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47

INDEX

TO

MIMEOGRAPH LETTERS, JULY

-

DECEMBER,

1937 .

'

Page

Abstract or hypothetical questions, no rulings to be issued by Board S-39 472

Accounts, Board of Governors:

Auditor's report for period January 1 to July 31, 1937 R-70 139

Addresses:

Eccles, Marriner S., at American Farm Bureau Federation meeting R-132 332

Copies sent FRBanks

R-139 358

President Roosevelt,

at

formal opening

of

Board's building,

copies sent to FRBanks R-98 209

Szymczak, M. S.:

Federal Reserve Responsibilities R-113 249

Technique of Credit Regulation R-109 228

Affiliates, condition reports, terms of waiver applicable to re-

ports, amended S-52 499

Agricultural

and

commodity prices, expression

of

Board's views

on

S. 1990 to stabilize R-47 94

Agricultural loans: (See Loans)

American Farm Bureau Federation:

Address

of

Chairman Eccles

at

meeting

of R-132 332

Copies sent FRBanks R-139 358

Amortisation

of

premiums:

Bonds with call prices under Comptroller's regulation

on in-

vestment securities

S-53 501

Different lots of bonds of same issue under Comptroller's

regulations S-28 446

Annual reports:

Board

of

Governors

for 1937,

request that FRBanks furnish data

for R-97 207



47

—2—

Page

Assessments:

FRBanks to cover expenses of Board for first six months of 1938 R-147 401

Audits:

Board of Governors accounts, report for period January 1 to

July 31, 1937 R-70 139

FRnotes, incomplete notes on hand at Bureau of Engraving and

Printing R-46 91

Bank relations reports, monthly:

June

R-33 8

July R-52 101

August R-82 .156

September R-93 187

October R-114 270

November

R-144 380

Board of Governors:

Accounts, audit report for period January 1 to July 31, 1937 R-70 139

Agreements with nonmember banks under Securities Exchange Act of

1934, changes in list of:

July R-43 81

September R-87 179

October R-106 225

November R-122 296

Annual report

for 1937,

request that FRBanks transmit data

for R-97 2O7

Building:

Description of R-45 84

Formal opening, copies of address made by President

Roosevelt

R-98 209



47

-3-

Board of Governors: (Continued)

Page

Expenses, assessment

on

FRBanks

to

cover

for

first

six

months

of 1938 R-147 401

Meetings with directors and officers of FRBanks R-124 318

Members:

Eccles, Marriner S., Chairman:

Address before American Farm Bureau Federation R-132 332

Copies sent FRBanks

R-139 358

Statement that article

in

banking publication

is

untrue R--10?

226

Szymczak,

M. S.:

Address on Federal Reserve Responsibilities R-113 249

Address on Technique of Credit Regulation R-109 228

Rulings: (See Rulings, Board of Governors)

Bonds, amortizing premiums

on;

Bonds with call prices under Comptroller's regulation on invest-

ment securities S-53 501

Different lots of bonds of same issue under Comptroller's

regulations S-28 446

Branch banks, domestic:

State member banks, forms for reporting deposits at time of

next call date

R-141 361

Budgets, FRBanks, 1938 R-137 353

Building of Board of Governors:

Copies of address made by President Roosevelt at formal opening R-98 209

Description of R-45 84



47

•—4~

Bureau of Engraving and, Printing:

FRnotes, cost

of

preparing

for:

June

July

August

September

October

November

Business and financial conditions, summary based on statistics for:

June .ana first three weeks of July

July and first three weeks of August

August and first three weeks of September

September

and

first three weeks

of

October

October and first three weeks of November

November and first three weeks of December

Certificates of deposit for stock, question of being registered

securities

Certified check deposited in temporary satisfaction of demand for

margin and later replaced with stocks

Circulars:

Board of Governors, incorporation of Board ruling by FRBank of

Dallas in general circular to member banks

FRBank of Dallas, incorporation of Board ruling in general cir-

cular to member banks

Clearing and collection:

Interdistrict time schedule, change reducing time between St.

