging

280,000 cy removed using clamshell

mechanical dredge

Dredging operation

BMPs and silt curtains

Water quality monitoring data collected more than 10,000 feet

downstream of the dredge, outside of silt curtains

Average 3 to 4% of dredged PCB mass released into water

column, with 70 to 90% as dissolved phase PCBs

Anchor QEA and Arcadis, 2010. Phase 1 Evaluation Report: Hudson River PCBs Superfund Site. Report prepared for General Electric, Albany, New York.

March 2010.

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Detailed Analysis of Remedial Alternatives

Draft Final Interim Feasibility Study Report March 2014 San Jacinto River Waste Pits Superfund Site 96 090557-01

construction duration of 16 months, there is an approximate 36 percent likelihood that this water surface elevation would be reached or exceeded (Appendix B). Such an event could result in significant resuspension and upstream/downstream transport of the TCRA sediments from the inundated portion of the construction footprint where the cap is removed. In addition, short-term water quality impacts would occur due to dredging operation releases (Appendix A). For example, the model simulation of Alternative 6N indicates that for an assumed dredge release rate of 3 percent5 (based on experience from other dredging projects; see Table 4-2), average surface water 2,3,7,8-TCDD concentrations within the USEPA’s Preliminary Site Perimeter would be predicted to increase by more than an order of magnitude during dredging. These releases would also be expected to increase tissue concentrations in the early years following remedy implementation and also result in increases in surface sediment concentration in surrounding areas (Appendix A). To minimize the potential for release of impacted sediment during construction, the work area would need to be protected with a turbidity barrier/silt curtain. As mentioned previously, however, there are documented limitations on the effectiveness of these types of controls. In addition to these environmental risks, construction for this alternative is estimated to require 17,500 truck trips (Table 4-4). This alternative would have high greenhouse gas, PM, and ozone impacts associated with construction emissions from equipment operating in the work areas (Table 4-4), as well as from equipment required for off-site transportation and disposal of excavated sediments. From a worker safety perspective, there is a moderate to high risk of accidental injury to workers during construction (Table 4-5). The remedy would be intended to achieve full protection upon completion of construction; however, it is likely there would be potentially significant releases of dioxins and furans to the surrounding environment during implementation that would be unavoidable and would affect the water column, increase sediment concentrations beyond the work area, and increase tissue concentrations of COCs.

5 As discussed in Appendix A, this percentage applies to the chemical mass within the dredge prism, and is simulated as a dissolved phase release in the model.

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Table of Contents

Draft Final Interim Feasibility Study Report – Appendix A: Chemical Fate and Transport Study March 2014 San Jacinto River Waste Pits Superfund Site iv 090557-01

Figure 3-11 Comparison of Gross Erosion Rate, Gross Deposition Rate, and Rate of Net Change for Post-TCRA Sensitivity Simulations: USEPA’s Preliminary Site Perimeter

Figure 3-12a Surface Sediment Thiessen Polygons Used for Fate Model Initial Conditions (TCDD)

Figure 3-12b Surface Sediment Thiessen Polygons Used for Fate Model Initial Conditions (TCDF)

Figure 3-13 Thiessen Polygons of Total Organic Carbon Figure 3-14a Spatial Profiles of Model-Predicted Annual Average Water Column TCDD

Concentrations (Model Year 11) Figure 3-14b Spatial Profiles of Model-Predicted Annual Average Water Column TCDD

Concentrations (Model Year 7) Figure 3-15 Spatial Profiles of Model-Predicted Annual Average Water Column TCDD

Concentrations, including Range (Model Year 11) Figure 3-16 Time Series of Model-Predicted Water Column TCDD Concentrations at

Select Transects Figure 3-17 Time Series of Model-Predicted Water Column TCDD Concentrations within

the USEPA’s Preliminary Site Perimeter and TCRA Site Figure 3-18 Time Series of Model-Predicted Post-TCRA Surface Sediment (top 6 inches)

TCDD Concentrations Averaged within USEPA’s Preliminary Site Perimeter Figure 3-19 Time Series of Model-Predicted Post-TCRA Surface Sediment (top 6 inches)

TCDD Concentrations Averaged by River Mile Figure 3-20 Time Series of Model-Predicted Post-TCRA Sediment TCDD Concentration

on the Surface of the Armored Cap Figure 4-1 Alternatives 4N, 5 N, 5aN, and 6N Remediation Footprints Figure 4-2a Spatial Profiles of Model-Predicted Annual Average Water Column TCDD

Concentrations for Alternatives 1N through 3N and Alternatives 4N, 5N, 5aN, and 6N Simulations (Model Year 1)

Figure 4-2b Spatial Profiles of Model-Predicted Annual Average Water Column TCDD Concentrations for Alternatives 1N through 3N and Alternatives 4N, 5N, 5aN, and 6N Simulations (Model Year 11)

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