Louis and Nashville

E M S

R-29 2

R-51 99

R-77 149

R-92 185

R-110 244

R-130 329

R-37 26

R-59 122

R-84 174

R-100 211

R-117 287

R-145 396

S-36 462

S-42 430

R-105 222

R-105 222

R-68 180



47

-5-

Page

Code words:

Marsoon and Marsope, meaning of S-56 .506

Treasury bills, words covering new issues of R-30 4

R-34 23

R-36 2 5

R-42 30

R-4S

9 5

R - 5 0 93

R-56 119

R-63 132

R-67 136

R-73 144

R-74 145

K r - 7 8

1 5 1

R-35 177

R-86 173

R-89 131

R-91 134

R-95 205

R-104 221

R-108 227

R-lll 246

R-115 285

R-118 291

R-121 295

R-127 325

R-131 331

R-136 352

R-148 403

Coin:

Shipping expense and movement, report of Committee on Free Serv-

ices of Presidents' Conference concurred in by

Board

R-28

Committees:

Presidents' Conference:

Free Services, report on shipping expense and movement of

coin and currency concurred in by Board R-28

Interim, consisting of Messrs. Hodgson, Earhart and Kimball

to prepare report on making rulings of Board

readily available, etc.

R-44

32



427

499

349

361

141

32

489

128

412

416

1

361

47

Committees: (Continued)

Trust investment committees

of

national banks, appointment

of

alternates S-18

Common trust funds: (See Trust funds)

Condition reports:

Affiliates, terms

of

waiver applicable

to

reports, amended

S-52

State member banks:

Agricultural loans

and

farm real estate data requested

as

of next call and forms sent FRBanks R-134

Branches, forms for reporting deposits of R-141

Forms sent FRBanks R-71

Conferences, Presidents:

Recommendations, report of committee on establishing loose leaf

service of Board's rulings, etc., approved R-44

Consumers paper, rediscount

by

FRBanks

S-49

Criminal violations, reporting to Federal Bureau of Investigation R-62

Reports by FRBanks S-12

Reports by FRBanks to FBI S-14

Currency, shipping expense and movement, report of Committee on Free

Services of Presidents' Conference concurred in

by Board R-28

Dekker, E. N.: (See National banks, National City Bank of Cleveland,

Ohio)

Deposits:

Branches of State member banks, supply of forms for reporting R-141

Demand, matured bonds and coupons, treating as cash items in

process

of

collection

so as to be

deductible

from gross demand deposits in computing reserves S-2?



47

-7-

Pa,?e

Deposits: (Continued)

Savings accounts:

Classification of deposits of certain organizations as,

under Regulation Q S-41 476

Mutual associations, classification of deposits as, cannot

be done under Regulation Q S-45 484

Poor district funds, classification

of

deposits

as S-46 485

Railroad Employees National Pension Association, classifica-

tion

of

local chapter funds

as S-47 486

Ruling of Board may be incorporated by FRBank of Dallas in

general circular

to

member banks

R-105 222

Destruction of records:

Working papers compiled by examiners for FRBanks in course cf

field examinations, word "records" should not

apply

to 8-16 424

Directors:

FRBank of Philadelphia:

McCabe, Thomas B., Class C, appointment for unexpired

portion of term ending December 31, 1939 R-58 121

FRBanks:

Appointments for terms specified R-152 407

Chairmen and Deputy Chairmen, appointments for 1938, and

directors

of

FRBanks

and

branches

R-152 407

Meetings with Board of Governors R-124 318

FRBranch banks:

Appointments for terms specified R-152 407

Birmingham:

Norton, Edward L., appointed director for unexpired

portion :>f term ending December 31# 1937 R-54 116



Page

47

- 8 -

Directors: (Continued)

FRBranch banks: (Continued)

Detroit:

Pierson, H. Lynn, appointed director for unexpired por-

tion of term ending December 31, 1939 R-35 24

Los Angeles:

Newman, Carl V., appointed director for unexpired por-

tion of term ending December 31, 1937 R-38 29

Nashville:

Austin, Clyde, appointed director

for

unexpired

por-

tion of terra ending December 31, 1938 R-54 116

McEwen, W. E., appointed for unexpired portion of term

ending December 31, 1939 R-54 116

Oklahoma City:

Roberts, Clarence, appointed for unexpired portion of

tern ending December

31, 1938 R-54 116

Discount rates:

(See

Rates, FRBanks)

Earnings and dividends reports of FRBanks:

State member banks, forms for reporting last six months of 1937 R-149 404

Earnings and expenses of FRBanks:

1914-1935, condensed comparative reports only to be prepared R-126 322

Manual of instructions governing preparation of reports, re-

vised pages forwarded R-151 406

Revised pages for

manual

cf instructions S-50 492

Examinati on s:

Working papers

compiled

by FRBank examiners, not considered

records for purposes of destruction S-16 424



47

-9-

Page

Examiners, State banks:

FRBulletin, complimentary copies

to be

sent

to,

during

1938 R-119 292

Excess or marginal collateral, clarification of Board's require-

ments re reporting under Regulation A S-44 483

Executive officers:

Inactive officers cannot be excluded from provisions of Regula-

tion 0 S-59 512

Loans to, authority to borrow up to $2500 and permitting au-

thority

to

continue

in

full force until revoked

S-34 458

Exempted securities cannot be replaced with registered nonexempted

securities without additional collateral S-43 482

Farm real estate, data requested in next condition report and forms

sent FRBanks R-134 349

Federal Bureau of Investigation:

Criminal violations, reporting of R-62 128

Criminal violations, reports

by

FRBanks

S-14 416

FRAgents:

Appointments for 1938 R-152 407

Indebtedness and outside business relations of Agents and em-

ployees in their departments S-19 429

FRBank of Kansas City:

Industrial loan questionnaire, copies

of

replies

to

FRBank

and

to National City Bank of Cleveland, Ohio R-103 218

FRBanks:

Assessment to cover expenses of Board for first six months of

1938 R-147 401

Bank relations reports, monthly:

June R-33 8

July

R-52 101



156

187

270

380

353

466

412

492

322

406

492

429

154

400

400

350

322

47

- 1 0 -

FRBanks: (Continued)

Bank relations reports, monthly: (Continued)

August R-82

September * R-93

October R-114

November R-144

Budgets for 1938 R-137

Comments on revision of Regulation A S-38

Criminal violations, reports of S-12

Daily balance sheet, form 34 revised S-50

Earnings and expenses:

1914-1935) condensed comparative reports only to be prepared R-126

Manual of instructions governing preparation of reports, re-

vised pages forwarded

R-151

Revised pages for manual of instructions S-50

FRAgents Departments, employees, indebtedness and outside busi-

ness relations S-19

Functional expense reports:

Compilation for first half of 1937 R-80

Manual

of

instructions, revised sets will

be

sent FRBanks

R-146

Revised forms will be sent FRBanks when completed R-I46

Holidays: (See Holidays)

Officers and employees, number and salaries, forms for report-

ing to Board R-135

Profits or losses, 1914-1935, forms enclosed for complete in-

f ormation R-126



47

- 1 1 -

Page

FRBanks: (Continued)

Salaries

of

officers

and

employees, forms

for

reporting

to

Board R-135 350

Staff:

Chairmen and Deputy Chairmen for 1938 R-152 40?

Officers, meetings with Board of Governors R-124 318

FRBulletin:

Business

and

financial conditions, summary based

on

statistics

for:

June and first three weeks of July R-37 26

July and first three weeks of August, R-59 122

August and first three weeks of September R-84 174

September

and

first three weeks

of

October,

R-100 211

October and first three weeks of November R-117 287

November and first three weeks of December R-145 396

State bank examiners, complimentary copies

to be

sent

to, dur-

ing 1938 ' R-119 292

FRnotes:

Audit of incomplete notes on hand at Bureau of Engraving and

Printing R-46 91

Cost of preparing for:

June R-29 2

July R-51 99

August R-77 149

September R-92 185

October

R-110 244

November

R-130 329



47

- 1 2 -

Page

Federal Reserve Responsibilities, address

by Mr.

Szymczak before

Municipal Bond Club of New York R-113 249

Fiduciary powers:

Note of director constituting asset of trust for which bank

has

been named trustee, question

of

renewing

S-22 434

Field offices of Federal Bureau of Investigation R-62b 130

Finance company paper, eligibility for rediscount under Regulation A S-51 497

Foreign banking corporations:

Reserves, amendment to Regulation K setting requirements at

percentage required of member banks in

central reserve cities S-21 433

Forms:

Budget for 1938, supply of forms R-137&, 137b and 137c sent to

FRBanks B-137 353

Condition reports of State member banks:

Forms sent FRBanks

R-71 1/| l

Additional forms for reporting agricultural loans and farra

real estate data R-134 349

Branches, forms for reporting deposits as of next call date R-141 361

Copies required during 1938 K-96 206

R-99 210

Functional expense reports, revised forms will be sent FRBanks

when completed R-I46 400

Manual of Instructions Governing Preparation of Earnings and

Expense Reports by FRBanks, revised pages for R-151 406

Revised pages forwarded S--50 492

Manual of instructions governing preparation of functional ex-

pense reports, revised sets will be forwarded

to FRBanks R-I46 400



47

-13-

Pag_e

Forms: (Continued)

Officers

and

employees

of

FRBanks, summary statement

of

number

and salaries R-135 350

Schedule of rates, forms sent FRBanks for reporting each month S-29 449

Transmitted to FRBanks for use during 1938 R-15G 405

34> revised copies for use during 1938 B-129 328

Revision

of S-50 492

105h,

deposits

of

branches

of

State member banks, supply

forwarded ' R-I41 36.I

107,

Earnings

and

dividends reports

of

State member banks,

forms for reporting for last six months of 1937 R-I49 404

220b, reports of affiliates of State member banks, terms of

waiver amended 3-52 499

Functional expense reports, FRBanks: ,

Compilation for first half of 1937 R-80 154

Manual of instructions, revised sets will be forwarded to

FRBanks R-I46 400

Revised forms will be sent FRBanks when completed R-I46 400

Government securities:

Stolen bonds, copy of letter addressed to FRBank of San Fran-

cisco R-128 326

Treasury bills: (See Treasury bills)

Holding company affiliates, voting permits to cover banks acquired

subsequent to acquisition of general voting

permit S-33 454



47

—1.4—

Page

Holidays:

Board

of

Governors:

January

1,

offices

of

Board

to be

closed

R-13S 357

Labor Day, offices to be closed R-53 135

Thanksgiving

to be

observed

on

November

25, 1937 R-94 203

Christmas, offices

to be

closed

R-116 286

Christmas

Eve,

offices

of

Board

to be

closed

R-133 348

FRBanks, dates

to be

observed

by

FRBanks

and

branches:

August

R-32 7

September

R-53 115

October

R-76 148

November

R-94 203

December

R-116 286

January

R-138 357

Indebtedness

and

outside business relations:

FRAgents

and

employees

in

Agent's department, copy

of

letter

to

FRBank

of

Dallas

S-19 429

Industrial loans:

(See

Loans, Industrial advances)

Interdistrict time schedules:

(See

Clearing

and

collection)

Interlocking directorates:

Morris plan banks, reconsideration of exception contained

in

Regulation

L R-125 320

Service under Banking

Act of 1935,

relationship which

has

been

terminated cannot

be

resumed

S-58 510



Page

47

-15-

Interpretations:

Regulation D:

Matured bonds

and

coupons, treating

as

cash items

in

process

of

collection

in

computing reserves under regu-

lation S-27 444

Regulation

F:

Investment

of

trust funds

in

concerns

in

which bank direc-

tors

are

interested

S-24 438

Note of director constituting asset of trust for which bank

has


of

renewing

S-22 434

Trust funds, investment

in

real estate mortgage loans

pur-

chased through company

of

which bank director

is

chairman

of

board

S--25 440

Regulation

0:

Loans

to

executive officers, authority

to

borrow

up to

$2500

and

permitting authority

to

continue until

re-

voked S-34 458

Regulation Q:

Deposits

of

mutual, associations

may not be

classified

as sav-

ings deposits

S-45 434

Deposit

of

poor district classified

as

savings deposit

8-46 485

Funds

of

Railroad Employees National Pension Association

classified

as

savings deposits

S-47 486

Regulation T:

Certificates

of

deposit

for

stock

and

stamped stock

as

regis-

tered securities

in

plan

of

consolidation

of two

corporations

S-36 462

Clearance

of

securities, effecting transactions involved

in

a

special cash account

S-23 436

Credit provided

in

section

5(b) may be

maintained without

regard

to

date provided

in

section

5(d) 8-17 426



Page

47

-16-

Interprotations (Continued)

Regulation

T:

(Continued)

Customer is incorporated securities fira, securities and

short sales need not be denied loan value or

excluded from account as those of a "partner" S-57 509

Legend on stock indicating acceptance of offer to exchange,

permitting holder of restricted account to have

stamped S-35 459

Replacement of exempted securities with registered non-

exempted securities cannot

be

permitted without

additional collateral

S-43 432

Statement of member may be used in lieu of customer's state-

ment if it states he believes facts to be as

required to be stated by customer S-55 505

Time within which securities should be considered to have

acquired loan value S-13 414

Transactions constituting bona fide arbitrage transactions

within meaning of regulation 5-20 431

Regulation U:

Cashier's check as collateral for loan whose maximum, loan

value is less than amount of loan, reinvestment

of check forbidden S-32 453

Certified check deposited in temporary satisfaction of demand

for margin and later replaced with stocks S-42 480

Depreciation in collateral for loan, transfer of wife's ac-

count

to

bank

to

make

up for S-37 464

Loan made on stock registered on national securities ex-

change which has since become unregistered S-54 504

Loan made to purchase stock, question whether substitution

of cash for stock collateral constitutes new

loan S-2.6 442

Loan made prior to Securities Exchange. Act of 1934, applica-

bility of regulation to S-31 452



47

-17-

Interpretations: (Continued)

Regulation

U:

(Continued)

Shares*

of a

Massachusetts cooperative bank should

be con-

sidered stock

Transfers

of

loans under regulation

Investment securities:

Amortization

of

premiums

on:

Bonds with call prices under Comptroller

1

s regulation

Different lots

of

bonds

of

same issue under Comptroller's

regulation

Leased wire system:

Code words:

Marsoon and marsope, meaning of

Treasury bills, words covering

new

issues:

(See

Treasury

bills)

Expenses:

June

July

August

September

October

November

Legislation:

Agricultural

and

commodity prices, expression

of

Board's view

on S. 1990 to

stabilise



47

—IS—

Page

Loans:

Agricultural, data requested in next condition report and forms

sent FRBanks

R-134 349

Depreciation

in

collateral, transfer

of

wife's account

to

bank

to make up for S-37 464

Executive officers:

Authority to borrow up to 2500 and permitting authority to

continue in full force until revoked S-34 458

Inactive officers cannot be excluded from provisions of

Regulation

0 S-59 512

Industrial advances:

FRBanks requested

to

give sympathetic consideration

to

appli-

cations since RFC has discontinued making S-40 474

Questionnaire, replies to letters from FRBank of Kansas City

and National City Bank of Cleveland, Ohio R-103 218

Reconstruction Finance Corporation

may not

make

any

further

advances S-40 474

Loose-leaf service of Board's rulings, interpretations, etc., to be

established and maintained R-44 82

Losses

at

FRBanks, forms

for

report

for

prior years

R-126 322

Manuals:

Instructions Governing Preparation

of

Earnings

and

Expense

Re-

ports by FRBanks, revised pages for R-151 406

Revised pages forwarded S-50 492

Instructions Governing Preparation of Functional Expense Reports,

revised sets will be forwarded to FRBanks R-146 400

Margin requirements:

Change by amendment to supplement of Regulation U R-101 214



47

-19-

Margin requirements: (Continued)

Regulation T, amendment changing maximum loan values adopted R-102 215

Marginal collateral required in connection with advances or dis-

counts, proposed letter

to be

sent

to

FRBanks

after issuance

of

Regulation

A R-41 36

Massachusetts co-operative bank, shares should be considered as

"stock" S-30 451

Meetings:

Directors and officers of FRBanks with Board of Governors, let-

ter to FRBanks for suggestions R-124 318

Morris Plan banks:

Interlocking directorates, reconsideration

of

exception

con-

tained in Regulation L R-125 320

Municipal Bond Club of New York, address by Mr. Szymczak before R-113 249

Mutual associations, classification of deposits as savings de-

posits cannot be made S-45 484

National banks:

Common trust funds, amendment to Regulation F permitting opera-

tion, tentative draft of proposed amendment R-79 152

Amendment to Regulation F permitting investment in R-142 362

National City Bank of Cleveland, Ohio, industrial loan question-

naire, copies of reply to Mr. E. N. Dekker R-103 218

Trust investment committees, appointment of alternates S-18 427

National securities exchanges, tentative draft

of

Regulation

T to

be

submitted

to, for

comments

and

suggestions

R-39 30

Nonmember banks, agreements with Board under Securities Exchange Act

of 1934, changes in list for:

July R-43 81

September

R-87 179



47

2 0

225

296

94

485

Page

Nonmember banks, agreements with Board under Securities Exchange Act

of 1934, changes in list for: (Continued)

October R-106

November R-122

Objectives of monetary policy, expression of Board's views R--47

Poor district funds, classification as savings deposits S-46

Premiums, amortisation

of:

Different lots

of

bonds

of

sane issue under Comptroller's

regulations 8-28 446

President of United States:

Address at formal opening of Board's building, copies sent to

FRBanks

R-98 209

Press statements:

Austin, Clyde, appointed director of Nashville Branch R-54 116

Business

and

financial conditions, summary based

on

statistics

for:

June and first three weeks of July R-37

July and first three weeks of August R-59

August and first three weeks of September R-84

September and first three weeks of October ' R-100

October

and

first three weeks

of

November E-II7

November and first three weeks of December R-145

Chairmen and Deputy Chairmen for 1938 and directors of FRBanks

and branches R-152 407

Eccles, Marriner S., statement that article in banking publica-

tion is untrue ' R-107 2.26

Margin requirements changed R-101 214

26

122

174

211

287

396



age

121

116

29

116

24

117

134

117

133

135

120

127

138

126

134

137

170

36

215

293

47

- 2 1 -

Press statements: (Continued)

McCabe, Thomas

B.,

appointed director

of

Federal Reserve Bank

of Philadelphia

McEwen, W. E., appointed director of Nashville Branch

Newman, Carl V., appointed director at Los Angeles Branch

Norton, Edward L., appointed director of Birmingham Branch

Pierson, H. Lynn, appointed director of Detroit Branch

Rediscount rates:

FRBank of Atlanta reduced

FRBank of Boston reduced

FRBank of Chicago reduced

FRBank of Dallas reduced

FRBank of Kansas City reduced

FRBank

of

Minneapolis, reduction approved

FRBank of New York reduced

FRBank of Philadelphia reduced

FRBank of Richmond reduced

FRBank of St. Louis reduced

FRBank of San Francisco reduced

Regulation A, adoption of revision announced

Regulation F, amendment permitting national banks to invest in

common trust funds

Regulation T:

Amendment to regulation defining terms and amendment to

supplement setting maximum, loan values

Revision announced

as

adopted

to

become effective January

1, 1938



47

- 2 2 -

Page

Press statements: (Continued)

Regulation

U:

Amendment

to

regulation

and

foreword

E-40 31

Amendment

to

supplement changing margin requirements

R-101 214

Roberts, Clarence, appointed director

of

Oklahoma City Branch

R--54 116

Questionnaires:

•

Industrial loans, replies

to

letters from FRBank

of

Kansas City

and

National City Bank

of

Cleveland, Ohio

R-103 218

Railroad Employees National Pension Association:

Funds

of

local chapter, classification

as

savings deposits

3-47 486

Rates:

FRBank

of

Atlanta, rediscount, reduction approved

and

press

statement issued

R-55 117

FRBank

of

Boston, rediscount, reduction approved

and

press

statement issued R~6f>

134

FRBank

of

Chicago, rediscount, reduction approved

and

press

statement issued

R-55 117

FRBank

of

Dallas, rediscount, reduction approved

and

press

statement issued

R-64 133

FRBank

of

Kansas City, rediscount, reduction approved

and

press

statement issued

R-66 135

FRBank

of

Minneapolis, rediscount, reduction approved

and

press

statement issued ft-37

120

FRBank

of New

York, rediscount, reduction approved

and

press

statement issued

R-61 127

FRBank

of

Philadelphia, rediscount, reduction approved

and

press statement issued

R-69 133

FRBank

of

Richmond, rediscount, reduction approved

and

press

statement issued

R-60 126



47

-23-

Esge

Rates: (Continued)

FRBank

of St.

Louis, rediscount, reduction approved

and

press

statement issued R-65 134

FRBank

of San

Francisco, rediscount, reduction approved

and

press statement issued R-68 137

FRBanks:

Code words used in reporting, meaning of S-5& 507

Schedule of, forms sent FRBanks for reporting as of each

month S-29 449

Real estate, data

on

farm real estate requested

in

next condition

report and forms sent FRBanks R-134 349

Reconstruction Finance Corporation, industrial loans, advice that

corporation may not make any further loans S-40 474

Rediscounts:

Consumers' paper by FRBanks, discount considered proper although

proceeds of note are used to purchase goods

for use and not for resale S-49 489

Excess or marginal collateral, clarification of Board's re-

quirements re reporting under Regulation A S-44 483

Finance company paper, eligibility under Regulation

A S-51 497

Regulation A, revised draft of proposed regulation R-41 33

Revision adopted, press statement to be issued at later

date R-81 155

Press statement announcing adoption

of

revision

R-83 170

Regulations:

Board of Governors:

A:

Comments of FRBanks on proposed revision and consid-

erations influencing Board in reviewing S-38 466



47

-24-

Page

Regulations: (Continued)

Board

of

Governors: (Continued)

A: (Continued)

D:

F:

K:

Excess or marginal collateral, clarification of

Board's requirements with respect to reporting S-44 433

Revised draft of proposed regulation R-41 33

Revision adopted, press statement to be released later R-81 155

Revision, press statement announcing adoption

R-33 170

Matured bonds and coupons, treating -as cash items in

process of collection so as to be deductible

from gross demand deposits in computing re-

serves S-27 444

Amendment permitting operation of common trust funds

by,

national banks, tentative draft

R-79 152

Amendment adopted R-142 362

Investment of trust funds in concerns in which bank

directors are interested S-24 438

Investment of trust funds in real estate mortgage loans

purchased through company of which director is

chairman of board S-25 440

Note of director constituting asset of trust for which

bank

has


of

renew-

ing S-22 434

Trust investment committees, appointment of alternates

for members of 5-18 427

Amendment setting reserves of foreign banking corpora-

tions at percentage required of member banks in

central reserve cities S-2.1 433



47

-25-

Page



L:

Morris Plan banks, reconsideration

of

exception

con-

tained

in R-125 32.0

Loose-leaf service

to be

established

and

maintained

by

Board

R-44 82

0:

T:

Inactive officers cannot be excluded from tern "execu-

tive officers"

S-59 512

Amendment

to

regulation defining terns

and

amendment

to

supplement setting maximum loan values

R-102 215

Certificates

of

deposit

for

stock

and

stamped stock

as

registered securities

in

plan

of

consolida-

tion

of two

corporations

S--36 462

Clearance

of

securities, effecting transactions

in-

volved

in •j

special cash account

S-23 436

Credit provided

for in

section

5(b) may be

maintained

without regard

to

date provided

in

section

5(d) S-l? 426

Customer

is

incorporated securities firm, securities

and

short sales need

not be

excluded from

ac-

count

as

those

of

"partner"

S-57 509

Exempted securities cannot

be

replaced with registered

nonexeniptea securities without additional col-

lateral

S-43 482

Legend

on

stock indicating acceptance

of

offer

to ex-

change, permitting holder

of

restricted account

to

have stamped

S-35 459

Revision

of,

copies

of

tentative draft

of

proposed

gen-

eral revision sent FRBanks

R-39 30



- 2 6 -

Page



T:

(Continued)

Press statement announcing adoption

to

become

effective January

1, 1938 R-120 29>

Mimeographed copies

to

FRBanks R--I2.?

297

Statement

of

member

may be

used

in

lieu

of

customer's

statement

if it

states

he

believes facts

to be

as

required

to be

stated

by

customers

S-55 505

Time

as of

which securities should

be

considered

to

have acquired loan value

S-13 414

Transactions constituting bona fide arbitrage trans-

actions

S-20 431

U:

Amendment

to

regulation

and

foreword

B.-40 31

Amendment to supplement changing margin requirements R-.1.01 214

Cashier's check

as

collateral

for

loan whose maximum.

loan value

is

"less than amount

of

loan, rein-

vestment

of

check forbidden

S-32 453

Certified check deposited

in

temporary satisfaction

of

demand for margin and later replaced with

stocks S-42 480

Depreciation

in

collateral

on

loan, transfer

of

wife's

account

to

bank

to

make

up for S-37 464

Loan made

to

purchase stock, question whether substitu-

tion of cash for stock collateral constitutes

new loan S-26 442

Loan made prior

to

Securities Exchange

Act of

1934*

ap-

plicability of regulation to S-31 452

Loan made on stock registered on national securities

exchange which has since become unregistered S-54 504

Transfers of loans under S-15 420



47

-27-

Page


Comptroller of Currency:

Investment securities, amortization

of

premiums

on:

Bonds with call prices under

S-53 501

Different lots

of

bonds

of

same issue

S-28 446

Reports:

Free services

of

FRBanks,

on

shipping expense

and

movement

of

currency and coin, recommendation concurred in R-28 1

Public relations activities

of

FRBanks, monthly report

for:

June

R-33 8

July

R-52 101

August

R-82 156

September

R-93 187

October R-1.14 2?0

November R--144

380

Reserves:

Deficiencies, waiver

of

penalties

for S-48 487

Foreign banking corporations, amendment to Regulation K setting

at

percentage required

of

member banks

in cen-

tral reserve cities 8-21 433

Matured bonds

and

coupons, treating

as

cash items

in

process

of

collection under Regulation D S-2.7 hhh

Resolutions, Board

of

Governors:

Assessment

on

FRBanks

to

cover expenses

of

Board

for

first

six months of 1938 R-147 401



47

- 2 8 -

Revised Statutes:

Page

Sec. 5136,

advice that

S

letter

had

inadvertently omitted

numeral 9 R-?2 143

Rulings, Board

of

Governors:

Abstract

or

hypothetical questions,

no

rulings

to be

issued

S-39 472

Deposits, classification

of

those

of

certain organizations

as

savings deposits

S-41 476

Discount

of

consumers' paper

by

FRBanks under Regulation

A S-49 489

Finance company paper, eligibility

for

rediscount under Regula-

tion

A S-51 497

Loose-leaf service

to be

established

and

maintained

by

Board

R-44 82

Massachusetts co-operative bank shares should

be

considered

as

"stock"

S-30 451

Savings deposits, incorporation

of

ruling

by

FRBank

of

Dallas

in

general circular

to

member banks

R-105 22

S

letters:

S-28,

numeral

9

inadvertently omitted

R-72 143

Savings deposits:

(See

Deposits)

Securities Exchange

Act of 1934:

Nonmember bank agreements with Board, changes

in

list

of:

July

R-43 81

September

R

.-87 179

October

R-106 22.5

November

R-122 296

Securities exchange administration:

Cashier's check

as

collateral

for

loan whose maximum loan value

is

less than amount

of

loan, reinvestment

of

check forbidden

S-32 453



47

-29-

Securities exchange administration: (Continued)

Certificates

of

deposit

for

stock

and

stamped stock

as

regis-

tered securities in plan of consolidation of

two corporations S-36 462

Certified check deposited in temporary satisfaction of demand

for margin and later replaced with stocks 8-42 480

Clearance of securities, effecting transactions involved in a

special cash account S-23 436

Credit provided in section 5(b) may be maintained without re-

gard

to

date provided

in

section

5(d) S-l? 426

Customer is incorporated securities firm, securities and short

sales need not be denied loan value or excluded

from account as those of a "partner" S-57 509

Depreciation in collateral for loan, transfer of wife

1

s account

to bank to make up for S-37 4&4

Legend on stock indicating acceptance of offer to exchange, per-

mitting holder of restricted account to have

stamped S-35 459

Loan made prior to Securities Exchange Act of 1934, applica-

bility of Regulation U to S-31 452

Loan made to purchase stock, question whether substitution of

cash for stock collateral constitutes new loan S-26 442

Loan on registered stock which has since become unregistered S-54 504

Replacement

of

exempted securities with registered nonexempted

securities could not be permitted without addi-

tional collateral

S-4

.3 482

Statement of member may be used in lieu of customer's statement

if it states he believes facts to be as required

to be stated by customer S-55 505

Time as of which certain securities should be considered to have

acquired loan value under Regulation T S-13 414

Transactions constituting bona fide arbitrage transactions with-

in meaning of Regulation T 3-20 431



47

-30-

Securities exchange atimini s tration: (Continued)

Transfers

of

loans under Regulation

U

State bank examiners: (See Examiners)

State member banks:

Condition reports:

Agricultural loans and farm real estate data requested

as of next call date and forms sent FRBanks

Branches, forms

for

reporting deposits

of

Forms sent FRBanks

Earnings and dividends reports, forms for reporting last six

months of 1937

Stock, shares of a Massachusetts co-operative bank should be con-

sidered stock

Stolen bonds, copy of letter addressed to FRBank of San Francisco

Technique

of

Credit Regulation, address

by Mr.

Szyaczak

Treasury bills:

Code words covering new issues

Page

S-15 420

R-134 349

R-141 361

R-71 141

R—.149 404

S-30 451

R--128

326

R-109 223

E-30

' 4

R-34

23

R-36

25

R-42

80

R-48

95

R-50

98

R-56

119

R-63

132

R-6?

136

R-73

144

R-74

145

R-7B

151

R-65

177

R-86

178

R-89 131

R-91

184

R-95

205

R-104

221

R-108

227



47

-31-

Treasury Mils: (Continued)

Page

Code words covering new issues (Continued) R-lll 246

II—115

285

R-118 291

R-121 295

R-127 325

R-131 331

R-136 352

R-148 403

Trust funds:

Common:

Amendment

to

Regulation

F

permitting operation

by

national

banks, tentative draft

R-79 152

Amendment adopted

R-142 362

Investment

in

concerns

in

which bank directors

are

interested

8-24 438

Investment

in

real estate mortgage loans purchased through

company

of

which bank director

is

chairman

of

board

S-25 440

Trust investment committees

of

national, banks, appointment

of al-

ternates

S-18 427

Violations:

Banking laws, report

to

Bureau

of

Investigation

S-14 416

Criminal provisions

of

banking laws

of U.S.

, reports

by

FRBanks

5-12 412

Reports

by

FRBanks

to FBI S-14 416

Reporting

to

field offices

of

Federal Bureau

of

Investigation

R-62 128

Voting permits:

General, procedure vAiere holding company affiliate with general

permit

has

acquired additional banks

and

desires

to

obtain permit covering those banks

S-33 454

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